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The Journal of Neuroscience, August 15, 2001, 21(16):6105-6114
Spine Formation and Correlated Assembly of Presynaptic and
Postsynaptic Molecules
Shigeo
Okabe1, 2, 4,
Akiko
Miwa3, 4, and
Haruo
Okado3, 4
1 Department of Anatomy and Cell Biology, School of
Medicine, Tokyo Medical and Dental University, Bunkyo-ku, Tokyo,
113-8519, Japan, 2 Laboratory of Molecular Neurobiology,
National Institute of Bioscience and Human Technology, Tsukuba, Ibaraki
305-8566, Japan, 3 Department of Neurobiology, Tokyo
Metropolitan Institute for Neuroscience, Fuchu, Tokyo 183-8526, Japan,
and 4 Core Research for Evolution Science and Technology,
Japan Science and Technology Corporation, Kawaguchi 332-0012, Japan
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ABSTRACT |
Hippocampal pyramidal neurons in culture showed a developmental
shift in synapse distribution from dendritic shafts to spines. Using
dual wavelength time-lapse fluorescence microscopy, we analyzed the
morphogenesis of three synaptic components: dendritic spines, postsynaptic densities (PSDs), and presynaptic vesicles. Local assembly
of a major PSD protein, PSD-95, was spatially and temporally correlated
with spine morphogenesis. Clustering of postsynaptic PSD-95 and that of
a predominant synaptic vesicle protein, synaptophysin, were also
correlated. In contrast, pre-existing PSD-95 clusters in dendritic
shafts were preferentially eliminated without promoting spine
formation. The local and stepwise assembly of synaptic components at
the contact sites between dendritic protrusions and axons explains the
developmental remodeling of excitatory synapses.
Key words:
synaptogenesis; dendritic spines; postsynaptic density; green fluorescent protein; fluorescence microscopy; hippocampus
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INTRODUCTION |
Development of CNS synapses in
vivo follows a stereotyped pattern that takes place gradually on a
time scale of days to weeks (Schwartz et al., 1968 ; Harris et al.,
1992 ; Fiala et al., 1998 ). Gradual changes in the molecular composition
of synapses in culture have been reported and are consistent with the
in vivo observation (Fletcher et al., 1991 ; Papa et al.,
1995 ; O'Brien et al., 1997 ; Rao and Craig, 1997 ; Rao et al., 1998 ). In
contrast, real time imaging of living neurons provided evidence of
rapid alterations of synapse morphology. Rapid transport of
preassembled packets of presynaptic components (Ahmari et al., 2000 )
and continual remodeling of postsynaptic density (PSD) on a time scale
of hours (Okabe et al., 1999b ) were observed. Dendritic
filopodia-spines were shown to be highly dynamic (Dailey and
Smith, 1996 ; Ziv and Smith, 1996 ; Lendvai et al., 2000 ), and a
correlation between morphological change and synapse activity was
reported (Engert and Bonhoeffer, 1999 ; Maletic-Savatic et al., 1999 ;
Toni et al., 1999 ). Furthermore, a recent experiment using functional
imaging of presynaptic sites and retrospective immunocytochemistry
revealed that assembly of both presynaptic and postsynaptic components occurred within 1-2 hr after initial contact (Friedman et al., 2000 ).
Rapid alterations in individual synapses should be integrated into slow
functional modulations of the neuronal network. However, very little is
known about the molecular mechanisms that underlie this developmental process.
Development of excitatory synapses in the hippocampal pyramidal neurons
has been studied extensively. In the first postnatal week, half of the
synapses were made on dendritic shafts, and there was a transition from
shaft synapses to spine synapses in the second postnatal week (Schwartz
et al., 1968 ; Harris et al., 1992 ). Live cell imaging experiments
revealed the presence of numerous dendritic filopodia during the early
stage of development (Dailey and Smith, 1996 ; Ziv and Smith, 1996 ).
Their highly motile behavior suggested a possible involvement of this
structure in the initial contact between dendrites and axons (Ziv and
Smith, 1996 ). The formation of synaptic contacts via filopodia in
vivo was confirmed by electron microscopy (Fiala et al., 1998 ).
These results suggest a possible link between gradual transition of synaptic distribution and morphological changes of dendritic
protrusions. However, it is not yet clear whether filopodial formation
is directly involved in the successive appearance of mature spines.
Molecular composition of signaling molecules and scaffold protein in
the synapse is precisely regulated and thus underlies its functional
modulation (Kennedy, 1998 ; Kim and Huganir, 1999 ; Sheng and Pak, 1999 ).
Thus, real-time imaging of synaptic molecules should provide
indispensable information on the synaptic function. Here we performed
dual wavelength time-lapse fluorescence microscopy of hippocampal
neurons expressing both presynaptic and postsynaptic proteins tagged
with wavelength-variants of green fluorescent protein (GFP). This
technique revealed the local and stepwise assembly of synaptic
components at contact sites between filopodia-spines and the axon.
These observations explain the translocation of excitatory synaptic
junctions from dendritic shafts to spines in developing hippocampal
pyramidal neurons.
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MATERIALS AND METHODS |
Generation of PSD-95-YFP, synaptophysin-CFP constructs,
and adenovirus. The GFP coding region of the PSD-95-GFP construct (Okabe et al., 1999b ) was replaced with the coding region of a yellow-emitting mutant of GFP (YFP), isolated from pEYFP-N1 vector (Clontech, Palo Alto, CA) to generate PSD-95 C-terminally labeled with
YFP (PSD-95-YFP). Rat synaptophysin cDNA was cloned by PCR, and the
whole cDNA sequence was confirmed to encode amino acid sequences
identical to those published (Leube et al., 1987 ). The coding region of
a cyan-emitting mutant of GFP (CFP) was isolated from pECFP vector
(Clontech) and was fused in frame to the synaptophysin coding region to
generate synaptophysin C-terminally labeled with CFP
(synaptophysin-CFP). Construction of the replication-deficient adenovirus was performed as described previously (Kanegae et al., 1994 ,
1995 ; Miyake et al., 1996 ). Recombinant adenovirus expressing PSD-95-YFP has an insertion of the PSD-95-YFP expression unit, which
contains a PSD-95-YFP coding region under the control of a CAG promoter
(Niwa et al., 1991 ), together with the rabbit -globin polyadenylation signal. Recombinant adenovirus expressing CFP has a
structure similar to PSD-95-YFP adenovirus, having a replacement of a
PSD-95-YFP coding region with a CFP coding region. Recombinant adenovirus expressing synaptophysin-CFP has a cytomegalovirus promoter cassette instead of a CAG promoter.
Hippocampal cultures. Hippocampal cultures from 17-d-old
embryonic mice were prepared as described (Okabe et al., 1998 ,
1999a ,b ). Cells were maintained in MEM medium plus 2% B27 supplement
(Life Technologies, Grand Island, NY) and 5% FCS. Neurons were plated onto glass coverslips attached to the bottom of dishes with holes of 10 mm diameter. An aliquot of 10 µM cytosine
-D-arabinofuranoside was added 2 d after
plating to inhibit proliferation of non-neuronal cells. The Animal Use
Committee of the National Institute of Bioscience and Human Technology
approved all animal experiments.
Immunocytochemistry. Cells were fixed in 2%
paraformaldehyde in PBS for 30 min or with methanol for 10 min at
20°C. After treatment with 0.1-0.2% Triton X-100 in PBS for 5-10
min, cells were blocked with 5% FCS and incubated with primary
antibodies. The first antibodies were visualized by secondary antibody
staining using goat anti-mouse or rabbit IgG conjugated to Cy3 (Jackson ImmunoResearch, West Grove, PA). Primary antibodies used in this study
included mouse monoclonal antibody to synaptophysin (Boehringer Mannheim, Indianapolis, IN), rabbit polyclonal antibody to
synaptophysin (Zymed, San Francisco, CA), rabbit polyclonal antibody to
synapsin I (Chemicon, Temecula, CA), mouse monoclonal antibody to
PSD-95 (Affinity Bioreagents, Golden, CO), mouse monoclonal antibody to
MAP2 (Sigma, St. Louis, MO), and mouse monoclonal antibody to GluR2
(Chemicon). DiI labeling of neurons was done as previously described
(Papa et al., 1995 ).
Adenovirus infection. Day 9-16 hippocampal cultures were
exposed for 60 min to viruses at a multiplicity of infection of 100. Cells were then washed, reincubated in the previously removed media,
and after 48-96 hr, assayed by fluorescence microscopy. Pilot
immunoblot experiments showed that the expression of PSD-95-GFP, PSD-95-YFP, and synaptophysin-CFP became maximal 2 d after
infection. Cells remained viable for at least 7 d after infection.
Microscopy. Live cells were mounted in a chamber at 37°C
with a continuous flow of humidified 5% CO2 to
maintain the pH of the medium. Images were obtained on a Zeiss Axiovert
microscope equipped with a Micromax CCD camera (Roper Scientific,
Trenton, NJ). A 100× oil-immersion lens (PlanNeofluar; numerical
aperture 1.3; Carl Zeiss, Jena, Germany) was used to project
images to the camera without an intermediate projection lens. In this
configuration, a single pixel corresponded to a 66 nm square in the
specimen plane. All data were collected at 1300 × 1030 resolution
at 12 bits/pixel. Metamorph software (Universal Imaging, West Chester, PA) was used to control mechanical shutters, filter wheels, and z-axis controller. Filter sets for CFP and YFP fluorescence
(XF114 and XF104; Omega Optical, Brattleboro, VT) gave similar
fluorescence intensities with the identical settings of a 50 W mercury
lamp. Two to four Z-sections with spacing of 1 µm were obtained with the aid of a z-axis controller at each time point to ensure
that fluorescent clusters of PSD-95-YFP and synaptophysin-CFP did not escape from the focal plane of the lens. To reduce phototoxicity, a 50 W mercury lamp was attenuated 10- to 20-fold to illuminate samples, and
an electric shutter was used to limit exposure time to <1 sec. No
medium change was performed to minimize possible cell damage during
recording. For the experiments involving recording from the same
neurons after immunocytochemistry, the cells were identified with the
aid of DIC images taken at high magnification, phase contrast images
taken at low-magnification, and the x-y coordinates read
from the x-y axis step controller. Images of CFP
fluorescence and YFP fluorescence and DIC images were obtained every 10 or 20 min. Background fluorescence intensity and the maximal
fluorescence intensity were measured for every image, and the degree of
photobleaching was assessed. Specimens that showed >10% of reduction
of initial fluorescence intensity were discarded. The moment when a
fluorescent cluster was first detected in time-lapse fluorescence
images was considered to be the birth time of the cluster. Therefore a
time resolution of this study does not exceed the sampling interval of
10-20 min. This relatively long time interval was necessary to extend
observation period up to 14 hr.
Data analysis. Digital images were analyzed using Metamorph
software or IPLab software (Scanalytics, Fairfax, VA). Identification and matching of PSD-95 clusters and synaptophysin clusters were similar
to the previously described methods (Okabe et al., 1999b ). Correction
of the image shift in x-y plane was done by comparing differential interference contrast (DIC) images through CFP and YFP filter sets. Identical settings of alignment were applied to the
CFP and YFP fluorescence images. Procedures for matching fluorescent
clusters were done after converting original image sets to binary
images. PSD-95-YFP clusters and GluR2 immunoreactivity were considered
matched when the PSD-95-YFP clusters shared more than half of their
pixels with GluR2-immunopositive regions. For the matching of
PSD-95-YFP clusters and synaptophysin immunoreactivity, two clusters
were judged to be associated if one or more pixels of two clusters
overlapped. The less strict criteria applied to match synaptophysin
clusters were based on the electron microscopic observations that the
distance between the PSD and the center of aggregations of synaptic
vesicles was ~250 nm, corresponding to 4 pixels in our imaging
system. Similar criteria were also applied to the analysis of
PSD-95-YFP and synaptophysin-CFP image sets.
Analysis of filopodia-spine size and PSD-95 cluster size was performed
using Metamorph software. As an index of the volume of
filopodia-spines and PSD-95 clusters, we measured two-dimensional areas of these structures in the image plane. Clearly evident protrusions from dendritic shafts <10 µm in length were included for
the analysis. Filopodia-spine outlines and PSD-95 cluster outlines
were determined by thresholding and converting original images to
binary images. Error bars in figures represent the SEM.
For the simulation of the distribution of PSD-95 cluster area, two
models were analyzed. First model is based on the assumption that the
size of PSD-95 clusters is proportional to the size of spines. In this
case, linear regression line was calculated (y = 0.448x; r = 0.407) from the
experimental data, and both mean and SD were scaled using this linear
regression line at specific values of the spine area (0.25, 0.5, 1.0, and 2.0 µm2). Second model is based on
the assumption that the distribution of PSD-95 cluster size is
independent of the spine size. This assumption allowed us to apply
single value of mean and SD to different spine sizes. Random numbers
with normal distribution were generated
(http://ebook.stat.ucla.edu/calculators/cdf) and plotted using
Origin 4.1 (Microcal Software, Northampton, MA).
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RESULTS |
Developmental shift of PSD-95 localization in dendrites
Morphological analyses of hippocampal pyramidal neurons have shown
a translocation of synapses from dendritic shafts to spines during
postnatal development (Schwartz et al., 1968 ; Harris et al., 1992 ).
This translocation is associated with a disappearance of thin filopodia
and an increase of spines with bulbous heads. To determine whether a
similar translocation takes place in cultured hippocampal neurons, we
analyzed localization of PSDs in dendrites, together with morphology of
dendritic protrusions (Fig. 1). In the
first set of experiments, PSD localization was detected by PSD-95
tagged with GFP. We have shown PSD-95-GFP to be a reliable marker for
PSDs (Okabe et al., 1999b ). We expressed PSD-95-GFP using recombinant
adenoviruses and applied the lipophilic dye, DiI, to somata of
pyramidal-shaped neurons after fixation. Using this method, we compared
the dendritic morphology of young [11 d in vitro (11 DIV)]
and mature [18 d in vitro (18 DIV)] neurons (Fig.
1a-d). The 11 DIV neurons had numerous thin protrusions. However, most of the PSD-95-GFP clusters were localized to dendritic shafts with no spatial relationship to filopodia-like protrusions. In
contrast, 18 DIV neurons had fewer thin protrusions and showed a higher
density of spine-like protrusions with bulbous heads (Fig.
1i). There was an extensive colocalization of PSD-95-GFP clusters with these spine-like protrusions. Shaft clusters of PSD-95-GFP were fewer in 18 DIV neurons.

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Figure 1.
Developmental translocation of PSD-95 cluster
localization from dendritic shafts to spines. a, b, An
11 DIV neuron expressing PSD-95-GFP. PSD-95 clusters visualized by GFP
fluorescence localized to dendritic shafts (b).
Distribution of thin filopodia-like protrusions (arrows
in a) visualized by application of DiI did not correlate
with PSD-95 clusters. c, d, An 18 DIV neuron expressing
PSD-95-GFP (d). DiI staining revealed dendrites
with numerous spine-like protrusions (arrows in
c), and these protrusions showed colocalization with
PSD-95 clusters (arrows in d). e,
f, An 11 DIV neuron expressing CFP. CFP fluorescence revealed
thin, filopodia-like protrusions (arrows in
e). Anti-PSD-95 staining revealed shaft clusters of
PSD-95 (f). g, h, An 18 DIV
neuron expressing CFP. Spine-like protrusions, which were visualized by
CFP fluorescence (arrows in g), reacted
with anti-PSD-95 antibody (arrows in h).
Scale bar, 3 µm. i, Average cluster density of PSD-95
along dendrites at two different time points. Images of 10 typical
pyramidal neurons from two independent culture preparations were
recorded, and the density of either PSD-95-GFP clusters or
PSD-95-immunoreactive puncta was measured.
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As a second set of experiments, localization of endogenous PSD-95 was
detected with anti-PSD-95 antibody (Fig. 1e-h). By using recombinant adenoviruses, a CFP was expressed in pyramidal
neurons to record dendritic morphology. CFP fluorescence revealed both thin, filopodia-like protrusions and thick, spine-like protrusions. However, the distinction between these two types of protrusions was not
unambiguous in a single CFP image, therefore we refer to both thin and
spine-like protrusions as filopodia-spines in the following
description. The distribution of endogenous PSD-95 clusters in
CFP-expressing neurons was visualized by retrospective immunocytochemistry. Comparison of CFP fluorescence and anti-PSD-95 staining revealed a similar shift of the localization of PSD-95 clusters from dendritic shafts to filopodia-spines (Fig.
1i). Shaft clusters of PSD-95 in 11 DIV neurons were in
close contact with synaptophysin immunoreactivity (data not shown).
This indicates that shaft clusters on immature dendrites have already
been in contact with presynaptic boutons. These morphological analyses indicate that synaptic contact sites, including PSDs and presynaptic vesicles, change their localization from dendritic shafts to spines in
cultured hippocampal neurons. The observed translocation of synapses is
consistent with the in vivo data.
It has been reported recently that 5- to 10-fold overexpression of
PSD-95 in hippocampal neurons can induce synaptic maturation (El-Husseini et al., 2000 ). To test possible effects of PSD-95-GFP overexpression in our culture system, we compared the density of AMPA
receptor subunit GluR2 clusters between PSD-95-GFP-positive and
-negative neurons. The density of GluR2-immunopositive clusters along
the dendritic shaft was not different 2 d after infection of the
recombinant adenoviruses [control, 0.24 ± 0.031/µm;
PSD-95-GFP, 0.22 ± 0.033/µm (mean ± SEM) in 15 DIV
neurons]. We also compared the density of protrusions between
PSD-95-GFP-positive and -negative neurons stained with lipophilic dye
DiI. Expression of PSD-95-GFP did not alter the density of
filopodia-spines [control, 0.35 ± 0.025/µm; PSD-95-GFP,
0.32 ± 0.030/µm (mean ± SEM) in 18 DIV neurons]. Furthermore, densities of PSD-95 clusters were similar in infected and
control neurons (Fig. 1i). Absence of synaptogenic effect of
exogenous PSD-95 in our system can be attributed to either low level of
PSD-95-GFP expression in our system (<50% increase of the total
PSD-95 protein) or shorter period of gene expression (<72 hr) (Okabe
et al., 1999b ).
De novo formation of PSD-95 clusters within
dendritic filopodia-spines
Using the culture system of hippocampal neurons as a model of
synapse remodeling, we focused on the correlation among morphological features in living neurons. We visualized both spine morphology and
PSD-95 localization using dual wavelength time-lapse fluorescence microscopy. Neurons infected with recombinant adenoviruses at 10-16 d
of culture showed expression of both CFP and PSD-95-YFP, a fusion
protein between PSD-95 and YFP. Images of neurons at 12-18 d of
culture were obtained through CFP and YFP filter sets every 10-20 min
for 1-14 hr. CFP fluorescence revealed numerous protrusions from
dendritic shafts (Fig. 2). Both thin,
filopodia-like protrusions and thick, spine-like protrusions were
observed. In general, filopodia-like protrusions showed higher rates of
extension and retraction and did not contain PSD-95 clusters (Fig. 2,
arrows). Spine-like protrusions containing PSD-95 clusters
were less motile. Quantitative analysis of the spine size from the data
of time-lapse imaging revealed that the lengths of PSD-95-positive and
-negative protrusions were similar, but the mean area size of
PSD-95-positive protrusions was larger than that of PSD-95-negative
ones (Fig. 3a,b). This
suggests that PSD-95-positive protrusions have larger diameters and/or
larger spine heads. To reveal correlation among the size of protrusion,
presence of PSD-95 clusters and motility, we calculated mean length
change of each protrusion and plotted this value against the maximal
area size (Fig. 3c). The result indicates that the
PSD-95-positive and -negative protrusions form distinct clusters with
distinct size and motility.

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Figure 2.
Extension and retraction of thin filopodia-like
protrusions in a 16 DIV neuron. a, Time-lapse imaging of
CFP fluorescence of dendritic segments. Time stamps are shown in
minutes in the bottom right corners. The gray scale of
the images was inverted to present structural detail. Motile behavior
of thin protrusions was prominent (arrows), whereas
large spine-like protrusions were stable throughout the observation
(arrowhead). b, Localization of
PSD-95-YFP clusters at t = 120 min. A PSD-95
cluster was associated with a large, quiescent spine
(arrowhead). Scale bar, 3 µm.
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Figure 3.
Morphology of filopodia-spines and their
dynamics. a, b, Maximal lengths and areas of
filopodia-spines during the time-lapse imaging (total period = 3 hr) were measured for both PSD-95-YFP cluster positive and negative
protrusions (n = 30 from three independent
experiments). c, Relationship between the area and the
mean length change of filopodia-spines. Differences of
filopodia-spine length between two adjacent time points (20 min
intervals) were measured (total 3 hr period), and the mean length
change was calculated. PSD-95-YFP-positive filopodia-spines show
larger spine area and lower dynamics.
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Time-lapse observations revealed accumulation of PSD-95-YFP in newly
established or pre-existing filopodia-spines (Fig.
4). We observed 34 dendritic fields from
34 culture dishes, and the fields contained 517 PSD-95 clusters in
total. Twenty-nine new PSD-95 clusters appeared, and 14 pre-existing
clusters disappeared in these experimental runs. None of the PSD-95
clusters within dendritic shafts induced the formation of
filopodia-spines. In contrast, 89.7% of newly generated PSD-95
clusters were localized to filopodia-spines (26 of 29 clusters). In
eight observations, both filopodia-spine morphogenesis and PSD-95
assembly were identified (Fig. 4a-d). In the rest of the
observations (18 cases), PSD-95 clusters formed within pre-existing
filopodia-spines (Fig. 4e-g). Elapsed time from
filopodia-spine formation to PSD-95 assembly varied from 0 to 150 min,
with an average of 45 min (Fig. 5). These
results indicate that the assembly of a major component of PSD
structure follows the protrusion of dendritic filopodia-spines.

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Figure 4.
Simultaneous detection of dendritic
morphology and PSD-95 localization. a-d, Time-lapse
images of CFP fluorescence and PSD-95-YFP fluorescence combined with
retrospective immunofluorescence using anti-GluR2 antibody.
a, Time-lapse images of CFP fluorescence of a distal
dendrite. Time stamps are shown in minutes in the top right
corners. A horizontally running dendrite contacts a vertically
running axon in this time sequence. At t = 0, distal tip of the dendrite has not yet contacted the vertical axon. At
t = 20 min, an axodendritic contact was
established, and this followed the increase in the postsynaptic
cytoplasm with time (arrows). b,
Time-lapse images of PSD-95-YFP clusters. At t = 0, there was no PSD-95 cluster at the axodendritic contact site. Gradual
assembly of a PSD-95 cluster was observed from 40 to 80 min
(arrows). c, Superposition of images
a and b, illustrating the relationship
between PSD-95 clusters (red) and filopodia-spine
structure (green). d, Distribution
of GluR2 subunit in a newly generated spine. The specimen was fixed at
t = 90 min and reacted with anti-GluR2 antibody
(d2: red). The newly generated PSD-95-YFP cluster (d1:
green) and a GluR2-immunoreactive spot were associated
(arrows). e-g, Time-lapse fluorescence
microscopy of CFP fluorescence and PSD-95-YFP combined with
retrospective immunofluorescence of synaptophysin. e,
Time-lapse images of CFP fluorescence of a dendritic shaft. Time stamps
are shown in minutes in the bottom right corners. A
gradual increase in the size of a preexisting protrusion was observed
(arrows). f, Time-lapse images of
PSD-95-YFP clusters. Assembly of a PSD-95 cluster took place within a
pre- -existing dendritic protrusion (arrows).
g, Retrospective immunocytochemistry with
anti-synaptophysin antibody. The specimen was fixed at
t = 90 min and reacted with anti-synaptophysin
antibody (g2: red). The newly generated PSD-95-YFP
cluster (g1: green) was associated with a
synaptophysin-immunopositive bouton (arrows). Scale bar,
a-c, e-g, 3 µm; d, 4 µm.
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Figure 5.
Temporal order of cluster formation of PSD-95 and
spine morphogenesis. We could identify eight events of PSD-95 cluster
formation at the sites of newly generated filopodia-spines. The
presence of unambiguous clusters was indicated by dark gray
rectangles. Light gray rectangles
indicate the presence of fluorescent signals within 150% of the
background fluorescence signal at the location of future unambiguous
clusters.
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To reveal the time course of assembly of presynaptic and postsynaptic
components to the sites of newly generated PSD-95 clusters, specimens
were rapidly fixed and reacted with antibodies against either the AMPA
receptor subunit GluR2 (n = 17), a marker of
postsynaptic glutamate receptors, or synaptophysin (n = 10), a marker of presynaptic vesicles. The time elapsed between cluster
formation and fixation varied from 30 to 235 min with an average
of 87.1 (±42.2) min for GluR2 immunocytochemistry. In all, 82.4% of
newly generated PSD-95 clusters (14 of 17 clusters) were associated
with AMPA receptor clusters (Fig. 4d). This fraction was
much larger than the fraction of total PSD-95 clusters associated with
GluR2 (58.1%; 207 of 356 clusters). Retrospective immunocytochemistry
with anti-synaptophysin revealed that all newly generated PSD-95
clusters (10 of 10 clusters) were associated with
synaptophysin-positive boutons (Fig. 4g). The elapsed time
from cluster formation to fixation varied from 40 to 115 min with an
average of 62.0 min (±21.5 min). The correlation between PSD-95
clusters and synaptophysin immunoreactivity was high in the population
of total PSD-95 clusters (87.6%; 141 of 161 clusters). These results
indicate that the assembly of PSD-95-containing postsynaptic structures
is highly correlated with the accumulation of both presynaptic and
postsynaptic molecules.
It is possible that the size of PSD-95 clusters is scaled by the volume
of dendritic protrusions. In this case, the absence of GFP signals in
newly generated protrusions does not reflect the absence of PSD-95
clusters but is caused by the failure of detecting fluorescence signals
from smaller structures. To test this possibility, we calculated the
ratio of the PSD-95 cluster area and the spine area and plotted this
ratio against the spine area (Fig.
6a,b). If the size of PSD-95
clusters simply scale with that of the protrusions, the ratio should
distribute along a fixed y value and should be independent
of the spine area (Fig. 6c). However, the distribution of
the experimental data has a strong tendency to decrease the ratio as
the spine area increases. This result is consistent with the model of
the distribution of PSD-95 cluster size independent of the spine size
(Fig. 6d). Thus, it is less likely that our experiments
systematically exclude the PSD-95 clusters within newly generated,
small dendritic protrusions.

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Figure 6.
Relationship between PSD-95 cluster size and spine
size. a, Spine areas and PSD-95-YFP cluster areas were
measured from 14 PSD-95-YFP-expressing neurons stained with lipophilic
dye DiI. All data points are located below the identity line (PSD-95
cluster area = spine area) (n = 103).
b, Relationship between the area ratio and the spine
size. Ratio between the PSD-95 cluster area and the whole spine area
was plotted against the whole spine area. Decrease of the area ratio
and its variability with increasing spine size is observed.
c, Simulation of the PSD-spine ratio distribution with
a model of scaling PSD size with spine size. Mean and SD of
simulated data sets for specific spine sizes were determined by
calculating the linear regression of the data shown in a
and scaling both parameters with the spine size. Number of data points
at each spine size is 50. d, Simulation of the
PSD-spine ratio distribution with a model of the distribution of
PSD-95 cluster size independent of the spine size. Mean and SD of the
total data set in a were used for simulation. Number of
data points at each spine size is 50. Decrease of the mean area ratio
and variability with increasing spine size is characteristic of this
plot, as in b.
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Correlation of synaptic vesicles accumulation with PSD-95
cluster formation
To further characterize the time course of assembly of presynaptic
and postsynaptic molecules, we prepared a CFP fusion construct of
synaptophysin (synaptophysin-CFP). When synaptophysin-CFP was expressed in hippocampal neurons using recombinant adenoviruses, selective localization to the axon was observed. Anti-synaptophysin staining of infected neurons revealed extensive colocalization (Fig.
7a,b). The amount of the
expressed fusion protein did not exceed that of endogenous
synaptophysin, because the axons containing varying degrees of CFP
fluorescence showed a similar level of total synaptophysin
immunoreactivity (Fig. 7c,d). Synaptophysin-CFP also
colocalized with another presynaptic protein, synapsin I (Fig.
7e-g, arrows). There were a few synapsin I-positive
clusters without synaptophysin-CFP fluorescence (Fig. 7e-g,
arrowheads). These clusters suggest the presence of presynaptic
structures that do not express synaptophysin-CFP.

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Figure 7.
Distribution of synaptophysin-CFP in hippocampal
neurons in culture. The 18 DIV neurons were infected with recombinant
adenovirus to express synaptophysin-CFP. a, b,
Synaptophysin-CFP (arrows in a) showed
extensive colocalization with total synaptophysin molecules detected by
anti-synaptophysin immunocytochemistry (arrows in
b). c, d, Synapses with a greater amount
of synaptophysin-CFP (arrows in c) and
those with a smaller amount (arrowheads in
c) showed a similar level of synaptophysin
immunoreactivity (d). This indicated that the
expression level of synaptophysin-CFP did not exceed the endogenous
level of synaptophysin. e-g, Synaptophysin-CFP
(arrows in e) showed extensive
colocalization with synapsin I immunoreactivity (arrows
in f). Overlap of the distribution of
synaptophysin-CFP (green) and synapsin I
(red) in g indicates colocalization of
most of the clusters, with a few synapsin I-positive puncta without CFP
fluorescence (arrowhead). Scale bar, 6 µm.
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Pyramidal neurons expressed both PSD-95-YFP and synaptophysin-CFP by
simultaneous application of two recombinant adenoviruses. Two
fluorescent probes were correctly targeted to either presynaptic or
postsynaptic sites and these two types of fluorescent clusters were
closely associated with each other (Fig.
8). We selected microscopic fields where
a single synaptophysin-CFP-positive axon contacted the branching
dendrites of a pyramidal neuron expressing PSD-95-YFP (Fig.
9). We observed 16 dendritic fields from
16 culture dishes, and the image fields contained 543 PSD-95 clusters
and 326 synaptophysin-positive boutons. Of these, 240 synaptic sites were positive with both PSD-95-YFP and synaptophysin-CFP from the
beginning of the time-lapse recording. We could identify seven events
in which generation of PSD-95 clusters followed assembly of
synaptophysin clusters at the same location (Fig.
10). In one case, appearance of PSD95
and synaptophysin clusters took place within the same time frame. We
could not detect formation of new synaptophysin clusters at the sites
of preexisting PSD-95 clusters. These observations indicate that the
accumulation of synaptic vesicles precedes the PSD formation in
immature synapses. Because most PSD-95 clusters were generated in
filopodia-spines, our results suggest that the initial contact between
the dendritic filopodia-spines and axons induced synaptic vesicle
accumulation, and the clustering of PSD-95 followed this presynaptic
morphological maturation.

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Figure 8.
Coexpression of PSD-95-YFP and synaptophysin-CFP
using recombinant adenovirus. a, A dendritic field of a
single hippocampal neuron (large arrow) expressing
PSD-95-YFP. PSD-95-YFP clusters localized to dendrites (small
arrows). b, Localization of synaptophysin-CFP
puncta in the same dendritic field. Axons from neurons expressing
synaptophysin-CFP contacted the postsynaptic cell. There was an
extensive colocalization of synaptophysin-CFP clusters with PSD-95-YFP
clusters (small arrows). c, DIC image of
the same dendritic field. d, Superposition of images
a and b, illustrating the association of
presynaptic and postsynaptic structures. Scale bar, 5 µm.
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Figure 9.
Simultaneous observation of postsynaptic
PSD-95-YFP clusters and presynaptic synaptophysin-CFP clusters.
a, Superposition of PSD-95-YFP clusters
(red) and synaptophysin-CFP clusters
(green) in the field where a single axon
contacted a dendritic arborization of a single pyramidal neuron.
b, Time-lapse images of synaptophysin-CFP clusters in
the region enclosed by the white box in
a. Time stamps are shown in the bottom left
corners of images. A new fluorescent cluster was first detected
at t = 20 min, and this cluster increased its
fluorescence signal gradually (arrows).
c, Time-lapse images of PSD-95-YFP clusters in the same
region. A YFP fluorescence signal was first detected at the location of
the new synaptophysin cluster at t = 40 min. This
new cluster also increased its fluorescence (arrows).
Scale bar, 3 µm.
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Figure 10.
Temporal order of cluster formation of PSD-95 and
synaptophysin. We could identify eight events of PSD-95 cluster
formation at the sites of synaptophysin-CFP clusters. The presence of
unambiguous clusters was indicated by dark gray
rectangles. Light gray rectangles
indicate the presence of fluorescent signals within 150% of the
background fluorescence signal at the location of future unambiguous
clusters.
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Local disassembly of PSD-95 clusters in dendritic shafts
Local assembly of PSDs within filopodia-spines and the absence of
protrusive activity at the sites of shaft PSD-95 clusters suggest that
preexisting PSDs within dendritic shafts do not contribute to the
formation of spine synapses. Because there was a clear decrease of the
density of shaft PSD-95 clusters, local disassembly of PSD-95 clusters
in dendritic shafts should take place. Our time-lapse imaging
experiments identified 14 PSD-95 clusters that disappeared during the
observation period (Fig. 11). The
frequency of the disassembly was comparable with, but less than that of the assembly (29 events of appearance vs 14 events of disappearance in
34 experimental runs). All of these lost clusters were located in
dendritic shafts. Sites of the lost clusters were retrospectively analyzed for the presence of GluR2 immunoreactivity (Fig.
11c), and none of the clusters showed colocalization
(n = 10). We also analyzed the presence of
synaptophysin in apposition to the sites where PSD-95 clusters were
lost. Two out of four sites of lost PSD-95 clusters were associated
with the synaptophysin-positive puncta. These results indicate that
dissociation of PSD-95 clusters specifically takes place within the
trunk of dendrites at this developmental stage, and this process is
highly correlated with the disappearance of postsynaptic glutamate
receptor clustering.

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Figure 11.
Dissociation of PSD-95 clusters within dendritic
shafts. a, Time-lapse images of CFP fluorescence showing
morphology of a dendritic segment. Time stamps are shown in minutes in
the bottom right corners of images in b.
b, Time-lapse images of PSD-95-YFP fluorescence in the
same region. Dissociation of a pre-existing shaft cluster
(arrows) and formation of a new cluster within a
filopodium-spine (arrowheads) were observed.
c, Retrospective immunocytochemistry using anti-GluR2
antibody. The specimen was fixed at t = 90 min and
reacted with anti-GluR2 antibody. Note the absence of GluR2 cluster at
the site where the PSD-95 cluster had disappeared. Scale bar, 3 µm.
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DISCUSSION |
In this study we used three fluorescent probes to detect distinct
components of the synaptic structure. First, we detected the structure
of PSDs by using PSD-95-YFP, a fusion protein between PSD-95, a
predominant component of PSD, and YFP (Cho et al., 1992 ; Kistner et
al., 1993 ; Kornau et al., 1995 ). PSD-95-GFP, a similar fusion construct
between PSD-95 and GFP, had been characterized extensively in our
previous study (Okabe et al., 1999b ). Colocalization of PSD-95-YFP with
both synaptophysin (Fig. 4g) and dendritic spines (Fig.
4a,e) was also confirmed in this study. These observations indicate that PSD-95-YFP can reliably indicate the localization of PSDs
in hippocampal neurons. Second, we monitored filopodia-spine structure
with CFP fluorescence. It is possible that our microscope system does
not have sufficient sensitivity to identify very thin protrusions. The
advantage of dual wavelength fluorescence microscopy was that the
comparison between PSD-95-YFP and CFP signal could determine the
localization of individual spines unambiguously. In general, there was
no PSD-95 cluster that did not correspond to a CFP-positive protrusion
(Fig. 4). Therefore, our fluorescence detection system had sufficient
sensitivity to visualize most filopodia-spine structures
containing PSD-95 clusters. The third fluorescent probe was
synaptophysin-CFP, which showed selective association with the
presynaptic boutons. Synaptophysin is an integral membrane protein and
a major component of small synaptic vesicles in both neurons and
neuroendocrine cells (Navone et al., 1984 ; Leube et al., 1987 ; Fletcher
et al., 1991 ). A previous report has shown that a similar GFP fusion of
synaptophysin selectively localized to synaptic vesicles (Nakata et
al., 1998 ). It is possible that some of the synaptophysin-CFP clusters
represent mobile clusters of synaptic vesicles in the process of
transport along the axon (Kraszewski et al., 1995 ; Nakata et al., 1998 ;
Ahmari et al., 2000 ). These mobile clusters were abundant within the
region where axons did not contact dendrites. Within microscopic fields
where a single axon contacted a dendritic arborization, we detected few
mobile synaptophysin-CFP clusters. Furthermore, formation of stable
synaptophysin-CFP clusters was highly correlated with PSD-95-YFP
clustering (Fig. 9). None of the synaptophysin-CFP clusters associated
with PSD-95-YFP puncta showed motile behavior. These arguments support
the notion that synaptophysin-CFP clusters analyzed in this study
represent stable transmitter release sites.
Another technical caveat in the colocalization study of
synaptophysin-CFP and PSD-95-YFP is the presence of unlabeled axons in
the image field. We estimate that 50-75% of neurons express synaptophysin-CFP. This suggests that a certain number of unlabeled axons are likely to contact the postsynaptic neurons in a selected image field. Indeed, we identified 543 PSD-95 clusters and 326 synaptophysin clusters in the time-lapse experiments, and this suggests
the possible association of 217 PSD-95 clusters with unlabeled axons.
It is possible to argue that our analysis is contaminated with the
clustering of PSD-95-YFP to the unlabeled presynaptic sites close to
the labeled ones. In our culture system, axons tend to segregate their
synaptic sites along the dendrites with each other. Within these
segments, PSD-95 clusters and synaptophysin clusters showed complete
colocalization, and the generation of new clusters usually takes place
among them (Fig. 9). Therefore, contribution of unlabeled axonal
structures to the synapse formation is likely to be small.
Involvement of dendritic filopodia-spines in synapse formation has
been suggested both in real time observations of filopodial dynamics
and in serial-section electron microscopy (Dailey and Smith, 1996 ; Ziv
and Smith, 1996 ; Fiala et al., 1998 ). Our observation is consistent
with these reports and further clarifies the sequential steps of
synapse maturation in hippocampus. In dendrites of 11 DIV neurons,
filopodia-like thin protrusions were numerous, but their locations were
independent of the sites of PSD-95 clusters. Highly motile behavior of
these thin protrusions indicated that the majority of these structures
did not provide a structural basis for stable synaptic connections.
Interestingly, our time-lapse observations revealed that a selected
population of the motile processes were stabilized and started to
accumulate PSD-95 molecules. It is possible that the assembly of PSD-95
clusters itself induces the structural rigidity of the PSD and
suppresses extension and retraction of filopodia-spines. Another
possibility is that other factors, such as adhesion of
filopodia-spines to the presynaptic membrane, play a role in the
stabilization. In a small number of experiments, time-lapse recordings
revealed both presynaptic and postsynaptic structures by CFP
fluorescence (Fig. 4a-c). In these cases, initial
axodendritic contact preceded the assembly of postsynaptic PSD-95
clusters. These observations strongly suggest that the adhesion event,
initiated by dendritic protrusions, promotes recruitment of
postsynaptic molecules. Formation of PSD-95 clusters within newly
generated filopodia-spines is likely to represent an essential step
toward the formation of functional synapses, because clustering of
PSD-95 was highly correlated with the clustering of the AMPA receptor
subunit GluR2 and the accumulation of a presynaptic vesicle protein,
synaptophysin. Recent imaging experiments revealed that assembly of
both presynaptic and postsynaptic molecules took place within 1-2 hr
after initial axodendritic contact (Ahmari et al., 2000 ; Friedman et
al., 2000 ). Our study is consistent with these observations and
provides evidence of involvement of dendritic protrusive activity in
this process.
We visualized the process of assembly of a presynaptic vesicle protein,
synaptophysin, and a postsynaptic protein, PSD-95, at individual
synaptic sites by using dual wavelength time-lapse fluorescence
microscopy. This experiment revealed two important features of
synaptogenesis. First, assembly of presynaptic vesicles and that of
PSD-95 clusters were highly correlated both spatially and temporally.
This observation further supported the notion that assembly of PSD-95
clusters within filopodia-spines in our time-lapse observations
represented the process of establishment of full synaptic structure.
Second, there was a tendency for the assembly of synaptophysin to
precede that of the PSD-95 (Fig. 10). This temporal sequence was also
confirmed by the fact that all newly formed PSD-95 clusters were
associated with synaptophysin immunoreactivity. Using a fluorescent
endocytotic dye in combination with immunocytochemistry of postsynaptic
marker proteins, Friedman et al. (2000) observed that the
appearance of postsynaptic components lagged behind the formation of
functional transmitter release sites. We identified both presynaptic
and postsynaptic components at individual contact sites in living
neurons. The results provided direct confirmation of the proposed
temporal order. It should be emphasized that the observed sequence does
not necessarily imply an inductive role of the presynaptic components
on the assembly of postsynaptic structure. It is possible that
accumulation of other signaling molecules, such as neuroligin, on the
surface of dendrites plays a role in the differentiation of presynaptic structure before the accumulation of presynaptic vesicles (Scheiffele et al., 2000 ). Our study supports the view that assembly of presynaptic and postsynaptic structures takes place on a time scale of a few hours.
Further classification of signaling molecules according to their
temporal order of appearance at synaptic sites will be necessary to
identify initial molecular events in synaptogenesis.
 |
FOOTNOTES |
Received Feb. 20, 2001; revised May 30, 2001; accepted June 6, 2001.
This work was supported by grants from the Ministry of Education,
Science, and Culture of Japan, the Agency of Industrial Science and
Technology of Japan, the Core Research for Evolutional Science and
Technology of Japan Science and Technology Corporation, and Special
Coordination Funds of the Science and Technology Agency of Japan. We
thank I. Kawabata for cell culture and Y. Kanegae and I. Saito for
materials used in adenovirus construction.
Correspondence should be addressed to Shigeo Okabe, Department of
Anatomy and Cell Biology, School of Medicine, Tokyo Medical and Dental
University, 1-5-45, Yushima, Bunkyo-ku, Tokyo, 113-8519, Japan. E-mail:
okabe.cbio{at}tmd.ac.jp.
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