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The Journal of Neuroscience, November 15, 2000, 20(22):8238-8246
Backpropagation of Physiological Spike Trains in Neocortical
Pyramidal Neurons: Implications for Temporal Coding in Dendrites
Stephen R.
Williams and
Greg J.
Stuart
Division of Neuroscience, John Curtin School of Medical Research,
Australian National University, Canberra, Australian Capitol
Territory 0200, Australia
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ABSTRACT |
In vivo neocortical neurons fire apparently random
trains of action potentials in response to sensory stimuli. Does this
randomness represent a signal or noise around a mean firing rate? Here
we use the timing of action potential trains recorded in
vivo to explore the dendritic consequences of physiological
patterns of action potential firing in neocortical pyramidal neurons
in vitro. We find that action potentials evoked by
physiological patterns of firing backpropagate threefold to fourfold
more effectively into the distal apical dendrites (>600 µm from the
soma) than action potential trains reflecting their mean firing rate.
This amplification of backpropagation was maximal during high-frequency components of physiological spike trains (80-300 Hz). The disparity between backpropagation during physiological and mean firing patterns was dramatically reduced by dendritic hyperpolarization. Consistent with this voltage dependence, dendritic depolarization amplified single
action potentials by fourfold to sevenfold, with a spatial profile
strikingly similar to the amplification of physiological spike trains.
Local blockade of distal dendritic sodium channels substantially
reduced amplification of physiological spike trains, but did not
significantly alter action potential trains reflecting their mean
firing rate. Dendritic electrogenesis during physiological spike trains
was also reduced by the blockade of calcium channels. We conclude that
amplification of backpropagating action potentials during physiological
spike trains is mediated by frequency-dependent supralinear temporal
summation, generated by the recruitment of distal dendritic sodium and
calcium channels. Together these data indicate that the temporal nature
of physiological patterns of action potential firing contains a signal
that is transmitted effectively throughout the dendritic tree.
Key words:
sodium channel; patch clamp; action potential; neocortex; dendrite; firing pattern
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INTRODUCTION |
Neurons generate a barrage of action
potentials with variable instantaneous frequencies in response to
sensory stimuli. These observations have raised an important question
in neurobiology: what property of the output spike train encodes
afferent information? Two opposing answers to this question have been
suggested: (1) that the timing of action potentials precisely encodes
afferent input on a spike by spike basis, and (2) that variations in
action potential timing is merely a reflection of noise around a mean firing rate (Softky and Koch, 1993 ; Mainen and Sejnowski, 1995 ; Shadlen
and Newsome, 1995 ; Softky, 1995 ; Shadlen and Newsome, 1998 ; Stevens and
Zador, 1998 ).
Action potentials in cortical pyramidal neurons are initiated in the
axon and propagate both axonally and back into the dendritic tree
(Stuart and Sakmann, 1994 ; Spruston et al., 1995 ; Buzsaki and Kandel,
1998 ). The active dendritic backpropagation of action potentials is
thought to provide an important retrograde message, signaling the
activity state of the neuron (Johnston et al., 1996 ; Stuart et al.,
1997b ). Previous investigations, however, have indicated that the
amplitude of backpropagating action potentials in the distal dendrites
of cortical pyramidal neurons dramatically decreases during fixed
frequency trains (Callaway and Ross, 1995 ; Spruston et al., 1995 ;
Colbert et al., 1997 ; Stuart et al., 1997a ), suggesting that action
potential backpropagation during sustained action potential firing will
be minimal at distal dendritic sites. Little is known, however, about
the reliability of dendritic action potential backpropagation during
physiological patterns of action potential firing, which are
characterized by highly variable firing rates.
To directly address this question, we have reproduced physiological
action potential firing patterns recorded in vivo in
neocortical neurons maintained in slice preparations in
vitro and investigated their impact on the dendritic tree. We
demonstrate that physiological trains of action potentials effectively
engage dendritic electrogenesis in the distal dendrites of layer 5 pyramidal neurons. As a consequence of their variable frequency content
physiological, but not regular trains of action potentials, are capable
of dramatic amplification produced by the recruitment of distal
dendritic sodium and calcium channels. Furthermore, we investigate the
dependence of dendritic backpropagation on stimulus frequency and
membrane potential and directly measure dendritic sodium channel
inactivation during action potential like trains. This work extends
previous analysis of the frequency dependence of action potential
backpropagation in cortical neurons and indicates that variations in
instantaneous frequency during physiological patterns of action
potential firing may have an important role in dendritic signaling.
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MATERIALS AND METHODS |
Wistar rats (3- to 5-weeks-old) were anesthetized by inhalation
of Halothane, were decapitated, and 300-µm-thick coronal neocortical brain slices were prepared, according to guidelines approved by the
Animal Experimentation Ethics Committee of the Australian National
University. Slices were perfused with an oxygenated solution of
composition (in mM): 125 NaCl; 25 NaHCO3; 3 KCl; 1.25 NaH2PO4; 2 CaCl; 1 MgCl and
25 glucose. Somatic (pipette resistance 2-5 M ) and dendritic (8-12
M ) whole-cell current-clamp recordings were made from visually
identified large layer 5 pyramidal neurons, as previously described
(Stuart and Sakmann, 1994 ; Williams and Stuart, 1999 ). Somatic,
dendritic, and axonal cell-attached recordings were made using pipettes
of similar resistance (10-12 M ) and on-line leak subtraction (P/4).
No differences in the degree or time of negative pressure applied to
the back of pipettes was required to form high-resistance (3-10 G )
seals at somatic, dendritic, or axonal sites, suggesting that similar
membrane areas were sampled during cell-attached recordings (Williams
and Stuart, 2000 ). All recordings were made at 35-36°C. For
whole-cell recordings patch electrodes were filled with (in
mM): 135 K-gluconate, 7 NaCl, 10 HEPES, 2 Na2 ATP, 0.3 Na2 GTP, and 2 MgCl, pH 7.2, adjusted with KOH (osmolarity 280 mOsm). For
cell-attached recordings patch electrodes contained (in
mM): 120 NaCl, 30 tetraethylammonium chloride, 5 4-aminopyridine, 2 CaCl, 1 MgCl, 1 CdCl, and 10 HEPES, pH 7.2, adjusted
with NaOH, to pharmacologically block potassium and calcium currents.
Action potentials were evoked antidromically by electrical stimuli
(<0.5 mA, <100 µs) delivered by a patch-pipette placed under visual
guidance close to the axon (~5 µm), 20-30 µm from the soma.
Antidromic stimulation was used to allow the accurate timing of action
potential generation. Great care was taken to elicit pure antidromic
responses. The absence of synaptic responses was verified by searching
for their existence at stimulus intensities set just subthreshold for
the generation of antidromic action potentials across a wide membrane
potential range in each recording. Furthermore, similar results were
observed in the presence of kynurenic acid (3 mM;
n = 4).
Physiological spike trains, evoked by optimal contrast stimuli from
neocortical neurons in area MT in awake unanesthetized monkeys, were
obtained from published data from Dr. W. T. Newsome (http://www.cns.nyu.edu/home/wyeth/data/newsome/newsome.html). Three different physiological spike trains containing 50 action potentials were used with mean frequencies of 50, 60, and 73 Hz and
coefficients of variation (CV) of 1.01, 1.39, and 1.47, respectively. Long (30 sec) time periods were left between trains of
action potentials to control for any effects of slow sodium channel
inactivation (Fleidervish et al., 1996 ). The integral of action
potential trains was measured from the peak of the integrated voltage
waveform, a point that corresponded to the last action potential in a
train. Tetrodotoxin (TTX) (1 µM) dissolved in
extracellular solution was applied locally to dendrites by pressure
application. The application pipette (similar to that used for
dendritic whole-cell recording) was placed close (~10 µm) to the
dendrite 20-30 µm proximal to the dendritic recording site under
visual guidance and brief positive pressure (150-200 mmHg) applied,
resulting in a spatially localized ejection area (~100 µm diameter)
(Stuart and Sakmann, 1995 ; Magee and Johnston, 1997 ; Williams and
Stuart, 1999 ). Voltage and current signals were filtered at 10-30 kHz for whole-cell recordings or 2-5 kHz for cell-attached recordings, and
were acquired at 20-100 kHz using an ITC-16 interface (Instrutech Corporation) controlled by an Apple Power personal computer. In all
records illustrated the stimulus artifact has been blanked for clarity.
Numerical values are given in the text as mean ± SEM. Statistical
analysis was performed with Student's t test ( = 0.05).
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RESULTS |
Effective dendritic backpropagation of physiological
spike trains
Physiological action potential trains recorded in vivo
in response to sensory stimuli in neocortical neurons from awake
monkeys were reproduced in layer 5 pyramidal neurons by antidromic
stimulation in vitro. We compared the action potential
discharge recorded at somatic and apical dendritic recording sites
evoked by these physiological spike trains with those evoked by the
same number of action potentials presented at the mean frequency (mean
trains) (Fig. 1A,B). At
the level of the soma the ratio of the cumulative amplitude of all
action potentials in physiological and mean trains was found to be
close to one (1.0 ± 0.003; n = 5; Fig.
1C). In sharp contrast, at progressively distal dendritic
recording sites the cumulative amplitude of physiological spike trains
was found to be greater than those of matched mean trains, revealing an enhancement of backpropagation by threefold to fourfold at the most
distal dendritic recording locations (>600 µm from the soma; n = 20; Fig. 1C). Dendritic responses to
physiological and mean action potential firing patterns were highly
reproducible from trial to trial. A similar relationship was found when
the integral of physiological and mean action potential trains were
compared (Fig. 1D). These differences were
attributable to periods of intense dendritic depolarization during
physiological spike trains, where action potentials were observed to
summate in a supralinear manner (Fig. 1A, top trace).

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Figure 1.
Physiological spike trains generate powerful
dendritic electrogenesis. A, Antidromically evoked
action potentials recorded at the soma and two dendritic locations (340 and 620 µm from the soma) in response to a physiological spike train
with mean frequency of 50 Hz and CV of 1.01. B, Action
potentials recorded at these locations when evoked regularly at the
same mean frequency (50 Hz). All recordings in A and
B were made from the resting membrane potential. Spike
trains are shown at the bottom for clarity. C, Ratio of
cumulative action potential amplitude of all action potentials in
physiological relative to mean trains as a function of distance from
the soma. Data from 25 neurons during three different physiological and
mean trains (inset). The data were approximated with an
arbitrary fourth order polynomial function constrained at the level of
the soma. D, Ratio of the integral of all action
potentials in physiological relative to mean trains as a function of
distance from the soma. Data from 25 neurons during three different
physiological and mean trains (see inset in
C). Data were approximated with an arbitrary fourth
order polynomial function constrained at the level of the soma.
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The membrane potential of layer 5 pyramidal neurons in vivo
is depolarized relative to that in vitro, partly as a
consequence of ongoing synaptic activity (Pare et al., 1998 ). We
therefore explored the voltage dependence of the disparity between
physiological and mean spike trains at distal dendritic recording sites
by controlling the dendritic membrane potential by tonic current
injection through the recording electrode (n = 10;
average recording distance from soma 486 µm; Fig.
2A). Theses experiments
revealed that the relative difference between physiological and mean
spike trains was maintained at membrane potentials up to 15 mV
depolarized to rest (Fig. 2B). In contrast, dendritic
membrane hyperpolarization led to a dramatic reduction in the
cumulative amplitude and integral of physiological spike trains (Fig.
2A,B). These data demonstrate that the selective amplification of physiological spike trains is apparent at
physiologically relevant membrane potentials and that dendritic
membrane hyperpolarization efficiently reduces this phenomena,
indicating that the selective augmentation of physiological compared
with mean action potential trains is generated by a dendritic
voltage-dependent mechanism.

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Figure 2.
Voltage and frequency dependence of dendritic
electrogenesis during physiological firing patterns.
A, Voltage dependence of the disparity between
physiological and mean trains. Dendritic action potentials generated
during physiological trains (left traces) and mean
trains (right traces) at depolarized (top
traces), resting, and hyperpolarized (bottom
traces) membrane potentials. The membrane potential was
controlled by current injection through the dendritic recording
electrode (560 µm from the soma). The physiological spike train shown
had a mean frequency of 73 Hz and CV of 1.47. B, The
integral ratio of physiological divided by the mean spike trains
obtained at different membrane potentials is expressed as a fraction of
the value at the resting membrane potential (represented as 0 mV). Note
that membrane hyperpolarization greatly reduced this ratio. Data were
approximated with an arbitrary second order polynomial function.
C, Relationship between instantaneous firing frequency
(gray symbols) and normalized dendritic action
potential amplitude (black symbols) during the time
course of a physiological spike train with a mean frequency of 50 Hz
and CV of 1.01. Action potential amplitude is expressed as a fraction
of maximal amplitude and averaged for six dendritic recordings made
>480 µm from the soma. D, Representative example
demonstrating the relationship between dendritic action potential
amplitude and instantaneous frequency, for the three different
physiological firing patterns investigated. Dendritic recording made
620 µm from the soma. E, Averaged data
(n = 9; all recordings >450 µm from the soma) of
normalized distal dendritic action potential amplitude plotted as a
function of the instantaneous action potential frequency for the three
different physiological firing patterns investigated (amplitude
normalized to the maximum amplitude in each trial for each
neuron).
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Supralinear temporal summation of dendritic action potentials
To explore the temporal nature of the enhancement of
backpropagation during physiological spike trains, we analyzed the
relationship between the amplitude of dendritic action potentials and
the frequency of action potential generation (Fig. 2C).
Throughout the time course of a physiological spike train dendritic
action potential amplitude was found to map to changes in instantaneous
frequency (calculated as the reciprocal of the interval between
sequential action potentials). Dendritic action potential amplitude was
found to be dramatically increased during time periods when the
instantaneous action potential frequency was high (pooled data from six
recordings made >480 µm from the soma; Fig. 2C). To
explore this in more detail we plotted the amplitude of dendritic
action potentials against instantaneous frequency (Fig.
2D,E). The amplitude of dendritic action potentials
was found to be maximal when driven at instantaneous frequencies within
a range of 80-300 Hz for each of the three different physiological
trials (Fig. 2D, single neuron) and was consistent in
all recordings made from distal dendritic locations (n = 9; recordings >450 µm from the soma; Fig. 2E). A
strict correlation between distal dendritic action potential amplitude
and instantaneous frequency was however not apparent, as groups of
action potentials (two to five) generated at high frequency were
required for the generation of action potential amplification (Fig.
2C). Furthermore, dendritic action potential amplitude was
depressed after periods of amplification (Fig. 2C), indicating that inactivation processes also contribute to this relationship (see below).
To examine the frequency dependence of distal dendritic action
potential amplification in more detail we generated short trains of
action potentials at low frequency (10 Hz) or as two action potential
burst discharges with various intraburst frequencies that maintained
the mean firing rate (Fig.
3A). As the intraburst frequency of trains was increased to 80 Hz, the second dendritic action
potential of each burst was found to be relatively amplified (Fig.
3A). These data were summarized by determining the ratio of
the integral of action potential trains composed of burst discharges compared to mean trains. At 80 Hz the integral ratio of dendritically recorded responses was significantly (p < 0.05)
greater than those generated at lower intraburst frequencies
(n = 6; Fig. 3B). These data suggest that
supralinear summation of dendritically recorded backpropagating action
potentials underlies the relative amplification of physiological spike
trains.

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Figure 3.
Supralinear temporal summation of dendritic action
potentials. A, The top trace demonstrates
activity-dependent depression of action potential amplitude during a
regular frequency train (10 Hz; recording 700 µm from the soma).
Bottom traces show supralinear action potential temporal
summation during trains with the same mean frequency but progressively
higher intraburst frequencies. B, Histogram of the
average ratio of action potential integral during trains with different
intraburst frequencies relative to that of the mean frequency train at
the soma and distal dendritic sites. C, Spatial profile
of voltage-dependent amplification of single action potentials. The
relative amplitude of action potentials recorded at depolarized and
resting membrane potentials is plotted as a function of somatodendritic
recording location. Data were approximated with an arbitrary second
order polynomial function constrained at the level of the soma. The
inset shows that the amplitude of dendritic action
potentials (600 µm from the soma) was dramatically increased during
tonic depolarization ( 51 mV) from the resting membrane potential
( 62 mV). Calibration: 4 msec, 15 mV.
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To explore the voltage-dependent nature of dendritic action potential
amplification during physiological spike trains in more detail, we
recorded single action potentials at various somatodendritic locations
at resting and depolarized membrane potentials (n = 65;
Fig. 3C). Tonic membrane depolarization was found to
generate a dramatic amplification of dendritically recorded action
potentials, which was accompanied by the appearance of a large
secondary calcium component to the dendritic action potential (Kim and
Connors, 1993 ; Stuart et al., 1997a ; Larkum et al., 1999a ,b ; Williams
and Stuart, 1999 ) (Fig. 3C, inset). As with the
amplification of physiological spike trains, amplification of single
action potentials was more pronounced at distal dendritic recording
sites reaching values of fourfold to sevenfold at sites >600 µm from
the soma. In fact, the spatial profile of voltage-dependent
amplification of dendritic action potentials was strikingly similar to
the spatial profile of amplification of physiological spike trains
(compare Figs. 1C, 3C). Together these data
indicate that the supralinear temporal summation of action potentials
evoked during physiological patterns of action potential firing is
generated by a voltage-dependent amplification mechanism.
Activity dependence of action potential backpropagation
To gain further insights into the mechanisms shaping the activity
dependence of action potential backpropagation during physiological patterns of action potential activity, we generated short trains of
action potentials at different mean frequencies (4.4-100 Hz, 10 action
potentials in each trial). At the level of the soma (n = 5) and in the proximal portion of the apical dendrite
(n = 5; <300 µm from the soma), action potentials
showed little activity-dependent depression (Fig.
4A,B). In contrast, at
more distal recording sites we observed a complex relationship between
frequency- and activity-dependent modification of action potential
backpropagation. At intermediate dendritic sites (n = 9; 300-480 µm from the soma) action potentials evoked at low
frequencies (<10 Hz) backpropagated reliably but showed progressively
more activity-dependent depression at higher frequencies. This
depression was, however, relieved at the highest frequencies tested
(Fig. 4A). This behavior is reflected in the summary
data calculated by taking the cumulative action potential amplitude at
each frequency for a number of neurons during recordings at
intermediate dendritic locations (Fig. 4B). At the
most distal dendritic recording sites (n = 8; >480
µm from the soma) a different pattern of activity-dependent
modification emerged. Action potentials evoked at low frequencies were
consistently of small amplitude throughout the train, however, when
generated at high frequency the amplitude of distal dendritic action
potentials first increased because of supralinear temporal summation,
but then decreased, indicating a progressive failure of action
potential backpropagation (Fig. 4A,B). Dendritic
membrane depolarization at these distal sites led to enhanced
backpropagation at both low and high frequencies (n = 5; >500 µm from the soma; Fig. 4C,D). These data provide
further evidence that action potential backpropagation is enhanced at
high frequencies and that the frequency range over which
action potentials faithfully backpropagate into the distal dendrites is
voltage-dependent.

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Figure 4.
Frequency and voltage dependence of dendritic
action potential backpropagation. A, Representative
traces demonstrating the spatial pattern of action potential
modification during regular spike trains presented at low, medium, and
high frequencies (4.4, 30, and 100 Hz). Recordings were made at the
indicated somatodendritic locations. Note at the most distal recording
site the progressive amplification followed by depression of action
potentials during a 100 Hz train and at more proximal recording
locations the frequency-dependent depression at lower frequencies.
B, Summary data demonstrating the frequency and spatial
dependence of activity-dependent modification of action potential
backpropagation. Data represent averaged values of cumulative action
potential amplitude for each frequency of presentation (10 action
potentials) recorded at somatic and different dendritic sites. The
recording regions are indicated. Data were fit with linear regression
analysis for somatic and with arbitrary second order polynomial
functions for dendritic sites. C, Voltage dependence of
activity-dependent modification. Representative distal dendritic
recording (700 µm from the soma) demonstrating that dendritic
membrane depolarization transforms the pattern of activity-dependent
depression, allowing faithful backpropagation of action potentials over
a wider frequency range. Traces obtained at resting ( 64 mV;
thick lines) and depolarized ( 50 mV; thin
lines) potentials have been overlain. D,
Representative example of the voltage-dependent transformation of the
frequency dependence of activity-dependent action potential
backpropagation at a distal dendritic recording location (700 µm from
the soma; same cell as in C). Relationships were
constructed from the resting membrane potential ( 64 mV) and at the
indicated depolarized membrane potentials.
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Time course of recovery following activity-dependent depression of
backpropagating action potentials
Previous investigations have indicated that sustained
high-frequency action potential firing leads to a progressive decrease in dendritic action potential amplitude in cortical neurons (Callaway and Ross, 1995 ; Spruston et al., 1995 ). At the level of the soma, action potential amplitude was maintained during sustained
high-frequency activity (20 action potentials; 100 Hz; Fig.
5A). At distal dendritic recordings sites (>400 µm from the soma), however, the amplitude of
action potentials was found to first increase because of the supralinear temporal summation of action potentials, but then sharply
decrease during sustained activity, indicating a progressive failure of
action potential amplification (Fig. 5A). These data indicate that the supralinear amplification of distal dendritic action
potentials during high-frequency firing cannot be maintained over long
periods of sustained activity. This effect will influence backpropagation during physiological action potential firing patterns and suggests that action potentials will fail to invade apical dendrites after sustained high-frequency firing.

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Figure 5.
Recovery from activity-dependent depression.
A, Representative traces showing the spatial pattern of
action potential recovery following sustained high-frequency firing (20 action potentials at 100 Hz in each trial, 21 overlain traces).
Recordings were made at the indicated somatodendritic locations. Note
the failure of action potential backpropagation during sustained firing
and the slow recovery of action potential amplitude at distal dendritic
sites. B, Summary data showing the spatial profile of
the rates of recovery of action potential amplitude after sustained
action potential firing. In each neuron, action potential amplitudes
have been normalized to the amplitude of the first action potential of
the conditioning high-frequency train. Recordings made at similar
somatodendritic locations were pooled. Data have been fit with single
exponentials (solid lines).
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We therefore mapped the time course of recovery from activity-dependent
depression by evoking single action potentials at times following
sustained high-frequency activity. Consistent with the lack of
activity-dependent depression at the level of the soma, action
potential amplitude was found to be constant after sustained activity
(Fig. 5A,B). At dendritic sites, however, recovery from
activity-dependent depression was found to be progressively slower at
more distal dendritic locations, with full recovery of action potential
amplitude taking up to 1 sec at dendritic sites 300-400 µm from the
soma (Fig. 5A,B). At the most distal dendritic locations
examined, recovery was slightly accelerated, presumably as recruitment
(and subsequent inactivation) of distal dendritic sodium channels was
reduced because of increased failure of action potential
backpropagation during sustained high-frequency activity at these
locations. Together these data indicate that at distal dendritic
locations sustained high-frequency firing is followed by a period of
relative refractoriness, which will impact on the pattern of dendritic
activity evoked during physiological trains of action potential firing.
Activity-dependent modification of sodium currents
In CA1 pyramidal neurons activity-dependent attenuation of
backpropagating action potentials is generated by the progressive inactivation of dendritic sodium channels (Spruston et al., 1995 ; Colbert et al., 1997 ; Jung et al., 1997 ). To test whether this is also
the case in layer 5 neocortical pyramidal neurons, we examined the
activity-dependent inactivation of ensemble sodium channel currents
from axonal, somatic, and apical dendritic locations using
cell-attached recording techniques. We tested for progressive sodium
channel inactivation by generating sodium channel activity in response
to a train of 10, 2 msec, 60 mV voltage steps from the resting membrane
potential at frequencies of 10-100 Hz (Fig. 6A). Even at the
highest frequency tested (100 Hz) we observed only a modest progressive
decrease in channel activity during the test train at all recording
locations (Fig. 6A,B). The degree of
activity-dependent inactivation was quantified by comparing the
amplitude of the tenth and first current responses of each trial.
Across the entire axodendritic area examined we observed a roughly
constant level of inactivation during 100 Hz trains of 23.9 ± 0.9% (n = 50; Fig. 6C), whereas, as
reported previously, the amplitude of sodium channel activity was
reasonably constant across the axodendritic area examined (Fig.
6D) (Stuart and Sakmann, 1994 ). The degree of
activity-dependent inactivation of sodium channel activity was
significantly less (p < 0.05) at lower
frequencies, reaching values of 14.7 ± 2.1% at 10 Hz (Fig.
6F). Importantly, we observed that the degree of
dendritic sodium channel inactivation was lowest when we replicated
action potential burst experiments, like those shown in Figure
3A (average rate, 10 Hz; intraburst frequency, 80 Hz; Fig.
6E,F). Under these conditions, we observed that the second current response during a burst was attenuated relative
to the first current response of each burst by on average only 7.9 ± 0.8% (n = 6; average recording distance from soma, 360 µm; Fig. 6F).

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Figure 6.
Frequency dependence of ensemble sodium currents.
A, Cell-attached recording of ensemble sodium channel
activity generated by 10, 2 msec, 60 mV voltage steps repeated at a
frequency of 100 Hz. Average of 20 trials at the soma. Note the small
progressive decrease in current amplitude throughout the train.
B, Similar levels of progressive sodium channel
inactivation were observed at axonal and two dendritic recording sites.
The first, fifth, and tenth current response to 10 voltage steps at 100 Hz are shown at a fast time base. Average of 20 trials.
C, Summary data indicating a similar level of
progressive sodium channel inactivation across the axodendritic area
examined. Values represent the percentage reduction of the tenth
response compared to the first during 100 Hz trains at different
distances from the soma. The data were fit with a linear regression.
D, Pooled data illustrating the axodendritic
distribution of ensemble sodium channel activity during 60 mV, 10 msec
steps from the resting membrane potential. Note the high degree of
variability from patch to patch, but the lack of obvious spatial
dependence. E, Cell-attached recording demonstrating
minimal sodium channel inactivation during bursts. Currents were evoked
at a mean frequency of 10 Hz with an intraburst frequency of 80 Hz.
Dendritic recording 485 µm from the soma. F, Frequency
dependence of sodium channel inactivation. Average percentage reduction
of the tenth sodium current compared to the first at the indicated
frequencies. The gray bar indicates the percentage
reduction of the second action potential of each burst compared to the
first during a burst paradigm as in E.
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Amplification of physiological spike trains is generated by the
recruitment of dendritic voltage-activated channels
To investigate the role of dendritic sodium channels in the
amplification of physiological patterns of action potential firing, we
locally applied the sodium channel blocker TTX close to the dendritic
recording location (n = 10; average recording distance from soma 542 µm; Fig. 7A).
Local application of TTX substantially reduced the amplitude of
dendritic electrogenesis during physiological spike trains, but did not
alter the amplitude of dendritic action potentials during mean trains
(Fig. 7A). On average the local application of TTX
significantly (p < 0.05) reduced the integral of physiological spike trains by 36 ± 2%, while not
significantly effecting the integral of mean trains (5 ± 2%
reduction; n = 10; Fig. 7B). By comparison,
in a group of these neurons dendritic membrane potential
hyperpolarization led to a reduction in the integral of physiological
spike trains by 63 ± 3% (n = 4; Fig. 7A). We also explored if local application of TTX could
block the voltage-dependent amplification of single dendritic action potentials (Fig. 7C). At distal dendritic sites
(n = 6; average recording distance from soma 550 µm)
local application of TTX greatly reduced the amplitude of dendritic
action potentials evoked from depolarized potentials by 60 ± 3%,
but failed to alter the amplitude of dendritic action potentials
recorded at resting potentials (4 ± 5% reduction; Fig.
7C,D). These data directly demonstrate that the
amplification of physiological spike trains involves the recruitment of
distal dendritic sodium channels.

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Figure 7.
Blockade of distal dendritic sodium channels
attenuates amplification of physiological spike trains.
A, Dendritic action potentials (620 µm from the soma)
evoked during physiological (top traces) and mean spike
trains (middle traces) under control conditions
(thin lines) and during local dendritic application of
TTX (1 µm) (thick lines). Note that local TTX
application greatly attenuates dendritic action potentials during
physiological but not mean spike trains. The bottom
trace shows the dendritic action potentials evoked during
physiological spike trains recorded at a hyperpolarized membrane
potential. The physiological spike train had a mean frequency of 50 Hz
and CV of 1.01. The experimental arrangement is summarized in the
inset. B, Summary data demonstrating that
local TTX application greatly reduced the integral of dendritic action
potentials during physiological (shaded bar) but not
mean spike trains. Data expressed as a fraction of control.
C, Local dendritic TTX application blocks the
voltage-dependent amplification of single dendritic action potentials.
Dendritic action potentials were evoked from resting ( 62 mV)
and from depolarized ( 48 mV) membrane potentials under control
conditions (thin lines) and in the presence of local TTX
(thick lines). Dendritic recording 590 µm from soma.
D, Summary data indicating that local dendritic TTX
application failed to alter the amplitude of single dendritic action
potentials recorded at the resting membrane potential, but greatly
reduced the amplitude of action potentials evoked from depolarized
potentials (shaded bar). Values are expressed as a
fraction of control. E, Dendritic action potentials (480 µm from the soma) evoked during a physiological spike train (mean
frequency of 73 Hz and CV of 1.47) under control conditions
(thin line) and during bath application of cadmium (100 µm) (thick line).
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The greater reduction of physiological spike trains achieved by direct
dendritic membrane potential hyperpolarization compared to local
blockade of distal dendritic sodium channels suggests that other
voltage-activated currents maybe involved in their amplification. To
test for the involvement of calcium channels we bath applied the
nonspecific calcium channel antagonist cadmium (100 µm). Application
of cadmium led to a 25 ± 10% decrease in the maximal amplitude
of action potentials evoked during high-frequency components of
physiological spike trains, but increased the integral of physiological
spike trains by 19 ± 8% (n = 5; average
recording distance from soma 448 µm; Fig. 7E). The
increase in the integral of spike trains, despite the reduction in peak
amplitude, was generated as a consequence of an increase in the
duration of low-amplitude action potentials. In accordance with this,
the application of cadmium also increased the integral of spike trains
reflecting the mean firing rate of physiological firing patterns by
54 ± 3% (n = 5; average recording distance from
soma 448 µm). These data indicate that cadmium has complex actions,
presumably generated as a consequence of the blockade of dendritic
calcium channels engaged during high-frequency action potential firing
(Larkum et al., 1999a ), and somatodendritic calcium channels that are linked to the generation of the action potential afterhyperpolarization (Schwindt et al., 1988 ; Williams and Stuart, 1999 ).
 |
DISCUSSION |
Action potentials actively propagate back into the dendritic tree
of many neuronal types (Stuart et al., 1997b ). In pyramidal neurons
backpropagation is decremental and can lead to frequency-dependent failure during action potential trains (Callaway and Ross, 1995 ; Spruston et al., 1995 ). This finding questions the importance of
dendritic action potential backpropagation in information processing in
the awake animal in which neurons often fire at high rates for
prolonged periods. In contrast to previous studies describing activity-dependent depression of backpropagation during regular spike
trains (Callaway and Ross, 1995 ; Spruston et al., 1995 ; Colbert et al.,
1997 ; Jung et al., 1997 ), here we show that during high-frequency
components of physiological spike trains action potentials
backpropagate faithfully into the distal dendrites. This occurs because
of their supralinear temporal summation following recruitment of distal
dendritic sodium and calcium channels. These findings indicate that
variations in instantaneous frequency during physiological patterns of
action potential firing have an important role in dendritic signaling.
Backpropagation during action potential trains
Our results suggest that the spatial decrement and failure of
action potential backpropagation during trains is generated by the
observed modest levels of progressive inactivation of dendritic sodium
channels. Coupled with effects of dendritic morphology (Spruston et
al., 1995 ; Hausser et al., 1998 ) at distal dendritic sites this leads
to the failure of action potentials to attain the threshold level of
depolarization necessary to recruit dendritic sodium and calcium
channels. Active backpropagation can be restored, however, when
dendritic action potentials summate temporally during physiological
patterns of activity, high-frequency trains, or during bursts.
Similarly, active backpropagation could be restored by dendritic
depolarization. In all these situations restoration of active
backpropagation occurs as passively spreading dendritic action
potentials attained the threshold level of dendritic depolarization required for the regenerative activation of dendritic voltage-activated channels. The key role of dendritic voltage-activated channels in this
mechanism was directly verified by the reduction of action potential
amplification during physiological patterns of activity by dendritic
membrane hyperpolarization (Fig. 2), the local blockade of dendritic
sodium channels (Fig. 7), and by the blockade of calcium channels. We
suggest that during high-frequency components of physiological firing
patterns action potential amplification is initially generated by the
recruitment of dendritic sodium channels. Amplified action potentials
then in turn lead to the recruitment of dendritic calcium channels.
This mechanism parsimoniously explains the amplification of action
potentials at distal dendritic locations during physiological spike
trains and indicates that in vivo backpropagation into the
distal dendrites is likely to be more robust than previously thought.
Recent studies have demonstrated that brief high-frequency trains or
bursts of action potentials in layer 5 pyramidal neurons are effective
stimuli for the activation of dendritic calcium channels (Kim and
Connors, 1993 ; Stuart et al., 1997a ; Larkum et al., 1999a ,b ; Williams
and Stuart, 1999 ). As physiological patterns of action potential firing
contain high-frequency components, they would be expected to also
activate dendritic calcium channels. Consistent with this we observed
that the blockade of calcium channels decreased the supralinear
temporal summation of dendritic action potentials during physiological
spike trains. Based on previous observations, we suggest that calcium
electrogenesis triggered by physiological patterns of action potential
firing will be enhanced at distal apical dendritic locations (Schiller et al., 1997 ; Larkum et al., 1999a ). Because recent observations have
indicated that brief bursts of high-frequency firing induces large
increases in intracellular calcium throughout the apical dendritic tree
of layer 5 pyramidal neurons (Larkum et al., 1999a ), a coherent
increase in intracellular calcium would be expected to occur during
high-frequency components of physiological firing patterns. Evidence
that this is the case has recently been obtained during in
vivo calcium-imaging experiments (Helmchen et al., 1999 ). As many
forms of synaptic plasticity are dependent upon rises in intracellular
calcium (Bliss and Collingridge, 1993 ), it is compelling to speculate
that the high-frequency components of physiological spike trains will
produce rises in dendritic calcium that may be involved in the
long-term modification of synaptic strength.
Factors controlling activity-dependent modification of action
potential backpropagation
We have revealed two factors that control the activity-dependent
modification of action potential backpropagation during spike trains:
(1) the recruitment of distal dendritic sodium and calcium channels
when summation of backpropagating action potential reaches the
threshold for their activation, and (2) the cumulative inactivation of
dendritic sodium channels. These mechanisms will act in concert during
trains of action potentials at distal dendritic locations, as
frequency-dependent supralinear summation produced by the activation of
distal dendritic sodium and calcium channels is checked by the
cumulative inactivation of sodium channels, eventually leading to
failure of active backpropagation. The interplay between these processes was directly demonstrated during long trains of
high-frequency action potential firing (Fig. 5). The cumulative
inactivation of sodium channels (Fig. 6) will act to control the
ability of backpropagating action potentials to follow high-frequency
components of physiological spike trains, such that at distal dendritic
sites periods of intense dendritic depolarization during physiological spike trains will be followed by periods of relative refractoriness, the time course of which will be governed by the recovery of sodium channels from inactivation. Together these data indicate that effective
backpropagation of action potentials throughout the apical dendritic
tree of layer 5 neurons will only occur when neurons fire at high
frequencies for relatively brief periods.
Temporal versus rate coding
The random nature of stimulus-evoked action potential trains in
neocortical neurons in vivo does not result from noise
within the spike generation mechanism (Mainen and Sejnowski, 1995 ; Holt et al., 1996 ; Nowak et al., 1997 ; Stevens and Zador, 1998 ). Variability must, therefore, arise from the temporal pattern of synaptic inputs and
the postsynaptic mechanisms used to integrate them. Neocortical neurons
have been suggested to employ one of two methods of synaptic integration, described as (1) coincidence detection, and (2) random walk, that in simple and complex neuronal models are capable of reproducing the irregular firing patterns observed in vivo
(for review, see Shadlen and Newsome, 1994 ; Softky, 1995 ; Konig et al.,
1996 ). Coincidence detection integrates temporally correlated synaptic
inputs over short time periods (<2 msec) to produce irregular action
potential trains, where the timing of each action potential precisely
reflects the temporal synchrony of specific synaptic inputs (Softky and
Koch, 1993 ; Stevens and Zador, 1998 ; Harsch and Robinson, 2000 ). Random
walk integration, on the other hand, describes integration of
excitatory and inhibitory synaptic inputs over time scales defined by
the membrane time constant, where the timing of each action potential
is determined stochastically and information is represented as noisy
average firing rates that are typically measured over hundreds of
milliseconds (Shadlen and Newsome, 1994 ).
We have bypassed the integration of synaptic inputs in the present
investigation to explore if the precise timing of action potentials has
a specific dendritic signaling role. The observed reliance of effective
dendritic action potential backpropagation on the timing and pattern of
action potential initiation during physiological spike trains suggests
that spike timing contains important signaling information. Previous
work has indicated that the irregularity of in vivo firing
patterns may be reproduced in neocortical neurons in vitro,
if, and only if, neurons are driven with simulated excitatory and
inhibitory synaptic inputs that contain a significant synchrony in
their pattern of occurrence (Stevens and Zador, 1998 ; Harsch and
Robinson, 2000 ), as suggested from modeling studies (Shadlen and
Newsome, 1994 ; Softky, 1995 ). A consequence of input synchrony is to
produce periods of high-frequency action potential firing that lend the
spike train its variable frequency content and so apparent randomness
(Stevens and Zador, 1998 ). Our results indicate that this synchronous
synaptic input is transduced into powerful dendritic electrogenesis in
neocortical layer 5 pyramidal neurons, implying a causal relationship
between input synchrony and the generation of distal dendritic
electrogenesis. On the other hand, if it is assumed that information is
represented by mean firing rates measured over hundreds of
milliseconds, the noise within this signal will lead to the generation
of random dendritic electrogenesis. We suggest that if neurons signal
by rate codes, action potential rates calculated over short time windows contain the important signaling information, as we observed that dendritic electrogenesis was most effectively engaged during periods of high-frequency action potential firing. Consistent with this
idea, bursts of action potentials have been shown to posses significant
informational content (Livingstone et al., 1996 ; Lisman, 1997 ), and
in vivo rate codes calculated over short periods (<50 msec)
have been found to signal stimulus characteristics almost as
efficiently as rate codes calculated over hundreds of milliseconds
(Tovee et al., 1993 ).
In conclusion, we find that periods of high-frequency firing within
physiological action potential trains give rise to amplification of
backpropagating action potentials in distal dendrites. The apparently
random firing pattern of cortical neurons may therefore contain
information that posses a dendritic signaling role and so should not be
considered as noise around a mean action potential firing rate. Rather,
in neocortical layer 5 pyramidal neurons, the high-frequency components
of physiological spike trains, generated by synchronous activation of
synaptic inputs, lead to a powerful retrograde signal that is
transmitted throughout the dendritic tree.
 |
FOOTNOTES |
Received June 8, 2000; revised Aug. 16, 2000; accepted Aug. 24, 2000.
This work was supported by a grant from the Wellcome Trust. We thank
Dr. W. T. Newsome for sharing his data on spike timing.
Correspondence should be addressed to Dr. Greg J. Stuart, Division of
Neuroscience, John Curtin School of Medical Research, Mills Road,
Australian National University, Canberra, A.C.T. 0200, Australia.
E-mail: Greg.Stuart{at}anu.edu.au.
 |
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