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The Journal of Neuroscience, September 15, 2000, 20(18):6888-6897
The Role of Brain-Derived Neurotrophic Factor Receptors in
the Mature Hippocampus: Modulation of Long-Term Potentiation through a
Presynaptic Mechanism involving TrkB
Baoji
Xu1,
Wolfram
Gottschalk3,
Ana
Chow3,
Rachel I.
Wilson2,
Eric
Schnell2,
Keling
Zang1,
Denan
Wang1,
Roger A.
Nicoll2,
Bai
Lu3, and
Louis F.
Reichardt1
1 Howard Hughes Medical Institute, Program in
Neuroscience and Department of Physiology, and 2 Program in
Neuroscience and Department of Cellular and Molecular Pharmacology,
University of California, San Francisco, California 94143, and
3 Unit on Synapse Development and Plasticity, National
Institute of Child Health and Human Development, National Institutes of
Health, Bethesda, Maryland 20892
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ABSTRACT |
The neurotrophin BDNF has been shown to modulate long-term
potentiation (LTP) at Schaffer collateral-CA1 hippocampal synapses. Mutants in the BDNF receptor gene trkB and antibodies to
its second receptor p75NTR have been used to determine the receptors
and cells involved in this response. Inhibition of p75NTR does not detectably reduce LTP or affect presynaptic function, but analyses of
newly generated trkB mutants implicate TrkB. One mutant
has reduced expression in a normal pattern of TrkB throughout the brain. The second mutant was created by cre-loxP-mediated removal of
TrkB in CA1 pyramidal neurons of this mouse. Neither mutant detectably
impacts survival or morphology of hippocampal neurons. TrkB reduction,
however, affects presynaptic function and reduces the ability of
tetanic stimulation to induce LTP. Postsynaptic glutamate receptors are
not affected by TrkB reduction, indicating that BDNF does not modulate
plasticity through postsynaptic TrkB. Consistent with this, elimination
of TrkB in postsynaptic neurons does not affect LTP. Moreover, normal
LTP is generated in the mutant with reduced TrkB by a
depolarization-low-frequency stimulation pairing protocol that puts
minimal demands on presynaptic terminal function. Thus, BDNF appears to
act through TrkB presynaptically, but not postsynaptically, to modulate LTP.
Key words:
TrkB; conditional mutant; CA1; long-term potentiation; presynaptic; neuronal survival
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INTRODUCTION |
The neurotrophins promote survival
of neurons from both the CNS and PNS in cell culture (for review, see
Reichardt and Fariñas, 1997 ). These four closely related proteins
(NGF, BDNF, NT-3, and NT-4) interact with Trk receptor tyrosine
kinases. TrkA is activated by NGF; TrkB is activated by BDNF and NT-4;
and TrkC is activated by NT-3. In some cells, NT-3 is able to activate
all three Trk receptors (Huang et al., 1999 ). Engagement of the Trk
receptors results in activation of several intracellular signaling
pathways, including ras, phosphatidylinositol-3 kinase, and
phospholipase C 1, which promote survival and differentiation. All
four neurotrophins also bind to the unrelated receptor p75NTR, which
activates ceramide turnover and the jun kinase cascade, promoting
either cell motility or apoptosis, depending on cell type.
Both the neurotrophins and their receptors are expressed in the
developing and adult CNS, and each of the neurotrophins has been shown
to support survival and/or differentiation of CNS neurons in cell
culture (for review, see Korsching, 1993 ). Despite this, comparatively
few deficits have been seen in the brains of mice lacking individual
neurotrophins or Trk receptors (for review, see Reichardt and
Fariñas, 1997 ). In the hippocampus, the deficits observed include
a small increase postnatally in granule cell apoptosis and striking
reductions in expression of calbindin, parvalbumin, and neuropeptide Y
in GABAergic interneurons (Jones et al., 1994 ; Minichiello and Klein,
1996 ; Alcántara et al., 1997 ). Except for the NT-4 mutant, all of
the neurotrophin- and Trk-deficient mice have quite limited postnatal
life spans, seldom surviving beyond a couple of weeks. Consequently, it
has been not possible to determine the requirements for these molecules during the entire span of CNS development or to use these animals to
examine neurotrophin functions in adults.
The neurotrophins have been shown to modulate many aspects of synaptic
transmission and neural plasticity (Lohof et al., 1993 ) (for review,
see Thoenen, 1995 ; McAllister et al., 1999 ). Mechanisms underlying establishment of long-term potentiation (LTP) in the CA1
region of the hippocampus have been the subject of many studies (for
review, see Malenka and Nicoll, 1999 ). LTP at these synapses is greatly
reduced in BDNF homozygous and heterozygous mutant mice and can be
rescued by exogenous BDNF (Korte et al., 1996 ; Patterson et al., 1996 ).
Consistent with these results, LTP is also strongly inhibited in
slices by application of the BDNF and NT-4 scavenger TrkB-IgG (Figurov
et al., 1996 ; Kang et al., 1997 ).
Which cells and receptors are involved in the BDNF signaling circuit
important for modulating LTP? Using cultured hippocampal neurons as a
model system, BDNF has been shown to enhance transmitter release via a
mechanism inhibitable by expression of a dominant negative variant of
TrkB in presynaptic cells (Li et al., 1998 ), suggesting a presynaptic
locus via the receptor TrkB. In contrast, BDNF has been shown by
different groups to enhance not only presynaptic transmitter release
but also postsynaptic transmission through NMDA channels in cultured
hippocampal neurons (Levine et al., 1995 , 1998 ). Interneurons are also
a potential locus for BDNF action, because BDNF deficiency clearly
inhibits the differentiation of these neurons (Jones et al., 1994 ), and
acute application of BDNF has been shown to decrease inhibition in
slices from adult animals (Tanaka et al., 1997 ; Frerking et al., 1998 ).
Thus, it is not certain whether the targets of BDNF relevant for LTP
are presynaptic CA3 afferents, postsynaptic CA1 pyramidal cells,
interneurons, or all three. It is similarly uncertain whether the
relevant signaling important for modulating synaptic plasticity
in vivo occurs through the endogenous TrkB receptor, the
neurotrophin receptor p75NTR, or perhaps both. To analyze the cells and
receptors important in modulating synaptic plasticity in the CA1 region
of the hippocampus, we have used both antibody inhibition and genetic
techniques to interfere with p75NTR and TrkB functions, respectively.
Our results implicate TrkB but not p75NTR. Our data also indicate that
the most important site of TrkB action is the presynaptic axons of the
CA3 pyramidal neurons.
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MATERIALS AND METHODS |
Transgenic mouse production. The cre gene
with a nuclear localization signal was removed from plasmid pML78
(kindly provided by Dr. Gail Martin, University of California, San
Francisco, CA) and inserted into pNN265 (kindly provided by Drs. Mark
Mayford and Eric Kandel, Columbia University, New York, NY) at its
EcoRV site to generate pNN265-cre. The 2.5 kb
NotI fragment of pNN265-cre was composed of the
cre transgene, an exon-intron splicing signal, and an SV40
polyadenylation signal and inserted into pNN279 (kindly provided by
Drs. Mark Mayford and Eric Kandel) to construct a cre
transgene expression vector. The 11 kb fragment containing the promoter
for the subunit of Ca2+/calmodulin-dependent protein
kinase II ( CaMKII) and the cre transgene was released by
SalI digestion and purified away from vector DNA. The
cre founders were produced by pronuclear injection of the 11 kb SalI fragment into C57Bl/6-DBA F1 hybrid zygotes. The
cre founders were back-crossed into the C57Bl/6 to produce transgenic offsprings. The genotypes of offspring mice were determined by PCR. The PCR primers for the cre transgene were
5'-GGATGAGGTTCGCAAGAACC-3' and 5'-CCATGAGTGAACGAACCTGG-3'. DNA
samples (~0.5 µg) were amplified for 35 cycles (1 min, 94°C; 1.5 min, 65°C; and 1.5 min, 72°C) on a Perkin-Elmer (Norwalk, CT)
thermal cycler. These generated a product of ~400 bp. The
cre transgenic mice were back-crossed into the C57Bl/6
background twice before they were bred with the floxed trkB mice.
Targeting construct and generation of a floxed trkB
allele. A pair of PCR primers that surround the sequence encoding
the signal peptide of TrkB were submitted to Genome Systems, Inc. (St.
Louis, MO) to isolate P1 clones prepared from genomic DNA of the 129 strain of mice. The 10 kb of XbaI-BamHI genomic
fragment covering the first coding exon (exon S) was used to construct the trkB targeting vector (Fig. 1A). Exon
S covers a 346 bp 5' untranslated region and a 211 bp coding region
including 31 codons for the signal peptide. A ClaI site,
which is located at the 19th bp of exon S, and a KpnI site,
which is 112 bp downstream of exon S, were two critical restriction
sites for construction of the targeting vector. The targeting vector
was made by replacement of the ClaI-KpnI
fragment that covers a majority of the exon S sequence and its
downstream 112 bp intron sequence with an ~14 kb of DNA fragment that
includes a 4.4 kb trkB cDNA unit, a 4 kb
PGKneo-tk selection cassette, and a 5 kb reporter gene,
tau-lacZ, as well as three loxP sites (Fig.
1A). The trkB cDNA unit was generated by
attachment of a 0.2 kb SV40 polyadenylation signal sequence to the 3'
end of a 4.2 kb ClaI-EcoRI trkB cDNA
fragment that was isolated from pFRK44 (a gift from Dr. Rüdiger
Klein, European Molecular Biology Laboratory, Heidelberg, Germany). The 4.2 kb trkB cDNA fragment covers the open reading frame for
the full-length TrkB receptor tyrosine kinase and a 1.4 kb 3'
untranslated region. The trkB cDNA unit was fused into exon
S at the ClaI site, where a sequence containing a loxP site
and a BamHI site was inserted subsequently. The
PGKneo-tk cassette flanked by two loxP sites is derived from
plasmid pBS-lox-neo-tk-lox (kindly provided by Dr. Nigel Killeen,
University of California, San Francisco, CA), where a PGK-1
promoter is followed by a neo gene, an internal ribosome
entry sequence of encephalomyocarditis virus, a herpes simplex virus
tk gene, and a PGK-1 polyadenylation signal. The 5.5 kb reporter gene tau-lacZ-SV40 polyadenylation signal was derived
from plasmid tau-lacZ (a gift from Dr. Chris Callahan, Salk Institute,
San Diego, CA). The targeting vector contains 7 kb of homologous DNA
(left arm) upstream of the first loxP site and 2.5 kb of homologous DNA
(right arm) downstream of the tau-lacZ reporter gene.
The linearized targeting vector was electroporated into JM1 embryonic
stem cells (Muller et al., 1997 ) grown on mitotically inactivated
STO cells. After 8-10 d in selective medium (300 µg/ml G418),
colonies were picked, expanded, and screened for homologous recombination by Southern blotting using probes A and B as depicted in
Figure 1A. The targeted embryonic stem (ES) cells
were expanded and transfected with cre expressing plasmid
pMC-cre (Gu et al., 1994 ; kindly provided by Dr. Klaus Rajewsky,
University of Cologne, Cologne, Germany) by electroporation to
transiently express Cre recombinase to remove the PGKneo-tk
cassette. Colonies were picked, expanded, and screened for
cre-mediated recombination by Southern blot analysis using
probe C. Among more than 400 screened ES clones, 18 clones had both the
trkB cDNA unit and the PGKneo-tk cassette removed, and one clone was identified to have Cre-mediated
recombination between the second and the third loxP sites to generate a
floxed trkB locus termed fBZ. The targeted ES
cells with one fBZ locus were injected into C57Bl/6
blastocysts. Chimeric male mice were mated to C57Bl/6 females to obtain
germ line transmission (F1). The F1 heterozygous fBZ mice
were bred with CaMKcre transgenic mice. The F2 offsprings
heterozygous for both the fBZ allele and the
CaMKcre transgene (fBZ/+;CaMKcre/+) were
mated with heterozygous fBZ mice
(fBZ/+;+/+) to obtain trkB conditional
knock-outs and their control animals. Animals heterozygous for both
fBZ and CaMKcre were also used to analyze the
pattern of Cre-mediated trkB knock-out in the brain using
5-bromo-4-chloro-3-indolyl- -D-galactopyranoside (X-gal) staining and -galactosidase immunocytochemistry.
Histological method. For X-gal staining, animals were
anesthetized and transcardially perfused with 20 ml of PBS, 40 ml of 4% paraformaldehyde in PBS, and 20 ml of PBS. The brains were cryoprotected in 30% sucrose, embedded in O.C.T. medium, and stored at
80°C. The frozen brains were sectioned at 20 µm sagittally or
coronally in a cryostat and processed for X-gal and immunofluorescence staining as described (Fariñas et al., 1996 ).
For other histological staining, animals were anesthetized and
transcardially perfused with 20 ml of PBS and 40 ml of 4%
paraformaldehyde in PBS. The brains were post-fixed in 4%
paraformaldehyde for 6-16 hr. Sagittal sections at 50 µm were
obtained with a Vibratome and collected in PBS. Nissl staining and
immunocytochemistry were performed as described (Fariñas et al.,
1996 ). Monoclonal antibodies against calbindin (1:1000), parvalbumin
(1:1000), and MAP2 (1:1000) were from Sigma (St. Louis, MO). Antibodies
against -galactosidase were purchased from Promega (Madison, WI)
(monoclonal, 1:250) and ICN Pharmaceuticals, Inc. (Costa Mesa, CA)
(rabbit polyclonal, 1:3000). Monoclonal antibodies against the subunit of CaMKII (1:100) were purchased from Affinity BioReagents, Inc
(Golden, CO).
Northern blot, in situ hybridization, and Western
blot. A trkB cDNA fragment from nucleotide 1386 to
nucleotide 2054 was used as the probe for Northern hybridization and
in situ hybridization. The antisense RNA probe for in
situ hybridization of trkB mRNAs was labeled by using a
Dig RNA labeling kit (Boehringer Mannheim, Indianapolis, IN) and
hybridized with frozen sections according to protocols supplied by the
manufacturer. The TrkB antibodies (RTB) for Western blot were
raised against the TrkB extracellular domain (Huang et al., 1999 ).
Northern and Western blots were quantified using a Fujifilm
Multi-imager.
Electrophysiological recording. Transverse hippocampal
slices (400 µm) were prepared from fBZ/fBZ mutants,
trkB CA1-KO mutants, and their wild-type littermates (young
adult, 2-3 months old). The slices were maintained in an interface
chamber for both recovery (2 hr) and recording and were exposed to an
artificial atmosphere of 95% O2 and 5%
CO2, as previously described (Pozzo-Miller et al., 1999 ). Perfusion medium [artificial CSF (ACSF), 34°C]
contained (in mM): NaCl, 124; KCl, 3.0;
CaCl2, 2.5; MgCl2, 1.5;
NaHCO3, 26;
KH2PO4, 1.25; glucose, 10;
and ascorbic acid, 2, pH 7.4. The perfusion rate was 15 ml/hr. TrkB-IgG
(kindly provided by Regeneron Pharmaceuticals, Inc., Tarrytown, NY) and
the p75NTR antibody were added directly into the chamber and perfused
for 60 min in a closed circle of ~3 ml at final concentrations of 1 and 50 µg/ml, respectively. Field EPSPs were evoked in CA1 stratum
radiatum by stimulation of Schaffer collaterals with twisted bipolar
nichrome electrodes and recorded with ACSF-filled glass pipettes (<5
M ) using Axoclamp-2B amplifiers (Axon Instruments, Foster City, CA). Test stimuli consisted of monophasic 200 µsec pulses of constant current delivered by stimulus isolation units. Stimulus intensity was
adjusted to evoke EPSPs of ~1.3 mV. LTP was induced by two 1 sec
trains at 100 Hz separated by 20 sec using the same test stimulus
intensity. In each recording, synaptic efficacy (initial slope of
EPSPs) was expressed as the percentage of baseline values recorded
during the first 20 min before tetanus, and the magnitude of LTP was
calculated at 45 min after tetanus. Synaptic responses to
high-frequency stimulation (HFS) were calculated by taking the ratio of
the last and first EPSP slopes during the 100 Hz train. EPSPs were
digitized (3 kHz), filtered at 10 kHz (eight-pole Bessel filter),
analyzed on-line, and stored on computers using P-clamp as well as
custom developed software (provided by Dr. T. Inoue, The University of
Tokyo, Tokyo, Japan).
For the input-output experiments, slices were bathed in ACSF
containing 100 µM
DL-2-amino-5-phosphonovaleric acid (AP-5). Field
recordings of the EPSPs and the presynaptic fiber volley were generated
by a linear increase in the stimulation strength. Recordings that had a
clear fiber volley (separated from the stimulation artifact) and an
accompanying EPSP were used for analysis.
For whole-cell recording experiments, transverse hippocampal slices
(300 µm) were prepared from fBZ/fBZ mutants and their wild-type littermates (17-25 d old). Slices were maintained in a
submerged chamber for both recovery (1 hr) and recording at room
temperature (24-28°C). Perfusion medium contained (in
mM): NaCl, 119; KCl, 2.5;
CaCl2, 2.5; MgSO4, 1.3;
NaH2PO4, 1;
NaHCO3, 26.2; glucose, 11; and picrotoxin, 0.1, saturated with 95% O2 and 5%
CO2. The perfusion rate was 1.5 ml/min. A cut was
made between CA1 and CA3 to prevent the propagation of epileptiform activity.
Somatic whole-cell voltage-clamp recordings were obtained from visually
identified CA1 pyramidal cells using 3-5 M glass electrodes filled
with (in mM): Cs-gluconate, 117.5; CsCl, 2.5; tetraethylammonium-Cl, 10; QX-314, 5 (chloride salt; Precision Biochemicals, Vancouver, British Columbia, Canada); NaCl, 8; HEPES, 10;
EGTA, 0.2; Mg-ATP, 4; and Na3-GTP, 0.3, pH 7.2, 280 mOsm. Monosynaptic EPSCs were evoked in stratum radiatum at 0.1 Hz, filtered at 2 kHz, and digitized at 5 kHz. Cells in which the series or
input resistances changed by >25% during the duration of the
experiment were discarded.
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RESULTS |
Generation of mice expressing reduced levels of
TrkB kinase
To reveal the roles of TrkB signaling on hippocampal structure and
function in adult animals, we have used the bacteriophage cre/loxP
recombination system to generate viable, cell type-specific trkB mutant mice that can grow into the adulthood (Gu et
al., 1994 ; Tsien et al., 1996 ). These mice can be used to examine the consequences of deletion of trkB in defined subpopulations
of adult hippocampal cells. As the first step in this procedure, we
designed a mutant trkB allele in which the first coding exon of the trkB gene (exon S) is replaced with a
trkB cDNA unit followed by an SV40 polyadenylation
signal. This unit was flanked by two loxP sites (floxed), followed in
turn by a tau-lacZ reporter gene (Fig.
1A). This allele, named
fBZ, was designed so that the trkB cDNA unit
would be transcribed under normal control of the trkB promoter-enhancer complex. Transcription starts at least one exon upstream of exon S, because exon S does not cover all 5' untranslated sequences of trkB mRNAs. Except for a 112 bp sequence
immediately downstream of exon S, no sequence in the trkB
gene was deleted in the fBZ allele (Fig. 1A,
middle). The SV40 poly(A) signal at the 3' end of the
trkB cDNA unit was included to terminate transcription before the tau-lacZ sequence. In the rare event that
messages escape termination, translation will be stopped by the
multiple stop codons in the 1.4 kb 3' trkB untranslated
sequence. Thus, the tau-lacZ sequence will not be expressed
before the floxed trkB cDNA unit is deleted by Cre-mediated
recombination. In contrast, after the floxed trkB cDNA unit
is deleted, the tau-lacZ will be fused into the 5' end of
exon S and will be expressed under the control of the trkB
promoter (Fig. 1A, bottom). Therefore, the expression
of the tau-lacZ product tau- -galactosidase makes it
possible to identify cells that in control animals would express TrkB
but in an fBZ homozygote lose TrkB expression after
Cre-mediated recombination. The tau sequence was fused to
lacZ in an effort to target -galactosidase to the axons
and apical dendrites in addition to the cell soma (Callahan et al.,
1994 ), facilitating comparisons of the morphologies of neurons in the
presence and absence of TrkB.

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Figure 1.
Targeting disruption of the
trkB gene. A, Schematic diagrams of the
trkB gene, the targeting construct, and the targeted
trkB locus. The probes used for screening and the
expected Southern blot fragments are indicated. The homology arms are
represented in thick lines. B,
BamHI; Bs, multiple BamHI
sites; C, ClaI; H,
HindIII; K, KpnI;
X, XbaI. B, Southern blot
analyses of representative tail DNA sample. DNA was digested with
BamHI and blotted with probe A or probe C. Using probe
A, 10.5 and 7.5 kb bands are generated by digestion of the wild-type
trkB and the targeted trkB alleles,
respectively. Probe C does not detect any band from the wild-type
allele but detects a 1.3 kb band from the floxed trkB
allele. C, Northern blot analysis of trkB
mRNAs. Fifteen micrograms of total brain RNA were loaded onto each
lane. +/+, Wild-type; fBZ/fBZ, homozygous for the
fBZ allele. Note the presence of a single RNA from the
floxed trkB allele. D, Western blot
analysis of TrkB protein. Protein extracts were prepared from the
brains of wild-type and fBZ/fBZ homozygous mice. Forty
micrograms of protein were loaded onto each lane.
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Using ES cell technology, the fBZ allele was introduced into
mice where it can be identified by Southern blot analyses with probe A,
which detects a 10.5 kb BamHI fragment from the wild-type trkB allele and a 7.5 kb BamHI fragment from the
fBZ allele, as well as with probe C, which only detected the
1.3 kb BamHI fragment of the fBZ allele (Fig.
1B). As expected, only a single trkB mRNA (5.5 kb) was detected in homozygous fBZ mice
(fBZ/fBZ) instead of the multiple mRNAs encoded by
the wild-type trkB locus (Fig. 1C). Surprisingly,
the amount of trkB mRNA in the fBZ/fBZ brain was
only 33% of the sum of the two mRNAs (5.5 and 9.0 kb) encoded by the
wild-type allele, which has been shown to encode the kinase-containing isoform of TrkB (Klein et al., 1990 ). Similarly, the level of full-length TrkB protein in fBZ/fBZ mice is only 24.1 ± 4.4% (n = 3) of the kinase-containing isoform in
wild-type mice (Fig. 1D). Immunocytochemical analyses
using anti-TrkB antibodies indicate that TrkB is expressed at reduced
levels but in a normal pattern of expression throughout the brain (data
not shown). As predicted, no expression of truncated isoforms of TrkB
was observed in fBZ/fBZ mutants. Mice homozygous for the
fBZ allele are viable and can live >3 months.
Generation of mice lacking TrkB in hippocampal CA1
pyramidal neurons
To create a cell- and region-specific mutation of the
trkB gene, we used the promoter for CaMKII to generate a
transgenic mouse line in which the promoter drives expression of the
cre transgene (termed CaMKcre) in the forebrain
(Burgin et al., 1990 ; Mayford et al., 1995 ). Crossing of
fBZ/+ and CaMKcre mice led to deletion of the
floxed trkB cDNA in cre-expressing cells. The deletion of
the trkB cDNA in TrkB-expressing cells results in the
expression of tau- -galactosidase, which can be easily identified by
the X-gal staining or anti- -galactosidase antibodies. To determine which cells were affected, mice heterozygous for both
CaMKcre and fBZ
(fBZ/+;CaMKcre/+) were used to examine in detail the
specific regions and cell types in which cre recombination has
occurred. The CaMKcre transgenic line used in this study
mediates deletion of the fBZ allele in many cells of the
neocortex, the hippocampus, the striatum (caudate and putamen), the
amygdala, and the substantia nigra (Fig.
2; data not shown).

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Figure 2.
Pattern of trkB recombination in
the brain. X-gal staining of representative hippocampi from
fBZ/+;CaMKcre/+ mice is shown. The ages of the mice are
indicated. The section shown in A was counterstained
with nuclear fast red. Note that the X-gal staining in the hippocampus
is essentially limited to the CA1 region in both P29 and P68 animals.
cc, Corpus callosum; DG, dentate gyrus;
Ntx, neocortex; SN, substantia nigra;
Th, thalamus.
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In the hippocampus, tau- -galactosidase expression is almost
exclusively limited to the CA1 region (Fig. 2C). Very few
cells in the CA3 region and dentate gyrus are positive for X-gal
staining (Fig. 2C), although the trkB gene is
expressed in all regions of the hippocampus (Altar et al., 1994 ; Yan et
al., 1997 ). In previous work, different CaMKII-cre transgenes have
been shown to differ significantly in their expression patterns (Tsien
et al., 1996 ), so it is not surprising that expression of this
transgene does not match perfectly the endogenous expression pattern of CaMKII. As assessed using tau- -galactosidase expression,
significant recombination does not begin before postnatal day 14 (P14),
because at that age no tau- -galactosidase is seen in the hippocampus (Fig. 2A). At P29 (Fig. 2B), the
pattern of tau- -galactosidase expression is very similar to the
pattern observed at P68 (Fig. 2C).
To determine which neurons in the CA1 region lose TrkB as a result of
CaMKcre-mediated recombination, antibodies to various cell-specific markers were used together with antibodies to
-galactosidase. In recent work, CaMKII has been shown to be
expressed exclusively in excitatory pyramidal neurons within the CA1
region (Sík et al., 1998 ; Zhang et al., 1999 ). Co-staining with
anti- CaMKII and anti- -galactosidase demonstrates that
trkB has been deleted in these neurons with high efficiency
(Fig. 3A-C). In sections from
fBZ/+;CaMKcre/+ mice, which contain only one copy of
fBZ, 91 of 95 CaMKII-positive CA1 pyramidal neurons also
expressed tau- -galactosidase (96%). In similar sections from mice
containing two copies of fBZ
(fBZ/fBZ;CaMKcre/+), at least one allele of fBZ was deleted in all neurons expressing CaMKII (76 of
76 CaMKII-positive neurons expressed tau- -galactosidase).
Assuming that different alleles are targeted independently within these
neurons, both copies of the fBZ allele must be deleted in
92% (0.96 × 96%) of these neurons. If targeting of different
alleles within the same cell is linked, the efficiency of
fBZ deletion would be even higher. These results indicate
that the fBZ allele is deleted in essentially all CA1
pyramidal neurons of the fBZ/fBZ;CaMKcre/+ mutant
(trkB CA1-KO). Importantly, no examples of cells expressing
-galactosidase in the absence of CaMKII were seen, so action of
this CaMKcre transgene appears to be restricted to pyramidal
neurons in the CA1 region. Consistent with results from X-gal staining
(Fig. 2), only 7% (6 of 83) of CaMKII-positive CA3 pyramidal
neurons also expressed tau- -galactosidase, indicating that the
majority of CA3 pyramidal neurons continue to express TrkB.

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Figure 3.
Lack of trkB expression in CA1
pyramidal neurons. A-C, Immunofluorescent staining for
CaMKII and -galactosidase in the CA1 region of a P55
trkB CA1-KO (fBZ/fBZ;CaMKcre/+)
mouse. Note that all neurons positive for CaMKII are also positive
for -galactosidase immunoreactivity. D, E, In
situ hybridization of trkB mRNAs from
3-month-old fBZ/fBZ (D) and
trkB CA1-KO (E) mice. The
arrow in E indicates some positive cells
in the CA1 ventral side. Scale bar: A-C, 20 µm;
D, E, 100 µm.
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To confirm that these CA1 neurons no longer expressed trkB
mRNA, the patterns of expression of trkB mRNA were analyzed
by in situ hybridization of sections of control
(fBZ/fBZ) and CA1-KO (fBZ/fBZ;CaMKcre/+) hippocampi. Results, presented in
Figure 3, D and E, demonstrate that there is
strong expression of trkB mRNA in the CA3 and CA1 regions of
the control. In CA1-KO, however, expression of trkB mRNA is
almost entirely eliminated in the CA1 region, although it continues to
be expressed normally in the CA3 region. These data provide independent
evidence that cre derived from this CaMKcre transgene is
active in CA1 but not in CA3. The results are also consistent with
evidence described above, indicating that trkB expression is
very efficiently eliminated from CA1 pyramidal neurons.
Pyramidal neurons are not the only neurons in the hippocampus that
express TrkB. In addition to pyramidal neurons, the CA1 region also
contains scattered GABAergic interneurons, a majority of which express
calbindin (Shetty and Turner, 1998 ). GABAergic interneurons have been
shown to express TrkB and to be responsive to BDNF (Ip et al., 1993 ;
Tanaka et al., 1997 ; Vicario-Abejón et al., 1998 ). Because these
neurons do not express CaMKII (Sík et al., 1998 ; Zhang et
al., 1999 ), they are unlikely to be affected by expression of the
CaMKcre transgene. Indeed, examination of trkB
mRNA expression in CA1-KO reveals that in the ventral portion of CA1
there are a few TrkB-expressing cells, which are most likely interneurons (Fig. 3E, arrow). To determine the identity of
the tau- -galactosidase negative neurons in the ventral CA1, brain sections were stained with calbindin antibodies. Immunohistochemistry on sections from wild-type and trkB mutant mice shows that
some neurons in the CA1 ventral layer express calbindin (Fig.
4G-I). In the
fBZ/+;CaMKcre/+ mouse, double immunofluorescence staining for calbindin and -galactosidase indicates that all
calbindin-positive interneurons in the CA1 region are negative for
-galactosidase (data not shown). Because hippocampal interneurons
express the TrkB receptor (Altar et al., 1994 ), these neurons would
have expressed the tau- -galactosidase reporter after cre-mediated
recombination. Consequently, these results indicate that the
trkB cDNA is not deleted in interneurons in CA1. Taken
together, our studies using cell-specific markers argue that, in this
transgenic line, the trkB cDNA is only deleted in pyramidal
neurons and not in other cells within the CA1 region.

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Figure 4.
Normal hippocampal structure in
trkB mutants. Histological stainings were performed on
sagittal sections of mouse brains with genotypes as indicated on
right. A-C, Nissl-stained hippocampi of
adult mice. D-I, The hippocampal CA1 regions of adult
mice were stained immunohistochemically for parvalbumin
(D-F) and calbindin
(G-I). Note that there are no significant
differences among three genotypes of animals in the gross anatomical
structure of the hippocampus and the number and morphology of
interneurons positive for calbindin or parvalbumin. Scale bar:
A-C, 200 µm; D-I, 50 µm.
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Effects of reduced expression of TrkB on hippocampal anatomy
In studies reported elsewhere (Xu et al., 2000 ), deletion of the
fBZ allele in neocortical pyramidal neurons has been shown to have dramatic effects on cortical anatomy, including alterations in
dendritic arbors, loss of pyramidal neurons, and reductions in
thickness of cortical layers II/III and V. In contrast, results presented in Figures 4 and 5 indicate
that reducing expression of TrkB within the entire hippocampus or
deletion of trkB within CA1 pyramidal neurons does not
affect the gross morphology of the hippocampus or the morphologies of
CA1 pyramidal cells and interneurons. As revealed by Nissl staining
(Fig. 4A-C), the overall structures of the
hippocampi of adult mice were not altered in the fBZ/fBZ
hypomorphic mutant or the trkB CA1-KO. When the hippocampi of adult mice were examined using antibodies to the interneuron markers
parvalbumin and calbindin (Shetty and Turner, 1998 ), interneurons appeared to be present in normal numbers and to have normal
morphologies in each of these mutant strains (Fig. 4, compare
D with E,F; G with
H,I). Dendritic morphologies were examined in the CA1
regions of wild-type, fBZ/fBZ hypomorphic mutant, and
trkB CA1-KO mice at P75, using antibodies to the dendritic
marker MAP2. Again, no obvious morphological differences were seen in
either mutant mouse strain (Fig. 5, compare A with
B,C). Tau was intentionally fused to the -galactosidase
reporter with the expectation that it would facilitate detection of
differences in axonal or dendritic morphology in mutant animals
(Callahan and Thomas, 1994 ). In studies on the neocortex,
trkB deletion has been shown to alter pyramidal cell
morphology, as assayed with this reporter or with biocytin injections
(Xu et al., 2000 ). In the CA1 region of the hippocampus, though,
deletion of trkB has no effect on the dendritic morphologies of targeted pyramidal neurons, as assessed using this reporter (Fig. 5,
compare D with E). Thus, the morphology of the
hippocampus is not obviously affected by a reduction in TrkB or by
specific elimination of TrkB within CA1 pyramidal neurons.
Consequently, these two lines of animals with perturbed TrkB expression
provided valuable reagents for studying mechanisms of BDNF modulation
of synaptic transmission and plasticity.

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Figure 5.
Normal dendritic morphologies of CA1 pyramidal
neurons in the trkB CA1-KO. Histological stainings were
performed on sagittal sections of mouse brains with genotypes as
indicated. The hippocampal CA1 regions of adult mice were stained
immunocytochemically for MAP2 (A-C) and
-galactosidase (D, E). Note that there are no
significant differences in the dendritic structure of CA1 pyramidal
neurons revealed by MAP2 and -galactosidase immunohistochemistry
among control mice and trkB mutants. Scale bar:
A-C, 20 µm; D, E, 50 µm.
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Effects of TrkB reduction on CA1 long-term potentiation
Recent studies have demonstrated that BDNF can modulate
hippocampal LTP (Korte et al., 1995 ; Figurov et al., 1996 ; Patterson et
al., 1996 ; Kang et al., 1997 ). It is not clear whether the effects of
BDNF on LTP depend on activation of the TrkB receptor tyrosine kinase
or instead requires activation of p75NTR. Compared with wild-type
littermates, the level of the TrkB receptor tyrosine kinase is only
24% in fBZ/fBZ mice (Fig. 1D). Thus, this
line of mice can be used to determine whether the level of TrkB can limit either the magnitude or efficiency of generation of hippocampal CA1 LTP. To examine these possibilities, we used standard extracellular field recording techniques to monitor field EPSPs and applied tetanic
stimulation (two 1 sec trains at 100 Hz, 20 sec apart) to Schaffer
collaterals to induce LTP in the CA1 region. In the first series of
experiments, we examined whether the magnitude of LTP was reduced in
fBZ/fBZ mice. Hippocampal slices from wild-type mice
exhibited a robust potentiation of synaptic efficacy, lasting to the
end of the recordings (n = 5 mice; Fig.
6A). The same tetanic stimulation was able to induce LTP in fBZ/fBZ mice, but the
magnitude of LTP was reduced significantly (n = 4 mice;
Fig. 6A). Next we performed recordings on a larger
number of slices and animals to determine whether the percentage of
slices exhibiting LTP in the fBZ/fBZ mice was also reduced
when compared with the wild-type animals (Fig. 6B).
Among all the recordings we obtained, 78.8% of slices from +/+ mice
exhibited LTP (n = 33 slices, eight mice), whereas 50%
of slices derived from fBZ/fBZ mice showed LTP
(n = 34 slices, six mice). Moreover, the mean slope of
the EPSPs at 45 min after tetanus was 149 ± 2.9% of baseline in
wild type but only 131 ± 7.1% in fBZ/fBZ mice (Fig.
6D; p < 0.05, two-tailed t-test). Consistent with previous reports demonstrating that
reductions in the ligand BDNF impair LTP (Korte et al., 1995 ; Patterson
et al., 1996 ; Pozzo-Miller et al., 1999 ), these results indicate that
tetanus-induced hippocampal LTP is significantly impaired by reducing
the level of TrkB protein.

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Figure 6.
Impairment of LTP in hippocampal CA1
synapses of fBZ/fBZ and trkB CA1-KO mice.
All data in this figure and Figure 7 are expressed as mean ± SEM.
A, Time courses of synaptic potentiation induced by
tetanic stimulation in CA1 synapses of hippocampal slices from
different genotypes. Field EPSPs were recorded in the CA1 area, and
tetanus (2 × 1 sec, 100 Hz, 20 sec apart) was applied to Schaffer
collaterals at time 0. Synaptic efficacy (initial slope of EPSPs) is
expressed as the percentage of baseline values recorded during the
first 20 min before tetanus. Each data point represents
the averaged values of recordings at that particular time point.
Wild-type, n = 5 mice; fBZ/fBZ,
n = 4 mice; trkB CA1-KO,
n = 7 mice. B, Percentage of
successful LTP recordings for wild-type, fBZ/fBZ, and
trkB CA1-KO mice. LTP was judged successful if, at 45 min after the tetanus, the slope of the EPSP was >125% of the
baseline. Wild-type, n = 35 slices from eight mice;
fBZ/fBZ, n = 34 slices from six
mice; trkB CA1-KO, n = 50 slices
from seven mice. C, Effect of p75NTR antibodies on LTP.
Slices from wild-type animals were treated with or without p75NTR
antibodies (50 µg/ml in ACSF). The magnitude of LTP was expressed as
a percentage of the EPSP slopes before and 60 min after tetanus. The
control and anti-p75NTR antibody-treated groups (n = 4 and 5 slices, respectively) are not statistically different
(two-tailed t test, p = 0.6).
D, Magnitude of LTP in slices from wild-type,
fBZ/fBZ, and trkB CA1-KO mice and
trkB CA1-KO slices treated with TrkB-IgG. Synaptic
efficacies 45 min after the tetanus from each animal are
averaged and expressed as the percentage of baseline values. Wild-type,
n = 8 mice; fBZ/fBZ,
n = 6 mice; trkB CA1-KO,
n = 7 mice; trkB CA1-KO + TrkB-IgG,
n = 4 mice. *Significantly different from wild-type
group, p < 0.01; #Significantly
different from fBZ/fBZ and trkB CA1-KO
groups, p < 0.05. E, Synaptic
responses to HFS at CA1 synapses in fBZ/fBZ and
trkB CA1-KO mice. The slope of the 100th EPSP in the
train is presented as the percentage of the first EPSP slope.
*Significantly different from wild-type, Student's t
test, p < 0.001. F, Synaptic
responses to HFS at CA1 synapses of wild-type hippocampal slices
treated with or without anti-p75NTR IgG. The slope of the 100th EPSP in
the train is presented as the percentage of the first EPSP slope. There
is no difference between the two groups [n = 4 for
wild-type and n = 5 for p75 antibody
(Ab)-treated groups, two-tailed t test,
p = 0.33].
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Effects of p75NTR inhibition on CA1 long-term potentiation
Besides the TrkB receptor, BDNF can also interact with p75NTR.
p75NTR immunoreactivity has not been detected in CA3 and CA1 neurons
(Pioro and Cuello, 1990 ), but low levels of p75NTR may have escaped
detection. To examine whether p75NTR signaling contributes to CA1 LTP,
we incubated hippocampal slices from wild-type animals with anti-
p75NTR IgG (REX IgG). In previous work, REX IgG has been used by
several groups to inhibit p75NTR-mediated responses, such as apoptosis,
in vivo (Lucidi-Phillipi et al., 1996 ). Treatment of
hippocampal slices with this antibody does not significantly impair LTP
(Fig. 6C; n = 4 for control and 5 for REX
IgG-treated slices). Therefore, BDNF effects on LTP do not appear to be
mediated through p75NTR.
Site of TrkB signaling important for modulating CA1
long-term potentiation
Results presented above have demonstrated that BDNF modulation of
LTP at CA1 synapses is dependent on TrkB, not p75NTR, but have not
identified the cells in which TrkB signaling is required. Considerable
debate exists regarding the site at which BDNF acts to modulate
synaptic efficacy in the hippocampus. BDNF has been reported to
potentiate basal excitatory synaptic transmission via a presynaptic
mechanism in cultured hippocampal neurons (Lessmann et al., 1994 ; Li et
al., 1998 ) and in hippocampal slices (Kang and Schuman, 1995 ) (but see
Figurov et al., 1996 ; Patterson et al., 1996 ; Tanaka et al., 1997 ;
Frerking et al., 1998 ; Gottschalk et al., 1998 ). Additionally, BDNF
increases the ability of the presynaptic terminal to release
transmitter repetitively at high frequency (Figurov et al., 1996 ;
Gottschalk et al., 1998 ). In contrast, a number of studies have also
demonstrated that BDNF can act postsynaptically by enhancing NMDA
receptor-mediated currents in mixed hippocampal neurons in culture
(Levine et al., 1995 , 1998 ; Jarvis et al., 1997 ). To test the role of
postsynaptic TrkB in modulating LTP at the Schaffer
collateral CA1 synapses, we used hippocampal slices from the
trkB CA1-KO mice, in which the TrkB receptor has been
deleted only in the postsynaptic CA1 pyramidal neurons and not in the
CA3 pyramidal neurons, which are the source of the presynaptic Schaffer
collaterals (Figs. 2, 3). As documented in Figure 6, A and
D, the average magnitude of LTP recorded from CA1 synapses
of CA1-KO mice was markedly reduced compared with that from wild-type
mice. However, the CA1 synapses from CA1-KO mice exhibited essentially
the same LTP magnitude as those from fBZ/fBZ mice (Fig.
6D; n = 8 mice). Moreover, 52% of
the slices from the trkB CA1-KO mice showed LTP (defined as
EPSP slope > 125% of baseline) in response to tetanus
(n = 50 slices, eight mice), very similar to the value
of 50% obtained using slices from the fBZ/fBZ mice
(n = 34 slices, six mice) (Fig. 6B).
Thus, although TrkB is required for modulation of LTP by BDNF at
Schaffer collateral CA1 synapses, deletion of TrkB in the
postsynaptic cells does not reduce or eliminate the BDNF effect.
The above results imply that BDNF acts on TrkB receptors in presynaptic
CA3 afferent neurons or in interneurons to modulate LTP at the CA1
synapses. Alternatively, one might argue that the reduced level of TrkB
in the fBZ/fBZ mice makes residual CA1 LTP unresponsive to
changes in endogenous BDNF levels, so that deletion of TrkB within the
postsynaptic neurons in the trkB CA1-KO mice would not have
a further effect. To determine whether LTP in the trkB
CA1-KO mice remains dependent on TrkB activation by endogenous BDNF, we
applied the BDNF and NT-4 scavenger TrkB-IgG to the trkB CA1-KO hippocampal slices. As shown in Figure 6D, the
average magnitude of LTP was further reduced to 120 ± 1.1% of
baseline after application of TrkB-IgG to slices from the
trkB CA1-KO (n = 4 mice). Because the TrkB
receptor was completely absent from >90% of the postsynaptic cells of
CA1 synapses in these mice, TrkB-IgG can only have inhibited the effect
of BDNF on presynaptic CA3 afferent neurons or interneurons.
At the presynaptic sites, BDNF could act directly on CA3 afferents to
enhance high-frequency excitatory transmission during the tetanus
(Gottschalk et al., 1998 ; Pozzo-Miller et al., 1999 ). Alternatively,
BDNF might act indirectly on interneurons to attenuate inhibitory
transmission (Tanaka et al., 1997 ; Frerking et al., 1998 ). Either or
both could contribute to the facilitation of LTP. To distinguish
between these possibilities, we analyzed synaptic responses to
LTP-inducing HFS (100 Hz, 1 sec; termed "response to HFS"), a
parameter that directly reflects the properties of the presynaptic CA3
terminals (Dobrunz and Stevens, 1997 ). Compared with wild-type animals,
the average response to HFS was reduced by ~25% at CA1 synapses in
both fBZ/fBZ and trkB CA1-KO mice (Fig. 6E). The percentages of the 100th EPSP slope over the
first EPSP slope in the HFS trains were 39.0 ± 3.1% in wild type
(34 slices, 10 mice), 29.6 ± 1.2% in fBZ/fBZ (20 slices, six mice), and 31.1 ± 1.6% in trkB CA1-KO (40 slices, eight mice) (ANOVA, p < 0.05). These results
strongly suggest that TrkB signaling is required within CA3 afferent
terminals, although an additional role of TrkB in interneurons cannot
be completely excluded. As shown in Figure 6F,
incubation of slices from wild-type mice with anti-p75NTR IgG does not
alter responses of the CA3 afferent terminals to HFS (n = 4 for wild-type and n = 5 for p75 antibody,
respectively). These results indicate that BDNF modulates the
properties of the CA3 terminals exclusively through TrkB signaling.
Postsynaptic contributions to LTP are not altered in the
fBZ/fBZ mutant
The results obtained with the trkB CA1-KO mutant and
TrkB-IgG fusion protein clearly demonstrate that the TrkB signal
modulates CA1 LTP in fBZ/fBZ mice through a presynaptic
mechanism. However, these data do not exclude the possibility that a
postsynaptic mechanism is partially involved in BDNF modulation of LTP
in a wild-type mouse, because CA1 LTP has been significantly reduced in
fBZ/fBZ mice (Fig. 6A). To address this
issue, we first compared the evoked AMPA receptor (AMPAR)-mediated
field EPSPs in the CA1 region from wild-type and fBZ/fBZ
mice. To assess the strength of the AMPAR EPSP, we plotted the
amplitude of the presynaptic fiber volley (input) against the slope of
the field EPSP over a range of stimulus strengths. No significant
difference in the input-output curve was found between wild-type and
fBZ/fBZ mice (Fig.
7A), indicating that synaptic
transmission mediated by AMPARs was unaltered. We next examined the
contribution of NMDA receptors (NMDARs) to synaptic transmission by
patch clamping CA1 pyramidal cells at a positive membrane potential so
that the NMDAR and AMPAR components of the EPSC could be simultaneously
recorded. Responses were recorded in the absence and presence of the
NMDAR inhibitor AP-5 so that the relative contribution of the two
receptor-mediated components could be measured. On the basis of these
measurements we calculated an NMDAR current/AMPAR current ratio for
both animals. As shown in Figure 7B, the NMDAR/AMPAR ratio
is not significantly altered in the fBZ/fBZ mutant. These
data indicate that basal synaptic transmission, as measured by the
AMPAR-mediated field EPSP, is unaltered in the fBZ/fBZ mice.
Furthermore, NMDAR function, as measured by the NMDAR current/AMPAR
current ratio, is not changed in the mutant mice. Thus, it is unlikely
that the reduction in tetanus-induced LTP in the CA1 syanpses of
fBZ/fBZ mice is attributable to impairment in postsynaptic
NMDAR.

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Figure 7.
Postsynaptic contributions to LTP are normal in
fBZ/fBZ mice. A, Input-output relations
for wild-type and fBZ/fBZ mutant mice. Field EPSPs were
recorded from the stratum radiatum of hippocampal slices at a range of
stimulus intensities. Fiber volley amplitudes were binned, and
corresponding EPSP slopes were averaged between slices. Measurements
were obtained in ACSF containing 100 µM
D-AP-5. Each point represents the mean ± SEM for each bin. Wild-type, n = 8;
fBZ/fBZ, n = 7. B, Magnitude of the ratio of NMDA current to AMPA
current in CA1 pyramidal cells from fBZ/fBZ and
wild-type mice. Cells were clamped at +30 mV, and afferent fibers were
stimulated to evoke dual-component EPSCs; 50 µM
D-AP-5 was then added to the perfusion medium, and
afferent stimulation was continued at the same intensity. The average
NMDA-only EPSC was derived by subtracting the average AMPA-only EPSC
from the average dual-component EPSC. Wild type, n = 9; fBZ/fBZ, n = 13. Insets, Representative examples of NMDA-only and
AMPA-only EPSCs from mice of each genotype. Calibration: 20 pA, 10 msec. C, Time course of synaptic potentiation induced by
a "pairing" protocol. Evoked EPSCs were recorded at 0.1 Hz from CA1
pyramidal cells clamped at 60 mV in whole-cell mode. At time 0, the
cell was depolarized to 0 mV while afferent fibers were stimulated 100 times at 1 Hz, after which the cell was repolarized to 60 mV, and
low-frequency stimulation was resumed. Wild type, n = 8; fBZ/fBZ, n = 10.
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To determine whether other postsynaptic components involved in the
induction of CA1 LTP, besides AMPA and NMDA receptors, are modified in
the fBZ/fBZ mutant, we induced LTP by a protocol in which
postsynaptic depolarization of patch-clamped CA1 pyramidal neurons is
paired with low-frequency stimulation of the input fibers. Because the
pairing protocol uses low-frequency stimulation and thus avoids
sustained high-frequency glutamate release from presynaptic terminals,
differences in LTP induced by this protocol reveal differences in a
postsynaptic mechanism. In these experiments, CA1 pyramidal cells were
clamped at 0 mV, whereas 100 stimuli at 1 Hz were applied to Schaffer
collaterals to induce LTP. As shown in Figure 7C, no
significant difference was detected in pairing-induced CA1 LTP between
wild-type and fBZ/fBZ mice. These results show that
postsynaptic mechanisms of CA1 LTP generation are not affected by the
reduced levels of TrkB in the fBZ/fBZ mice. These results,
together with the data demonstrating that tetanus-induced LTP is not
further reduced in the trkB CA1-KO compared with
fBZ/fBZ (Fig. 6), indicate that reductions in TrkB do not
perturb signaling in postsynaptic CA1 pyramidal neurons to limit
generation of LTP.
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DISCUSSION |
Our results indicate that BDNF modulates LTP by activating TrkB
and not p75NTR. A mouse in which TrkB expression is reduced throughout
development has been used to demonstrate that hippocampal cells and
anatomy are not affected by reductions in TrkB protein levels. In
addtion, AMPA and NMDA receptor functions are normal, and LTP can be
generated normally by a paired depolarization-low-frequency stimulation protocol. Interestingly, though, synaptic properties of
Schaffer collateral terminals in CA1 and tetanus-induced LTP are
clearly altered. A second mouse, in which TrkB expression is eliminated
in the vast majority of CA1 pyramidal neurons during late postnatal
development, has been used to demonstrate that CA1 neurons are quite
resistant to deficits in TrkB-mediated signaling. Their morphologies
appear normal, and their postsynaptic properties appear to be
completely normal. Despite strong evidence that induction and
expression of LTP at CA1 synapses are postsynaptic in origin (Bliss and
Collingridge, 1993 ; Isaac et al., 1995 ; Liao et al., 1995 ), loss of
TrkB within these neurons does not detectably inhibit synaptic
plasticity. Thus BDNF signaling through TrkB appears to affect LTP
indirectly by controlling the ability of presynaptic terminals to
respond to LTP-inducing patterns of stimulation.
The reporter gene tau-lacZ identifies trkB
mutant neurons
The concept behind the design of our floxed trkB allele
may be generally useful. We have attached the tau-lacZ gene
to the floxed trkB, resulting in expression of
-galactosidase specifically in cells in which the trkB
gene has been deleted. This has allowed us to monitor the fate of
trkB null neurons in a chimeric environment. Lower
expression of the TrkB receptor from the fBZ allele in
comparison with the wild-type allele was unexpected but made it
possible to examine the phenotype resulting from TrkB reduction. The
reasons for reduced TrkB expression is not clear. It is possible that insertion of a large trkB cDNA into a small exon causes a
decrease in splicing efficiency.
Mice containing a trkB allele and a trkB null allele had
significant losses of vestibular sensory neurons and developed more slowly, undoubtedly because they expressed only 12-13% of the normal
amount of TrkB (data not shown). Because mice with two copies of the
fBZ allele did thrive and appeared to develop normally, all
experiments in this paper used these mice. Although in theory the
expression of tau- -galactosidase does not distinguish between deletion of one or two copies of the floxed trkB allele,
both copies appear to be deleted in >90% of the CA1 pyramidal
neurons. First, in situ hybridization indicates that only a
few scattered cells, the vast majority of which appear to be GABAergic
interneurons, express detectable trkB mRNA in CA1. Second,
when efficiency of recombination was assayed in a strain with one copy
of the floxed trkB allele, the allele was deleted in 96% of
the CA1 pyramidal neurons, as identified by expression of
-galactosidase. In a background with two copies of the floxed
trkB allele, at least one of these alleles was deleted in
100% of CA1 pyramidal neurons examined. Assuming independence in
recombination of alleles within the same cell, the calculated
efficiency of double recombination is 92% (0.96 × 96%). With
most other assumptions, it would be even higher. Thus, two independent
lines of evidence indicate that targeting of CA1 pyramidal cells was
almost complete. No examples were detected in which other classes of
neurons within CA1 were targeted, so recombination appears to be
restricted to the CA1 pyramidal neurons.
Survival and dendritic differentiation of CA1 pyramidal neurons do
not require TrkB
In the trkB CA1-KO mutant, all neurons that express
CaMKII also express tau- -galactosidase, whose expression is
controlled by the trkB promoter (Fig. 3). Consequently, all
CA1 pyramidal neurons must express TrkB. Previous work has shown that
BDNF does not promote survival of embryonic rat hippocampal pyramidal
neurons in culture (Ip et al., 1993 ; Marsh and Palfrey, 1996 ). Previous work has also indicated that there is not a requirement for BDNF or
TrkB for survival of neonatal hippocampal pyramidal neurons in
vivo (Jones et al., 1994 ; Minichiello and Klein, 1996 ;
Alcántara et al., 1997 ). Results in the present paper extend this
work by providing evidence that TrkB is not required for survival of
CA1 pyramidal neurons in the mature brain. Furthermore, the dendritic structure of CA1 pyramidal neurons as revealed by immunohistochemistry to MAP2 and tau- -galactosidase is apparently not affected by TrkB
removal (Fig. 5). This is in contrast to the neocortex, where many
pyramidal neurons require TrkB for survival and maintenance of their
dendritic structures (Xu et al., 2000 ).
BDNF modulates hippocampal LTP through TrkB
BDNF modulates LTP as well as synaptic responses to tetanus at
Schaffer collateral CA1 synapses (for review, see Lu and Chow, 1999 ).
An open issue is whether BDNF interacts with TrkB or p75NTR to achieve
its modulatory effects. In the fBZ/fBZ hypomorph, expression of TrkB is dramatically reduced throughout the hippocampus, resulting in a significant reduction in both synaptic responses to tetanus and
LTP induced by tetanic stimulation. It is highly unlikely that the LTP
reduction in the fBZ/fBZ mutant results from subtle developmental abnormalities, because the fBZ/fBZ mutant
shows normal pairing-induced LTP and the trkB CA1-KO is
sensitive to the TrkB-IgG fusion protein in induction of LTP. Moreover,
the deficiencies in LTP generation observed in BDNF mutants are
reversed by application of BDNF (Korte et al., 1996 ; Patterson et al., 1996 ). Thus the present study clearly implicates TrkB as a mediator for
BDNF modulation of synaptic plasticity in the hippocampus. In contrast,
BDNF signaling through p75NTR almost certainly does not mediate
synaptic plasticity, because application to slices of p75NTR-blocking
antibodies does not impair LTP. These same antibodies have been shown
to be effective at inhibiting P75NTR-mediated signaling in
vivo (Lucidi-Phillipi et al., 1996 ), Using an independently generated floxed trkB mouse, Minichiello et al.
(1999) have also observed reductions in LTP as a consequence of
reducing or deleting trkB throughout the hippocampus.
TrkB modulates LTP signaling in presynaptic CA3 but not
postsynaptic CA1 neurons
Substantial evidence supports a role for BDNF in hippocampal LTP
(for review, see Lu and Chow, 1999 ; McAllister et al., 1999 ), and our
results indicate that it acts through the TrkB receptor. An issue under
debate is whether the TrkB-mediated signaling relevant to generation of
LTP is presynaptic or postsynaptic. Previous studies have suggested
that BDNF facilitates LTP by enhancing synaptic release to tetanic
stimulation, possibly by promoting docking of synaptic vesicles to the
presynaptic membrane at CA1 synapses (Gottschalk et al., 1998 ;
Pozzo-Miller et al., 1999 ). In contrast, BDNF has been shown to enhance
postsynaptic responsiveness in cultured hippocampal neurons by
enhancing transmission through postsynaptic NMDA receptor channels
(Levine et al., 1995 , 1998 ). BDNF also decreases inhibitory
postsynaptic currents on CA1 pyramidal cells (Tanaka et al., 1997 ;
Frerking et al., 1998 ), so a reduction in inhibitory inputs to CA1
neurons may contribute to LTP generation. Furthermore, a recent paper
demonstrated that BDNF, when rapidly puffed onto the CA1 pyramidal
neurons, induces direct depolarization (Kafitz et al., 1999 ), which
suggests that a direct, excitatory effect of BDNF on the postsynaptic
CA1 cells may contribute to LTP. Several results in the present paper
argue that TrkB deficiency does not affect the properties of
postsynaptic CA1 pyramidal neurons necessary for generation of LTP.
First, despite the observed reduction in tetanus-induced LTP in the
fBZ/fBZ mouse, the AMPAR and NMDAR currents in CA1 pyramidal
neurons are not different from those of the same receptors in wild-type
controls. Second, LTP is generated normally in fBZ/fBZ
hippocampi by pairing postsynaptic cell depolarization with
low-frequency stimulation of CA3 input fibers, a protocol that
specifically assesses properties of postsynaptic cells. Finally, our
results demonstrate that specific deletion of TrkB receptors in
postsynaptic pyramidal neurons in the fBZ/fBZ background has no additional inhibitory effect on LTP generation by tetanic
stimulation. LTP remains dependent on TrkB signaling in this genetic
background, however, because application of the BDNF and NT-4 scavenger
TrkB-IgG does have an inhibitory effect on tetanic stimulation-induced LTP. If not the postsynaptic cells, BDNF could in principle be affecting either the Schaffer collaterals or the interneurons. The
impairment of synaptic responses to tetanus in both fBZ/fBZ and trkB CA1-KO mice argues for a direct modulation of CA3
afferents by BDNF activation of TrkB, although we cannot rule out an
additional role of TrkB in GABAergic interneurons. Taken together,
these results strongly suggest that BDNF acts presynaptically to
modulate LTP in the CA1 region. Because the major locus for the
induction and expression of LTP appears to be the postsynaptic cell in
the CA1 region (Bliss and Collingridge, 1993 ; Isaac et al., 1995 ; Liao
et al., 1995 ), our results suggest that BDNF signaling is not directly
involved in the biochemical changes underlying LTP within the
postsynaptic cells but instead modulates the competence of presynaptic
neurons to generate the repetitive exocytotic events needed to modify
the long-term responses of the postsynaptic neurons. Experiments that
delete the trkB gene in CA3 pyramidal neurons and
interneurons should confirm these conclusions.
 |
FOOTNOTES |
Received Feb. 29, 2000; revised May 31, 2000; accepted June 28, 2000.
This work was supported by the Howard Hughes Medical Institute and
National Institutes of Health (National Institute of Mental Health
Grant 48200). L.F.R. is an investigator of the Howard Hughes Medical
Institute. We thank Drs. Michael Stryker, Ardem Patapoutian, Eric
Huang, and Song Hu for very helpful comments on this manuscript, and
Drs. Liliana Minichiello and Rüdiger Klein for communication of
results before publication. We also thank Regeneron Pharmaceuticals for
providing TrkB-IgG, Drs. Mark Mayford and Eric Kandel for the promoter
construct of CaMKII, Juanito Meneses and Dr. Roger Pedersen
(University of California San Francisco) for help with ES cell work,
Judy Chang, Shan-Mei Xu, and Dr. Yuet Wai Kan for pronuclear injection
of the CaMKcre construct, Drs. Klaus Rajewsky and Gail
Martin for cre genes, Dr. Nigel Killeen for the
pBS-lox-neo-tk-lox vector, and Dr. Chris Callahan for the
tau-lacZ construct.
Correspondence should be addressed to Dr. Louis F. Reichardt,
Department of Physiology and Howard Hughes Medical Institute, University of California, 533 Parnassus Avenue, San Francisco, CA
94143-0723. E-mail: lfr{at}cgl.ucsf.edu.
 |
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Behav Cogn Neurosci Rev,
December 1, 2003;
2(4):
278 - 306.
[Abstract]
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R. D. Groth and P. G. Mermelstein
Brain-Derived Neurotrophic Factor Activation of NFAT (Nuclear Factor of Activated T-Cells)-Dependent Transcription: A Role for the Transcription Factor NFATc4 in Neurotrophin-Mediated Gene Expression
J. Neurosci.,
September 3, 2003;
23(22):
8125 - 8134.
[Abstract]
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K. Kohara, A. Kitamura, N. Adachi, M. Nishida, C. Itami, S. Nakamura, and T. Tsumoto
Inhibitory But Not Excitatory Cortical Neurons Require Presynaptic Brain-Derived Neurotrophic Factor for Dendritic Development, as Revealed by Chimera Cell Culture
J. Neurosci.,
July 9, 2003;
23(14):
6123 - 6131.
[Abstract]
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P. E. Schulz, A. D. McIntosh, M. R. Kasten, B. Wieringa, and H. F. Epstein
A Role for Myotonic Dystrophy Protein Kinase in Synaptic Plasticity
J Neurophysiol,
March 1, 2003;
89(3):
1177 - 1186.
[Abstract]
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M. Narisawa-Saito, Y. Iwakura, M. Kawamura, K. Araki, S. Kozaki, N. Takei, and H. Nawa
Brain-derived Neurotrophic Factor Regulates Surface Expression of alpha -Amino-3-hydroxy-5-methyl-4-isoxazoleproprionic Acid Receptors by Enhancing the N-Ethylmaleimide-sensitive Factor/GluR2 Interaction in Developing Neocortical Neurons
J. Biol. Chem.,
October 18, 2002;
277(43):
40901 - 40910.
[Abstract]
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E. Messaoudi, S.-W. Ying, T. Kanhema, S. D. Croll, and C. R. Bramham
Brain-Derived Neurotrophic Factor Triggers Transcription-Dependent, Late Phase Long-Term Potentiation In Vivo
J. Neurosci.,
September 1, 2002;
22(17):
7453 - 7461.
[Abstract]
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X.-P. He, L. Minichiello, R. Klein, and J. O. McNamara
Immunohistochemical Evidence of Seizure-Induced Activation of trkB Receptors in the Mossy Fiber Pathway of Adult Mouse Hippocampus
J. Neurosci.,
September 1, 2002;
22(17):
7502 - 7508.
[Abstract]
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A. Gartner and V. Staiger
Neurotrophin secretion from hippocampal neurons evoked by long-term-potentiation-inducing electrical stimulation patterns
PNAS,
April 30, 2002;
99(9):
6386 - 6391.
[Abstract]
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S.-W. Ying, M. Futter, K. Rosenblum, M. J. Webber, S. P. Hunt, T. V. P. Bliss, and C. R. Bramham
Brain-Derived Neurotrophic Factor Induces Long-Term Potentiation in Intact Adult Hippocampus: Requirement for ERK Activation Coupled to CREB and Upregulation of Arc Synthesis
J. Neurosci.,
March 1, 2002;
22(5):
1532 - 1540.
[Abstract]
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A. Postigo, A. M. Calella, B. Fritzsch, M. Knipper, D. Katz, A. Eilers, T. Schimmang, G. R. Lewin, R. Klein, and L. Minichiello
Distinct requirements for TrkB and TrkC signaling in target innervation by sensory neurons
Genes & Dev.,
March 1, 2002;
16(5):
633 - 645.
[Abstract]
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A. H. Kossel, S. B. Cambridge, U. Wagner, and T. Bonhoeffer
A caged Ab reveals an immediate/instructive effect of BDNF during hippocampal synaptic potentiation
PNAS,
November 20, 2001;
(2001)
251326998.
[Abstract]
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H. W. Tao and M.-m. Poo
Retrograde signaling at central synapses
PNAS,
September 25, 2001;
98(20):
11009 - 11015.
[Abstract]
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S. Thakker-Varia, J. Alder, R. A. Crozier, M. R. Plummer, and I. B. Black
Rab3A Is Required for Brain-Derived Neurotrophic Factor-Induced Synaptic Plasticity: Transcriptional Analysis at the Population and Single-Cell Levels
J. Neurosci.,
September 1, 2001;
21(17):
6782 - 6790.
[Abstract]
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W. J. Tyler and L. D. Pozzo-Miller
BDNF Enhances Quantal Neurotransmitter Release and Increases the Number of Docked Vesicles at the Active Zones of Hippocampal Excitatory Synapses
J. Neurosci.,
June 15, 2001;
21(12):
4249 - 4258.
[Abstract]
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D. S. Auld, F. Mennicken, and R. Quirion
Nerve Growth Factor Rapidly Induces Prolonged Acetylcholine Release from Cultured Basal Forebrain Neurons: Differentiation between Neuromodulatory and Neurotrophic Influences
J. Neurosci.,
May 15, 2001;
21(10):
3375 - 3382.
[Abstract]
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A. H. Kossel, S. B. Cambridge, U. Wagner, and T. Bonhoeffer
A caged Ab reveals an immediate/instructive effect of BDNF during hippocampal synaptic potentiation
PNAS,
December 4, 2001;
98(25):
14702 - 14707.
[Abstract]
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