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The Journal of Neuroscience, August 15, 2001, 21(16):6447-6456
Compensation for the Effects of Head Acceleration on Jaw Movement
in Speech
Douglas M.
Shiller1,
David J.
Ostry1, 2,
Paul L.
Gribble3, and
Rafael
Laboissière4
1 Department of Psychology, McGill University,
Montreal, Quebec, Canada H3A 1B1, 2 Haskins Laboratories,
New Haven, Connecticut 06511, 3 University of
Western Ontario, London, Ontario, Canada N6A 5C2, and
4 Institute of Speech Communication, 38031 Grenoble,
France
 |
ABSTRACT |
Recent studies have demonstrated the ability of subjects to adjust
the control of limb movements to counteract the effects of
self-generated loads. The degree to which subjects change control signals to compensate for these loads is a reflection of the extent to
which forces affecting movement are represented in motion planning. Here, we have used empirical and modeling studies to examine whether the nervous system compensates for loads acting on the jaw during speech production. As subjects walk, loads to the jaw vary with the
direction and magnitude of head acceleration. We investigated the
patterns of jaw motion resulting from these loads both in locomotion
alone and when locomotion was combined with speech production. In
locomotion alone, jaw movements were shown to vary systematically in
direction and magnitude in relation to the acceleration of the head. In
contrast, when locomotion was combined with speech, variation in jaw
position during both consonant and vowel production was substantially
reduced. Overall, we have demonstrated that the magnitude of load
associated with head acceleration during locomotion is sufficient to
produce a systematic change in the position of the jaw. The absence of
variation in jaw position during locomotion with speech is thus
consistent with the idea that in speech, the control of jaw motion is
adjusted in a predictive manner to offset the effects of head acceleration.
Key words:
speech; jaw; locomotion; compensation; dynamics; mathematical model
 |
INTRODUCTION |
Speech production occurs in the
context of numerous and often complex loads. This includes
self-generated loads on vocal tract structures that arise because of
the motion of mechanically coupled articulators, analogous to
interaction torques in limb movement, as well as forces on orofacial
articulators that arise from head and body motions. These loads may
interfere with the function of vocal tract structures and accordingly
may be compensated for by the nervous system in orofacial motion planning.
In the case of arm movements, several recent studies have explored the
ability of subjects to adapt the control of movement to produce
seemingly unperturbed movements in the presence of self-generated
loads. This ability has been demonstrated both for loads such as
artificial force fields (Lackner and DiZio, 1994
; Shadmehr and
Mussa-Ivaldi, 1994
; Gandolfo et al., 1996
; Conditt et al., 1997
;
Goodbody and Wolpert, 1998
) and for naturally occurring loads such as
joint interaction torques in multijoint movements (Sainburg et al.,
1993
; Almeida et al., 1995
; Cooke and Virji-Babul, 1995
; Sainburg et
al., 1995
; Gribble and Ostry, 1999
; Koshland et al., 2000
). To achieve
this adaptation, the nervous system must presumably take into account
limb dynamics and external loads to perform the adjustments that offset
the load. It has been suggested that this sort of predictive
compensation may be attributed to "internal models" of the motor system.
Although several researchers have suggested that as in the limb,
control signals for speech are based on a predictive internal representation of the vocal tract (Guenther, 1995
; Guenther et al.,
1998
; Houde and Jordan, 1998
; Perkell et al., 1997
), evidence to date
suggests that adaptation in the orofacial system is much less complete,
or less successful, than that observed in the motion of the limbs. For
example, in speech, subjects do not completely compensate for loads
acting on the tongue and the jaw that arise because of changes in head
orientation relative to gravity (Shiller et al., 1999
; Tiede et al.,
2000
). A degree of predictive compensation has been observed in
electromyographic (EMG) responses to loads applied during cyclical jaw
movements (Abbink et al., 1998
, 1999
). However, in these studies,
anticipatory adjustments to jaw muscle activity were not large in
comparison with sensory-based responses and were not observed in all
subjects. Limited adaptation is similarly observed when vocal tract
geometry is modified via the use of artificial palates (McFarland et
al., 1996
; Honda and Kaburagi, 2000
) and bite blocks (McFarland and
Baum, 1995
).
In arm movement research, some of the most compelling evidence of
predictive compensation comes from work involving naturally occurring,
self-generated loads. This includes grip force adjustment during rapid
arm movements with handheld loads, preparatory changes in trunk and leg
muscles in anticipation of arm movement, and adjustments to arm muscle
activity in anticipation of interaction forces that arise because of
multijoint dynamics (Horak et al., 1984
; Flanagan et al., 1993
;
Flanagan and Wing, 1997
; De Wolf et al., 1998
; Gribble and
Ostry, 1999
). In the present paper, we describe an analog of these
manipulations in the orofacial system. Specifically, we have used a
combination of empirical and modeling studies to examine the extent to
which subjects compensate for loads on the jaw in speech that arise
during locomotion.
As subjects walk or run, forces act on the jaw that vary with the
acceleration of the head (Fig. 1). Upward
acceleration produces a downward load on the jaw, and downward
acceleration produces an upward load. By examining jaw kinematic
patterns associated with loads caused by head acceleration, we can
address the extent to which the control of speech movements is modified
to offset the effects of these loads. If control signals are adjusted,
then upward and downward head acceleration during locomotion, which can
be shown to be sufficient to affect jaw movement, may have little
effect on the position of the jaw during speech production.

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Figure 1.
As the head accelerates during locomotion, a force
is applied to the jaw that is proportional in magnitude but acts in the
opposite direction.
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MATERIALS AND METHODS |
Empirical study. Eight subjects were tested, with
none reporting any history of speech motor disorder or
temperomandibular joint dysfunction. Subjects repeated a series of
speech sequences while either walking or running on a treadmill. Each
sequence consisted of a consonant-vowel-consonant (CVC) combination
embedded in a carrier sentence. Four CVC sequences were tested,
resulting from the combination of the consonants s and
k with the vowel sounds a (as in
"cat") and e (as in "fed").
The vowels were chosen to vary the amplitude of jaw movement; the
consonants were chosen to vary the jaw position at closure. The test
sentences were of the form "see sasy again" or "see
keky again." By using the same speech sound immediately
preceding and following the CVC, context-dependent variation in
movement was minimized.
A motor-driven treadmill (Precor, Bothell, WA) was used to manipulate
the speed of locomotion and hence the magnitude of head acceleration.
Three speeds were chosen to vary the magnitude of head acceleration: 2 mph (slow walking), 4 mph (fast walking), and 6 mph (jogging).
Subjects repeated the test sentence at a self-chosen rate while walking
or running at each of the three locomotion speeds. In all, 12 conditions were tested (three locomotion speeds × four CVC
sequences) in a series of 5 min blocks. Each subject was tested in a
unique, fully randomized block order. Because the production of the
test utterances was self-paced, the total number of repetitions was not
identical across locomotion speeds. Subjects tended to produce fewer
repetitions at the 6 mph condition; however enough time was provided to
produce a large number of repetitions in each of the 12 experimental
conditions (~100).
A further condition was tested in which subjects walked or ran on the
treadmill without speaking. For this task, subjects were instructed not
to clench their teeth but were given no further instructions with
regard to the position of their jaw. Data were collected during two 5 min blocks at each of the three locomotion speeds. The order of testing
was fully randomized.
Motion of the head and jaw was recorded using Optotrak (Northern
Digital, Waterloo, Ontario, Canada), an optoelectronic position measurement system that tracks the three-dimensional motion of infrared-emitting diodes (IREDs). To track head motion, four IREDs were
attached to an acrylic and metal dental appliance (weight, 10 gm) that
was custom-made for each subject and fixed with a dental adhesive
(Iso-Dent; Ellman International, Hewlett, NY) to the buccal surface of
the maxillary teeth. Similarly, to track motion of the jaw, four IREDs
were attached to an appliance affixed to the mandibular teeth. In both
cases, the four IREDs were arranged in a rectangular configuration in
the frontal plane. The dental appliances had little effect on the
intelligibility of the utterances tested in this study. IRED motion was
measured at a sampling rate of 200 Hz.
To explore fully the effect of head acceleration on jaw movement during
speech, it was necessary that subjects produce large upward and
downward head accelerations coincident with production of each of the
initial consonant, vowel, and final consonant portions of the CVC.
Subjects were therefore encouraged not to synchronize their speech with
the locomotion cycle to vary the timing of sentence repetition with
respect to locomotion. Compliance with this instruction was monitored
on-line by the experimenter and later verified by examining the
recorded jaw and head movement traces (see Data analysis).
Although the interval between repetitions of the test sentence was
allowed to vary, subjects were instructed to maintain a constant speech
volume and speech rate. Speech acoustics were monitored on-line by the
experimenter, with feedback given to the subject if speech rate or
volume varied significantly. The speech acoustical signal was also
recorded digitally using a small microphone (Audio-Technica, Stow, OH)
taped to the bridge of the nose. Speech rate and volume were examined
quantitatively on the basis of the recorded acoustic signal (see Data
analysis). A more detailed acoustical analysis was not possible because
of treadmill noise and the large acoustical artifact produced by footfall.
Data analysis. The three-dimensional position data for each
IRED were digitally low-pass filtered using a second-order zero-phase lag Butterworth filter with a cutoff frequency of 10 Hz (chosen on the
basis of Fourier analysis and then verified by comparison of raw and
filtered data). The original camera-centered representation of jaw
motion was transformed into a six-dimensional rigid-body representation
of jaw position and orientation in a head-centered coordinate frame
[for details, see Ostry et al. (1997)
]. The origin of this new
coordinate system is the condyle center (projected onto the midsagittal
plane) when the jaw is at occlusion. The "horizontal" axis is
aligned with the occlusal plane. The estimated orientation of the
occlusal plane is accurate to within approximately ±1°. Inaccuracies
are reflected as constant offsets within the data. Data analysis of jaw
motion focused on sagittal plane rotation; this constitutes the largest
source of jaw motion in speech production (Ostry and Munhall, 1994
;
Ostry et al., 1997
).
An examination of head motion revealed large magnitudes of vertical
head acceleration and relatively small magnitudes of acceleration in
the horizontal plane. The average maximum vertical acceleration across
subjects was approximately ±13 m/sec2,
whereas the maximum horizontal acceleration was approximately ±2
m/sec2. Accordingly, the analyses reported
below focus on vertical head acceleration and the corresponding jaw
orientation in the sagittal plane.
An interactive computer program was used to extract the kinematic data
associated with the CVC portion of the utterance from the surrounding
carrier sentence. The kinematic and acoustical data were displayed
simultaneously. The start and end of each CVC were initially identified
on the basis of the acoustical signal. In the kinematic record, CVC
production is typically associated with a large-amplitude movement of
the jaw corresponding in time to the voiced portion of the CVC
utterance. Zero-crossings in jaw velocity were used to obtain positions
and times for initial consonant production (movement start), vowel
production (position of maximum opening), and production of the final
consonant (movement end). The positions of selected zero-crossings were
overlaid on the kinematic trace for verification. For cases in which
the position of the zero-crossing clearly failed to coincide with the
production of the consonant or vowel (on the basis of visual
inspection), the data were discarded for that particular movement. In
particular, data were rejected when zero-crossings, corresponding to
consonant positions, did not appear to coincide with the start or end
of the large-amplitude jaw opening and closing movement associated with
the CVC, judging from the timing of the movement peak and the audio
signal. Two to three percent of observations were omitted for this
reason (see Discussion).
As noted above, subjects were instructed to avoid synchronizing their
speech with the locomotion cycle so that production of the CVC would
coincide with a range of upward and downward head accelerations. The
distribution of head accelerations at the time of consonant and vowel
production was examined for all subjects. This revealed a wide range of
positive (upward) and negative (downward) accelerations, indicating
that subjects were successful in following this instruction (Fig.
2).

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Figure 2.
Subjects were successful in producing a range of
vertical head accelerations at the consonant and vowel positions of the
CVC utterance. This figure shows data from a single subject at the 4 mph locomotion speed for the utterance "sas."
A, All jaw movements for the production of this CVC,
isolated from the carrier sentence and time normalized to 100 samples.
B, Head vertical acceleration coinciding in time with
each of the jaw movements in A. It can be seen that
there is no systematic relationship between the timing of jaw movement
and head acceleration. C, D, Histograms of head
acceleration coinciding with production of the vowel
(C) and the first consonant
(D). Positive accelerations are in the upward
direction. In both cases a broad range of acceleration magnitudes and
directions are observed. deg, Degree.
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The data were selected for analysis as follows. Values for jaw
orientation and head vertical acceleration were obtained at the time of
the first consonant, the vowel, and the second consonant. This was done
separately for each repetition of the test utterance. In each of the
four CVC conditions and three locomotion speeds, we selected for
further analysis the observations associated with the 10 largest
upward and 10 largest downward head accelerations. Recall that the
overall goal of this study is to determine whether subjects compensate
for the forces acting on the jaw that arise because of head
acceleration (that is, whether jaw positions are maintained in spite of
differences in the direction and magnitude of load). Thus, by examining
the effects of only the largest head accelerations, we increase the
likelihood of observing a difference in jaw position, which would
constitute evidence against compensation.
In trials involving locomotion without speech, the data were selected
on the basis of head acceleration. Successive maxima and minima
corresponding to maximum upward and maximum downward head acceleration
were identified. These values and the corresponding jaw orientations
formed the data set for each locomotion speed. As in the case of
locomotion with speech, at each locomotion speed, the observations
associated with the 10 largest upward and 10 largest downward head
accelerations were selected for further analysis.
A normalization procedure was performed to examine jaw orientation data
across subjects. In the speech condition, the data were normalized
separately for each initial consonant, vowel, and final consonant. The
normalization involved calculating deviation scores by subtracting the
mean separately for each of the experimental conditions (three
locomotion speeds × four CVC conditions). In the nonspeech
condition, the jaw orientation data for each locomotion speed were
converted to deviation scores using the mean of each condition, again
on a per-subject basis. The procedure preserves differences in jaw
orientation that arise because of direction and magnitude of head
acceleration but expresses the effects of head acceleration about a
transformed mean of zero. The procedure removes variability caused by
factors such as the position of the jaw during production of the test
utterances. For example, the jaw is in a lower overall position for the
production of k than for the production of s.
Moreover, individual subjects produce these same speech sounds with
different jaw positions. The normalization corrects for these factors
and permits comparisons across conditions and subjects.
Simulation studies. Computer simulations were performed to
generate predicted patterns of jaw motion on the assumption that subjects make no adjustment to control signals to compensate for loads
arising because of acceleration of the head. If the predicted patterns
of jaw movement are comparable with those observed empirically, an
absence of compensation would be indicated.
The simulation studies use a recently developed model of sagittal plane
jaw and hyoid movement (Laboissiere et al., 1996
). The model includes
seven muscle groups corresponding to the masseter/medial pterygoid,
anterior temporalis, posterior temporalis, lateral pterygoid, anterior
digastric, posterior digastric, and sternohyoid [for schematic, see
Laboissiere et al. (1996)
]. These muscles contribute to motion in four
kinematic degrees of freedom: the horizontal jaw position, sagittal
plane jaw orientation (about an axis through the center of the
mandibular condyle), hyoid bone horizontal position, and hyoid vertical
position. The model includes neural control signals, position- and
velocity-dependent reflexes, and muscle mechanical properties. It also
includes jaw and hyoid bone dynamics (including forces acting on the
jaw because of head motion) and realistic musculoskeletal geometry. The
muscle mechanical model is a variant of the standard Hill model [for
review, see Zajac (1989)
] and includes force generation due to the
contractile element (the dependence of force on muscle length and
velocity), activation dynamics due to calcium kinetics, and the passive
dependence of force on muscle length (Fig.
3). Modeled muscle geometry and anthropometrics are taken from standard anatomical sources (Scheideman et al., 1980
; McDevitt, 1989
). The reader is referred to Ostry et al.
(1996)
and Shiller et al. (1999)
for other studies in which the jaw
model is used in conjunction with experimental results.
The modeled control signals are based on the
version of the
equilibrium point (EP) hypothesis. According to this hypothesis, shifts
in the equilibrium state of the motor system are used to produce
movement. The shifts arise from a centrally specified change in
,
the muscle length at which motoneuron recruitment begins. Muscle
activation and hence muscle force vary in proportion to the difference
between the actual and threshold muscle length. Motion of the jaw to a
new equilibrium position can be achieved via the coordination of
values associated with individual muscles [for a detailed description
of the EP formulation, see Feldman et al. (1990)
].
In the present model, shifts in values of
for multiple muscles are
coordinated to produce motion of the jaw independently in each of its
four kinematic degrees of freedom [for details, see Laboissiere et al.
(1996)
]. These coordinated commands to jaw muscles are analogous to
the "R" command described in previous formulations of the model
(Feldman, 1986
; Feldman et al., 1990
).
The ability to coactivate antagonist muscles independent of movement
has been documented in both behavioral and physiological studies
(Humphrey and Reed, 1983
; Milner and Cloutier, 1993
; Gribble and
Ostry, 1998
). Accordingly, in addition to the motor command used to
produce movement, the model makes use of an independent set of
shifts that specify the level of muscle coactivation (and hence jaw
stiffness) without producing motion. This cocontraction command is
analogous to the "C" command described in previous formulations of
the model.
To produce speech-like jaw-opening and -closing movements, the
simulations presented in this study use coordinated commands for jaw
rotation and horizontal translation. A constant rate shift in the
equilibrium orientation and equilibrium jaw position is assumed.
Consistent with the empirical finding that jaw rotation and translation
are time synchronized during speech (Ostry and Munhall, 1994
), the
specified jaw rotation and translation commands begin and end
simultaneously in each opening and closing phase of jaw motion. A
constant cocontraction command was used for all simulated movements.
(The effects of different cocontraction levels on simulation results
are presented in Results.)
 |
RESULTS |
Empirical
Head acceleration was manipulated by varying the speed of
treadmill locomotion (2, 4, and 6 mph). It was verified that
significant differences in head acceleration across locomotion speeds
were produced in both the speech and nonspeech conditions. Figure
4 shows mean head acceleration averaged
over subjects. Tukey tests were used to verify that for both speech and
nonspeech conditions, all pairwise differences were significant
(p < 0.01 in all cases).

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Figure 4.
Mean vertical head acceleration (±1 SE) at each
of the three locomotion speeds for locomotion with speech (solid
line) and locomotion alone (dashed line). The
difference between speech and nonspeech conditions is not statistically
significant at any locomotion speed.
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Data from a single subject are shown in Figure
5. Figure 5A shows vertical
head acceleration (bottom trace) and the corresponding jaw
orientation (top trace) for locomotion without speech (6 mph condition). Jaw orientation is shown relative to the angle at occlusion, with the negative direction corresponding to jaw opening. Head acceleration results in forces to the jaw that act in the opposite
direction. Here, the effects can be clearly seen as a phasic change in
jaw orientation related to the timing and magnitude of head
acceleration. Downward head accelerations (negative) are associated
with higher jaw positions, and upward head accelerations (positive) are
associated with lower jaw positions. Figure 5B shows the
pattern of jaw orientation associated with the repeated utterance
"see sasy again" while the head is stationary, that is,
in the absence of locomotion. The large-amplitude opening and closing
movement of the jaw, indicated by a horizontal line, is
associated with the CVC sequence sas. Figure 5C
shows jaw orientation and head acceleration when speech and locomotion
are combined.

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Figure 5.
A, Vertical head acceleration
(bottom trace) and the corresponding jaw orientation
(top trace) for locomotion without speech (6 mph
condition). Positive head accelerations are in the upward direction.
Jaw opening is in the negative direction. The effect of head
acceleration on the jaw can be seen as a phasic change in jaw
orientation related to the timing and magnitude of head acceleration.
B, The pattern of jaw orientation associated with the
repeated utterance "see sasy again" while the head
is stationary. C, Jaw orientation and head acceleration
for speech and locomotion combined. In B and
C, the production of the CVC is indicated with a
horizontal line above the jaw movement
trace.
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An example of the relationship between jaw motion and vertical head
acceleration is shown for a single subject in Figure
6. The figure shows the pattern for
locomotion in the absence of speech. The plots were generated as
follows. The raw data consisted of multiple cycles of head acceleration
and associated jaw movement. Successive maxima in upward head
acceleration (positive direction) were identified, and individual
cycles of head acceleration were extracted. The jaw orientation traces
corresponding in time to cycles of head acceleration were also
selected. For each of the three locomotion speed conditions, the jaw
and head acceleration data for each cycle were linearly time normalized
to 100 samples and then averaged across cycles at each point in time.
The bottom panel of Figure 6 shows mean vertical head
acceleration, and the top panel shows the corresponding mean
jaw orientation. A temporal coupling between head and jaw motion can be
seen, with changes in jaw orientation related to the magnitude of
vertical head acceleration. It should be noted that the time-normalized
records of Figure 6 show the cycle durations as equal to highlight the
increase in the amplitude of jaw movement across locomotion speeds. In fact, cycle durations differ with locomotion speed.

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Figure 6.
The pattern of jaw motion related to vertical head
acceleration during locomotion without speech. Bottom,
Mean vertical head acceleration (upward accelerations are positive).
Top, The corresponding mean jaw orientation (the
downward direction on the figure corresponds to jaw
opening). The width of the trace
indicates ±1 SE (for head acceleration, the lines are
thicker for visualization purposes because the magnitude
of SE was extremely small).
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Figure 7 shows mean values across
subjects for locomotion in the absence of speech. Head acceleration is
shown on the x-axis, with positive values corresponding to
acceleration in the upward direction. Jaw orientation is plotted on the
y-axis. The orientation values are presented on an axis
centered about the overall mean, such that the positive direction is
toward occlusion (higher jaw elevation) and the negative direction is
away from occlusion (lower jaw elevation). The three lines
of Figure 7 show mean values corresponding to the 2, 4, and 6 mph
locomotion speeds. The figure shows that at all three speeds, upward
head acceleration is associated with a lower jaw position, whereas
downward head acceleration is associated with a higher jaw position.
Moreover, jaw orientation varies with the magnitude of head
acceleration. It should be noted that the lines connecting
values of jaw orientation at each locomotion speed are provided as an
aid to visualization. Jaw orientations associated with intermediate
values of head acceleration were not examined.

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Figure 7.
Results averaged over subjects for locomotion
without speech. Mean head acceleration is plotted on the
x-axis (upward acceleration is positive), and the
corresponding mean jaw orientation (±1 SE) is shown on the
y-axis (the downward direction is jaw opening). The
three lines show the jaw orientations associated with
three magnitudes of head acceleration. It can be seen that differences
in jaw orientation at each locomotion speed vary directly with the
magnitude of head acceleration. Note that in the 2 and 4 mph
conditions, SEs are less than the size of the plotted
symbols. Also note that estimates of variability in head
acceleration at each locomotion speed are shown in Figure 4.
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Statistical analyses were performed by use of a repeated measures ANOVA
and post hoc comparisons of pairwise means using Tukey's method. Jaw orientation varied significantly with the direction of head
acceleration. Overall, the jaw was lower during upward acceleration
than during downward acceleration (p < 0.01).
Differences in jaw orientation between upward and downward acceleration
were similarly reliable at each of the three locomotion speeds
(p < 0.01). Finally, we examined whether the
size of the effect, that is, the difference in jaw orientation between
upward and downward head acceleration, differed significantly between
the three locomotion speeds. Significant differences were found between
the 2 and 6 mph conditions (p < 0.01) and
between the 4 and 6 mph conditions (p < 0.01),
but no difference was found between the 2 and 4 mph conditions.
Mean values across subjects for the experimental condition involving
locomotion during speech production are shown in Figure 8. Data are averaged across all four CVC
conditions and are presented separately for the vowel and two consonant
positions associated with production of the CVC. Each panel
shows mean jaw orientations at the three locomotion speeds. As in
Figure 7, the three lines correspond to the effects of
locomotion on the jaw at 2, 4, and 6 mph. It can be seen that, in all
but one case, the direction and magnitude of head acceleration have
little effect on jaw orientation. In the case of vowel production (Fig.
8, middle) at the 6 mph condition, the effect of head
acceleration on jaw orientation is somewhat larger.

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Figure 8.
Results averaged over subjects for locomotion with
speech. Left, Right, Mean jaw displacement (±1 SE)
associated with three levels of head acceleration during production of
the initial (left) and final (right)
consonants. Positive head accelerations are in the upward direction;
jaw opening is downward. Both panels show that head
acceleration has little effect on jaw orientation at any of the three
locomotion speeds. Middle, The effect of head
acceleration on the jaw during production of the vowel. Here, again,
there is little effect in the 2 and 4 mph conditions and a small but
significant effect at the 6 mph speed (see Results). Note that in some
cases SEs are less than the size of the plotted
symbols.
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ANOVA was performed separately to assess the effects of head
acceleration on jaw orientation for each of the two consonants and the
vowel. In these analyses, no differences were found in jaw orientation
between upward and downward head acceleration at either consonant
position. In the case of vowel production, a significant difference in
jaw orientation was observed only in the 6 mph condition
(p < 0.05).
Figure 9 shows results for locomotion
with speech for each of the four phonetic conditions separately. Each
CVC is shown in a separate column. In general, the magnitude
of the effect of head acceleration on jaw orientation is small.
However, when the data were examined in detail, a number of
statistically reliable differences were observed on the basis of
post hoc tests. Specifically, during production of the
initial and final consonants, differences were found for the CVC
conditions sas and sos. Pairwise comparisons of
means for the initial and final consonant indicated significant differences in jaw orientation at the 6 mph condition, as well as in
the 4 mph condition for production of the initial consonant in
sas (p < 0.01). In the case of vowel
production, a single statistically significant difference was observed
[for the phonetic condition kok at the 6 mph locomotion
speed (p < 0.05)]. Note that although statistically reliable, these differences are small.

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Figure 9.
Average results for locomotion with speech, shown
for each of the four phonetic conditions separately. Data from each CVC
condition are shown in a separate column. Each
panel shows mean jaw displacement (±1 SE) associated
with three levels of head acceleration during production of either the
initial consonant (top tow), vowel (middle
row), or final consonant (bottom row). In
general, the magnitude of the effect of head acceleration on jaw
orientation is small. Significant effects are indicated. SEs are less
than the size of the plotted symbols in some
cases.
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The possibility exists that observed differences in jaw orientation
between speech and nonspeech conditions may be caused by differences in
the magnitude of head acceleration. We tested for this by examining
head accelerations directly. Specifically, an examination of the mean
maximum upward and downward head acceleration at each of the three
locomotion speeds revealed no statistically reliable differences
between the speech and nonspeech conditions (Fig. 4). The mean
magnitudes of maximum head acceleration for locomotion without speech
were ±2.24, ±5.43, and ±12.29 m/sec2
for the 2, 4, and 6 mph conditions, respectively. The mean magnitudes of maximum head acceleration for locomotion with speech were ±1.90, ±5.22, and ±10.79 m/sec2. This suggests
that differences in jaw orientation between speech and nonspeech
conditions are not attributable to different magnitudes of head
acceleration in the two conditions.
The magnitude of jaw movements during speech has been shown to be
affected by both speaking rate and speech volume (Ostry et al., 1997
).
We performed two separate control studies to determine the extent to
which these variables were correlated with head acceleration. The aim
was to assess whether observed changes in jaw orientation might be
attributable to these possible confounding factors. As a measure of
speech rate, we used the mean duration of jaw movements associated with
CVC production. The measure of speech volume was taken to be the mean
amplitude of the rectified acoustic signal calculated over the voiced
portion of the vowel. Analyses were performed separately for each
subject. Pearson product-moment correlation coefficients were computed
across all experimental conditions (three locomotion speeds × four CVC conditions) to measure the relationship between (1) speech
rate and the magnitude of vertical head acceleration at the initial
consonant, vowel, and final consonant and (2) speech volume and
vertical head acceleration at the initial consonant, vowel, and final
consonant. None of these relationships was found to be statistically
reliable (p > 0.05).
Simulations
Two sets of simulations were performed in which the jaw model was
used to predict the consequences of using control signals that are not
adjusted to take into account the effect of vertical head acceleration
on jaw orientation. The observed pattern of head acceleration
associated with locomotion was approximated in the simulations by a
sine wave, with the magnitude and frequency adjusted to match the
empirical patterns reported above. The three magnitudes of maximum head
acceleration were ±2.07, ±5.33, and ±11.54
m/sec2 for the 2, 4, and 6 mph conditions,
respectively. The three corresponding frequencies were 1.60, 2.10, and
2.66 Hz. These values correspond to overall means across subjects,
including speech and nonspeech conditions.
In the first set of simulations, the jaw equilibrium orientation was
held constant at 3° relative to occlusion, while the head accelerated
upward and downward. This is analogous to the experimental condition in
which subjects were walking or running on the treadmill without
producing speech. The simulation results are shown in Figure
10. Peak vertical head acceleration is
plotted on the x-axis, and the corresponding jaw orientation
(relative to the specified orientation of 3°) is shown on the
y-axis. The three sets of values show the simulated jaw
displacement associated with the three magnitudes of head acceleration.
In all cases, an upward head acceleration (positive) is associated with
a lower position of the jaw, and a downward head acceleration
(negative) is associated with a higher jaw position. The predicted
magnitude of jaw displacement is shown to vary directly with the
magnitude of head acceleration. Overall, the direction and magnitude of the predicted effect at all three locomotion speeds are comparable with
those observed empirically.

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Figure 10.
Simulation results for locomotion in the absence
of speech. Control signals are not adjusted to take into account the
effect of head acceleration on jaw orientation. Peak head acceleration
is plotted on the x-axis (positive head accelerations
are in the upward direction), and the corresponding jaw orientation is
shown on the y-axis (the downward
direction in the figure corresponds to jaw opening). The three
lines show the simulated jaw displacement associated with three
magnitudes of head acceleration (corresponding to the three locomotion
speeds tested empirically). The direction and magnitude of the
predicted effect at all three locomotion speeds are comparable with
those observed empirically.
|
|
A second set of simulations was used to generate predictions relating
to the experimental condition of locomotion with speech. As in
previous studies using the model (Laboissiere et al., 1996
; Ostry et
al., 1996
; Shiller et al., 1999
), we have used a control signal
consisting of constant rate changes in the equilibrium orientation of
the jaw coordinated with a constant rate shift in jaw horizontal
equilibrium position (Fig. 11,
top). This reproduces a naturalistic pattern of jaw motion
in which movement amplitude is in the range of 4° and CVC duration is
~300 msec.

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Figure 11.
Sample of simulation results for locomotion with
speech in the 4 mph condition. Bottom, Simulated head
acceleration. Top, The corresponding jaw orientation
(solid lines), along with a single control signal to the
jaw (dashed line). The two head acceleration records
provide the maximum upward (shown as a thin line) and
downward (shown as a thick line) acceleration at the
"vowel" position of the jaw-opening and -closing movement. It can
be seen that maximum upward head acceleration at the vowel position
produces a lower jaw position, and maximum downward head acceleration
produces a higher jaw position. acc or
Accel., Acceleration; Max.,
maximum.
|
|
As in the first set of simulations described above, the simulated jaw
movements were combined with three magnitudes of vertical head
acceleration to model the effects of head movement on the jaw. The
relative timing of head acceleration and jaw motion was varied to
expose the jaw to a full range of upward and downward head
accelerations. Specifically, for a given magnitude of head acceleration, simulations were repeated with the head acceleration signal phase shifted in increments of 5°. This allowed us to produce large upward and large downward head accelerations at each of the
points of interest in the speech sequence (the initial and final
consonants and the vowel).
Figure 12 shows an example of the
procedure used to score the simulation results. In the figure, a subset
of the simulated jaw movements is shown for the 4 mph condition. Jaw
motion in the absence of head movement is also shown as a thick
line. Initial consonant, vowel, and final consonant positions are
selected using this reference trajectory on the basis of zero-crossings
in jaw velocity (indicated by thick vertical
lines). At each of these three points, jaw orientations
corresponding to maximum upward and maximum downward head acceleration
are selected. This provides a prediction of the magnitude of the effect
of head acceleration on jaw orientation. This entire procedure was
repeated for each of the three magnitudes of maximum head acceleration
associated with the three locomotion speeds.

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Figure 12.
Example showing the procedure for scoring the
simulated effects of head acceleration on jaw orientation. Three CVC
positions (thick vertical lines) are identified on the
basis of the jaw trajectory in the absence of head motion (thick
line). A subset of simulated jaw movements during locomotion (4 mph) are shown with thin lines. The simulations are
generated by shifting the timing of head acceleration relative to jaw
movement.
|
|
Simulation results for the 4 mph locomotion condition are shown in
Figure 11. The bottom panel shows simulated vertical head acceleration, and the top panel shows the corresponding jaw
orientation (solid lines), along with the specified control
signal to the jaw (dashed line). The two head acceleration
records in the bottom panel are those for which the maximum
upward acceleration (thin line) and maximum downward
acceleration (thick line) correspond in time to the vowel
position of the jaw-opening and -closing movement. The resulting effect
on jaw orientation is shown in the top panel. It can be seen
that upward head acceleration is associated with a lower predicted jaw
position at the vowel. Downward head acceleration is seen to result in
a higher predicted jaw position.
The overall simulation results are presented in Figure
13. Only data for the vowel and the
initial consonant are shown because the results for the two consonant
positions were nearly identical. The simulations predict that in the
absence of any change in control signals to the jaw, there should be an
effect of head acceleration on jaw orientation that is similar in
magnitude to that observed in locomotion without speech. When the head
is accelerating in the downward direction, the jaw is displaced upward,
and when the head accelerates in the upward direction, the jaw is
displaced downward. The magnitude of the effect on jaw orientation is
shown to increase with the magnitude of head acceleration.

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Figure 13.
Simulation results for locomotion with speech
shown for the initial consonant and vowel positions of the jaw-opening
and -closing movement. The simulations predict that in the absence of
compensation, an effect of head acceleration will be observed at both
the consonant and vowel positions that is similar in magnitude to that
observed in locomotion without speech.
|
|
For all simulations presented here, a constant cocontraction level of
10 N (average modeled muscle force) was used. This value has been used
previously in a number of simulation studies (Laboissiere et al., 1996
;
Ostry et al., 1996
; Shiller et al., 1999
) and was originally chosen by
matching simulated jaw kinematics to a range of empirical data that are
independent of the present study. In the present study, with a
cocontraction value of 10 N, we obtained simulation results that
quantitatively match the empirical data. Specifically, the magnitude of
changes to jaw orientation that arise because of head acceleration was
similar in both simulated and empirical conditions of locomotion
without speech.
A sensitivity analysis was performed to test the influence of changes
in cocontraction level (ranging from 5 to 50 N) on the model
predictions described above. As expected, the level of cocontraction altered the magnitude of the effect of head acceleration on jaw orientation (Fig. 14). A cocontraction
level of 5 N produced an effect on jaw orientation that was
approximately double the magnitude of that observed empirically in
locomotion without speech. A 50 N cocontraction level resulted in
effects on jaw orientation that were approximately half as large.
Nevertheless, at all cocontraction levels, an effect of head
acceleration on jaw orientation was present. Furthermore, the magnitude
of the effect on the jaw varied directly with the magnitude of head
acceleration, and the direction of the effect remained unchanged; in
all cases the jaw was displaced in a direction opposite that of
vertical head acceleration.

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Figure 14.
Results of the sensitivity analysis to test the
influence of the cocontraction level (ranging from 5 to 50 N) on the
model predictions. The level of cocontraction is shown to influence the
magnitude of the effect of head acceleration on jaw orientation, with
higher cocontraction levels reducing the effect.
|
|
 |
DISCUSSION |
In this study, we examined whether subjects adjust their control
of jaw movements in speech to account for loads arising because of head
acceleration during locomotion. When subjects walked or ran without
speaking, jaw orientation was significantly affected by the direction
and magnitude of head acceleration. Upward head acceleration produced a
downward load on the jaw that resulted in lower jaw positions. Downward
head acceleration had the opposite effect. The magnitude of the effect
on jaw position varied directly with the magnitude of head
acceleration. Thus under these conditions, compensation for
acceleration-dependent loads was either absent or incomplete.
When locomotion was combined with speech, the effect of head
acceleration on jaw orientation was examined at the initial consonant, vowel, and final consonant during the production of four different CVCs. In comparison with locomotion without speech, the effect of head
acceleration on jaw position during production of the CVC was very
small. Head acceleration significantly affected jaw motion only for the
largest head accelerations tested (6 mph condition) and only during
vowel production. However, even in this case, the size of the effect
was smaller in magnitude than that observed during the slowest
locomotion speed (2 mph) in the nonspeech condition. Subjects thus
appear to have been compensating for loads associated with head
acceleration when producing jaw movements in speech.
We used a physiologically realistic model of the jaw to predict what
would be observed in the absence of compensation. Specifically, we
examined the predicted magnitude of the effect of head acceleration on
jaw orientation when motor commands are not adjusted to take into
account head acceleration-dependent loads. In the absence of
compensation, simulations of locomotion with and without speech predicted the same effect of head acceleration on jaw orientation. In
both cases, jaw orientation varied with the magnitude and direction of
head acceleration, corresponding closely to the empirical data for
locomotion without speech. The simulation results thus stand in
contrast to the empirical results for locomotion with speech, supporting the idea that subjects compensate for self-generated loads
acting on the jaw in speech.
An analysis was performed of the sensitivity of model predictions to
the level of muscle cocontraction. The sensitivity analysis examined
cocontraction levels ranging from 5 to 50 N; a value of 10 N was used
for predictions shown in Figures 10 and 13. The effect on the jaw of
head acceleration was shown to vary in magnitude with the level of
cocontraction such that higher levels of cocontraction were associated
with a smaller size of the effect, and vice versa. This raises the
interesting possibility that subjects may have used higher levels of
cocontraction (and hence greater stiffness) to reduce the effect of
head acceleration on the jaw during speech. Indeed, there is some
empirical evidence that jaw muscle activity during speech is
characterized by antagonist coactivation (Moore et al., 1988
).
Moreover, there is also evidence in studies of single-joint arm
movement that increases in muscle coactivation can be used to offset
the effects of load (Latash, 1992
; Milner and Cloutier, 1993
). In the
model, however, a reduction of the size of the effect to a level
comparable with that observed empirically during speech would require
high levels of muscle cocontraction (~50 N of average muscle force).
It is also possible that subjects explicitly adjusted the time-varying
control of the jaw to counteract the effect of head acceleration.
Evidence of adjustment for movement-dependent loads has been reported
previously in work on voluntary arm movement. In particular, predictive
adjustments to EMG patterns that offset the effects of joint
interaction torques have been observed in multijoint arm movement
(Sainburg et al., 1993
; Almeida et al., 1995
; Cooke and Virji-Babul,
1995
; Sainburg et al., 1995
; Gribble and Ostry, 1999
; Koshland et al.,
2000
).
Motion-dependent loads to the jaw have been studied previously in
locomotion (Murray, 1967
; Lund et al., 1984
). In both cats and humans,
the intrinsic stiffness of jaw muscles and stretch reflexes have been
shown to counteract loads associated with head motion (Lund et al.,
1984
). Other reflex-based compensations may arise in vestibular
receptors and neck muscles that influence jaw-closer motoneurons
(Funakoshi and Amano, 1973
; Griffiths et al., 1983
). In the present
empirical study, compensation was not observed when locomotion alone
was tested; jaw position varied directly with the magnitude and
direction of head acceleration. This indicates that in the absence of
overall changes to reflex excitability in the context of speech, the
effect of reflexes and muscle mechanical properties are insufficient to
compensate fully for the effect of head motion on the jaw. The
simulations are consistent with this conclusion, because the model,
which includes passive muscle stiffness and active muscle mechanical properties as well as activation because of the stretch reflex, predicts an effect of head acceleration on jaw position even at the
slowest locomotion speed. It remains unknown whether reflex excitability of jaw muscles is comparable in speech and nonspeech conditions.
Head movement during locomotion has been examined in a number of
previous studies, many of which have demonstrated that during the step
cycle, the head not only translates vertically through space (to a
degree that depends on locomotion speed) but also rotates in the
sagittal plane (Bloomberg et al., 1992
; Crane and Demer, 1997
;
Hirasaki et al., 1999
). An important feature of these studies is that
subjects were instructed to fixate a visual target while walking or
running. The head rotation thus appears compensatory in nature; the
effect of upward or downward head translation on visual fixation is
offset by a sagittal plane rotation of the head in the opposite
direction. In the present study, as in naturally occurring locomotion,
subjects were not instructed to fixate visually. As a result, head
orientation in the present study showed no systematic relationship to
the timing and magnitude of vertical head acceleration.
Motorized treadmills are routinely used to study a wide range of
physiological variables associated with locomotion. Nevertheless, it is
reasonable to suspect that there may be differences between treadmill
and overground locomotion. In previous studies, it has been found that
compared with overground locomotion, treadmill locomotion involves a
shorter stride length and increased stride frequency (by ~7-10%)
(Elliott and Blanksby, 1976
; Murray et al., 1985
; Stolze et al.,
1997
; Wank et al., 1998
). Such differences indicate that treadmill
locomotion might involve a smaller amplitude of vertical head
acceleration compared with overground locomotion. Nevertheless, in the
present study, the magnitude of head acceleration was sufficient to
affect jaw orientation during locomotion without speech. Furthermore,
the magnitude of the effect on jaw orientation was apparently
sufficient to provoke subjects to compensate during speech production.
We have demonstrated by use of the model that changes to the
cocontraction level might contribute in some part to the observed compensation for the effects of head motion on the jaw during speech.
More generally, the compensation might arise via a combination of
changes to the cocontraction level and accompanying anticipatory changes to the time-varying motor command underlying jaw movement. In
addition, changes in the excitability of jaw muscle motoneurons to
feedback from sensors may play a role. The specific balance of these
sources of compensation may be explored via a combination of empirical
studies involving recordings of jaw muscle activity in conjunction with
modeling studies in which changes in the form of the control signal are
inferred by matching model predictions to corresponding empirical
patterns of jaw motion (see Gribble and Ostry, 2001
).
In the condition in which speech was combined with locomotion, a
potential issue arises related to the data selection procedure. The
analyses in the present study are based on the selection of specific
points within the jaw kinematic record corresponding to consonant and
vowel production, identified on the basis of zero-crossings in jaw
velocity. Head acceleration potentially affects the kinematic pattern
of the jaw and hence might influence the position and timing of these
points. Specifically, the presence of head acceleration might lead to
situations in which the jaw does not reach zero velocity during
consonant production immediately before or after the large-amplitude
movement associated with vowel production. In the present study this
occurred infrequently (2-3% of cases), and in those cases the data
were excluded from analysis. For the most part, jaw movements in the
presence of locomotion had the same general form as did those in the
absence of locomotion, and hence the use of zero-crossings in velocity
as a selection criterion introduced few problems.
The generality of the compensation observed here to jaw movement in
speech as opposed to other articulators and other orofacial behaviors
remains unknown. In future work, it would be worthwhile to investigate
whether compensation for head acceleration during locomotion extends to
other articulators such as the tongue or the lips. Additionally, it may
be the case that compensation is not specific to speech but can be
found in other goal-directed behaviors such as mastication.
 |
FOOTNOTES |
Received Nov. 17, 2000; revised May 31, 2001; accepted May 31, 2001.
This research was supported by National Institutes of Health Grant
DC-00594 from the National Institute on Deafness and Other Communication Disorders, by Natural Sciences and Engineering Research Council-Canada, and by Fonds pour la Formation de Chercheurs et l'Aide à la Recherche-Quebec.
Correspondence should be addressed to Dr. D. J. Ostry, Department
of Psychology, McGill University, 1205 Dr. Penfield Avenue, Montreal, Quebec, Canada H3A 1B1. E-mail:
ostry{at}motion.psych.mcgill.ca.
 |
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