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The Journal of Neuroscience, July 1, 2001, 21(13):4801-4808
A Code for Behavioral Inhibition on the Basis of Color,
But Not Motion, in Ventrolateral Prefrontal Cortex of Macaque
Monkey
Masamichi
Sakagami1, 2,
Ken-ichiro
Tsutsui3,
Johan
Lauwereyns1,
Masashi
Koizumi1,
Shunsuke
Kobayashi4, and
Okihide
Hikosaka1
1 Department of Physiology, Juntendo University, School
of Medicine, Bunkyo, Tokyo, Japan 113-8421, 2 Brain Science
Research Center, Tamagawa University, Machida, Tokyo, Japan 194-8610, 3 Department of Physiology, Nihon University, School of
Medicine, Itabashi, Tokyo, Japan 173-8610, and 4 Department
of Neurology, University of Tokyo, School of Medicine, Bunkyo, Tokyo,
Japan 113-8655
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ABSTRACT |
To examine the neural mechanism for behavioral inhibition, we
recorded single-cell activity in macaque ventrolateral prefrontal cortex, which is known to receive visual information directly from the
inferotemporal cortex. In response to a moving random pattern of
colored dots, monkeys had to make a go or no-go response. In the color
condition, green indicated go, whereas red indicated no-go, regardless
of the motion direction; in the motion condition, upward indicated go,
whereas downward indicated no-go, regardless of the color.
Approximately one-half of the visual cells were go/no-go differential.
A majority of these cells (64/73) showed differential activity only in
the color condition; they responded nondifferentially in the motion
condition, although the same set of stimuli was used. We classified
these cells as "go type" (n = 41) and
"no-go type" (n = 23) depending on the color
for which they showed a stronger response. Interestingly, in both types of cells, the differential effects were observed only for the no-go-indicating color. Compared with the nondifferential responses in
the motion condition, go-type cells in the color condition showed
weaker responses to the no-go-indicating color, whereas their responses
to the go-indicating color were similar; in contrast, no-go type cells
showed stronger responses to the no-go-indicating color, whereas their
responses to the go-indicating color were similar. Both types of cells
did not show any activity change during the actual execution of the go
or no-go response. These results suggest that neurons in ventrolateral
prefrontal cortex contribute to stimulus-response association in
complex task situations by inhibiting behavioral responses on the basis
of visual information from the ventral stream.
Key words:
inhibitory control; ventrolateral prefrontal cortex; macaque monkey; go/no-go task; selective attention; color; random dot
motion; single unit; ventral pathway
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INTRODUCTION |
It is thought that the lateral
prefrontal cortex (LPFC) has an important role in selecting an
appropriate response on the basis of external sensory stimuli,
particularly when the same stimulus can require a different response
depending on the context. Many studies have suggested that several
possible functions contribute to this process: working memory
(Goldman-Rakic, 1987 ), detection of behavioral meaning (Watanabe,
1986 ), temporal integration (Fuster, 1997 ), sensory-motor integration
(Kim and Shadlen, 1999 ), and attention to action (Passingham,
1998 ).
Inhibitory control over the response-selection process seems to be
another important function of the LPFC. Patients with prefrontal pathology have difficulty in inhibiting inappropriate behavior in a
given context (Luria, 1966 ; Lhermitte et al., 1986 ; Shimamura, 1994 ;
Fuster, 1997 ; Knight et al., 1999 ). In experimental situations such as
the anti-saccade eye movement task (Guitton et al., 1985 ), the Stroop
task (Perret, 1974 ), and the go/no-go task (Drewe, 1975 ), prefrontal
patients are often unable to suppress prepotent responses evoked by
irrelevant stimuli. Although it is difficult to tell from these human
clinical studies which area in LPFC is related to the inhibitory
control, experimental lesion studies with nonhuman primates have
suggested one candidate area in LPFC, that is, the ventrolateral part
of prefrontal cortex (VLPFC) (Butter, 1969 ; Iversen and Mishkin, 1970 ;
Butters et al., 1973 ; Passingham, 1975 ; Mishkin and Manning, 1978 ; Dias
et al., 1996 ).
It remains unknown, however, how neurons in VLPFC behave to exert the
presumed inhibitory control. Single-unit studies with monkeys have
suggested that prefrontal cortex converts sensory information into
commands for appropriate behavioral output (Komatsu, 1982 ; Watanabe,
1986 ; Yajeya et al., 1988 ; Niki et al., 1990 ; Yamatani et al., 1990 ;
Schall and Hanes, 1993 ; Sakagami and Niki, 1994a ; Asaad et al., 1998 ;
Rainer et al., 1998 ; Ferrera et al., 1999 ; Kim and Shadlen, 1999 ;
Sakagami and Tsutsui, 1999 ). However, there has been no indication that
prefrontal neurons are related to stimulus-response association based
on inhibitory control. Specifically, a majority of neurons in LPFC,
including VLPFC, responded to a stimulus that instructed execution, not
suppression, of a behavioral response (Watanabe, 1986 ; Niki et al.,
1990 ; Sakagami and Niki, 1994a ; Sakagami and Tsutsui, 1999 ).
To resolve this issue, we recorded single-unit activity from VLPFC of
two Japanese monkeys while they performed a manual go/no-go task in
response to either the color or motion of a visual stimulus. Many VLPFC
neurons showed differential go/no-go activity in response to color but
not motion direction (Sakagami and Tsutsui, 1999 ). As in the previous
studies, a majority of the neurons showed higher activity for the
go-indicating stimuli. However, by comparing the activity pattern of
the neurons between different attention conditions, we reached a
different conclusion: VLPFC neurons indicate the behavioral meaning of
color by changing their activity only for the color that requires a
no-go response.
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MATERIALS AND METHODS |
Subjects. We used two male Japanese monkeys
(Macaca fuscata). All surgical and experimental protocols
were approved by the Animal Care and Use Committees at the University
of Tokyo and Juntendo University and were in accordance with guidelines
set by the National Insititutes of Health.
Behavioral paradigm. The monkey was required to make a go or
no-go response depending on either the color or the motion direction of
the target stimulus (see Fig. 1). The monkey initiated each trial with
a lever press (a small plastic disk, 2.0 cm in diameter, attached to
the monkey chair in front of the right hand at the height of the
animal's elbow). A fixation spot (0.3° in diameter) appeared in the
center of the 20 inch cathode ray tube with a 60 Hz refresh rate
(HC39PEX, Mitsubishi) that was placed directly in front of the monkey.
After a variable period (1-2 sec), the target stimulus was presented
for 200 msec at one of four locations (4.1° from the fixation spot,
above, below, to the right, or to the left). After a variable delay
(0.5-2 sec), the fixation spot dimmed. For a correct go response, the
monkey had to release the lever within 0.8 sec. For a correct no-go
response, the monkey had to refrain from releasing the lever for at
least 1.2 sec; the monkey could release the lever at any time after the
1.2 sec no-go period. A drop of fruit juice was delivered after the
lever release as reward for every correct go or no-go response. This task can be regarded as a delayed version of a symmetrically rewarded go/no-go task because it is crucial for the monkey to associate the
target stimulus with either releasing ("go") or not releasing ("no-go") the lever within the response period.
We used the delayed version of the symmetrically rewarded go/no-go task
to exclude confounding factors. First, the monkey was rewarded also in
the no-go trial after releasing the lever any time after the designated
go response period. This was done to exclude differential neuronal
activity related to expectation of reward. Such reward-related activity
has been observed in many brain regions, including the prefrontal
cortex (Watanabe, 1996 ; Leon and Shadlen, 1999 ; Tremblay and Schultz,
1999 ). Second, a delay period was inserted between target presentation
and the imperative cue (fixation spot dimming). This was done to
exclude activity related to motor processes; otherwise, the go-related response could simply be such motor-related activity.
The monkey viewed a dynamic random dot pattern through a virtual square
aperture (6.2 × 6.2°) as a target stimulus. All dots were of
the same color and moved unidirectionally and coherently. Approximately
280 dots moving at 6°/sec were used to cover 11% of the virtual
aperture area. Apparent motion was produced by successive replacement
of four frames. Duration of each frame was 50 msec (three ticks of 16.7 msec refresh rate), and total presentation time was 200 msec (50 msec × four frames). A yellow fixation spot signaled the color
condition; a purple spot signaled the motion condition. All stimuli
were otherwise the same in both conditions (see Fig.
1B). In the color condition, a green target indicated
go, and a red target indicated no-go. In the motion condition, upward
movement indicated go, and downward movement indicated no-go. Therefore
we call green, in this example, "go color," red "no-go color,"
upward movement "go motion," and downward movement "no-go
motion." To confirm that the neuronal response of the VLPFC cells did
not depend merely on the physical properties of stimuli, in some cases
additional data were collected in another two blocks with a different
stimulus set (second set; purple or yellow target dots, leftward or
rightward motion).
The x and y values of the Commission
Internationale de l'Eclairage standard colorimetric system and the
luminance for each color dot were as follows: 0.295, 0.599, 18.4 cd/m2 for green (go color); 0.636, 0.326, 17.7 cd/m2 for red (no-go color); 0.279, 0.132, 22.4 cd/m2 for purple (go color);
and 0.415, 0.504, 23.2 cd/m2 for yellow
(no-go color). In this way, the luminance relations between go colors
and no-go colors were counterbalanced between the two stimulus sets.
For monkey 2, the go and no-go responses were swapped: go colors were
red and yellow, and no-go colors were green and purple; in the motion
condition, rightward and downward movement required a go response,
whereas leftward and upward movement required a no-go response.
From 500 msec before until 500 msec after the onset of the target
stimulus, eye movements were restricted to within 1° of the fixation
spot by means of an infrared camera and associated equipment (R-21C-A,
RMS). The sampling rate was 250 kHz.
At the end of the training, both monkeys performed this task with
>90% correct rate (collapsed across go and no-go trials) in both the
color and motion condition (monkey 1, 96.2% in the color condition and
94.2% in the motion condition; monkey 2, 98.1% in the color condition
and 93.5% in the motion condition). Training procedures and behavioral
data with this paradigm have been described in detail elsewhere
(Sakagami and Tsutsui, 1999 ; Lauwereyns et al., 2000 ).
Recording and histology. After completion of the training,
we implanted a head-fixation device and unit-recording chamber and
recorded single-unit activity from VLPFC of the two monkeys while they
performed the task.
Recording was conducted in two blocks of 32-64 trials, one block in
the color condition and one block in the motion condition. Within a
block we did not change the attention condition; the order of blocks
was randomized. Because some VLPFC cells show a spatial preference
similar to the receptive fields found in visual cortices (Sakagami and
Niki, 1994b ), we presented the target stimuli at the one location, of
four, where the cell showed the largest change in activity during
preliminary investigation.
Recording locations were reconstructed by means of histology.
Procedures for surgery, recording, and histology were the same as in
our previous study (Sakagami and Niki, 1994a ).
Data analysis. In this study we analyzed the activity of the
cell immediately after visual target presentation. To analyze cell
activity, a two-factor ANOVA [color (green vs red) × motion direction (upward vs downward)] was applied to the activity of the
cell (100-300 msec period from target onset) separately for each block
(color condition and motion condition). According to the results of
ANOVAs, we selected cells showing go/no-go differential activity only
in the color condition (task-dependent color cells; C cells). To
understand the suppression and enhancement effects between different
attention conditions, we used visual responses (100-300 msec after
target onset) to compute task relevancy (R) indices
for both go (Rgo) and no-go
(Rng) colors:
Rgo = [go(C) go(M)]/[go(C) + go(M)] and Rng = [ng(C) ng(M)]/[ng(C) + ng(M)], where go(C) is activity to a go color in the
color condition, go(M) is activity to a go color in the motion
condition, ng(C) is activity to a no-go color in the color condition,
and ng(M) is activity to a no-go color in the motion condition.
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RESULTS |
We recorded single-unit activity from two monkeys while they
performed a manual go/no-go task in which they had to discriminate one
feature of a multidimensional visual stimulus (a virtual square in
which moving colored dots appeared; henceforth "target"). To obtain
reward in the color condition, the monkey had to make a go response
(immediate lever release) if the target was green (go color), whereas
it had to make a no-go response (delayed lever release) if the target
was red (no-go color), ignoring the motion direction of the target
(Fig. 1B). In the
motion condition, on the other hand, the monkey had to differentiate
the motion direction of the target, whereas go and no-go colors were
now irrelevant to the selection of the appropriate behavioral
response.

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Figure 1.
Schematic illustration of the experimental design
and target stimuli. A, The trial began when the monkey
pressed the lever. The monkey was required to focus his gaze at the
fixation spot. A target cue was then presented for 200 msec, followed
by a random delay period (0.5-2 sec), until the fixation spot dimmed.
If the target indicated a go response, the monkey had to release the
lever immediately (within 0.8 sec). If the target indicated a no-go
response, the monkey had to continue to press the lever throughout the
dim period (1.2 sec), and then the fixation spot was re-illuminated. In
no-go trials, the monkey could release the lever at any time after the
dim period. Correct responses in both go and no-go trials were rewarded
with a drop of orange juice immediately after the lever was released.
B, Examples of target cues. The stimulus consisted of a
moving random pattern of colored dots, green or
red, and upward or downward direction. The color of the
fixation spot indicated the attention condition. In the color condition
(yellow fixation spot), a green target color
indicated a go response, and a red target color indicated a
no-go response. In the motion condition (purple fixation
spot), upward motion direction indicated a go response, and downward
movement indicated a no-go response.
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While the monkeys performed the task in the two discrimination
conditions, we recorded neuronal activity from the VLPFC, mainly in
area 46 ventral to the sulcus principalis, the upper part of area 12, and the anterior part of area 45. Many cells change their activity in
response to the presentation of the visual target immediately after its
onset. We recorded 147 visually responsive cells that increased their
activity following target presentation. Among the 147 visually
responsive cells, 119 showed a statistically reliable main effect of
two-factor (color vs motion) ANOVA (p < 0.01)
in at least one of the conditions: color or motion, or both.
Three of them decreased their activity on target presentation; these
were excluded from further analyses. As shown in Table
1, we classified the cells according to
the results of ANOVA as follows: (1) task-dependent color and
motion go/no-go cell ("CM cell"; n = 6), (2)
task-dependent color go/no-go cell ("C cell"; n = 64), (3) task-dependent motion go/no-go cell ("M cell";
n = 3), (4) task-independent color cell ("CI cell";
n = 14), and (5) task-independent motion cell ("MI
cell"; n = 0). The remaining 29 cells showed complex
activity patterns that we could not classify. As we suggested previously (Sakagami and Tsutsui, 1999 ), the largest group of visually
responsive cells in VLPFC was that of task-dependent color go/no-go
cells (C cells), which show a significant main effect of color in the
color condition, without any other reliable main effect. Among C cells,
three showed a significant interaction effect (p < 0.01) between the color and motion factors. In this report, we will
concentrate on C cells.
We illustrate the activity pattern of a typical C cell in Figure
2. The cell showed a selective increase
in activity for targets with a go color (green) when the monkey
performed the discrimination task in response to the color of the
target (Fig. 2A, left panel). In
the motion condition, however, the activity of the same cell did not
differ between colors or motion directions of the targets (Fig.
2A, right panel). In the rasters
and histograms aligned on lever release, no change of activity can be
observed around the execution of the manual response. This cell, then,
seems to code the task-relevant meaning (go or no-go) of the color
features, rather than the preparation or execution of the specific
motor command. Using another set of stimuli (purple vs yellow, leftward vs rightward movement) with the same C cell, we could confirm that its
representation of behavioral significance did not depend on any
specific color (Fig. 2B). Of 64 C cells, 41 cells
responded more to targets with a go color than to targets with a no-go
color, as shown in Figure 2 (go type: 64.1%); the remaining 23 C cells responded more to targets with a no-go color than to targets with a go
color, as shown in Figure 3 (no-go type:
35.9%).

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Figure 2.
Activity pattern of the go type C cell.
A, Typical example of a go type C cell with the first
set of stimuli. Each pair of rasters and histograms illustrates the
neuronal response to the target shown on the left. The
rasters and histograms are split in two; the left side is aligned on
target onset (vertical line; the horizontal
bar indicates target duration), and the right side is aligned
on lever release (vertical line). Only the data from
correct trials were obtained. The left panel represents
the neuronal activity in the color condition; the right
panel represents that in the motion condition.
Arrows in the stimuli indicate motion direction.
go, Go trial; ng, no-go trial.
Triangles in the rasters indicate fixation dimming or
re-illumination (end of dim): fixation dimming in the target-aligned
rasters and in the go trials of response-aligned rasters, and
re-illumination in the no-go trials of response-aligned rasters. Bin
width, 20 msec. B, Activity pattern of the same cell
with the second set of stimuli.
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Figure 3.
Activity pattern of the no-go type C cell.
A, Typical example of a no-go type C cell with the first
set of stimuli. B, Activity pattern of the same cell
with the second set of stimuli.
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For 25 go type and 18 no-go type C cells, we were able to repeat the
entire experiment with the second set of stimuli. Using the same
analysis as for the first set of stimuli with two-factor ANOVAs, we
checked the consistency of neuronal activity between the first and
second set of stimuli. Among 25 go type C cells, 19 cells showed
differential activity for go and no-go colors with the second set of
stimuli in the color condition; all but one of them (18/19; 94.7%)
showed stronger activity for the go color, consistent with their go
type activity with the first set of stimuli. Among 18 no-go type C
cells, 16 cells showed differential activity for go and no-go colors
with the second set of stimuli in the color condition; all of them
(16/16; 100%) preferred the no-go color, consistent with their no-go
type activity with the first set of stimuli.
At first sight, stronger activity for stimuli that require a go
response, as in the go type C cells, might seem to signal the presence
of a go target, not the absence of a no-go target. However, as can be
seen in the activity pattern shown in Figure 2 (right
panels), the go type C cell responded nondifferentially with
increased activity to any target, instead of becoming silent, when the
monkey attended to the motion direction of the target. We confirmed
this tendency with population analysis of the 41 go type C cells with
the first stimulus set (Fig.
4A). In the color
condition, all target colors evoked activation at first, but ~100
msec after target presentation, suppression appeared on the activity
evoked by a no-go color. In the motion condition, in contrast, there
was no such suppression for targets with a no-go color. Thus, across
all stimuli in both discrimination conditions, the only significant
modulation observed was the suppression of the visually evoked activity
to a no-go color in the color condition. Consequently, from the
viewpoint of information processing, the only distinctive input that
cells in the next processing stage (e.g., motor preparation) receive
from the go type C cells is suppression of visual activity associated
with targets that require a no-go response in the color condition.
Interestingly, we could observe no obvious activity change during the
actual motor suppression (the dimming period and pre-response period in
no-go trials).

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Figure 4.
Population average of two types of C
cells. A, Population average of 41 go type C cells to
the target onset (left panel), onset of the
fixation dimming (middle panel), and lever
release (right panel). The line
indicated by go (C) shows the response to the go color
in the color condition; ng (C), the
response to the no-go color in the color condition; go
(M), the response to the go color in the motion
condition; ng (M), the response to the
no-go color in the motion condition (collapsed across motion
directions). The curves are based on nonsmoothed data
with 10 msec temporal resolution. B, Population average
of 23 no-go type C cells.
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We also found 23 C cells that selectively increased their activity to
targets that require a no-go response (Fig. 3, left panel). These cells responded more to a no-go color than to
a go color in the color condition, whereas they did not show a strong response to any target in the motion condition (Fig. 3, right panel). The population analysis based on these 23 no-go
type C cells indicated that the visual response to a target color
associated with the no-go response was significantly enhanced in the
color condition (Fig. 4B). Similar to the go type C
cells, the only distinctive output from no-go type C cells toward later
stages of information processing is associated with a no-go color in the color condition. Again, no activity change occurred during the
manual motor suppression in this population.
To test the suppression and enhancement effects statistically, we
calculated a task relevancy (R) index that quantifies
the effect of task relevancy of color by subtracting the visual
responses of the cell in the motion condition from those in the color
condition. The task relevancy index was calculated separately for go
and no-go colors. Figure 5A
shows the distributions of the index values for go type C cells, with
the data for a go color on the left and a no-go color on the right.
Negative values were obtained with a no-go color (mean = 0.23;
p < 0.01; two-tailed t test against zero),
whereas the values for a go color were not different from zero
(mean = 0.06, NS), confirming that go type C cells selectively suppress their visual activity for targets with a no-go color in the
color condition. On the other hand, for no-go type C cells (Fig.
5B), positive values were obtained with a no-go color
(mean = 0.27; p < 0.01), whereas the values for a
go color were not different from zero (mean = 0.03, NS),
confirming that these cells enhanced their visual activity to targets
with a no-go color in the color condition. Together, the results with
go type and no-go type C cells indicate that the only modulation in the
neuronal activity occurred with targets that required inhibition of the go response in the color condition.

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Figure 5.
Plots of the task relevancy
(R) index, presented for go type C cells
(A) and no-go type C cells
(B). In both panels, plots on the
left show indices for the go color
(Rgo), and plots on the
right show indices for the no-go color
(Rng). Positive values indicate
enhancement of the response in the color condition relative to the
motion condition; negative values indicate suppression in the color
condition. Arrowheads indicate the mean values of the
distributions.
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Figure 6 indicates the locations of
electrode penetrations in VLPFC (examples from two hemispheres). Go
type and no-go type C cells were found in both left and right
hemispheres. We also could not find any difference in depth. The
distributions of the two types of C cells overlapped, indicating that
they are not anatomically segregated within VLPFC.

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Figure 6.
Examples of electrode penetrations in two monkeys
(right hemisphere from Monkey #1 and left hemisphere
from Monkey #2). Similar distributions were observed in
the other hemispheres (data not shown). Circles indicate
go type C cells; plus signs indicate no-go type C cells.
Small symbols indicate one cell; large
symbols indicate two cells. A circle
superimposed on a plus sign indicates a location in
which both types of C cells were found. In penetrations indicated by
small dots, no C cells were found. PS,
Principal sulcus; AS, arcuate sulcus. The
inset is a lateral view of the left hemisphere and shows
the location of VLPFC (gray area).
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DISCUSSION |
The majority of visually responsive cells in VLPFC showed
differential activity for go and no-go colors in the color condition, whereas they were nondifferential for colors as well as for motion directions in the motion condition (C cells). This result is consistent with reports that neurons in VLPFC are selective for nonspatial visual
stimuli (O'Scalaidhe et al., 1997 , 1999 ). Approximately two-thirds of
these C cells showed a higher firing rate for a go color than for a
no-go color, and the remaining one-third preferred a no-go color. In
previous research (Watanabe, 1986 ; Sakagami and Niki, 1994a ; Sakagami
and Tsutsui, 1999 ), the former type of cells was considered simply to
reflect the process for generating a go response and the latter, a
no-go response. Using our go/no-go task with multidimensional visual
stimuli, however, we found that this view is incorrect. Instead, both
types of cells change their neuronal activity specifically for colors
that require behavioral inhibition.
One alternative interpretation of the activity of C cells would be that
it reflects feature-selective (color-based) attention rather than
processes during response selection. Indeed the VLPFC receives direct
input from the ventral pathway of the visual association cortices
(Barbas, 1988 ; Ungerleider et al., 1989 ) in which neuronal mechanisms
of feature-selective attention have been reported (Motter, 1994 ;
McAdams and Maunsell, 2000 ). The C cells in the present study could
share physiological properties with such cells in the visual
association areas, responding specifically to the color dimension and
showing task-dependent modulation. However, C cells in VLPFC show no
differential activity for colors when the monkey attends to motion
direction (Figs. 2-4, Table 1), whereas the neurons related to
feature-selective attention in the extrastriate visual cortices have a
preference for a specific feature even when the feature is not attended
to (Moran and Desimone, 1985 ; Motter, 1994 ; Treue and Martinez
Trujillo, 1999 ; McAdams and Maunsell, 2000 ). In extrastriate visual
areas, attention appears to improve the tuning curves to specific
physical properties by relative enhancement of the signal-to-noise
ratio. In VLPFC, on the other hand, C cells show qualitatively
different responses depending on the monkey's task. Importantly, when
we checked the consistency of the go/no-go preference between the first
and second set of stimuli, 94.7% (18/19) of go type C cells and 100%
(16/16) of no-go type C cells showed a consistent go/no-go preference,
despite the strongly dissimilar physical properties of go colors and
no-go colors from different stimulus sets (see Materials
and Methods). These data suggest that C cells in VLPFC
classify stimuli by their behavioral meaning rather than by their
physical properties. In addition, other studies have shown that many
cells in LPFC, including VLPFC, code behavioral significance rather
than sensory features in stimulus-response reversal tasks or in new
learning situations (Niki et al., 1990 ; Asaad et al., 1998 ). Thus it
seems plausible that C cells perform a function that is more closely
related to selecting the appropriate action than the sensory mechanisms
of feature-based attention in extrastriate visual areas.
With the comparison across attention conditions, it becomes clear that
both go type and no-go type C cells change their activity selectively
for a no-go color in the color condition, taking the nondifferential
activity in the motion condition as a reference level. Go type C cells
do so by suppressing their activity for a no-go color as compared with
the nondifferential activity in the motion condition; in turn, no-go
type C cells enhance their activity for a no-go color in the color
condition. Thus, both types of C cells have distinctive output only on
no-go trials in the color condition, and so we can propose that they
contribute to the control of behavior by indicating which color stimuli
require suppression of the go response.
It is expected that the loss of such VLPFC cells would lead to
inability to refrain from making a go response on no-go trials. This
may actually have been observed in lesion studies with monkeys (Butter,
1969 ; Iversen and Mishkin, 1970 ; Butters et al., 1973 ), and humans
(Perret, 1974 ; Drewe, 1975 ; Lhermitte et al., 1986 ). Iversen and
Mishkin (1970) reported that monkeys with a lesion of VLPFC, or the
inferior convexity, could not suppress go behavior in response to
auditory or visual targets on no-go trials, despite their intact
sensory and motor abilities. In humans, perseveration is a common
deficit after lesion of PFC (Milner, 1964 ; Stuss and Benson, 1986 ;
Shimamura, 1994 ). This dysfunction seems to have the same structure as
the behavioral deficits in monkey, with the inability to suppress
inappropriate responses in given circumstances (Fuster, 1997 ; Robbins,
1998 ). In support of this proposition, recent functional imaging
studies reported activation of regions specific to response inhibition
in the inferior PFC of humans, thus suggesting a correspondence with
VLPFC in monkeys (Jonides et al., 1998 ; Nagahama et al., 1998 ; Konishi
et al., 1999 ; Shadmehr and Holcomb, 1999 ).
From these lesion or functional imaging studies, however, it is not
clear whether the loss of inhibitory control after damage to VLPFC is
caused by an inability of motor control or a cognitive deficit during
stimulus-response association. Two aspects of our current data
strongly suggest that the deficit occurs at a cognitive stage before
motor control. First, the population analysis in our study revealed
that there were no activity changes related to the actual execution of
motor responses, neither around dimming of the fixation spot (at which
time the monkey should refrain from releasing the lever in a no-go
trial) nor around lever release (after fixation dimming in a go
trial; after fixation re-illumination in a no-go trial). This was
true for both go type and no-go type C cells (Fig. 4). It was only
immediately after target onset that both types of cells supplied
distinct information concerning colors that were associated with a
no-go response. They ceased responding within 500 msec after target
onset, whereas the fixation dimming occurred at least 500 msec after
target onset, suggesting that VLPFC conveys the information about
behavioral significance to other areas, which in turn would be
responsible for the motor preparation or execution, or both.
Second, the fact that the go/no-go differential activity was specific
for the color dimension also proves that the present data do not
reflect the last stages of motor preparation or execution of the manual
responses, but rather the cognitive processes involved in the
inhibitory control of behavior (Hauser, 1999 ). Interestingly, the data
with different stimulus sets further show that the go/no-go differential activity is not specific to particular color features (Figs. 2, 3), suggesting that the neuronal activity does not simply reflect sensory features either. Rather, VLPFC neurons appear to group
together colors that require behavioral inhibition (in this experiment,
red and yellow). This activity is described best as a
dimension-specific code for behavioral inhibition.
Indeed, ~87.7% of go/no-go discriminating cells in VLPFC
distinguished between targets on the basis of color but not motion direction. This result is consistent with anatomical data (Barbas, 1988 ; Ungerleider et al., 1989 ) suggesting that the afferent
connections to VLPFC are stronger from inferotemporal cortex than from
parietal cortex, including lateral intraparietal, medial superior
temporal, and middle temporal. These parietal areas, which are
closely related to visual motion processing, project mainly onto the
dorsolateral and arcuate prefrontal areas (Andersen et al., 1990 ;
Schall et al., 1995 ). One question, then, is whether dorsolateral
prefrontal neurons have analogous properties with regard to inhibitory
control, perhaps for more dorsal visual dimensions such as spatial
position or motion direction. It is known, for example, that
dorsolateral prefrontal cortex is involved in the control of
anti-saccades, which require the suppression of a prepotent eye
movement (Funahashi et al., 1993 ). On the other hand, the lesion and
functional imaging studies cited above have suggested a stronger role
for ventrolateral than for dorsolateral prefrontal cortex in inhibitory
control. Further investigation may resolve this issue using the
rationale of the present experimental paradigm in dorsolateral
prefrontal cortex.
The color-specific inhibitory control in VLPFC extends the hypothesis
regarding the segregation of visual processing streams even in the PFC
(Goldman-Rakic, 1987 ; Wilson et al., 1993 ; Sakagami and Tsutsui, 1999 ).
For the conversion of spatial information into motor commands, the
dorsal pathway may use the strong connection between parietal cortex
and the premotor cortex (Goodale and Milner, 1992 ; Wise et al., 1997 ).
To convert color or shape information into appropriate behavior, on the
other hand, the ventral pathway does not send its information directly
from inferotemporal cortex to the premotor or primary motor area.
Instead, the ventral pathway passes through the PFC before reaching the
premotor cortex (Barbas, 1988 ; Lu et al., 1994 ; Boussaoud et al.,
1996 ). The function of PFC, particularly VLPFC, in the ventral stream
of information processing is to attach behavioral meaning to the color
or shape information (Watanabe, 1986 ; Yajeya et al., 1988 ; Sakagami and Tsutsui, 1999 ). The present data, combined with earlier lesion studies,
suggest that this behavioral code serves to exert inhibitory control.
In this way, motor programming can respond more flexibly to changing
values of stimuli in the environment.
 |
FOOTNOTES |
Received Dec. 12, 2000; revised April 4, 2001; accepted April 5, 2001.
This research was supported by grants from Core Research for Evolution
Science and Technology, Japan Society for the Promotion of Science, and
the Ministry of Education, Culture, Sports, Science, and Technology of
Japan. We thank Hiroaki Niki for his advice on this research.
Correspondence should be addressed to Masamichi Sakagami, Brain Science
Research Center, Tamagawa University, Tamagawa-gakuen 6-1-1, Machida,
Tokyo 194-8610, Japan. E-mail address:
sakagami{at}lab.tamagawa.ac.jp.
 |
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