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The Journal of Neuroscience, September 15, 2001, 21(18):7397-7403
Altered Responsiveness to Cocaine and Increased Immobility in the
Forced Swim Test Associated with Elevated cAMP Response Element-Binding
Protein Expression in Nucleus Accumbens
Andrea M.
Pliakas1,
Richard R.
Carlson1,
Rachael L.
Neve1,
Christine
Konradi1,
Eric J.
Nestler2, and
William A.
Carlezon Jr1
1 Department of Psychiatry, Harvard Medical School,
McLean Hospital, Belmont, Massachusetts 02478, and
2 Department of Psychiatry, The University of Texas
Southwestern Medical Center, Dallas, Texas 75390-9070
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ABSTRACT |
Drugs of abuse regulate the transcription factor cAMP response
element-binding protein (CREB) in striatal regions, including the
nucleus accumbens (NAc). To explore how regulation of CREB in the NAc
affects behavior, we used herpes simplex virus (HSV) vectors to elevate
CREB expression in this region or to overexpress a dominant-negative
mutant CREB (mCREB) that blocks CREB function. Rats treated with
HSV-mCREB in place conditioning studies spent more time in environments
associated with cocaine, indicating increased cocaine reward.
Conversely, rats treated with HSV-CREB spent less time in
cocaine-associated environments, indicating increased cocaine aversion.
Studies in which drug-environment pairings were varied to coincide
with either the early or late effects of cocaine suggest that
CREB-associated place aversions reflect increased cocaine withdrawal.
Because cocaine withdrawal can be accompanied by symptoms of
depression, we examined how altered CREB function in the NAc affects
behavior in the forced swim test (FST). Elevated CREB expression
increased immobility in the FST, an effect that is opposite to that
caused by standard antidepressants and is consistent with a link
between CREB and dysphoria. Conversely, overexpression of mCREB
decreased immobility, an effect similar to that caused by
antidepressants. Moreover, the opioid receptor antagonist
nor-Binaltorphimine decreased immobility in HSV-CREB-
and HSV-mCREB-treated rats, suggesting that CREB-mediated induction of
dynorphin (an endogenous receptor ligand) contributes to immobility
behavior in the FST. Exposure to the FST itself dramatically increased
CREB function in the NAc. These findings raise the possibility that
CREB-mediated transcription within the NAc regulates dysphoric states.
Key words:
CREB; nucleus accumbens; cocaine; reward; aversion; depression; opioid receptor; rat
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INTRODUCTION |
The mesolimbic dopamine system,
which originates in the ventral tegmental area and projects to
the nucleus accumbens (NAc), is a substrate for the rewarding effects
of drugs of abuse (Kreek and Koob, 1998 ; Wise, 1998 ). Drugs of abuse
cause complex neuroadaptations in this system (Nestler, 2001 ), some of
which are associated with altered drug sensitivity. One neuroadaptation
involves cAMP response element-binding protein (CREB), a transcription
factor that is activated in striatal regions (including the NAc) by
psychostimulants (Cole et al., 1995 ; Turgeon et al., 1997 ). CREB in the
NAc appears to regulate the rewarding and aversive effects of cocaine.
Stimulation of cAMP-dependent protein kinase A (PKA), which activates
CREB, in the NAc decreases cocaine reward (Self et al., 1998 ).
Similarly, elevation of CREB expression in the NAc decreases cocaine
reward and makes low doses of the drug aversive (Carlezon et al.,
1998 ). Conversely, blockade of PKA activity or overexpression of a
dominant-negative CREB [mutant CREB (mCREB), which functions as a CREB
antagonist] (Gonzalez and Montminy, 1989 ) in the NAc each increase
cocaine reward (Carlezon et al., 1998 ; Self et al., 1998 ). These
findings suggest that CREB activation in the NAc counteracts drug
reward and increases drug aversion.
The effects of CREB in the NAc may involve dynorphin, a neuropeptide
associated with decreased function of the mesolimbic dopamine system
(Di Chiara and Imperato, 1988 ; Spanagel et al., 1990 ) and dysphoria
(Pfeiffer et al., 1986 ; Bals-Kubik et al., 1993 ). Psychostimulants
increase dynorphin expression in the NAc and dorsal striatum (STR)
(Hurd et al., 1992 ; Daunais et al., 1993 ; Spangler et al., 1993 ), an
effect that is consistent with their ability to activate CREB in these
regions. In addition, CREB regulates dynorphin gene expression in
vitro (Cole et al., 1995 ; Turgeon et al., 1997 ). Viral-mediated
elevations of CREB in the NAc increase dynorphin mRNA, whereas
overexpression of mCREB diminishes dynorphin mRNA (Carlezon et al.,
1998 ). Blockade of opioid receptors, on which dynorphin acts
(Chavkin et al., 1982 ), prevents the aversive effects of elevated CREB
expression in the NAc (Carlezon et al., 1998 ). These findings not only
strengthen associations between CREB and dynorphin in the NAc, but
considering that agonists are aversive in humans (Pfeiffer et al.,
1986 ) and rats (Bals-Kubik et al., 1993 ), they suggest that CREB
activation in this region regulates aversive (dysphoric) states.
One goal of the present studies was to examine the mechanisms by which
elevated CREB expression in the NAc causes aversive responses to
cocaine. Using viral vector-mediated gene transfer (Carlezon et al.,
2000b ), we explored the possibility that this effect of CREB reflects
increased cocaine withdrawal. In place-conditioning studies, we
manipulated drug-environment pairings to coincide with peak cocaine
effects (promoting place preferences) or with the offset of drug
actions (promoting place aversions). Because cocaine withdrawal is
accompanied by signs of depression in humans (Gawin et al., 1989 ) and
in rats (Markou et al., 1992 ), we also examined how CREB function
within the NAc affects behavior in the forced swim test (FST) (Porsolt
et al., 1977 ), an assay used in depression research.
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MATERIALS AND METHODS |
Rats and surgery. A total of 244 male Sprague Dawley
rats (300-350 gm) (Charles River, Boston MA) were used. Rats were
housed in hanging wire cages for place-conditioning studies (conducted at Yale University, New Haven, CT) and in clear polypropylene boxes
containing wood shavings for forced swimming studies (conducted at
McLean Hospital). Rats were maintained on a 12 hr light/dark (7:00 A.M.
to 7:00 P.M.) cycle with access to food and water except during
testing. Experiments were conducted in accordance with the 1996 National Institutes of Health Guide for the Care and Use of Laboratory Animals.
Viral vectors. cDNAs for CREB and mCREB (obtained from
M. E. Greenberg, Harvard University, Boston, MA) and LacZ
were inserted into the herpes simplex virus (HSV) amplicon
HSV-PrpUC and packaged into virus using the helper
5dl1.2, as described previously (Neve et al., 1997 ). Virus
was purified on a sucrose gradient, pelleted, and resuspended in 10%
sucrose. The titer of the vector stocks was ~4.0 × 107 infectious units/ml. For each study,
aliquots from the same batches of the viral vectors were used.
Transgene expression caused by these vectors is maximal 3-4 d after
treatment and minimal by day 10 (Carlezon et al., 1998 ).
Place conditioning. Sixty-five rats were used in
place-conditioning studies, which occurred in a three compartment
apparatus (Carlezon et al., 1998 ). During screening (day 0) rats were
placed in the small (12 × 18 × 33 cm) central compartment
and were allowed to explore the entire apparatus for 30 min. The
compartments differed in floor texture, wall striping, and lighting.
Rats that did not show a baseline preference ( 18 min) for a
compartment were anesthetized (65 mg/kg sodium pentobarbital, i.p.) and
given atropine (0.25 mg, s.c.) to minimize bronchial secretions. Each
rat received bilateral microinjections (2.0 µl per side) of HSV-CREB
(n = 21), HSV-mCREB (n = 20), or
vehicle (10% sucrose; n = 24) aimed at the NAc shell
[relative to bregma: anteroposterior (AP), +1.7 mm;
lateral (Lat), ±2.3; and dorsoventral (DV), 6.8 mm below
dura] (Paxinos and Watson, 1997 ). The NAc shell was targeted
specifically because we have shown previously that this region is
critical for the rewarding effects of cocaine (Carlezon et al., 1995 )
and other stimulants (Carlezon and Wise, 1996 ), and also because we have shown previously that the effects of the CREB vectors on cocaine
reward and aversion are more pronounced in the shell than in the NAc
core (Carlezon et al., 1998 ). Injections were made over 10 min using a
26 gauge Hamilton syringe angled at 10° from the midline. After
2 d of recovery, conditioning trials (two per day) were given on 2 consecutive days (days 3 and 4). On the first conditioning trial of
each day, rats received saline (1 ml/kg, i.p.) and were confined to one
of the large (24 × 18 × 33 cm) side compartments of the
apparatus. After 3 hr, rats received cocaine (1.25 mg/kg, i.p.;
National Institute on Drug Abuse) and were confined to the other side
compartment. Each rat was assigned to one of the three types of
conditioning sessions that were used: a 1 hr pairing session, in which
the rats received cocaine (or vehicle) and were placed immediately into
the apparatus for 1 hr; a 15 min pairing session, in which the rats
were injected and placed immediately into the apparatus for 15 min; or
a delayed pairing session, in which the rats were injected and placed
in the apparatus after a 15 min delay for 1 hr. On the final day (day
5), rats were again allowed to freely explore the entire apparatus for
30 min. Place-conditioning data were analyzed using a two-way
(treatment × type of pairing) ANOVA, followed by
post hoc comparisons with Fisher's t tests
(two-tailed).
FST. A total of 117 rats were used in experiments
involving forced swimming. The FST is a 2 d procedure in which
rats swim under conditions in which escape is not possible. On the
first day, the rats are forced to swim for 15 min. The rats initially struggle to escape from the water, but eventually they adopt a posture
of immobility in which they make only the movements necessary to keep
their heads above water. When the rats are retested 24 hr later,
immobility is increased. Treatment with standard antidepressant drugs
within the 24 hr between the first exposure to forced swimming and
retesting can block facilitated immobility, an effect associated with
antidepressant efficacy in humans (Porsolt et al., 1977 ; Detke et al.,
1995 ).
In one experiment, 47 rats were used to examine the effects of CREB
function in the NAc on the development of facilitated immobility in the
FST. Rats received bilateral microinjections of HSV-CREB
(n = 9), HSV-mCREB (n = 10), or
HSV-LacZ (n = 11) aimed at the NAc shell or received
sham surgery (n = 17). These rats were first exposed to
forced swimming 3 d after gene transfer, when transgene expression
is maximal (Carlezon et al., 1998 ). Retesting was conducted 24 hr later
(day 4). Data from the retest session were analyzed using a one-way
ANOVA followed by Fisher's t tests.
In a second experiment, 28 rats were used to examine whether the
effects of gene transfer were transient. Rats received bilateral microinjections of HSV-CREB (n = 8) or HSV-mCREB
(n = 8) aimed at the NAc shell or received sham surgery
(n = 12). These rats were first exposed to forced
swimming 10 d after gene transfer, when transgene expression has
waned (Carlezon et al., 1998 ). Retesting was conducted 24 hr later (day
11). Data from the retest session were analyzed using a one-way ANOVA
followed by Fisher's t tests.
In a third experiment, 42 rats were used to examine the effects of the
opioid receptor antagonist nor-Binaltorphimine
(norBNI) (Research Biochemicals, Natick, MA) on facilitated
immobility in the FST. Intracerebroventricular microinjections
(relative to bregma, AP, 0.3; Lat, +1.2; and DV, 4.0 mm below dura)
of norBNI (5.0 or 20 µg) were administered in 2.0 µl of deionized water over 10 min immediately before gene transfer (or sham surgery). At the dosages used, norBNI produces a receptor-specific blockade in rats (Jones and Holtzman, 1992 ) for >3 weeks (Spanagel and Shippenberg, 1993 ). Rats then received bilateral microinjections of
HSV-CREB (n = 12) or HSV-mCREB (n = 12)
aimed at the NAc shell or received sham surgery (n = 18). These rats were exposed to forced swimming on day 3 and were
retested on day 4. Data were analyzed using a two-way ANOVA (vector
treatment × norBNI dosage) followed by Fisher's t tests.
For all FST studies, on the first day the rats were placed in clear
Plexiglas cylinders (65 cm tall × 25 cm diameter) filled to 48 cm
with 25°C water. After 15 min of forced swimming, the rats were
removed from the water, dried with towels, and placed in a warmed
enclosure for 30 min. The cylinders were emptied and cleaned between
rats. At 24 hr after the forced swim, rats were retested for 5 min under identical conditions. The FST data presented in the present
report were collected during retest sessions, which were videotaped
from the side of the cylinders.
Videotapes were scored by raters unaware of the treatment condition.
Latency to become immobile was defined as the time at which the rat
first initiated a stationary posture that did not reflect attempts to
escape from the water. In this characteristic posture, the forelimbs
are motionless and tucked toward the body. To qualify as immobility,
this posture had to be clearly visible and maintained for 2.0 sec. In
our experience, this method of scoring has the highest inter-rater
reliability (r = 0.99) of the many methods that can be
used to score the FST, and it is sensitive to standard antidepressants
such as desipramine and fluoxetine (data not shown).
Locomotor activity. Thirty-four rats were used to examine
how the gene transfer treatments affect locomotor activity. Rats received HSV-CREB (n = 7), HSV-mCREB (n = 7), or HSV-LacZ (n = 6) aimed at the NAc shell or
received sham surgery (n = 14). Three days after
surgery, rats underwent day 1 of the FST. At 24 hr after forced
swimming, the rats were placed for 1 hr in automated, 68 × 21 × 21 cm activity chambers (Med Associates, St. Albans, VT).
Data were analyzed using separate one-way ANOVAs followed by Fisher's
t tests.
Sixteen rats were used to examine how treatment with norBNI affects
locomotor activity. Three days after intracerebroventricular microinjections of norBNI (20 µg) or vehicle (deionized water), rats
underwent day 1 of the FST. At 24 hr after forced swimming, the rats
were placed for 1 hr in the activity chambers. Data were analyzed using
a Student's t test.
Transgene detection. Immediately after the final test
sessions, rats that received gene transfer and/or
intracerebroventricular microinjections of norBNI were overdosed with
pentobarbital (130 mg/kg, i.p.) and perfused with 0.9% saline followed
by 4% paraformaldehyde. Brains were kept overnight in 20% glycerol
before slicing (40 µm). Transgene expression (CREB, mCREB, and LacZ)
and/or injection placements were verified by histological analyses
(Carlezon et al., 1998 ). To detect -galactosidase, a 0.2 mg/ml
5-bromo-4-chloro-3-indolyl -D-galactopyranoside (Fisher
Scientific, Houston, TX) solution was used; to detect CREB and mCREB
(Carlezon et al., 1998 ), a CREB antibody (1:1000; Upstate
Biotechnology, Lake Placid, NY) solution containing 1% bovine serum
albumin-2% normal goat serum was used. Immunohistochemical conditions
were designed to minimize detection of endogenous CREB, which is
expressed ubiquitously in brain. Data from rats with placements outside
the intended regions were excluded from analyses.
Protein immunoblotting. Twelve rats were used to
examine how forced swimming affects CREB phosphorylation in the NAc
shell and dorsal STR. Some rats (n = 6)
underwent the first day of the FST, whereas control rats
(n = 6) were brought to the test room but were not
placed in the water. Rats were decapitated 10 min after forced
swimming, and a tissue slicer (Stoelting, Kiel, WI) was used to make
1.0 mm coronal brain slices containing the central aspects of the NAc
shell and STR (~1.2-2.2 anterior to bregma). Bilateral 15 gauge
punches of the NAc shell and STR were obtained and placed on dry ice
within 150 sec of decapitation.
Published methods for detection of phosphorylated CREB (P-CREB) were
used (Rajadhyaksha et al., 1999 ). Tissue was homogenized in buffer (in
mM: 10 Tris, pH 7.5, 50 NaF, 2 Na3VO4, 1 EDTA, and 1 EGTA)
and diluted to 4 µg of protein per microliter. The tissue solution
was diluted 1:1 with 2× Laemmli buffer (in 20 ml: 100 mM
Tris, pH 6.8, 1.2 gm of SDS, 4.0 ml of glycerol, 0.2 mg of bromphenol
blue, and 620 mg of DTT), heated to 80°C for 5 min, and loaded
(20 µg of protein) onto 12% polyacrylamide gels. After electrophoretic transfer, the polyvinylidene membranes were incubated with P-CREB antibody (1:2000; Upstate Biotechnology) overnight at
4°C. After incubation in secondary antibody (HRP-conjugated goat
antibody to rabbit IgG, 1:10,000; Vector Laboratories, Burlingame, CA)
for 2 hr, immunoreactivity was visualized with chemiluminescence (NEN, Boston, MA) using a Kodak Image Station 440 (Eastman
Kodak, Rochester, NY). Blots were quantified by image analysis (Kodak Digital Science 1D), and data were expressed as the ratio of P-CREB expression in pairs of rats exposed to swimming and those not exposed
to swimming for each region. A Student's t test was used to
examine statistical significance.
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RESULTS |
Viral vector-mediated gene transfer
As reported previously (Carlezon et al., 1998 ), microinjections of
HSV-CREB, HSV-mCREB, or HSV-LacZ produced ~2000
transgene-labeled cells in each NAc 3 d after gene transfer. This
number was lower when the tissue was examined at the completion of
behavioral testing, 5 d (Fig.
1A) or 11 d (data
not shown) after gene transfer, indicating the transient nature of
transgene expression caused by these HSV vectors. Transgene expression
was limited to an area of ~1.5 mm in diameter (Carlezon et al., 1997 ,
1998 , 2000a ; Kelz et al., 1999 ), and it occurred only in neurons
(our unpublished observations), consistent with the fact that
HSV is known to be neurotropic (Carlezon et al., 2000b ). CREB and mCREB
immunoreactivity were indistinguishable (Carlezon et al., 1998 ) and
were restricted to the cell nucleus, where the transcription factor is
localized under normal conditions (Fig. 1B). The
vectors caused minimal damage (Fig. 1C), which was
indistinguishable from that caused by microinjections of vehicle (10%
sucrose).

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Figure 1.
Histological examination of the NAc after gene
transfer. A, Expression of CREB 5 d after
microinjection of HSV-CREB into the left NAc shell (40×
magnification). The arrow indicates the
injection site. Scale bar, 1 mm. B, Higher magnification
(200×) of the injection site in A, confirming nuclear
localization of CREB expression. Expression of mCREB (data not shown)
is indistinguishable from that of CREB. C, An adjacent,
Nissl-stained slice from the same brain. AC, Anterior
commissure. The arrow indicates the injection
site.
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Cocaine place conditioning
In the place-conditioning assay, rats tend to approach
environments associated with rewarding drug effects and avoid
environments associated with aversive drug effects or drug withdrawal
(Carr et al., 1989 ). At a threshold dose of cocaine (1.25 mg/kg, i.p.), changes in the time spent in cocaine-associated environments (mean ± SEM; six to nine rats per group) depended on viral vector treatment (F(2,56) = 3.38; p < 0.05) and conditioning procedure
(F(2,56) = 14.6; p < 0.01). In 1 hr conditioning sessions (Fig.
2, left), rats given
microinjections of HSV-mCREB into the NAc shell spent more time in
cocaine-associated environments than rats given similar microinjections
of sucrose (vehicle) or HSV-CREB. We have demonstrated previously that
there are no differences in place conditioning among rats that received
microinjections of vehicle (10% sucrose), a control virus (HSV-LacZ,
expressing -galactosidase), or sham surgery (no microinjections)
(Carlezon et al., 1997 , 1998 , 2000a ; Kelz et al., 1999 ). Shortening the
conditioning sessions to 15 min (Fig. 2, middle) increased
the amount of time that rats given microinjections of sucrose spent in
cocaine-associated environments, suggesting peak cocaine reward during
this period. This conditioning regimen did not increase the amount of
time that rats given HSV-mCREB spent in cocaine-associated
environments, which is consistent with previous observations that there
is an upper limit to the magnitude of place preferences that can be
observed in this model (Carr et al., 1989 ; Carlezon et al., 1998 ). This
shortened regimen eliminated the significant differences between rats
given HSV-mCREB and those given sucrose, whereas rats given HSV-CREB
still avoided cocaine-associated environments. Conditioning sessions
delayed by 15 min (Fig. 2, right) tended to decrease cocaine
place preferences in rats given HSV-mCREB or sucrose, which further
isolates peak cocaine reward to early in the conditioning sessions.
Indeed, cocaine appeared aversive in rats given intra-NAc
microinjections of sucrose. This delayed regimen did not further
decrease the amount of time that rats given HSV-CREB spent in
cocaine-associated environments, suggesting that there is an upper
limit to the magnitude of place aversions in this model.

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Figure 2.
Effect of HSV treatments on cocaine (1.25 mg/kg,
i.p.) place conditioning. Data are expressed as the change in time
spent in cocaine-associated environments (mean ± SEM; 8-11 rats
per group). In 1 hr conditioning sessions (left), rats
given intra-NAc (shell) microinjections of HSV-mCREB spent more time in
cocaine-associated environments than rats given similar microinjections
of vehicle (10% sucrose) or HSV-CREB. Shortening the conditioning
sessions to 15 min (middle) eliminated differences
between rats in the HSV-mCREB and vehicle groups only. Differences
persisted when 1 hr conditioning sessions were delayed by 15 min
(right). *p < 0.05, **p < 0.01 compared with HSV-mCREB groups;
Fisher's t test.
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Effects of CREB in the FST
In the FST, the amount of time that a rat continues to struggle in
the water (latency to become immobile) during the second exposure to
forced swimming is predictive of antidepressant action. When the FST
studies were conducted at times of maximal transgene expression (days 3 and 4 after viral vector-mediated gene transfer), latencies to become
immobile on the test day depended on viral vector treatment
(F(3,43) = 8.83; p < 0.01) (Fig. 3A). Latencies to
become immobile in rats given microinjections of HSV-CREB into the NAc
shell were significantly shorter (p < 0.01;
Fisher's t tests) than those of sham-treated rats, an
effect opposite to that caused by standard antidepressants (data not
shown). Conversely, the latencies of rats treated with HSV-mCREB were
significantly longer (p < 0.01) than those of
sham-treated rats, an effect similar to that caused by standard
antidepressants (Porsolt et al., 1977 ). Treatment with HSV-LacZ had no
effect on latencies to become immobile. There were no group differences
when locomotion rather than swimming was quantified in activity
chambers on the test day (Fig. 3B), confirming that
antidepressant-like effects in this assay are not related to
treatment-induced changes in locomotor activity.

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Figure 3.
Effect of HSV treatments on the FST.
A, Latencies to become immobile depended on viral vector
treatment when transgene expression was maximal (days 3 and 4).
Latencies were decreased in rats treated with HSV-CREB and increased in
rats given HSV-mCREB. HSV-LacZ had no effect. Data are expressed as
latencies (mean ± SEM, in seconds) during the 5 min test on day
4. There were no group differences when activity rather than swimming
was quantified during testing (B) or when the FST
was conducted after transgene expression had diminished
(C) (days 10 and 11). Data in C
are expressed as latencies during the 5 min test on day 11. D, Gene transfer did not affect rat weights, but rats
tested on day 11 weighed more than rats tested on day 4. **p < 0.01 compared with sham-treated rats;
Fisher's t test.
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When the FST studies were conducted after transgene expression had
diminished (days 10 and 11), there were no group differences in
latencies to become immobile (Fig. 3C), indicating that the behavioral effects of the HSV vectors are transient and have a time
course that parallels transgene expression. However, latencies to
become immobile were generally higher at these later time points. This
effect was likely attributable to the significant increases (~50 gm)
in the weights of the rats during the additional week between surgery
and the FST (Fig. 3D); gene transfer did not affect rat
weights, but rats tested on day 11 weighed more than rats tested on day
4 (t(73) = 10.6; p < 0.01). We have seen similar effects in unoperated rats as weights
approach 400 gm (data not shown), which would appear to rule out the
possibility that the increased surgical recovery time contributes to
increased latencies to become immobile.
Treatment with norBNI dose-dependently increased latencies to become
immobile (Fig. 4A) in
sham-, HSV-CREB-, and HSV-mCREB-treated rats (main effect of dose:
F(2,69) = 14.1; p < 0.01) (main effect of vector: F(2,69) = 11.7; p < 0.01), indicating an antidepressant-like effect. Treatment with 20 µg of norBNI had no effect on locomotion when locomotion rather than swimming was quantified in activity chambers on the test day (Fig. 4B).

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Figure 4.
A, Effect of norBNI (5.0 or 20 µg, i.c.v.) on the FST. Treatment with norBNI dose-dependently
increased latencies to become immobile (mean ± SEM) in each
group. *p < 0.05, **p < 0.01 (Fisher's t tests), compared with no
intracerebroventricular for each treatment. B, There
were no effects of norBNI (20 µg, i.c.v.) when locomotor activity
rather than swimming was quantified during testing.
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Effect of forced swimming on P-CREB
Levels of P-CREB (the activated form of CREB) were analyzed in
tissue punches obtained from the NAc shell or dorsal striatum [caudate
putamen (CPU)] (Fig. 5A).
Forced swimming caused significant increases in P-CREB within the NAc
shell (t(10) = 2.48; p < 0.05) but no change within the CPU (Fig. 5B).

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Figure 5.
A, Locations from which NAc shell
and CPU tissue punches were obtained (Paxinos and Watson, 1997 ).
B, Western immunoblot of P-CREB in the NAc shell and CPU
after 15 min of forced swimming (Sw). Control rats did
not undergo swimming (No Sw). Forced swimming
significantly increased P-CREB expression in the NAc but had no effect
in the CPU. Data are expressed as the ratio (mean ± SEM; 6 rats
per group) of P-CREB expression in the Sw and No
Sw groups for each region. *p < 0.05;
Student's t test.
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DISCUSSION |
CREB in the NAc regulates signs of dysphoria
These studies demonstrate that CREB activation in the NAc shell
regulates cocaine reward and aversion. Rats with viral-mediated elevations of CREB in the NAc shell avoided cocaine-associated environments, suggesting that increased CREB in this region is associated with drug aversion or dysphoria. We have shown previously that viral-mediated elevations of CREB in the NAc shell elevate local
dynorphin mRNA, confirming increased CREB-mediated gene transcription
(Carlezon et al., 1998 ). The present data are consistent with work
demonstrating that activation of PKA in the NAc with microinjections of
Sp-cAMPs, which increases CREB
phosphorylation, causes shifts in intravenous cocaine
self-administration dose-response functions that indicate less cocaine
reward (or more cocaine aversion) (Self et al., 1998 ). Conversely,
overexpression of mCREB (dominant-negative CREB) in the NAc shell
increases cocaine place preferences, suggesting that decreased CREB in
this region is associated with increased cocaine reward or decreased
cocaine aversion. Overexpression of mCREB in the NAc shell decreases
dynorphin mRNA, confirming antagonism of CREB-mediated gene
transcription (Carlezon et al., 1998 ). These data are consistent with
findings that direct inhibition of PKA in the NAc with microinjections
of Rp-cAMPs, which decreases
CREB phosphorylation, causes shifts in cocaine self-administration dose-response functions that indicate more cocaine reward (or less
cocaine aversion) (Self et al., 1998 ). Because elevation of CREB caused
strong place aversions and overexpression of mCREB caused strong place
preferences, these effects cannot be explained easily by general
effects on learning. Together, our data indicate that CREB activation
in the NAc shell is associated with decreased cocaine reward, increased
cocaine aversion, or a combination of effects.
Studies in which we altered the timing of the cocaine-conditioning
sessions suggest that elevated CREB in the NAc shell causes cocaine
place aversions because of effects specific to the late actions of the
drug. When conditioning sessions began immediately after drug injection
and lasted 1 hr (our normal regimen), cocaine (1.25 mg/kg, i.p.) had no
detectable rewarding or aversive effects in control rats given
microinjections of sucrose (vehicle) into the NAc. When the
conditioning sessions were shortened to 15 min immediately after
cocaine, the drug began to establish place preferences in control rats,
suggesting that cocaine reward is maximized when conditioning occurs
during peak drug effects. Place preferences in control rats became
qualitatively similar to those seen in rats treated with HSV-mCREB,
whose place preferences likely did not increase because of ceiling
effects (Carr et al., 1989 ). Even under these optimized conditions,
however, rats treated with HSV-CREB in the NAc shell avoided
cocaine-associated environments. When 1 hr conditioning sessions were
delayed by 15 min, thereby promoting associations between drug-paired
environments and the offset of cocaine actions (cocaine withdrawal),
the drug began to establish place aversions in control rats. Place
aversions in control rats became qualitatively similar to those seen in
rats treated with HSV-CREB, whose place aversions likely did not
increase further because of floor effects. One possible explanation for
these data are that the rewarding effects of 1.25 mg/kg cocaine are
rapid, transient, and followed by drug-opposite aversive or dysphoric states (Solomon and Corbit, 1974 ; Koob and Le Moal, 2001 ) related to
acute withdrawal. Thus in the delayed-conditioning protocol, rats
likely associated the cocaine-paired environments only with dysphoria.
There was little effect of delayed-conditioning sessions in rats
treated with HSV-mCREB, suggesting that blockade of CREB transcription
minimizes late, aversive cocaine actions.
CREB in the NAc regulates signs of depression
In humans, cocaine withdrawal causes symptoms of dysphoria and
depression (Gawin et al., 1989 ). In rats, cocaine withdrawal is
associated with hypofunction of the mesolimbic system, as indicated by
increased intracranial self-stimulation thresholds (Markou et
al., 1992 ). In humans and rats, antidepressants can attenuate symptoms
of cocaine withdrawal (Gawin et al., 1989 ; Markou et al., 1992 ),
suggesting that the symptoms involve signs of depression. Accordingly,
we used the FST, an assay used in depression research, to test rats
with viral-mediated alterations in CREB function within the NAc
shell. Within the first FST session, rats gradually become
immobile, making only those movements necessary to keep their heads
above water. With retesting, immobility is increased (facilitated). The
FST assay identifies treatments that have antidepressant efficacy in
humans; many types of antidepressants decrease immobility during
retesting, including tricyclics (e.g., desipramine) and selective
serotonin re-uptake inhibitors (e.g., fluoxetine) (Porsolt et
al., 1977 ; Detke et al., 1995 ). Interestingly, viral-mediated elevations of CREB expression in the NAc shell decrease latencies to
become immobile, an effect opposite to that caused by antidepressants. These findings are consistent with the notion that elevated CREB in the
NAc causes symptoms of dysphoria or depression. Conversely, overexpression of mCREB in the NAc shell increases latencies to become
immobile, an effect similar to that seen with standard antidepressants.
Overexpression of -galactosidase (encoded by HSV-LacZ) had no effect
on latencies to become immobile, indicating that viral-mediated gene
transfer and elevated protein expression per se have no effect. None of
the vector treatments altered spontaneous locomotor activity. Together,
these data suggest that CREB activation in the NAc shell is a molecular
"trigger" for facilitated immobility in the FST.
CREB-mediated signs of depression are regulated by opioid receptors
CREB regulates many genes (Shaywitz and Greenberg, 1999 ),
including that for dynorphin (Cole et al., 1995 ; Turgeon et al., 1997 ),
a neuropeptide that acts at opioid receptors. Synthetic agonists cause dysphoria in humans (Pfeiffer et al., 1986 ), and
intra-NAc microinjections of these agents establish place aversions in
rats (Bals-Kubik et al., 1993 ). We have shown previously that
intracerebroventricular microinjections of the antagonist norBNI
block cocaine place aversions associated with elevated CREB expression
in the NAc shell. In the present studies, norBNI also dose-dependently
increased latencies to become immobile in rats that received HSV-CREB,
as well as in rats that received HSV-mCREB or sham surgery, without
affecting locomotor activity. These data suggest that dynorphin actions
at receptors are involved in the increased immobility seen in the
FST. Considering that dynorphin mRNA in the NAc shell is increased by
HSV-CREB and decreased (but not eliminated) by HSV-mCREB, these data
suggest links between CREB, dynorphin, receptors, and increased
immobility in the FST. In addition, the fact that CREB-induced cocaine
place aversions and CREB-induced facilitation of immobility in the FST
are each blocked by norBNI suggests that these behaviors have a similar neurobiological basis. One possibility is that CREB-mediated increases in dynorphin within the NAc decrease local dopamine tone via actions at
receptors on the terminals of mesolimbic dopamine neurons (Di
Chiara and Imperato, 1988 ; Spanagel et al., 1990 ), an effect associated
with aversion (Shippenberg et al., 1991 ).
Stress-induced activation of CREB in the NAc
We found that exposure to forced swimming increased P-CREB in the
NAc but not in the CPU, a region typically associated with motor
activity. This suggests that CREB activation within the mesolimbic
system after forced swimming is not a nonspecific (motoric) consequence
of swimming but rather a specific effect reflecting stress or
dysphoria. These findings suggest a mechanism that may normally
contribute to behavioral adaptations in the FST. The first exposure to
the FST dramatically increases CREB activity in the NAc, an effect
that, when mimicked by viral-mediated elevations in CREB expression,
triggers increased immobility. If CREB activation in the NAc shell
triggers immobility, then the ability of antidepressant drugs to block
immobility may be related to their ability to block CREB activation in
this region. Indeed, a variety of antidepressants block CREB
phosphorylation in vitro (Schwaninger et al., 1995 ), and
chronic antidepressants increase levels of cAMP phosphodiesterases, which metabolize cAMP and thereby decrease CREB activity, in the NAc
shell (Takahashi et al., 1998 ). Antidepressants may be effective with
short latencies in the FST because they interfere with early neuroadaptations induced by the initial exposure to forced swimming. These findings raise the possibility that agents that block CREB transcription in the NAc shell may have antidepressant efficacy. Although this may seem at odds with evidence that activation of CREB
within the hippocampus regulates antidepressant efficacy (Duman et al.,
1997 ), this difference underscores the fact that CREB would be expected
to exert different behavioral effects depending on the type of neuron
in question. Conceivably, these opposing requirements, CREB activation
in the hippocampus and CREB inhibition in the NAc, may detract from the
efficacy of antidepressants and cause delays in the onset of their
therapeutic effects.
Summary
Considering that psychostimulants (Cole et al., 1995 ;
Turgeon et al., 1997 ) and swim stress (the present studies) activate CREB in the NAc, CREB-regulated genes such as dynorphin may be involved
in a variety of conditions associated with altered function of brain
reward systems. Although other endogenous ligands have been implicated
in affective disorders (Heim and Nemeroff, 1999 ), the present studies
raise the possibility that elevated CREB expression in the NAc can
trigger signs of dysphoria, and that viral-mediated elevations of CREB
in the NAc could be used to facilitate the development of improved
treatments for drug withdrawal or depression. Regardless, this work
strengthens the hypothesized associations between upregulated cAMP
systems in the NAc and drug withdrawal (Nestler, 2001 ) and other
dysphoric states.
 |
FOOTNOTES |
Received March 5, 2001; revised July 6, 2001; accepted July 6, 2001.
This research was supported by a Young Investigator Award from the
National Alliance for Research on Schizophrenia and Depression and a
donation by John A. Kaneb (W.A.C.). Support was also provided by the
National Institute of Mental Health (W.A.C., E.J.N.) and by the
National Institute on Drug Abuse (E.J.N., C.K.).
Correspondence should be addressed to Dr. Bill Carlezon, Department of
Psychiatry, McLean Hospital, MRC 217, 115 Mill Street, Belmont, MA
02478. E-mail: carlezon{at}mclean.harvard.edu.
 |
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Hippocampal overexpression of mutant creb blocks long-term, but not short-term memory for a socially transmitted food preference
Learn. Mem.,
January 1, 2005;
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[Abstract]
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A. S. Kreibich and J. A. Blendy
cAMP Response Element-Binding Protein Is Required for Stress But Not Cocaine-Induced Reinstatement
J. Neurosci.,
July 28, 2004;
24(30):
6686 - 6692.
[Abstract]
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D. S. Charney
Psychobiological Mechanisms of Resilience and Vulnerability: Implications for Successful Adaptation to Extreme Stress
Focus,
July 1, 2004;
2(3):
368 - 391.
[Abstract]
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J. A. Kim, K. A. Pollak, G. O. Hjelmstad, and H. L. Fields
A single cocaine exposure enhances both opioid reward and aversion through a ventral tegmental area-dependent mechanism
PNAS,
April 13, 2004;
101(15):
5664 - 5669.
[Abstract]
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D. S. Charney
Psychobiological Mechanisms of Resilience and Vulnerability: Implications for Successful Adaptation to Extreme Stress
Am J Psychiatry,
February 1, 2004;
161(2):
195 - 216.
[Abstract]
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C. A. Bolanos, L. I. Perrotti, S. Edwards, A. J. Eisch, M. Barrot, V. G. Olson, D. S. Russell, R. L. Neve, and E. J. Nestler
Phospholipase C{gamma} in Distinct Regions of the Ventral Tegmental Area Differentially Modulates Mood-Related Behaviors
J. Neurosci.,
August 20, 2003;
23(20):
7569 - 7576.
[Abstract]
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H. Einat, P. Yuan, T. D. Gould, J. Li, J. Du, L. Zhang, H. K. Manji, and G. Chen
The Role of the Extracellular Signal-Regulated Kinase Signaling Pathway in Mood Modulation
J. Neurosci.,
August 13, 2003;
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7311 - 7316.
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J. P. McLaughlin, M. Marton-Popovici, and C. Chavkin
{kappa} Opioid Receptor Antagonism and Prodynorphin Gene Disruption Block Stress-Induced Behavioral Responses
J. Neurosci.,
July 2, 2003;
23(13):
5674 - 5683.
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S. D. Mague, A. M. Pliakas, M. S. Todtenkopf, H. C. Tomasiewicz, Y. Zhang, W. C. Stevens Jr., R. M. Jones, P. S. Portoghese, and W. A. Carlezon Jr.
Antidepressant-Like Effects of kappa -Opioid Receptor Antagonists in the Forced Swim Test in Rats
J. Pharmacol. Exp. Ther.,
April 1, 2003;
305(1):
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[Abstract]
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J. Shaffery, R. Hoffmann, and R. Armitage
The Neurobiology of Depression: Perspectives from Animal and Human Sleep Studies
Neuroscientist,
February 1, 2003;
9(1):
82 - 98.
[Abstract]
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J. F. Neumaier, E. S. Vincow, A. Arvanitogiannis, R. A. Wise, and W. A. Carlezon Jr
Elevated Expression of 5-HT1B Receptors in Nucleus Accumbens Efferents Sensitizes Animals to Cocaine
J. Neurosci.,
December 15, 2002;
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S. S. Newton, J. Thome, T. L. Wallace, Y. Shirayama, L. Schlesinger, N. Sakai, J. Chen, R. Neve, E. J. Nestler, and R. S. Duman
Inhibition of cAMP Response Element-Binding Protein or Dynorphin in the Nucleus Accumbens Produces an Antidepressant-Like Effect
J. Neurosci.,
December 15, 2002;
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M. Barrot, J. D. A. Olivier, L. I. Perrotti, R. J. DiLeone, O. Berton, A. J. Eisch, S. Impey, D. R. Storm, R. L. Neve, J. C. Yin, et al.
CREB activity in the nucleus accumbens shell controls gating of behavioral responses to emotional stimuli
PNAS,
August 20, 2002;
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[Abstract]
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M. S. Clark, T. J. Sexton, M. McClain, D. Root, R. Kohen, and J. F. Neumaier
Overexpression of 5-HT1B Receptor in Dorsal Raphe Nucleus Using Herpes Simplex Virus Gene Transfer Increases Anxiety Behavior after Inescapable Stress
J. Neurosci.,
June 1, 2002;
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T. Z. Shaw-Lutchman, M. Barrot, T. Wallace, L. Gilden, V. Zachariou, S. Impey, R. S. Duman, D. Storm, and E. J. Nestler
Regional and Cellular Mapping of cAMP Response Element-Mediated Transcription during Naltrexone-Precipitated Morphine Withdrawal
J. Neurosci.,
May 1, 2002;
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A. C. Conti, J. F. Cryan, A. Dalvi, I. Lucki, and J. A. Blendy
cAMP Response Element-Binding Protein Is Essential for the Upregulation of Brain-Derived Neurotrophic Factor Transcription, But Not the Behavioral or Endocrine Responses to Antidepressant Drugs
J. Neurosci.,
April 15, 2002;
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