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The Journal of Neuroscience, September 1, 2001, 21(17):6657-6665
Alcohol Hypersensitivity, Increased Locomotion, and Spontaneous
Myoclonus in Mice Lacking the Potassium Channels Kv3.1 and
Kv3.3
Felipe
Espinosa1,
Anne
McMahon1,
Emily
Chan2,
Scott
Wang1,
Chi Shun
Ho1,
Nathaniel
Heintz2, and
Rolf H.
Joho1
1 Center for Basic Neuroscience, The University of
Texas Southwestern Medical Center, Dallas, Texas 75390-9111, and
2 Howard Hughes Medical Institute, Laboratory of Molecular
Biology, The Rockefeller University, New York, New York 10021
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ABSTRACT |
The Shaw-like potassium (K+) channels Kv3.1 and
Kv3.3 are widely coexpressed in distinct neuronal populations in the
CNS, possibly explaining the relatively "mild" phenotypes of the
Kv3.1 and the Kv3.3 single mutant. Kv3.1-deficient mice show increased
cortical - and decreased -oscillations (Joho et al., 1997 , 1999 );
otherwise, the Kv3.1-mutant phenotype is relatively subtle (Ho et al.,
1997 ; Sánchez et al., 2000 ). Kv3.3-deficient mice display no
overt phenotype (Chan, 1997 ). To investigate whether Kv3.1 and Kv3.3 K+ channels are functionally redundant, we generated
the Kv3.1/Kv3.3 double mutant. Kv3.1/Kv3.3-deficient mice were born at
the expected Mendelian frequencies indicating that neither Kv3.1 nor
Kv3.3 K+ channels are essential for embryonic
development. Although there are no obvious changes in gross brain
anatomy, adult Kv3.1/Kv3.3-deficient mice display severe ataxia,
tremulous movements, myoclonus, and hypersensitivity to ethanol. Mice
appear unbalanced when moving, whereas at rest they exhibit whole-body
jerks every few seconds. In spite of the severe motor impairment,
Kv3.1/Kv3.3-deficient mice are hyperactive, show increased exploratory
activity, and display no obvious learning or memory deficit. Myoclonus,
tremor, and ethanol hypersensitivity are only seen in the
double-homozygous Kv3.1/Kv3.3-deficient mice, whereas increased
locomotor and exploratory activity are also present in
double-heterozygous mice. The graded penetrance of mutant traits
appears to depend on the number of null alleles, suggesting that some
of the distinct phenotypic traits visible in the absence of Kv3.1 and
Kv3.3 K+ channels are unrelated and may be caused by
localized dysfunction in different brain regions.
Key words:
cerebellum; ataxia; tremor; ethanol; double knock-out; fast-spiking; interneurons
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INTRODUCTION |
Voltage-gated potassium
(K+) channels form a large family of ion
channels that are involved in establishing the resting membrane potential, in determining the action potential (AP) waveform and duration, in regulating release of neurotransmitter, and in modulating rhythmic firing patterns and pacemaker activity of neurons. Subunits for the Shaw-like K+ channels Kv3.1 and
Kv3.3 are extensively coexpressed throughout the CNS (Drewe et al.,
1992 ; Perney et al., 1992 ; Rettig et al., 1992 ; Rudy et al., 1992 ;
Goldman-Wohl et al., 1994 ; Lenz et al, 1994 ; Weiser et al., 1994 , 1995 ;
Du et al., 1996 ; Perney and Kaczmarek, 1997 ; Sekirnjak et al., 1997 ;
for review, see Rudy et al., 1999 ).
In heterologous expression systems, Kv3.1 and Kv3.3 subunits form
homotetrameric K+ channels with rapid
kinetics of activation and deactivation, high thresholds of activation
(more than 20 mV), and relatively large unit conductances (~30 pS)
(Weiser at al., 1994 ). It is remarkable that Kv3.1 channels deactivate
10 times faster than do all tested Kv1-type (Shaker-type) voltage-gated
K+ channels (Grissmer et al., 1994 ). These
properties are probably responsible for the fast afterhyperpolarization
(fAHP) required for high-frequency firing observed in Kv3.1-expressing
neurons (Massengill et al., 1997 ; Martina et al., 1998 ; Wang et al.,
1998 ). Hence, it is reasonable to hypothesize that regulating Kv3.1
activity affects AP duration and influences
Ca2+ entry in axonal terminals with
dramatic consequences for subsequent neurotransmitter release. Indeed,
computer simulations show that a K+
channel with the biophysical properties of Kv3.1 keeps the AP narrow
and the refractory period short; hence, Kv3.1 and, presumably, Kv3.3
channel-mediated repolarizing currents are likely requirements for
sustained high-frequency firing (Kanemasa et al., 1995 ; Perney and
Kaczmarek, 1997 ).
Mice in which the genes encoding Kv3.1 and Kv3.3 are individually
inactivated have been generated (Chan, 1997 ; Ho et al., 1997 ). The
Kv3.1 single mutant shows increased - and decreased -oscillations
and a motor-skill deficit caused by altered muscle contractility and
force generation (Ho et al., 1997 ; Joho et al., 1997 , 1999 ). The
motor-skill deficit is, however, only present in 129/Sv and not in
129/Sv × C57BL/6 F1 mice; i.e., the penetrance of the Kv3.1-null
mutation depends strongly on the genetic background (Sánchez et
al., 2000 ). The Kv3.3 single mutant displays no overt phenotype (Chan,
1997 ). It is possible that the wide coexpression of Kv3.1 and Kv3.3
K+ channel subunits in the same cells in
the CNS results in functional redundancy, explaining the lack of
stronger phenotypes in both single mutants. To address the possibility
that Kcnc1 and Kcnc3 genes (encoding Kv3.1 and
Kv3.3) represent a pair of redundant K+
channel genes, we generated the double-mutant mouse lacking Kv3.1 and
Kv3.3 K+ channels. Adult
Kv3.1/Kv3.3-deficient mice display severe ataxia, tremulous movements,
myoclonus, and hypersensitivity to ethanol. Mutant mice appear
unbalanced when moving, whereas at rest they exhibit whole-body jerks
every few seconds. In spite of these debilitating motor deficits,
Kv3.1/Kv3.3-deficient mice are hyperactive, show dramatically increased
exploratory activity, and display no obvious learning or memory deficit.
Parts of this paper have been published previously (Espinosa et al.,
2000 ).
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MATERIALS AND METHODS |
Mouse breeding
The generation of the Kv3.1 /
mouse on the 129/Sv, C57BL/6, and 129/Sv × C57BL/6 F1 background
has been described previously (Ho et al., 1997 ; Sánchez et al.,
2000 ). The Kv3.3-encoding gene was inactivated by homologous
recombination using a targeting vector in which the region containing
the ATG initiation triplet was deleted and replaced with the
phosphoglycerate kinase-neomycin resistance cassette inserted in the
opposite orientation relative to the direction of transcription of the
Kv3.3 gene (Chan, 1997 ). The loci Kcnc1 and Kcnc3
encoding Kv3.1 and Kv3.3 K+ channel
subunits are on chromosome 7 in the mouse (Wymore et al., 1994 ; Kalman
et al., 1998 ) at an estimated genetic distance of 0.5-2.0 centimorgans
(cM; Mouse Genomic Database, October 1998; The Jackson Laboratory, Bar
Harbor, ME). To obtain double-homozygous mutants, we crossed
double-heterozygous
Kv3.1+/ Kv3.3 /+
males of mixed genetic background (~25% 129/Sv and ~75% C57BL/6) carrying the Kv3.1 and Kv3.3 null alleles on the paternal and maternal
chromosome 7, respectively, with
Kv3.1 / 129/Sv × C57BL/6 F1
females (see Fig. 1 for breeding scheme). Because of poor breeding habits, we found it impractical to maintain homozygous Kv3.1- and Kv3.3-deficient mice on a pure 129/Sv or C57BL/6
background. As expected, ~50% of the offspring were
Kv3.1+/ , and ~50% were
Kv3.1 / . To detect a recombination
event, only homozygous Kv3.1 /
offspring were then genotyped for Kv3.3. Nearly all of the
Kv3.1 / pups were
Kv3.3+/+ (no recombination); however,
after ~100 offspring, we obtained a
Kv3.1 / Kv3.3+/
animal because of a recombination event that had occurred in the male
germ line between the Kcnc1 and Kcnc3 locus (Fig.
1).

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Figure 1.
Generation of the Kv3.1/Kv3.3 double mutant by
recombination. A, A double-heterozygous male with the
null alleles for Kv3.1 and Kv3.3 on two different chromosomes 7 was
crossed to a Kv3.1 / female. Recombination in the
male germ line (after ~100 offspring) linked the two null alleles on
the same chromosome. B, By the use of
double-heterozygous (+/ ,+/ ) breeding pairs, the two null alleles
segregate together and yield offspring at the expected Mendelian ratios
of 1:2:1 (indicated below genotypes), indicating that Kv3.1 and Kv3.3
K+ channels are not required for embryonic
development. C, In comparison with wild-type mice
(WT), immunoblot analyses of cerebellar protein
extracts show reduced levels of Kv3.1 and Kv3.3 in double-heterozygous
mice (HET) and no detectable Kv3.1 or Kv3.3
protein in double-homozygous mice (DKO).
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Genotyping
Mice were genotyped using tail DNA (~100-400 ng in 25 µl
reaction volume) as the template for amplification by PCR. The
oligonucleotides (ONs) used for Kv3.1 genotyping were the following:
ON1, GCGCTTCAACCCCATCGTGAACAAGACC (wild-type or mutant forward primer
at 300 nM); ON2, GGCCACAAAGTCAATGATATTGAGGGAG (wild-type
reverse primer at 150 nM); and ON3,
CTACTTCCATTTGTCACGTCCTGCACG (mutant reverse primer at 150 nM). The wild-type allele yields a 216 bp fragment with ON1
and ON2; the mutant allele yields a 420 bp fragment with ON1 and ON3.
For Kv3.3 genotyping, the following oligonucleotides were used: ON4,
CGGCGACAGCGGTAAGATCGTGATCAACG (wild-type forward primer at 150 nM); ON5, CCTGAAAACACAGACGCTTGAGCTCGCC (wild-type or mutant
reverse primer at 150 nM); and ON6,
CTTCCATTTGTCACGTCCTGCACGACGCGAGC (mutant forward primer at 150 nM). For Kv3.1 genotyping, PCR amplification for the
wild-type and mutant allele was done together; for Kv3.3 genotyping,
amplification was done in separate reactions to obtain the 490 bp
wild-type fragment (with ON4 and ON5) and the 658 bp mutant fragment
(with ON5 and ON6). The PCR protocol for both genes (performed in a
PTC-100 Programmable Thermal Controller; MJ Research, Inc.) was as
follows: 95°C for 3 min, followed by 34 cycles at 94°C for 1 min,
55°C for 2 min, and 72°C for 3 min, and a final extension at 72°C
for 3 min. The DNA products were analyzed by standard gel
electrophoresis in 1.6% agarose.
Western blot analysis
Mice were anesthetized deeply with Avertin, and cerebella were
dissected out and homogenized in homogenization buffer (50 mM Tris-HCl, pH 8.0, 150 mM NaCl, and 1%
Triton X-100, containing the complete protease inhibitor cocktail from
Boehringer Mannheim, Indianapolis, IN). Homogenized samples were left
on ice for 15 min and were then centrifuged at 10,000 × g for 10 min. Supernatant protein was assayed using the BCA
protein assay kit (Pierce, Rockford, IL). Ten micrograms of each
protein sample were separated by 6% SDS-PAGE and transferred to
Immobilon-P membranes. The Kv3.1b protein was detected using a rabbit
anti-rat polyclonal antibody (Alomone), and the Kv3.3 protein was
detected using a rabbit anti-mouse polyclonal antibody (Chan, 1997 );
the secondary antibody was a peroxidase-conjugated goat anti-rabbit
antibody (Jackson ImmunoResearch, West Grove, PA). Enhanced
chemiluminescence (ECL) was used as the detection system according to
the manufacturer's instructions (Pierce).
Behavioral testing
Mice were kept on a 12 hr light/dark cycle. All tests were
performed with age-matched males (3-4 months of age unless otherwise indicated). Double-heterozygous breeding pairs (+/ ,+/ × +/ ,+/ ) were used to obtain mice of all three genotypes studied here: Kv3.1+/+Kv3.3+/+
(+/+,+/+),
Kv3.1+/ Kv3.3+/
(+/ ,+/ ), and
Kv3.1 / Kv3.3 /
( / , / ). By the use of this breeding scheme, the genetic
background varied among individual mice; however, the variability was
the same for mice of all three genotypes (~44% of genes were derived from 129/Sv, and ~56% were from C57BL/6). All experiments were approved by the Institutional Animal Care and Research Advisory Committee.
Spontaneous myoclonus. Mice were placed in a small Plexiglas
cage (a restraining chamber) to minimize spontaneous movements, and
they were allowed to habituate to the environment. Individual mice were
videotaped for ~30 min. Myoclonic jerks were operationally defined as
spontaneous, brief movements involving the animal's whole body, not
just a single limb, the head, or an ear twitch [corresponding to
scores 4 and 5 on a scale from 1 to 5 by Kanthasamy et al. (2000) ].
These jerks could be counted relatively easily when mice were at rest
and their movements were restricted. Wild-type and double-heterozygous
mice showed no jerks under these conditions.
Rotarod test. The rotarod test was performed as described
previously (Ho et al., 1997 ; Sánchez et al., 2000 ). Briefly, male mice were placed on a rod (8.9 cm long and 3.8 cm in diameter), initially rotating at 5 rpm and accelerating at 10 rpm/min (Rotamex System; Columbus Instruments, Columbus, OH). The dependent measure was
the length of time on the rod. When the mice fell to the bottom of the
cage, they received a brief electrical foot shock (0.2 mA for 1 sec).
Five trials were performed with each animal within a 1 hr period, and
the means of the median performance times were compared by statistical analysis.
Open field test. Male littermates were individually tested
in an open field (44 × 44 cm Plexiglas cage; Opto-Varimex and
Auto-Track-System software, Columbus Instruments). Spontaneous activity
was recorded for 60 min and plotted in 15 min intervals. To determine
center-field occupancy, the open field was divided into 8 × 8 squares, and the mean occupancy (in seconds) in each square was
determined (Auto-Track Multiple Zone Motion Monitor). Center-field
occupancy is defined as the time spent in the area delineated by the 16 squares (4 × 4) in the center of the open field (in seconds per 60 min period).
Ethanol sensitivity. A male mouse was placed in the
open-field setup and allowed to explore the environment while its
activity was recorded for 60 min. The mouse was then injected
intraperitoneally with ethanol (20-200 mg/ml in 0.9% saline), and the
activity was recorded and videotaped for another 60 min. Sensitivity to
ethanol was monitored by counting sideways falls for the first 10 min after ethanol injection.
Active avoidance test. A male mouse was placed in the dark
chamber of a light/dark shuttle box (each compartment was 29 × 22 × 13.5 cm) with a small opening to allow transitions between the two compartments. After 10 sec, an electrical current (0.2 mA) was
applied through a bottom grid for a duration of 20 sec. For the first
trial on the first day of training, the opening was kept closed until
the foot shock was initiated. Mice were subjected to 10 trials per day
on 5 consecutive days. Fourteen days after the fifth day of training,
mice were tested again to assess memory. An avoidance response occurred
when a mouse actively avoided the foot shock by leaving the dark
chamber during the first 10 sec. The avoidance index is the ratio of
the number of avoidance reactions to the total number of trials.
Statistical analysis of results. For data presentation,
means and SEM were used. For statistical analyses, two-tailed
Student's t test and one- or two-factor ANOVA followed by
multiple comparisons (Tukey or Dunnett tests) were used as appropriate.
Analyses were performed in Microsoft Excel 97.
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RESULTS |
Kv3.1 and Kv3.3 channels are essential for postnatal but not for
embryonic development
Kv3.1 and Kv3.3 K+ channels show
regional coexpression in the CNS (for review, see Rudy et al., 1999 ).
We reasoned that these channels might be encoded by a pair of redundant
K+ channel genes (Kcnc1 and
Kcnc3) that could explain the absence of more dramatic
phenotypic changes in the Kv3.1 and the Kv3.3 single mutants. Hence, we
decided to generate the Kv3.1/Kv3.3 double mutant, expecting a more
severe phenotype.
The loci Kcnc1 and Kcnc3 had been mapped to
chromosome 7 in the mouse (Wymore et al., 1994 ; Kalman et al., 1998 ),
and the genetic distance between the two loci had been estimated from 0.5 to 2.0 cM (Mouse Genomic Database, October 1998; The Jackson Laboratory), indicating that the two K+
channel genes were not tandemly linked. Because of the genetic distance
of 0.5-2.0 cM between Kcnc1 and Kcnc3, we
expected to obtain a recombination event between the two loci among a
few hundred offspring from appropriate mating pairs. After ~100
offspring, we obtained a
Kv3.1 / Kv3.3+/
female resulting from a recombination event between the
Kcnc1 and the Kcnc3 locus in the male germ line
(Fig. 1A).
We used this founder animal to generate double-heterozygous
Kv3.1+/ Kv3.3+/
(+/ ,+/ ) mice in which the two null alleles were linked and segregated together on the same chromosome. Using heterozygous breeding
pairs (+/ ,+/ × +/ ,+/ ), we obtained wild-type (+/+,+/+), double-heterozygous (+/ ,+/ ), and double-homozygous ( / , / ) mice at a ratio of ~1:2:1, indicating that neither Kv3.1 nor Kv3.3 channel function was required for embryonic development (Fig. 1B). Immunoblot analyses showed that protein levels
for Kv3.1 and Kv3.3 were reduced in brain extracts of +/ ,+/ mice
and completely absent in / , / mice (Fig. 1C). All
subsequent experiments were done with offspring from such
double-heterozygous breeding pairs; therefore, although variability of
the genetic background was necessarily present among individual mice,
the variability was the same for mice of all three genotypes.
Starting at approximately postnatal day 7 (P7), it became apparent that
the offspring of heterozygous breeding pairs consisted of two
phenotypically different populations (Fig.
2A). By P7, some pups
were clearly smaller than others of the same litter. The smaller pups
gained less weight than did their littermates. At ~P14, the smaller
pups stopped growing, began to loose weight gradually, and died between
P19 and P26. In contrast, all pups that were larger at P7 continued to
grow and developed into normal-looking adults. Two to 3 d before
death, the body temperature of the smaller pups began to drop from
~38°C to as low as ~25-28°C on the day of death (Fig.
2A, inset). All small pups that died by
~P26 were of the / , / genotype, i.e., deficient for Kv3.1 and
Kv3.3 K+ channels. The pups that developed
normally were of either +/+,+/+ or +/ ,+/ genotype. The small
/ , / pups showed some type of ataxia and motor incoordination,
manifested as poor balance while moving, tremulous movements, and
sudden, brief muscle jerks. The motor problems and the "death
phenotype" by P26 were fully penetrant; i.e., none of the / , /
mice survived beyond P26.

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Figure 2.
A, Kv3.1 and Kv3.3
K+ channels are required for postnatal development.
In this litter of seven pups, two double mutants began to loose weight
at ~P15 and died by P20 and P21. Wild-type and heterozygous
littermates gained weight normally and grew to adulthood.
Inset, The drop in body temperature of the double
mutants is shown. The Kv3.1 and Kv3.3 genotypes and the gender [female
(f), male (m)] are shown
on the right. B, Adult
Kv3.1/Kv3.3-deficient mice are smaller than are wild-type and
double-heterozygous mice. At 1.5 months (45 d) and 3.5 months (100 d)
of age, Kv3.1 / Kv3.3 /
(DKO),
Kv3.1+/ Kv3.3+/
(HET), and
Kv3.1+/+Kv3.3+/+
(WT) male mice differ from each other in body
weight [mean ± SEM and number of mice (above each
vertical bar) shown; one-factor ANOVA;
*p < 0.05; **p < 0.01;
***p < 0.001].
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Observing the Kv3.1/Kv3.3-deficient mice, we suspected that the motor
deficit might place the double mutants at a competitive disadvantage
for feeding (suckling) compared with their littermates. This, in turn,
might result in weight loss and death by 3-4 weeks of age. When ataxic
double mutants were allowed to feed on semisolid food (rodent chow
softened in water) for ~1 hr/d (from P15 to P30) in the absence of
their competing littermates, ~80-90% of the pups survived to
adulthood. At P45, the homozygous / , / double mutants reached
however only ~50-60% of the body weight of +/+,+/+ or +/ ,+/
mice (one-factor ANOVA; p < 0.001);
double-heterozygous +/ ,+/ mice remained 10-15% smaller than
+/+,+/+ wild-type mice (p < 0.05), suggesting a
graded effect on body weight depending on the actual number of mutant
alleles (two for +/ ,+/ vs four for / , / mice) (Fig.
2B). The difference in body weight was still present
when the mice were ~3 months old.
Adult Kv3.1/Kv3.3-deficient mice show severe ataxia, myoclonus, and
ethanol hypersensitivity but no changes in gross brain anatomy
We examined the brain of / , / mice for possible
neuroanatomical alterations. Hematoxylin- and eosin-stained
parasagittal brain sections of a wild-type and a double-mutant mouse
are shown in Figure 3. At this level of
analysis, we could not detect any obvious neuroanatomical changes in
the brains of Kv3.1/Kv3.3-deficient mice. In particular, the mutant
cerebellum shows an unchanged appearance of the molecular, Purkinje
cell, and granule cell layers, including normal foliation and
cytoarchitecture. This finding is remarkable in light of several
phenotypic traits that may reflect cerebellar dysfunction (see
below).

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Figure 3.
No obvious alterations in gross brain anatomy in
the Kv3.1/Kv3.3 double mutant. A, Hematoxylin- and
eosin-stained parasagittal sections (4 µm thick) of a wild type and a
Kv3.1/Kv3.3 double mutant show no changes in gross brain anatomy.
Cerebellar foliation is unchanged in the mutant brains.
B, When examined at higher magnification, both brains
display the same characteristic layering of the molecular
(m), Purkinje (p), and
granule (g) cell layers (top).
Hippocampal cytoarchitecture also displays no obvious alterations
(bottom).
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Adult Kv3.1/Kv3.3-deficient mice showed severe ataxia, intermittent
tremor-like episodes, and spontaneous, brief, and involuntary muscle
contractions (myoclonus). Adult / , / mice appeared uncoordinated and unbalanced when moving around the cage, and they exhibited whole-body jerks every few seconds (31.7 ± 1.3 jerks/min;
n = 4). Some of the jerks were strong enough to lift
the mouse off the cage floor. Wild-type +/+,+/+ and heterozygous
+/ ,+/ mice showed no jerks.
We quantified some aspects of the motor deficit of Kv3.1/Kv3.3 double
mutants using the rotating-rod (rotarod) test. When +/+,+/+ and
+/ ,+/ mice were subjected to the rotarod test, mice of both
genotypes stayed on the accelerating, rotating rod for ~80 sec, and
the two groups did not differ from one another (Fig. 4). In marked contrast, the / , /
double mutants were unable to stay on either the rotating or stationary
rod for more than a few seconds (one-factor ANOVA; p < 0.001). In some instances, it appeared that a double homozygous
/ , / mouse fell off the rod because of a sudden jerk that made
the animal loose its balance.

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Figure 4.
Kv3.1/Kv3.3-deficient mice have a severe
motor-skill deficit. In contrast to wild-type or heterozygous mice,
Kv3.1 / Kv3.3 / mice cannot
stay on a rotating rod (one-factor ANOVA; ***p < 0.001). DKO mice show no difference between the rotating
and the stationary rod (paired t test,
p = 0.36). Male mice were placed on an
accelerating, rotating rod (diameter, 3.8 cm), and the time until fall
was measured [mean ± SEM and number of mice (above each
vertical bar) shown]. At time 0, the rod turned at 5 rpm and accelerated at 10 rpm/min. Each animal was subjected to five
trials during an ~1 hr test period.
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Ethanol is effective in reducing some types of myoclonus and tremor;
therefore, we compared the effects of ethanol on wild-type and
Kv3.1/Kv3.3-deficient mice. Ethanol (up to 2 mg/gm of body weight) had
almost no effect on wild-type and double-heterozygous mice; in stark
contrast, Kv3.1/Kv3.3-deficient mice were highly sensitive to even low
doses of ethanol (0.5 mg/gm), indicated by periodically occurring
sideways falls when moving (Fig. 5). In
contrast to +/+,+/+ and +/ ,+/ mice that showed no sideways falls in
the absence of ethanol, / , / mice fell approximately every 3 min
(0.30 ± 0.09 falls/min; n = 16). With as little
as 0.5 mg/gm ethanol, / , / mice showed an increase in sideways falls, reaching a plateau at 1.0 mg/gm (7.4 ± 1.8 falls/min;
n = 6). Wild-type or double-heterozygous mice displayed
no sideways falls at 1.0 mg/gm ethanol; they began to show a few
sideways falls at 2.0 mg/gm ethanol at a frequency similar to that of
double-homozygous mutants in the absence of ethanol [0.40 ± 0.07 and 0.53 ± 0.21 falls/min for +/+,+/+ and +/ ,+/ , respectively
(n = 4)] (Fig. 5).

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Figure 5.
Kv3.1/Kv3.3-deficient mice are hypersensitive to
ethanol. Ethanol (in 0.9% saline) was injected intraperitoneally in
male mice, and sideways falls were counted for the first 10 min after
ethanol injection [mean ± SEM and number of mice (above each
vertical bar) shown]. The ethanol effect was fully
visible within 2 min of injection and lasted for ~20 and ~45 min
for 1 and 2 mg/gm, respectively.
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The Kv3.1/Kv3.3 double mutant shows increased locomotor and
exploratory activity despite a severe motor-skill deficit
We studied spontaneous locomotion and exploratory behavior in the
open field. Surprisingly, the double mutant, despite unbalanced movements, was significantly more active during the 60 min test when
compared with +/+,+/+ mice (one-factor ANOVA; p < 0.001) (Fig. 6, top left).
Double-heterozygous +/ ,+/ mice showed spontaneous locomotor
activity intermediate between that of wild-type
(p < 0.001) and double-mutant
(p < 0.05) mice, suggesting again, as for body
weight, a null allele dosage effect. This increase in spontaneous
locomotion was directly related to a significant increase in
ambulatory time during the 60 min observation period [in seconds, +/+,+/+, 288.6 ± 45.9 (n = 8); +/ ,+/ ,
621.2 ± 42.8 (n = 10); and / , / ,
806.6 ± 66.4 (n = 11)] (Fig. 6, top
right); the traveling speed, however, was not changed [in
centimeters/second, +/+,+/+, 21.4 ± 0.29 (n = 8);
+/ ,+/ , 21.7 ± 0.22 (n = 10); and / , / , 21.0 ± 0.18 (n = 11)] in spite of the dramatic
motor-skill deficits that resulted in uncoordinated movements, balance
problems, and myoclonus.

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Figure 6.
Kv3.1/Kv3.3-deficient mice show increased
spontaneous locomotion and center-field occupancy. Top
left, Spontaneous locomotor activity of male mice was monitored
for 60 min and plotted in 15 min intervals [mean ± SEM and
number of mice (in parentheses) shown]. Heterozygous and homozygous
Kv3.1 and Kv3.3 mutants were significantly more active than were
wild-type mice. For mice of all three genotypes, locomotor activity
decreased during the 60 min interval (two-factor ANOVA). Top
right, The increased distance traveled (shown on the top
left) is caused by increased ambulatory activity (one-factor
ANOVA; *p < 0.05; ***p < 0.001). Bottom, The open field was divided into 64 squares (8 × 8), and occupancy in each square was determined.
Center occupancy (4 × 4 squares) was significantly increased for
+/ ,+/ and / , / mice (one-factor ANOVA). The test was
conducted in an open field (44 × 44 cm) bounded by Plexiglas
walls where the movement of the mouse was monitored along the
x- and y-axes by infrared beams ~2.5 cm
apart (Opto-Varimex and Auto-Track-System software; Columbus
Instruments). Low and high occupancy (seconds/60 min) is indicated by
dark and light gray shades,
respectively.
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When mice are exposed to a novel environment, they generally display
thigmotaxis; i.e., when moving around the cage, they tend to stay close
to the wall of the test chamber. Brief excursions toward the center are
initially rare but occur with increased frequency after the mouse has
become more familiar with the environment. An increase in center-field
activity or occupancy may be interpreted to correlate with a lower
anxiety level (Gershenfeld and Paul, 1997 ). Figure 6,
bottom, shows the occupancy patterns of wild-type and of
double-heterozygous and double-homozygous Kv3.1/Kv3.3-deficient mice.
During the 60 min test, wild-type mice remained for most of the time in
the corners of the open field with only brief excursions to the center
(61.3 ± 18.0 sec; n = 8). In contrast, both
double-heterozygous and double-homozygous mice spent more time along
the edges and made longer-lasting excursions to the center of the open
field. Both +/ ,+/ mice (298 ± 69.2 sec; n = 10; p < 0.01) and / , / mice (269 ± 47.0 sec; n = 11; p < 0.01) show
significant increases in center-field occupancy (one-factor ANOVA). For
this phenotypic trait, there is no difference between +/ ,+/ and
/ , / mice (p > 0.5), in contrast to body
weight and spontaneous locomotor activity that show graded penetrance.
It is remarkable that the phenotypic trait of increased exploratory
activity is fully penetrant in +/ ,+/ mice in which only two of four
possible K+ channel alleles are
nonfunctional. It is tempting to speculate that increased spontaneous
locomotion and center-field occupancy may reflect an increase in GABA
tone because of increased GABA release as a consequence of prolonged
APs in the absence of Kv3.1 and Kv3.1 K+
channels (see Discussion).
Kv3.1/Kv3.3-deficient mice show normal learning and memory in an
active avoidance task
The double-mutant mice were severely impaired in several motor
functions. This finding raised the possibility that the absence of two
K+ channels needed for rapid AP
repolarization could have had a "globally" perturbing effect on
brain function. To test this possibility, we subjected the
Kv3.1/Kv3.3-deficient mice to an active avoidance test that assessed
their ability to learn and memorize the simple task of avoiding a foot
shock (Fig. 7). Although the
double-mutant mice showed severe ataxia and myoclonus while performing
the active avoidance task, Kv3.1/Kv3.3-deficient mice learned to avoid
the foot shock as quickly as did wild-type and double-heterozygous mice, and they remembered the task equally well, at least for the 2 week interval until they were retested (two-factor ANOVA; days,
p < 0.001; genotype, p > 0.5). Hence,
although Kv3.1/Kv3.3-deficient mice were severely impaired in their
motor skills, exhibited myoclonus and tremulous movements, and were
hypersensitive to ethanol, the double mutants did not show an obvious
deficit in performing a simple learning and memory task. Hence, it
appears that the phenotypic changes resulting in the absence of Kv3.1
and Kv3.3 K+ channels do not perturb
general CNS function in a nonspecific and global manner.

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Figure 7.
Kv3.1/Kv3.3-deficient mice display normal active
avoidance learning. There are no differences between WT,
HET, and DKO male mice in learning an
avoidance task (days 1-5) and in recalling it 2 weeks later (day 19)
(mean ± SEM and number of mice shown).
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Gene (null allele) dosage effect on the penetrance of
phenotypic traits
In the current study, we studied eight phenotypic traits in
wild-type, double-heterozygous, and double-homozygous
Kv3.1/Kv3.3-deficient mice (Table 1).
Each phenotypic trait could be assigned to one of four different
groups. Active avoidance (group 1), a simple form of learning and
memory, is not altered in / , / mice, indicating that the absence
of Kv3.1 and Kv3.3 K+ channels does not
perturb in a nonspecific or global way cognitive function of the brain.
The phenotypic traits of ataxia (poor rotarod performance), tremor,
myoclonus, and ethanol sensitivity (group 2) are present in / , /
mice but not in either +/+,+/+ or +/ ,+/ mice. In contrast to the
phenotypic traits listed in group 2, the traits of reduced body weight
and increased spontaneous locomotion (group 3) are present both in
+/ ,+/ and in / , / mice; however, these two traits are only
partially penetrant in the double-heterozygous +/ ,+/ mice compared
with the homozygous / , / mice. In contrast to the group 3 traits, increased center-field occupancy (group 4) is fully penetrant,
both in +/ ,+/ and in / , / mice.
 |
DISCUSSION |
Many Kv3.1-expressing cells in the hippocampus, neocortex, and
striatum contain the calcium-binding protein parvalbumin, a marker for
fast-spiking GABAergic interneurons. Some of these neurons fire
short-duration APs at frequencies of up to 600 Hz (Kawaguchi et al.,
1987 ; Brew and Forsythe, 1995 ; Wang et al., 1998 ). Neurons with
fast-spiking activity appear in the cortex during the second postnatal
week (Du et al., 1996 ; Massengill et al., 1997 ), approximately at a
time when Kv3.1 and Kv3.3 mRNA and protein levels begin to increase
(Drewe et al., 1992 ; Perney et al., 1992 ; Goldman-Wohl et al., 1994 ;
Ho, 1996 ). It appears that the expression levels of Kv3.1 and Kv3.3
mRNAs are developmentally regulated and determine the firing type of a
neuron by promoting rapid AP repolarization and fAHP, leading to the
brief refractory periods necessary for sustained high-frequency firing.
The unique biophysical properties of Kv3.1 channels seem indeed to be
responsible for fast-spiking neurons. It has been shown that a
voltage-gated K+ channel with the kinetic
and pharmacological properties resembling those of Kv3.1 participates
in postsynaptic signal integration in the medial nucleus of the
trapezoid body (MNTB), a brainstem relay nucleus involved in
sound-source localization (Brew and Forsythe, 1995 ). MNTB neurons
express Kv3.1 mRNA, and blockade of Kv3.1 channels with
tetraethylammonium (TEA) prevents MNTB neurons from faithfully
following and firing APs at stimulation frequencies above ~200 Hz
(Wang et al., 1998 ). In agreement with this finding, in the Kv3.1
single mutant, K+ currents are
dramatically reduced in Kv3.1 / MNTB
neurons compared with those of Kv3.1+/+
mice, and Kv3.1-deficient MNTB neurons can no longer follow stimulating inputs >200 Hz (Macica et al., 2000 ).
Kv3.1 and Kv3.3 K+ channels show
functional redundancy
The wide coexpression of Kv3.1 and Kv3.3
K+ channels in many of the same neurons in
the CNS may explain the lack of strong phenotypes in either single
mutant because of the functional redundancy of the Kcnc1 and
Kcnc3 genes. To investigate this possibility, Kv3.1/Kv3.3
double mutants were generated. Double-homozygous ( / , / ) mutant
mice were born at the expected Mendelian frequency, indicating that
neither Kv3.1 nor Kv3.3 channels are required for embryonic development. Kv3.1/Kv3.3-deficient mice are ataxic and die at ~3
weeks of age, probably because they cannot compete with their littermates for food. Most / , / mice survive, however, when they
are protected from their littermates and given daily access to soft
food. The surviving adult / , / mice remain significantly smaller
than +/+,+/+ or +/ ,+/ mice. Homozygous Kv3.1/Kv3.3-deficient mice
display severe ataxia, tremulous movements, spontaneous
myoclonus, and hypersensitivity to ethanol. They show poor
balance when moving, whereas at rest they exhibit whole-body jerks
every few seconds. In spite of this severe motor impairment,
Kv3.1/Kv3.3-deficient mice are hyperactive and show increased
exploratory activity and no obvious learning or memory deficit (Table
1).
The phenotype of the Kv3.1/Kv3.3 double mutant is pleiotropic. It is
possible that some of the distinct phenotypic traits that emerge in the
absence of two voltage-gated K+ channels
involved in AP repolarization and fAHP are unrelated and are caused by
distinct local dysfunction in different brain regions. This idea is
supported by the finding that some phenotypic traits are only visible
in double-homozygous / , / mice (group 2 traits are ataxia,
tremor, myoclonus, and ethanol sensitivity), whereas other traits are
present with intermediate penetrance in double-heterozygous +/ ,+/
mice (group 3 traits are reduced body weight and increased spontaneous
locomotor activity). Increased exploratory activity (group 4 trait is
increased center-field occupancy) is even fully penetrant in +/ ,+/
mice (Table 1). We hypothesize that different phenotypic traits, or
groups of traits, are caused by regional dysfunction of distinct
neuronal subpopulations in different parts of the brain. Targeted
rescue of K+ channel function in areas
where Kv3.1 and Kv3.3 channels are normally expressed in wild-type mice
may help to determine which brain regions are causally linked to a
particular mutant phenotype.
Severe motor impairment in Kv3.1/Kv3.3-deficient mice
Of the phenotypic traits described in Kv3.1/Kv3.3-deficient mice,
the motor-related dysfunctions of ataxia, myoclonus, and tremor have
frequently been associated with cerebellar pathology, and ethanol
sensitivity may also be related to perturbed cerebellar function.
Interestingly, these putative cerebellar traits cluster in group 2 (Table 1), and they are penetrant only in double-homozygous but not in
double-heterozygous mice.
Ataxia is commonly attributed to altered output from the cerebellar
cortex or from deep cerebellar nuclei (DCN) (Klockgether and Evert,
1998 ). Many mouse mutants with neurological deficits like ataxia show
degeneration of the cerebellum, either of granule cells or Purkinje
cells, or both. Although Kv3.1/Kv3.3-deficient mice are severely
ataxic, we did not find any obvious neuroanatomical changes in the
mutant brain. Particularly, the cerebella of Kv3.1/Kv3.3-deficient mice
show normal foliation and unaltered cytoarchitecture (Fig. 3). We
consider it likely that the dramatic motor impairment and hypersensitivity to ethanol are caused by the altered physiological properties of neurons and result from increased neurotransmitter release (presumably GABA) in the absence of Kv3.1 and Kv3.3.
Interestingly, ethanol is known to impart some of its behavioral
effects by enhancing GABAA receptor-mediated
inhibition in neuronal circuits in the cerebellum (Harris, 1999 ; Mehta
and Ticku, 1999 ).
If group 2 traits are of cerebellar origin, this raises the question of
how the lack of Kv3.1 and Kv3.3 K+
channels may result in cerebellar dysfunction. Kv3.1 channels are
expressed in the somata of granule cells and along the entire length of
their axons, the parallel fibers, including presynaptic boutons but
with low or no expression in dendrites and glomeruli (Sekirnjak et al.,
1997 ). There is little or no Kv3.1 expression in Purkinje, basket,
stellate, and Golgi cells or in the incoming mossy fibers and climbing
fibers (Sekirnjak et al., 1997 ). The absence of Kv3.1 from parallel
fibers may lead to prolonged APs with concomitantly enhanced glutamate
release resulting in increased excitation of Purkinje and Golgi cells.
Indeed, in cerebellar slices, application of TEA at a concentration
that preferentially blocks Kv3.1 channels resulted in parallel fiber AP
broadening and an increase in EPSCs at granule Purkinje cell synapses
(Sabatini and Regehr, 1997 ). Increased Golgi cell activity could lead
to enhanced feedback inhibition of granule cells. Interestingly, it has
been shown that ataxia results when the feedback inhibition via Golgi
cells is altered (Watanabe et al., 1998 ). In addition, the absence of
Kv3.3 channels from Purkinje cells may lead to the broadening of their
APs and to increased GABA release on DCN neurons. Perhaps it is the
synergistic effect of the lack of Kv3.1 channels from parallel fibers
leading to enhanced excitation of Purkinje and Golgi cells and the
absence of Kv3.3 channels from Purkinje cells leading to increased GABA
release on DCN neurons that results in cerebellar dysfunction.
The phenotypic traits of decreased body weight, increased spontaneous
locomotor activity, and center-field occupancy are already penetrant in
double-heterozygous +/ ,+/ mice (Table 1). There are many reasons
why body weight may be lower in the Kv3.1/Kv3.3-deficient mutant mouse,
particularly given the dramatic ataxia that keeps infant mutant mice
from feeding properly (Fig. 2). The phenotypic traits of enhanced
locomotor and center-field activity may reflect a general increase in
GABAergic tone because of increased neurotransmitter release in the
absence of Kv3.1 and Kv3.3 K+ channels
from fast-spiking interneurons.
Here, we have only studied the Kv3.1/Kv3.3 double mutant (four null
alleles) and its corresponding controls, the double-heterozygous (two
null alleles) and the wild-type (zero null allele) mouse. Animals of
these three genotypes were exclusively derived from heterozygous
breeding pairs; therefore, the variability of the genetic background
was the same (mixed background of 129/Sv and C57BL/6). Because of the
graded penetrance of some of the phenotypic traits, it will be
interesting to study mice that carry three of the possible four null alleles.
 |
FOOTNOTES |
Received March 22, 2001; revised May 23, 2001; accepted June 15, 2001.
This work was supported by the Howard Hughes Medical Institute and by
National Institutes of Health-United States Public Health Service
Grant NS30532 (N.H.).
Correspondence should be addressed to Dr. Rolf Joho, Center for Basic
Neuroscience, The University of Texas Southwestern Medical Center,
Dallas, TX 75390-9111. E-mail: Rolf.Joho{at}UTSouthwestern.edu.
 |
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