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The Journal of Neuroscience, November 1, 2000, 20(21):8111-8121
Long-Term Optical Imaging and Spectroscopy Reveal Mechanisms
Underlying the Intrinsic Signal and Stability of Cortical Maps in V1 of
Behaving Monkeys
Eran
Shtoyerman,
Amos
Arieli,
Hamutal
Slovin,
Ivo
Vanzetta, and
Amiram
Grinvald
Department of Neurobiology, The Weizmann Institute of Science,
76100 Rehovot, Israel
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ABSTRACT |
Explorations of learning and memory, other long-term plastic
changes, and additional cognitive functions in the behaving primate brain would greatly benefit from the ability to image the functional architecture within the same patch of cortex, at the columnar level,
for a long period of time. We developed methods for long-term optical
imaging based on intrinsic signals and repeatedly visualized the same
functional domains in behaving macaque cortex for a period extending
over 1 year. Using optical imaging and imaging spectroscopy, we first
explored the relationship between electrical activity and hemodynamic
events in the awake behaving primate and compared it with anesthetized
preparations. We found that, whereas the amplitude of the intrinsic
signal was much larger in the awake animal, its temporal pattern was
similar to that observed in the anesthetized animals. In both groups,
deoxyhemoglobin concentration reached a peak 2-3 sec after stimulus
onset. Furthermore, the early activity-dependent increase in
deoxyhemoglobin concentration (the "initial dip") was far more
tightly colocalized with electrical activity than the delayed increase
in oxyhemoglobin concentration, known to be associated with an increase
in blood flow. The implications of these results for improvement of the
spatial resolution of blood oxygenation level-dependent functional
magnetic resonance imaging are discussed. After the characterization of
the intrinsic signal in the behaving primate, we used this new imaging
method to explore the stability of cortical maps in the macaque primary visual cortex. Functional maps of orientation and ocular dominance columns were found to be stable for a period longer than 1 year.
Key words:
anesthesia; behaving monkeys; brain mapping; cortical
columns; f-MRI; hemodynamics; optical imaging; plasticity; primary
visual cortex
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INTRODUCTION |
Cortical studies of anesthetized
mammals have contributed profoundly to our understanding of cortical
functions at the level of single neurons and cortical columns
(Mountcastle, 1957 ; Hubel and Wiesel, 1962 , 1969 ). However,
anesthetized subjects are unsuitable for many types of studies, such as
motivation, attention or arousal affecting sensory processing and
perception, motor function, consciousness, and other cognitive
functions. In addition, long-term plastic changes related to memory and
learning or recovery of function after trauma or stroke are difficult
to pinpoint without imaging; it may be like a search of a needle in a
haystack. Studies in human subjects are limited to noninvasive
examinations; electrical recording or anatomical techniques are not an
option. Therefore, for the foreseeable future, the awake monkey model
is likely to remain the preparation of choice for research at the level
of single cells and cortical columns.
Optical imaging based on intrinsic signals (Grinvald et al., 1986 ;
Frostig et al., 1990 ; Ts'o et al., 1990 ) is currently the tool of
choice for obtaining high-resolution functional maps of the cortex
(Bonhoeffer and Grinvald, 1991 , 1996 ; Shmuel and Grinvald, 1996 ;
Wang et al., 1996 ; Bosking et al., 1997 ; Shoham et al., 1997 ) (for
review, see Grinvald et al., 1999 ). Furthermore, to our knowledge, it
is the only tool currently available to reveal the relationships
between a few different functional maps within one area (Bartfeld and
Grinvald, 1992 ; Hubener et al., 1997 ). This method, however, was
limited to one recording sessions from each anesthetized monkey or to a
few short recording sessions from behaving monkeys (Grinvald et al.,
1991 ; Vnek et al., 1999 ). Our goal was to remove these limitations by
developing methods for repeated, long-term imaging from behaving animals.
The first topic we address here is related to the basics of functional
brain imaging by either optical imaging or functional magnetic
resonance imaging (f-MRI). It has been assumed that optical imaging
based on intrinsic signals (Frostig et al., 1990 ; Malonek and Grinvald,
1996 ; Vanzetta and Grinvald, 1999 ; Grinvald et al., 2000 ) and blood
oxygenation level-dependent (BOLD) f-MRI (Ogawa et al., 1990 , 1992 ;
Kwong et al., 1992 ) rely on similar activity-dependent signals
originating from blood microcirculation. However, the intrinsic signals
measured by these two imaging methodologies have different time
courses. In particular, the early component referred to as the
"initial dip" has rarely been detected by low magnetic field
strength f-MRI. Here we present evidence that this difference in time
courses cannot be explained by species differences (i.e., monkey vs
cat) or the state of anesthesia (i.e., awake animal vs anesthetized
one). In fact, recently the initial dip was detected with high magnetic
field strength (Menon et al., 1995 ; Hu et al., 1997 ; Kim et al.,
2000a ,b ; Logothetis et al., 1999 , 2000 ).
The second topic we studied using the newly developed methods was the
stability of functional maps in the cortex of adult monkeys. In many
studies of plasticity, the stability of functional maps in adult
animals under normal conditions has been assumed but never fully
demonstrated. A few studies have shown that adults animals do not show
changes in certain statistical properties, such as the relative size of
the ocular dominance columns (LeVay et al., 1980 ) or the fraction of
neurons responding to lines of a given orientation (Creutzfeldt and
Heggelund, 1975 ). Others have demonstrated the stability of gross
retinotopic or somatosensory organization (Merzenich et al., 1984 ; Kaas
et al., 1990 ; Heinen and Skavenski, 1991 ). Before optical imaging was
introduced, however, comparisons of the detailed structure of
functional maps over periods of weeks and months were difficult to
achieve. With the availability of optical imaging of intrinsic signals,
a closer study of map stability became possible. Kim and Bonhoeffer
(1994) , Godecke and Bonhoeffer (1996) , and Chapman et al. (1996)
demonstrated the stability of orientation maps in the developing visual
cortex of kittens and young ferret over a period of several weeks. In the adult rat, Masino and Frostig (1996) found a size variability of as
much as 48% over a period of months in the representation of whiskers
in rats' barrel cortex. These authors showed that, even without any
change in the rats' environment, the maps in a primary sensory area
showed large ongoing fluctuations. Much larger plasticity in the
cortical representation of a single whisker has been detected by
long-term optical imaging performed by the same group (Polley et al.,
1999 ), after the innocuous removal of neighboring whiskers. Are there
changes in cortical maps, over a time scale of months, in the major
columnar systems in the primary visual cortex of primates? Although the
answer to this question is crucial for studies of plasticity in adult
primates brain, maps in the primate have never been monitored for
longer than couple of weeks. The present study demonstrates that the
recently developed optical imaging techniques now make it possible to
study either the stability or the plasticity of cortical maps in adult primates over a period longer than 1 year.
Parts of this work have been published previously in abstract form and
methodological review (Shtoyerman et al., 1995 , 1998 ; Bonhoeffer and
Grinvald, 1996 ; Slovin et al., 1999 ).
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MATERIALS AND METHODS |
Animals. Two adult Macaca fascicularis
monkeys and four adult Macaca mulatta monkeys were used for
the study on behaving animals. Ten adult Macaca fascicularis
monkeys were used in the development of the technique of long-term
recording from chronic, anesthetized animals. The surgical and
recording procedures in acute anesthetized animals have been described
in detail previously (Ts'o et al., 1990 ; Grinvald et al., 1991 , 1999 ).
Here we describe only the surgical procedure used to prepare the
monkeys for repeated recordings while they are awake and behaving.
Head holder and chambers for optical recording. All surgical
procedures were performed according to the National Institutes of
Health guidelines. The animals were first anesthetized with a mixture
of ketamine HCl (10 mg/kg) and xylazine (1 mg/kg) and then transferred
to the operating room, where they were intubated, provided with an
intravenous catheter, anesthetized with 1% isoflurane in a 3:2 mixture
of NO2/O2, and artificially
respirated. The state of the animals and the level of anesthesia were
monitored continuously by measurement of EEG, electrocardiogram,
end-tidal CO2, and rectal temperature. A
4-cm-long head holder was cemented to the cranium with dental acrylic
cement. Two chambers (inner diameter of 25 mm) (Fig.
1A) for optical imaging
were placed on the posterior part of the skull over the primary visual
cortex. A few stainless steel screws were inserted into the skull
around the two cranial windows, and a 0.7 mm stainless steel wire was
wrapped around the screws for additional support. A dental acrylic cap
was then built around the optical chamber and the head holder.
Appropriate analgesics (oral dipyrone, paracetamol, or flunixine) and
preventive antibiotics (usually a daily intramuscular injection
of 20-30 mg/kg cefonicid) were given postoperatively. After a 1 week
of recovery period, the monkeys were trained for at least 1 month on
visual fixation tasks.

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Figure 1.
Cranial window and artificial dura mater.
A, The exposed cortex as seen through the transparent
silicon membrane. The lunate sulcus is in the top left
part of the cranial window. V1 and V2 are thus available for optical
imaging. This picture was taken 5 months after insertion of the
artificial dura over the exposed cortex. B, Enlargement
of the artificial silicon dura in the cranial window shown in
A. The silicon ring in the center stabilizes the
artificial dura and prevents the real dura from growing on the imaging
area.
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Cortex exposure. After the recovery period, the monkeys
underwent a second surgical procedure in which the cortex was exposed. The operation was conducted under strictly sterile conditions to
minimize the risk of infection The induction of anesthesia was as
above, but thiopental sodium was preferred to isoflurane because it
reduces the risk of brain swelling (10-20 mg/kg, followed by
continuous infusion of 1-3
mg · kg 1 · hr 1).
Before the sterile procedure was started, the monkeys were shaved and
cleaned thoroughly with two antiseptic solutions (10% povidone iodine
and 0.5% chlorhexidine). Using a trephine, a 23-mm-diameter craniotomy
was performed inside one of the implanted chambers. To allow insertion
of an artificial dura under the real dura mater without damage to the
cortex, as described below, it was important to avoid any swelling of
the brain. We used a few techniques to achieve this: (1) 30 min before
opening of the dura, mannitol (500 mg/kg) was infused intravenously
over a period of 10 min; (2) 15 min before opening of the dura,
intravenous furosemide (1-3 mg/kg) was slowly administered; (3)
the monkey was hyperventilated so that the end-tidal
CO2 level was 26 mmHg; (4) a few minutes before
opening of the dura, the monkey was given a large dose of thiopental
sodium (5 mg/kg over 5 min); and (5) the body was lowered relative to
the head.
Resection of the dura was started only when the cortex was not exerting
any pressure on it, as judged from the free movement of the dura mater,
accompanying each respiratory cycle. Initially, we cut only the upper
layers of the dura, including the layer containing the blood vessels,
in an X-shaped manner. We then waited until bleeding from the
superficial cut ceased. This was done to avoid any contact between
blood and cortex, because we have some indications that there are at
least short-term effects of blood on cortical functions (A. Grinvald,
unpublished results). When the bleeding had stopped, the four
"leaves" of the dura were separated, and each leaf was pulled up
and glued to the bone using tissue adhesive (Histoacryl tissue
adhesive; Braun, Melsungen, Germany). The exposed cortex was then
gently flushed with artificial CSF (ACSF) (Wilson et al., 1978 )
at body temperature. Acepromazine or flumixin were used for analgesia.
Artificial dura. Covering of the cortex immediately after
its exposure with an artificial dura turned out to be crucial for preventing infections and maintaining the cortex in good shape for long
periods. We used a homemade artificial dura mater, molten in one piece,
consisting of a transparent silicon rubber sheet, 32 mm in diameter and
0.2-mm-thick, attached to a silicon ring, 16-19 mm in outer diameter,
1-mm-thick, and 4-mm-high (Fig. 1B). The edges of the
silicon sheet were inserted under the bone and the real dura. To
"seal" the cortex back, as it had been when it was covered by its
own natural dura, and to prevent adhesion of the cut dura to the
cortex, at least 4 mm of the sheet were inserted between the dura and
the cortex. When the artificial dura was in its proper position, the
cut edge of the natural dura enfolded the silicon ring in the middle of
the sheet, stabilizing it and preventing the natural dura from growing
into the central area and covering it. Thus, the cortex remained
perfectly visible for >1 year (Fig. 1A). Within a
few weeks after the operation, the dura had grown around the ring, thus
creating a good seal of the cortex. In a few cases, traces of
blood that remained between the silicon sheet and the cortex
initially reduced the visibility of the cortex. These traces
disappeared within a few days, however, and the surface of the cortex
remained clearly visible (Fig. 1A).
Another advantage of using this artificial dura is that it proved easy
to penetrate it with electrodes. The clear visibility of the cortex
facilitated targeted electrical recordings of various types, targeted
microstimulation, or targeted tracer injections. The artificial dura is
available on request. Additional details on the artificial dura and the
optical chamber for manipulatable electrical recordings will be
described in detail elsewhere (A. Arieli and A. Grinvald, unpublished).
After insertion of the artificial dura, the chamber was filled with a
solution of 1% agarose, 10 mg of neomycin, 20,000 U of polymyxin B, 2 mg of dexamethasone sodium phosphate, and ACSF. The solution was
introduced only after being cooled to 39°C so that it solidified
immediately after filling the chamber. A glass cover sealed the
chamber, and a metal cover above it prevented accidental damage to the
cortex. Postoperatively, oral Augmentin (amoxycillin and clavulanic
acid; Beecham Research Laboratories, Brentford, UK) or a mixture of
ampicillin and aztreonam was injected intramuscularly as preventive
antibiotics. The antibiotics were administered for 7-14 d.
Routine treatment. During periods of imaging, the chamber
was opened between one to three times per week for cleaning, which was
done in an operating room under strictly sterile conditions. The
monkeys were awake during this painless procedure. In each treatment,
the fluid in the chamber above the silicon sheet was sampled for
bacteriological and mycological examination. This frequent examination
was found to be crucial because some type of infections that develop on
the dura (mostly infections by Staphylococcus aureus or
Enterococcus species) might penetrate the cortex within 2-4
d if no proper treatment is used. The fluid in the chamber was then
replaced by a new mixture of ACSF, agarose (0.3-3%), dexamethasone
(0.2 mg/ml), and a cocktail of antibiotics and anti-fungal drugs,
according to the microbiology result of the previous fluid sampling.
Among the ingredients usually included in the cocktail were as follows:
chloramphenicol (1 mg/kg), polymyxin B (2000 U/ml), neomycin (0.5 mg/ml), gentamycin (0.5 mg/ml), streptomycin (1 mg/ml), bacitracin (500 U/ml), vancomycin (0.3 mg/ml), ceftazidime (2 mg/ml), ceftriaxone (2 mg/ml), ofloxacin (3 mg/ml), and amphotericin (1 mg/ml). The
antibiotics gentamycin and neomycin were administered with care,
because they are known to cause epileptic seizures at high concentration.
A high concentration of agarose was necessary to prevent quick regrowth
of the natural dura. To obtain good visibility of the exposed cortex
through the agarose solution, we filled the chamber in two stages.
First, we applied a thin layer of concentrated solution of agarose
(3%) and antibiotics onto the dura and the bone but not on the imaging
area of the exposed cortex. Second, we filled the whole chamber with a
dilute solution of agarose (0.3%) and colorless antibiotics. In the
rare cases when an infection of the dura or the cortex was found during
the cleaning procedure, the monkey was given systematic antibiotic
treatment with one or more of the following antibiotics: gentamycin,
cefazolin, ceftazidime, ceftriaxone, aztreonam, ampicillin,
amoxycillin, cloxacillin, and ofloxacin. The mixture of antibiotics was
chosen according to the result of a bacteriological tolerance test done
on the sample taken during the cleaning procedure. Usually 2 weeks of systematic treatment with an appropriate mixture of antibiotics exterminated the infection.
Optical imaging. The procedure of optical imaging in
anesthetized animals has been reviewed in detail previously (Bonhoeffer and Grinvald, 1996 ; Grinvald et al., 1999 ). Here we describe the imaging procedure for the behaving monkeys only.
Before the imaging session, the monkey was placed in a primate chair,
which was attached by means of a few rigid metal bars to a heavy table
to reduce movement noise. The monkey's head was fixed to the metal
bars at two points, one connected to the middle of the skull and the
other on the posterior part of the head close to the chamber. The metal
cover protecting the glass of the cranial window was removed to expose
the transparent chamber window. A sensitive CCD video camera, equipped
with a tandem-lens arrangement (Ratzlaff and Grinvald, 1991 ), was
mounted over the window of the transparent chamber. The camera was part
of an imaging system (Imager 2001; Optical Imaging Inc., Germantown,
NY) that provides a digitized picture at a resolution of 756 × 574 pixels. The system also provides a real-time differential picture
that allows continuous monitoring of minor changes, reflecting
respiration and heartbeat pulsations or 0.1 Hz vasomotion noise, in the
cortical image. This was especially important during the spectroscopic
measurements. The exposed cortex was illuminated using two light guides
fixed to the metal bars. Before starting the functional mapping, we photographed the cortex while illuminating it with green light (540 nm)
to emphasize the vascular pattern. Images were then recorded, and the
vascular pattern was used to focus the camera onto the appropriate
region of the exposed cortex and to align the camera such that the
imaging plane would be parallel to the cortical surface. Once an
optimally focused image was obtained, the camera was lowered by 400 µm to reduce blood vessel artifacts. The camera was then connected to
the head holder at two points to further reduce any movement of the
skull relative to the camera itself.
During the imaging session, interference filters were used to select
the desired wavelength for imaging. A filter of 605 nm (bandwidth of 10 nm) usually gave the best signal-to-noise ratio. The images of the
cortex were digitized at video rates over a period of 6-15 sec. The
data were compressed by summing several video frames, thus reducing the
time resolution to 300-500 msec per stored frame.
Spectroscopy. The optical imaging spectroscopy procedures
were similar to those described previously (Malonek and Grinvald, 1996 ;
Malonek et al., 1997 ). Briefly, images of the exposed cortex were
obtained using an optical apparatus composed of two tandem-lens macroscopes (Fig. 2). The apparatus
formed two image planes. An opaque disk with a transparent slit was
inserted into the position of the first image plane so that only the
light from the slit would be transferred. The macroscope was aligned so
that the slit would be above an area of the cortex that exhibits clear
ocular dominance columns and parallel to the cortical surface, as well as perpendicular to the columns. The light emerging from the slit was
dispersed by a diffraction grating positioned between the objective and
the imaging lens of the second tandem-lens macroscope. The grooves of
the grating were parallel to the slit, so that the light coming from
every point along the slit was separated into its spectral components
along the dimension perpendicular to the slit. Thus, the picture
generated in the second image plane contained spectral information
along the dimension perpendicular to the slit and spatial information
along the dimension parallel to the slit (Fig.
3). Two light guides were used to
illuminate the cortex. The light source was a halogen lamp. Using
suitable optical filters, we adjusted the spectral profile of the light to make the light spectrum as flat as possible in the range of 530-650
nm. A sensitive CCD camera (part of the Imager 2001 system) recorded
the image from the second image plane.

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Figure 2.
Scheme of the imaging spectroscope (adapted from
Malonek et al., 1996 ). The bottom tandem-lens macroscope
(B) creates an image of the exposed cortex
(A) at the first image plane
(C) in which an opaque disk with a transparent
slit is positioned (D). The image of the slit is
collimated by the objective of the second tandem-lens macroscope
(E), diffracted along the axis perpendicular to
the slit by the diffraction grating (F), and
focused on the camera (G).
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Figure 3.
Example of an image recorded by the optical
imaging spectroscope. A, Cortical surface illuminated
with green light (570 nm) to emphasize the blood vessels. The location
of the slit is highlighted. B, An example
of a spatiospectral image obtained by the macroscope. The raw pictures
were imaged through the slit while the cortex was illuminated with
broad-spectrum light. The image shown here was obtained by subtracting
a frame collected before stimulus onset from a frame collected 5 sec
after stimulus onset. The x-axis is the spectral
dimension, and the y-axis is the spatial dimension along
the slit. The two dark vertical bands in the image
correspond to the two absorption peaks of oxyhemoglobin at 540 and 580 nm, as can be seen from the absorption spectrum of oxyhemoglobin
(plotted in white). C, Ocular dominance
map obtained through the spectroscope without the slit, at a wavelength
of 605 nm. The location of the slit during the subsequent imaging
spectroscopy session is marked on the map. D, Example of
a spatiospectral ocular dominance map. The map was obtained through a
slit located in the position shown in C. The
arrows show the correspondence between the
spatiospectral bands and the two-dimensional ocular dominance
stripes.
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Behavioral paradigm and visual stimuli. Monkeys were trained
to perform a variety of visual auditory paradigms, but only the simplest paradigms were used in this study. A typical task started when
the monkey fixates on a small dot (0.1 × 0.1°) displayed on a
cathodic ray tube screen. Four seconds later, a stimulus appeared on
the screen. The stimulus, usually a moving square grating (contrast,
50%; size, 10 × 15°; spatial frequency, 0.5-2 cycles per
degree; temporal frequency, 2-5 Hz; orientation, 0, 45, 90, or 135°)
was displayed for various durations. Computer-controlled shutters in
front of the eyes allow either binocular or monocular stimulation. The
monkey had to keep fixating on the small dot until a small change
occurs in the intensity of the fixation point, 3-9 sec after the
stimulus has disappeared. To earn a reward (a drop of juice), the
monkey must move its hand within 500 msec from the change. To allow for
the relaxation of activity-dependent vascular changes, the stimulus was
followed by an intertrial interval of 6 sec, during which time
the screen was dark and there was no light in the room. Two different
control conditions were used: in the first, the stimulus consisted of a
fixation dot with no grating, and in the second, both eyes were covered
with eye shutters.
We used a personal computer equipped with a Sergeant Pepper Plus board
(Number Nine, Lexington, MA) and a Keithley 575 system (Keithley
Instruments, Cleveland, OH) to generate stimuli and to control the
experiment. Eye movements were monitored with a Dr. Bouis infrared
oculometer (Dr. Bouis Devices, Karlsruhe, Germany). Stimuli were
displayed on a 21 inch Mitsubishi monitor, at 60 Hz, placed 100 cm from
the monkey.
Data acquisition. A reference frame was collected once for
each set of stimuli. The Imager 2001 system subtracted this frame in
real time from each of the raw video frames received from the camera
afterward and amplified the result further before it was digitized. An
automatic rejection procedure was applied in the experiments with the
behaving monkey: exceptionally noisy trials were excluded from the
calculation of on-line maps. A trial was considered noisy if the mean
difference between two subsequent frames was higher than a predefined
threshold. In most experiments, we selected a threshold that led to the
rejection of 10% of the trials containing the largest noise. This
rejection procedure was necessary, because a single trial
containing exceptionally large noise from a sudden movement of the
monkey could readily destroy the quality of accumulated images averaged
over 10-20 noise-free trials (Grinvald et al., 1991 ).
Data analysis. Functional maps were derived from the raw
data by summing the chosen frames from one or more stimuli and then dividing (a division is equivalent to subtraction) (Bonhoeffer and Grinvald, 1996 ) the result by the sum of the chosen frames from
other stimuli. As an example, to obtain a map of ocular dominance columns, we summed all of the frames collected when the monkey's left
eye was open and divided the resulting image by the sum of all the
frames collected when the right eye was open. The resulting map was
then displayed on the Imager 2001 monitor.
The first stage in the analysis of the spectroscopic data were similar
to the above procedure, i.e., the images obtained when the monkey was
stimulated were divided by the images obtained when it was
unstimulated. The intensity of the pixels along horizontal lines
(perpendicular to the slit) in the resulting pictures thus represents
changes in the reflection spectrum profile attributable to the
stimulation. To extract the changes in oxyhemoglobin and deoxyhemoglobin concentrations from the differential reflection spectrum, we used the following linear approximation:
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(1)
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where R is the change in the reflected light,
KO is an approximate linear function of
the oxyhemoglobin concentration, o is the
extinction coefficient of oxyhemoglobin,
Kd and d are the
corresponding parameters for deoxyhemoglobin, and LS is a wavelength
independent term encoding light-scattering effects. We used linear
regression to determine the values of KO
and Kd that would best fit the observed spectrum
in each frame and in each spatial location.
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RESULTS |
Comparison between awake monkeys and anesthetized monkeys
Identical stimuli were used for the awake and the anesthetized
monkeys to allow a detailed comparison of the corresponding optical
signals. The stimuli were optimized for activating the primary visual
area (high-contrast moving square grating of 10 × 15° with a
spatial frequency of 0.5-2 cycles per degree). The control stimulus
was a blank screen with a small (0.1 × 0.1°) fixation point. To
control for the physiological state of the cortex, the orientation maps
and ocular dominance maps were obtained repeatedly from one patch of
the striate cortex over a period of >1 year, as will be shown below.
To obtain functional maps from the optical imaging data, we followed
the approach developed in previous work on anesthetized animals
(Frostig et al., 1990 ; Malonek and Grinvald, 1996 ). There the concepts
of "global signal" and "mapping signal" have been introduced
and explained. In agreement with the definitions given there, the
global signal was obtained by dividing the average response during all
of the stimulus conditions by the pictures collected during the blank
condition, whereas the mapping signal was obtained by dividing pictures
collected during one stimulus condition by pictures collected during a
different, "orthogonal," stimulus condition. The global
signal is not colocalized with spiking activity in the imaged
cortical area, whereas the mapping signal, usually much smaller, does
colocalize with electrical activity and underlies the functional maps
(Frostig et al., 1990 ; Grinvald et al., 1999 ).
Time courses of the global signal in awake monkeys and in anesthetized
monkeys are shown in Figure 4. The
y-axes represent the mean intensity of the reflected light
from a selected part of the visual cortex during a period of
stimulation divided by the mean intensity during a period of
nonstimulation. The x-axes represent the time from stimulus
onset. We found a large difference between the anesthetized and the
behaving monkeys in the sizes of the global signals but not in the time
course of the signals. Particularly, the initial dip amplitudes in the
awake monkeys were up to threefold larger than in the anesthetized
monkeys (the amplitude of the initial dip was 0.003 ± 0.001 (±SE; n = 15) in the awake monkeys and 0.0015 ± 0.0005 (±SE; n = 8) in the anesthetized monkeys.
The relative amplitudes of the late component, known to originate from
increased blood flow, appear even larger in the awake monkey.

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Figure 4.
Time course of the global signal. The intensity of
the reflected light during the stimulus condition relative to the
intensity during the blank condition is plotted as a function of time
from stimulus onset for awake (solid line) and
anesthetized (dashed line) animals. The cortex was
illuminated by red light (605 nm), which is sensitive to changes in the
concentration of deoxyhemoglobin. A downward deflection shows darkening
of the cortex.
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Despite the large difference in amplitude, we found, however, that
there was only a small difference in the time course of the signal
between awake and anesthetized animals. In particular, the time of the
initial dip in awake animals did not differ significantly from that in
anesthetized animals [2.3 ± 0.5 sec in awake monkeys (±SE;
n = 15) and 2.0 ± 0.3 sec in anesthetized monkeys
(n = 8)].
The time course of the mapping signal obtained from a series of
differential images (using a pair of orthogonal stimuli) (Fig. 3C) is very different from the time course of the global
signal. A time course of the mapping signals in awake (solid
line) and anesthetized (dashed line) monkeys is plotted
in Figure 5. There were only small
differences in time course between awake and anesthetized monkeys
during the first 7 sec. In a few experiments, when a longer recording
period was used, we noticed that the mapping signals in the awake
monkeys tended to decay more slowly than in the anesthetized monkeys.
As with the global signals, there was a marked difference in the size
of the mapping signals between awake and anesthetized monkeys; the
mapping signal was up to threefold larger in the awake monkeys. As a
measure for the strength of the mapping signal, we used the actual
range of the map, referred to as the "clipping range," which is
calculated by subtracting the intensity of the darkest feature in the
functional map from that of the brightest feature and normalizing by
the mean intensity. The mean clipping range for ocular dominance maps
was significantly higher (p < 0.01) in the
awake monkeys [0.0035 ± 0.0015 in the awake monkeys (±SE;
n = 15) and 0.0011 ± 0.0005 in anesthetized
monkeys (n = 8)]. It is pertinent to mention in this
respect that a large inter-animal variability was found in these
parameters in both the anesthetized and the awake monkeys, whose origin
remains to be explored. In addition in some of the behaving monkeys,
the amplitude of the global and mapping signals decreased as a function
of time (up to a factor of 2 in 1 year).

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Figure 5.
Time course of the mapping signal. Functional
orientation maps were created by dividing (equivalent to subtraction)
images of the cortex collected when the stimulus consisted of bars of
45° by images collected when the stimulus consisted of bars of
135°. To show the time course of the map amplitude, the mean
intensity of the centers of the black patches in the
maps (patches of the cortex selective to bars of 45°) was then
subtracted from the mean intensity of the white patches
(patches of the cortex selective to bars of 135°) in each frame, and
the result is plotted here as a function of time.
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Although the mapping signal in the awake monkeys was up to threefold
larger than in the anesthetized monkeys, the signal-to-noise ratio was
not much larger because the noise level in the awake monkeys was
twofold to threefold larger than in the anesthetized monkeys. One
source of noise in awake monkeys is their movements, and by selecting
only data collected when the monkey was quiet (sitting quietly in the
chair with no movements except for small motor responses of the hand),
we reduced the noise level by a factor of up to 2. Another major source
of noise in the awake monkeys were eye movements. The contribution of
eye movements to the noise level was estimated by comparing the
orientation maps obtained when eye movements were within a narrow
fixation window of 0.3 × 0.3° to the maps obtained when the
window was 3 × 3°. To exclude the possibility that the
differences were attributable to body movements that are correlated
with eye movements, we limited the comparison to periods in which the
monkeys were sitting quietly. The noise level in the first case, when
the monkeys were fixating tightly, was 1.5- to 2-fold smaller than in
the second case. We also compared the signal amplitude in both fixation
conditions to find out how eye movements influence the raw signal. A
small, barely significant increase in the signal amplitude was observed when the monkey fixates tightly [the amplitude of the initial dip
increased from 0.003 ± 0.0005 to 0.0035 (n = 4)].
Stability of functional maps
To explore the stability of ocular dominance and orientation maps,
we searched for significant changes in the functional maps over a
period of up to 40 weeks. We used the vascular pattern seen in the raw
images to find a linear transformation that would transform the images
from each imaging session into a standard image with a given
orientation and magnification. This transformation was then applied to
the functional maps from the corresponding session. Figure
6 presents two orientation maps, obtained
6 months apart, after their transformation into the same coordinate
system. The similarity between the maps is evident; all of the
orientation domains that appear in the first map also appear in the
second, and they also have similar shapes, indicating that the
orientation maps did not change significantly over 6 months. A more
elaborate comparison was performed with ocular dominance maps. These
maps, obtained over 38 consecutive weeks, are displayed in Figure
7. The white lines, indicating
the centers of the ocular dominance columns in the average map, are
drawn at the same physical location (relative to the blood vessels) in
all of the maps. It can be seen that there were no significant changes
in the maps over 9 months. To emphasize the differences between the
maps, the centers of the right-eye columns (Fig. 7, black
columns) for each of the maps in Figure 7 are superimposed in
Figure 8A. Again, the
differences are small relative to the width of the columns.

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Figure 6.
Two orientation maps collected from the same patch
of the primary visual cortex, with a time difference of 6 months.
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Figure 7.
Stability of ocular dominance maps over 38 weeks
of recording. The maps were recorded from the same patch of the visual
cortex using identical stimuli. They are displayed here after
transformation to the same standard coordinate system. The white
lines are plotted at same location, relative to the blood
vessels, in all of the maps.
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Figure 8.
Changes in the centers of the right-eye ocular
dominance columns over 38 weeks. A, Demonstration of the
stability of three ocular dominance columns. The centers of the three
columns were independently measured in nine different imaging sessions
and then superimposed according to the blood vessel landmarks.
B, Demonstration of the method of calculation of the
difference area (blue). The green line is
the center of a right-eye ocular dominance column measured on one of
the recording days. The red line is the average value of
the center of the column measured over several recording days. Scale
bar, 1 mm.
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To obtain a quantitative evaluation of the stability of the maps, we
used a procedure similar to that described by Blasdel (1992) to find
the centers of the ocular dominance columns. Briefly, the maps were
bandpass filtered, and gradients maps were then produced. The zero
crossing lines in the gradient maps were used as an objective estimate
for the centers of the ocular dominance columns. The area between the
average center of the ocular dominance columns and the centers
calculated for each of the imaging sessions was taken as a measure of
the changes in the maps (Fig. 8B). We termed this
area the "difference area." The mean difference area over 9 months
was 0.4 ± 0.4 mm2 (±SE;
n = 31). For comparison, the average size of a column
in the imaged area was 5.2 mm2. We
calculated the significance of this change by comparing it with the
difference area calculated within one session (0.2 ± 0.2;
n = 8) and over a few consecutive days (0.4 ± 0.3; n = 7). It turned out to be not significant
(t test; p < 0.05; n = 31). The real changes in the maps are probably smaller, but the accuracy of
our methods is limited by nonlinear changes occurring in the vascular
pattern over areas of 8 mm2 or more.
Indeed, when restricting the analysis to selected areas of 2-3
mm2, we found that the variability of the
maps was much smaller (0.1 ± 0.1 mm2; n = 31).
Although the difference area was not significantly different from zero,
one may wonder whether there were consistent, slow monotonic changes in
the maps that were below noise level. To examine monotonic changes, we
plotted the difference area as a function of time and used linear
regression to determine whether there was a consistent trend in the
change (Fig. 9). The slope of the line
was not significantly different from zero (t test; p < 0.01), indicating that there was no consistent
monotonic change in the maps. Here, we do not rule out, however, small
fluctuations in the maps.

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Figure 9.
Mean difference area as a function of time from
cortex exposure. Slow, consistent changes in the ocular dominance maps
over a period of months would be indicated by a line
with a slope different from zero. Linear regression analysis confirmed
that the slope does not differ significantly from zero
(t test; p 0.01), indicating that
there are no consistent changes in the location of the ocular dominance
column centers.
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Changes in the concentrations of oxyhemoglobin and deoxyhemoglobin
in awake monkeys as measured from spectroscopic data
Imaging spectroscopy, an approach described in detail previously
(Malonek and Grinvald, 1996 ; Malonek et al., 1997 ), was used to compare
the interactions of electrical activity with the microcirculation in
the primary visual cortices of awake and anesthetized animals. The
interactions were found to be qualitatively similar, but the amplitudes
of the changes were larger in the awake animal. The activity-dependent
changes in the concentrations of oxyhemoglobin and deoxyhemoglobin
after a visual stimulus are plotted in Figure 10. The solid lines show the
changes in awake monkeys, and the dashed lines are the
changes observed in anesthetized cats (adapted from Malonek and
Grinvald, 1996 ). During the first 3 sec of the response, no significant
differences between awake and anesthetized animals were observed. In
both groups, there was a clear increase in the concentration of
deoxyhemoglobin, which reached a peak at 2.2 ± 0.5 sec (±SE;
n = 4) after stimulus onset.

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Figure 10.
Time course of the global changes in hemoglobin
concentration. The y-axis units are linearly related to
the concentrations of oxyhemoglobin and deoxyhemoglobin. The
x-axis is time from stimulus onset. A,
Stimulus-evoked changes in the concentration of oxyhemoglobin.
Solid lines, Awake monkeys; dashed lines,
anesthetized cats (adapted from Malonek and Grinvald, 1996 ).
B, Changes in the concentration of deoxyhemoglobin.
Line codes as in A.
C, Changes in the concentration of oxyhemoglobin
measured at two independent wavelength ranges: 530-585 (dashed
line) and 585-650 (dotted line) nm. The
solid plot shows the concentration calculated from the
combined range of 530-650 nm. D, Changes in the
concentration of deoxyhemoglobin measured at two independent wavelength
ranges. Line codes as in
C.
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The validity of the simple linear decomposition method we used to
estimate the stimulus-evoked changes in oxyhemoglobin and deoxyhemoglobin concentration changes (Eq. 1) has been questioned (Mayhew et al., 1998 , 1999 ), because the path length of light penetrating the cortex is wavelength-dependent. It has been suggested that repeating the analysis at different wavelength ranges would test
the adequacy of the approximation used. Therefore, we repeated the
calculation for two independent wavelength ranges: 530-585 and
585-650 nm. The results are plotted in Figure 10, C and
D. There were no significant differences between the time
course of changes in the oxyhemoglobin or deoxyhemoglobin
concentrations measured in the ranges of 530-585 and 585-650 nm.
Neither of these time courses differed significantly from the time
course calculated from the full spectral range of 530-650 nm,
suggesting that the simple linear approximation at this wavelength
range did not introduce a large error into the time course thus obtained.
To estimate the individual contributions of the oxyhemoglobin and the
deoxyhemoglobin concentrations to the functional maps, we linearly
decomposed the spatiospectral ocular dominance maps into their
oxyhemoglobin and deoxyhemoglobin components. The development of the
maps with time in the awake monkey is shown in Figure
11C. The x-axes
in these graphs represent time, and the y-axes represent space (see Materials and Methods). The ocular dominance columns are
much sharper in the deoxyhemoglobin maps, indicating that the signals
from the changes in concentration of deoxyhemoglobin are better
colocalized with electrical activity than the signals from changes in
oxyhemoglobin concentration. These results are qualitatively similar to
those obtained previously in the anesthetized cat (Malonek and
Grinvald, 1996 ).

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Figure 11.
Time development of ocular dominance maps in
awake monkeys. The x-axis is the time dimension, and the
y-axis is the space dimension. The slit was oriented
perpendicular to the ocular dominance columns (see Fig. 3).
A, Time course of the oxyhemoglobin component.
B, Time course of the deoxyhemoglobin component. Note
that the horizontal bands indicative of the ocular
dominance columns are much clearer for the deoxyhemoglobin component
than for the oxyhemoglobin component. C, Mean mapping
signal in the right-eye columns subtracted from the mean mapping signal
in the left-eye columns.
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To study the time course of the development of functional maps in the
awake monkeys, we calculated the ratio between the mean mapping signal
in all of the left-eye columns and in all of the right-eye columns
(e.g., the mapping signal in the left-eye column is the ratio between
the optical signal evoked by a left-eye stimulus to that evoked by a
right-eye stimulus, in all of the pixels corresponding to the left-eye
columns.). The time course of the mean ratio is plotted in Figure
11C. The mapping signal for deoxyhemoglobin appears earlier
than for oxyhemoglobin. Both mapping signals increase monotonically
during the first 8 sec after stimulus onset. Whereas for the global
signal the amplitude of the activity-dependent changes in oxyhemoglobin
were approximately sevenfold larger than that of deoxyhemoglobin (Fig.
10A,B), the opposite amplitude
relationship was found true for the amplitudes of the corresponding
mapping signals (Fig. 11C). This difference in amplitudes is
particularly large at early times; only after ~10 sec does the slower
oxyhemoglobin mapping signal reaches a level similar to the level of
the deoxyhemoglobin. Another difference between the global signal and
the mapping signal is the lack of a significant initial peak in the
time course of the deoxyhemoglobin mapping signal, similar to the clear
peak observed in the time course of the global concentration of
deoxyhemoglobin observed ~3 sec after stimulus onset (for comparison,
see Fig. 10). Instead, one observes only a change in the slope of the
mapping signal curve after the stimulus disappears (Fig.
11C). These observations can be explained by the following
hypothesis: the initial increase in deoxyhemoglobin is a result of a
fast, local increase in oxygen consumption during the stimulus
presentation, whereas the large but delayed increase in oxyhemoglobin
and the large decrease in deoxyhemoglobin 3 sec after stimulus onset is
caused by increased inflow of highly oxygenated blood (Fig. 10). This
late blood flow increase is not as local as the increase in oxygen
consumption because it is not well regulated at the level of cortical
columns. Thus, the time course is not very different for two orthogonal stimuli. Because the mapping signal is obtained by subtraction of
results obtained by two orthogonal stimuli from each other, the dip is
not observed in the time course of the mapping signal, reflecting
mainly changes caused by the local oxygen consumption.
 |
DISCUSSION |
The development of systems and methods for optical imaging from an
awake animal over a time period of months enabled us to make a detailed
comparison between the visual cortex of the anesthetized monkey and the
visual cortex of the behaving monkey with respect to optical signals,
functional maps, and the interaction between electrical activity and
the cortical microcirculation. These developments facilitated the
finding that, under normal conditions, ocular dominance columns and
orientation columns are stable for a period of at least 1 year.
Time course of the optical signals in awake,
behaving monkeys
Whereas the amplitude of the various components of the intrinsic
signal was larger in the awake monkey, large differences were not found
between the time course of the optical signals in awake and
anesthetized monkeys. In both cases, there is a clear peak in the
absorption of red light (wavelength of 600 nm or more) 2-3 sec after
stimulus onset. The spectroscopic measurements (Fig. 10) supported the
hypothesis that this peak is attributable to an increased oxygen
consumption that causes an increase in the concentration of
deoxyhemoglobin in the capillaries of the active cortical areas. Such
an increase has not been detected, however, by most low-field strength
f-MRI and positron emission tomography (PET) measurements, and it was
therefore argued that the metabolism occurring immediately after a
stimulus is mostly anaerobic. It might be thought that the discrepancy
between the earlier optical spectroscopy studies and the f-MRI or PET
studies can be explained by the differences in the subjects and the
influence of anesthesia; all of the f-MRI and PET studies were done on
awake human subjects, whereas all of the previous optical imaging and
imaging spectroscopy studies were done on anesthetized animals. The
present data show, however, that this is not the case, because neither
the anesthesia nor the species difference affected the initial increase
in the concentration of deoxyhemoglobin. It was suggested that the
differences between the optical imaging and the f-MRI measurements
might be a result of the lower sensitivity of f-MRI to rapid changes in deoxyhemoglobin concentration in the capillaries (Malonek and Grinvald,
1996 ; Vanzetta et al., 1999 ). This suggestion is now supported by a few
f-MRI groups who observed the initial deoxyhemoglobin peak using high
magnetic fields in humans (Menon et al., 1995 ; Hu et al., 1997 ; Yacoub
and Hu, 1999 ). Furthermore, the initial dip was also clearly
observed by 4.7 T f-MRI in the anesthetized monkey (Logothetis et al.,
1999 ), suggesting that the relative amplitude of the initial dip is
dependent on magnetic field strength rather than on species differences
or anesthesia. This suggestion is in line with the theory underlying
the relationship of the amplitude of the BOLD signal from capillaries
and the magnetic field strength (Ogawa et al., 1993 ).
The amplitude of the intrinsic optical signal in
awake animals
Both the global and the local intrinsic signals in awake monkeys
are 1.5- to 3-fold stronger than in lightly anesthetized monkeys. These
differences are not attributable to inter-animal or inter-session
variance because they are significantly larger than these variances.
Likewise, eye movements in the awake monkey could not explain these
differences because the increase in signal amplitude induced by them is
significantly smaller than the anesthetized awake differences. However,
these differences do not seems to originate from the evoked electrical
activity, because the observed ratio of evoked electrical response to
spontaneous electrical activity in the visual cortex of awake animals
is not significantly different from the ratio in lightly anesthetized
animals (Livingstone and Hubel, 1981 ; Lamme et al., 1998 ). The most
likely reasons for the weaker intrinsic signals in anesthetized monkeys
is a weaker coupling between neuronal activity and blood
microcirculation attributable to anesthesia. In fact, this is a well
known phenomenon observed during PET and f-MRI studies. This
possibility is supported by previous observations of our group (our
unpublished observations) of differences in intensity of the intrinsic
signals under different anesthetic drugs, such as isoflurane and
thiopental sodium, even if the depth of anesthesia is similar (as
judged from EEG). Further systematic studies of the coupling between
electrical activity and the microcirculation are needed to clarify the
effect of anesthesia on the various components of the intrinsic signal.
Imaging spectroscopy
As mentioned above, two possible sources of the discrepancy
between the f-MRI measurements and the spectroscopic measurements were
excluded in this study: species difference and the influence of
anesthesia. Recently, another possibility was raised: use of the wrong
model for curve fitting of the results obtained by imaging spectroscopy
(Mayhew et al., 1998 , 1999 ). We believe that, although being
oversimplified from the theoretical point of view, the linear model we
use, neglecting wavelength-dependent path length differences, is not
less precise than the alternative, more rigorous model proposed. The
fact that the same results were obtained by imaging spectroscopy at
three different wavelength ranges (530-650, 530-585, and 585-650 nm)
supports this conclusion. Furthermore, to verify the results obtained
by imaging spectroscopy, blood oxygen level in the microcirculation was
measured by a more direct method in our laboratory using the oxygen
probe Oxyphore RII (Rumsey et al., 1988 ). The results obtained
(Vanzetta and Grinvald, 1999 ) were nearly identical to those obtained
by imaging spectroscopy. The most likely reason for the absence of the
initial dip in most f-MRI data are the low sensitivity of low magnetic
field f-MRI to the changes in deoxyhemoglobin within the capillaries.
This question will probably soon be clarified with the development of
f-MRI for awake monkeys (Dubowitz et al., 1998 ; Stefanacci et al.,
1998 ; Logothetis et al., 1999 ).
What is the optimal time window for obtaining high-resolution
hemodynamic maps corresponding to electrical activity? The answer critically depends on whether differential maps (i.e., maps computed by
dividing two different stimulus conditions) or single-condition maps
(i.e., maps computed by dividing a stimulus condition by no-stimulus
condition) are required to answer a particular question. Figures 3, 5,
and 11 show that differential functional maps can be obtained at all
wavelengths and for a long time after the stimulus offset. Thus, all
components of the hemodynamic signal are stimulus-specific to some
extent. In differential mapping methods as those reported here, it is
advantageous to average over long time periods (~10 sec) because, in
many circumstances, the nonstimulus-specific (global) part of the
signal is cancelled out when the differential maps are obtained. When,
however, it becomes necessary to map stimulus condition against
no-stimulus condition (blank), one cannot get rid of the global part of
the signals anymore. Recently (Grinvald et al., 2000 ) (Fig.
2C), we showed that, although the activity-dependent mapping
component of the intrinsic signals continues to grow for a long time,
the vascular artifact noise often grows much more, toward later times.
Therefore, the best single condition maps are usually obtained during
the first 3-4 sec, i.e., during the initial dip. How relevant these
findings are to f-MRI is still controversial (Grinvald et al. 2000 ; Kim et al. 2000a ,b ; Logothetis, 2000 ).
Stability of functional maps
It is widely accepted that, under normal conditions, the
functional maps in adult animals are stable (whereas under abnormal conditions, such as amputation or enucleation, the maps could change)
(for review, see Kaas, 1991 ). In many studies of plasticity, this
stability of the maps is implicitly assumed. However, stability of the
cortical functional maps has been demonstrated only for gross features,
such as gross retinotopic or somatosensory organization (Merzenich et
al., 1984 ; Kaas et al., 1990 ; Heinen and Skavenski, 1991 ) or for
statistical attributes of the maps (Creutzfeldt and Heggelund, 1975 ;
LeVay et al., 1980 ). Stability of the maps in the submillimeter range,
which is the size of the basic functional features in the visual
cortex, was shown only for periods of a few weeks and only in kittens
and ferrets (Kim and Bonhoeffer, 1994 ; Chapman et al., 1996 ; Godecke
and Bonhoeffer, 1996 ). In the present study, changes in both
orientation maps and ocular dominance maps, if they existed at all,
were less than one-sixth of the size of a basic functional feature
(i.e., a single orientation domain or a single ocular column) over
periods of a few months, thus supporting the assumption of cortical map
stability in the adult primate under normal visual experience.
Remarkable progress has been made in studying higher brain function
using noninvasive imaging techniques that can be used on the human
brain. However, because many electrophysiological and anatomical
research tools are not applicable to noninvasive studies of the human
brain, it appears that there is no alternative to using the behaving
monkey as a model. Here we showed that high-resolution optical imaging
in the behaving monkey preparation is feasible for long-term studies.
Furthermore, we have already shown that electrical recording,
microstimulation, and tracer injections can be readily and
simultaneously combined with optical imaging (Ts'o et al., 1990 ;
Grinvald et al., 1991 , 1999 ; Malach et al., 1993 ). In addition,
we showed recently that voltage-sensitive dyes can also be used for
long-term imaging of cortical dynamics in the awake monkey (Slovin et
al., 1999 ). This result indicates that the fast millisecond by
millisecond cortical dynamics explored previously only in the
anesthetized cat (Arieli et al., 1995 , 1996 ; Tsodyks et al.,
1999 ) can now be explored in the behaving monkey. This
multidisciplinary approach should shed light on the molecular,
cellular, and network studies of the basic mechanism underlying sensory
perception and higher brain functions.
 |
FOOTNOTES |
Received Feb. 17, 2000; revised Aug. 17, 2000; accepted Aug. 17, 2000.
This work was supported by grants from the Israeli-German Research
Program, the German Israeli Foundation, and a grant from the Horace H. Goldsmith Foundation. We thank Chaipi Wijnbergen, Yuval Toledo, and Dov
Ettner for technical assistance.
Correspondence should be addressed to Amiram Grinvald, Department of
Neurobiology, The Weizmann Institute of Science, 76100 Rehovot, Israel.
E-mail: amiram.grinvald{at}weizmann.ac.il.
 |
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