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The Journal of Neuroscience, June 1, 2001, 21(11):3756-3763
Dopamine D4 Receptor-Deficient Mice Display Cortical
Hyperexcitability
Marcelo
Rubinstein1,
Carlos
Cepeda2,
Raymond S.
Hurst2,
Jorge
Flores-Hernandez2,
Marjorie A.
Ariano3,
Tomás L.
Falzone1,
Laura B.
Kozell4,
Charles K.
Meshul4,
James R.
Bunzow5,
Malcolm J.
Low6,
Michael S.
Levine2, and
David K.
Grandy5
1 Instituto de Investigaciones en Ingeniería
Genética y Biología Molecular, Consejo Nacional de
Investigaciones Científicas y Técnicas and Departamento
de Ciencias Biológicas, Facultad de Ciencias Exactas y Naturales,
Universidad de Buenos Aires, Argentina, 2 Mental
Retardation Research Center, University of California, Los Angeles,
California 90095-1759, 3 Department of Neuroscience, The
Chicago Medical School, North Chicago, Illinois 60064, 4 Department of Behavioral Neuroscience and Research
Services, Veterans Administration Medical Center, and
5 Department of Physiology and Pharmacology and
6 Vollum Institute, Oregon Health Sciences University,
Portland, Oregon 97201
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ABSTRACT |
The dopamine D4 receptor (D4R) is
predominantly expressed in the frontal cortex (FC), a brain region that
receives dense input from midbrain dopamine (DA) neurons and is
associated with cognitive and emotional processes. However, the
physiological significance of this dopamine receptor subtype has been
difficult to explore because of the slow development of D4R
agonists and antagonists the selectivity and efficacy of which
have been rigorously demonstrated in vivo. We have
attempted to overcome this limitation by taking a multidimensional
approach to the characterization of mice completely deficient in this
receptor subtype. Electrophysiological current and voltage-clamp
recordings were performed in cortical pyramidal neurons from wild-type
and D4R-deficient mice. The frequency of spontaneous
synaptic activity and the frequency and duration of paroxysmal
discharges induced by epileptogenic agents were increased in mutant
mice. Enhanced synaptic activity was also observed in brain slices of
wild-type mice incubated in the presence of the selective
D4R antagonist PNU-101387G. Consistent with greater electrophysiological activity, nerve terminal glutamate density associated with asymmetrical synaptic contacts within layer VI of the
motor cortex was reduced in mutant neurons. Taken together, these
results suggest that the D4R can function as an inhibitory modulator of glutamate activity in the FC.
Key words:
dopamine; D4 receptor; frontal cortex; glutamate; epilepsy; attention deficit hyperactivity disorder
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INTRODUCTION |
Dopamine (DA) modulates multiple
neuronal circuits, including those responsible for the initiation of
locomotor activity and the integration of goal-oriented behaviors,
through the stimulation of five distinct G-protein-coupled receptors
(Civelli et al., 1993 ). These receptors have been classified as either
dopamine D1-like (D1R and D5R) or
D2-like (D2R, D3R, and
D4R) according to similarities in their
pharmacological profiles, coupling to second messenger systems,
nucleotide sequence, and genomic organization.
One of the major ascending DAergic pathways originates in the ventral
tegmental area and innervates the frontal cortex (FC) in which DA is
thought to play an important role with respect to the integration of
diverse neuronal signals, especially those produced in response to
novel environmental stimuli (Tassin et al., 1980 ; Roth et al., 1988 ;
Bardo et al., 1996 ). It is also in the FC, where the modulation of
neuronal excitability by DA is thought to contribute to working memory
and the establishment of memory fields (Williams and Goldman-Rakic,
1995 ). Although there is considerable evidence suggesting that the
D1R plays an important role in mediating the effects of DA
on cognition (Lidow et al., 1998 ), little is known about the functional
consequences of D2-like receptor-mediated signaling in the FC.
Among the members of the D2-like receptor family, the
D4R has been of interest since its discovery, in part
because it is densely expressed in the FC (Meador-Woodruff et al.,
1996 ; Mrzljak et al., 1996 ; Ariano et al., 1997 ) and has high affinity
for various atypical antipsychotics (Van Tol et al., 1991 ; Roth et al.,
1995 ). Consequently, it has been suggested that the D4R may
play an important role in cognitive functions associated with the
cortex and as such may be involved in the etiology or pathophysiology
of diseases such as schizophrenia that are thought to involve altered
cortical function. This latter notion is supported by the demonstration that striatal D4R binding is six times higher in
schizophrenic patients than in normal individuals (Seeman et al.,
1993 ). At the molecular-genetic level, some alleles of the highly
polymorphic human D4R gene (DRD4) have been associated
with human diseases, social habits, and personality traits,
including attention deficit hyperactivity disorder (ADHD) (Barkley,
1998 ; Swanson et al., 1998 ), opiate and alcohol use (Muramatsu et al.,
1996 ; Geijer et al., 1997 ; Kotler et al., 1997 ), and novelty-seeking
behavior (Benjamin et al., 1996 ; Ebstein et al., 1996 ).
In vitro electrophysiological studies have shown that
D4Rs can couple to hyperpolarizing, inwardly rectifying
potassium channels (Werner et al., 1996 ). Therefore, the activation of
the D4R could play a fundamental role in the overall
inhibitory modulation of FC neuronal activity (Starr, 1996 ; Gulledge
and Jaffe, 1998 ) and may explain, in part, how increased cortical
excitability can be elicited by atypical neuroleptics
(D2-like receptor blockers) (Menza et al., 1993 ; Lidow et
al., 1998 ).
Given the demonstration that D4Rs are expressed in the FC
of primates and rats (Meador-Woodruff et al., 1996 ; Mrzljak et al., 1996 ; Ariano et al., 1997 ), it was of interest to determine whether the
D4R is involved in the modulation of cortical excitability. To this end we have examined a strain of genetically engineered mutant
mice that lack D4Rs as well as a novel D4R
selective antagonist, PNU-101387G (Merchant et al., 1996 ). Previously,
we reported that these mutant mice are supersensitive to the
psychomotor stimulant effects of ethanol, methamphetamine, and cocaine
(Rubinstein et al., 1997 ) and that DA synthesis and turnover are
significantly increased in the striatum of these mutants. More recently
it has been shown that mice lacking D4Rs exhibit reduced
exploration of novel stimuli (Dulawa et al., 1999 ). Herein we present
electrophysiological, pharmacological, immunohistochemical, and
ultrastructural evidence that the D4R-deficient mice
display cortical hyperexcitability, consistent with the interpretation
that in wild-type mice the activation of D4Rs may have an
inhibitory influence on pyramidal neurons of the FC.
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MATERIALS AND METHODS |
D4R-deficient mice. All animals
tested were originally derived from F1 Drd4+/ mice
(C57BL/6J,129/Ola) back-crossed for five successive generations to
produce N5-incipient congenic C57BL/6J mice.
Details regarding the targeted mutagenesis and generation of these mice
have been described elsewhere (Rubinstein et al., 1997 ). Heterozygous
N5 mice were bred to obtain wild-type and homozygous mutant mice. Animals were housed in same-sex groups of five
or six with ad libitum access to food and water. In all experiments, D4R-deficient mice and their wild-type
controls were age and sex matched. The vivarium was maintained at
20-22°C on a 12 hr light/dark cycle (lights on at 7:00 A.M.). All
experimental procedures were performed in accordance with the National
Institutes of Health guidelines for animal research by individuals that
were blind to the animal's genotype.
Immunohistochemistry. A polyclonal, anti-peptide antiserum
was produced in rabbits against a unique 20-residue sequence
(MGNSSATGDGGLLAGAGPEC) that is part of the N terminus of the rat
D4R and is predicted to be extracellular. This peptide was
chosen with the aid of IBI-Pustell MacVector DNA-Protein sequence
analysis software that identifies regions of potential antigenicity.
The peptide was synthesized by Peninsula Laboratories (Belmont, CA),
purified by HPLC, and conjugated to keyhole limpet hemocyanin (Sigma,
St. Louis, MO) via the terminal cysteine residue using the
cross-linking reagent, m-maleimido-benzoyl-N-hydroxysuccinimide (Sigma) as
described previously (Ariano et al., 1997 ). The specificity of the
antiserum was assessed using transfected Chinese hamster ovary cells
that stably express full-length, functionally active rat
D4Rs (Ariano et al., 1997 ). Immunofluorescent staining in
mouse brain sections was performed as described previously (Ariano et
al., 1997 ). The primary antiserum was diluted 1:1000 in PBS and applied
to 10-µm-thick, frozen-fixed sections of mouse brain and incubated
overnight in a moist environment. Unbound anti-D4R
antibodies were removed by rinsing in PBS and then applying
fluorescently conjugated goat anti-rabbit IgG (Jackson ImmunoResearch
Labs, West Grove, PA; Molecular Probes, Eugene, OR). After a further 1 hr incubation in a moist environment at 4°C, the sections were rinsed
again in PBS and examined using routine epifluorescence. Controls for the immunofluorescence staining reaction included omission of the
primary antisera, substitution of preimmune sera, or adsorption challenge of the primary antisera with peptide before incubation. Examination of the tissues under conditions that produce
epifluorescence was performed by a trained investigator (M.A.A.) using
a Zeiss Photomicroscope 3 that was equipped with a 100 W Hg burner as the ultraviolet light source. Data were captured using HP-5 plus black
and white film (Ilford, Ciba-Geigy, Paramus, NJ) and developed using
D-19 (Kodak, Rochester, NY) to increase the contrast of the film
negatives. All scoring was done without previous knowledge of the
genotype of an individual mouse.
Electrophysiological recordings. Mice were killed for rapid
brain extraction, the brains were blocked, and rostral cortical tissue
was sectioned coronally (~350 µm thick). Throughout the sectioning
process, slices were bathed in an oxygenated (95%
O2, 5% CO2),
low-Ca2+, artificial CSF (ACSF)
composed of (in mM): NaCl 130, KCl 3, NaH2PO4 1.25, MgCl2 5, NaHCO3 26, CaCl2 1, glucose 10. Slices were incubated in
lactated bicarbonate ACSF (as above except CaCl2 2, MgCl2 2, lactate 4) at 33°C for at least 1 hr before being placed in a Haas-type recording chamber. In the
recording chamber, slices were superfused (1.4 ml/min) with standard
ACSF of the following concentrations (in
mM): NaCl 124, KCl 5, NaH2PO4 1.25, MgSO4 2, NaHCO3 26, CaCl2 2, glucose 10, for a minimum of 30 min before electrophysiological recording began. Glass micropipettes filled
with 3 M KAc (60-150 M ) were used for
recording. Signals were amplified (Axoclamp-2A; Axon Instruments,
Foster City, CA), displayed on an oscilloscope, and digitized for
subsequent computer analysis (pCLAMP6.0.1; Axon Instruments). After a
neuron was impaled, a baseline recording (20-30 min) was obtained to
ensure stability of membrane properties. Only data obtained from
neurons with resting membrane potentials of at least 60 mV and action
potentials exceeding 55 mV (measured from the start of the rapid rising
phase to the peak of the depolarization) were used. All data were
obtained from well impaled neurons in which recordings were made for
1-2 hr. Membrane properties (membrane potential and input resistance) and action potential amplitude were measured during the baseline recording period. Current-voltage relationships were obtained by
injection of depolarizing and hyperpolarizing pulses, and the input
resistance of the cell was determined from hyperpolarizing pulses in
the linear portion of the current-voltage plots.
Paroxysmal activity in cortical slices was produced by bath applying
the convulsant agents 4-aminopyridine (4-AP; 100 µM) and
bicuculline methiodide. In cortical slices, bath application of 4-AP
induces paroxysmal discharges (Dube et al., 1988 ). In an effort to
eliminate the confounding effects of inhibitory amino acid release,
bicuculline, also a convulsant agent, was applied in conjunction with
the 4-AP. All quantitative measurements were taken 20-40 min after
drug application. Cell identification was achieved by filling
electrodes with 2% biocytin (Sigma) and injecting it with
hyperpolarizing current pulses (0.5 Hz, 0.3-0.6 nA). Slices were then
fixed overnight in 4% paraformaldehyde.
For studies involving voltage clamp, cortical neurons were visualized
in mouse brain slices using infrared video microscopy and differential
interference contrast optics (IR-DIC). Excitatory spontaneous synaptic
activity was measured from visually identified cortical neurons using
the whole-cell patch-clamp technique. Briefly, the membrane potential
was held at 70 mV, and the membrane current was recorded continuously
for a period of 3-6 min in each of two conditions per cell (19 of 22 recordings were at least 5 min in duration). The membrane current was
filtered at 1 kHz and digitized at 200 µsec using Fetchex (Axon
Instruments). Spontaneous synaptic activity was first recorded in a
control bath solution composed of the following (in mM):
NaHCO3 26, NaH2PO4 1.25, NaCl 130, KCl 3, MgCl2 2, CaCl2 2, glucose 10, and bicuculline (10 µM). The potassium
channel blocker 4-AP (50 µM) was then added to the bath solution for ~5 min before a second measurement of spontaneous synaptic activity from the same cell but in the presence of 4-AP. Spontaneous synaptic events were detected off-line using the Mini Analysis Program (Jaejin Software, Leonia, NJ); the minimum amplitude required for the detection of an event was set to 5 pA. The internal solution in all experiments was composed of the following (in mM): Cs-methanesulfonate 130, TEA-Cl 5, BaCl2 5, NaCl 4, MgCl2 1, CaCl2 0.5, EGTA 5, ATP 3, GTP 0.3, HEPES 10;
biocytin, 0.2%; pH 7.2.
Convulsant effects of bicuculline. To establish a
dose-response curve for bicuculline-induced seizures, (+)-bicuculline
(Sigma), prepared fresh daily in 0.2N HCl and neutralized with 0.4N
NaOH to pH 5.0, was administered intraperitoneally to mice of both genotypes. After bicuculline administration, mice were placed individually in a transparent acrylic box (30 × 21 × 16 cm)
where they were monitored by a trained observer blind to the genotype of the animal. All sessions were also videotaped to permit analysis at
a later time. Latencies to clonus, "wild" running, and tonus were
recorded. Each observation period was 15 min in duration.
Electron microscopy. Mice were anesthetized (10 ml/kg of 5%
ketamine, 1% acepromazine, and 2% xylazine) and then perfused transcardially with a fixative containing 2.5% glutaraldehyde, 0.5%
paraformaldehyde, and 0.1% picric acid in 0.1 M
HEPES, pH 7.3. Whole brains were immediately harvested and soaked in
cold fixative at 4°C overnight. The following day, 200 µm coronal
sections containing the FC were cut with a Vibratome (Ted Pella,
Redding, CA) and washed in buffer. The tissue was then incubated in a
solution of 1% osmium tetroxide, 1.5% potassium ferricyanide for 30 min at room temperature, stained en bloc with aqueous 0.5% uranyl acetate, dehydrated in alcohol, cleared in propylene oxide, and embedded in Epon/Spurrs at 60°C overnight. Ultrathin sections of
tissue were cut on an ultramicrotome (RMC, Phoenix, AZ) and processed
for post-embedding glutamate immunocytochemistry. The glutamate
antibody (Arnel, NY), the specificity of which has been described
previously (Phend et al., 1992 ; Meshul et al., 1999 ), was diluted
1:250,000 before use. Sections were viewed and photographed using a
JEOL 1200 EX TEMSCAN electron microscope. Photographs were taken
randomly throughout the neuropil of asymmetrical nerve terminals, most
of which synapse on dendritic spines within layer VI of the FC.
Glutamatergic nerve terminals were identified by the accumulation of
gold particles within the presynaptic ending and a prominent
postsynaptic density. Only those 10 nm gold particles within
presynaptic nerve terminals and associated with the vesicular pool were
counted by an experienced investigator (L.B.K.), without previous
knowledge of the genotype of a given animal. The area of the nerve
terminal was determined using Image Pro Plus software (Media
Cybernetics, Silver Spring, MD). The mean density of gold particles
(number of particles per square micrometers) and the area of the
presynaptic terminals (square micrometers) were determined for each
animal. The data were analyzed using a one-way ANOVA with the
significance level set at p < 0.05.
Electrochemical detection of
l-3,4-dihydroxyphenylalanine,
DA, and DOPAC. HPLC-coupled electrochemical detection of
L-3,4-dihydroxyphenylalanine (L-DOPA), DA, and DOPAC was performed using a
Varian 5000 liquid chromatograph coupled to an electrochemical detector
(BAS LC-4C) by an investigator who was blind with respect to the
genotype of the mouse under study. L-DOPA
accumulation in the FC was measured after blocking its conversion to DA
using the DOPA decarboxylase inhibitor m-hydroxybenzylhydrazine
(NSD-1015; Aldrich, Milwaukee, WI). To determine the slope of DOPA
accumulation, mice from both sexes and genotypes received two
intraperitoneal injections separated by 15 min after three different
schemes. One group of animals received saline in both injections, a
second group of mice received saline first and NSD-1015 (100 mg/kg) 15 min later, and a third group of mice received first NSD-1015 (100 mg/kg) and then 15 min later a second injection of NSD-1015 (50 mg/kg).
The number of mice of each group was 6. Mice were killed by cervical
dislocation 15 min after the second injection; the FC was immediately
removed, weighed, frozen in dry ice, and kept at 70°C until
electrochemical determination of L-DOPA levels.
In the group of mice receiving only saline, DOPAC and DA were also
determined using the same procedure to calculate the DOPAC/DA ratio as
an index of DA turnover.
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RESULTS |
D4R immunoreactivity is expressed in neurons of the
mouse FC
In both the monkey (Mrzljak et al., 1996 ) and the rat (Ariano et
al., 1997 ), the majority of D4R immunoreactivity
(D4R-ir) is found in the FC. Using a polyclonal antiserum,
we determined that the neuroanatomical distribution of
D4R-ir in the mouse brain parallels that reported
previously for the rat (Ariano et al., 1997 ), with particularly dense
staining throughout the prefrontal, frontal, and sensorimotor cortices
(Fig. 1a). No labeling was detected when either the primary antibody was omitted (data not shown)
or the brain sections were taken from D4R-deficient mice (Fig. 1b). Within the cortical regions, D4R-ir
was found associated with large-diameter pyramidal neurons in
laminas III and V, as well as smaller, more rounded cells with
morphology consistent with that of interneurons but not glia. At the
subcellular level, D4R-ir appeared along the proximal
portions of apical and basilar dendrites of pyramidal cells. In
addition, relatively dense staining was observed in the neuropil of the
cortex and was probably caused by receptor expression on dendrites as
well as local axon collaterals in the cortex.

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Figure 1.
D4R immunoreactivity is detectable in
frontal cortical pyramidal neurons in wild-type, but not mutant, mice.
a, The arrows point to two cortical
pyramidal neurons in a coronal section of wild-type mouse brain that
reacted with the polyclonal antiserum directed against the
D4R. b, Brain section prepared from a
D4R-deficient mouse and incubated with the D4R
antiserum.
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Cortical glutamatergic neurons from D4R-deficient mice
display increased excitability
Because D4Rs have been localized to glutamatergic
pyramidal neurons and GABA-containing interneurons of the FC, and
D2-like receptor agonists are known to act as
anticonvulsant agents (Starr, 1996 ), we investigated the contribution
of D4Rs to the modulation of pyramidal neuron excitability.
Recordings were made from a total of 20 pyramidal neurons (10 obtained
from eight different wild-type mice and 10 from nine different
D4R-deficient mice) located in layers III-V of the FC. The
average membrane resting potentials ( 74 ± 0.7 mV, wild type vs
75.8 ± 1.3 mV, mutant) and action potential amplitudes
(76.5 ± 1.8 mV, wild-type vs 78.0 ± 1.8 mV, mutant) were
similar. In contrast, the input resistance was significantly higher in
the wild-type compared with the mutant neurons (37.7 ± 2.4 M , wild-type vs 31.4 ± 1.6 M , mutant; t = 2.218; df = 19; p = 0.032).
After baseline recordings were made, slices were exposed to 100 µM 4-AP, a convulsant agent that can induce paroxysmal
discharges in cortical slices (Mattia et al., 1993 ). The
GABAA receptor antagonist bicuculline (10 µM) was applied in conjunction with 4-AP to eliminate the
confounding effects of inhibitory amino acid release. The application
of both drugs consistently evoked paroxysmal discharges in pyramidal
neurons from both the mutant and wild-type mice (Fig. 2a). In most cells, paroxysmal
discharges occurred after 7 min exposure to 4-AP and bicuculline and
consisted of an abrupt membrane depolarization and a burst of action
potentials, sometimes followed by an afterhyperpolarization. The
frequency of paroxysmal discharges increased over time and reached a
plateau ~15 min after application of 4-AP and bicuculline. All
subsequent measurements were made after this plateau was reached.

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Figure 2.
Intracellular recordings reveal increased
excitability of cortical pyramidal neurons in D4R-deficient
mice. a, Effects of 4-AP (100 µM) and
bicuculline (10 µM) on cortical pyramidal neurons from
wild-type (left four traces) and mutant
(right four traces) mice. b,
Representative single, faster-speed traces of paroxysmal
depolarizations from the neurons shown in a. The
left trace is from a wild-type neuron, whereas the
trace on the right is from a mutant
neuron. c, The effect of the non-NMDA receptor
antagonist CNQX on paroxysmal discharges evoked by 4-AP and bicuculline
in a neuron from a mutant mouse is shown. The hyperpolarizing pulses
(downward deflections) used to measure input resistance are shown in
the trace on the right. d,
Biocytin-filled cortical pyramidal cells from wild-type and mutant
mice. The top panel displays three different
magnifications of a wild-type pyramidal neuron. The bottom three
panels show similar magnifications of a pyramidal neuron taken
from a mutant mouse. The calibrations refer to both the
top and bottom panels.
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Not only did this treatment significantly increase the frequency of
spontaneous discharges in the mutant neurons (0.066 ± 0.009/sec)
compared with wild-type neurons (0.039 ± 0.009/sec; t = 2.182; df = 19; p = 0.042)
(Fig. 2a), but the average duration of their bursting was
consistently longer (2247 ± 499 msec) (Fig. 2b,
right trace) than the wild-type response (982 ± 109 msec; t = 2.245; df = 18; p = 0.038) (Fig. 2b, left trace).
Evidence for the participation of glutamate in the production of these
paroxysmal discharges was provided by
6-cyano-7-nitroquinoxaline-2,3-dione (CNQX) (10 µM), a
non-NMDA receptor antagonist that abolished all spontaneous activity
when added to the bath (Fig. 2c). At the conclusion of the
recording session, individual neurons were labeled with biocytin.
Subsequent light microscopic analysis failed to reveal any gross
morphological differences in the appearance of mutant pyramidal cells
compared with their wild-type counterparts (Fig. 2d).
A total of 11 whole-cell voltage-clamp recordings were made from adult
pyramidal neurons (7 obtained from three wild-type mice and 4 taken
from three mutant mice) visualized by infrared videomicroscopy before
recording (Fig. 3a,
inset). Biocytin was routinely included in the patch pipette
to further verify the identity of the cell at a later time (Fig.
3a). Both wild-type and mutant neurons displayed spontaneous
inward currents of varying amplitudes and frequencies (Fig.
3b) that were mediated by the activation of non-NMDA
glutamate receptors because they could be blocked by CNQX (data not
shown). The neurons from D4R-deficient mice displayed a
small but statistically significant increase in the frequency of
spontaneous events compared with the wild-type neurons (Fig.
3d, top left panel, left set of
bars) (t = 2.66; df = 9;
p = 0.026). In the presence of 50 µM 4-AP, burst frequency increased in neurons
from both wild-type and mutant mice, but the effect was most pronounced
in the latter (Fig. 3d, top left panel,
right set of bars) (t = 3.45;
df = 9; p = 0.007).

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Figure 3.
Whole-cell voltage-clamp recordings
reveal increased excitation of cortical pyramidal neurons from
D4R-deficient mice. a, An example of a
biocytin-filled pyramidal neuron from a mutant mouse from which
voltage-clamp data were obtained. The inset shows an
IR-DIC image of the cell (arrow) before the patch
electrode was attached. Panels show two different
magnifications of the same pyramidal neuron. b,
Recordings of inward membrane currents showing excitatory events in a
cortical neuron isolated from a wild-type (left traces)
and a mutant mouse (right traces). Currents were
recorded either in control conditions (top traces) or in
the presence of 50 µM 4-AP (bottom
traces). Bicuculline (10 µM) was present
throughout the experiment, and the membrane was held at 70 mV.
c, Approximately 5.5 min of membrane current recorded
from a neuron prepared from a D4R-deficient mouse in the
presence of 4-AP (50 µM). The five large downward
deflections reflect paroxysmal activity evoked by the addition of 4-AP
to the bath solution. d, Summary plots of quantified
spontaneous synaptic activity. Columns indicate
the results obtained from wild-type (black) and
D4R-deficient mice (white), respectively.
d (top left panel), Plot of the
frequency (in Hertz) of all the detected spontaneously occurring
events. d (top right panel), Plot
of the mean amplitude of all the detected spontaneous events.
d (bottom left panel), Plot of the
frequency of the events greater in amplitude than the sum of the mean
amplitude and twice the SD for any given data set (see Results).
d (bottom right panel), Plot of
the frequency (events per minute) of paroxysmal activity.
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Although the average amplitude of inward currents was not significantly
different between wild-type and mutant neurons, in either the presence
or absence of 4-AP (Fig. 3d, top right
panel), closer inspection of the data revealed two classes
of large inward currents, as defined by amplitude criteria. The first
event group comprised simple inward currents that had amplitudes
greater than the sum of the mean amplitude and twice the SD for
any given data set. Under control conditions the frequency of this type
of current was the same in both genotypes (Fig. 3d,
bottom left panel, left set of bars)
but in the presence of 4-AP was significantly increased only in the
mutant neurons (Fig. 3d, bottom left panel,
right set of bars) (t = 5.42;
df = 9; p < 0.001). The second large-amplitude event was characterized by a robust inward current (Fig. 3c)
that probably corresponded to the paroxysmal depolarizations observed in the current-clamp experiments described above. Again, under control
conditions the frequency of this type of current was the same in both
genotypes (Fig. 3d, bottom right panel,
left set of bars) but was significantly increased
by 4-AP only in the mutant neurons (Fig. 3d, bottom
right panel, right set of bars)
(t = 2.57; df = 9; p = 0.03). The
reduced frequency of these events in the voltage-clamp experiments
compared with the current-clamp experiments may be a reflection of the
lower concentration of 4-AP used in the voltage-clamp studies.
When taken together, these electrophysiological results indicate that
cortical excitability is increased in the D4R-deficient mice, a finding consistent with the hypothesis that in vivo
the D4R acts as an inhibitory modulator of neuronal
activity in the FC. To test this hypothesis, we performed three types
of experiments. In the first, the effect of PNU-101383G (a novel
D4R antagonist) on the electrophysiological activity of
cortical pyramidal neurons from wild-type and D4R-deficient
mouse brain slices was evaluated. In the second set of experiments, the
D4R-deficient mice were analyzed with respect to their
sensitivity to the convulsant effects of the
GABAA blocker bicuculline. Third, we investigated
whether the cortical output to cortical layer VI was modified in
D4R-deficient mice by performing an ultrastructural
analysis of glutamate terminal immunolabeling.
The D4R antagonist PNU-101387G increases cortical
excitability in cortical slices of wild-type mice
Several putative D4R antagonists exhibiting different
ratios of binding selectivity in comparison to other DA, 5-HT, and
noradrenaline receptors have emerged during the last several years,
although their efficacy in vivo is still a matter of
controversy (Tarazi and Baldessarini, 1999 ). One of these compounds is
PNU-101387G. This D4R antagonist displays moderately high
affinity (Ki = 3.6 nM) and selectivity for the D4R
(Merchant et al., 1996 ). More recently PNU-101387G has been shown to
prevent amphetamine sensitization in rats (Feldpausch et al., 1998 ) and
stress-induced memory deficits in monkeys (Arnsten et al., 2000 ). We
used PNU-101387G to determine the possible participation of the
D4R in the modulation of the activity of pyramidal neurons
of the FC in normal mouse brain slices. Whole-cell voltage-clamp
recordings were made from nine cortical pyramidal neurons obtained from
four wild-type mice. In standard ACSF at a holding potential of 60
mV, all neurons displayed spontaneous inward currents of varying
frequencies and amplitudes (Fig.
4a). In the presence of
PNU-101387G (10 µM; 3 min exposure duration),
six of nine neurons displayed an increased frequency of spontaneous
inward currents (Fig. 4a). Two neurons did not display
changes, and one neuron showed a decreased frequency of spontaneous
inward currents. As a group, the increase in frequency was
statistically significant (87 ± 15.4%; t = 2.48; df = 8; p < 0.05) (Fig. 4b).
In the neurons that displayed increases in the frequency of spontaneous
inward currents, we examined normalized amplitude-frequency histograms
to determine whether changes in frequency were associated with changes
in amplitude. There were no consistent changes in the normalized
amplitude-frequency histograms in the presence of PNU-101387G (Fig.
4c). In the two neurons that did not change frequency of
spontaneous inward currents in the presence of PNU-101387G, after
washing we subsequently added 4-AP to increase the frequency of
spontaneous events and then re-exposed the neurons to PNU-101387G 10 µM for 3 min. Both neurons now displayed an
increase in frequency (317 and 54%). To provide a test of
pharmacological specificity of the D4R antagonist, we
examined the effects of applying the same concentration of PNU-101387G
in five neurons from two D4R-deficient mice. PNU-101387G
(10 µM) had no significant net effect (Fig.
4b): two neurons displayed slight increases in the frequency
of inward currents, and three displayed decreases. These data indicate
that blockade of the D4R can increase the frequency
of spontaneous inward currents, thereby providing additional support
for the hypothesis that this receptor subtype mediates at least some of
inhibitory actions of DA in the cortex. Furthermore, the observation
that a change in frequency did not appear to be associated with a
change in amplitude suggests that some of these inhibitory actions may
be presynaptic.

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Figure 4.
The D4R antagonist
PNU-101387G increases the frequency of spontaneous inward currents in
cortical pyramidal neurons in the FC of wild-type mice but has no
effect in D4R-deficient mice. a, Whole-cell
voltage-clamp recordings. Top trace shows spontaneous
activity before application of PNU-101387G. Bottom trace
shows that during application of the D4 antagonist (10 µM, 3 min application) spontaneous inward currents
increased in frequency. b, Bar graph
shows increase in frequency of spontaneous inward currents in wild-type
mice and return to baseline after wash. Asterisk
indicates that increase was statistically significant
(p < 0.05). In D4R-deficient
mice there was no net change in spontaneous inward currents.
c, Amplitude-frequency histograms before
(Control), during, and after
(Wash) exposure to the D4 antagonist in the
FC neuron shown in a. d,
Amplitude-frequency histograms were first normalized to the total
number of events in each of the three histograms shown in
c, and then the cumulative frequencies were
plotted before (Control), during,
and after (Wash) exposure to the D4
antagonist. The curves superimpose, indicating that
although the D4 antagonist markedly increased the frequency
of spontaneous inward currents, their amplitudes were not
altered.
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D4R-deficient mice are supersensitive to the convulsant
effects of bicuculline
On the basis of the electrophysiological data, we hypothesized
that pyramidal neurons in the FC of D4R-deficient mice
might become hyperexcitable under proconvulsive conditions. To test this hypothesis, wild-type and mutant mice were exposed to increasing concentrations of the convulsant bicuculline. At doses up to 3 mg/kg,
bicuculline produced only mild to medium signs of epileptogenic activity in mice of both genotypes. However, at 4 mg/kg, bicuculline displayed pronounced convulsant effects that differed as a function of
genotype (Fig. 5). After the
administration of 4 mg/kg bicuculline, all of the wild-type mice
entered a tonic-clonic seizure phase that was characterized by a loss
of postural control, barrel rolling, spontaneous jumping, and
convulsions. At this dose, 60% of the animals died by the end of the
15 min observation period. In contrast, the mice lacking
D4Rs displayed more pronounced epileptic-like seizure
behavior and a significantly earlier onset of tonus, wild running, and
clonus (Fig. 5). In addition, all of the D4R-deficient mice
experienced severe seizures and died within 15 min of administration of
the bicuculline.

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Figure 5.
D4R-deficient mice are hypersensitive
to the convulsant effects of the GABAA blocker bicuculline.
Shown is the onset of the different convulsive phases induced by
bicuculline (4 mg/kg, i.p.) in wild-type (black columns)
and D4R-deficient (white columns) mice. Bars
represent the mean ± SEM time values of wild-type
(n = 10) and D4R-deficient mice
(n = 9), respectively. Data were analyzed by
Student's t test. *p < 0.05 and
**p < 0.005 compared with wild-type mice. Each
animal was observed for 15 min.
|
|
Glutamate immunoreactivity is decreased in
D4R-deficient mice
Recent in vivo microdialysis and electron microscopic
studies have demonstrated that enhanced extracellular levels of
glutamate are correlated with a decrease in the density of terminal
glutamate immunolabeling as a consequence of reduced accumulation of
neurotransmitter (Meshul et al., 1999 ). Given the apparent cortical
hyperexcitability that we observed in our mutant mice, we hypothesized
that glutamate immunolabeling of FC pyramidal neurons might be reduced
in the D4R-deficient mice compared with wild-type cells. To
test this hypothesis we performed an ultrastructural analysis of
glutamate immunolabeling in 349 FC terminals, 165 of which came from
wild-type mice (n = 6) (Fig.
6a) and the remaining 184 from
D4R-deficient mice (n = 6) (Fig.
6b). This study revealed significantly less glutamate-ir in
FC layer VI of mutant (91 ± 3 SEM gold
particles/µm2), compared with wild-type,
mice (114 ± 4 SEM gold
particles/µm2).

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|
Figure 6.
Ultrastructural analysis of frontal cortex from
wild-type and D4R-deficient mice. Electron photomicrographs
of nerve terminals within the frontal cortex prepared from wild-type
(a) and D4R-deficient
(b) mice. In a and
b, the small arrows identify gold
particles that reveal the location of the glutamate antibody; the
large arrows indicate asymmetrical synaptic contacts.
Scale bar (shown in b for a and
b): 0.25 µm.
|
|
DA synthesis and turnover in the FC is unaffected in mice
lacking D4Rs
Because glutamatergic pyramidal neurons of the FC appeared to be
hyperactive in the D4R-deficient mice, we investigated
whether this condition might be associated with altered DA synthesis
and release in this brain region. L-DOPA accumulation was
assessed after treatment with the L-aromatic decarboxylase
inhibitor NSD-1015 to estimate the rate of DA synthesis. The
accumulation of L-DOPA in the FC of wild-type and mutant
mice was similar, with a calculated DA synthesis rate of 2.627 ± 0.046 pg/min and 3.010 ± 0.345 pg/min in each respective
genotype. The DOPAC/DA ratio was also calculated and found to be
similar between the two genotypes (wild type: 3.26 ± 0.71;
mutant: 2.71 ± 0.14).
 |
DISCUSSION |
The absence of D4Rs leads to increased cortical
excitability and glutamate synaptic activity
On the basis of anatomical studies, it has been proposed that
D4Rs may modulate the activity of cortical neurons (Mrzljak et al., 1996 ), and now our electrophysiological analyses, including current- and voltage-clamp experiments, have demonstrated that cortical
neuronal activity is enhanced in D4R-deficient mice. There
is considerable evidence that DA, acting on multiple receptor subtypes
(Cepeda et al., 1992 ; Goldman-Rakic, 1996 ), can have both excitatory
and inhibitory influences on the activity of neurons in the FC.
Furthermore, D1-like agonists are known to promote seizure
activity, whereas D2-like agonists can act as
anticonvulsants, presumably by elevating the excitatory threshold of
the FC (Starr, 1996 ). In the present study, we found that the total
absence or pharmacological blockade of D4Rs increases
excitability in the FC and that mice lacking D4Rs also have
an increased susceptibility to the tonic-clonic seizures produced by
bicuculline. Therefore, the ability of typical and atypical
neuroleptics, including clozapine (Denney and Stevens, 1995 ), to induce
paroxysmal discharges may be explained, in part, by their ability to
block D4Rs in the FC. On the basis of these observations,
it is conceivable that selective stimulation of D4Rs may
constitute a rational pharmacotherapy for certain types of epileptic disorders.
Increased cortical excitability and reduced glutamate immunogold
labeling in mutant mice are consistent with the interpretation that
D4Rs may normally exert an inhibitory influence on FC
glutamatergic pyramidal neurons in wild-type mice. Alternatively, our
findings could be explained by a significant increase in the activity
of ascending dopaminergic mesocortical neurons that would elevate cortical DA levels and possibly prolong the activation of
D1-like receptors in the D4R-deficient mice. To
address the possibility that the presynaptic component of mesocortical
DA transmission was altered in the D4R mutant mice, we
assessed the rate of DA synthesis and turnover in the FC of wild-type
and receptor-deficient mice. The results of these studies indicated
that in the mutant mice the presynaptic components of DA
neurotransmission are not altered in the FC, similar to what we
observed in the nucleus accumbens of the mutant mice (Rubinstein et
al., 1997 ), but in marked contrast to what was observed in the dorsal
striatum of these animals. The unaltered synthesis and turnover of
cortical DA in the D4R-deficient mice support the
hypothesis that DA can have an inhibitory influence on cortical
excitability via its postsynaptic actions on D4R-expressing
cortical neurons, some of which may project to the dorsal striatum.
This interpretation may help to explain how some atypical
antipsychotics that are also D4R antagonists (Van Tol et
al., 1991 ; Roth et al., 1995 ), such as clozapine, can increase neuronal
activity in the FC and ameliorate some cognitive and affective deficits
that afflict schizophrenics without producing the unwanted side effects
associated with the typical antipsychotics (Lidow et al., 1998 ).
Recent genetic studies have associated certain alleles of the human
DRD4 gene with the occurrence of ADHD (LaHoste et al., 1996 ; Swanson et
al., 1998 ). ADHD, characterized by difficulty with concentration, has
been associated with FC malfunction (Barkley, 1998 ) and has shown a
heritability of 50-90% (Gillis et al., 1992 ). Neuroanatomical imaging
studies performed on normal individuals as well as individuals with
ADHD have revealed that the FC, dorsal striatum, and globus pallidus,
the three areas richest in D4Rs (Mrzljak et al., 1996 ;
Ariano et al., 1997 ), are significantly smaller in affected individuals
compared with the corresponding structures in control subjects
(Castellanos et al., 1996 ). Given that individuals suffering from ADHD
are frequently medicated with catecholamine uptake inhibitors such as
methylphenidate, our results are consistent with the interpretation
that by indirectly increasing DA levels in the FC, methylphenidate may
derive its clinical benefit, in part, by prolonging the
hyperpolarization of pyramidal neurons, perhaps via the sustained
activation of D4Rs.
In conclusion, we have provided behavioral, electrophysiological,
immunocytochemical, and ultrastructural evidence that cortical activity
is elevated in mice lacking D4Rs. We have also presented pharmacological data that D4R blockade increases
excitability in wild-type pyramidal neurons of the FC. Knowing that
D4Rs are expressed in cortical neurons and that their
activation can result in cellular hyperpolarization, we have concluded
that the abnormal hyperexcitability displayed by cortical neurons in
slices of brain taken from D4R-deficient mice is a
consequence of the inability of DA to exert its normal inhibitory
influence over these neurons. Consequently, we anticipate that
future studies involving these receptor-deficient mutant mice and their
wild-type counterparts will serve to further illuminate the
contributions that this DA receptor subtype makes to normal brain function.
 |
FOOTNOTES |
Received Dec. 7, 2000; revised March 19, 2001; accepted March 20, 2001.
This work was supported, in part, by an International Research Scholar
Grant of the Howard Hughes Medical Institute (M.R.), Universidad de
Buenos Aires (M.R.), Agencia Nacional de Promoción Cientifica y
Tecnológica (M.R.), National Institute on Drug Abuse (D.K.G., L.B.K., M.J.L.), National Alliance for Research on
Schizophrenia and Depression (M.S.L), National Institute of
Neurological Disorders and Stroke (M.S.L.), the Portland Alcohol
Research Center (D.K.G., M.J.L.), the Department of Veterans Affairs
Merit Review Program (C.K.M.), and the Smokeless Tobacco Research
Council (C.K.M.). Tomás Falzone is the recipient of a predoctoral
fellowship from the Consejo Nacional de Investigaciones
Científicas y Tecnológicas, Argentina. We thank Marta
Barontini, Sylvia Gill, Ahrin Koppel, Jennifer Larson, Elizabeth Lutz,
Norberto Malarini, and Lidia Parodi for excellent technical assistance.
We also acknowledge Kalpana Merchant of Pharmacia-Upjohn
Pharmaceuticals for supplying PNU-101387G.
Correspondence should be addressed to Dr. Marcelo Rubinstein, Instituto
de Investigaciones en Ingeniería Genética y Biologia Molecular (Universidad de Buenos Aires-Consejo Nacional de
Investigaciones Cientificas y Técnicas), Vuelta de
Obligado 2490, Buenos Aires, 1428 Argentina, E-mail:
mrubins{at}dna.uba.ar, or Dr. David K. Grandy, Department of Physiology
and Pharmacology, L334 Oregon Health Sciences University,
3181 SW Sam Jackson Park Road, Portland, OR 97201. E-mail:
grandyd{at}ohsu.edu.
 |
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