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The Journal of Neuroscience, September 1, 2001, 21(17):6836-6845
An Avian Basal Ganglia Pathway Essential for Vocal Learning Forms
a Closed Topographic Loop
Minmin
Luo,
Long
Ding, and
David J.
Perkel
Department of Neuroscience, University of Pennsylvania,
Philadelphia, Pennsylvania 19104
 |
ABSTRACT |
The mammalian basal ganglia-thalamocortical pathway is important
for motor control, motor learning, and cognitive functions. It contains
parallel, closed loops, at least some of which are organized
topographically and in a modular manner. Songbirds have a circuit
specialized for vocal learning, the anterior forebrain pathway (AFP),
forming a basal ganglia loop with only three stations: the pallial
("cortex-like") lateral magnocellular nucleus of the anterior
neostriatum (lMAN), the basal ganglia structure area X, and the medial
portion of the dorsolateral thalamic nucleus (DLM). Several properties
of this pathway resemble those of its mammalian counterpart, but it is
unknown whether all projections in the loop are topographically
organized, and if so, whether topography is maintained through the
entire loop. After small single- or dual-tracer injections into area X
and/or the lMAN of adult zebra finches, we found that the area X to DLM
projection is topographically organized, and we confirmed the
topography for all other AFP projections. Quantitative analysis
suggests maintained topography throughout the loop. To test this
directly, we injected different tracers into corresponding areas in
lMAN and area X. We found somata retrogradely labeled from lMAN and terminals anterogradely labeled from area X occupying the same region
of DLM. Many labeled somata were tightly surrounded by tracer-labeled
terminals, indicating the microscopically closed nature of the AFP
loop. Thus, like mammals, birds have at least one closed, topographic
loop traversing the basal ganglia, thalamus, and pallium. Each such
loop could serve as a computational unit for motor or cognitive functions.
Key words:
basal ganglia; thalamus; songbird; birdsong; topography; zebra finch; vocal learning
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INTRODUCTION |
The mammalian basal
ganglia-thalamocortical pathway is important for motor control, motor
learning, and cognitive functions. This pathway contains parallel,
closed loops, with different cortical areas connecting to different
basal ganglia regions; these basal ganglia regions connect to different
thalamic regions, which ultimately project to the general cortical
region of origin (Alexander et al., 1986
). In addition, each
loop can maintain topographic (e.g., somatotopic) organization
(Alexander and Crutcher, 1990
; Parent and Hazrati, 1995
). These
connections can also have a discontinuous, modular (Graybiel, 1990
;
Gerfen, 1992
) organization of the topography. A difficulty in
demonstrating the closed nature of these loops, the presence of at
least four stages, was surmounted by use of trans-synaptic virus
tracing (Hoover and Strick, 1999
; Kelly and Strick, 1999
).
Tetrapod vertebrates share a homologous basal ganglia pathway (Reiner
et al., 1998
). Songbirds possess a specialization of this pathway,
termed the anterior forebrain pathway (AFP), which is essential for
song learning and plasticity but not for direct song production
(Bottjer et al., 1984
; Sohrabji et al., 1990
; Scharff and Nottebohm,
1991
; Brainard and Doupe, 2000
). It consists of three nuclei connected
in a loop: the basal ganglia nucleus area X, the medial portion of the
dorsolateral thalamic nucleus (DLM), and the lateral magnocellular
nucleus of the anterior neostriatum (lMAN) (Fig.
1). Note that the avian neostriatum is
not the homolog of the mammalian neostriatum, but rather is of pallial
origin, like the cortex, claustrum, and portions of the amygdala. This loop is closed in the macroscopic sense (i.e., the projections form a
recursive loop). An additional input to area X is from the song
nucleus HVc, and an additional output of lMAN is to the premotor
robust nucleus of the archistriatum (RA). Area X shares many
neurochemical, anatomical, developmental, and physiological features
with the mammalian basal ganglia (for review, see Bottjer and Johnson,
1997
; Luo and Perkel, 1999b
; Perkel and Farries, 2000
). Area X provides
a strong GABAergic, inhibitory projection to the DLM, in which most
neurons have intrinsic properties almost identical to those of the
mammalian thalamocortical neurons (Luo and Perkel, 1999a
,b
). These
results strongly suggest that the AFP is an avian corticobasal
ganglia-thalamocortical pathway specialized for vocal learning.

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Figure 1.
Highly simplified schematic view of the song
system in the sagittal plane. The primary motor pathway essential for
song production includes HVc, RA, and the hypoglossal nucleus nXIIts
(large open ellipses). The AFP is essential for
song learning but not for direct song production. It includes three
serially connected nuclei: area X in the basal ganglia area LPO, the
thalamic nucleus DLM, and the pallial nucleus lMAN (large shaded
ellipses). The HVc area X projection is nontopographic.
Within the AFP, the lMAN area X and lMAN RA projections are
topographically organized. The DLM lMAN projection is also
topographic in the mediolateral direction. We examined whether the area
X DLM projection is topographic and also whether small areas in the
AFP are interconnected to form closed or open loops (dashed
line and question mark).
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Like the projections in the mammalian corticobasal
ganglia-thalamocortical pathway, the lMAN
area X and DLM
lMAN
projections within the AFP are topographic (Johnson et al., 1995
; Vates
and Nottebohm, 1995
; Iyengar et al., 1999
). However, it remains unknown whether the area X
DLM projection is topographic and, if so, whether the projections through the loop remain in register, and thus
whether the loop is microscopically closed. We have used single- or
dual-tracer injections into area X and lMAN and have used quantitative
analysis to examine this issue. We find that each projection of the AFP
is topographically organized and that the loop is microscopically
closed. This organizational similarity between avian and mammalian
basal ganglia supports the hypothesis of conserved mechanisms of
parallel information processing by these structures.
 |
MATERIALS AND METHODS |
Thirty-two adult male zebra finches (Taeniopygia
guttata, >120 d after hatching) were used for this study. All
surgical procedures were performed according to a protocol approved by
the University of Pennsylvania Institutional Animal Care and Use Committee.
Tracer injection and histology. Surgery procedures
and tracer injections were similar to those described previously (Luo
and Perkel, 1999a
). Briefly, animals were deeply anesthetized with sodium pentobarbital (40 mg/kg body weight) and then mounted in a
stereotaxic apparatus. Skin over the scalp was cut midsagittally, and a
small craniotomy was made in the skull over the desired targets. A
stereotaxic injection was made by lowering a glass pipette into the
target according to predetermined stereotaxic coordinates. Neural
tracers used in this study were bidirectionally transported dextran
amines (DAs) dissolved in 0.02 M phosphate buffer
(PB). They included 4% fluorescein dextran amine (FDA) (3 or 10 kDa),
10% tetramethylrhodamine (TMR)-DA (3 or 10 kDa), 10% Texas Red
dextran amine, or 4% biotinylated dextran amine (BDA) (10 kDa) (all
from Molecular Probes, Eugene, OR). Two glass pipettes with a tip
diameter of 10-30 µm were glued together with light-sensitive glue
(3M Dental Products, St. Paul, MN). The tips of the pipettes were
separated by 200-400 µm for injection within the same nucleus or 1.0 mm in the dorsoventral direction, and by 200 µm in the
mediolateral direction to inject both lMAN and area X. Different
tracers were loaded into each pipette and injected iontophoretically
into the target area with periodic (7 sec on-off cycle) currents
(3-10 µA; Midgard Transkinetics, Canton, MA). After a survival time
of 3-4 d, animals were overdosed with sodium pentobarbital (250 mg/kg)
and perfused transcardially with saline followed by 4% formaldehyde in
0.1 M PB.
After overnight post-fixation in 4% formaldehyde in 0.1 M
PB and cryoprotection in 30% sucrose in 0.1 M PB, each
brain hemisphere was cut into 60-µm-thick parasagittal sections using
a freezing microtome. For BDA-injected brains, labeling was visualized
with either Cy3- or Cy5-conjugated streptavidin (Jackson
ImmunoResearch, West Grove, PA). Sections were then mounted with
Vectashield mounting medium (Vector Laboratories, Burlingame, CA),
coverslipped, and sealed with nail polish.
Microscopy. Fluorescent labeling was examined using confocal
microscopy (Leica TCS NT, Heidelberg, Germany). For tissues
labeled with different fluorophores (fluorescein-rhodamine or
fluorescein-Cy5), the gain for each color channel was carefully
controlled to prevent cross talk across channels. For dual labeling
with FDA and TMR-DA, cross talk from the fluorescein channel to the
rhodamine channel in some cases was difficult to eliminate with the
optimal filter sets for fluorescein and rhodamine, respectively. In
these cases, the TMR-DA labeling was thus collected with an optical
filter of higher wavelength, which reduced the signal strength but also completely eliminated cross talk. Because the signal strength of the
TMR-DA labeling was high (Fig. 2), it is
unlikely that we missed some of the tracer-labeled materials because of
the change of filter set. For each region of interest, multiple optical sections were collected and then projected into a single plane for
presentation.

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Figure 2.
Separate clusters of labeling in DLM and lMAN
revealed by dual-tracer injections into area X. A,
Injection sites in area X. Green represents FDA;
red represents TMR-DA. B, Anterograde
terminal labeling in DLM for each of the tracers was primarily
separate. Short arrows point to green
terminals; long arrows point to
red terminals. Many somata were also retrogradely
labeled, presumably because their axons passed through area X en route
to DLM. C, Retrogradely labeled somata in lMAN were also
primarily separate. Scale bars: A, 400 µm;
B, 200 µm; C, 50 µm. For this and all
other figures, dorsal is up and anterior is to the
right.
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Because it was important to determine the exact location of labeling in
each nucleus for the study of topographic mapping, we took great care
in delineating the nucleus border. We first identified the nuclei of
interest by their location, shape, and surrounding landmarks. Previous
work with Nissl-stained sections indicated that the borders of the
nuclei could be accurately outlined using the elevated background
fluorescence resulting from tracer injection and/or autofluorescence
compared with the areas surrounding these nuclei. To ensure consistent
orientation of the nuclei across different sections and hemispheres,
the microscope stage was adjusted under epifluorescence so that the
anterior of each nucleus was to the right.
Quantification. To combine and compare data from injections
in different animals, we described and analyzed the location of each
injection site and the center of labeling in area X, lMAN, and DLM
quantitatively in the parasagittal plane. We initially found one or a
few sections containing the largest area of labeling around the
injection site, located the center of the nucleus, and measured the
diameter of the nucleus in the anteroposterior and dorsoventral
directions. A normalized coordinate system was assigned to the nucleus
so that the center was at (0, 0), the anterior edge was at (1, 0), and
the dorsal edge was at (0, 1). The coordinate for the center of the
injection site was then measured. Because the labeling seemed to
concentrate in a few sagittal sections and was consistent across
several parasagittal sections (Johnson et al., 1995
; Iyengar et al.,
1999
), we chose one or a few sections with maximal labeling in each
nucleus to represent the labeling in that nucleus. The center of the
nucleus was determined, and the diameter was measured along each axis.
This provided a normalized coordinate system for the nucleus. The
coordinates of each labeled terminal or soma in the normalized nucleus
were identified. The center of the labeling was calculated as the
ordered pair (mean of all x coordinates, mean of all
y coordinates). When applicable, the normalized coordinates
of the center were averaged across sections. Because the labeling did
not seem to be normally distributed, especially when the injection
sites were very small, we chose not to report the SD of the labeling coordinates.
Each connection was represented by two sets of coordinates, one for the
injection site (xs,
ys) and one for labeling
(xd, yd). For
N injections into the same nucleus, we collected
N sets of coordinates. For each injection i
(1
i
N), the coordinates for injection sites were (xsi,
ysi); those for labeling were
(xdi, ydi).
The distance, in normalized coordinates, between the injection site and
the center of labeling for this injection was calculated as
and serves to indicate whether the coordinates of the injection site
matched those of its corresponding labeling. Smaller values of this
distance indicate a better match, with 0 as a perfect match. For each
connection, the distance values for all hemispheres injected were averaged.
If a connection is highly topographic but twisted in the parasagittal
plane, the average distance could be misleadingly high. In such a case,
recalculating the average distance value after rotating one nucleus by
an appropriate amount could reveal more precise topographic
organization. To search for the rotation angle giving the best match
between the injection sites and center of labeling, the coordinate of
either the injection site or labeling was rotated through 360° in
1° steps, and the average distance was calculated for each step. The
angle at which the average distance was minimal was then identified. To
be consistent, we rotated the coordinates of the target nucleus for
each projection. This means that for the lMAN
area X projection,
the area X coordinates were rotated; for area X
DLM projection, the
DLM coordinates were rotated.
To examine whether the topographic organization of a connection was
statistically significant, we randomly shuffled the coordinates of
either the injection sites or labeling centers of each projection target 200 times. For each shuffling, the coordinates were rotated 1°
per step for 360°, and the minimal average distance was calculated. The mean and SD of these 200 minimal average distance values from randomly shuffled coordinates were calculated and compared with the
minimal average distance of unshuffled coordinates. Topographic organization was deemed significant only when the experimentally determined minimal distance was substantially (2 × SD) less than the mean of the average distance calculated from the randomly shuffled coordinates.
 |
RESULTS |
Topography of the area X
DLM and lMAN
area
X projections
Because no bilateral connections are known to exist within the AFP
(Bottjer et al., 1989
; Johnson et al., 1995
; Vates and Nottebohm,
1995
), tracers were usually injected bilaterally into area X and the
spatial organization of the area X
DLM and lMAN
area X
projections was examined in each hemisphere. A total of 30 tracer
injections were made into area X in 20 hemispheres from 13 animals.
Primarily separate dual-tracer injections were successful in nine
hemispheres from six animals.
After tracer injections into area X, retrogradely labeled somata were
reliably observed in the HVc (n = 25 of 30), lMAN
(n = 26 of 30), and area ventralis of Tsai (AVT)
(n = 21 of 30). Scattered retrogradely labeled somata
were also frequently observed in DLM, likely because the axons of these
neurons passed the injection site en route to lMAN (Bottjer et al.,
1989
). Anterogradely labeled terminals were reliably observed in DLM
(n = 30 of 30) (Bottjer et al., 1989
). In many cases
(n = 18 of 30), tracer-labeled terminals were observed
in RA, likely because the retrogradely labeled neurons in lMAN also
project to RA (Vates and Nottebohm, 1995
). In addition to these well
documented nuclei that connect with area X, labeling in a few other
areas was also observed and will be described below.
The anterogradely labeled terminals in DLM had a characteristic
claw-like morphology and in many cases formed baskets surrounding a
small area that was approximately the size of a DLM soma (Okuhata and
Saito, 1987
; Luo and Perkel, 1999a
). The number of labeled terminals
from a single small injection in area X was low, and most of these
terminals were clustered into a small area within DLM limited within a
few (two to four) parasagittal sections. Dual-tracer injections into
separate areas within area X (Fig. 2A) labeled
largely separate clusters of terminals within the same sagittal
sections in DLM (n = 6 of 9) (Fig.
2B). In some cases, however, the absolute separation
of terminals was compromised when one or both injection sites were in
the posteroventral part of area X, possibly labeling terminals whose
axons passed through the injection site (n = 3 of 9).
Dual-tracer injections also retrogradely labeled somata in largely
separate areas in lMAN (Fig. 2C). When one injection site in
area X was dorsal to the other the segregation of soma labeling in lMAN
was not absolute, possibly because of label taken up by fibers of passage.
The location of the anterograde labeling in DLM appeared to be rotated
from the location of each injection site in area X. For example, a
small tracer injection into posterior and slightly ventral area X
labeled terminals in anteroventral DLM (Fig.
3A). An injection into
dorsal area X labeled terminals in posterior DLM (Fig. 3B).
An injection into anterior area X labeled terminals in anterodorsal DLM
(Fig. 3C). Relative to the center of the nucleus, the center
of terminal labeling in DLM therefore seemed to twist counterclockwise
(ccw) compared with the injection sites in area X when viewed in our
standard orientation, with dorsal up and anterior to the right. The
retrograde labeling in lMAN, however, had a rectilinear relationship
with the injection sites in area X, with little apparent rotation. A
posterior injection in area X labeled somata in posterior lMAN (Fig.
3A) and an anterior injection in area X labeled anterior
lMAN (Fig. 3C). The orderly mapping was also observed in the
dorsoventral direction, although injections in dorsal area X in many
cases led to labeling in lMAN centered more ventral in lMAN relative to
the injection site, most likely because of fibers of passage (Fig.
3B).

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Figure 3.
Spatial relationships for the X DLM
and lMAN area X projections demonstrated by three single-tracer
injections into different small regions of area X. A, Small tracer injection in posteroventral area
X (top) labeled terminals in anteroventral DLM
(middle) and somata in ventroposterior lMAN
(bottom). B, Small tracer injection in
dorsal and slightly posterior area X (top) labeled
terminals in ventroposterior DLM (middle) and somata in
slightly posterior lMAN (bottom). The dashed
circle in the DLM shows the area that includes all of
the anterogradely labeled terminals from this injection site. Many
retrogradely labeled somata were outside of the
circle. The injection site was in dorsal area X and may
have the confounding effect of fibers of passage and thus may
have labeled some somata in ventral lMAN. C,
Tracer injection in anterior area X (top) labeled
terminals in dorsal and slightly anterior DLM (middle)
and somata in anterior lMAN (bottom). Scale bars:
Top, 400 µm; middle, 200 µm;
bottom, 100 µM.
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As an initial attempt to quantify the spatial mapping of the area X
DLM and lMAN
area X projections, we compared the locations of the
injection site and the center of labeling in lMAN and DLM for all area
X injections. The positions of the injection sites were determined in a
normalized coordinate system (Fig.
4A), as were the
centers of anterograde labeling in area X (Fig. 4B)
and those of retrograde labeling in lMAN (Fig. 4C). For each
projection, we calculated the "distance" in normalized coordinates
between the injection site and the center of labeling (see Materials
and Methods). The values of this distance for all of the injections were averaged, and the average normalized distance was used as an index
of the difference between the positions of injection and the center of
the resultant labeling. Without any rotation, the average
distance between the coordinates of the area X injection site and those
of the DLM labeling was 0.56, corresponding to 28% of the diameter of
DLM. The distance between injection sites and lMAN labeling was 0.27, or 14% of the diameter of lMAN. From experiments such as those shown
in Figure 3, we suspected that the area X
DLM projection may
undergo a rotation in the parasagittal plane. To examine this rotation,
we rotated, in 1° steps, the axes of the target nucleus for each
projection, and we recalculated the average normalized distance at each
step (Fig. 4B). The minimum of this distance was 0.42 at 292° for the area X
DLM projection and 0.26 at 7° for the
lMAN 224 area X projection. To determine whether these distance values
were significantly less than expected from random projections, we
randomly shuffled the injection site and labeling coordinates and
calculated the minimum distance for each of 200 combinations of
shuffled values. The mean and SD of the minimum distances from 200 shuffled values were calculated. The minimum distance values for the
area X
DLM projection and lMAN
X projection were both more than
twice the SD below the mean distance calculated from shuffled data
(Fig. 4B,C). The position of labeling for these two
projections was thus not likely the result of random distribution.

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Figure 4.
Summary data from injections in area X,
indicating that the pattern of anterograde labeling in DLM is rotated
~70° ccw from the injection site in area X, whereas the pattern of
lMAN labeling was not rotated. A, Color-coded location
of injection sites and labeling in normalized area X, DLM, and lMAN.
For area X, the anterior posterior direction has coordinates from
(1, 0) to ( 1, 0), and the dorsal ventral direction is from (0, 1)
to (0, 1). Each injection site was assigned a unique color based on
its coordinates. The inset shows the color map used to
code injection sites in this figure and in Figure 5. The
coordinates of DLM and lMAN are normalized in a similar manner.
Small circles with specific coordinates in these nuclei
represent the centers of the labeling as determined by averaging the
coordinates of each labeled soma or terminal. The color of the
circle indicating labeling indicates the location of the
injection site in area X. B, Average Euclidean distance
between the injection site and corresponding labeling based on the
normalized coordinates, as a function of the rotation angle. Minimal
average distance indicates optimal matching. Optimal matching for the
area X DLM projection occurs when the coordinates of DLM are
rotated 292° cw and that for the lMAN area X projection occurs
when the coordinates of area X are rotated 7° cw. This indicates that
the terminals of area X projections are rotated 68° ccw from their
somata. The solid horizontal line indicates the mean
minimal distance from injection sites to the labeling centers using
shuffled data (see Materials and Methods). Dashed lines
indicate ±2 SDs of the minimal distances away from the mean of the
minimal distance.
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The minimal average distance for the area X
DLM projection was
larger than that for the lMAN
area X projection. Although this may
reflect a degradation of mapping accuracy for the area X
DLM
projection, it might also result from a greater confounding effect of
fibers of passage, because a number of the injection sites in our study
were in posteroventral area X. The accuracy of the mapping for both
projections, especially for the area X
DLM projection,
may therefore be underestimated.
Topography of the DLM
lMAN projection
Tracers were injected into lMAN in six hemispheres from four
animals. In two hemispheres, dual tracers were injected into areas
segregated in the anteroposterior direction within the same sagittal plane. In all cases, tracer injection into lMAN retrogradely labeled somata in DLM that were usually clustered in a small portion of
the thalamic nucleus. In both cases of dual-tracer injection into lMAN,
the injection sites were separated. Retrogradely labeled somata in DLM
were also well separated, although a small amount of overlap was seen
in one case (Fig.
5A1,A2).
The spatial relationship between the injection site and retrograde
labeling appeared to involve some rotation, with the center of labeling
rotated ccw from the injection site. This is best illustrated by
single-tracer injections near the edge of the nucleus. An injection in
the anterior edge of lMAN retrogradely labeled somata in the
anterodorsal DLM (Fig.
5B1,B2), with the
center of labeling rotated ~60° ccw from the injection site.
Similarly, an injection into posterodorsal lMAN retrogradely labeled
somata in the posteroventral DLM (Fig. 5C1,C2).

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Figure 5.
The DLM lMAN projection is topographic in the
sagittal plane, with the retrograde labeling rotated ~67° ccw from
its injection site. A1,
B1, and
C1 are injection sites in lMAN.
A2,
B2, and
C2 show the corresponding retrograde
labeling in DLM. A1, Dual-tracer
injection into primarily separate areas in lMAN.
A2, Primarily separate retrograde
labeling in DLM. B1, A single-tracer
injection into anterior lMAN. B2,
Retrograde labeling in anterodorsal DLM.
C1, Single-tracer injection into
posterodorsal lMAN. C2, Retrograde
labeling in posteroventral DLM. D, Locations of
injection sites in lMAN (same color map as in Fig. 4) and the center of
corresponding labeling in DLM. E, Optimal matching of
the injection site and labeling occurs when the coordinates of lMAN are
rotated 67° cw. The solid horizontal line indicates
the mean of the minimal distance after the coordinates of the labeling
were randomly shuffled. Dashed lines indicate ±2 SDs
away from the mean. Scale bars: A1,
B1,
B2,
C1,
C2, 200 µm;
A2, 100 µm.
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As with the area X injections, normalized coordinates of injection
sites in lMAN and labeling centers in DLM were measured and the
distance between the injection sites and labeling was calculated (Fig.
5D). The average distance for all injection sites was then
calculated while the axes of lMAN coordinates were rotated through
360° in 1° steps. The minimal average distance occurred when the
axes of lMAN were rotated 67° clockwise (cw) (Fig. 5E). This distance was >2 SDs below the mean distance for 200 trials of
randomly shuffled coordinates of labeling in DLM.
Evidence that the AFP is microscopically closed
Based on tracer injections into area X and lMAN, the spatial
relationships of these three projections suggested that the loop within
the AFP is microscopically closed, (i.e., that cells in a given portion
of lMAN receive inputs from a portion of DLM receiving inputs from a
portion of area X to which that original portion of lMAN projects).
Projection neurons in a small area in area X project their terminals to
a small area in DLM that is rotated ~68° ccw from the position of
the somata. The DLM neurons in the terminal fields of the area X
projection neurons will then project their terminals to a small area in
lMAN that is rotated ~67° cw from their somata in DLM. The spatial
relationship for the lMAN
area X projection has little apparent
rotation in the sagittal plane, which means that lMAN neurons in the
terminal fields of the DLM neurons will in turn project their terminals
to the original portion of area X, thus forming a closed loop. This
connection pattern could be illustrated more directly by examples in
which corresponding areas in area X and lMAN were injected. Injection into the anterior part of area X anterogradely labeled terminals in the
dorsal anterior portion of DLM and retrogradely labeled somata in the
anterior lMAN (Fig. 3C). Meanwhile, injection into the
anterior lMAN retrogradely labeled somata in the dorsal anterior portion of DLM (Fig. 5A, red, and Fig.
5C), which largely overlapped with the terminal area in
Figure 3C. Based on these injections into anterior area X
and those into anterior lMAN, it is likely that anterior area X, the
dorsal anterior portion of DLM, and anterior lMAN formed a closed loop.
Direct evidence for maintained topography throughout the AFP came from
one experiment in which FDA was injected into lMAN and BDA was injected
into the corresponding region of area X (Fig. 6). The BDA injection site was located in
the central and slightly anteroventral part of area X (Fig.
6A). The FDA injection site in lMAN was located in a
similar portion of lMAN and 200 µm more lateral to the area X
injection site (Fig. 6B). The retrogradely labeled
somata from the area X injection primarily overlapped the injection
site in lMAN (Fig. 6B), although in more medial sections some retrogradely labeled somata were more dorsal to the FDA
injection site (Fig. 6A). In DLM, the retrogradely
labeled somata from the FDA injection into lMAN largely overlapped the anterogradely labeled terminals from the area X injection (Fig. 6C). Viewed at higher magnification, the anterogradely
labeled terminals formed baskets that were characteristic of the
projection neurons. Many of these baskets tightly surrounded the
FDA-labeled somata from lMAN injection (Fig. 6D).

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Figure 6.
Dual-tracer injection into lMAN and area X
indicates closed loops within the AFP. A, Injection
sites in area X (red) and in lMAN
(green). B, Higher-power view of
lMAN showing yellow (double-labeled) somata retrogradely
labeled after an injection in X, colocalized with the injection site in
lMAN. The red somata adjacent to the injection site are
retrogradely labeled from area X but did not take up dye from the lMAN
injection. C, Tracer labeling in DLM. The retrogradely
labeled somata from the lMAN injection (green)
and the anterogradely labeled terminals from the area X injection
(red) were largely colocalized. D,
Higher-power view of the area indicated by the box in
C. Many retrogradely labeled somata were tightly
surrounded by the anterogradely labeled terminals. The
inset shows one example of a soma encircled by a
terminal. Terminals in area X were not well labeled in this case. Scale
bars: A, 400 µm; B, C,
100 µm; D, 25 µm; D,
inset, 10 µm.
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Topography and nontopography for other projections in the AFP
Topographic organization of the lMAN
RA projection was
confirmed by both tracer injections into lMAN and into area X. In four
of eight injections into lMAN, we observed well labeled terminals in RA
and area X. Other injections failed to label terminals anterogradely in
either RA or area X, possibly because of problems in tracer preparation
or transport. In all four cases in which terminals were well labeled
anterogradely from small tracer injections into lMAN, these terminals
were dense and clustered into a small area in RA (Fig.
7A). In some lateral sections,
however, the label was sparser and more diffusely distributed
throughout RA, possibly reflecting the fact that the axons of lMAN
neurons enter RA from its lateral aspect (Johnson et al., 1995
). Tracer
injection into area X retrogradely labeled lMAN neurons, which in turn
anterogradely labeled terminals in RA (n = 19 of 30)
through their axonal collaterals (Vates and Nottebohm, 1995
). In such
cases, clustering of terminals within a small area in RA was also
observed after small area X injections (Fig. 7B,C). The
spatial relationship for the lMAN
RA projection is similar to that
reported by Vates and Nottebohm (1995)
in the sagittal plane. Briefly,
posterior lMAN neurons project to dorsal RA (Fig. 7A,B), and
anterior lMAN neurons project to ventral RA (Fig. 7C).
Ventral lMAN neurons project to more anterior RA (Fig. 7A),
and dorsal lMAN neurons project to posterior RA (data not shown).

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Figure 7.
The topography of the lMAN RA
projection was confirmed by injecting tracers into area X or lMAN.
A1, Tracer was injected into
posteroventral lMAN. A2, Anterogradely
labeled terminals in anterodorsal RA. B, Injection into
the posterior and slightly ventral region of area X
(inset) retrogradely labeled somata in posteroventral
lMAN, which in turn anterogradely labeled terminals in dorsal RA. This
is the same injection as in Figure 3, left panels.
C, Tracer injection into anterior area X
(inset) labeled terminals in posteroventral RA. This is
the same injection as in Figure 3, right panels. Scale
bar: A-C, 200 µm.
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|
The reported nontopographic organization of the projections from HVc to
area X (Bottjer et al., 1989
) and from the midbrain dopaminergic area
AVT-nucleus tegmenti pedunculo-pontinus, pars compacta (TPc) to
area X (Lewis et al., 1981
) was confirmed. Small injections into area X
reliably labeled somata throughout the HVc (n = 23 of
30) and AVT-TPc (n = 19 of 30). Tracer injections into
separate portions of area X generated completely intermingled retrograde labeling in these two nuclei. Many retrogradely labeled somata in HVc or AVT-TPc were double labeled (Fig.
8A,B), indicating a
substantial degree of divergence in these projections. In some cases
only a small number of somata in these nuclei were weakly labeled,
possibly because of the long range of these two projections and
relatively short survival time after the injections.

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Figure 8.
Absence of topography in the HVc area X and
AVT area X projections. A, TMR-DA injection in area
X and labeling in HVc and AVT-TPc. B, FDA injection and
labeling within the same sections as in A. In both
structures retrogradely labeled cells are widely distributed throughout
the nucleus and many cells are double labeled.
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|
Lack of widespread intranuclear connections in the AFP
We did not observe widespread labeling within the injected nuclei
after small tracer injections into area X or lMAN (see injection sites
shown in Figs. 2-7). Area X injections usually retrogradely labeled
somata in areas dorsal and anterior to the injection sites. These
somata were large, and some well-filled neurons had morphological features resembling those of the area X neurons projecting to DLM
(Bottjer et al., 1989
; Luo and Perkel, 1999a
), suggesting they were
DLM-projecting neurons retrogradely labeled because their axons passed
through the injection sites. Elevated fluorescence in the background
within the entire nucleus was common, but specific labeling of
terminals or somata was not observed. The lack of long-distance
collateral labeling within each nucleus supported the notion that the
connections within area X and lMAN are mostly local.
Of the three projections within the AFP, the area X
DLM projection
was studied in the greatest detail. Area X projection neurons have
axonal collaterals limited to the area covered by their dendritic
arbors (Luo and Perkel, 1999a
). Any area X interneurons that may form
synapses on projection neurons appear to be located near the projection
neuron soma, because small tracer injections into area X labeled somata
only near the injection. Small injections into area X also revealed
that the axons of these projection neurons did not branch in DLM until
reaching their target area, at which point they broke into short axon
terminals ending in baskets. The degrees of divergence and convergence
in this projection thus appear very small (Luo and Perkel,
1999a
,b
).
 |
DISCUSSION |
In this study we found that the projection from area X to DLM is
topographically organized, we confirmed and extended knowledge of the
topographic organization in other AFP connections (Johnson et al.,
1995
; Vates and Nottebohm, 1995
; Iyengar et al., 1999
), and we also
demonstrated that this AFP loop is microscopically closed. Our results
also enhance our understanding of the spatial organization of other
song-system connections, such as the topographic projection from lMAN
to RA (Johnson et al., 1995
; Vates and Nottebohm, 1995
; Iyengar et al.,
1999
) and the nontopographic projections from HVc and AVT to area X. These data support the idea that avian and mammalian basal
ganglia-thalamocortical loops share common organizational principles
and strengthen the possibility that similar principles underlie their function.
Topography throughout the AFP
In this study, we made small tracer injections into area X. In
many cases, two different tracers were injected into the same nucleus.
The clustering of anterogradely labeled terminals in DLM and the
separation of terminal clusters after dual-tracer injections directly
demonstrate that the projection from area X
DLM is topographic in
the parasagittal plane. Although we have not made a complete
three-dimensional reconstruction of the labeling, the fact that many of
the labeled terminals were limited to a few sections rather than
extending throughout the entire mediolateral extent of DLM suggests
that the topography is maintained in the mediolateral dimension as
well. Together with data from previous studies in the coronal and
parasagittal planes (Johnson et al., 1995
; Vates and Nottebohm, 1995
;
Iyengar et al., 1999
), our tracer injections in area X and lMAN suggest
that all three projections in the AFP are topographically organized.
The exact degree of topography is difficult to determine. Although the
coordinates of injection sites and those of labeling were significantly
correlated, the labeling tended to be closer to the center of the
nucleus than the injection sites, especially for the area X
DLM
projection. Strict point-to-point connectivity clearly does not occur,
and some degree of convergence and divergence must exist. Nonetheless,
the lack of labeled somata or terminals in area X at sites distant from
the injection in that nucleus places strong constraints on the degree
of cross talk between parallel pathways. The limitations of tract
tracing using bulk tracer injection, including the problems of fibers
of passage and tracer deposition along the pipette track, may have
contributed to the degradation of topography revealed by our tracing.
More precise tracing methods such as single-cell labeling using
intracellular filling or juxtacellular labeling are needed to assess
more accurately the degree of topography.
Closed, topographic loop, and modular organization in the AFP
Our quantitative study of the spatial relationships of all three
projections in the AFP in the sagittal plane revealed that the lMAN
area X projection is not rotated (Fig.
9). In contrast, the terminals of area X
projection neurons in DLM are rotated ~70° ccw from the location of
their somata in area X. The terminals of DLM projection neurons, in
turn, are rotated ~70° cw in lMAN. Although we did not analyze the
lMAN
RA projection quantitatively, the terminals of lMAN projection
neurons in RA seem to rotate 90° cw and then invert vertically based
on the locations of the somata of these projection neurons, consistent
with the observations of Vates and Nottebohm (1995)
.

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Figure 9.
Summary of the major results from this study. In
the sagittal plane, area X projects topographically to DLM, with the
terminals in DLM rotated ~70° ccw from their injection site
(rotation of filled patterns in different areas of the nuclei). The DLM
lMAN projection is also topographic, with the target of the
projection in lMAN rotated ~70° cw from the source of the
projection in DLM. Topographic mapping in the sagittal plane for the
lMAN area X projection was also confirmed and found to involve
little if any rotation in the sagittal plane. The spatial relationships
among the three AFP nuclei suggest that corresponding areas within each
nucleus are interconnected. The AFP is thus topographic throughout its
projections and forms a closed loop. With the topographic output to RA,
which is myotopically organized, each portion of the loop may represent
a functional unit related to learning to activate a subset of muscles
for vocal production.
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|
The specific rotation by each projection in the AFP provides indirect
evidence that corresponding small areas within the three nuclei might
be interconnected and form a closed, topographic loop. This is more
directly supported by the result in which retrogradely labeled somata
were tightly surrounded by anterogradely labeled terminals in
the same area in DLM after injection of different tracers into
corresponding areas of lMAN and area X.
The AFP thus forms a microscopically closed loop. Subdivisions of that
loop (i.e., sets of cells in area X, DLM, and lMAN that are
interconnected) may function as basic computational units. For example,
because RA is myotopically organized (Vicario, 1991a
), the topographic
output from lMAN to RA suggests that each such subdivision of the loop
may be responsible for learning the control of a subset of muscles for
vocal production, in a manner analogous to the somatotopic organization
in some of the mammalian basal ganglia loops. It remains unclear,
however, to what degree the projection from lMAN to RA really respects
the borders between subsets of RA that innervate specific motor neuron
pools (Vicario, 1991b
). In addition, inhibitory projections across a
substantial portion of RA (Spiro et al., 1999
) may provide cross talk
between channels. Alternatively, the organization of the AFP described here may represent functionally parallel circuits distinguished by some
feature or features other than myotopic organization, resembling the
situation in mammals, with parallel loops representing substantially
different modalities. At least one additional parallel loop may exist,
including the shell around lMAN, a region in lobus parolfactorius (LPO) surrounding area X, and a thalamic nucleus called ventromedial DLM (Johnson et al., 1995
; Iyengar et al., 1999
),
although it is not yet clear whether the region around area X projects
to ventromedial DLM. Whether the topographic organization observed in
the AFP is continuous or discrete, for example corresponding to
specific muscle groups, remains unknown. Recordings from AFP neurons
(Hessler and Doupe, 1999
) combined with electromyographic recordings of
syringeal muscles (Goller and Suthers, 1996
) may shed light on this
issue. It will also be interesting to determine how the nontopographic
inputs from HVc and AVT interact with the topographic projections
throughout the AFP.
Similarities and differences between the AFP and the mammalian
corticobasal ganglia-thalamocortical pathway
The main axonal connections, neurochemical organization, and
physiological properties of the AFP and the mammalian corticobasal ganglia-thalamocortical pathway are very similar. If we consider area
X as a combination of both striatal and pallidal elements (Bottjer,
1993
; Luo and Perkel, 1999a
; Farries and Perkel, 2000
), it is then
consistent that area X, like the mammalian basal ganglia, has pallial
and midbrain input and thalamic output. The neurochemical organization
of area X is overwhelmingly similar to that in the mammalian and other
avian basal ganglia areas (Lewis et al., 1981
; Bottjer, 1993
; Casto and
Ball, 1994
; Grisham and Arnold, 1994
; Bottjer and Alexander, 1995
; Soha
et al., 1995
; Luo and Perkel, 1999a
). Like the pallidothalamic pathway,
the area X
DLM projection is GABAergic and inhibitory (Luo and
Perkel, 1999a
,b
). The neurons in each of these nuclei of the AFP have
intrinsic and synaptic properties that are very similar to those of the
neurons in the corresponding station of the mammalian corticobasal
ganglia-thalamocortical pathway (Livingston and Mooney, 1997
; Solis
and Doupe, 1997
; Bottjer et al., 1998
; Luo and Perkel, 1999b
; Farries
and Perkel, 2000
). Studies of the topographic organization of the AFP
suggest that, in addition to the levels of neurotransmitter and
cellular properties, the detailed neuronal wiring within the AFP is
also similar to that in the mammalian basal ganglia-thalamocortical pathway.
Although grossly similar to the mammalian basal
ganglia-thalamocortical pathway, the AFP is an avian pathway that is
specialized for vocal learning. It is not yet clear whether it has all
the connections of the mammalian or even avian basal ganglia pathways. For example, area X has not been reported to provide strong projections to midbrain dopaminergic areas. In addition, it is not clear whether the avian homolog of the subthalamic nucleus, the anterior nucleus of
the ansa lenticularis (Jiao et al., 2000
), receives an input from area X, but such a possibility remains open. Whether area X
receives input from the thalamus also requires additional testing.
In conclusion, our neural tracing data from injections into area X and
lMAN indicate that the entire AFP is organized topographically, in a
manner similar to that of the mammalian basal ganglia-thalamocortical pathway. Most importantly, corresponding small areas in each nucleus of
the AFP seem to be interconnected so that the AFP forms a closed loop,
each of the three projections in the loop is topographically organized,
and these projections are in register. These data provide direct
support for the hypothesis that parallel loops form part of the
essential neural architecture underlying signal processing in the
corticobasal ganglia-thalamocortical pathways of birds and mammals. It
will be interesting to determine in mammals the degree of cellular
precision in these topographic projections.
 |
FOOTNOTES |
Received Dec. 5, 2000; revised June 11, 2001; accepted June 13, 2001.
This work was supported by National Institutes of Health Grant MH 56646 and by National Science Foundation Grant IBN 9817889 (D.J.P.). We thank
Drs. M. P. Nusbaum and R. J. Balice-Gordon for helpful
comments on this manuscript.
Correspondence should be addressed to David J. Perkel, Departments of
Zoology and Otolaryngology, University of Washington, Box 356515, 1959 Northeast Pacific Street, Seattle, WA 98195-6515. E-mail:
perkel{at}u.washington.edu.
M. Luo's present address: Department of Neurobiology, Duke University,
Howard Hughes Medical Institute, Durham, NC 27710.
 |
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