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The Journal of Neuroscience, December 1, 2000, 20(23):8846-8852
DOI-Induced Activation of the Cortex: Dependence on
5-HT2A Heteroceptors on Thalamocortical Glutamatergic
Neurons
Jennifer L.
Scruggs*,
Sachin
Patel*,
Michael
Bubser, and
Ariel Y.
Deutch
Departments of Psychiatry and Pharmacology and Center for Molecular
Neuroscience, Vanderbilt University School of Medicine, Nashville,
Tennessee 37212
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ABSTRACT |
Administration of the hallucinogenic 5-HT2A/2C agonist
1-[2,5-dimethoxy-4-iodophenyl]-2-aminopropane (DOI) induces
expression of Fos protein in the cerebral cortex. To understand the
mechanisms subserving this action of DOI, we examined the consequences
of pharmacological and surgical manipulations on DOI-elicited Fos expression in the somatosensory cortex of the rat. DOI dose-dependently increased cortical Fos expression. Pretreatment with the selective 5-HT2A antagonist MDL 100,907 completely blocked
DOI-elicited Fos expression, but pretreatment with the
5-HT2C antagonist SB 206,553 did not modify DOI-elicited
Fos expression. These data suggest that DOI acts through
5-HT2A receptors to increase cortical Fos expression.
However, we found that DOI did not induce Fos in cortical
5-HT2A immunoreactive neurons but did increase expression in a band of neurons spanning superficial layer V to deep III, within
the apical dendritic fields of layer V
5-HT2A-immunoreactive cells. This band of Fos
immunoreactive neurons was in register with anterogradely labeled axons
from the ventrobasal thalamus, which have previously been shown to be
glutamatergic and express the 5-HT2A transcript. The
effects of DOI were markedly reduced in animals pretreated with the
AMPA/KA antagonist GYKI 52466, and lesions of the ventrobasal thalamus
attenuated DOI-elicited Fos expression in the cortex. These data
suggest that DOI activates 5-HT2A receptors on
thalamocortical neurons and thereby increases glutamate release, which
in turn drives Fos expression in cortical neurons through an AMPA
receptor-dependent mechanism. These data cast new light on the
mechanisms of action of hallucinogens.
Key words:
AMPA receptor; DOI; Fos; glutamate; hallucinogen; pyramidal cell; serotonin; somatosensory cortex; thalamus; 5-HT2A receptor
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INTRODUCTION |
The hallucinogen
1-[2,5-dimethoxy-4-iodophenyl]-2-aminopropane (DOI) is a
5-HT2A/2C partial agonist (McClue et al., 1989 ; Smith et al., 1998 ). Acute administration of DOI and lysergic acid
diethylamide (LSD), another 5-HT2A/2C
agonist, induces expression of the immediate-early gene
c-fos and its protein product Fos in the cortex of the rat
(Leslie et al., 1993 ; Tilakaratne et al., 1995 ; Moorman and Leslie,
1996 , 1998 ; Tilakaratne and Friedman, 1996 ; Abi-Saab et al.,
1999 ; Erdtmann-Vourliotis et al., 1999 ). The mechanisms
subserving this effect of DOI, including the specific type of
5-HT2 receptor involved, are poorly understood.
DOI has high affinities for 5-HT2A and
5-HT2C receptors, both of which are widely
distributed in the rat brain (Molineaux et al., 1989 ; Appel et al.,
1990 ; Pompeiano et al., 1994 ; Wright et al., 1995 ; Cornea-Hebert et
al., 1999a ). 5-HT2A-immunoreactive pyramidal cells are especially prominent in layer Va (Wright et al., 1995 ; Willins et al., 1997 ; Jakab and Goldman-Rakic, 1998 ; Bubser et al.,
2000 ). Neurons expressing the 5-HT2C transcript
have a more restricted laminar cortical distribution and are
predominantly found in layer VI (Mengod et al., 1990 ; Pompeiano et al.,
1994 ; Wright et al., 1995 ). DOI administration induces Fos in a band of
neurons that have been described as being in superficial layer V
(Moorman et al., 1996 ; Moorman and Leslie, 1998 ; Ma kowiak et
al., 1999 ), consistent with the suggestion that DOI targets 5-HT2A-expressing neurons.
In a series of studies examining serotonergic regulation of cortical
neurons, Aghajanian and Marek (Aghajanian and Marek, 1997 , 1999 ; Marek
and Aghajanian, 1998 , 1999 ) noted that application of serotonin to the
area of the distal apical dendrites of layer V pyramidal cells results
in EPSCs in these neurons. In contrast, the effects of serotonin
applied to the proximal apical or basilar dendrites were much weaker or
absent. The excitatory action of serotonin on pyramidal cells was
mediated through 5-HT2A receptors (Aghajanian and
Marek, 1997 ; Marek and Aghajanian, 1999 ), suggesting that the ability
of serotonin to influence layer V pyramidal cells may occur by actions
on some element in the superficial cortical layers.
We undertook a series of studies to determine the mechanisms through
which DOI activates cortical neurons, as reflected by Fos induction.
Although DOI induces Fos across most cortical areas (Moorman and
Leslie, 1996 ; Tilakaratne and Friedman, 1996 ; Abi-Saab et al., 1999 ),
we focused our studies on the somatosensory cortex (SSC). The SSC
displays a strong Fos response to acute DOI challenge (Moorman and
Leslie, 1996 ) and has a well characterized anatomical organization
(Woolsey, 1978 ; Chapin and Lin, 1990 ; Ebner and Armstrong-James, 1990 ), including serotonergic afferents from the pons and afferents from cells expressing either the 5-HT2A or
5-HT2C transcripts (Wright et al., 1995 ;
Bennett-Clarke et al., 1997 ; Mansour-Robaey et al., 1998 ).
Some of this work has been published previously in abstract form (Patel
et al., 1999 ).
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MATERIALS AND METHODS |
Animals and drug treatments. Adult male Sprague
Dawley rats (Harlan) were used as subjects. Rats were group-housed on a
12 hr light/dark cycle with lights on at 6 A.M. Food and
water were available ad libitum. All experiments were
performed in accordance with the Guide for the Care and Use of
Laboratory Animals as promulgated by National Institutes of Health.
To determine the effects of DOI on Fos expression in the SSC, rats
received a subcutaneous injection of 1.0, 5.0, or 10.0 mg/kg DOI (RBI,
Natick, MA) or vehicle, and 2 hr later were deeply anesthetized with
isofluorane and decapitated. The brain was removed, and the SSC was
dissected from a 1.0-mm-thick coronal slice. Tissue was stored at
75° C until assayed by Western blots to reveal Fos protein.
On the basis of the outcome of the Western blot assessment, all
subsequent studies examined rats treated with 5.0 mg/kg DOI, which we
found elicited the maximal Fos response in the SSC. Unless noted
otherwise, animals were deeply anesthetized 2 hr after DOI challenge
and transcardially perfused with 4% paraformaldehyde; the tissue was
post-fixed for 3-4 hr and then cryoprotected in 24% sucrose in PBS
before 42 µm coronal sections were cut through the SSC.
To determine whether the effects of DOI were mediated by
5-HT2A receptors, rats (n = 4 per
group) were pretreated with the specific
5-HT2A antagonist MDL 100,907 (0.5 mg/kg, s.c.)
(Kehne et al., 1996 ) or vehicle, and 30 min later they received DOI; animals were killed 2 hr thereafter. To assess the contribution of
5-HT2C receptors, rats (n = 4 per
group) were pretreated with SB 206,553 (7.5 mg/kg, s.c.; RBI), a
specific 5-HT2C/B antagonist (Kennett et al.,
1996 ), and 30 min thereafter they were challenged with DOI.
To assess the involvement of glutamatergic mechanisms in DOI-elicited
cortical Fos expression, rats (n = 4 per group) were injected with GYKI 52466 (15 mg/kg, i.p.; RBI), a noncompetitive AMPA/kainate receptor antagonist (Bleakman et al., 1996 ). Because of
the short duration of action of this antagonist, animals were injected
with GYKI 52466 15 min before administration of DOI (5.0 mg/kg, s.c.)
and then again 15 min after DOI challenge; animals were killed 90 min later.
Anatomical studies. To determine the distribution and
numbers of Fos-like immunoreactive (-li) neurons after DOI treatment, animals (n = 4 per group) were injected with DOI (5.0 mg/kg, s.c.), and 2 hr later they were deeply anesthetized and perfused
with PBS followed by 4% paraformaldehyde in PBS. Coronal frozen
sections (42 µm) were cut through the forebrain, and free-floating
sections were processed immunohistochemically for the demonstration of Fos-li following our previously described methods (Deutch et al., 1991 ,
1998 ). We also determined the ability of DOI (n = 3 per group) to induce Zif/268, another immediate-early gene protein product.
The numbers of immunoreactive nuclei within a 500-µm-wide column of
the SI region of the SSC, extending from the white matter to the
pial surface were counted by a person blind to the treatment condition
of the animal. The numbers of Fos-li neurons per millimeter squared in
various treatment groups were compared by ANOVAs and subsequent
Bonferonni t tests when indicated.
We determined whether DOI administration induced Fos in neurons
expressing the 5-HT2A receptor by first
processing tissue sections to reveal Fos-li using an avidin-biotin
method with heavy metal intensification, which resulted in a blue-black
diaminobenzidine (DAB) reaction product in the nucleus of the cell.
Sections were subsequently washed extensively and treated with
methanolic-peroxide and then incubated in a mouse monoclonal
5-HT2A antibody (PharMingen, San Diego, CA;
1:2000). Sections were developed using a peroxidase anti-peroxidase
(PAP) procedure with plain DAB as the chromogen to yield a brown
reaction product marking 5-HT2A-li neurons. In some cases, adjacent sections were incubated in a mixture of the Fos
and 5-HT2A antibodies, then washed extensively
and incubated in Cy2- and Cy3-conjugated secondary antibodies (Jackson
ImmunoResearch Laboratories, West Grove, PA; 1:1500) in preparation for
examination by confocal microscopy.
Six rats were injected with the anterograde tracer biotinylated dextran
amine (BDA). A 10-15% solution of BDA (10,000 MW BDA; Molecular
Probes, Eugene, OR) in 0.1 M phosphate buffer, pH 7.6, was
iontophoretically deposited into the ventroposteromedial nucleus (VPM)
(n = 3) or ventroposterolateral nucleus (VPL)
(n = 3) through glass micropipettes (18-25 µm tips)
using a pulsed positive current (5.0 µA, 7 sec on/off) for 10-20
min; these nuclei provide thalamic inputs to the SSC (Saporta and
Kruger, 1977 ). Five to seven days after the operation, the animals were
injected with DOI and perfused 2 hr later. Tissue was processed to
reveal BDA-labeled axons in the SSC using peroxidase-labeled
streptavidin and cobalt-nickel-intensified DAB as the chromogen, and
subsequently processed to reveal Fos-li neurons using PAP immunohistochemistry.
Tissue from DOI-treated animals was also processed to reveal cytochrome
oxidase (CO) staining, a high density of which marks layer IV and
allows one to visualize the barrel fields of the SSC (Wong-Riley and
Welt, 1980 ). Sections were processed for CO activity following the
protocol of Wong-Riley and Welt (1980) , and subsequently developed to
reveal Fos-li neurons.
Immunoblot methods. Fos protein levels were also determined
by Western blot methods, using total protein isolated from tissue homogenates of brain samples. Tissue samples were sonicated in 2% SDS,
and an aliquot was removed for measurement of protein levels (Lowry et
al., 1951 ). Each lane of 10% acrylamide/0.27% methylenebisacrylamide
gels were loaded with 20 µg of protein and run overnight at 65 V, and
the protein was then transferred to nitrocellulose; the gel was then
stained with Coomassie Blue. The blots were incubated 4 [times] 15 min in 3% nonfat dry milk in a Tris-buffered saline solution
(TBS+; 10 mM Tris, pH 7.4, containing 150 mM NaCl, and 0.1% Tween 20) and then
incubated for ~48 hr at 4°C in the Fos antibody (1:5000) in
TBS/Blotto. The blots were washed in blocking buffer, incubated for 2 hr in HRP-conjugated secondary antibody (1:500; Vector Labs, Burlingame, CA), and then washed in TBS+
before being developed using enhanced chemiluminescence and exposed to
Hyperfilm-ECl (Amersham, Arlington Heights, IL).
Levels of Fos protein were determined using a previously characterized
rabbit anti-Fos antibody generated against the M peptide (Quinn et al.,
1989 ), which recognizes Fos-related antigens (Fras) as well as Fos. Fos
protein levels were quantitated by measuring band optical densities
using computer-assisted densitometry with the public domain NIH Image
program (developed at National Institutes of Health and available on
the Internet at http://rsb.info.nih.gov/nih-image) after calibration
with a Kodak optical step chart. Depending on electrophoretic
resolution, an apparent doublet was seen at ~58 kDa; this probably
represents a post-translational modification of Fos.
Lesion studies. To assess the contribution of
thalamocortical glutamatergic projections to DOI-elicited increases in
SSC Fos expression, rats were subjected to NMDA lesions of
the thalamic ventrobasal complex. Animals were anesthetized with
pentobarbital, and 50 nmol NMDA in 1.5 µl PBS pH 7.4, or PBS vehicle
was injected into each of two sites in the thalamus [coordinates
(Paxinos and Watson, 1986 ): anteroposterior (AP): 2.9 from bregma;
lateral (L): 2.4; dorsoventral (DV): 6.2 from skull surface and AP: 3.7; L: 2.4; DV: 5.8) at a rate of 0.5 µl/min. Animals were allowed to recover for 10-13 d and then injected with DOI and killed 2 hr later. The extent of the thalamic lesion was assessed by examination
of serial toluidine blue-stained sections through the thalamus.
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RESULTS |
Distribution of Fos-li neurons in DOI-treated animals
DOI treatment markedly induced Fos in the SSC of the rat, as
revealed by both immunohistochemical (Fig.
1) and immunoblot (Fig.
2) methods. Immunoblot analysis showed
that DOI dose-dependently increased Fos protein as well as several
Fos-related antigens (Fig. 2). The anatomical studies revealed that
Fos-li neurons were present throughout the SSC, including SI,
and were most abundant in a dense band of cells in the most superficial
aspects of layer V, layer IV, and deep layer III (Fig. 1). Very densely
stained Fos-li neurons in layer VI, adjacent to the white matter, were observed. A similar pattern of Zif/268 induction was also seen (data
not shown).

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Figure 1.
Immunohistochemical localization of Fos-li neurons
in the somatosensory cortex of vehicle (A) and
DOI-treated (B) rats. The digitized
photomicrograph shows a strong band of immunoreactive cells spanning
superficial layer V to layer III in animals challenged with 5.0 mg/kg
DOI. Scale bar, 50 µm.
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Figure 2.
A representative immunoblot demonstrating that DOI
increases expression of both Fos and several Fos-related antigens
(Fras) in the SSC of the rat. Both 1.0 and 5.0 mg/kg DOI
increased Fos expression relative to vehicle
(V), with a greater effect seen at the
higher dose. Fras were also increased slightly in response to DOI
challenge.
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The Fos-li cells that comprised the "band" in layers V-III
appeared subjectively to be of two types: intensely immunoreactive Fos
cells, which were located in superficial layer V, neurons with lightly
stained Fos nuclei, which were mainly seen in layers IV and deep
III (Fig. 1). Injections of the anterograde tracer BDA into the
VPM resulted in a densely labeled plexus of fibers in the cortex that
was largely in register with the lightly stained Fos-li neurons,
whereas those cells exhibiting intense Fos immunoreactivity were
usually beneath the dense plexus of BDA-labeled fibers, in layer Va
(Fig. 3A).

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Figure 3.
The effects of acute DOI challenge (5.0 mg/kg) on
Fos expression in the SSC. A, Fos-li neurons can be seen
in register with the distribution of a cluster of anterogradely labeled
axons after BDA injection of the VPM. The neurons with more densely
stained nuclei are just inferior to the BDA-labeled fibers, in
superficial layer V. The lightly stained cells in layer IV are somewhat
obscured by the dense plexus of BDA-labeled fibers. B,
Dual staining for 5-HT2A- and Fos-like immunoreactivities
reveals that DOI does not induce Fos in the 5-HT2A-li
neurons of layer V, but instead in neurons located in the apical
dendritic fields of the 5-HT2A-li neurons. These Fos-li
neurons are present in the superficial-most aspect of layer V
(intensely Fos-immunoreactive nuclei) and in layers IV and III (less
densely stained cells). Rarely, a 5-HT2A-li pyramidal cell
that does express Fos can be observed (B,
inset). C, DOI-induced Fos appears in a
band of cells that overlaps layer IV as visualized by dense CO
staining. The intensely labeled Fos-li neurons in superficial aspects
of layer Va are ventral to the dense CO staining, whereas the lightly
stained Fos-li nuclei in layer IV are difficult to see. These lightly
stained cells can be visualized more clearly in sections cut tangential
to the pial surface (D), where Fos-li neurons are
seen both in the barrels of the SSC (more densely reactive CO staining)
and in interbarrel septa (arrows), but Fos-li neurons
are more concentrated in the septa. Scale bars, 100 µm.
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In sections histochemically stained for CO, a similar picture emerged:
many of the more lightly stained Fos-li neurons were seen in layer IV
(as revealed by dense CO staining), with the more densely
immunoreactive neurons being seen in superficial layer V, just ventral
to the dense CO-positive neuropil marking layer IV (Fig.
3C). Sections of flat mounts of the SSC that were stained
for Fos and CO revealed that Fos-li neurons were found in both barrels
and interbarrel septa, but were most prominent in the septa (Fig.
3D). The ratio of Fos-li cells in the septa/barrels was
3.26, with the density of Fos-li neurons being significantly greater in
the septa (t12 = 5.062; p 0.0005).
DOI-elicited Fos expression in 5-HT2A-li neurons
Dual staining for Fos- and 5-HT2A-li neurons
revealed that DOI treatment did not induce Fos in most cortical
5-HT2A-li neurons. Instead, the band of Fos-li
neurons in layers V-III were superficial to the
5-HT2A-li pyramidal cells of layer V, being
located in the fields of the apical dendrites of the
5-HT2A-li neurons (Fig. 3B). Although
the great majority of 5-HT2A-li neurons did not express detectable Fos immunoreactivity, rare double-labeled cells were
seen (Fig. 3B, inset).
Effects of 5-HT2 antagonists on DOI-elicited
Fos expression
ANOVA revealed a significant treatment effect when the effects of
MDL 100,907 on DOI-elicited Fos expression
(F(3,15) = 303.2; p < 0.0001) were examined. Post hoc tests revealed that the
5-HT2A antagonist MDL 100,907 blocked the ability
of DOI to elicit an increase in the number of Fos-li neurons in the SSC
(Fig. 4); the antagonist by itself did
not change the number of Fos-li neurons relative to vehicle-injected
control subjects. The 5-HT2C antagonist SB
206,553 did not attenuate DOI-elicited Fos expression in SSC neurons
(Fig. 5).

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Figure 4.
Pretreatment with the selective 5-HT2A
antagonist MDL 100,907 completely blocks DOI-elicited Fos induction in
the SSC. V-V, Animals pretreated with vehicle followed
30 min later by vehicle; V-DOI, vehicle-pretreated rats
injected with DOI; MDL-V, pretreatment with MDL 100,907 with subsequent vehicle administration; MDL-DOI,
pretreatment with MDL 100,907 followed 30 min later by administration
of DOI. *p 0.0001 relative to V-V; **p 0.001 relative to V-DOI.
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Figure 5.
Pretreatment with the 5-HT2C
antagonist SB 206,553 does not attenuate DOI-elicited Fos expression in
the SSC. SB 206,553 neither blunted the effect of DOI nor had
any effect of its own. Abbreviations as in Figure 4, except that the
pretreatment condition is SB 205,553 (SB).
*p 0.005 relative to V-V.
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Effects of AMPA antagonist pretreatment on DOI-induced
Fos expression
One-way ANOVA revealed a significant
(F(3,11) = 8.07; p = 0.0084) treatment effect, with post hoc tests showing that
pretreatment with the AMPA/KA antagonist GYKI 52466 blocked the ability
of DOI to induce Fos in the SSC (Fig. 6).
Administration of GYKI 52466 followed by vehicle did not result in any
significant changes in Fos expression in the cortex nor did the animals
treated with GYKI 52466 and DOI differ significantly from
vehicle-treated animals.

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Figure 6.
Treatment with the AMPA/KA antagonist GYKI 52466 completely blocks DOI-induced Fos expression in the SSC.
p 0.0001 relative to V-V; **p 0.001 relative to V-DOI.
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Effects of thalamic lesions on DOI-elicited Fos expression
The large NMDA lesions typically involved most of the VPM, the
VPL, and the medial posterior nucleus (Pom). In addition, the laterodorsal and lateroposterior nuclei were frequently involved, as
was the ventroanterolateral nucleus (Fig.
7). However, the most posterior aspects
of the VPM and Pom, as well as the central lateral nucleus, which also
projects to the SSC (Jones and Leavitt, 1974 ; Nothias et al., 1988 ),
were often spared. Almost all lesions resulted in some neuronal loss in
the CA3 field of the dorsal hippocampus, which does not project to the
SSC.

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Figure 7.
Reconstruction of largest (dark
stipple) and smallest (light stipple) thalamic
lesions, as charted on plates of the atlas of Paxinos and Watson
(1986) ; numbers refer to the atlas plates. The smallest
lesions involved most of the Pom and much of the VPM, as well as other
dorsal thalamic nuclei. The largest lesions involved a greater
proportion of the VPM, and also typically damaged most of VPL and
encroached on the thalamic reticular nucleus. Almost all lesions
resulted in neuronal loss in the CA3 field of the dorsal hippocampus
(indicated by hatching).
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The thalamic lesion attenuated the ability of DOI challenge to induce
Fos, with a significant decrease in the number of Fos-li neurons in the
ipsilateral SSC relative to the contralateral (intact) SSC (Fig.
8). The magnitude of DOI-elicited Fos
expression in the intact (nonlesioned) side of lesioned animals and
those animals receiving vehicle infusions was the same. The lesion
effect appeared to be more pronounced in the supragranular than
infragranular layers of the SSC.

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Figure 8.
NMDA lesions of the thalamus decrease the number
of Fos-li neurons in the cortex in response to DOI challenge. The
number of Fos-li neurons in the SSC on the side of the lesion drops
sharply relative to the intact side. There was no significant
difference (p = 0.200) between the number of
Fos-li neurons in the contralateral (intact) SSC of sham- and
lesioned-treated rats. *p 163 0.001 relative to
intact (contralateral) side.
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DISCUSSION |
Anatomical organization of DOI-elicited Fos induction
Our findings agree with earlier studies reporting that DOI induces
Fos throughout the parietal cortex but most prominently in a band of
cells (Moorman and Leslie, 1996 , 1998 ; Ma kowiak et al., 1999 ).
Previous studies reported that this band of Fos-li cells is in layer V. We found that the dense aggregation of Fos-li neurons extends into
layers IV and III, as defined by the presence of anterogradely labeled
axons of ventrobasal thalamic origin and dense CO staining. This band
of cells includes two cell types: those with intensely immunoreactive
Fos nuclei that are mainly in superficial Va, and less densely stained
cells concentrated in layers III/IV.
Defining the barrels and septa of SI with CO histochemistry revealed
that DOI induced Fos in both SSC compartments, but activated neurons of
the septa to a significantly greater degree. Thalamic projections to
the septa and barrels originate in the Pom and VPM, respectively
(Koralek et al., 1988 ; Lu and Lin, 1993 ), and there are physiological
differences between the compartments (Chiaia et al., 1991 ). Neurons of
the septa and barrel also differ in their projections: axons of barrel
cells are confined locally, whereas neurons in the septa project to
other cortical regions (Akers and Killackey, 1978 ; Kim and Ebner,
1999 ). Because DOI predominantly induces Fos in the septa, it appears
likely that DOI activates intercortical projections.
5-HT2A receptors subserve DOI-induced
Fos expression
Our anatomical data indicate that DOI induces Fos in cortical
neurons that typically do not express 5-HT2A-li,
yet our pharmacological data suggest that DOI-elicited Fos expression
depends on 5-HT2A but not
5-HT2C receptors. Ma kowiak et al. (1999)
recently reported that DOI never induced Fos in
5-HT2A-li neurons. We observed Fos in a few
5-HT2A-li neurons, suggesting that the lack of
Fos in most cortical 5-HT2A-li neurons does not
reflect an inability of these cells to express Fos.
Several factors argue that the ability of DOI to induce cortical Fos
depends on 5-HT2A receptors. Neurons in layer V
express 5-HT2A mRNA (Wright et al., 1995 ), where
we observed 5-HT2A-li neurons. We found
previously that different 5-HT2A antibodies generated against different domains of the receptor stain the same
cortical neurons (Willins et al., 1997 ; Bubser et al., 2000 ). MDL100,907 pretreatment blocked the effects of DOI; the affinity of MDL
100,907 for the 5-HT2A receptor is ~100-fold
higher than for the 5-HT2C receptor (Kehne et
al., 1996 ). Moreover, a high dose of the 5-HT2C
antagonist SB 206553, well above the maximal dose for blocking diverse
5-HT2C-mediated events (Kennett et al., 1996 ; Griebel et al., 1997 ; Millan et al., 1997a ,b ), did not
attenuate DOI-elicited Fos expression. Consistent with our data,
Gingrich et al. (1999) noted that DOI does not induce Fos in
5-HT2A knockout mice.
The lack of DOI-elicited Fos in cortical
5-HT2A-li cells may be attributable to a lack of
access of the agonist to the receptor. Pyramidal cell
5-HT2A immunoreactivity is prominently localized to the apical dendrite, where recent immunoelectron microscopic studies
have concluded that most 5-HT2A is intracellular
and not membrane associated (Jakab and Goldman-Rakic, 1998 ;
Cornea-Hebert et al., 1999a ,b ). The degree to which the receptor is
present and accessible (membrane-associated) in axon terminals is unclear.
Glutamate release determines DOI-induced cortical
Fos expression
Consistent with electrophysiological data indicating that
suppression of glutamate release or blockade of AMPA receptors
attenuates serotonin-elicited EPSCs in layer V pyramidal cells
(Aghajanian and Marek, 1999 ; Marek and Aghajanian, 1999 ; Marek et al.,
2000 ), we found that pretreatment with an AMPA/KA antagonist completely blocked DOI-elicited cortical Fos expression. Among the sources of
glutamatergic projections to the SSC are neurons in the ventrobasal thalamus, which express 5-HT2A immunoreactivity
and mRNA (Cornea-Hebert et al., 1999a ; Cyr et al., 2000 ). Lesions of
the ventrobasal thalamus significantly attenuated DOI-induced Fos
expression, consistent with our hypothesis that DOI interacts with
5-HT2A receptors on thalamocortical neurons.
Administration of GYKI 52466 completely blocked DOI-elicited Fos
expression, whereas thalamic lesions significantly attenuated but did
not eliminate the response to DOI. The failure of the thalamic lesions
to completely block DOI effects is probably attributable to the
incomplete lesions that we obtained. Alternatively, DOI may also act at
other SSC afferents, including cortical sites, the claustrum, and the
basal forebrain. Cortical projection neurons are glutamatergic, whereas
basal forebrain projections to the SSC include cholinergic and
GABAergic cells and a third group of cells in which the transmitter is
unknown (Gritti et al., 1997 ).
Recent studies have concluded that activation of glutamatergic
afferents to the cortex may dampen the activity of nearby GABAergic interneurons via activation of metabotropic glutamatergic (type III)
receptors on the interneurons (Mitchell and Silver, 2000 ). This
presumably allows for a greater effect in the cortex, including a
broadening of stimulus-elicited changes in activity (Moore et al.,
1999 ). Accordingly, DOI may drive thalamic projections to the SSC and
also trans-synaptically activate cortical areas that are the targets of
SSC projection neurons, thereby contributing to the widespread cortical
Fos expression seen in response to 5-HT2A hallucinogens.
Neural circuitry of DOI-elicited cortical activation
Electrophysiological studies examining the effects of serotonin on
pyramidal cells have yielded results that are strikingly congruent with
our data. Aghajanian and Marek (1997) found that serotonin and DOI
evoke EPSCs in layer V pyramidal cells if the agonist is applied near
the "hot spot" on the apical dendrite, but not when applied to the
proximal apical or basilar dendrites or soma. We found that the
DOI-induced band of Fos-li neurons amid the apical dendrites of layer V
5-HT2A-li neurons corresponds to the laminar
position of the hot spot.
We interpret our data to indicate that DOI induces Fos in cortical
neurons by acting on 5-HT2A receptors located on
glutamatergic thalamic afferents to the SSC. Marek and Aghajanian
arrived at the same conclusion (Aghajanian and Marek, 1999 ; Marek and
Gewirtz, 1999 ; Marek et al., 2000 ). Serotonin-elicited EPSCs in layer V pyramidal cells do not appear to be sufficient to generate either Fos
expression or an action potential. Because disruption of glutamatergic transmission blocks 5-HT2A-elicited EPSCs, Marek
et al. (2000) suggested that axons with 5-HT2A
heteroceptors release glutamate, which then targets AMPA receptors on
the apical dendrites of pyramidal cells. Our data, although consistent
with this interpretation, suggest another possible scenario (Fig.
9). DOI may interact with 5-HT2A receptors on thalamocortical neurons to
activate (as reflected by Fos expression) certain cortical
glutamatergic neurons, which in turn synapse asymmetrically onto apical
dendrites of 5-HT2A-li pyramidal cells. This
model fits well with the observation of Jakab and Goldman-Rakic (1998) ,
who noted that axons that make asymmetric (excitatory) synapses with
pyramidal cell dendrites rarely express
5-HT2A-li. In view of the low abundance of
membrane-associated 5-HT2A-li in axons, DOI may
activate 5-HT2A receptors on somatodendritic regions of thalamocortical neurons.

View larger version (9K):
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|
Figure 9.
A hypothetical model of the mechanisms underlying
DOI-induced cortical Fos expression. DOI does not directly target the
layer V 5-HT2A-li pyramidal neuron, but instead acts on a
5-HT2A receptor on thalamocortical neurons, which impinge
on excitatory (glutamatergic) neurons in the apical dendritic field of
the pyramidal cell. Activation of this 5-HT2A receptor
leads to glutamate release, which results in Fos expression in
excitatory neurons of layers V-III. In turn, the glutamate released by
these neurons, which form synapses onto the apical dendritic fields of
the pyramidal cell, effects EPSCs (but not action potentials) in
the pyramidal cell. The ability of an AMPA/KA antagonist to block the
effects of DOI indicates the presence of a crucial glutamatergic
receptor, which may be on both of the layer V-III neurons that express
Fos and the pyramidal cell.
|
|
Functional considerations
DOI and LSD are 5-HT2A partial agonists
(McClue et al., 1989 ; Glennon, 1992 ; Marek and Aghajanian, 1996 ), and
DOI substitutes for LSD in drug discrimination studies (Arnt, 1989 ;
Chojnacka-Wojcik and Klodzinska, 1997 ). The hallucinogen psilocybin,
which results in extensive cortical activation in humans (Vollenweider
et al., 1997 , 1998 ), induces psychotic symptoms in humans by acting at 5-HT2A receptors (Vollenweider et al., 1998 ). The
magnitude of psilocybin-induced increases in cortical glucose
metabolism differs somewhat in different brain regions, but activation
is seen across the cortex. Such global activation resembles that seen
in response to DOI, as reflected by Fos expression, and suggests that
hallucinogens may drive the cortex indirectly, by acting on
thalamocortical neurons. However, the fact that
5-HT2A receptors are not present in many thalamic
nuclei (Wright et al., 1995 ) suggests that hallucinogens may
preferentially activate distinct parts of the cortex, which in turn
drive other cortical sites. Our data suggest that DOI activates
intercortical projections, because Fos was increased in the projection
(septa) neurons of the SSC. It is possible that the synesthesia
reported in response to hallucinogens may be related to alterations in
intercortical activation.
The 5-HT2A receptor is the major target of DOI,
LSD, and related hallucinogens, although some actions of LSD may be
mediated through the 5-HT2C receptor (Fiorella et
al., 1995a ,b ; Krebs-Thomson et al., 1998 ; Smith et al., 1998 ). We found
that DOI induces cortical Fos through a 5-HT2A
receptor mechanism. However, the mechanisms subserving DOI effects on
neuronal firing differ somewhat between the orbitofrontal and medial
prefrontal cortices (Bergqvist et al., 1999 ). It will be important to
determine whether the actions of DOI, LSD, and other hallucinogens are
subserved by the same mechanisms in different cortical regions (Gresch
and Sanders-Bush, 2000 ).
The 5-HT2A receptor is an important target of
atypical antipsychotic drugs (Fatemi et al., 1996 ). The role of
5-HT2A receptors in schizophrenia and
antipsychotic drug actions has been studied extensively (Meltzer and
Deutch, 1998 ; Meltzer, 1999 ), but
5-HT2A-glutamate interactions have received
relatively little attention in studies of schizophrenia (Aghajanian and
Marek, 2000 ). Recent studies have suggested that suppression of
glutamate release may be a novel treatment strategy for schizophrenia
(Moghaddam and Adams, 1998 ; Pellicciari and Costantino, 1999 ;
Aghajanian and Marek, 2000 ). Our findings provide a mechanism for
understanding how 5-HT2A antagonists and
suppression of glutamate transmission may be useful in treating schizophrenia.
 |
FOOTNOTES |
Received July 21, 2000; revised Sept. 11, 2000; accepted Sept. 14, 2000.
*
J.L.S. and S.P. contributed equally to the work.
Correspondence should be addressed to Ariel Y. Deutch, Psychiatric
Hospital at Vanderbilt, Suite 313, 1601 23rd Avenue South, Nashville,
TN 37212. E-mail:
ariel.deutch{at}mcmail.vanderbilt.edu.
This work was supported in part by National Institutes of Health
Grants MH-45124 and MH-57995 (A.Y.D.) and T32 MH-19732 (J.L.S.), by a NARSAD Young Investigator Award (M.B.), and by the National Parkinson Foundation Center of Excellence at Vanderbilt University. We
appreciate the technical assistance of Tara Signoracci. We are indebted
to Drs. Gerard Marek and George Aghajanian for extended discussions of
their data, and Drs. Ford Ebner, Peter Melzer, and Elaine Sanders-Bush
for helpful comments and advice. We acknowledge Dr. Christopher Schmidt
(Marrion-Merrill Dow) for providing MDL 100,907.
 |
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[Abstract]
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J. Fadel, M. Bubser, and A. Y. Deutch
Differential Activation of Orexin Neurons by Antipsychotic Drugs Associated with Weight Gain
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[Abstract]
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E. K. Lambe and G. K. Aghajanian
The Role of Kv1.2-Containing Potassium Channels in Serotonin-Induced Glutamate Release from Thalamocortical Terminals in Rat Frontal Cortex
J. Neurosci.,
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9955 - 9963.
[Abstract]
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