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The Journal of Neuroscience, January 1, 2001, 21(1):169-175
Bcl-XL-Caspase-9 Interactions in the Developing
Nervous System: Evidence for Multiple Death Pathways
Aliya U.
Zaidi1,
Cleta
D'Sa-Eipper1,
Jennifer
Brenner1,
Keisuke
Kuida2,
Timothy S.
Zheng3,
Richard A.
Flavell4,
Pasko
Rakic5, and
Kevin A.
Roth1
1 Department of Pathology and Immunology, Division of
Neuropathology, Washington University School of Medicine, St. Louis,
Missouri 63110, 2 Vertex Pharmaceuticals, Cambridge,
Massachusetts 02139-4242, 3 Department of Inflammation,
Immunology, and Cell Biology, Biogen, Cambridge, Massachusetts 02142, and Departments of 4 Immunology, and
5 Neurobiology, Yale University School of Medicine New
Haven, Connecticut 06520-8011
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ABSTRACT |
Programmed cell death is critical for normal nervous system
development and is regulated by Bcl-2 and Caspase family members. Targeted disruption of bcl-xL, an
antiapoptotic bcl-2 gene family member, causes massive
death of immature neurons in the developing nervous system whereas
disruption of caspase-9, a proapoptotic
caspase gene family member, leads to decreased neuronal
apoptosis and neurodevelopmental abnormalities. To determine whether
Bcl-XL and Caspase-9 interact in an obligate pathway of neuronal apoptosis, bcl-x/caspase-9 double homozygous
mutants were generated. The increased apoptosis of immature neurons
observed in Bcl-XL-deficient embryos was completely
prevented by concomitant Caspase-9 deficiency. In contrast,
bcl-x / /caspase-9 /
embryonic mice exhibited an expanded ventricular zone and neuronal malformations identical to that observed in mice lacking only Caspase-9. These results indicate both epistatic and independent actions of Bcl-XL and Caspase-9 in neuronal programmed cell death.
To examine Bcl-2 and Caspase family-dependent apoptotic pathways in
telencephalic neurons, we compared the effects of cytosine arabinoside
(AraC), a known neuronal apoptosis inducer, on wild-type, Bcl-XL-, Bax-, Caspase-9-, Caspase-3-, and
p53-deficient telencephalic neurons in vitro. AraC caused
extensive apoptosis of wild-type and
Bcl-XL-deficient neurons. p53- and Bax-deficient
neurons showed marked protection from AraC-induced death, whereas
Caspase-9- and Caspase-3-deficient neurons showed minimal or no
protection, respectively. These findings contrast with our previous
investigation of AraC-induced apoptosis of telencephalic neural
precursor cells in which death was completely blocked by p53 or
Caspase-9 deficiency but not Bax deficiency. In total, these results
indicate a transition from Caspase-9- to Bax- and
Bcl-XL-mediated neuronal apoptosis.
Key words:
development; programmed cell death; p53; apoptosis; Bax; Caspase-3
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INTRODUCTION |
A broad spectrum of death stimuli, including developmental signals,
cellular stress, and DNA damage, initiate programmed cell death
(apoptosis) (Gross et al., 1999 ; Vaux and Korsmeyer, 1999 ). The Bcl-2
and Caspase families of proteins serve as important regulators of
apoptotic death. Although Bcl-2 family members share domains of
structural homology, some Bcl-2 family proteins function as positive
regulators of apoptosis, whereas others act as negative regulators
(Dragovich et al., 1998 ; Reed, 1998 ). Bcl-XL, an
antiapoptotic member of the Bcl-2 family, critically regulates immature
neuron survival during nervous system development (Motoyama et al.,
1995 ). The increased death of Bcl-XL-deficient
neurons can be prevented both in vivo and in
vitro by concomitant Bax deficiency, indicating that these two
Bcl-2 family members are in critical balance (Shindler et al., 1997 ).
Bcl-XL-deficient mice die around embryonic day 13 (E13) because of increased hematopoietic cell death, an effect that is
not prevented by Bax deficiency (Motoyama et al., 1995 ; Shindler et
al., 1997 ). In most cell types, Bcl-2 family action is mediated by
their effect on caspase activation. Caspases are synthesized as
zymogens; once activated by an apoptotic signal, they cleave a host of
key cellular substrates, leading to the morphological and biochemical
hallmarks of apoptosis (Nicholson and Thornberry, 1997 ; Wolf et al.,
1999 ; Zhivotovsky et al., 1999 ). The Caspase family contains at least
14 members (Ahmad et al., 1998 ; Hu et al., 1998 ; Vandecraen et al.,
1998 ), of which Caspases-3 and -9 appear to play particularly
significant roles in the developing nervous system.
Targeted gene disruptions of caspase-9 or
caspase-3 lead to decreased neuronal apoptosis and
neurodevelopmental abnormalities including: an expanded ventricular
zone, ectopic and duplicated neuronal structures, and gross brain
malformations (Kuida et al., 1996 , 1998 ; Hakem et al., 1998 ).
Bcl-XL-deficient embryos exhibit marked neuronal
Caspase-3 activation, and both Bax- and Caspase-9-deficient mice show
defective Caspase-3 activation, suggesting a linear activation cascade
involving Bcl-XL, Bax, Caspase-9, and Caspase-3 (Kuida et al., 1998 ; Hakem et al., 1998 ; Roth et al., 2000 ). We recently demonstrated that Caspase-3 deficiency, similar to Bax deficiency, abrogates the increased neuronal apoptosis caused by
Bcl-XL deficiency both in vivo and
in vitro, although it did not prevent increased
hematopoietic cell apoptosis or embryonic lethality in
Bcl-XL-deficient mice (Roth et al., 2000 ).
Whereas the intracellular balance between proapoptotic and
antiapoptotic molecules is thought to regulate cell death, it remains unclear whether the antiapoptotic function of
Bcl-XL is necessarily mediated through inhibition
of the proapoptotic effects of Caspase-9. To test this possibility,
mice carrying disruptions of bcl-x and caspase-9
were interbred, and neuronal apoptosis was examined in
bcl-x / /caspase-9 /
embryos using both in vivo and in vitro
techniques. Finally, we used primary telencephalic neuron cultures from
wild-type embryos and mice with targeted gene disruptions of
bcl-x, bax, caspase-9, caspase-3, and p53 to determine which of these
molecules are critically involved in DNA damage-induced neuron death.
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MATERIALS AND METHODS |
Generation of bcl-x/caspase-9 mutant mice. The use of
homologous recombination in embryonic stem (ES) cells to
generate
bcl-x /
(Motoyama et al., 1995 ) and
caspase-9 /
(Kuida et al., 1998 ) mice has been described previously. To generate mice deficient in both Bcl-XL and Caspase-9,
double heterozygote (bcl-x+/ /caspase-9+/ )
mice were interbred to produce embryos of nine possible genotypes, including
bcl-x / /caspase-9 /
embryos. Endogenous and disrupted genes were detected by PCR analysis
of tail DNA extracts as described previously (Motoyama et al., 1995 ;
Kuida et al., 1998 ). The morning on which a vaginal plug was detected
was assigned E0.5. To determine whether the distribution of generated
genotypes followed the predicted Mendelian distribution,
2 analysis of contingency tables was used.
Histological preparation of tissue and
immunohistochemistry. Pregnant mice were anesthetized with
methoxyflurane and killed on gestational day 12.5 by cervical
dislocation. Embryos (E12.5) were removed, and tail and limb samples
were taken for DNA extractions and PCR analyses. Whole embryos or
embryos without their forebrains, which were used for telencephalic
cell cultures, were placed in Bouin's fixative overnight at 4°C
followed by three washes in 70% ethanol. Tissue was dehydrated,
paraffin-embedded, and 4-µm-thick sagittal sections were cut.
Sections were deparaffinized and hematoxylin and eosin (H & E)-stained
as described previously (Shindler et al., 1997 ). Alternatively for
semithin sections, 2% (v/v) glutaraldehyde-fixed embryos were embedded
in plastic, and 1-µm-thick sections were cut and stained with 1%
toluidine blue.
For immunohistochemistry, deparaffinized sections were incubated
overnight at 4°C with CM-1, an affinity-purified rabbit polyclonal antiserum, which recognizes the p18 subunit of activated Caspase 3 (Srinivasan et al., 1998 ), diluted 1:40,000 in PBS-blocking buffer
(PBS-BB: PBS with 0.1% BSA, 0.3% Triton X-100, and 0.2% nonfat
powdered dry milk). After washes with PBS, sections were incubated with
a donkey anti-rabbit horseradish peroxidase-conjugated secondary
antibody (Jackson ImmunoResearch, West Grove, PA), diluted 1:1000 in
PBS-BB, for 1 hr at room temperature. Immunostaining was detected using
a tyramide signal amplification system (NEN Life Science Products,
Boston, MA). Tissue was counterstained with bisbenzimide (0.2 µg/ml;
Hoechst 33258; Sigma, St. Louis, MO) and examined with a Zeiss-Axioskop
microscope equipped with epifluorescence.
Terminal deoxynucleotidyl transferase-mediated
biotinylated UTP nick end labeling staining. Terminal
deoxynucleotidyl transferase-mediated biotinylated UTP nick end
labeling (TUNEL) reactions were done with slight modifications of a
method described previously (Tornusciolo et al., 1995 ). Briefly, tissue
sections were deparaffinized and permeabilized with 0.5% Triton X-100
in PBS (0.1 M PBS, pH 7.4) for 10 min at room
temperature. Sections were subsequently incubated with terminal
deoxynucleotidyl transferase (TDT; 3.125 U/100 l of buffer; Roche
Molecular Biochemicals, Indianapolis, IN) and digoxigenin-conjugated
deoxyuridine triphosphate (0.125 nmol/100 l of buffer; Roche Molecular
Biochemicals) for 60 min at 37°C in TDT buffer (30 mM Tris-base, pH 7.2, 140 mM sodium cacodylate, and 1 mM cobalt chloride). Reactions were stopped by
incubating tissues for 15 min in a solution of 300 mM sodium chloride and 30 mM sodium citrate. TDT-reacted tissues were
incubated overnight at 4°C with horseradish peroxidase-conjugated
sheep anti-digoxigenin antiserum (Roche Molecular Biochemicals) diluted
1:1000 in PBS-blocking buffer. After washes with PBS, labeled cells
were visualized by tyramide signal amplification with cyanine-3
tyramide (NEN Life Science Products). Tissue was counterstained with
bisbenzimide (Hoechst 33258; Sigma) and visualized on a Zeiss-Axioskop
microscope equipped with epifluorescence. Apoptosis in E12.5 dorsal
root ganglia (DRG) and liver was assessed by counting
TUNEL-positive cells in multiple 60× fields for each embryo analyzed.
Primary telencephalic cultures. E12.5 telencephalic
cells were dissociated as described previously (Flaris et al., 1995 ;
Shindler and Roth, 1996 ). Briefly, embryos were removed on gestational day 12.5. Telencephalic vesicles were isolated, and cells were dissociated for 15 min at 37°C in HBSS (Life
Technologies, Grand Island, NY) containing 0.01% trypsin with
0.004% EDTA, 0.02 mg/ml DNase I, and 0.1% BSA (all purchased from
Sigma). Trypsinization was stopped by adding an equal volume of
DMEM containing 10% fetal calf serum (FCS) followed by mild
trituration with a fire-polished Pasteur pipette. Dissociated cells
from each embryo were washed once with HBSS followed by HBSS with 0.2%
BSA. A small sample from each embryo was stained with Trypan blue and
counted. A total of 20,000 cells, diluted in DMEM, were plated per well
of a 48 well tissue culture plate that was precoated with successive
overnight incubations in 0.1 mg/ml poly-L-lysine
(Sigma) and 0.01 mg/ml laminin (Collaborative Biomedical Products,
Bedford, MA). Cultures were incubated for 48 hr at 37°C in humidified
5% CO2 and 95% air atmosphere in DMEM.
Propidium iodide (PI; 0.5 µg/ml; Molecular Probes, Eugene, OR) was
added 15 min before fixation to label dead cells. Cultures were then
fixed with Bouin's fixative for 20 min at 4°C. Fixed cells were
incubated at 4°C overnight with CM-1, diluted 1:100,000 in PBS-BB
(without Triton X-100), and washed several times with PBS. Bound
antibody was detected using donkey anti-rabbit horseradish-peroxidase
and tyramide signal amplification with fluorescein-tyramide (NEN Life
Sciences). Cells were counterstained with bisbenzimide and visualized.
The number of nuclei (bisbenzimide-stained), CM1-immunoreactive cells,
and PI-positive nuclei were counted at 40× magnification from multiple randomly selected fields. Approximately 150-200 nuclei were counted per well, and all conditions were performed in duplicate for each embryo. Significance was established using the Mann-Whitney rank sum test.
AraC treatment of matured telencephalic neuron
cultures. The use of homologous recombination in ES cells to
generate
bcl-x /
(Motoyama et al., 1995 ),
bax /
(Shindler et al., 1997 ),
caspase-9 /
(Kuida et al., 1998 ), and
caspase-3 /
(Kuida et al., 1996 ) mice have been described previously.
p53+/ and
p53 /
mice were purchased from Taconic (Germantown, NY). Heterozygous mice
were interbred to generate wild-type, heterozygous, and homozygous mutant mice. Endogenous and disrupted genes were detected by PCR analysis of tail DNA extracts (Timme and Thompson, 1994 ; Motoyama et
al., 1995 ; Kuida et al., 1996 ; Shindler et al., 1997 ; Kuida et al.,
1998 ). Cells were plated in ITS, a chemically defined serum-free medium
containing insulin, transferrin, selenium, progesterone, putrescine,
glucose, and glutamine (Roth et al., 1996 ) and incubated at 37°C in
humidified 5% CO2 and 95% air atmosphere for 48 hr. Cells were then placed in fresh medium containing 2% FCS with or
without 100 µM AraC (Sigma) for an additional
48 hr. SYTOX green (500 nM; SG; Molecular Probes)
was added to label dead cells. Cultures were fixed with 4%
paraformaldehyde, pH 7.4, for 20 min at 4°C and stained with CM1
antiserum as described above. Immunostaining was detected using donkey
anti-rabbit horseradish-peroxidase, diluted 1:1000, and visualized by
tyramide signal amplification with cyanine 3-tyramide (NEN Life
Sciences). Cells were counterstained with bisbenzimide (Sigma) and
visualized on a Zeiss-Axiovert microscope equipped with
epifluorescence. Telencephalic cells from each embryo were plated in
duplicate wells for each condition, and the number of nuclei, CM1-, and
SG-positive cells were counted at 40× magnification from multiple
fields in each well. Approximately 150-200 nuclei were counted per
well, and significance was established using the Mann-Whitney rank sum test.
DEVD caspase cleavage assay.
Telencephalic neurons at 100,000 cells per well were cultured for 48 hr
on poly-L-lysine-laminin-coated 48 well plates
and treated with 100 µM AraC in the presence or absence of 50 µM
BOC-Asp(Ome)-fluoromethylketone (BAF; Enzyme Systems Products,
Livermore, CA). Cells were assayed for Caspase-3-like enzymatic
activity 12 hr after treatment, using a previously described protocol
(Armstrong et al., 1997 ). Briefly, cells were washed once with PBS and
lysed in 100 µl of buffer A (in mM: 10 HEPES, pH 7.4, 42 KCl, 5 MgCl2, 1 DTT, 0.5%
3-([3-cholamidopropyl]dimethylammonio)-1-propane-sulfonate (CHAPS), and 1 PMSF with 1 µg/ml leupeptin). Cells that had
been treated with BAF were washed four times with PBS before lysis. Ac-DEVD-7-amino-4-methylcoumarin (AMC) (BIOMOL">Biomol, Plymouth
Meeting, PA) at a final concentration of 10 µM
in 200 µl of buffer B (25 mM HEPES, pH 7.4, 1 mM EDTA, 0.1% CHAPS, 10% sucrose, and 3 mM DTT) was added and incubated for 20 min at
room temperature in the dark. The generation of the fluorescent amc
cleavage product was measured at excitation 360 nm, emission 460 nm,
every 2 min for 2 hr, using a Bio-Tek Instruments (Winooski, VT)
FLX800 fluorescent plate reader. Ac-DEVD-AMC
cleavage activity was expressed relative to untreated controls.
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RESULTS |
Caspase-9 deficiency does not prevent embryonic lethality in
Bcl-XL-deficient mice
To determine whether Caspase-9 deficiency is capable of rescuing
embryonic lethality in
bcl-x /
mice,
bcl-x+/ /caspase-9+/
mice were interbred. Embryos harvested at E12.5, before the lethal effect of Bcl-XL deficiency, followed expected
Mendelian frequencies (p 0.05). However,
genotypic analyses of 15 litters containing 69 live-born pups revealed
no
bcl-x / /caspase-9 /
mice, indicating that mice deficient in both genes are not viable. No
live-born
bcl-x /
mice and only rare
caspase-9 /
were found, consistent with our previous reports of
bcl-x /
lethality at ~E13 (Motoyama et al., 1995 ) and extensive
perinatal lethality of
caspase-9 /
mice (Hakem et al., 1998 ; Kuida et al., 1998 ) (Table
1).
Caspase-9 deficiency prevents increased apoptosis in the
Bcl-XL-deficient nervous system
The nervous systems of E12.5 wild-type mice exhibited only rare
condensed, pyknotic nuclei in the brainstem and spinal cord, when
visualized by H & E staining (Fig.
1A). As previously
demonstrated (Motoyama et al., 1995 ; Kuida et al., 1998 ), the
nervous systems of E12.5 Bcl-XL-deficient mice
showed increased numbers of apoptotic neurons (Fig.
1B), and few apoptotic neurons were observed in caspase-9 /
embryos (data not shown). Increased neuronal apoptosis was observed in
Bcl-XL-deficient mice containing either one
(bcl-x / /caspase-9+/ )
or two
(bcl-x / /caspase-9
+/+) copies of endogenous
caspase-9. In contrast, neuronal apoptosis in
bcl-x / /caspase-9 /
mice was reduced to less than that observed in wild-type littermates (Fig. 1C). This indicates that Caspase-9 deficiency blocks
the increased apoptosis of Bcl-XL-deficient
immature neurons.

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Figure 1.
Caspase-9 deficiency blocks the increased immature
neuron apoptosis caused by Bcl-XL deficiency.
A-C, Hematoxylin and eosin-stained sections from the
E12.5 brainstem show normal healthy neurons in a wild-type embryo
(A) and large numbers of apoptotic neurons in a
Bcl-XL-deficient embryo (B; examples of
apoptotic nuclei are indicated by arrows).
Bcl-x / /caspase-9 /
brainstem (C) shows no evidence of increased
apoptosis. D-F, A bisbenzimide-stained section from a
Bcl-XL-deficient embryo shows frequent abnormal condensed
nuclei in the anterior spinal cord (D; examples
indicated by arrows), and simultaneous labeling for
activated Caspase-3 immunoreactivity (E, red) reveals
numerous positive cells. Dual staining for activated Caspase-3
immunoreactivity and nuclei in a
bcl-x / /caspase-9 /
E12.5 spinal cord (F) shows neither activated
Caspase-3 immunoreactivity nor condensed nuclei. Scale bar, 25 µm.
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As shown previously, in situ detection revealed a dramatic
increase in the number of activated Caspase-3-immunoreactive cells in
the Bcl-XL-deficient nervous system (Srinivasan
et al., 1998 ) (Fig. 1D,E) and few if any
immunoreactive cells in Caspase-9-deficient E12.5 embryos (data not
shown). Caspase-9 deficiency completely prevented the increased
Caspase-3 activation and neuronal apoptosis observed in
Bcl-XL-deficient embryos (Fig.
1F).
Bcl-XL-deficiency does not prevent neurodevelopmental
pathology in caspase-9 /
mice
Bcl-x / /caspase-9 /
embryos were examined to determine whether
Bcl-XL deficiency could prevent the Caspase-9-deficient
neuronal phenotype. Similar to Caspase-9-deficient mice,
Bcl-XL-/Caspase-9 double-deficient mice were grossly
abnormal (6 of 6 bcl-x / /caspase-9 /
embryos) and exhibited neurodevelopmental pathology, including exencephaly, expanded ventricular zones, and cortical dysplasia, indicating that Bcl-XL deficiency is incapable of rescuing
the caspase-9 /
neuronal phenotype (Fig.
2A-C).

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Figure 2.
Bcl-XL deficiency fails to prevent
neurodevelopmental abnormalities in Caspase-9-deficient embryos.
Toluidine blue-stained horizontal sections from the E12.5 telencephalon
show well organized neuroepithelium in wild-type
(A) but neither
caspase-9 /
(B) nor
bcl-x / /caspase-9 /
(C) embryos. In both Caspase-9-deficient embryos,
the telencephalic vesicle is thickened, and supernumerary cells fill
the lateral ventricle (V).
a, Anterior. Scale bar, 25 µm.
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Quantification of apoptosis in E12.5 DRG and liver
Quantitative analysis of TUNEL-positive cells in E12.5 mice
demonstrated that the number of apoptotic cells in
bcl-x /
DRG was more than twice that observed in wild-type DRG (Table 2). Apoptosis was reduced by 89% in
caspase
9 / DRG
compared with wild-type DRG. The increased apoptosis observed in the
bcl-x /
DRG was suppressed in
bcl-x / /caspase-9 /
embryos to levels significantly lower than that detected in wild-type DRG. At E12.5, the embryonic liver consists of a mixed population of
hepatic and hematopoietic cells. Bcl-XL
deficiency causes embryonic lethality secondary to its effects on
hematopoietic cells, particularly erythroid elements.
Bcl-x /
livers demonstrated a twofold increase in the number of TUNEL-positive cells compared with wild-type livers. Caspase-9 deficiency alone had no
effect on the number of TUNEL-positive cells detected in the liver. In
bcl-x / /caspase-9 /
livers, the number of apoptotic cells was similar to that observed in
Bcl-XL-deficient livers, indicating that
Caspase-9 deficiency did not suppress the increased hematopoietic cell
apoptosis in bcl-x /
mice.
Caspase-9 deficiency prevents increased apoptosis of
Bcl-XL-deficient telencephalic cells
in vitro
Short-term (0-48 hr) primary telencephalic cell cultures were
used to further examine the interaction between
Bcl-XL and Caspase-9 in immature neurons.
Initially, these cultures consist predominantly of neural precursor
cells; ~70% nestin and 25% MAP2-immunoreactive cells, the majority
of which have yet to extend neurites. Over the 48 hr culture period,
the vast majority of cells exit the cell cycle and develop
MAP2-immunoreactive processes (D'Sa-Eipper and Roth, 2000 ). We
previously demonstrated that Bcl-XL-deficient telencephalic cells show similar levels of apoptosis as wild-type cultures at time 0 but show increased apoptosis at 48 hr if grown in
minimal medium (Roth et al., 1996 ). This in vitro effect is analogous to the increased immature neuron apoptosis observed in
Bcl-XL-deficient embryos in vivo. As
expected after 48 hr in DMEM, Bcl-XL-deficient
telencephalic neurons had significantly greater Caspase-3 activation
and cell death compared with wild-type neurons (Fig.
3).
Bcl-x / /caspase-9 /
mice exhibited significantly reduced cell death compared with bcl-x / /caspase-9+/+
and
bcl-x / /caspase-9+/
littermates. Caspase-3 activation was virtually absent in all Caspase-9-deficient mice (Fig. 3). These in vitro results
support the in vivo finding that Caspase-9 deficiency
rescues Bcl-XL-deficient immature neurons from
excess apoptotic death. Caspase-9 deficiency alone produced a slight
but statistically insignificant decrease in baseline cell death (Fig.
3). The baseline cell death in our telencephalic cell cultures appeared
to be both Caspase-3- and Caspase-9-independent and may reflect
necrotic cell death secondary to suboptimal trophic factor support
under these serum-free conditions.

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Figure 3.
Quantification of Caspase-3 activation and cell
death in wild-type, Caspase-9-deficient, Bcl-XL-deficient,
and double-deficient telencephalic cells. E12.5 telencephalic cells
were grown for 48 hr in DMEM; activated Caspase-3 immunoreactive cells
were detected with CM1 antiserum (A), and cell
death (B) was determined by propidium iodide
labeling. Bcl-XL-deficient cells had increased Caspase-3
activation and cell death; concomitant Caspase-9 deficiency inhibited
the death-promoting effects of Bcl-XL in this in
vitro paradigm. No effect of gene dosage on Caspase-3
activation or cell viability was observed for either
bcl-x or caspase-9, and therefore, data
from wild-type and heterozygous mutants were pooled (+/o denotes +/+
and +/ mice). Each data point represents the mean ± SEM.
*p < 0.05 compared with
bcl-x+/o/caspase-9+/o
cells.
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p53-deficient and Bax-deficient, but not Caspase-9-deficient or
Caspase-3-deficient, telencephalic neurons are protected against
AraC-induced death
Unlike telencephalic cells grown for 48 hr in minimal medium,
Bcl-XL-deficient and wild-type telencephalic
neurons maintained in an enriched medium for 48 hr show a comparable
degree of baseline death (Roth et al., 1996 ; Shindler et al., 1998 );
however, Bcl-XL-deficient neurons are markedly
susceptible to subsequent apoptotic insults. To determine whether
Caspase-9 critically regulates telencephalic neuron apoptosis, we
examined the death-promoting effects of AraC on telencephalic neuron
cultures prepared from wild-type,
bcl-x / ,
and
caspase-9 /
embryos. These results were compared with the effects of AraC on
neurons derived from mice lacking the proapoptotic molecules p53, Bax,
or Caspase-3.
In the absence of AraC, baseline neuron viability was ~90%, and
there was no significant difference between homozygous gene-disrupted mice and their littermate controls (data not shown). Only rare wild-type cells (~3%) exhibited activated Caspase-3 immunoreactivity at baseline, and few if any activated Caspase-3-immunoreactive cells
were detected in untreated
caspase-9 / ,
caspase-3 / ,
or
bax /
cultures (data not shown). AraC treatment of wild-type telencephalic neuron cultures produced a dramatic concentration-dependent increase in
Caspase-3-like enzymatic activity that was completely prevented by the
broad caspase inhibitor BAF (DEVD cleavage activity: untreated, 100 ± 6%, n = 5; 100 µM
AraC, 414 ± 18%, *n = 5; AraC + 50 µM BAF, 14 ± 1%, *n = 5;
*p < 0.05 vs untreated cell culture using the Tukey
test; additional data not shown). In wild-type cells, AraC caused a
marked increase in the percentage of neurons exhibiting activated
Caspase-3 immunoreactivity and in dead cells (Fig.
4). These effects were exacerbated in
Bcl-XL-deficient cells (Fig. 4).
Caspase-3-deficient neurons exhibited no activated Caspase-3 immunoreactivity, as expected from an effective gene disruption; however, Caspase-3 deficiency provided no protection from AraC-induced neuron death (Fig. 4). In contrast, AraC-exposed
bax /
neurons showed both decreased Caspase-3 activation and neuron death
compared with AraC-treated wild-type cells (Fig. 4). Caspase-9 typically lies between Bax and Caspase-3 in the neuronal apoptotic pathway, and although
caspase-9 /
neurons showed no activated Caspase-3 immunoreactivity in response to
AraC exposure, they exhibited only limited protection against AraC-induced death (Fig. 4). p53 deficiency provided a similar level of
neuroprotection as Bax deficiency against AraC-induced Caspase-3
activation and neuron death (Fig. 4). AraC-treated
p53+/ neurons exhibited a small
but significantly increased viability compared with
p53+/+ cells (data not shown). In
total, these findings suggest that in telencephalic neurons, AraC
induces a p53-dependent and a Bax-dependent death that requires neither
Caspase-9 nor Caspase-3 activation.

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Figure 4.
Effect of proapoptotic and antiapoptotic gene
disruptions on AraC-induced telencephalic neuron Caspase-3 activation
and cell death. Primary telencephalic neuron cultures were prepared
from control and homozygous mutant embryos. After 48 hr of AraC
exposure, Caspase-3 activation and cell death was assessed using CM1
antiserum and SYTOX Green labeling. In Bcl-XL-deficient
neurons, AraC treatment produced a significant increase in the number
of cells exhibiting activated Caspase-3 immunoreactivity
(A) and in dead cells (B).
Although Bax-, Caspase-9-, Caspase-3-, and p53-deficient neurons all
exhibited reduced Caspase-3 activation compared with control neurons
after AraC exposure, only Bax- and p53-deficient neurons exhibited
significant neuroprotection. Heterozygous bax,
caspase-9, and caspase-3 mutant neurons
behaved identically to wild-type neurons and therefore, data from
wild-type and +/ cultures were pooled (+/o denotes +/+ and +/
mice). In contrast, p53+/ neurons
exhibited an intermediate degree of neuroprotection (data not shown)
and therefore, only wild-type littermates were used to compare the
effects of p53 deficiency. Each data point represents mean ± SEM
(n = 5-20 for the different genotypes).
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DISCUSSION |
The significance of the Bcl-2 and Caspase families in regulating
mammalian cell apoptosis has been demonstrated in a variety of
apoptotic paradigms. Along with apoptotic protease activating factor-1
(APAF-1), these molecules are thought to act in a linear death
pathway analogous to that controlling programmed cell death in
Caenorhabditis elegans. We have shown that targeted
disruption of bcl-xL, a ced-9
homolog, causes markedly increased apoptosis of immature neurons
throughout the developing brain (Motoyama et al., 1995 ; Roth et al.,
1996 ). This increased death can be prevented either by concomitant
disruption of the proapoptotic Bcl-2 family member bax
(Shindler et al., 1997 ) or by disruption of the ced-3
homologs, caspase-9 or caspase-3 (Roth et al.,
2000 ). As in C. elegans, the commitment point to death in
immature neurons is activation of an effector caspase. Interestingly,
this linear death pathway does not regulate hematopoietic cell death or
naturally occurring neural precursor cell death.
The inability of Caspase-9 deficiency to rescue hematopoietic cell
death and lethality in Bcl-XL-deficient embryos
indicates that not all biological functions of
Bcl-XL require downstream Caspase-9 and/or
Caspase-3 activation. Similarly, the non-neuronal effects of
Bcl-XL deficiency are not prevented by
concomitant Bax deficiency. Independent of its interaction with Bax,
Bcl-XL may directly facilitate ATP-ADP exchange
in mitochondria and form ion channels in biological membranes (Minn et
al., 1999 ; Vander Heiden et al., 1999 ). At present, we have no evidence
of Bax- and/or caspase-independent actions for
Bcl-XL in the nervous system. An alternatively
spliced form of bcl-x, bcl-xS,
is proapoptotic and may contribute to the effects of bcl-x
disruption in some apoptotic paradigms. Bcl-XS is
unlikely to play a significant role in neuronal apoptosis because it is
expressed at only low or undetectable levels in the embryonic and adult
brain (Boise et al., 1993 ; González-García et al.,
1995 ).
Caspase-9, Caspase-3, or APAF-1 deficiency result in decreased neural
precursor cell programmed cell death and marked ventricular zone
expansion, a phenotype that is not observed in Bax-deficient embryos
(Kuida et al., 1996 ; Cecconi et al., 1998 ; Kuida et al., 1998 ).
Similarly, Bcl-XL immunoreactivity is not
detected in the ventricular zone, and there is no apparent effect of
Bcl-XL deficiency on neural precursor cell
apoptosis (Roth et al., 2000 ). Bcl-XL deficiency
was unable to rescue the ventricular zone abnormalities observed in
Caspase-9-deficient mice, again suggesting that naturally occurring
neural precursor cell death is independent of both
Bcl-XL and Bax. Because Caspase-9-, APAF-1, and
Caspase-3-deficient mice exhibit similar morphogenetic abnormalities
(Kuida et al., 1996 ; Cecconi et al., 1998 ; Kuida et al., 1998 ) and
Caspase-9 and APAF-1 are required for neural precursor cell Caspase-3
activation, the commitment point for naturally occurring neural
precursor cell death is likely Caspase-3 activation.
Apoptotic pathways can be remarkably stimulus-specific, and we have
recently defined an apoptotic pathway in neural precursor cells that is
activated by DNA damage and requires both p53 and caspase-9 but neither caspase-3 nor
bax expression (D'Sa-Eipper et al., 2000 ). The complexity
of neuronal death pathways is additionally evidenced by our current
analysis of AraC-induced telencephalic neuron apoptosis. Like neural
precursor cells, p53-deficient telencephalic neurons showed substantial
protection against AraC-induced death. However, Caspase-9-deficient
neurons were only mildly protected against AraC-induced death, whereas
Bax deficiency, which had a minimal effect on neural precursor cell
apoptosis, markedly inhibited AraC-induced neuron death. We have
previously shown that the apoptosis-inducing effects of amyloid
(1-40) on telencephalic neurons could be inhibited by Bax
deficiency but not Caspase-3 deficiency or by broad spectrum caspase
inhibition (Selznick et al., 2000 ). In total, these results indicate
that apoptotic pathways undergo maturation-dependent changes and that
the death commitment point varies depending on the apoptotic stimulus
and the state of neuronal differentiation. The delineation of these
maturation-dependent and stimulus-specific apoptotic pathways, in
combination with the availability of mice with specific gene
disruptions, should permit a more detailed analysis of the role of
programmed cell death in normal nervous system development and in
neuropathological conditions. For example, recent studies of Bax- and
p53-deficient mice have demonstrated roles for both p53- and
Bax-dependent, and p53-dependent, Bax-independent neuronal apoptosis in
response to ionizing radiation (Chong et al., 2000 ). In a second study, cerebellar granule cell neurodegeneration in lurcher mice
was found to be Bax-dependent but p53-independent (Doughty et al., 2000 ). In both of these reports, Caspase-3 activation was detected, indicating that identical downstream components of an apoptotic pathway
can be activated by distinct upstream mechanisms. In total, these
studies demonstrate that the significance of Caspase-9 and Caspase-3
activation to neuronal death depends on both the apoptotic stimulus and
the differentiation state of the cell.
 |
FOOTNOTES |
Received Aug. 2, 2000; revised Oct. 9, 2000; accepted Oct. 13, 2000.
This work was supported by grants from the Public Health Service to
P.R. and K.A.R. A.U.Z. received fellowship support from the
McDonnell Center for Cellular and Molecular Neurobiology. We thank Drs.
Jeffrey R. Leonard (Washington University) and C.-Y. Kuan (Yale
University) for helpful discussions and review of this manuscript, C. Latham, J. McDonough, and B. Klocke for expert technical assistance,
and A. Schmeckebier for secretarial support. CM1 antiserum was
generously provided by Dr. A. Srinivasan (IDUN Pharmaceuticals).
R.A.F. is an investigator of the Howard Hughes Medical Institute.
Correspondence should be addressed to Dr. Kevin A. Roth, Department of
Pathology, Washington University School of Medicine, 660 South Euclid
Avenue, Box 8118, St. Louis, MO 63110. E-mail: kroth{at}pathology.wustl.edu.
 |
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