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The Journal of Neuroscience, March 1, 2000, 20(5):1722-1734
Mechanisms of Calcium Decay Kinetics in Hippocampal Spines: Role
of Spine Calcium Pumps and Calcium Diffusion through the Spine Neck in
Biochemical Compartmentalization
Ania
Majewska1,
Edward
Brown2,
Jonathan
Ross1, and
Rafael
Yuste1
1 Department of Biological Sciences, Columbia
University, New York, New York 10027, and 2 Department of
Applied Physics, Cornell University, Ithaca, New York 14853
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ABSTRACT |
Dendritic spines receive most excitatory inputs in the CNS and
compartmentalize calcium. Although the mechanisms of calcium influx
into spines have been explored, it is unknown what determines the
calcium decay kinetics in spines. With two-photon microscopy we
investigate action potential-induced calcium dynamics in spines from
rat CA1 pyramidal neurons in slices. The
[Ca2+]i in most spines shows two decay
kinetics: an initial fast component, during which
[Ca2+]i in spines decays to dendritic
levels, followed by a slower decay phase in which the spine follows
dendritic kinetics. The correlation between
[Ca2+]i in spine and dendrite at the
breakpoint of the decay kinetics demonstrates diffusional equilibration
between spine and dendrite during the slower component. To explain the
faster initial decay, we rule out saturation or kinetic effects of
endogenous or exogenous buffers and focus instead on (1) active calcium
extrusion and (2) buffered diffusion of calcium from spine to dendrite.
The presence of an undershoot in most spines indicates that extrusion mechanisms can be intrinsic to the spine. Supporting the two
mechanisms, pharmacological blockade of smooth endoplasmic reticulum
calcium (SERCA) pumps and the length of the spine neck affect spine
decay kinetics. Using a mathematical model, we find that the
contribution of calcium pumps and diffusion varies from spine to spine.
We conclude that dendritic spines have calcium pumps and that their density and kinetics, together with the morphology of the spine neck,
determine the time during which the spine compartmentalizes calcium.
Key words:
CA1; imaging; two-photon; buffer; LTP; slices; SERCA; CPA
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INTRODUCTION |
Dendritic spines are small (<1 µm
in diameter) structures onto which most excitatory synaptic connections
are made (Ramón y Cajal, 1904 ; DeRobertis and Bennett, 1955 ;
Palay, 1956 ). They are separated from their parent dendrites by a thin
neck and therefore may serve as individual biochemical
compartments that allow synapses to be regulated independently. The
advent of selective calcium indicators (Grynkiewicz et al., 1985 ) and
two-photon microscopy (Denk et al., 1994 ) has allowed the functional
characterization of spines and has demonstrated that spines are capable
of compartmentalizing calcium during synaptic stimulation (Yuste and
Denk, 1995 ; Koester and Sakmann, 1998 ; Emptage et al., 1999 ; Yuste et
al., 1999 ). Because long-term plasticity is input-specific (Levy and
Desmond, 1985 ; Gustafsson and Wigstrom, 1986 ) and dependent on the
concentration of intracellular free calcium
([Ca2+]i; Malenka
et al., 1988 ), it has been proposed that the compartmentalization of
calcium, and the activation of calcium-dependent enzymes, at the spine
underlies synaptic plasticity (Miller and Kennedy, 1986 ; Wickens, 1988 ;
Lisman, 1989 ; Koch and Zador, 1993 ). Some forms of long-term plasticity
require the concurrent activation of pre- and postsynaptic neurons and
are dependent on NMDA receptor activation. In fact, calcium entry into
spines is greatly enhanced when action potentials (APs) are paired with
synaptic stimulation, and this supralinear enhancement requires NMDA
receptor activation (Yuste and Denk, 1995 ; Koester and Sakmann, 1998 ;
Yuste et al., 1999 ). The precise timing of postsynaptic APs and EPSPs
is necessary for both the supralinear calcium influx into spines (Yuste
et al., 1999 ) and for synaptic plasticity (Magee and Johnston, 1997 ; Markram et al., 1997 ), so there is then a small time window in which
these events are interpreted by the cell as coincident. It is therefore
likely that the ability of the spine to compartmentalize calcium
determines this window of opportunity for synaptic plasticity.
In previous work we studied the mechanisms by which calcium enters
hippocampal CA1 spines, concluding that there were at least three
different influx pathways, namely voltage-sensitive calcium channels,
NMDA receptors, and calcium-permeable AMPA receptors, that could be
activated specifically under different functional paradigms (Yuste et
al., 1999 ). In addition, calcium influx into a spine can be coupled to
calcium release from internal stores (Korkotian and Segal, 1998 ;
Emptage et al., 1999 ). Although these studies identify the mechanisms
of the calcium accumulations into a spine, little is known about what
controls the decays of
[Ca2+]i in spines.
This question is essential for understanding how spines
compartmentalize calcium and identifying the kinetics and regulation of
that process. Here we study the mechanisms that control the spine decay
kinetics and how the relationship between spine and dendrite produces
the spatiotemporal structure of the spine calcium transients. Our
results highlight the combined role of calcium pumps and spine neck
morphology in determining the window of time during which calcium is
compartmentalized and, therefore, during which it could mediate
synapse-specific learning rules.
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MATERIALS AND METHODS |
Slices and electrophysiology. Hippocampal slices were
made from P13-P19 Sprague Dawley rats. Slices were cut with a
Vibratome (TPI, St. Louis, MO) or a Vibroslicer (Campden Instruments,
Shelby, UK) and were maintained in a submerged incubation chamber at
room temperature until they were transferred after 1-8 hr to a
submerged recording chamber. Artificial cerebral spinal fluid (aCSF)
contained (in mM): 126 NaCl, 3 KCl, 2 CaCl2, 2 MgSO4, 1.1 NaH3PO4, 26 NaHCO3, and 10 dextrose, with 95%
O2/5% CO2. CA1 pyramidal
neurons were selected under differential interference contrast (DIC) on
the basis of the triangular shape of their cell bodies and their
position within the CA1 cell layer. Whole-cell recordings were made
with an Axoclamp 2B (Axon Instruments, Foster City, CA) amplifier
operating under current clamp conditions. Recordings were made at
37°C or at room temperature (24-28°C). Resting potential
(Vm) was held at 70 mV and was not
corrected for junction potentials. Electrodes were filled with a
solution containing (in mM): 5 NaCl, 10 KCl, 10 HEPES, 135 KMeSO4, 2.5-4 Mg-ATP, 0.3 Na-GTP, and
200 µM calcium green-1 (Molecular Probes,
Eugene, OR); resistances were 6-7 M . Some
experiments (such as Fig. 1B) were performed with 100 µM calcium green-1 but are not included in the
quantification. Additionally, in some bleaching experiments the cells
were filled with 500 µM calcium green-1 to
enhance the signal-to-noise ratio and allow the use of gentler
bleaching pulses. Electrophysiological signals were digitized using an
analog-to-digital board and Superscope (InstruNet, GW Instruments,
Somerville, MA). Single action potentials were elicited by brief (~5
msec) injections of depolarizing current through the somatic electrode.
In a few cases two action potentials were elicited within a 16 msec
period. In experiments addressing the function of the smooth
endoplasmic reticulum calcium (SERCA) pump, 15-30
µM cyclopiazonic acid (CPA; Sigma, St. Louis,
MO) was included in the aCSF.
Two-photon imaging and photobleaching. CA1 pyramidal neurons
were filled with calcium indicators through the somatic pipette. We
waited >30 min after break-in before imaging to ensure that dendrites
were fully loaded with the indicator. Imaging was done with a
custom-made two-photon laser scanning microscope consisting of a
modified Fluoview (Olympus, Melville, NY) confocal microscope with a
Ti/sapphire laser providing 130 fs pulses at 75 MHz at wavelengths of
740-850 nm (Mira, Coherent, Santa Clara, CA) pumped by a solid-state
source (Verdi, Coherent). A 60×, 0.9 numerical aperture water
immersion objective (IR1, Olympus) was used. Fluorescence was detected
with photo multiplier tubes (PMTs; HC125-02, Hamamatsu, Hamamatsu City,
Japan) in external whole-area detection mode, and images were acquired
and analyzed with Fluoview (Olympus) software. Images of spines were
acquired at the highest digital zoom (10×), resulting in a nominal
spatial resolution of 20 pixels/µm and at a time resolution of 12.5 msec per point in line scan mode. Faster scans with resolution of 2.5 msec were taken in several cases. A Pockel cell (model 350-50; Con
Optics, Danbury, CT) was used to create brief (3-35 msec) pulses of
high-intensity illumination for measurements of diffusional time scales
across the spine neck and to block the beam during times in the scan
when data were not being collected. Spines were chosen from all areas
of the cell in a 200 µm radius from the soma including spines on
basal, apical, and oblique dendrites.
Analysis. Fluorescence signals were analyzed with Igor
(Wavemetrics, Lake Oswego, OR). Fluorescence intensity was corrected for background fluorescence measured in an area adjacent to the structures and did not vary significantly during the course of an
experiment. To account for the saturation of the dye at higher calcium
levels, we converted fluorescence into an estimated
[Ca2+]i by
assuming that the concentration of indicator dye in the region of
interest in the cell was equal to the concentration in the pipette,
that the KD of calcium green was 190 nM (Haugland, 1996 ), that the relative
fluorescence excitation of calcium-bound calcium green to calcium-free
calcium green was 9:1 (Haugland, 1996 ), and that the CA1 hippocampal
neurons maintained an equilibrium calcium concentration of 75 nM (Helmchen et al., 1996 ). With these assumptions, fluorescence signals F(t) with time
scales of a few milliseconds or more can be converted into free calcium
concentrations as follows (see Appendix, Eq. 8):
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(9)
|
where x(t) is the free calcium
concentration divided by the KD of
calcium green (190 nM), and
F0 is the fluorescence signal at a
time before the action potential was fired. By compensating for the
saturation of the fluorescent indicator, this transformation allows us
to compare directly the measurements of fluorescence transients with
the behavior of calcium in our mathematical model. The transformation
did not change any of the relative values or conclusions presented in
this paper. Specifically, curve fits of the transformed data were
similar to those from untransformed data in that both showed
double-exponential behavior and the presence of undershoots or
overshoots. For the analysis of the effect of CPA on the calcium
transients, fits were performed on the untransformed fluorescent traces
to avoid errors introduced by differences in basal
[Ca2+]i between
treated and untreated spines. Data from cells that were suspected of
being unhealthy and therefore having high resting [Ca2+]i were not
used; neurons that seemed unusually bright or had low resting
potentials or unusual morphologies (e.g., beaded dendrites) were
assumed to be unhealthy.
The corrected fluorescence intensity decays were fit to single or
multiple exponentials by using the Igor curve-fitting function, and
amplitudes, values, and 2 values of
the fits were registered. To facilitate kinetic comparison between
different data sets and the mathematical model, we zeroed the time axis
at the first peak spine
[Ca2+]i reached
after the stimulation. The resting
[Ca2+]i was fixed
during the fit to the
[Ca2+]i maintained
before the action potential was fired. For spines, double-exponential
fits were obtained both with and without fixing the second exponential
to the obtained for the parent dendrite. Because the dendritic and the spine slow were similar when the slow was fit alone
without the fast decay (see Results and Fig. 4B),
values obtained in the latter fits were used for the mathematical model
(see Appendix, Eq. 2). Spines were considered to have a
double-exponential decay when the 2
value for the double-exponential fit was significantly smaller than for
the single-exponential fit. In dendrites, values for double- and
single-exponential fits were comparable. Data were averaged when
possible. Because little difference in decay kinetics was seen between
trials in which one or two action potentials were fired in quick
succession, data from these two paradigms were pooled for analysis. For
systematic analysis of
[Ca2+]i at the
breakpoint, breakpoints were determined as occurring after three values of the initial fast decay in the spine. This value was chosen
arbitrarily because it reflected quite accurately the breakpoint chosen
by visual inspection. Measured values are given as mean ± SE. The
mathematical model (see Appendix) was implemented numerically in Matlab
(Math Works, Natick, MA) and was based on the single compartment model
presented in Appendix.
To account for deviations in laser power caused by the Pockel cell, we
divided bleaching traces by the square of the normalized laser power
(recorded by a photodiode placed after the Pockel cell and digitized by
Superscope) after background subtraction. Then multiple trials were
averaged in Igor, and single and double exponentials were fit to the
recovery part of the curve. To obtain absolute values for the
2v (defined as
2 divided by the number of degrees of
freedom), we provided a weighting function containing approximate
SDs estimated for the data during the fits. The SDs were
calculated from the data points obtained at the start of the traces
before the bleach occurred and were assumed to be constant during the
trace. values and 2 values of the
fits were registered.
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RESULTS |
Different decay kinetics in spines and dendrites after action
potential-induced calcium influx
We studied the dynamics of calcium transients in 55 spines and
their adjacent dendrites from 39 CA1 pyramidal neurons in hippocampal slices from 23 juvenile (P13-P18) animals. Neurons were filled with a
relatively small concentration of a slowly diffusing dye, calcium
green-1 (200 µM; Fig.
1A) to minimize the
effect of the excess external buffer on the measured calcium kinetics.
Neurons then were imaged with a custom-built two-photon microscope,
using line scans positioned to intersect the head of the spine and its adjacent dendritic shaft. To induce reproducible calcium accumulations that approximate functions, we took advantage of the fact that back-propagating action potentials (APs) produce reliable, brief, calcium accumulations in spines and dendrites (Yuste and Denk, 1995 ).

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Figure 1.
Kinetics of calcium decays in spines and adjacent
dendrites after an action potential. A, Two-photon image
of a living CA1 pyramidal cell filled with 200 µM calcium
green through a patch pipette (top left
corner). Image is a collapsed z-stack of images taken 1 µm apart. Inset shows image of a spine in the
boxed region of the dendrite of this cell. The spine
image was taken at a resolution of 0.1 µm in z. B,
[Ca2+]i kinetics in a spine and parent
dendrite after a back-propagating action potential. Immediately after
an action potential is fired, [Ca2+]i
in the spine (solid line) rises to a level ~1.5 times
higher than that of the dendrite (stippled line). All
spine traces in the figures are represented by solid
lines, whereas dendritic traces are represented by
stippled lines. Thin lines represent
exponential fits to the data. The dendrite decays down to baseline
levels with a single-exponential time scale ( = 350 msec).
Within the first 200 msec after the action potential
[Ca2+]i in the spine decays to
near-dendritic levels ( = 110 msec). After a breakpoint
(arrow) it then follows the dendritic time scale down to
rest, maintaining a slight undershoot. Shown is an average of 10 trials; data were taken at room temperature. C,
[Ca2+]i kinetics in a spine and parent
dendrite after a back-propagating action potential at 37°C.
[Ca2+]i amplitudes in the spine
(solid line) reach a level 2.5 times higher than the
dendrite (stippled line). The dendrite decays with a
single-exponential time scale ( = 552 msec), while the spine
decays with an initial fast decay ( f = 93 msec) to
near-dendritic levels and then follows the dendritic time scale to
basal levels. During the slow decay the spine maintains
[Ca2+]i levels lower than the dendrite
(undershoot). Shown is an average of five trials. The traces in
B and C are taken at a resolution of 12.5 msec/point and filtered with a seven point smoothing kernel.
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We chose to do most of our experiments at room temperature for two
reasons. First, at room temperature the decays are slowed down compared
with those at 37°C, allowing the use of longer time bins (12.5 msec)
and hence improving the signal-to-noise ratio of the observations.
Second, APs back-propagate more reliably at room temperature;
therefore, more averages can be obtained from each spine, and spines
further from the soma can be examined. Even at room temperature the
onset kinetics of AP-induced calcium accumulations in spines were too
fast to resolve with a time resolution of 2.5 msec/scan. Because the
AP-induced calcium influx is attributable to voltage-sensitive calcium
channels (VSCCs) located on the spine membrane (Yuste and Denk, 1995 ;
Yuste et al., 1999 ) whereas most of the fluorescent signal originates
from the cytoplasm of the spine, the diffusional equilibration time for
calcium in a spine must be faster than 2.5 msec. Therefore, for the
purpose of this study we considered the spine a well mixed calcium compartment.
After AP activation the peak
[Ca2+]i in spines
was generally larger than that observed in the nearby dendrite, with an
average ratio of the spine to the dendritic peak
[Ca2+]i amplitude
of 2.1 (n = 38; Fig. 1B). The decay
of [Ca2+]i in the
dendrite followed a single exponential with a slow time course ( dendrite = d = 1261 ± 191 msec;
n = 34). The calcium in the spine, however, followed
double-exponential kinetics; after an initial fast decay ( fast = f = 141 ± 29 msec; n = 22), the spine
[Ca2+]i approached
dendritic levels and a "breakpoint" (i.e., a distinct notch in the
[Ca2+]i decay or
in its derivative) occurred in which the calcium decay assumed a slower
time course (arrow in Fig. 1B; slow = sl = 1367 ± 178 msec;
n = 22), following the concentration in the dendrite down to resting levels. During the slow decay phase the spine maintained [Ca2+]i
amplitudes either lower ("undershoot," 50% of spines), higher ("overshoot," 42% of spines), or similar (8% of spines) to those in the parent dendrite. These results showed that spines have heterogeneous decay kinetics, which can be captured by a
double-exponential function.
To inquire whether double-exponential kinetics occurred at more
physiological temperatures, we measured spine calcium dynamics at
37°C. After AP activation at 37°C the peak
[Ca2+]i in spines
was again generally larger than that observed in the nearby dendrite,
with an average ratio of the spine to the dendritic peak
[Ca2+]i amplitude
of 3.3 (n = 11; Fig. 1C). The decay of
[Ca2+]i in
dendrites was also single exponential although faster than that
observed at room temperature ( dendrite = d = 621 ± 117 msec; n = 8). The [Ca2+]i
kinetics in spines also showed the characteristic double-exponential decay with a faster initial decay ( fast = f = 81 ± 13 msec; n = 11), followed by a slower decay ( slow = sl = 780 ± 150 msec; n = 8). [Ca2+]i
amplitudes in the spine relative to the dendrite during the slow decay
phase were also variable, with 45% of the spines maintaining an
undershoot, 36% maintaining an overshoot, and 18% following dendritic
amplitudes. Therefore, the double-exponential decays and heterogeneity
in spine kinetics found at room temperature also existed at 37°C.
Mechanisms of the double-exponential
[Ca2+]i decays in spines
For the rest of the study we sought to understand the mechanisms
underlying the peculiar double-exponential spine
[Ca2+]i decay
kinetics. We reasoned that a number of possible scenarios could account
for the effect: (1) saturation of endogenous or exogenous buffers, (2)
binding kinetics of an endogenous buffer, (3) diffusion of endogenous
or exogenous buffers, (4) buffered calcium diffusion across the spine
neck, and (5) active extrusion mechanisms, i.e., calcium pumps. We
considered each scenario individually.
Saturation of exogenous or endogenous buffers
Calcium buffers are efficient at binding calcium within a certain
range of [Ca2+]i.
If the
[Ca2+]i is
elevated (compared with the KD), the
buffers will saturate and bind calcium less efficiently. This free
calcium will dissipate faster (because of relatively unbuffered
extrusion or diffusion) until it reaches a concentration at which the
buffer is again efficient at binding it. Further calcium dissipation
will be slowed by the more efficient binding of the buffer, and this
will result in a change in the
[Ca2+]i decay
kinetics. This effect is proportional to the buffer capacity ( ),
which is maximal at zero saturation (Neher and Augustine, 1992 ; Neher,
1998 ) (see Appendix). Calcium kinetics explained by buffer saturation
have been measured in chromaffin cells (Neher and Augustine, 1992 ) and
crayfish presynaptic terminals (Tank et al., 1995 ).
We tested whether the observed double-exponential spine kinetics were
attributable to buffer saturation by analyzing the dependency of the
breakpoint with the spine
[Ca2+]i at which
it occurs. We ruled out that the breakpoint was attributable to
saturation of the exogenous buffer because no breakpoint was observed in dendritic decays even when dendritic
[Ca2+]i attains
similar levels to those at which the breakpoint occurs in the spine
(Fig. 1).
Could endogenous buffer saturation produce the breakpoint?
Little is known about the kinetics of the intrinsic buffers in neurons.
If the breakpoint is indeed attributable to intrinsic buffer
saturation, the buffer in the spine would be significantly different
from that in the dendrite where breakpoints do not occur. However, the
spine breakpoints occurred over a wide range of calcium concentration
(90-200 nM; Fig.
2A,B), which made it
unlikely that they corresponded to the saturation of an intrinsic
buffer present exclusively in the spine unless there were significantly
different calcium-buffering properties in different spines. To test
this possibility, we studied the change in the amplitude at the
breakpoint during loading with calcium green at a single spine. The
presence of progressively more exogenous buffer lowered the peak
[Ca2+]i reached
(because more calcium was bound to the indicator; see Neher and
Augustine, 1992 ; Helmchen et al., 1996 ) but also lowered the
[Ca2+]i at which
the breakpoint occurred (Fig. 2C). Therefore, in a single
spine we observed shifting of the breakpoint
[Ca2+]i by
changing its peak
[Ca2+]i. These
data ruled out the contribution of buffer saturation to the
double-exponential spine decay kinetics, because saturation would occur
at a constant
[Ca2+]i .

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Figure 2.
Dependence of the breakpoint of spine decay
kinetics on peak [Ca2+]i.
A, [Ca2+]i decay
kinetics in spine and dendrite, showing the double- and
single-exponential fits to the decay. Note how at ~150 nM
[Ca2+]i the spine switches from a fast
to a slow time scale (breakpoint marked with grid
lines). The trace was filtered with a three point smoothing
kernel; average of six traces. B, Data from a different
spine, showing a breakpoint (grid lines) at 90 nM [Ca2+]i. Data were
filtered with a three point smoothing kernel; average of eight traces.
C, The [Ca2+]i at which
the breakpoint occurs can change within a single spine. Shown is
[Ca2+]i at breakpoint (taken as
[Ca2+]i at three initial fast time
constants) plotted against peak
[Ca2+]i in a single spine during
loading with extrinsic buffer. If intrinsic buffer saturation is
responsible for the double-exponential kinetics observed in spines, the
[Ca2+]i at the point of the breakpoint
should stay constant and correspond to the
KD of the intrinsic buffer. Therefore, these
data rule out that the double-exponential decay kinetics observed in
spines is attributable to buffer saturation.
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Slow kinetics of endogenous buffers
An alternative possibility is that the double-exponential spine
decay kinetics reflect the kinetics of the endogenous or exogenous calcium buffers with a slow on-rate. The endogenous buffer will have an
effective on-time dictated by the
[Ca2+]i and the
on-rate of the buffer. Over time scales that are short compared with
the effective on-time of the putative slow buffer, the
[Ca2+]i generated
by an AP could dissipate by binding to the buffer as well as via
extrusion or diffusion. The
[Ca2+]i decay
caused by extrusion or diffusion would be relatively faster because of
the less effective buffering properties of the spine. Over time scales
that are long compared with the effective on-time of the putative slow
buffer, the loss pathway that is attributable to uptake by the
equilibrating endogenous buffer would be removed (it has reached
equilibrium), and the
[Ca2+]i could
dissipate by extrusion or diffusion. The
[Ca2+]i decay
caused by extrusion or diffusion then would be relatively slower
because of the more effective buffering properties of the spine. This
could generate an apparent double exponential in observed [Ca2+]i decay
kinetics. For our experiments, given that calcium green-1 was the only
exogenous calcium buffer and its on-rate is fast (7.5 × 108
M 1/sec; Naraghi, 1997 ), this
effect can be ruled out. Nevertheless, our observed
[Ca2+]i kinetics
could still be attributable to the slow on-rate of an endogenous
calcium buffer. Although we initially entertained this theoretical
possibility, we later considered this effect unlikely given the
dependency of the breakpoint on dendritic
[Ca2+]i (see
Buffered Calcium Diffusion across the Spine Neck).
Diffusion of exogenous or endogenous buffers
We also considered the possibility that the decay kinetics in
spines were partly or mostly attributable to the diffusion of a calcium
buffer. The presence of a sufficiently mobile buffer paradoxically
could enhance calcium diffusion, as has been described with fura-2
(Gabso et al., 1997 ). Because all of our data were taken after
extensive (>30 min) whole-cell recording, during which calcium green
had equilibrated between pipette and spine, we reasoned that any
remaining endogenous calcium buffer was less mobile than calcium green.
Therefore, by determining whether calcium green was mobile enough to
contribute significantly to the observed spine decay kinetics, we also
can evaluate whether the remaining endogenous buffer could contribute
to these kinetics. To explore this possibility quantitatively, we used
photobleaching experiments to measure the diffusional mobility of
calcium green in spines and compared it with that of fura-2 (Fig.
3). In these experiments we positioned
the line scan to intersect the spine head, but not the dendrite, and
used brief (one to three ~300 µsec bleaching episodes in the spine
in line scan mode, using 3-35 msec line scans), 10-fold increases in
laser intensity to bleach calcium green effectively in a spine, but not
in its parent dendrite. We then used a lower laser intensity to monitor
the fluorescence in the bleached spine and measured the time course of
the diffusion of the unbleached fluorophore back from the dendrite
(Svoboda et al., 1996 ).

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Figure 3.
Slow diffusion of calcium green. A,
Measurement of calcium green diffusional recovery time in a spine. The
graph shows the fluorescence intensity kinetics in a spine. The
high-intensity laser pulse (800 µsec exposure produced with 20 msec
increase in intensity in line scan mode) produces a sharp decrease in
the fluorescence intensity. Immediately afterward, unbleached
fluorophore diffuses in from the dendrite, causing a rise in the
fluorescence intensity. The recovery curve of the diffusion of
unbleached fluorophore was fit to a single exponential ( = 671 msec; average of five traces, unfiltered). Inset shows
the positioning of the line scan used to bleach the dye in the spine,
but not the dendrite. B, Measurement of fura-2
diffusional recovery in a spine. The recovery curve of the diffusion of
unbleached fluorophore was fit to a single exponential ( = 87 msec; average of 10 traces, unfiltered).
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After photobleaching, we obtained recovery spine kinetics that were
well fit with a single exponential, with a of ~800 msec (818 ± 171 msec; n = 23; Fig. 3A). Most of the
recovery curves did not return to baseline, suggesting that there is an
immobile fraction of calcium green (where immobile is defined as being much slower than our acquisition time of several seconds). To inquire
whether the single-exponential fits were significant, we fit traces
with both single and double exponentials and
2 where recorded. Single exponentials
were found to be reasonable fits [0.5 < 2v < 1.5, with 16 traces having a 2v of
~1, where 2v takes
into account the number of fitting parameters (Bevington and Robinson,
1992 )]. In addition, the ratio of the
2v of the
single-exponential fit to that of the double-exponential fit was
0.99 ± 0.003 (n = 23), suggesting that
significant differences do not exist between the two fits and can be
accounted for by the increase in the number of fitting parameters.
These results suggest that a highly mobile fraction of calcium green
does not exist and that the diffusion of calcium green is indeed slow.
It is possible that our bleaching pulses were depleting the indicator
in the parent dendrite. To test this possibility, we also monitored the
parent dendrite in eight experiments. In all cases the bleaching pulse
was shown to be contained in the spine and did not cause any detectable
depletion of unbleached dye in the dendrite. In support of this, this
changing the duration of the bleaching pulse in the spine did not
change significantly the measured recovery time (~200 µsec:
584 ± 271 msec, n = 2; ~800 µsec: 850 ± 150 msec, n = 19; ~1200 µsec: 728 ± 224 msec, n = 2). In addition, experiments with fura-2 under
similar conditions yielded recovery curves that were well fit with a
single exponential with a time constant of 121 ± 30 msec
(n = 16; Fig. 3B). These recovery curves
returned to baseline. Taken together, these results showed that our
measurements of the slow time scales of recovery and the existence of
an immobile fraction are unique to calcium green and do not arise
because of an artifact of the technique or because of photo-induced
biological changes in spine neck structure.
We conclude from these experiments that over the time scales of the
fast initial component of the spine decay kinetics (~140 msec),
calcium green is effectively immobile. Thus we reasoned that the
breakpoint in the spine calcium decay kinetics could not be explained
by diffusion of an endogenous or exogenous calcium buffer, although
there still can be a contribution of calcium green to the decay
kinetics, given the ability of the mobile fraction to enhance calcium
diffusion and the ability of the immobile fraction to slow these decays
(Neher and Augustine, 1992 ; Helmchen et al., 1996 ).
Buffered calcium diffusion across the spine neck
After ruling out the contribution of exogenous or endogenous
calcium buffers to the breakpoint in the spine kinetics, we examined the possibility that the double-exponential behavior was attributable to diffusional equilibration of calcium between the spine and dendrite,
across the spine neck. To test this, we examined the relationship
between the spine and dendrite decay times and the relationship between
their respective
[Ca2+]i. If
diffusion were indeed responsible for the existence of two distinct
time scales in the spine kinetics and the switch between them, the
[Ca2+]i at which
the spine switches from the fast to the slow time scale (the
[Ca2+]i at the
breakpoint) should correspond to the point at which the spine and
dendrite are in diffusional equilibrium. This predicts that the
breakpoint in the spine should happen at a
[Ca2+]i very close
to that of the dendrite and that the time scale of the subsequent decay
be similar in the two compartments. The variability in peak
[Ca2+]i from spine
to spine and dendrite to dendrite allowed us to study the correlation
between the dendrite and spine concentrations at the time of the
breakpoint. Indeed, we found that a clear relationship exists between
the two [Ca2+]i
(Fig. 4A), with a
linear regression slope of 0.83 (p < 0.001; regression t test). We reasoned that the value of the slope
is <1 because most spines maintain slightly lower
[Ca2+]i than the
dendrite during the slow decay phase (see below). In addition, the
decay time of the dendrite and the slow decay time of the spine showed
an almost exact correspondence (Fig. 4B; linear
regression 0.92; p < 0.001). This indicates that,
during the slow decay, the spine adopts the dendritic time scales
attributable to diffusion between the two structures. In other words,
the fact that the spine is "aware" of the dendritic
[Ca2+]i and time
scales strongly argues that calcium diffusion between both compartments
shapes spine kinetics. More specifically, these correlations explain
both the breakpoint and the second, slower component of the spine
kinetics and also rule out a major effect of buffer saturation, slow
onset buffer kinetics, or nonlinear extrusion (see below) on the
double-exponential decays.

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Figure 4.
Correlation between the breakpoint and slow
component of spine decay kinetics and dendritic
[Ca2+]i kinetics. A,
[Ca2+]i in spines plotted against
[Ca2+]i from adjacent dendritic shafts
at the breakpoint. Note the strong correlation between the two
variables (r = 0.83; regression t
test; p < 0.0001). B, Correlation
between the slow of spine and the dendritic (r = 0.92; regression t test;
p < 0.001). These data indicate that the
breakpoint in the spine represents the point of diffusional equilibrium
between spine and dendrite, and the slow decay in the spine after the
breakpoint has occurred is driven by diffusion from the dendrite.
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What then determines the fast initial
[Ca2+]i decay in
spines? This initial component is likely to be physiologically
important because of the major role that spine
[Ca2+]i plays in
synaptic plasticity (Wickens, 1988 ; Lisman, 1989 ; Malenka et al., 1989 )
and to the possible computational role of the "supralinear"
[Ca2+]i in spines
(Yuste and Denk, 1995 ; Yuste et al., 1999 ). Obviously, the diffusional
equilibration at the breakpoint indicates that calcium diffusion from
the spine to the dendrite could contribute to this initial decay.
Because of the presence of both endogenous and exogenous buffers, this
diffusion would be buffered. To explore whether buffered calcium
diffusion could account for the initial fast decay, we examined decay
kinetics in spines that had different morphologies, with variable
lengths in their spine necks.
Indeed, we detected a relation between spine calcium kinetics and the
length of the spine neck (Fig. 5)
(Wilcoxon; p < 0.0623; n = 22).
Nevertheless, across all spines we found a large variability in the
fast initial kinetics that could not be explained solely by the length
of the spine neck or by any other discernible morphological feature of
the spine. This suggested that, besides buffered diffusion of calcium,
other mechanisms were at play in determining the initial fast decay
kinetics in spines.

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Figure 5.
Correlation between spine neck length and initial
spine decay kinetics. A, B, Illustrated
are how short-necked spines tend to have faster initial decays than
longer-necked spines. A shows a spine with a neck length
of ~0.7 µm and of 298 msec (average of six trials), whereas
B shows a shorter spine with a neck length of 0.25 µm
and of 37 msec (average of eight trials). Scale bars, 1 µm.
Traces were filtered with a seven point smoothing kernel.
C, Correlation between initial in spines and spine
neck length (n = 22; regression t
test; p < 0.06).
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Linear and nonlinear calcium extrusion
Because of the encountered variability in spine decays, we
considered the hypothesis that extrusion mechanisms, intrinsic to the
spine, contribute to the spine decay kinetics. As explained, we noticed
that most spines had shown a clear "undershoot" in the slow decay
phase, where the spine
[Ca2+]i maintained
levels of ~90% of dendritic levels (see Fig.
1B,C). The simplest interpretation of this undershoot
is that spine extrusion mechanisms are lowering the
[Ca2+]i below the
dendritic [Ca2+]i.
and, after the crossover point, calcium would flow from the dendrite
into the spine. This implies that spines have intrinsic calcium
extrusion mechanisms.
Extrusion mechanisms could be linear or nonlinear, and there could be a
combination of them in the spines. In fact, the double-exponential kinetics could be explained independently of the dendrite by
introducing a fast extrusion that inactivated to account for the first
fast decay phase, whereas the slow decay would occur after the fast extrusion had switched off and a slower extrusion would bring [Ca2+]i levels
down to baseline. An alternate scenario could include extrusion that
was nonlinear in
[Ca2+]i so that
extrusion was faster at higher
[Ca2+]i and slower
at lower [Ca2+]i.
Both these scenarios are unlikely, however, because we observe double-exponential behavior even when the initial
[Ca2+]i is low
(see Fig. 2), and any extrusion pathways activated at high
[Ca]i should not be operational. In addition,
nonlinear extrusion mechanisms also are ruled out effectively by the
correlations presented in Figure 4.
We therefore studied whether a linear extrusion mechanism contributed
to the initial fast decay. Calcium extrusion could be implemented by
the Na/Ca exchanger (Philipson, 1999 ), plasma-membrane calcium pumps,
SERCA, and mitochondria calcium uniporters (for review, see Guerini and
Carafoli, 1999 ). Although all of these pathways are thought to exist in
neurons, in a previous study of calcium clearance in dendrites from
pyramidal neurons the major pathway for extrusion was found to be the
SERCA pump (Markram et al., 1995 ). Because of this, we focused on
testing the involvement of SERCA pumps by using the specific blocker
CPA (15-30 µM) and measuring the spine and dendrite
calcium kinetics in the presence and the absence of the blocker. We
observed an increase of basal fluorescence in spines of ~35% after
CPA treatment. The rise in basal calcium levels is consistent with the
hypothesis that we have disturbed an important pathway of calcium
removal from the cytoplasm. Because CPA altered the resting
[Ca2+]i of the
neuron, we fit the fluorescent transients rather than the transformed
[Ca2+]i traces in
which the [Ca2+]i
at rest is assumed to stay constant.
In agreement with Markram and colleagues (1995) , CPA significantly and
reversibly slowed the dendritic calcium decays (Fig. 6A; 715 ± 200 msec vs 1670 ± 319 msec; n = 18; Wilcoxon;
p < 0.001), suggesting that it plays a predominant
role in the clearance of calcium from the dendritic shaft. Also, in 11 of 13 spines CPA significantly lengthened the initial fast spine decay
(Fig. 6B; 118 ± 43 msec vs 611 ± 184 msec; n = 13; Wilcoxon; p < 0.01), whereas the slower decay phase followed the slower dendritic kinetics. This suggests that the effect of CPA on the initial fast calcium decay
kinetics in spines is mediated by SERCA pumps endogenous to the spine.
Nonetheless, the extent to which the fast decay was lengthened varied
across the spines that were studied. More experiments (including
pharmacological treatment with different extrusion blockers and careful
correlation with more detailed morphological aspects by using electron
microscopy or numerical deconvolution of the two-photon images) will be
required to determine whether spines that are affected less by CPA
treatment have alternate extrusion mechanisms or instead have high
diffusional coupling to the dendrite that dominates the fast decay.

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Figure 6.
SERCA blockers affect the dendritic decay and the
initial spine decay phase. A, CPA lengthens the decay
kinetics of dendrites. The graph shows the
[Ca2+]i decay kinetics in a dendrite
before and after the application of CPA (30 µM). The
thin lines represent single-exponential fits to the
decay kinetics. The dendritic ( d) was 700 msec in control conditions and 1100 msec once CPA was applied. After a
washing with aCSF, the dendritic decay recovered to 680 msec.
B, CPA also lengthens the initial fast decay
( f) in spines. Shown is
[Ca2+]i decay kinetics in a spine
before and after the application of CPA (30 µM). The
thin solid lines represent a double-exponential fit to
the initial decay kinetics. This effect was reversible with long (>30
min) washes with normal aCSF. Traces were filtered with a three point
smoothing kernel and normalized to account for differences in the
amplitudes observed between trials.
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We conclude from these data that SERCA pumps exist in spines and, along
with diffusion across the spine neck and possibly other extrusion
mechanisms, contribute to the initial decay kinetics. Our data agree
with previous evidence indicating that internal release pathways,
presumably refilled by SERCA pumps, are operative in hippocampal spines
(Korkotian and Segal, 1998 ; Emptage et al., 1999 ).
Estimation of the relative contributions of the buffered diffusion
versus calcium extrusion by using the undershoot and a mathematical
model
Having established that both buffered calcium diffusion and spine
calcium pumps play a role to the initial calcium decay in spines, we
sought to examine the contribution of each of these two pathways to the
process in different spines. To do so, we analyzed the undershoot (see
Fig. 1B), because, if diffusional equilibration were
fast and dominant, no undershoot should be observed. Therefore, the
presence of an undershoot implies that calcium pumps dominate the decay kinetics.
To estimate quantitatively the magnitude of the contribution of calcium
extrusion and buffered calcium diffusion to the initial component, we
used the relative
[Ca2+]i levels
maintained by the spine and dendrite during the slow decay phase, along
with measurements of initial fast decays and dendritic decays, and fit
the numbers to an analytical model of the spine calcium kinetics (Fig.
7). The mathematical basis of this model
is presented in Appendix. In this model the fast time scale that is
observed is a combination of two calcium removal systems working in
parallel one is the calcium pumps in the spine that clear calcium from
the spine cytoplasm ( s), and the other is
buffered diffusion of calcium across the spine neck into the dendrite
( n). Around the breakpoint in the spine,
diffusional equilibrium between the spine and dendrite has occurred. At
this time the larger volume of the dendrite forces the spine to
maintain [Ca2+]i
close to dendritic levels. The time scale of this slow decay in the
dendrite and spine is determined solely by the rate of calcium pumping
out of the dendritic cytoplasm ( d) (Fig.
7A).

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Figure 7.
Model of calcium dynamics in spine and dendrite.
A, Drawing of the components of our mathematical model
of the spine and adjacent dendrite. Influx occurs in both spine and
dendrite through voltage-sensitive calcium channels located on the
plasma membrane. Efflux in both spine ( s) and
dendrite ( D) is mediated by plasma membrane pumps
and exchangers that remove calcium into extracellular space and pumps
that sequester calcium to cytoplasmic organelles. With the assumption
that the buffering capacities are independent of calcium concentration,
the resultant differential equation yields the exact solution given by
Equation 6. Equation 5 was solved numerically, allowing the buffering
capacities to vary with calcium concentration, keeping the diffusion
across the spine neck constant, and changing the relative rates of
extrusion between the spine and dendrite. B, Example of
a numerical simulation when the rate of pumping in the spine is greater
than in the dendrite. Note how the spine undershoots the dendrite
during the slow decay phase. Breakpoints are marked with
arrows. C, Simulation when the rate of
pumping is greater in the dendrite than in the spine under conditions
of equal diffusion as in B. Note how the spine
overshoots the dendrite. Parameters used in the model: Dendrite radius,
0.2 µm; dendrite length, 10 µm; spine radius, 0.3 µm;
KD of calcium green, 189 nM;
KD of intrinsic buffer, 140 nM;
calcium green concentration, 200 µM; intrinsic buffer
concentration, 72.66 µM; clearance rate of dendrite, 0.88 µM/µm 2 per msec; clearance rate of
spine in B, 0.18 µM/µm 2 per msec; clearance rate of
spine in C, 0.06 µM/µm 2 per msec.
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The model easily explained the observed undershoot. If the effective
rate of pumping in the spine (1/ s) is faster
than the effective rate of pumping in the dendrite
(1/ d), then the spine will maintain levels
lower than the dendrite during the equilibrium phase (slow decay; Fig.
7B). Conversely, if 1/ s is slower
than 1/ d, the spine will maintain levels
higher than the dendrite (Fig. 7C). Intuitively, faster
pumping in the spine will mean that dynamic equilibrium will be
established with calcium flowing from the dendrite to the spine,
whereas slower spine extrusion will mean that dynamic equilibrium will
be established with calcium flowing from spine to dendrite. We can see
this mathematically by using Equation 6 from Appendix and taking the
limit of time much greater than s or
n (time constant of diffusion across the spine neck) to ensure that we are looking after the breakpoint has occurred. This leads to the following analytical expression for the amplitude of
the calcium change in the spine:
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(10)
|
We then can compare the amplitudes of the spine and dendrite:
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(11)
|
Indeed, the relative values of d
and s determine whether the spine will
overshoot or undershoot the dendrite, whereas the value of
n influences the magnitude of the difference
between the two compartments during the slow decay phase.
Heterogeneity of [Ca2+]i decay
mechanism in spines: "pumpers" and "diffusers"
After this quantitative understanding of the contributions of
calcium pumps and diffusion to the decay kinetics for the average spine, we examined the responses of individual spines and thus explored
whether there were different populations of spines with respect to
their decay mechanisms. This rationale was motivated by our previous
finding that the influx pathways of calcium into CA1 spines were
heterogeneous, indicating the existence of different functional types
of spines (Yuste et al., 1999 ).
Indeed, we found that spine-to-spine variation in decay kinetics was
large both at room temperature and at 37°C. We recorded initial decay
times as fast as ~10 msec (Fig.
8A) and as slow as
~300 msec (Fig. 8B). Also, although many spines
showed an undershoot during the slow decay phase (see Fig.
1B, n = 13, and 1C,
n = 5), some spines maintained calcium levels higher
than the nearby dendrites (an overshoot; Fig. 8C;
n = 11) or had no discernible difference from the
dendrite (Fig. 8D; n = 2). According
to the mathematical model presented above, these behaviors can be
explained by inferring different extrusion rates in different spines.
Some spines seem to have high extrusion rates as compared with the dendrite ("pumpers"; see Fig. 1B,C), whereas
others have relatively low extrusion rates or may not have calcium
pumps (Fig. 8C). Still others have high diffusional coupling
minimizing the differences in amplitude between spine and dendrite
during the slow decay phase despite differences in pumping rate
("diffusers"; Fig. 8D).

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Figure 8.
Heterogeneity of decay phase calcium kinetics.
Top panels show examples of
[Ca2+]i decay kinetics in spines with
different initial fast values. A,
[Ca2+]i decay kinetics in a spine with
initial is fast (20 msec; average of five trials).
B, Example of a spine for which the initial is 280 msec (average of six trials). The middle panels show
that spines also differ in their behaviors during the slow decay phase.
C, Shown is a spine that overshoots the dendrite during
the slow decay phase, suggesting that pumping rates are faster in the
dendrite than in the spine (average of 10 trials). D,
The spine maintains levels similar to its parent dendrite, suggesting
that diffusion is fast and brings the two compartments into equilibrium
(diffuser; average of eight trials). Traces were filtered with a seven
point smoothing kernel. The bottom panels show that
spines that exhibit anomalous behaviors also have slow decays, which
depend on dendritic kinetics. E,
[Ca2+]i decay kinetics in a spine for
which the adjacent dendrite did not undergo a significant
[Ca2+]i increase after an action
potential. Note that the spine has a single-exponential decay that
equilibrates with dendritic resting
[Ca2+]i levels, with a of ~150
msec similar to the fast in double-exponential spines (average of
six trials, filtered with a five point smoothing kernel).
F, [Ca2+]i decay
kinetics in a spine in which the dendritic
[Ca2+]i rose after the action
potential but did not decay significantly. The spine still undergoes
the initial fast decay but then follows dendritic kinetics by
maintaining a new resting [Ca2+]i
(average of 10 trials, filtered with a five point smoothing
kernel).
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We also found cases in which
[Ca2+]i in the
dendrite did not decay with a single exponential, although even in
these cases the spine follows the kinetics of the dendrite. Figure
8E shows a spine for which the adjacent dendrite did
not undergo a significant [Ca2+]i increase
after the action potential. The
[Ca2+]i in the
spine no longer follows a double-exponential time scale but decays down
to resting (and dendritic) levels with a time scale similar to the
first fast decays we observed above. We speculate that the slower time
scale is no longer present because dendritic calcium levels are close
to rest. Figure 8F shows the opposite scenario in
which the [Ca2+]i
in the dendrite plateaus rather than decaying after the action potential. Notice that the spine maintains its first fast exponential decay before coming to rest at the new basal level of the dendrite. Again, the close correlation between spine and dendritic amplitudes and
time scales despite very different behaviors in the dendrite and
different starting
[Ca2+]i amplitudes
in both spines and dendrites strongly suggests that there is
significant communication between the two compartments. It is hard to
imagine how buffers and pumps in the spine could be tuned so
exquisitely to the behavior of the dendrite to follow its behavior this
closely. This further supports the role of buffered calcium diffusion
in shaping decay kinetics and argues against hypotheses such as buffer
saturation, slow kinetics of an intrinsic buffer, or nonlinear extrusion.
Taken together, our data indicate that the mechanisms underlying the
decay kinetics differ from spine to spine. Whereas in some spines the
calcium pumps dominate, in other spines the diffusion of calcium plays
a major role. The extrusion and diffusion rates also determine the
[Ca2+]i maintained
during the slow decay phase and therefore play an important role in the
integrated [Ca2+]i
seen by the spine.
Extrapolation of the kinetic parameters to
physiological conditions
We finally wondered what would be the relative contributions of
buffered extrusion and diffusion under physiological temperatures with
no exogenous buffer. Therefore, we used the model to estimate the time
scales d (dendritic extrusion),
s (spine extrusion), and
n (diffusion across spine neck) in those
conditions. At room temperature our experimental observations with 200 µM calcium green (n = 25) suggest that
d ~1260 msec, s
~282 msec, and n ~400 msec
[ f ~((1/ n) + (1/ s)) 1 ~171
msec]. At 37°C (n = 11) we measure
d ~620 msec, s
~175 msec, and n ~95 msec.
Assuming that dendrites and spines have a similar buffering capacity,
we can use a buffer capacity of ~150 measured for the proximal apical
dendrite (Helmchen et al., 1996 ) and tertiary branches of the CA1
dendritic tree (R. Yuste, W. Denk, and D. W. Tank, unpublished
observation) to estimate s,
n, and d in the
absence of calcium green. Taking the buffering capacity of 200 µM calcium green to be 420 (see Appendix), we extrapolate
that, in the absence of the dye, d~160 msec,
s~46 msec, and
n~25 msec at 37°C. Because calcium green
is somewhat mobile, n will be slower in the
absence of the mobile buffer. To account for the contribution of the
dye to the effective diffusion constant, we approximated
n in the absence of calcium green to be ~30
msec, assuming all of the buffer is mobile and taking the value of
CaGreen to be 800 msec (see Appendix, Eq. 7).
Therefore, we expect n to be between 25 and 30 msec, the lower bound being values obtained if calcium green is
immobile whereas the upper bound is calculated assuming that all of the
calcium green present diffuses with the time scale of the exponential
decay obtained in our bleaching experiments. With the joint effect of
both pathways, the fast time constant of the initial decay in the
average spine would be ~20 msec.
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DISCUSSION |
Dual mechanisms of calcium decay kinetics in spines
In this study we find that in the majority of spines the peak
[Ca2+]i after a
single action potential is significantly larger than that of the
neighboring dendrite and that after a breakpoint the spine assumes
dendritic time scales for a slower decay phase down to basal levels.
Our main conclusion is that there are two main mechanisms that control
the double-exponential decay kinetics of calcium in CA1 spines: (1)
active extrusion in the form of calcium pumps that must be present in
spines and dendrites and (2) diffusion of calcium across the spine
neck. The switch between the two time scales corresponds to the time of
calcium equilibration between spine and dendrite, whereas the relative
calcium amplitudes during the slow decay phase are determined by the
relative extrusion rates of the spine and dendrite. We limited our
study to AP-induced calcium accumulations to use them as a tool for
introducing a physiologically relevant pulse of calcium into the spine
and nearby dendrite. Nevertheless, because of the fast diffusional
equilibration of the spine head (<2 msec), we think that our
conclusion about the mechanisms of the calcium decays should apply to
all forms of calcium accumulations into spines, either via VSCC, NMDA
receptors, other calcium-permeable synaptic receptors, or release from
internal stores. Our measurements were taken with calcium green, which acts as an exogenous calcium buffer. However, we think that our main
conclusions still hold for the situation with no added exogenous buffer, because calcium green and the endogenous calcium buffer diffuse
slowly and the diffusion of calcium green contributes to a small extent
to the time scale of the fast spine kinetics. As we argue above,
extrapolating to an endogenous buffer capacity of 150, the decay
kinetics would be significantly faster, and undershoots and overshoots
would be more pronounced. Nevertheless, our measurements were done
after extensive whole-cell recordings, which could have a major effect
in removing or inactivating endogenous calcium buffers. Although
calcium buffers are generally thought to have low mobility (Helmchen et
al., 1996 ; Gabso et al., 1997 ), it remains possible that a mobile
calcium buffer removed during the recording could introduce another
degree of complexity to the spine calcium kinetics.
Variability in calcium decay kinetics among spines
Our second major finding is that there are significant differences
in calcium decay kinetics between different spines. On the basis of our
mathematical model we propose that these different kinetics are a
reflection of differences in the balance of decay mechanisms. The
initial fast exponential time scale differed by an order of magnitude
in our sample. The fast time scale in some spines was driven mostly by
fast extrusion (pumpers); in others it was governed mostly by buffered
diffusion of calcium through the spine neck into the dendrite
(diffusers), and in some both mechanisms contributed equally. The
extrusion time scale in the spine relative to that of the parent
dendrite also varied significantly across different spines. This
relative time scale determines the calcium amplitude relative to the
dendritic amplitude maintained during the slow decay phase, resulting
in overshoots or undershoots, and may determine the integrated
[Ca2+]i seen at
the synapse, which may prove important for the stimulation of
calcium-dependent processes. It is conceivable that the differences we
observe in [Ca2+]i
decays correlate with differences in glutamate receptor distribution (Nusser et al., 1998 ; Yuste et al., 1999 ), in the distribution of
endoplasmic reticulum or spine apparatus (Harris and Stevens, 1989 ), or
differences in calcium release from internal stores (Korkotian and
Segal, 1998 ; Emptage et al., 1999 ).
Functional regulation of calcium pumps and spine neck length
Our data predict that spines have a dual ability to regulate the
time during which they can maintain high
[Ca2+]i.
The first is the regulation of the number of
pumps via either increased lifetime (transcription vs degradation) or
anchoring in the spine internal or plasma membranes. The second is the
regulation of diffusional time scales via changes in the morphology of
the spine neck. It would be interesting to determine whether these two
pathways are modulated in concert to achieve faster or slower rates of
decay or whether they are antagonistic pathways that act to maintain an
equilibrium decay rate.
Although much work has concentrated on the role of calcium influx in
synaptic function, the role of calcium extrusion mechanisms is
unexplored. Certain forms of LTP are thought to be mediated in part by
an increased number of postsynaptic receptors at the synapse, achieved
by increased insertion into the membrane or decreased degradation of
receptors already present (for review, see Malenka and Nicoll, 1997 ).
It is possible that calcium pumps are regulated in a similar manner
also. Indeed, it recently has been shown that the expression of
particular isoforms of plasma membrane calcium pumps (PMCAs) is
modulated by the influx of calcium during depolarization (Guerini et
al., 1999 ). It is also possible that these pumps are regulated by
activity-dependent processes such as phosphorylation to increase or
decrease their pumping rates (Wang et al., 1991 ). The presence or
absence of a spine apparatus or its regulation also may influence the
extrusion rates in the spines because calcium could be sequestered into
the smooth endoplasmic reticulum (Korkotian and Segal, 1998 ; Emptage et
al., 1999 ). The history of activity at a synapse could determine the loading of the intracellular organelle and therefore affect the function of the SERCA pumps. Indeed, increased expression levels of the
SERCA-2 pump downregulate expression of PMCAs and vice versa (Kuo et
al., 1997 ). This suggests that the level of extrusion of calcium from
the spine could be controlled actively and that there may be cross-talk
between the different extrusion systems.
We show that the rate of diffusion between the spine and dendrite is
dependent on the length of the spine neck. In support of this,
long-necked spines on cultured hippocampal neurons are less likely than
short-necked spines to refill their internal stores with calcium
flowing in from the dendrite (Korkotian and Segal, 1998 ). Spine neck
length, but not diameter, has been reported to change between young and
adult animals (Harris et al., 1992 ) and during chemical manipulations
that affect synaptic strength (Hosokawa et al., 1995 ). Consistent with
this, persistent decreases in spine neck length and increases in spine
neck diameter can occur after tetanic stimulation (Fifkova and
Anderson, 1981 ). Recent reports on the movement or "twitching" of
spines (Crick, 1982 ; Fischer et al., 1998 ; Dunaevsky et al., 1999 ) on a
minutes time scale provide an alternative mechanism whereby spines
constantly can alter the diffusion across their spine necks. Finally,
the presence of organelles in or near the spine neck also may alter diffusion rates severely.
Integrated view of calcium compartmentalization
in spines
Following theoretical studies (Wickens, 1988 ; Koch and Zador,
1993 ), over the last decade imaging experiments have demonstrated that
spines constitute chemical compartments, which allow localized changes
in [Ca2+]i at an
active synapse without spreading to nearby inactive synapses (Guthrie
et al., 1991 ; Müller and Connor, 1991 ; Yuste and Denk, 1995 ).
Mechanistic studies of the calcium accumulations and decay pathways now
permit a more complete understanding of how calcium becomes
compartmentalized in spines and of the time scale of that compartmentalization. The compartmentalization can be dissected into a
spatial and a temporal component. Thus, the spatial restriction of the
compartmentalization is attributable in part to the restriction of the
calcium influx through NMDA receptors located on the spine head
(Koester and Sakmann, 1998 ; Yuste et al., 1999 ) and partly attributable
to the morphological features of the spine that hinder calcium
diffusion (Korkotian and Segal, 1998 ; this study). As we show here, the
temporal regulation of the compartmentalization is attributable to the
kinetics of the spine calcium pumps as well as to the diffusion of
calcium through the spine neck. These mechanisms create two different
temporal windows of
[Ca2+]i at the
spine: a fast one with very high
[Ca2+]i, dominated
by processes intrinsic to the spine, and a slow one of lower
[Ca2+]i, dominated
by the parent dendrite and thus shared among all spines. With the
caveats that we find major differences from spine to spine, our
extrapolation to the conditions with no exogenous buffer suggests that
the first window lasts ~20 msec. We therefore would hypothesize that
calcium-dependent learning rules specific to individual spines have
this temporal constraint, whereas learning rules driven by dendritic
[Ca2+]i could
operate within a longer temporal window. Because of the differences in
[Ca2+]i
amplitudes, it is possible that different biochemical process could be activated specifically during each of these two regimes. Our
data therefore paint a complicated, yet fascinating, picture of the
spine and suggest that the enzymatic mechanisms that read out these
different spatiotemporal calcium signals (Miller and Kennedy, 1986 )
must be sophisticated and probably equally complex .
 |
FOOTNOTES |
Received Oct. 18, 1999; revised Dec. 20, 1999; accepted Dec. 22, 1999.
This work was funded by the March of Dimes Foundation, the EJLB
Foundation, the Human Frontier Science Program, the Arnold and Mabel
Beckman Foundation, and the National Eye Institute (EY 111787). We
thank W. W. Webb, F. Helmchen, K. Holthoff, J. Kozloski, E. Neher,
D. Tank, and J. Thomas for comments and D. Tsay for help.
Correspondence should be addressed to Ania Majewska, Department of
Biological Sciences, Columbia University, 1212 Amsterdam Avenue, Box
2435, New York, NY 10027. E-mail: akm21{at}columbia.edu.
 |
APPENDIX |
Buffering capacity
The differential buffering capacity b of
a calcium buffer b is defined as the number of calcium ions bound to
that buffer divided by the number of free calcium ions, after a
given concentration change (Neher and Augustine, 1992 ):
|
(1)
|
where KD is the equilibrium
constant of buffer b, [B]T is the total
concentration of buffer b (calcium-bound and calcium-free), [Ca]f is the final free calcium concentration,
and [Ca]i is the equilibrium free calcium concentration.
Single compartment model of dendrite
If the calcium influx because of an AP is described as a function that elevates the total calcium concentration in the dendrite (free and bound to buffer) by [Ca]Td and the
extrusion rate of calcium out of the cytoplasm
( d) scales linearly with calcium concentration, the following equation describes the behavior of free
calcium concentration in the dendrite ([Ca]d)
after an AP at t = 0 (Helmchen et al., 1996 ):
|
(2)
|
where xd is the extrinsic buffering
capacity attributable to the presence of calcium green,
id is the intrinsic buffering capacity of the
buffer native to the dendrite, and [Ca]0 is the equilibrium free calcium concentration. This equation has the solution:
|
(3)
|
where d = (1 + xd + id)/ d and
Ad = [Ca]Td/(1 + xd + id). This behavior has been verified for the
proximal apical dendrite of hippocampal and neocortical pyramidal cells
(Helmchen et al., 1996 ).
Single compartment model of the spine
We model the spine as a well mixed compartment with intrinsic
buffer capacity is, extrinsic buffer capacity
xs, and extrusion rate
s connected to the dendrite described above.
By assuming that the dendrite is a much larger volume than the spine,
we can assume that the free calcium concentration of the dendrite is not affected by flow in or out of the spine. The effective diffusion rate of calcium through the spine neck will be given a characteristic rate constant n, which we will assume does not
vary with calcium concentration over the range of concentrations
generated by an AP. The differential equation that governs
[Ca]s, the free calcium concentration in the
spine, is:
|
(4)
|
Using Equation 3 to substitute for [Ca]d,
we get:
|
(5)
|
where d = (1 + xd + id)/ d and
Ad = [Ca]Td/(1 + xd + id) are the amplitude and duration of the
calcium transient in the dendrite, [Ca]0 is the
equilibrium free calcium concentration, and
[Ca]d is the initial change in calcium
concentration in the dendrite. Assuming that buffering capacities do
not vary significantly with calcium concentration, the solution to the
differential equation simplifies to:
|
(6)
|
where n = (1 + xs + is)/ n is the
characteristic buffered diffusion time of calcium through the spine
neck, As = [Ca]s/(1 + xs + is) is the initial amplitude of the free
calcium transient in the spine, s = (1 + xs + is)/ s is the
characteristic extrusion time of calcium from the spine cytoplasm via
calcium pumps, and [Ca]s is the initial
change in total calcium concentration in the spine.
Estimating the contribution of mobile
calcium indicator
To gain a physical understanding of the effect of mobile calcium
green on the decay kinetics of spines without attempting to solve the
relevant differential equation numerically, we limit ourselves to the
following approximation:
|
(7)
|
where n is the observed time scale of
diffusion, i and x
are the buffer capacities of the endogenous and exogenous buffers, respectively, DCa is the diffusion
coefficient for calcium in the absence of buffering,
Dx is diffusion coefficient of the
mobile exogenous buffer, and is a term accounting for the geometry of the spine neck ( D = ). Notice that the first
term DCa/(1 + I + x) in the curly
brackets represents the fraction of calcium that is not bound to buffer
and is therefore free to diffuse with a diffusion coefficient of free
calcium (DCa). The second term (1 + x)Dx/(1 + I + x) represents the
fraction of calcium that is bound to the mobile buffer and therefore
diffuses with the diffusion coefficient of the mobile buffer
(Dx), and the time scale of diffusion
of buffer down the spine neck is equivalent to
x = 1/ Dx.
As Dx approaches 0, n approaches the solution derived in the
previous section in which immobility of buffers was assumed [(1 + x + i)/ n where
n is
Dca].
Estimating calcium concentrations from
fluorescence transients
The fluorescence of a calcium indicator is made up of two
components: F = F0[B] + FCa[BCa]. The first is the
fluorescence of calcium-free indicator
(Fmin = F0[B], where [B] is the
concentration of calcium-free indicator), and the second is the
fluorescence of calcium-bound indicator
(Fmax = FCa[BCa] where [BCa] is the concentration of calcium-bound indicator). If
KD = [B][Ca]/[BCa] then:
|
(8)
|
 |
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