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The Journal of Neuroscience, March 15, 2000, 20(6):2295-2306
The Flathead Mutation Causes CNS-Specific
Developmental Abnormalities and Apoptosis
Melanie R.
Roberts1,
Kevin
Bittman1,
Wei-Wei
Li1,
Richard
French2,
Bartley
Mitchell3,
Joseph J.
LoTurco1, and
Santosh R.
D'Mello3
Departments of 1 Physiology and Neurobiology and
2 Pathobiology, University of Connecticut, Storrs,
Connecticut 06269, and 3 Department of Molecular and Cell
Biology, University of Texas at Dallas, Richardson, Texas 75083
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ABSTRACT |
We describe a new mutation, flathead
(fh), that arose spontaneously in an inbred
colony of Wistar rats. The mutation is autosomal recessive, and the
behavioral phenotype of fh/fh rats includes spontaneous
seizures, tremor, impaired coordination, and premature death. A
striking feature of the fh mutation is a dramatic
reduction in brain size (40% of normal at birth). In contrast, no
abnormalities are evident in the peripheral nervous system or in other
tissues outside of the CNS. Although bromodeoxyuridine incorporation
assays indicate that the rate of cell proliferation in the
fh/fh cortex is similar to that of unaffected animals,
in situ terminal deoxynucleotidyl transferase-mediated
dUTP-biotin end-labeling assays reveal a dramatic increase in apoptotic
cell death beginning after embryonic day 16 (E16). At E18 there is a
20-fold increase in cell death in the ventricular zone of
fh/fh neocortex, and at postnatal day 1 (P1), the number
of apoptotic cells is still two times that of normal. However, by P8
the extent of cell death in fh/fh is comparable to that
of unaffected littermates, indicating that the reduction in brain
growth is caused by abnormally high apoptosis during a discrete
developmental period. Late-developing structures such as the
cerebellum, neocortex, hippocampus, and retina are most severely
affected by the fh mutation. Within these structures, later-generated neuronal populations are selectively depleted. Together, these results suggest that the flathead gene
is essential for a developmental event required for the generation and
maturation of late-born cell populations in the brain.
Key words:
proliferation; seizures; neural development; neurological
mutant; apoptosis; autosomal recessive
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INTRODUCTION |
The development of the mammalian
brain depends on a complex and highly regulated sequence of events
organized into distinguishable phases. Cell division typically occurs
within proliferative zones lining the inner surface of the neural tube.
During later stages of embryonic neurodevelopment, proliferation of
these neuroepithelial cells ceases at specific times while
differentiation begins leading to the formation of all the neurons and
macroglia of the adult brain. In many brain regions, such as the
cerebral cortex or the cerebellum, postmitotic neurons migrate
considerable distances before extending axons that then make highly
precise synaptic connections. Mutations that affect the ability of
neural cells to traverse these orderly and precisely paced steps of
neurodevelopment result in developmental arrest, often leading to early
death of the affected cell populations. Indeed, the degeneration seen
in many rodent neurological mutants is known to result from defects in
a variety of processes including neural tube development (Gunther et
al., 1994 ), proliferation of neural progenitors (Herrup and Busser, 1995 ; Lee et al., 1998 ), differentiation (Mullen et al., 1976 ;
Sibilia et al., 1998 ), neuronal migration (Rakic and Sidman, 1973 ;
Herrup and Mullen, 1978 ; Goldowitz et al., 1997 ), axon formation (Dahme
et al., 1997 ; Cohen et al., 1998 ), synaptogenesis (Landis et al., 1975 ;
Roffler-Tarlov et al., 1984 ), or cellular organization (Ross et al.,
1990 ; Goldowitz et al., 1997 ). It is generally accepted that similar
developmental defects may underlie human genetic neurological
disorders. In addition to being highly reproducible genetic tools for
examining the events governing proper brain development, analyses of
rodent mutants are likely to shed insight into human neuropathologies.
In this report, we describe a new rat mutation, flathead
(fh), that appears to be brain specific. Rats homozygous
for the flathead mutation display a massive reduction in
brain size and dysgenesis of neocortex, hippocampus, cerebellum, and
retina. Mutant rats suffer from severe ataxia, tremors, and spontaneous seizures, and die within 4 weeks after birth. The reduced brain size in
flathead appears to result from a burst of apoptotic cell death that occurs during late neurogenesis. In contrast to most other
neurological mutants in which selected cell populations are affected,
the flathead mutation kills neuronal populations throughout
the brain. Thus, flathead is a "temporal mutation" that
kills diverse neuronal populations during a specific time window of
brain development. Because the effects of the flathead mutation are
evident only in the later stages of neural development, this mutant
represents a valuable tool to further our understanding of the cellular
and molecular events necessary for the generation and maturation of the
late-born cell populations.
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MATERIALS AND METHODS |
Animals. All fh/fh mutants and unaffected
littermates were generated from a breeding colony maintained at the
University of Connecticut. For embryonic studies, the detection of a
vaginal plug 3-4 hr after breeding pairs were put together was
considered embryonic day (E0). All animal care procedures were in
compliance with animal welfare guidelines.
Perfusion and histology. Rats were anesthetized with
halothane (Sigma, St. Louis, MO) and perfused through the heart first with saline followed by a phosphate-buffered (PB, 0.1 M) fixative containing 4% paraformaldehyde. Brains were
removed from the skull and fixed with 4% paraformaldehyde and
processed for either paraffin or cryostat sectioning. Nuclei were
stained by incubating slides in 4,6-diamidino-2-phenylindole (DAPI, 2 µg/ml, Sigma) for 15 min at room temperature and viewed under
ultraviolet light (260 nm). Non-CNS tissue and retina were fixed in
10% neutral-buffered formalin; gastrointestinal tissue was flushed
with 10% formalin. Paraffin sections were cut at 10 µm and stained
with hematoxylin and eosin. Stained sections were coverslipped with
permount and viewed with a Nikon Optiphot-2 microscope. For the
whole-brain histology shown in Figure 2, brains were dissected from
animals perfused with saline and then 4% paraformaldehyde, rinsed in
PBS, embedded in agar, and serially sectioned on a vibratome at 50 µm. Horizontal sections were mounted on gel-coated slides, dehydrated in ethanol and xylenes, and stained with cresyl violet.
For cytochrome oxidase staining, 50 µm vibratome sections were
incubated in DAB (Vector Laboratories, Burlingame, CA; 75 mg/ml) and
cytochrome c (Sigma; 35 mg/ml) in PBS for 2 hr at
37°C.
Immunohistochemistry. Perfused brains were fixed in 4%
paraformaldehyde in 0.1 M PB, pH 7.4, at 4°C overnight.
Tissue was cryoprotected in a solution of 30% sucrose in PBS at 4°C
for 24 hr, quick-frozen, and sectioned at 10 µm on a cryostat.
Sections were first incubated in 5% BSA for 45 min and then in PBS
containing calbindin D-28K polyclonal rabbit antibody (1:5000;
Calbiochem, San Diego, CA) for 1 hr at room temperature. The sections
were washed three times in PBS and incubated with the secondary
antibody goat anti-rabbit IgG conjugated with Texas Red (Jackson
ImmunoResearch, West Grove, PA) at a 1:200 dilution for 45 min. After
incubation with the secondary antibody, the sections were washed in
PBS. During one of the three 10 min washes, DAPI (2 µg/ml) was added to stain cell nuclei. Digital images of immunostained tissue were acquired using a SPOT-cooled CCD camera (Diagnostics Instruments) attached to an Olympus fluorescence upright microscope. After visualization using the SPOT software the images were transferred to
Adobe Photoshop software (Adobe Systems, Mountain View, CA).
Bromodeoxyuridine labeling and birth-dating. Timed-pregnant
females were injected with 60 mg/kg bromodeoxyuridine (BrdU, Sigma) 1-2 hr before they were killed by halothane inhalation. Embryos were rapidly removed and placed in cold HBSS (Life Technologies, Grand
Island, NY). Whole brains were dissected and fixed in 4% paraformaldehyde in 0.1 M PB, pH 7.4, at 4°C overnight.
Tissue was cryoprotected in a solution of 30% sucrose in PBS at 4°C
for 24 hr, quick-frozen, sectioned at 10 µm on a cryostat, and
processed for immunohistochemical identification of BrdU using the
avidin-biotin-horseradish peroxidase technique. Tissue was incubated
in PBS at 65°C for 10 min, cooled to room temperature, and incubated
in 0.1 mg/ml pepsin in 0.1N HCl. Slides were then rinsed in PBS and
incubated in 2N HCl for 10 min at 37°C. After several rinses in PBS,
slides were blocked with 5% goat serum/0.2% Triton X-100 for 45 min
and incubated for 1 hr in mouse anti-BrdU (Novocastra) diluted 1:200 in
PBS/1% normal goat serum/0.3% Triton X-100. Sections were visualized using the indirect avidin-biotin-horseradish peroxidase technique and
followed by nickel-intensified diaminobenzidine. After visualization, sections were lightly counterstained with 1% pararosanaline,
dehydrated, cleared, and coverslipped in Permount. To quantify the
number of cells positive for BrdU in the neocortical ventricular and subventricular zones and external granule layer (EGL) of cerebellum, cell counts were made from parasagittal sections obtained from the same
relative position in fh/fh and unaffected littermates. The
area of VZ that was quantified was at the mid anterior-posterior region of dorsal telencephalon.
For birth-dating experiments, timed pregnant rats were injected with
BrdU at either 15 or 18 d of gestation. Two weeks after birth,
fh/fh animals and unaffected littermates were perfused and
processed for BrdU immunocytochemistry. Images of sections were
digitized and analyzed with NIH Image 1.59. To quantify the migration
pattern in neocortex, labeled cells in equivalent areas of
somatosensory cortex of fh/fh and unaffected littermates
were analyzed. The shortest radial distance from the pia was then
determined for each of 200-300 BrdU cells for each injection time.
Because of the difference in cortical thickness between mutant and
unaffected brains, the migration distance was expressed as a percentage
of the thickness of neocortex.
Terminal deoxynucleotidyl transferase-mediated dUTP-biotin
end-labeling assay. Detection of apoptotic cells in brain slices was performed using the apoptosis detection system from Promega (Madison, WI), which is based on the terminal deoxynucleotidyl transferase-mediated dUTP-biotin end-labeling (TUNEL) method described by Gavrieli et al. (1992) . Briefly, 10 µm cryosections were washed for 5 min in PBS, dehydrated through an ascending series of ethanol and
xylene, and rehydrated through descending ethanols. Next, sections were
washed in 0.85% NaCl for 5 min and in PBS for 5 min, and fixed in 4%
formaldehyde for 15 min. After two 5 min rinses in PBS, sections were
incubated in 20 µg/ml proteinase K for 8-10 min. Sections were
washed in PBS for 5 min, post-fixed in 4% formaldehyde for 5 min, and
washed in PBS for 5 min. Sections were equilibrated in the provided
equilibration buffer for at least 10 min before incubation in a mixture
of terminal transferase/florescein-conjugated dNTP for 1 hr at 37°C
in a humidified chamber. The reaction was terminated by rinsing in 2×
SSC for 15 min, rinsed twice in PBS for 5 min, and counterstained in 40 ng/ml propidium iodide (Sigma) for 15 min. Sections were rinsed three
times for 5 min in deionized H2O and coverslipped
in antifade reagent (Molecular Probes, Eugene, OR). Sections were
viewed with a Nikon Optiphot-2 microscope with an episcopic
fluorescence attachment (EFD-3, Nikon.) To quantify the number of
TUNEL-positive cells in neocortical ventricular and subventricular
zones, and the EGL of cerebellum, cell counts were made from
parasagittal sections obtained from the same relative position in
fh/fh and unaffected littermates.
Blunt-end ligation-mediated PCR. Genomic DNA was analyzed by
blunt-end ligation-mediated PCR (LM-PCR) as described by Blaschke et
al. (1996) . This technique is based on the attachment of partially overlapping primers to the ends of genomic DNA that is then subjected to PCR amplification. Because the DNA from apoptotic cells is fragmented, it serves as a better substrate for primer ligation and
amplification than the uncleaved DNA from healthy cultures. The
"ladder-like" pattern of amplified DNA indicates nonrandom DNA
cleavage, a characteristic feature of apoptosis. Briefly, 1 nM each of 24- and 12-mer oligonucleotides (24 bp:
5'-AGCACTCTCGAGCCTCTCACGGCA-3'; 12 bp: 5'-TGCGGTGAGAGG-3') was annealed
by heating the mixture to 55°C followed by slow cooling to 10°C.
Annealed primers were ligated to 2.5 µg of genomic DNA isolated from
E19 fh/fh and unaffected brains. The mixture was diluted to
25 µg/ml, and 5 µl of this was used with 125 pmol of the 24-mer
primer in a 30-cycle, two-step (94°C for 1 min, 72°C for 3 min) PCR
amplification reaction. Amplified DNA was electrophoresed through a
1.5% agarose gel and stained with ethidium bromide.
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RESULTS |
Origin of the flathead mutation
After ~1.5 years of inbreeding in a colony of Wistar rats
generated from approximately 10 original founders, several litters were
observed to contain animals with the fh/fh phenotype. Three breeding pairs that gave rise to fh/fh offspring were
isolated and used to generate a separate colony (WUC1). Inquiries to
Charles River Laboratories, the source of the original animals in the colony, indicated that they have not observed animals in their Wistar
colony that display the fh/fh phenotype. The mutation, therefore, appears to have arisen spontaneously in the breeding colony
at the University of Connecticut animal facility. Because breeding
records were not maintained in the years before the appearance of the
first fh/fh animals, it is not possible to determine when the mutation arose. However, considering that there were at least three
fh/+ breeding pairs in a colony that contained approximately 20 breeding pairs, the mutation probably arose within 1 year of the
colony's origin.
General appearance of fh mutant
Affected rats can be distinguished at birth by a flattened skull
and resting tremor. The behavioral phenotype also includes a lack of
balance, ataxia, and progressive dragging of the hindlimbs. Closer
observation of affected rats revealed certain features of behavioral
seizures (Sarkisian et al., 1999 ), such as periodic tail flexion (strub
tail) and tonic limb extension. The deficiency in motor control worsens
with age; by 3 weeks of age, affected animals often drag their
hindlimbs and fall to one side when walking. However, normal righting
reflexes are observed, which suggests that the lack of balance is
attributable to a deficiency in motor control and not to a vestibular
defect. Affected rats die between 25 and 30 d of age.
fh is an autosomal recessive mutation
To determine the inheritance pattern of the new mutation, we
established breeding colonies starting from three different breeding pairs, selected on the basis of their ability to produce offspring with
the fh phenotype. These animals were designated as the WUC1 strain of rats. To determine whether the defect in this strain segregated as a single gene, we performed a series of intercrosses and
backcrosses. As shown in Table 1, in 26 of 26 WUC1 breedings, approximately one-fourth (26%) of the offspring
born had the fh phenotype. This is consistent with the
expected distribution of a recessive mutation, although a reduced
penetrance dominant mutation was also conceivable. However, because
crosses into wild-type colony animals from vendor did not produce
litters with the fh phenotype, that possibility was ruled
out. To test the hypothesis that this mutation segregates as a single
gene, a backcross was performed between 17 unaffected F1 progeny from a
WUC1 × WUC1 intercross. As shown in Table 1, approximately
two-thirds of these matings gave rise to offspring with fh
phenotype (12 of the 17 backcrosses produced litters containing
affected animals). In addition, the phenotype was not associated with a
particular gender. Of the flathead animals in which gender was
determined, 54% were female and 46% were male. Taken together, these
results indicate that fh is an autosomal recessive
mutation.
The effects of the fh/fh mutation are restricted to
the CNS
As a first step toward characterization of the fh/fh
mutation, we compared brain and body weights of fh/fh rats
and unaffected littermates at various ages. As shown in Figure
1A,B,
although fh/fh rats often weigh slightly less than their
unaffected littermates prenatally and in the first week of life, their
body weights fall within the range of expected variations through this
period. After the first week, however, the difference in body size
increases progressively until the death of the animal, at which time
affected animals weigh less than one-half that of their unaffected
littermates (data not shown). Histological examinations were therefore
performed to determine whether any non-neural tissues and organs were
affected. Examination of several structures of the peripheral nervous
system and other organ and tissue types revealed no difference between fh/fh and unaffected animals (Table
2, Fig. 2).
Given that no abnormality is evident outside the CNS, it is likely that
the progressive decrease in body weight is an indirect effect, possibly caused by poor feeding by fh/fh animals after birth.

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Figure 1.
The flathead mutation
preferentially affects the brain. A, The bodies of
unaffected (left) and flathead
(right) littermates on P10 are similar in size. Also
note the slightly flattened curvature of the flathead
skull (arrow). B, A graph of body weights
of flathead (striped bars) and unaffected
rats (black bars) reveals no significant
difference in body weights from E19 until the end of the first
postnatal week. C, A flathead brain
(right) is significantly smaller than an unaffected
(left) littermate on P14. Note that although the entire
brain is smaller, the cortex and cerebellum are especially reduced in
size. D, A graph of brain weights from E19 to P7 shows
that a flathead brain weighs approximately one-half that
of a normal brain. Four to eight animals were used for each point.
*p < 0.05.
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Figure 2.
Light microscopic comparison of body tissues from
mutant and unaffected animals did not reveal any differences.
fh/fh and unaffected littermates of ages 1, 7, 14, and
21 d were perfused, fixed, and sectioned as described in Materials
and Methods. Sections were stained with hematoxylin and eosin and
examined by light microscopy. Images from representative
fh/fh tissues are shown. A, Pituitary at
P14. B, Adrenal gland at P14. C, Dorsal
root ganglion at P21. D, Olfactory epithelium at P21.
E, Cochlea at P14. F, Superior cervical
ganglion at P21. G and H show thoracic
spinal cord from normal and fh/fh animals at P14.
P.N., Pars nervosa; P.I., pars
intermedia; P.A., pars anterior; C,
adrenal cortex; M, adrenal medulla; N,
neuron; Myl, myelinated nerve fibers;
Sus, suscentacular cells; Sen, sensory
cells; HC, hair cells; CN, central canal;
WM, white matter.
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In contrast, the brain is much smaller in fh/fh rats than in
their unaffected littermates (Fig. 1C,D).
Although no difference was detected at E16 in several litters from WUC1
breedings (data not shown), at E18 the fh/fh brain weighed
~26% less than their unaffected littermates (data not shown), and by
E19 the discrepancy in brain size increased to 51%. After this point,
the fh/fh brain remained approximately one-half the size of
a normal brain throughout the 3-4 week life-span. Reduction in the
size of the brain is not limited to a specific area but affects many
regions, at least to some extent (Figs. 1C,
3). Most dramatic was the reduction in
the size of the cortex and cerebellum, whereas the tectum was less
severely affected (Figs. 1C, 3). An examination of the
fh/fh spinal cord showed reduced cross-sectional area
characterized by an overall decrease in white matter with normal gray
matter (Fig. 2G,H). It is possible that
this is the result of the reduced number of axonal processes exiting
the brain.

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Figure 3.
Light microscopic comparison of horizontal brain
sections of fh/fh and unaffected littermates at P0, P7,
P14, and P21. Halothane-anesthetized animals were intracardially
perfused and then fixed and sectioned on a vibratome at 50 µm.
Horizontal sections were mounted on gel-coated slides and stained with
cresyl violet. The fh/fh brain is significantly smaller
at all ages. Although all brain regions are reduced in size, the
cerebral cortex and cerebellum are particularly affected in
fh/fh.
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Structures containing postnatally generated cells are most affected
in fh/fh rats
To examine the fh/fh brain in more detail, we focused
on four areas: the neocortex, the hippocampus, the cerebellum, and the retina. These areas were chosen because of their organized structures and defined cell populations.
Neocortex
The neocortex of the fh/fh rat is reduced in overall
size and thickness, flattened on the dorsal surface, and shortened at the caudal aspect (Fig. 3). During normal cortical development, neuronal precursors migrate radially outward to populate the cerebral isocortex after their terminal mitosis in the ventricular zone between
days 14 and 20 of gestation in the rat (Berry and Rogers, 1965 ). The
earliest born neuronal precursors form the deepest layers of the
isocortex and later born precursors migrate through the existing layers
to form the superficial layers (Angevine and Sidman, 1961 ; Luskin and
Schatz, 1985 ).
Examination of the neocortex by light microscopy suggested that the
overall pattern of lamination in fh/fh is generally
normal, with a clear, cell-sparse layer I under the pia and a thin,
dense layer VIb overlying the white matter. Relatively minor
alterations in specific layers can be clearly observed, however, in the
mutant cortex. In particular, layer 2/3 appears thinned. To investigate this further we used two markers, one for layer IV in somatosensory cortex (cytochrome oxidase staining) and another for layer 2/3 pyramidal cells (calbindin). As shown in Figure
4A, the cytochrome oxidase stain in the mutant is both thinner and transposed toward the
pial surface relative to the staining in normal cortex. In addition,
calbindin antibody, which in addition to labeling non-pyramidal cells
in all layers, labels pyramidal cells in layer 2/3, shows a clear
difference between mutants and wild type. The staining in
fh/fh for calbindin-positive pyramidal cells is confined
to a narrow band under layer I, whereas in controls, layer 2/3 is approximately one-third the cortical thickness (Fig.
4B). This result indicates selective depletion of
later-generated neurons in the fh/fh neocortex.

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Figure 4.
fh/fh mutants have reduced
thickness of superficial layers but display a normal inside/out pattern
of migration in neocortex. A, Cytochrome oxidase stain
of somatosensory cortex. Note the thinning and transposition of layer
IV toward the pial surface. Scale bar, 1 mm. B,
Calbindin immunostaining in fh/fh labels a thin upper
layer, which is wider in wild type. C, BrdU
immunocytochemistry of a P14 fh/fh animal that was
pulsed with BrdU at E15 (left) and another P14
fh/fh that was pulsed with BrdU at E18
(right). Labeling was examined in sections 2 weeks after
birth. Most of the cells labeled by an E18 injection are localized to
upper layers of somatosensory cortex, whereas the E15 injection
resulted in staining throughout lower layers of neocortex. Scale bar,
50 µm.
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To determine whether reduced thickness of the upper layers in the
flathead mutant is caused by inappropriate migration and whether the
normal "inside-out" of cortical migration occurs in fh/fh, we performed BrdU birth-dating experiments in which
premigratory proliferating neurons were labeled and their position
examined postnatally. Figure 4C shows BrdU staining of the
somatosensory cortex of P14 fh/fh animals that were pulsed
with BrdU at E15 and E18. In fh/fh animals pulsed at E15 and
examined 2 weeks after birth, BrdU-positive cells were localized
throughout the neocortex with a higher proportion found in the lower
layers. When pulsed with BrdU at E18, however, the majority of labeled
cells in both fh/fh and littermates were localized to the
upper cortical layers (Fig. 4B). These results
indicate that despite the overall reduction in the thickness of
neocortex and specifically of the upper layers in fh/fh, an
inside-out pattern of migration is still preserved.
Hippocampus
The dentate gyrus, the last structure of the hippocampus to form,
is greatly reduced in fh/fh mutants (Figs. 3,
5A,B).
In fact, the inferior blade of the dentate gyrus is completely missing. The dentate gyrus is composed of three layers: the cells of the hilus
and molecular layers of the dentate gyrus are born between E16 and E18
in the ventricular neuroepithelium, and the dentate granule cells arise
from a secondary proliferative zone during the first postnatal week
(Schlessinger et al., 1975 ; Bayer, 1980 ). In contrast, the hippocampus
proper (Ammon's horn), which grows most rapidly between embryonic days
16 and 17, is less affected in the fh/fh brain (Fig.
5A,B).

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Figure 5.
Thionin staining reveals depletion of neuronal
populations born late in neurogenesis and disruption of normal laminar
structure. Paraffin-embedded sections (10 µm) of fh/fh
(A) and unaffected (B) hippocampus at P21
were stained with thionin and analyzed by light microscopy. The figure
shows that the dentate gyrus (DG) is virtually absent in
the mutant, and the CA3 region of Ammon's horn is shortened and cell
sparse. Sagittal sections of P14 fh/fh
(C) and unaffected (D)
cerebellum show that some external granule cell layer
(EGL) and scattered PCs are present in the
fh/fh, but the internal granule cell layer
(IGL) is absent. Sections of the P12 retina from
fh/fh (E) and unaffected (F) show
that the photoreceptors in the outer nuclear layer (ONL)
are severely depleted. Although the laminar structure is disrupted, the
inner nuclear layer (INL) and ganglion cell layer
(GCL) are less affected.
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Cerebellum
The cerebellum of the fh/fh mutant is extremely
hypoplasic. Although the characteristic cortical foliations are
discernible in fh/fh, they are rudimentary, and the depths
of the folds are markedly reduced (Fig. 3). Light microscopic studies
have revealed a severe dysgenesis of the lamination pattern. The normal
cerebellum has four layers: the external granule cell layer, molecular
layer, Purkinje cell layer, and internal granule cell layer (Fig.
5D). Purkinje neurons are born in the ventricular
neuroepithelium and exit this germinal zone between E11 and E13 (Altman
and Bayer, 1985a ,b ; Goldowitz and Hamre, 1998 ). Cerebellar granule
cells arise between E13 and E15 from a more caudal germinal zone
adjacent to the rhombic lip (Adler et al., 1996 ; Altman and
Bayer, 1985a ,b ). In contrast to the Purkinje cells, however, granule
cell precursors continue to proliferate over the next few days as they
migrate to form the EGL (Rakic, 1985 ; Hatten, 1990 ; Adler et al., 1996 ; Goldowitz and Hamre, 1998 ). Postnatally, the cells in the expanding EGL
begin a secondary migration inward on Bergmann glia to form the
internal granule layer (Rakic, 1985 ; Hatten, 1990 ; Goldowitz and Hamre,
1998 ). Therefore, although cells giving rise to granule neurons arise
prenatally, they reach their final numbers and exit the cell cycle only
after birth. In the fh/fh mutant, distinct cell layers are
not observed (Fig. 5C). Large Purkinje neurons are scattered
throughout the cerebellar cortex, and only a thin external granule
layer is seen. The late developing internal granule cells are virtually
absent (Fig. 5C).
Retina
In the fully developed normal retina (Fig. 5F),
there are three distinct layers: the ganglion cell layer, the inner
nuclear layer (containing bipolar and amacrine cells), and the outer
nuclear layer (containing photoreceptors). The bipolar and ganglion
cell precursors are generated by E17, and although the genesis of cone precursors is completed by E16, the peak of genesis of the more abundant rod photoreceptors is reached on the day of birth and extends
to P5 (Braekevelt and Hollenberg, 1970 ). In contrast to the
normal retina, in fh/fh only two layers are discernible: the ganglion cell layer and a nuclear cell layer that appears to be a
fusion of the inner nuclear layer and photoreceptor layer (Fig. 5E).
Our observations suggest that cell populations generated late during
brain development (postnatally) are more affected in fh/fh
than those that are generated relatively early. To further investigate
this issue, we subjected sections of the 7-d-old cerebellum from normal
and fh/fh animals to immunohistochemical analysis using a
calbindin antibody. Within the cerebellum, calbindin stains Purkinje
neurons specifically. As expected in normal cerebellum, calbindin
staining is restricted to the Purkinje cell layer, which is situated
above the nascent IGL layer (Fig. 6). In
fh/fh, however, the cerebellum appears to be devoid of
mature granule cells, and with the exception of the narrow EGL, most of
the cells within the cerebellum stain positively for calbindin (Fig.
6). The late-developing granule cells are therefore affected much more
severely than Purkinje neurons, which are generated before the period
at which cell death is rampant in the fh/fh brain.

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Figure 6.
Calbindin immunostaining reveals that
fh/fh cerebellum contains mostly Purkinje neurons.
Frozen sagittal sections of 7-d-old normal and fh/fh
brains were processed for immunohistological detection of calbindin, a
protein expressed specifically by Purkinje neurons in the cerebellum.
Red represents calbindin staining, whereas
blue represents nuclei stained with DAPI.
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Reduced brain size in fh/fh is caused by an increase
in apoptosis, rather than decreased cell proliferation
During development, brain growth is regulated by two opposing
processes: cell proliferation and cell death. The fh/fh
brain grows at the same rate as a normal brain until approximately E18, when a 26% reduction in brain size is observed. The reduced
fh/fh brain size could be caused by a decreased rate of cell
proliferation, an increase in the amount of cell death, or a
combination of the two processes. To determine the cause of the reduced
fh/fh brain size, we quantified the proliferating population
using BrdU incorporation assays. To determine the percentage of cells
in S-phase of the cell cycle in embryonic cerebral cortex and postnatal
cerebellum, animals were injected with BrdU at E19 and P1, and the
percentage of BrdU-positive cells in the periventricular epithelium
(PVE), ventricular and subventricular zones, and EGL was determined. These ages were chosen for analysis because reduction in the sizes of
cerebral cortex and cerebellum are clearly discernible. As shown in
Figure 7, the percentage of proliferating
cells in the PVE of fh/fh cerebral cortex was similar to
that of unaffected animals. Analysis of P1 cerebellar sections also
showed similar proportions of BrdU-positive staining in the EGL of
fh/fh and unaffected rats (Fig. 7).

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Figure 7.
BrdU pulse labeling reveals a comparable rate of
proliferation in fh/fh and unaffected cortex. Animals
were injected with 60 µg/g of BrdU 1 hr before they were killed.
Paraffin sections were processed for immunohistological detection of
BrdU incorporation as described in Materials and Methods. BrdU labeling
in the E19 unaffected (left) and fh/fh
(right) cortex and P1 cerebellum is shown. The
percentage of total BrdU-positive cells in the PVE of the cerebral
cortex and EGL of the cerebellum has been quantified
(n = 4) and shown graphically. No significant
difference in the proportion of BrdU-positive cells was observed in
cortical or cerebellar sections between unaffected and
fh/fh animals.
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Because the rate of proliferation in two different proliferative zones
was not altered significantly, we proceeded to determine whether
fh/fh brains displayed a higher incidence of cell death. As
a first step, we used the DNA-binding nuclear stain DAPI. As shown in
Figure 8A, an
examination of DAPI staining in the cortex of normal brains at E18
reveals only a very small percentage of dying neurons as judged by the
characteristic pyknotic or fragmented nuclei. In contrast, nuclear
staining of fh/fh brains of the same age revealed a large
number of dying cells scattered throughout the cerebral cortex (Fig.
8A). Although condensed nuclei are most characteristic of cells in late stages of apoptosis, nuclei may also
appear smaller in necrotic cells and during certain stages of mitosis.
To determine whether these pyknotic nuclei indicate increased apoptotic
cell death, we looked at the extent of DNA fragmentation in the
unaffected and fh/fh brain at E19 using the LM-PCR method
described by Blashke et al. (1996) , which is known to be
significantly more sensitive than the standard electrophoresis of
soluble DNA. Using this technique, a ladder-like pattern of nucleosomal-length DNA fragments, a hallmark of apoptotic cells, is
detectable in DNA extracted from the fh/fh brain but not
from the normal brain at this age (Fig. 8B). This
supports the results obtained from DAPI staining and also confirms that
the increased cell death at E19 is caused by apoptosis. This was
further verified using the TUNEL method, a technique capable of
specifically labeling apoptotic nuclei in situ. At E18 we
found 20-fold more TUNEL-positive cells in the fh/fh cortex
than in the unaffected cortex (Fig. 9).
Quantification of TUNEL-positive cells (Table
3) indicated that although fewer than 1 in 400 cells was apoptotic at a given time in the normal cerebral
cortex, approximately 1 in 20 cells was undergoing apoptosis in the
fh/fh cortex. Interestingly, although dying cells were
scattered throughout the cortex, proliferative areas displayed the
highest density of TUNEL staining, a pattern also seen during normal
brain development, albeit to a much smaller extent (Blaschke et al.,
1996 ; Thomaidou et al., 1997 ). Together, these data suggest that the
decreased brain size in fh/fh is not caused by decreased
cell proliferation but by a dramatic increase in the amount of cell
death.

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Figure 8.
Increased cell death in fh/fh
cortex. Cell death was examined by nuclear staining
(A) and LM-PCR amplification of DNA
(B). DAPI staining reveals a greater number of
pyknotic nuclei in the fh/fh cortex
(arrows) than in the unaffected cortex at E18. To
determine whether these pyknotic nuclei might be apoptotic (rather than
necrotic or mitotic), we used the LM-PCR technique to preferentially
amplify fragmented DNA from E18 fh/fh and normal brains.
After amplification, DNA from unaffected and fh/fh
animals was analyzed by electrophoresis, which revealed a laddering
pattern in DNA from the fh/fh but not the unaffected
brain. Numbers on the left indicate
molecular sizes in kilobases.
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Figure 9.
TUNEL-labeling reveals an increase of apoptotic
cell death in the fh/fh cortex and cerebellum. Frozen
tissue was sectioned at 10 µm, permeabilized with proteinase K, and
incubated with florescein-conjugated terminal transferase for 1 hr to
label fragmented DNA. Top panels, TUNEL labeling in the
E18 unaffected (left) and fh/fh
(right) cortex. Although the number of dying cells is
dramatically increased in all areas of the cortex at E18, the pattern
of cell death in the fh/fh cortex mirrors the pattern
observed in the normal cortex at this age. Specifically, the areas of
highest cell death occur in the periventricular epithelium
(PVE), which contains mostly proliferating cells,
whereas the cortical plate (CP) and intermediate zone
(IZ) have less cell death. Bottom panels,
TUNEL labeling in the unaffected (left) and
fh/fh (right) cerebellum at P1. The
external granule layer (EGL) of fh/fh
displays substantially more TUNEL-positive cells than that of an
unaffected littermate. Although a distinct internal granule layer
(IGL) is lacking in the fh/fh cerebellar,
the proportion of TUNEL-positive cells in the region internal to the
EGL was comparable to that of the normal IGL.
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Examination of the fh/fh cerebellum also shows a marked
increase in the proportion of apoptotic cells compared with normal (Fig. 9). As in the cerebral cortex, the difference in the extent of
cell death is particularly dramatic in the proliferative zone (EGL) of
the cerebellum (sixfold higher in fh/fh). Although a distinct IGL is not discernible in fh/fh, the extent of cell
death in the region internal to the EGL was relatively similar to that seen in unaffected animals.
Cell death in fh/fh occurs in a narrow time window
beginning around E18
The TUNEL method was used to determine the location and extent of
apoptosis in the developing brain, the TUNEL method was used to label
fragmented DNA ends in situ. Because the cerebral isocortex
has a well defined structure and is dramatically reduced in size in
mutants, we concentrated our efforts on this region. A time course
study of cell death in the fh/fh isocortex using the TUNEL
technique was performed. At E16, before the reduction in
fh/fh brain size is apparent, no significant difference in the pattern or amount of cell death could be detected. By E18, the
average fh/fh brain weighs 26% less than an unaffected
brain, and in the proliferative zone, more than one of every six
cells is apoptotic (Table 3). The number of TUNEL-positive cells in fh/fh is still greater than unaffected at P1 (Table 3, Fig.
10), but the rate of death is roughly
one-half of what it was at E18. By P8, the percentage of TUNEL-positive
cells is similar between unaffected and fh/fh brains
(Fig. 10).

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Figure 10.
TUNEL labeling of the ventricular region of the
cerebral cortex at E16, E18, P1, and P8 reveals that cell death occurs
within a narrow time window during development of the
fh/fh cortex. Frozen tissue was sectioned at 10 µm,
rinsed in xylenes to remove lipids, permeabilized with proteinase K,
and incubated with florescein-conjugated terminal transferase to label
fragmented DNA. Sections were counterstained with propidium iodide (see
panels at left). Our results indicate
that the onset and peak of cell death occurs around E18. Although the
fh/fh cortex has a higher rate of cell death than a
normal brain at P1, the frequency of cell death is approximately
one-half of what it was at E18. By P8, only a few scattered cells are
TUNEL positive in the fh/fh, which is similar to the
pattern observed in a normal brain (data not shown).
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fh/fh animals display recurrent
spontaneous seizures
As described previously, fh/fh animals display certain
features of behavioral seizures such as periodic tail flexing and tonic limb extension. To confirm that these behaviors are indicators of
spontaneous seizures, electroencephalogram (EEG) recordings were
performed. Figure 11 shows an EEG of a
spontaneously occurring seizure in a P14 fh/fh animal.
Recordings from the surface of neocortex in several sites indicate that
the seizures are generalized across the entire cortex and synchronously
involve both the left and right hemispheres. Such
electroencephalographic seizures occur in mutants at a frequency as
high as one seizure every 8-12 min from P7 to P18. After P19, seizures
become far less frequent but more severe in their behavioral
manifestations, often including loud vocalizations leading to complete
tonus. A more complete characterization of seizures in fh/fh
has just been published (Sarkisian et al., 1999 ).

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Figure 11.
Representative EEG recording from a
fh/fh rat at P14 before (top), during
(middle), and after (bottom) a
spontaneous convulsive seizure. Such seizure activity has been recorded
in 72 animals, with seizures occurring at a rate of four to six per
hour from P7 to P18.
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DISCUSSION |
We describe a novel neurological rat mutant that displays reduced
brain growth, ataxia, spontaneous seizures, and premature death. We
have named this mutant flathead based on the first outward phenotypic trait that we noticed in affected animals: reduced cranial
curvature. Our results indicate that fh is an autosomal recessive mutation with complete penetrance. While the entire brain and
the spinal cord are reduced in size, certain areas such as the cerebral
cortex and cerebellum are disproportionately smaller. Although a
decrease in fh/fh body weight is also measurable after the
first week, this is likely to be a consequence of poor feeding rather
than a direct effect of the mutation. Indeed, histological analysis of
sections from various parts of the fh/fh peripheral nervous
system and non-neural tissues failed to reveal any abnormalities. Histological examination indicates that even within the brain, the
mutation appears to be without any discernible effect until E16. The
fh/fh mutation therefore exerts its effects during later stages of brain development.
Because the smaller brain size in fh/fh could result from a
reduction in cell proliferation, we used BrdU pulse-labeling to assess
the proportion of proliferating cells in fh/fh cerebral cortex at E19, the time at which the size difference between mutant and
unaffected brains becomes evident. This assay indicates that the rate
of proliferation in the fh/fh brain is comparable to that of
unaffected rats. In contrast, we discovered that there is a dramatic
increase in cell death within the fh/fh brain at the time at
which reduction of brain size becomes evident, indicating that
increased cell death rather than reduced cell production is responsible
for the smaller fh/fh brain. Based on the condensed nuclear
morphology, positive TUNEL staining, and the detection of nonrandom DNA
fragmentation, we conclude that the aberrant cell death in
fh/fh animals is caused by apoptosis rather than necrosis.
Although much of our attention has focused on the cerebral cortex, it
deserves mentioning that the increased cell death in fh/fh
occurs throughout the brain (M. Roberts and S. R. D'Mello, unpublished observations).
An interesting feature of the aberrant cell death in fh/fh
is that it occurs in a narrow time window late in neurodevelopment, a
period during which proliferation of neuronal progenitors in many brain
regions, including the neocortex, is ceasing and differentiation is
beginning. Although proliferative zones display a higher amount of cell
death, cells that undergo apoptosis may include both differentiated neurons and proliferating progenitors. The depletion of progenitors would be expected to severely affect the neuronal populations that are
derived from them. Consistent with such a possibility is the
observation that neuronal populations generated later during brain
development are more severely affected by the late burst of cell death
in fh/fh. For example, granule neurons within the cerebellum, most of which are produced postnatally within the EGL, are
severely depleted. In comparison, Purkinje neurons that are generated
by E13 appear to be spared. In the absence of the internal granule
layer, however, these neurons are scattered throughout the cerebellar
cortex rather than being organized into a single layer. In the
hippocampus, the dentate gyrus is missing almost entirely, whereas the
cells of the Ammon's horn, which are generated mainly between E16 and
E17, are relatively unaffected. Within the retina, photoreceptor cells
that are generated postnatally are significantly reduced in number,
whereas the deeper layers containing earlier born bipolar and ganglion
cells appear less affected (V. Leung and J. J. LoTurco,
unpublished data). Finally, within the neocortex, layers 2/3, which are
composed of neurons generated late during cortical development, are
severely reduced in thickness, whereas the deep layers that contain
earlier-born neurons are relatively unaffected.
Despite extensive cell loss, the inside-out pattern of neocortical
lamination is generally unaffected in fh/fh, indicating that
migration per se is not defective in fh/fh. Failure of
neurons to accurately migrate during development has been described in other mutants such as weaver, reeler, and
scrambler (Rakic and Sidman, 1973 ; Pinto-Lord et al., 1982 ;
Goldowitz et al., 1997 ; Gonzales et al., 1997 ). Although the dysgenesis
in the fh/fh cerebellum is reminiscent of these mutants, the
relatively normal neocortical layering suggests that the increased cell
death is not attributable to defective migration but to the failure of
granule cells (which make up much of the cerebellar cortex) to form.
Similarly, disruption of lamination in the retina likely results from
the failure of photoreceptor cells to form. It is possible, however,
that although the fh mutation does not affect the ability of
migrating neurons to find their appropriate location, it may prevent
the initiation of migration (for example, a process such as interaction
with radial glia) of neurons that are generated after E18. The higher incidence of cell death in the proliferative zones of the cerebral cortex and the cerebellum would be consistent with such a notion. Moreover, a careful examination of the cerebellar EGL of
fh/fh shows that most of the dying cells are located along
the internal edge of the EGL. Failure of late-born cells that have
exited the cell cycle to differentiate appropriately could also be
possible. Taken together with the finding that BrdU incorporation in
fh/fh cortex and cerebellum is normal, our results raise the
possibility that the fh/fh mutation affects a step between
cell proliferation and neuronal migration that leads to an arrest in
normal brain development. Supporting the idea that the fh/fh
mutation causes developmental arrest is the observation that (Figs.
1C, 3) the P14 fh/fh brain resembles that of a P0
wild type. Therefore, although it is possible that aberrant induction
of apoptosis is the primary cause of the reduced brain size, it is more
likely that cell death represents an epiphenomenon of a larger
developmental arrest involving defective proliferation, cell-cycle
exit, differentiation, or initiation of migration.
The precise cause of the demise of mutant animals is not known. Because
of their neurological abnormalities, fh/fh rats are unable
to compete with their unaffected littermates for food. However, we have
observed that the life-span of fh/fh rats is not
significantly extended even if nonmutant littermates are separated at
birth, suggesting that the inability to compete for food is in itself
not responsible for the short life-span. Moreover, autopsy of
fh/fh reveals milk in the stomach. Another possibility is
that the recurrent episodes of seizures is responsible for the
premature demise of these animals. EEG recordings indicate that
seizures in fh/fh occur at a frequency of four to six
episodes per hour for much of the brief life-span of the animal
(Sarkisian et al., 1999 ). Although we have not determined whether the
seizures in the days preceding death do in fact cause cell death, such
cell loss could kill the animal directly or indirectly by affecting important respiratory, circulatory, or visceral systems.
In summary, we describe a new neurological mutant, fh, that
displays extensive and brain-specific cellular degeneration.
Degeneration has also been observed in a number of other neurological
mutants. Although similar to other mutants in this regard, the pattern of neuronal death in fh/fh is different in two respects.
First, this mutation affects diverse populations of cells that appear to share no functional or biochemical relationship, and cell loss occurs all over the brain. Second, cell death occurs in a narrow time
window late in neurodevelopment and therefore represents a temporal
mutation. Several developmental events such as proliferation, differentiation, and migration, are underway during the period at which
cell-death is seen in fh/fh, and it is likely that the mutation affects one of these important processes. Regardless of the
actual process that is affected, the unique phenotype displayed by
fh renders it a valuable tool for investigating the
mechanisms that regulate later stages of normal neurodevelopment and
for ultimately identifying the molecules involved. Because virtually every region of the brain is affected, the mutation likely affects a
common and fundamental process as opposed to cell or region-specific feature of neurodevelopment. Recently, we mapped fh to a
region of rat chromosome 12 ~2 cm telomeric to Nos-1, and there are
no known mouse mutations in the homologous region of mouse chromosome 5 or human chromosome 12 that have a neurological phenotype (Cogswell et
al., 1998 ). Therefore, the fh mutation is likely to involve a novel gene essential to normal perinatal brain development. Because
reduced brain size and seizures are also seen in humans with autosomal
recessive microcephaly (Holmes and Logan, 1980 ; Tolmie et al., 1987 ;
Perlman and Argyle, 1992 ), and aberrant neuronal loss via induction of
apoptosis is seen in a number of neurodegenerative diseases, the
flathead mutation could shed valuable insight into the
genetic and biochemical mechanisms affected in numerous neuropathologies.
 |
FOOTNOTES |
Received May 26, 1999; revised Jan. 10, 2000; accepted Jan. 10, 2000.
Correspondence should be addressed to Santosh R. D'Mello, Department
of Molecular and Cell Biology, University of Texas at Dallas, 2601 North Floyd Road, Richardson, TX 75083. E-mail:
dmello{at}utdallas.edu.
 |
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