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The Journal of Neuroscience, 2000, 20:RC113:1-5
RAPID COMMUNICATION
Electrical Coupling and Excitatory Synaptic Transmission between
Rhythmogenic Respiratory Neurons in the PreBötzinger Complex
Jens C.
Rekling,
Xuesi M.
Shao, and
Jack L.
Feldman
Department of Neurobiology, University of California, Los Angeles,
Los Angeles, California 90095-1763
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ABSTRACT |
Breathing pattern is postulated to be generated by brainstem
neurons. However, determination of the underlying cellular mechanisms, and in particular the synaptic interactions between respiratory neurons, has been difficult. Here we used dual recordings from two
distinct populations of brainstem respiratory neurons, hypoglossal (XII) motoneurons, and rhythmogenic (type-1) neurons in the
preBötzinger complex (preBötC), the hypothesized site for
respiratory rhythm generation, to determine whether electrical and
chemical transmission is present. Using an in vitro
brainstem slice preparation from newborn mice, we found that
intracellularly recorded pairs of XII motoneurons and pairs of
preBötC inspiratory type-1 neurons showed bidirectional
electrical coupling. Coupling strength was low (<0.10), and the
current that passed between two neurons was heavily filtered (corner
frequency, <10 Hz). Dual recordings also demonstrated unidirectional
excitatory chemical transmission (EPSPs of ~3 mV) between type-1
neurons. These data indicate that respiratory motor output from the
brainstem involves gap junction-mediated current transfer between
motoneurons. Furthermore, bidirectional electrical coupling and
unidirectional excitatory chemical transmission are present between
type-1 neurons in the preBötC and may be important for generation
or modulation of breathing rhythm.
Key words:
respiration; preBötzinger complex; type-1 neurons; respiratory rhythmogenesis; electrical coupling; excitatory
transmission; newborn mice
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INTRODUCTION |
Understanding
the synaptic interactions among brainstem neurons is a prerequisite to
understanding how breathing rhythm is generated and cranial respiratory
motor output patterns are formed. We used an in vitro
brainstem slice preparation from newborn mice (Smith et al., 1991 ;
Rekling et al., 1996a ) that retains the central network for respiratory
rhythm generation to study synaptic transmission between neurons
involved in generation of respiratory rhythm and motor output. The XII
nucleus, containing respiratory-modulated XII motoneurons, and the
preBötzinger complex (preBötC), containing rhythmogenic
neurons (Rekling et al., 1996a ; Rekling and Feldman, 1998 ; Gray et al.,
1999 ), are encompassed within this slice, which spontaneously generates
a respiratory-related rhythmic motor output in XII nerve rootlets. Two
types of inspiratory neurons showing rhythmic discharges in phase with
XII nerve activity are found in the preBötC (type-1 and type-2)
(Rekling et al., 1996a ; Rekling and Feldman, 1997 ). We have proposed
that type-1 neurons are key neurons for rhythmogenesis because they are
the first neurons to be active before the onset of inspiration, have
intrinsic membrane properties including a long-lasting
afterhyperpolarization that are rhythmogenic, and are the main targets
in the preBötC for peptidergic input regulating respiratory
frequency (Rekling et al., 1996a ,b ; Rekling and Feldman, 1998 ; Gray et
al., 1999 ). In the group-pacemaker hypothesis (Rekling and Feldman,
1998 ), recurrent excitatory synaptic interactions between type-1
neurons underlie their rhythmogenic potential. In this study, we
undertook a series of dual recordings to determine whether direct
recurrent synaptic interactions exist between type-1 neurons.
Chemical synaptic transmission is the dominant form of cell-cell
signaling in the nervous system, whereas electrical coupling between
neurons has been viewed as a less important form of signaling, mainly
used in phylogenetically older organisms. This view has been challenged
by recent experiments suggesting that electrical coupling is involved
in complex functions in mammalian CNS (Welsh et al., 1995 ; Draguhn et
al., 1998 ; Bennett, 1999; Usher et al., 1999 ; Tresch and Kiehn, 2000 ).
Given the importance of gap junctions in rhythmic brain activity
(Velazquez and Carlen, 2000 ), the current experiments were designed so
both chemical and electrical synaptic interactions between rhythmically
active respiratory neurons could be detected.
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MATERIALS AND METHODS |
Neonate (days 1-3) BALB/c mice were deeply anesthetized by
hypothermia and killed, and a 400- to 600-µm-thick transverse
slice of the brainstem was cut on a vibratome (Smith et al., 1991 ). The
preparation was transferred to a 0.2 ml recording chamber and was
superfused (3 ml/min) with preheated (28.0°C) oxygenated (95%
O2- 5% CO2, pH 7.4)
artificial CSF (aCSF). The aCSF solution contained (in
mM): 130 NaCl, 5.4 KCl, 0.8 KH2PO4, 26 NaHCO3, 30 glucose, 1 MgCl2, and 0.8 CaCl2. A
suction electrode placed on an XII nerve root recorded rhythmic
respiratory-related motor output. Nerve activity was amplified and
bandpass filtered at 3 Hz to 1 kHz by an amplifier. A HumBug (Quest
Scientific, North Vancouver, Canada) eliminated 60 Hz noise, and
rectified nerve activity was integrated (RC circuit, time
constant of 50 msec). Glass micropipettes (resistances typically 2-3
M ) were filled with a solution containing (in mM): 115 HMeSO3, 115 KOH, 5 NaCl, 1 MgCl2, 0.01 CaCl2, 0.1 BAPTA, 10 HEPES, and 3 2-ATP(Mg2+),
pH 7.3. Neurons were visualized using differential interference contrast and infrared video microscopy, and simultaneous
whole-cell patch-clamp recordings (current-clamp mode) from pairs of
XII motoneurons and type-1 neurons in the preBötC were done using two Axoclamp-2A (Axon Instruments, Foster City, CA) amplifiers. XII
motoneurons were identified by their distinct anatomical location, and
type-1 neurons were identified by their location in the preBötC and their characteristic electroresponsive properties (Rekling et al.,
1996a ; Gray et al., 1999 ). Signals were recorded on videocassette (pulse code modulation; Vetter Instruments), digitized at 1-20 kHz
using a Digidata 1200 analog-to-digital board (Axon Instruments), and
analyzed on a personal computer using Clampex 7 software (Axon Instruments). The coupling coefficient between two electrically coupled
neurons was calculated as the ratio of membrane potential deflections
( V2/ V1)
in response to a 200 pA, 1 sec hyperpolarizing pulse. Prejunctional and
postjunctional potential shapes were determined by spike-triggered
averaging of ~50 prejunctional action potentials elicited by 200 pA,
1 sec depolarizing pulses. Action potential duration was measured at
the inflection point of the spike upstroke. A small, fast (~0.2 mV,
~3 msec) biphasic spike artifact was noted also in dual
intracellular-to-extracellular recordings between uncoupled XII
motoneurons (n = 3) (see Fig. 3B) and
probably reflect cross-talk between the two Axoclamp-2A head stages.
The ZAP current input with a constant amplitude and a linearly
decreasing (or increasing) frequency (Puil et al., 1986 ) was generated
digitally from the equation: I(x) = 2 sin(400 * x2), for
x = 1 to 0 in 4096 steps. At 1 kHz digitizing
frequency, this gave a waveform with frequency range of 0 to ~30 Hz.
Voltage and current traces were transformed into the frequency domain using a Fast Fourier Transform (FFT) (rectangular window method). The
results were smoothed (10 point adjacent averaging), and
impedance-magnitude plots were generated by plotting normalized
FFT(V)/FFT(I) versus frequency.
Corner frequency of these plot were defined as attenuation to 3
dB = 1/ 2 of lowest frequency response (boundary frequencies were inherently noisy, and the first 1 Hz of the range was ignored). There was no difference in FFT plots comparing injections of ZAP functions with decreasing or increasing frequencies in the time domain.
FFT analysis on burst of inspiratory EPSPs were done on smoothed traces
(100 point adjacent averaging, 10 kHz sampling rate), and peak and
baseline values were determined from the resulting amplitude plots.
EPSP amplitude, rise time (10-90%), decay time constant (single
exponential fit), and synaptic delay (from peak of presynaptic spike to
onset of postsynaptic EPSP) in pairs of type-1 neurons showing chemical
transmission were measured on averaged traces (>5 sweep, discarding
failures) at a hyperpolarized postsynaptic membrane potential. In
paired recordings, the term "cell 1" refers to the neuron receiving
a current injection (electrically coupled pair) or the presynaptic
neuron (chemical transmission). TTX (1 µM;
Sigma, St. Louis, MO) and CdSO4 (100 µM; Sigma) was applied to the bath in some
experiments. Statistics are given as mean ± SD, unless otherwise stated.
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RESULTS |
We made simultaneous whole-cell patch-clamp recordings from pairs
of XII motoneurons and from pairs of type-1 neurons in the preBötC.
Electrical coupling between inspiratory-modulated
XII motoneurons
Evidence for bidirectional electrical coupling was seen in 9 of 36 (25%) dual recordings from inspiratory-modulated XII motoneurons, i.e., the neurons had bursts of EPSPs in phase with activity on the XII
nerve (Fig. 1D). The
distance between pipette tips in recorded coupled XII motoneuron pairs
was 50 ± 8 µm (range, 34-66 µm; n = 9); this
compares with a maximum motoneuron diameter of 19 ± 3 µm
(range, 13-24 µm; n = 20). After blockade of action potential and Ca2+-dependent synaptic
transmission (by adding TTX and Cd2+ to
the superfusing solution), hyperpolarizing or depolarizing current
injections into one motoneuron gave rise to attenuated membrane
responses in an electrically coupled motoneuron (data not shown); the
coupling coefficient ranged between 0.008 and 0.077 (n = 4 pairs). We then injected a ZAP current waveform into either of the
motoneurons (Fig. 1A), and an attenuated waveform in
the postjunctional motoneuron with low-pass filter characteristics was
produced (Fig. 1A). Prejunctional motoneurons
filtered the ZAP current input with a corner frequency ( 3 dB) of
19 ± 5 Hz, whereas postjunctional motoneurons filtered the
transferred current with a lower corner frequency of 7 ± 4 Hz
(n = 4) (Fig. 1B). The envelope of
the inspiratory burst of EPSPs in XII motoneurons was composed mainly
of frequencies ~5 Hz and below, with a peak at 1.0 ± 0.3 Hz
(n = 11) (Fig. 1D).

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Figure 1.
Respiratory-modulated XII motoneurons are
electrically coupled. A, Simultaneous recordings from
two XII motoneurons. A ZAP current waveform injected into cell 1 elicited an attenuated and filtered response in the electrically
coupled cell 2 (1 µM TTX and 100 µM
Cd2+ were added to the bathing solution).
B, Impedance magnitude versus frequency plot of one
neuron pair based on FFT analysis of the membrane responses to the ZAP
current input in cell 1 and cell 2. The corner frequency ( 3 dB) of
cell 1 was 17 Hz, whereas cell 2 was 9 Hz. C,
Superposition of an action potential in cell 1 that produced a
distorted waveform in cell 2. D, Plot of the frequency
components contained in a burst of inspiratory EPSPs
(Vm, inset) in an XII
motoneuron.
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This marked frequency-dependent attenuation of signals traveling
between electrically coupled motoneurons gave rise to severely distorted action potential waveforms in postjunctional motoneurons (Fig. 1C). The duration of the prejunctional action
potentials was 3.5 ± 1.0 msec, and the postjunctional potential
was longer lasting at 15.4 ± 3.8 msec.
Electrical coupling between rhythmogenic type-1 neurons
Three of 23 pairs (13%) of type-1 neurons were bidirectionally
electrically coupled (Fig.
2A). The coupling
coefficient ranged between 0.009 and 0.11 (n = 3 pairs). The maximal somatic diameter of type-1 neurons was 15.3 ± 1.4 µm (range, 13-17 µm; n = 10), and the distance
between pipette tips in type-1 pairs that were electrotonically coupled
was 52 and 66 µm (n = 2, one pair not measured).
Prejunctional type-1 neurons filtered a ZAP current input with a corner
frequency of 39 ± 17 Hz, whereas postjunctional neurons filtered
the transferred current with a lower corner frequency of 9 ± 5 Hz
(n = 3 pairs) (Fig. 2B). The envelope
of the inspiratory burst of EPSPs in type-1 neurons was composed mainly
of frequencies below ~7 Hz, with a peak at 1.0 ± 0.4 Hz
(n = 3).

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Figure 2.
Type-1 neurons are bidirectionally electrically
coupled. A, Simultaneous recordings from two type-1
neurons (spikes are truncated). A hyperpolarizing pulse in either
neuron elicited an attenuated hyperpolarizing responses in the other
electrically coupled neuron. B, ZAP current injection
into cell 1 elicited an attenuated and filtered response in the coupled
cell 2. C, Train of prejunctional action potentials in
cell 1 and corresponding temporally summated (dotted
line) postjunctional coupling potential waveforms in a coupled
cell 2. D, Soma-dendritic dual recording from a type-1
neuron, with spikelets in the dendritic, but not in the somatic,
recording. E, Current injection into the dendrite
increases the frequency of spikelets.
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The duration of prejunctional action potentials was 3.1 ± 1.3 msec, and the postjunctional potentials were longer lasting (19.9 ± 3.9 msec; n = 3 pairs). Postjunctional
coupling potential waveforms resembled small-amplitude EPSPs
(without any measurable synaptic delay) and displayed temporal
summation (Fig. 2C).
The somas of coupled type-1 neurons did not touch each other. Thus, gap
junctions linking pairs of type-1 neurons appear dendro-dendritic or
dendro-somatic. Direct support for this notion comes from one accidental soma-dendritic dual recording (40 µm between pipettes) from a single type-1 neuron. Spikelets (3 mV amplitude, action potential shape) presumably generated in a second electrical coupled inspiratory neuron were seen in the dendritic, but not in the somatic,
recording (Fig. 2D). Steady hyperpolarizing current
or depolarizing pulses injected into the dendrite reduced or increased the frequency of the spikelets, respectively (Fig.
2D,E), suggesting that the injected
current passed through dendritic gap junctions, changing the membrane
potential and firing frequency of the coupled neuron.
Nonrhythmogenic type-2 neurons are the second type of inspiratory
neurons found in the preBötC (Rekling et al., 1996a ). Although no
electrical (or chemical) coupling was found between type-1 and type-2
neurons (n = 9 pairs), we cannot exclude its existence.
Pharmacological blockade of gap junctions is inconclusive
We bath applied or local perfused over the preBötC four
different gap junction blockers (heptanol, 1 mM; octanol, 1 mM; carbenoxolone, 100 µM; and halothane, 10 mM), which all reversibly suppressed the rhythmic output on
the XII nerve. However, all of these compounds had substantial adverse
effects on the membrane excitability of both XII motoneurons and type-1
neurons. Before and after applying these drugs, we current clamped a
neuron at 60 mV, applied a series of current pulses (500 msec; 110
to +170 pA; 20 pA increments), and measured the number of action
potentials when the current pulse depolarized the neuron to
approximately 50 mV. Heptanol greatly reduced the number of action
potentials in XII motoneurons without changing input resistance
(control, 13.3 ± 0.4 spikes/500 msec; heptanol, 1 ± 1 spikes/500 msec; n = 2). Carbenoxolone suppressed and
finally eliminated respiratory-related output after 45-60 min. Input
resistance of type-1 preBötC neurons (n = 4) was
reduced from 323 ± 62 to 176 ± 37 M at 20-30 min in
carbenoxolone containing aCSF and further reduced to 151 ± 10 M at >45 min. Carbenoxolone also reduced the number of action
potentials elicited by depolarizing current pulses from 11.9 ± 3.5 to 8.4 ± 5.0 spikes/500 msec at 20-30 min and further
reduced firing to 0 at >45 min. (at which point, action potentials
could not be generated by further depolarizing the neuron). These
effects of heptanol and carbenoxolone were partially reversible after
washout with fresh aCSF.
Excitatory chemical transmission between type-1 neurons
Three of 23 pairs (13%) of type-1 neurons were chemically
synaptically coupled (Fig.
3A), showing unidirectional
EPSPs, i.e., synaptic potentials in only one direction. The EPSPs
had a synaptic delay of 1.3 ± 1.1 msec, amplitude of 2.8 ± 1.5 mV, rise time of 2.5 ± 1.4 msec, and decay time constant of
21.3 ± 5.6 msec (n = 3) (Fig. 3B).
Synaptic transmission was not 100% efficient, because there were some
failures (Fig. 3C). We did not measure the probability of
failures, because we were unable to obtain sufficiently long-term
recordings for such analysis. None of the pairs of chemically coupled
type-1 neurons showed evidence of electrical coupling.

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Figure 3.
Type-1 neurons show unidirectional excitatory
chemical transmission to other type-1 neurons. A,
Simultaneous recordings from two type-1 neurons, one with no injected
current (top trace) and the other at a hyperpolarized
membrane potential ( 72 pA bias current). Transient depolarizing
current injection into cell 1 elicited repetitive firing in that cell
and trains of EPSPs in cell 2. B, Presynaptic action
potential (top trace) and postsynaptic EPSP waveforms
(bottom trace). Note that the small potential preceding
the EPSP is likely head stage-to-head stage cross-talk (see Materials
and Methods). C, Current pulse to cell 1 elicited
repetitive firing and EPSPs with intermittent synaptic transmission
failures in cell 2.
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DISCUSSION |
This study demonstrates that electrical coupling is present
between respiratory-modulated XII motoneurons and that both electrical and excitatory chemical transmission is present between type-1 neurons.
Electrical coupling between respiratory-modulated XII motoneurons is
consistent with the observation that genioglossal motoneurons show
dye-coupling (Mazza et al., 1992 ). Inspiratory-modulated motoneurons in nucleus ambiguus (Rekling and Feldman, 1997 ) also show
electrical coupling. Electrical coupling among perinatal rat phrenic
motoneurons might be involved in synchronizing respiratory drive to the
diaphragm (Martin-Caraballo and Greer, 1999 ). Electrical coupling
between spinal motoneurons (Walton and Navarrete, 1991 ) underlies
action potential-independent coordination of spinal motor rhythms
(Tresch and Kiehn, 2000 ), and similar coordination of brainstem
respiratory motoneurons may facilitate coordination of upper airway
motor patterns.
Electrical coupling between rhythmogenic type-1 neurons is likely to
affect respiratory rhythm generation because, in computational models
of interacting neurons, electrical coupling is rhythm promoting (Sherman and Rinzel, 1992 ; Traub, 1995 ; Moortgat et al., 2000 ). Respiratory rhythm generation may also involve action
potential-independent oscillations mediated by gap junctions, because
oscillations in the absence of action potentials are present in spinal
motor systems (Tresch and Kiehn, 2000 ). Bidirectional electrical
coupling between type-1 neurons could act, in concert with intrinsic
conductances, to synchronize and amplify oscillatory respiratory
activity at slow time scales. Interference with breathing rhythm after
pharmacological blockade of gap junctions would support such a role for
electrical coupling in respiratory rhythmogenesis. All of these
compounds had substantial adverse effects on the membrane excitability
of both XII motoneurons and type-1 neurons. Thus, direct evidence for a
possible role of gap junctions in respiratory rhythm generation awaits
development of gap junction blockers that do not otherwise affect
neuronal excitability.
We cannot exclude the possibility that electrical coupling is present
between type-1 neurons only in newborn mice, but the neuron-specific
connexin 36 (Cx36) (Condorelli et al., 1998 ) is seen in the
preBötC in adult mice (Parenti et al., 2000 ), and Cx26 and Cx32
are seen in presumptive type-1 neurons in adult rats (O'Neal et al.,
2000 ). This suggests that gap junctions persist in this region in adult
rodents. Models of electrical coupling predict that coupling strength
can affect the frequency of oscillatory networks (Kepler et al., 1990 ;
Moortgat et al., 2000 ). Thus, if electrical coupling between type-1
neurons is modifiable, e.g., via phosphorylation of connexins,
breathing frequency could be modulated by the regulation of coupling strength.
The results of dual recordings provide us a basis to estimate the
number of directly connected neurons (see Appendix). We have estimated
that there are up to 300 type-1 neurons in each preBötC; these
neurons have dense intermingled dendrites (P. A. Gray and J. L. Feldman, unpublished observations). Given the compact size of the
preBötC (Gray et al., 1999 ), especially compared with the
dendritic lengths of type-1 neurons (>1.5 mm), we assume that the
likelihood of coupling is not distant-dependent. Thus, if there are 100 neurons, given that we found 3 of 23 pairs of type-1 neurons showing
electrical couplings, every type-1 neuron would be connected to ~13
other type-1 neurons (Eq. 1 in Appendix). This estimate (1 13) is
between the estimate of dye coupling using Lucifer yellow (Connors et
al., 1983 ) and the estimate using Neurobiotin in rat neocortical
neurons (Peinado et al., 1993 ; Rörig et al., 1995 ). If there are
as many as 300 type-1 neurons, then the estimate is ~1 39 connections.
There was strong filtering of signals traveling between electrically
coupled pairs of XII motoneurons and of type-1 neurons, which was
minimal at frequencies with the most power in the inspiratory synaptic
drive (~5 Hz). We propose that this coupling synchronizes their
membrane potential at frequencies corresponding to the envelope of the
inspiratory EPSP burst. Furthermore, we hypothesize that regenerative
membrane currents (somatic action potentials, dendritic Ca2+ currents) elicited by the inspiratory
synaptic drive pass through gap junctions, adding a low-pass filtered
current to the inspiratory synaptic drive in the coupled neurons. In
this manner, electrical coupling amplifies and synchronizes type-1
neuron depolarization, predicted to underlie respiratory rhythm
generation, as well as the respiratory motor output from XII motoneurons.
Excitatory chemical transmission between type-1 neurons is in agreement
with recent experiments showing synchronization, mediated by
glutamatergic synaptic interactions, between endogenous bursting neurons in the preBötC (Koshiya and Smith, 1999 ). Type-1 neurons may be identical to or overlap as a group with these neurons, which
show intrinsic oscillatory bursting properties under elevated extracellular potassium concentrations (Smith et al., 1991 ; Koshiya and
Smith, 1999 ), because 50% of type-1 neurons have bursting properties
(Rekling et al., 1996a ). In our small sample of dual recordings, we
found that chemically coupled pairs of type-1 neurons were not
electrically coupled (and visa versa), which suggests that an exclusive
electrical-chemical network rule is implemented in synaptic
connections between type-1 neurons. In keeping with the group-pacemaker
hypothesis (Rekling and Feldman, 1998 ), excitatory chemical
transmission may be the driving force for generation of the inspiratory
burst in type-1 neurons, whereas electrical coupling may phase-lock the
membrane potential during both inspiration and expiration in these
rhythmogenic neurons.
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FOOTNOTES |
Received May 30, 2000; revised Sept. 6, 2000; accepted Sept. 11, 2000.
This work was supported by National Institutes of Health Grants NS24742
and HL40959. J.C.R. was supported by the Parker B. Francis Foundation.
Correspondence should be addressed to Dr. Jack L. Feldman, Department
of Neurobiology, Box 951763, University of California, Los Angeles, Los
Angeles, CA 90095-1763. E-mail: feldman{at}ucla.edu.
Dr. Rekling's present address: H. Lundbeck A/S,
Ottiliavej 9, 2500 Valby, Denmark.
This article is published in
The Journal of Neuroscience, Rapid Communications Section,
which publishes brief, peer-reviewed papers online, not in print. Rapid
Communications are posted online approximately one month earlier than
they would appear if printed. They are listed in the Table of Contents
of the next open issue of JNeurosci. Cite this article as:
JNeurosci, 2000, 20:RC113 (1-5). The
publication date is the date of posting online at
www.jneurosci.org.
 |
APPENDIX |
Estimation of number of connected neurons based on
dual recordings
Suppose we have N neurons, and their interconnections
are homogenous. There are W = N(N 1)/2 pairs of neurons. If we do n dual recordings and get b pairs of coupled
neurons, the estimated rate of coupling is = b/n.
The estimated total number of pairwise couplings among N
neurons would be W * . Because each connection is shared
by two neurons, every neuron is connected (on average) to m
other neurons, where m = W * *
2/N. By substitution,
|
(1)
|
Equation 1 can be derived in another way. If every neuron is
connected to other m neurons and if we patch onto one
neuron, the probability of a second electrode patching onto a connected neuron would be = m/(N 1).
The SD of the estimate is given by (Rice,
1988 )
|
(2)
|
 |
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