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The Journal of Neuroscience, October 1, 2001, 21(19):7439-7446
Differential Expression of Apoptotic Protease-Activating
Factor-1 and Caspase-3 Genes and Susceptibility to Apoptosis
during Brain Development and after Traumatic Brain Injury
Alexander G.
Yakovlev1,
Katsuya
Ota2,
Geping
Wang1,
Vilen
Movsesyan1,
Wei-Li
Bao1,
Koichiro
Yoshihara2, and
Alan I.
Faden1
1 Department of Neuroscience, Georgetown University,
Washington, DC 20007, and 2 Department of Biochemistry,
Nara Medical University, Kashihara, Nara 634-8521, Japan
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ABSTRACT |
Neuronal apoptosis plays an essential role in early brain
development and contributes to secondary neuronal loss after acute brain injury. Recent studies have provided evidence that neuronal susceptibility to apoptosis induced by traumatic or ischemic injury decreases during brain development. However, the molecular mechanisms responsible for this age-dependent phenomenon remain unclear. Here we
demonstrate that, during brain maturation, the potential of the
intrinsic apoptotic pathway is progressively reduced and that such
repression is associated with downregulation of apoptotic protease-activating factor-1 (Apaf-1) and caspase-3 gene expression. A
similar decline in apoptotic susceptibility associated with downregulation of Apaf-1 expression as a function of developmental age
was also found in cultured primary rat cortical neurons. Injury-induced cytochrome c-specific cleavage of caspase-9 followed by
activation of caspase-3 in mature brain correlated with marked
increases in Apaf-1 and caspase-3 mRNA and protein expression. These
results suggest that differential expression of Apaf-1 and caspase-3
genes may underlie regulation of apoptotic susceptibility during brain development, as well as after acute injury to mature brain, through the
intrinsic pathway of caspase activation.
Key words:
brain; development; injury; apoptosis; caspase; gene
expression; Apaf-1
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INTRODUCTION |
Apoptosis is a genetically
controlled cell death that was initially recognized for its role in
development. Nearly half of neural cells die by apoptosis during brain
development. However, apoptosis is atypical for mature mammalian brain
under normal physiological conditions (Haydar et al., 1999 ). Recent
studies have established a role for apoptosis in neuronal loss after
stroke and spinal cord or traumatic brain injury (TBI) (Gillardon et al., 1997 ; Yakovlev et al., 1997 ; Lipton, 1999 ; Snider et al., 1999 ;
Beattie et al., 2000 ; Clark et al., 2000 ; Eldadah and Faden, 2000 ;
Raghupathi et al., 2000 ; Yamashima, 2000 ). Furthermore, clinical data
suggest that outcomes and mortality after acute brain injury are
age-dependent, with more severe responses in infants than in adults
(Brink et al., 1970 ; Levin et al., 1982 ; Adelson and Kochanek, 1998 ).
Such differences in response to injury may be explained, in part, by
differential susceptibility to apoptosis and associated caspase-3
activity in brain as a function of developmental age (Bittigau et al.,
1999 ; Pohl et al., 1999 ; Hu et al., 2000 ). However, the molecular
mechanisms underlying such age-dependent differences in apoptotic
response to neuronal injury have not been identified.
Because caspase-3 appears to be the major executioner caspase involved
in neuronal apoptosis (Bredesen, 2000 ; Eldadah and Faden, 2000 ), we
hypothesized that suppression of apoptotic capability during maturation
of mammalian brain results from repression of genes involved in the
caspase-3 activation pathway, and that injury-induced neuronal
apoptosis in the mature brain results from reactivation of these genes.
Two major caspase-3-activating pathways have been identified, an
extrinsic pathway involving cell surface receptors and an intrinsic
pathway resulting from alterations at the level of the mitochondrion
and activation of the apoptosome (Li et al., 1997 ; Scaffidi et al.,
1998 ; Slee et al., 1999 ). A role for the extrinsic pathway in
injury-induced CNS apoptosis remains to be established, whereas a role
for the intrinsic pathway is supported by several recent studies
(Krajewski et al., 1999 ; Springer et al., 1999 ; Kuida, 2000 ).
The intrinsic pathway is initiated by release of cytochrome
c from mitochondria to the cytosol (Li et al., 1997 ; Zou et
al., 1997 , 1999 ; Brown and Borutaite, 1999 ; Richter and Ghafourifar, 1999 ; Kulms and Schwarz, 2000 ; Robertson and Orrenius, 2000 ). In the
presence of ATP (or dATP), cytochrome c binds to the
cytosolic adaptor protein apoptotic protease-activating factor-1
(Apaf-1) (Li et al., 1997 ). Binding of cytochrome c to
Apaf-1 allows the recruitment and activation of caspase-9 within the
apoptosome (Li et al., 1997 ). Active caspase-9, in turn, activates
executioner caspases-3 and -7. Activated caspase-3 is required for the
activation of four other caspases (-2, -6, -8, and -10) in this pathway
and also participates in a feedback amplification loop involving
caspase-9 (Li et al., 1997 ; Slee et al., 1999 ).
In the present study, we evaluated the role of the intrinsic pathway in
neuronal apoptosis at different stages of rat brain development and
during maturation of primary cortical neurons in vivo as
well as in response to brain injury.
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MATERIALS AND METHODS |
Tissue cultures. Cortical neuronal cultures were
derived from rat embryonic cortices. Briefly, cortices from 15- to
16-d-old embryos were cleaned from their meninges and blood vessels in Krebs'-Ringer's bicarbonate buffer containing 0.3% bovine serum albumin (BSA; Life Technologies, Gaithersburg, MD). Cortices were then
minced and dissociated in the same buffer with 1800 U/ml trypsin
(Sigma, St. Louis, MO) at 37°C for 20 min. After the addition of 200 U/ml DNase I (Sigma) and 3600 U/ml soybean trypsin inhibitor (Sigma) to
the suspension, cells were triturated through a 5 ml pipette. After the
tissue was allowed to settle for 5-10 min, the supernatant was
collected, and the remaining tissue pellet was retriturated. The
combined supernatants were then centrifuged through a 4% BSA layer and
the cell pellet was resuspended in neuronal seeding medium, which
consisted of neurobasal medium (Life Technologies) supplemented with
1.1% 100× antibiotic-antimycotic solution (Biofluids, Rockville, MD),
25 µM Na-glutamate, 0.5 mM L-glutamine, and 2% B27 supplement (Life Technologies).
Cells were seeded at a density of 5 × 105 cells/ml onto
poly-D-lysine (70-150 kDa; Sigma)-coated 96-well plates
(Corning, Corning, NY) or 60 mm Petri dishes (Falcon). All experiments
were performed on cultures at 1 or 14 d in vitro (DIV).
Cell death was induced in cultured neurons by incubation with 50 µM etoposide.
The composition of 1 and 14 DIV cortical neuronal cultures was
characterized by immunostaining using the mouse monoclonal anti-neuron-specific enolase (NSE) antibodies. Briefly cultures in
96-well plates were fixed with 4% paraformaldehyde in PBS and washed
twice (5 min each) with PBS. Nonspecific binding was blocked by
incubation with 10% goat serum at +4°C for 16 hr. The primary anti-NSE antibodeis (Chemicon, Temecula, CA) in PBS buffer (1:10) were
applied for 16 hr at +4°C. Cultures were then washed three times (5 min each) with PBS and incubated with the secondary antibodies (1:100
dilution; goat anti-mouse antibodies conjugated to Texas Red; Accurate
Chemicals, Westbury, NY) for 45 min. Cultures were washed three times
(5 min each) again and examined using phase-contrast (to visualize all
types of cells) and UV microscopy (to identify NSE-positive cells).
Cells were counted in randomly selected fields in 1 and 14 DIV
cultures. No significant differences were found (n = 5;
p = 0.475) in the percentages of neuronal cells in 1 and 14 DIV cultures, as compared by ANOVA followed by the
Student-Newman-Keuls test. One DIV cultures contained 88 ± 4%
NSE-positive cells, and 14 DIV cultures contained 91 ± 5%
NSE-positive cells.
Rat fluid percussion brain trauma model. This model is
highly reproducible and has been extensively characterized with regard to its biochemical, physiological, morphological, and behavioral correlates (McIntosh et al., 1987 ; Faden et al., 1989 ). Briefly, male
Sprague Dawley rats (400 ± 25 gm body weight) were anesthetized with sodium pentobarbital (60 mg/kg, i.p.), intubated, and implanted with femoral venous and arterial catheters. Brain temperature was
assessed indirectly through a thermister in the temporalis muscle, and
body temperature was maintained through a feedback-controlled heating
blanket. Blood pressure was continuously monitored, and arterial blood
gases were analyzed periodically. A small craniotomy (2 mm), located
midway between the lambda and bregma sutures over the left parietal
cortex, allowed insertion of a Leur-Loc that was cemented in place. The
fluid percussion head injury device, manufactured by the Medical
College of Virginia, consists of a Plexiglas cylindrical reservoir
filled with 37°C isotonic saline; one end includes a transducer that
is mounted and connected to a 5 mm tube that attaches through a male
Leur-Loc fitting to the female Leur-Loc cemented at the time of
surgery. A pendulum strikes a piston at the opposite end of the device,
producing a pressure pulse of ~22 msec duration, leading to the
deformation of underlying brain. The degree of injury is related to the
pressure pulse expressed in atmospheres; a pulse of 2.4 ± 0.1 atmospheres produces moderately severe injury that permits evaluation
of pharmacological interventions. Animals were maintained on
anesthetics (sodium pentobarbital, 15 mg · kg 1 ·hr 1)
and artificially ventilated. All animal experiments were in compliance
with Georgetown University Animal Care and Use Committee guidelines and
the National Institutes of Health Guide for the Care and Use of
Laboratory Animals (National Institutes of Health publication
85-23).
Assay for caspase-3 activation. Sham-operated and injured
rat cortices or pellets of primary cortical neurons were homogenized in
a Dounce homogenizer in 20 mM HEPES-KOH, pH 7.5, 10 mM KCl, 1.5 mM MgCl2, 1 mM EDTA, 1 mM EGTA, 1 mM
dithiothreitol (DTT), 1 mM phenylmethylsulfonyl fluoride
(PMSF), 10 µg/ml leupeptin, 10 µg/ml aprotinin, 10 µg/ml
pepstatin A, and 250 mM sucrose. Homogenates were
centrifuged at 13,000 × g for 30 min. Supernatants were transferred to new tubes and stored at 80°C until used. Protein concentration was estimated by the Bradford method (Bio-Rad, Hercules, CA) according to recommendations by the manufacturer. Twenty
to 80 µg aliquots of the cytosolic extracts were incubated in the
presence or absence of 1 mM dATP and 10 µg/ml
cytochrome c at 37°C for 1 hr in a final volume of 20 µl
of caspase activation buffer (10 mM HEPES, pH
7.4, 5 mM EGTA, 2 mM
MgCl2, 5 mM DTT, 1 mM ATP, 1 mM PMSF, 10 µg/ml leupeptin, 10 µg/ml aprotinin, 10 µg/ml pepstatin A, 10 mM phosphocreatinin, and 150 µg/ml creatine kinase). At the end of the incubation, aliquots of reaction mixtures (20 µg of protein in 100 µl of caspase-3 assay buffer consisting of
50 mM HEPES, pH 7.4, 100 mM
NaCl, 0.1%
3-[(3-cholamidopropyl)dimethylammonio]-1-propanesulfonic acid,
10 mM DTT, 1 mM EDTA, and
10% glycerol) were mixed with equal volumes of 40 µM fluorescent tetrapeptide substrate
[Ac-DEVD-aminomethylcoumarin (AMC); Bachem] in the same buffer
solution. Caspase-3-like activity was measured using a CytoFluor 4000 fluorometer (PerSeptive Biosystems) as described below.
Assay for caspase activity. Aliquots of cytosolic extracts
(20 µg of protein in 100 µl of caspase-3 assay buffer) were mixed with equal volumes of 40 µM Ac-DEVD-AMC in the same
buffer. Free AMC accumulation, which resulted from cleavage of the
aspartate-AMC bond, was monitored continuously in each sample over 30 min in 96-well microtiter plates using a CytoFluor 4000 fluorometer at 360 nm excitation and 460 emission wavelengths. The emission from each
well was plotted against time. Linear regression analysis of the
initial velocity (slope) of each curve yielded an activity for each sample.
Assessment of cell viability. Cell viability was measured by
retention and deesterification of calcein AM (Eldadah et al., 1997 ).
For the calcein AM retention assay, culture media in 96-well plates
were replaced with 5 µM calcein AM (Molecular Probes,
Eugene, OR) in Locke's buffer containing (in mM): 154 NaCl, 5.6 KCl, 3.6 NaHCO3, 2.3 CaCl2, 1.2 MgCl2, 5.6 glucose, and 5 HEPES, pH 7.4. After incubation at 37°C for 30 min,
fluorescence was measured using a CytoFluor 4000 fluorometer at 485 nm
excitation and 560 nm emission wavelengths.
Immunoblot analysis. Brain tissue or primary neurons were
harvested, washed once with ice-cold PBS, and lysed on ice in a solution containing 50 mM Tris-HCl, pH 7.5, 150 mM NaCl, 1 mM EGTA, 1 mM PMSF,
0.5% NP-40, 0.25% SDS, 5 µg/ml leupeptin, and 5 µg/ml
aprotinin. After removal of cell debris by centrifugation, the protein
concentration of the cell lysate was determined with the Bio-Rad
protein assay reagent. A portion of the lysate (50-80 µg of protein)
was then fractionated by SDS-PAGE, and the separated proteins were
transferred to a nitrocellulose filter. The filter was stained with
Ponceau S to confirm equal loading and transfer of samples and was then
probed with specific antibodies. Immune complexes were detected with
appropriate secondary antibodies and chemiluminescence reagents
(Pierce, Rockford, IL). A polyclonal rabbit antibody to caspase-3
(H-277) was obtained from Santa Cruz Biotechnology (Santa Cruz, CA); a
polyclonal rabbit antibody to active caspase-3 (9661) was obtained from
Cell Signaling Technology (New England Biolabs, Beverly, MA); a
monoclonal mouse antibody to caspase-9 (clone 5B4) was obtained from
Medical and Biological Laboratories (MBL); and a polyclonal rabbit
antibody to Apaf-1 (AB16941) was obtained from Chemicon.
Reverse transcription-PCR. The levels of mRNA were analyzed
using a reverse transcription (RT)-PCR approach as previously described
(Yakovlev et al., 1997 ). In brief, total RNA was isolated by acidic
phenol extraction (Chomczynski and Sacchi, 1987 ), and 10 µg of
it was reverse transcribed with Moloney murine leukemia virus RT (Life
Technologies) in 30 µl reaction mixture. The resulting cDNA (3 µl)
was amplified by PCR. Numbers of cycles and reaction temperature
conditions were estimated to be optimal to provide a linear
relationship between the amount of input template and the amount of PCR
product generated over a wide concentration range: from 1 to 20 µg of total RNA, as described in detail previously (Yakovlev and
Faden, 1994 ). Primers to amplify the rat caspase-3 cDNA were
5'-GGTATTGAGACAGACAGTGG-3' (sense primer) and
5'-CATGGGATCTGTTTCTTTGC-3' (antisense primer). Primers to amplify
the rat caspase-9 cDNA were 5'-ACAAGGCCTTCGACAGTG-3' (sense
primer) and 5'-GTACCAGGAACCGCTCTT-3' (antisense primer). Primers
to amplify the rat Apaf-1 cDNA were 5'-GATATGGAATGTCTCAGATGGCC-3'
(sense primer) and 5'-GGTCTGTGAGGACTCCCCA-3' (antisense primer).
Amplified cDNA was analyzed in agarose electrophoretic gels.
After staining with ethidium bromide, UV light gel images were captured
and analyzed using the Image 1.59 program. Levels of individual mRNA
were expressed in arbitrary units as the proportion of individual PCR
product mean optical density (inverted image) to a control product mean
optical density obtained from the same RNA sample. The cDNA for
glyceraldehyde-3-phosphate dehydrogenase (GAPDH) was used as the
internal control, because its levels remain constant in different
models tested. Primers to amplify rat GAPDH cDNA were
5'-TAAAGGGCATCCTGGGCTACACT-3' (sense primer) and
5'-TTACTCCTTGGAGGCCATGTAGG-3' (antisense primer). The identity of
a PCR-generated product to a corresponding cDNA was confirmed by the
sequencing of the PCR products.
Production of recombinant Apaf-1XL. Recombinant human
Apaf-1XL was purified essentially as it was described by us earlier (Yakovlev et al., 2000 ). The full-length coding cDNA clone was kindly
provided by Dr. Gabriel Nunez. A pET21c(+) expression vector (Novagen,
Madison, WI) containing the coding region for Apaf-1XL was used for the
production of the His-tagged protein. The expression plasmid was
transformed into a BL21(DE3)pLysS Escherichia coli strain.
After induction with 1 mM
isopropyl-1-thio- b-D-galactopyranoside, Apaf-1XL was isolated from bacterial inclusion bodies using
Ni-nitrilotriacetic acid agarose (Qiagen, Hilden, Germany)
according to the manufacturer's protocol. The yield of recombinant
Apaf-1XL was as low as a few micrograms of protein per liter of
bacterial culture, probably because of high toxicity of this protein.
Data analysis. Changes in mRNA content, activity for
caspase-3, and neuronal viability were analyzed using ANOVA, followed by Dunnett's test; p < 0.05 was considered
statistically significant.
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RESULTS |
To assess effectiveness of the cytochrome c-dependent
caspase-3 activation pathway in rat brain at different stages of
development, we used a well-established assay of reconstitution of
cytochrome c-dependent caspase-3 activation in
vitro. Cytochrome c and dATP are necessary for the
oligomerization and binding of Apaf-1 to procaspase-9 followed by
autoactivation of this caspase. Active caspase-9, in turn, cleaves and
activates downstream caspases, including caspase-3. Therefore, we
incubated cell-free cytosolic extracts isolated from rat brain cortex
on embryonic day 17 (E17) or postnatal day 2 (P2), P7, P14, and P60 in
the absence or presence of cytochrome c and dATP. As an
outcome, we used a fluorogenic substrate assay to measure
caspase-3-like (DEVDase) enzyme activity levels in the cortical
extracts (Fig. 1A).

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Figure 1.
Age-dependent susceptibility of cytosolic protein
extracts from rat cortex to cytochrome c- and
dATP-dependent activation of caspase-3. A, Fifty
microgram aliquots of cytosolic protein extracts isolated from cortex
of E17 or P2, P7, P14, and P60 rat brains were incubated in the
presence or absence of cytochrome c (Cyto
c) and dATP in caspase activation buffer as described in
Materials and Methods. Caspase-3-like activity in treated and control
extracts was assayed fluorometrically by measuring the accumulation of
free AMC resulting after cleavage of Ac-DEVD-AMC. Protease activity is
expressed as percentage of E17 (mean value) ± SD
(n = 5). B, Fifty microgram aliquots
of cytosolic extracts were treated as described in A,
subjected to 12% SDS-PAGE, and transferred to nitrocellulose filters.
The filters were probed with a monoclonal anti-caspase-9
(Casp-9) antibody (clone 5B4; MBL) or with a rabbit
polyclonal antibody against p17 cleaved form of caspase-3
(Casp-3; Cell Signaling Technology). The
antigen-antibody complexes were visualized by an ECL method as
described in Materials and Methods. These experiments were repeated in
four occasions with similar results.
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High levels of cytochrome c-induced DEVDase activity were
found in extracts from E17 and P2 rat cortex with no considerable difference between these two age groups. In contrast, activity of
DEVDase in P7 protein extracts decreased to ~65% of embryonic and
neonatal levels. DEVDase activity in P14 extracts decreased further,
reaching nearly 10% of E17, and was not detected in extracts from
mature (P60) brain. No DEVDase activity was detected also in extracts
preincubated in the absence of cytochrome c (Fig. 1A).
Because cytochrome c-dependent activation of caspase-3
requires activation of caspase-9, we next examined cleavage of these two caspases by Western blot analysis. Using a monoclonal 5B4 anti-caspase-9 antibody (MBL) that recognizes both rat procaspase-9 and
its large subunit, we observed nearly complete cleavage of procaspase-9
in E17, P2, and P7 extracts (Fig. 1B). The degree of
caspase-9 cleavage was markedly decreased in P14 extracts and was not
detected in P60 extracts. Using a polyclonal anti-caspase-3 antibody
from Cell Signaling Technology that recognizes p17 cleaved fragments,
we found that, consistent with results of DEVDase activity assay,
caspase-3 was cleaved to its active form in E17, P2, and P7 extracts
and to lesser extent in P14 extracts, but such cleavage was not
detected in P60 extracts (Fig. 1B). Similar
age-dependent changes in cytochrome c-dependent apoptotic
susceptibility were found in developing mouse brain (data not shown).
To identify a potential molecular basis for the observed age-dependent
change in cytochrome c-dependent apoptotic potential, we
examined expression of each component of the apoptosome during rat
brain development at mRNA and protein levels. mRNA levels were
estimated by RT-PCR analysis. These experiments were based on the
available rat Apaf-1, caspase-3, and caspase-9 mRNA sequences (GenBank
accession numbers NM023979, U58656, and AF262319, respectively). RT-PCR
experiments revealed that Apaf-1 and caspase-3 mRNA levels decreased
markedly in the rat cortex between 1 and 2 weeks after birth and were
sustained at these levels in the mature brain (Fig.
2A). In contrast,
caspase-9 mRNA expression was not significantly changed during
development.

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Figure 2.
Analysis of age-dependent expression of Apaf-1,
caspase-9, and caspase-3 mRNA and proteins in rat cortex.
A, RT-PCR analysis of the abundance of transcripts
encoding rat Apaf-1, caspase-9 (Casp-9), and caspase-3
(Casp-3) in cortex of E17 or P2, P7, P14, and P60 rat
brains. Total RNA from rat cortex on the indicated days of development
was subjected to RT-PCR with primers specific for Apaf-1, caspase-9,
and caspase-3. Amplification of 28S rRNA was used as an internal
control. The PCR products were analyzed by electrophoresis through an
agarose gel and visualized after staining with ethidium bromide.
B, Western blot analysis of the abundance of Apaf-1 and
procaspases-9 and -3 in the protein extracts isolated from rat cortex
on the indicated days of rat development. Eighty microgram aliquots of
cytosolic protein extracts isolated from rat brain cortex at indicated
developmental stages were subjected to 5% (Apaf-1) or 12%
SDS-PAGE and transferred to a nitrocellulose filter. The filters were
probed with a polyclonal anti-Apaf-1 antibody (AB16941; Chemicon), a
monoclonal anti-caspase-9 antibody (clone 5B4; MBL), or a rabbit
polyclonal antibody against caspase-3 (H-277, Santa Cruz
Biotechnology). The antigen-antibody complexes were visualized by an
ECL method as described in Materials and Methods. -Actin protein
abundance was used as an additional control for gel loading and
transfer. These experiments were repeated four times with similar
results.
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To examine whether the observed decrease of caspase-3 and Apaf-1 mRNA
correlated with decreased expression of the corresponding proteins, we
estimated Apaf-1, procaspase-3, and procaspase-9 protein expression in
rat cortex at the same times in rat brain development. Protein
expression was assayed by Western blot analysis. Identification of
procaspase-3 and procaspase-9 was performed by staining with H-277 and
5B4 antibodies (Santa Cruz Biotechnology and MBL, respectively), which,
in each case, recognized a major protein band of a predicted molecular
weight. Among a number of anti-Apaf-1 antibodies tested in this study,
only a polyclonal rabbit antibody (AB16941; Chemicon) recognized a band
of ~140 kDa, corresponding to predicted molecular weight of rat
Apaf-1 (140 kDa), whereas the rest of tested antibodies stained a
~110 kDa protein of unknown origin. The specificity of this antibody was confirmed in preliminary experiments in which immunostaining of
Apaf-1 in rat brain samples was compared with staining of human recombinant Apaf-1 and Apaf-1 preparations purified from bovine thymus
(Fig. 3).

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Figure 3.
Analysis of anti-Apaf-1 antibody specificity.
Fifty micrograms of cytosolic proteins from E17 and P60 rat cortex, 20 ng of recombinant human Apaf-1 (Rec), 10 ng of Apaf-1
purified from bovine thymus (Bov), and 5 µl of
prestained standards (MW; Bio-Rad, catalog #161-0324) were
separated in 5% SDS-PAGE followed by staining with a polyclonal
antibody (AB16941; Chemicon). The preparation of purified bovine Apaf-1
demonstrated Apaf-1 activity in the in vitro
reconstitution system with cytochrome c (data not
shown). Results show the location of the Apaf-1 protein band above the
extensively stained 110 kDa protein of unknown origin.
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As shown in Figure 2B, levels of both Apaf-1 and
caspase-3 proteins in cortical extracts were markedly decreased after 1 week of age and were minimal in the mature tissue. In contrast, no significant changes in caspase-9 protein expression were detected in
this experiment.
To investigate further age-dependent changes in neuronal susceptibility
to apoptosis, we analyzed the level of Apaf-1 protein expression,
cytochrome c-mediated caspase-3 activation, and
etoposide-induced cell death in primary rat cortical neurons cultured
for 1, 7, or 14 DIV. Western analysis showed that Apaf-1 expression was clearly decreased in 14 DIV primary neurons compared with 1 DIV cells,
a result consistent with Apaf-1 protein expression in developing rat
cortex (Fig. 4A). The
difference in expression levels of Apaf-1 in 1 and 7 DIV cells was not
obvious (data not shown). Incubation of cytosolic extracts from 1 DIV
primary neurons in the presence of cytochrome c and dATP led
to marked activation of caspase-3; in contrast, activation of caspase-3
in extracts from 7 DIV cells was ~30% lower and in 14 DIV neurons
was approximately fivefold lower that in 1 DIV extracts (Fig.
4B). Similar differences in levels of caspase-3
activity were observed in the cytosol from primary neurons treated with
etoposide: 5 hr treatment of 1 DIV cells resulted in activity of
caspase-3 corresponding to 18.7 ± 0.4 arbitrary units of
fluorescence (AUF); in contrast, activity in 14 DIV extracts was
only 4.7 ± 0.1 AUF (Fig. 4C). Changes in caspase-3
activity in the etoposide-treated neurons correlated inversely with the
degree of cell survival. After 24 hr incubation of 1 DIV neurons with
etoposide, 45 ± 6% of cells survived, whereas in 7 DIV cultures,
55 ± 5% of cells survived, and in 14 DIV cultures, 79 ± 3% of cells were viable (Fig. 4D).

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Figure 4.
Analyses of Apaf-1 expression, cytochrome
c-inducible apoptotic potential, and cell viability in
primary cultures of rat cortical neurons. A, One hundred
micrograms of cytosolic proteins from 1 or 14 DIV primary rat cortical
neurons were separated in 5% SDS-PAGE followed by staining with an
Apaf-1 antibody (Chemicon). B, Protein extracts from 1, 7, or 14 DIV primary rat cortical neurons were incubated in the
presence of cytochrome c and dATP as described in
Materials and Methods. Caspase-3-like activity was assayed
fluorometrically by measuring the accumulation of free AMC resulting
after cleavage of Ac-DEVD-AMC. Data are expressed as percentage of 1 DIV-induced caspase activity. C, One, 7, or 14 DIV
primary rat cortical neurons were treated with 50 µM
etoposide for 5 hr. Control cultures (0 hr) served as negative
controls. Caspase-3-like activity in cytosolic extracts from treated or
control cells was assayed fluorometrically. Protease activity is
expressed in arbitrary fluorescence units ± SD
(n = 6). *p < 0.001, compared
with caspase-3 activity in etoposide-treated 1DIV cells, by ANOVA,
followed by Dunnett's test. D, One, 7, or 14 DIV
primary neurons were treated with 50 µM etoposide
(Etopo) for 24 hr, and cell viability was analyzed by
measurement of calcein AM fluorescence. Data are expressed as a
percentage of the value for control cells not exposed to etoposide ± SD (n = 6). *p < 0.001, compared with viability of 1DIV cells after 24 hr etoposide treatment,
by ANOVA, followed by Dunnett's test.
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Our previous report suggested that brain trauma in rats results in
activation of caspase-3 (Yakovlev et al., 1997 ). Because activation of
caspase-3 results from specific cleavage of the precursor protein, we
examined such cleavage of caspase-3 using Western analysis as a
function of time after TBI. Consistent with previous findings, low
levels of the cleaved forms of caspase-3 were detected beginning 4 hr
after trauma but increased markedly at 48 hr after injury (Fig.
5).

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Figure 5.
TBI-induced specific cleavage of procaspase-3 in
rat brain cortex. Eighty microgram aliquots of cytosolic protein
extracts isolated from sham control or traumatized rat cortex at
indicated times after TBI were subjected to 12% SDS-PAGE and
transferred to a nitrocellulose filter. The filter was probed with a
rabbit polyclonal antibody against a p17 cleaved form of procaspase-3
(Cell Signaling Technology). To control protein loading, membranes were
stripped and reprobed with an antibody against -actin. A
significant increase in caspase-3 cleavage was observed 48 hr after
injury.
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Because the apoptotic potential in mature brain tissue is repressed,
and such repression may be predetermined by downregulation of both
Apaf-1 and caspase-3 gene expression, we hypothesized that elevation of
caspase-3 activity after TBI may require reactivation of these genes in
the mature brain. In part, this hypothesis is supported by results of
our previous studies in which we found that TBI results in an early
increase in caspase-3 mRNA content in the injured brain regions
(Yakovlev et al., 1997 ). In this study, we examined protein expression
of procaspase-3 in injured cortex as a function of time after brain
trauma. Using Western blot analysis, we found that procaspase-3 protein
levels were elevated in injured cortex by 4-48 hr after TBI (Fig.
6A).

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Figure 6.
Time course of procaspase-3 protein expression in
rat brain cortex after TBI. A, Fifty microgram aliquots
of cytosolic protein extracts isolated from sham control or traumatized
rat cortex at indicated times after TBI were subjected to 12% SDS-PAGE
and transferred to a nitrocellulose filter. The filter was probed with
a rabbit polyclonal antibody against caspase-3 (Casp-3;
H-277; Santa Cruz Biotechnology). The antigen-antibody complexes were
visualized by an ECL method as described in Materials and Methods. To
control protein loading, membranes were stripped and reprobed
with an antibody against -actin. B, Fifty microgram
aliquots of cytosolic protein extracts isolated from sham control or
traumatized rat cortex at indicated times after TBI were incubated with
or without active recombinant human caspase-9 (20 U; Biomol, Plymouth
Meeting, PA) in 50 µl of caspase activation buffer at 37°C for 1 hr. Caspase-3-like activity was assayed fluorometrically by measuring
the accumulation of free AMC. Protease activity is expressed as a
percentage of the activity in sham-operated control extracts.
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Because of the limitations of Western blot for quantitative analysis of
protein expression, we examined whether the apparent increase in
procaspase-3 after TBI leads to an increase in corresponding caspase
activity after experimental cleavage by active recombinant caspase-9.
As shown in Figure 6B, TBI induced a significant
elevation of caspase-9-mediated caspase-3 activity in extracts from
injured cortex. A 1.5-fold increase in caspase-9-dependent caspase-3
activation was observed in extracts isolated from injured cortex 4 hr
after TBI. This induced activity was further increased at later time points after TBI, exceeding twice control levels by 2 d after injury. No such changes in caspase-3 activity were detected in contralateral brain regions (data not shown).
Injury-induced increases in caspase-3 protein expression observed in
this study are consistent with increases in activity of this caspase
after TBI. On the other hand, activation of caspase-3 requires previous
activation of caspase-9 within the apoptosome. We found that in the
mature brain this pathway is repressed, in part, because of
downregulation of Apaf-1 expression. Therefore, we hypothesized that
neuronal injury may lead to reactivation of the intrinsic pathway of
apoptosis via reactivation of Apaf-1 gene expression. To test this
hypothesis at the functional level, we first examined whether specific
cleavage of caspase-9 could be detected after TBI. This was assessed by
Western analysis of cortical protein extracts in the time course after trauma.
Amino acid sequence analysis of rat procaspase-9 revealed that, like
human procaspase-9, it contains an SEPD potential autoactivation cleavage site and a DQLD caspase-3 recognition site. Correspondingly, cytochrome c-mediated autoactivation is expected to produce
a 39 kDa large subunit recognizable by the antibodies, whereas, a 41 kDa large fragment is expected after cleavage with caspase-3 (Fig.
7). Indeed, treatment of P2 cortical
extracts with cytochrome c and dATP resulted in cleavage of
caspase-9 corresponding to the 39 kDa subunit, whereas treatment of the
extracts with recombinant active rat caspase-3 (Alexis) primarily
resulted in appearance of the 41 kDa fragment. Notably, processing of
procaspase-9 by caspase-3 was less efficient compared with that by
cytochrome c treatment (Fig. 7).

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Figure 7.
TBI induces time-dependent cleavage of
procaspase-9 in rat brain cortex. A, Eighty microgram
aliquots of cytosolic protein extracts isolated from sham control or
traumatized rat cortex at indicated times after TBI were subjected to
10% SDS-PAGE and transferred to a nitrocellulose filter. As a positive
control for cleavage specificity, 80 µg aliquots of protein extracts
from 2-d-old rat cortex were preincubated in the presence of either
recombinant active rat caspase-3 (Casp-3; 20 U; Alexis)
or cytochrome c (Cyto-c) and dATP for 1 hr at 37°C. The filter was probed with a monoclonal antibody against
caspase-9 (Casp-9; clone 5B4; MBL). The
antigen-antibody complexes were visualized by an ECL method as
described in Materials and Methods. To control protein loading,
membranes were stripped and reprobed with an antibody against
-actin. B, Schematic diagram illustrating processing
of procaspase-9. Procaspase-9 is processed preferentially at the SEPD
site within the apoptosome and at the DQLD site by caspase-3 to
generate the large subunit (p40) and small
subunit (p10) of mature caspase-9.
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Western blot analysis of protein samples of injured cortex showed
accumulation of the 39 kDa caspase-9 subunit after TBI. At 48 hr after
injury, the 41 kDa caspase-9 fragment also became apparent, reflecting
increased caspase-3 activity in the samples at this time point (Fig.
7).
Injury-induced cleavage of procaspase-9 at autoactivation-specific
sites presumes that injury reactivates the apoptosome complex, which,
as we show here, is normally repressed in the mature brain. Therefore,
we next examined whether expression of Apaf-1 mRNA and protein are
affected by TBI.
Results of semiquantitative RT-PCR showed that Apaf-1 mRNA content
increased in the injured cortex, reaching 143 ± 10% of control
(sham) levels by 12 hr, 180 ± 5% by 24 hr, and 211 ± 9% by 48 hr after TBI (Fig.
8A,B). Furthermore,
Western blot revealed increased intensity of the Apaf-1 protein band in
cortical extracts isolated 24 hr after injury, with a peak expression
at 48 hr (Fig. 9).

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Figure 8.
Time course of Apaf-1 mRNA expression in rat
cortex at indicated times after TBI or in sham-operated controls (0 hr). A, Levels of mRNA were measured by using
semiquantitative RT-PCR as indicated in Materials and Methods.
B, Levels of Apaf-1 mRNA are expressed as the proportion
of individual RT-PCR product mean optical density to GAPDH RT-PCR
product optical density of the same RNA sample. mRNA content is
expressed as a percentage of sham controls ± SEM
(n = 5). *p < 0.05;
**p < 0.005, compared with control, by ANOVA,
followed by Dunnett's test.
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Figure 9.
TBI induces a time-dependent increase in Apaf-1
protein content in rat brain cortex. Eighty microgram aliquots of
cytosolic protein extracts isolated from rat brain cortex at E17 or
from sham control (0 hr) or traumatized rat cortex at indicated times
after TBI were subjected to 5% SDS-PAGE and transferred to a
nitrocellulose filter. The filter was probed with a rabbit polyclonal
antibody against human Apaf-1 (AB16941; Chemicon). To control protein
loading, the same samples were subjected to 10% SDS-PAGE, transferred
to a nitrocellulose filter, and probed with an antibody against
-actin. The antigen-antibody complexes were visualized by an ECL
method as described in Materials and Methods. This experiment was
repeated three times with similar results.
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DISCUSSION |
Activation of caspase-3 appears to be a critical event in the
execution of neuronal apoptosis in the brain during development and
after acute injury (Kuida et al., 1996 ; Bredesen, 2000 ; Eldadah and
Faden, 2000 ). In the intrinsic pathway of caspase-3 activation, Apaf-1,
caspase-9, and cytochrome c work together forming the apoptosome complex (Li et al., 1997 ; Zou et al., 1997 , 1999 ), which, in
the presence of dATP, leads to activation of caspase-9 (Li et al.,
1997 ). Active caspase-9, in turn, activates caspase-3.
A role for the apoptosome-mediated pathway of neuronal apoptosis in
brain development has been established through transgenic studies
(Cecconi et al., 1998 ; Hakem et al., 1998 ; Yoshida et al., 1998 ;
Honarpour et al., 2000 ). Recently, a functional role for this pathway
in injury-induced neuronal apoptosis also was demonstrated in models of
brain (Krajewski et al., 1999 ) and spinal cord injury (Springer et al.,
1999 ). This suggests that the same pathway may be functional in
physiological apoptosis during brain development and in pathological
processes related to CNS injury.
In the present study, we examined the intrinsic pathway of caspase-3
activation in rat brain cortex and in primary rat cortical neurons as a
function of developmental age and as a function of time after traumatic
injury to mature brain. We also investigated expression of Apaf-1,
caspase-9, and caspase-3 genes at mRNA and protein levels, given the
role of these proteins in developmental and injury-induced neuronal apoptosis.
Using an in vitro system, we demonstrated that the ability
of cytochrome c to induce activation of caspase-3 was
decreased during maturation of rat brain and was undetectable by the
caspase activity assay and by Western blot in rat (and mouse; data not shown) brain samples after 2 weeks of age. This observation is consistent with recent reports on age-dependent differences in injury-induced caspase-3 activation and susceptibility to apoptosis in
mammalian brain (Bittigau et al., 1999 ; Pohl et al., 1999 ; Hu et al.,
2000 ).
Results of Western blot experiments showed that age-dependent declines
in cytochrome c-dependent activation of caspase-3 in rat
brain cortex paralleled the extent of procaspase-9 processing in the
in vitro assay. This suggests that repression of cytochrome c-dependent apoptotic potential might be regulated at the
level of the apoptosome. To address this issue, we analyzed Apaf-1, caspase-9, and caspase-3 gene expression as a function of developmental age.
We found that mRNA and protein expression for both Apaf-1 and caspase-3
were markedly decreased in rat cortex during brain development. The
age-dependent decrease in caspase-3 mRNA content in rat brain tissue is
consistent with previously published data (Zou et al., 1997 ; de Bilbao
et al., 1999 ). Profiles of both Apaf-1 and caspase-3 gene expression
were comparable with the developmental profile of cytochrome
c-mediated caspase-3 activation in rat brain. Interestingly,
caspase-9 gene activity, at both mRNA and protein levels, did not
change notably during brain development, suggesting that activation of
this caspase in the brain may depend on the Apaf-1-mediated pathway.
Developmental downregulation of caspase-3 gene activity may serve as a
supplementary mechanism that protects the mature brain from apoptosis
initiated by other caspases, such as caspase-8, -11, or -12 (Ivins et
al., 1999 ; Raoul et al., 1999 ; Sanchez et al., 1999 ; Matsushita et al.,
2000 ; Nakagawa et al., 2000 ).
Because of the poor specificity of the available anti-Apaf-1
antibodies, we were not able to examine directly whether downregulation of Apaf-1 during brain maturations occurs in neurons. Therefore, we
examined Apaf-1 protein expression, cytochrome c-dependent activation of caspase-3, and etoposide-induced apoptosis in primary rat
cortical neurons cultured for 1 or 14 DIV. Both Apaf-1 expression and
apoptosome-mediated activation of caspase-3 were markedly decreased in
14 DIV neurons. Decreased levels of caspase-3 activity and highly
significant reduction of associated apoptosis were also found in
neurons at 14 DIV (vs 1 DIV) treated with etoposide. In transfection
studies using dominant negative mutant constructs of caspase-8 and -9, we have demonstrated that etoposide-induced apoptosis in rat primary
cortical neurons, as well as in the SH-SY5Y neuroblastoma cell line,
proceeds through a caspase-9-dependent pathway (data not shown).
Collectively these data support the hypothesis that neuronal maturation
in vitro leads to repression of cytochrome
c-dependent apoptotic susceptibility and that this process
parallels the decrease in Apaf-1 protein expression in rat cortical neurons.
Given the present findings and previous observations that brain injury
causes activation of caspase-3 and related neuronal apoptosis, we
examined whether TBI recapitulates apoptotic potential via coordinated
reactivation of caspase-3 and Apaf-1 genes. Increased caspase-3 mRNA
levels after neuronal injury have been demonstrated previously in
various models of apoptosis, including TBI (Yakovlev et al., 1997 ;
Clark et al., 2000 ); however, changes in procaspase-3 protein levels
have not been reported. Therefore, we examined expression of
procaspase-3 protein as a function of time after brain trauma, using
Western analysis and by measuring caspase-9-induced caspase-3 activity
in extracts from injured cortex. Both techniques showed a marked
increase in procaspase-3 after TBI.
Preliminary analysis of caspase-8 cleavage and activation in cortical
protein extracts after brain injury did not suggest a role for
caspase-8 in TBI-induced cell death (data not shown). In contrast,
brain trauma resulted in accumulation of cleavage fragments of
caspase-9 in rat cortex after injury that paralleled activation-specific cleavage of caspase-3.
Given the repression of Apaf-1 in normal mature brain cortex, we
examined whether its levels were increased after brain injury. RT-PCR
and Western blot showed that Apaf-1 mRNA and protein content were
substantially increased after fluid percussion-induced TBI compared
with sham-injured controls.
A role for Apaf-1 gene regulation in apoptosis has been suggested
recently by in vitro studies. Robles et al. (1999)
demonstrated that downregulation of Apaf-1 protein expression in
granulosa cells by treatment with gonadotropin completely suppressed
apoptotic cell death via the intrinsic procaspase-3 processing pathway. Soengas et al. (2001) reported that metastatic melanomas often lose
Apaf-1 expression. Moreover, Apaf-1-negative cells are consistently chemoresistant and are unable to undergo apoptosis in response to p53
activation. The authors showed that loss of Apaf-1 expression can be
recovered by treatment with the methylation inhibitor
5-aza-2'-deoxycytidine. Restoring physiological levels of Apaf-1
rescued the apoptotic defects associated with Apaf-1 loss. These
authors suggested that inactivation of the Apaf-1 gene may result from
methylation of an enhancer or other regulatory elements outside the
Apaf-1 core promoter (Soengas et al., 2001 ). We do not exclude that
methylation may also contribute to downregulation of Apaf-1 during
brain development.
In addition, Moroni et al. (2001) recently reported that the expression
of Apaf-1 gene can be directly regulated by E2F1 transcription factor
and that Apaf-1 is a direct transcriptional target of the tumor
suppressor p53. The previous studies demonstrated that p53 is
upregulated in vulnerable cells in response to lateral fluid percussion
brain injury in the rat (Napieralski et al., 1999 ). These observations
suggest that injury-induced p53 expression might sensitize cells to
apoptosis by increasing Apaf-1 levels.
Taken together, our findings are consistent with previous observations
on differential susceptibility to apoptosis and associated caspase-3
activity in developing and mature brain tissues (Bittigau et al., 1999 ;
Pohl et al., 1999 ; Hu et al., 2000 ). In addition, this report suggests
a potential molecular mechanism underlying such age-dependent
differences and indicates that Apaf-1 and caspase-3 gene expression is
normally repressed in the adult brain. Acute brain injury appears to
recapitulate earlier expression patterns for these proapoptotic genes
that lead to apoptosis. Development of specific antibodies and
inhibitors of Apaf-1 will help clarify the role of this protein in
developmental neuronal apoptosis as well as in injury-induced apoptotic
cell death.
 |
FOOTNOTES |
Received April 9, 2001; revised July 12, 2001; accepted July 13, 2001.
This work was supported by Grants R01 NS38941 and R01 NS36537 from the
National Institute for Neurological Diseases and Stroke to A.G.Y. and
A.I.F. and by Grant DAMD17-99-2-9007 from the United States Department
of Defense to A.I.F. We thank Dr. Vishva M. Dixit for the dominant
negative caspase-8 and caspase-9 expression constructs. We also thank
Dr. Gabriel Nunez for the cDNA clone encoding human Apaf-1XL.
Correspondence should be addressed to Alexander G. Yakovlev, Georgetown
University Medical Center, Research Building, WP-14, 3970 Reservoir
Road Northwest, Washington, DC 20007. E-mail:
yakovlev{at}giccs.georgetown.edu.
 |
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2111 - 2120.
[Abstract]
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Z. Islam, C. C. Hegg, H. K. Bae, and J. J. Pestka
Satratoxin G-Induced Apoptosis in PC-12 Neuronal Cells is Mediated by PKR and Caspase Independent
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C. E. Johnson, Y. Y. Huang, A. B. Parrish, M. I. Smith, A. E. Vaughn, Q. Zhang, K. M. Wright, T. Van Dyke, R. J. Wechsler-Reya, S. Kornbluth, et al.
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K. M. Wright, M. I. Smith, L. Farrag, and M. Deshmukh
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G. Cao, J. Xing, X. Xiao, A. K. F. Liou, Y. Gao, X.-M. Yin, R. S. B. Clark, S. H. Graham, and J. Chen
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J. W. Kuluz, R. Prado, D. He, W. Zhao, W. D. Dietrich, and B. Watson
New Pediatric Model of Ischemic Stroke in Infant Piglets by Photothrombosis: Acute Changes in Cerebral Blood Flow, Microvasculature, and Early Histopathology
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N. Bahi, J. Zhang, M. Llovera, M. Ballester, J. X. Comella, and D. Sanchis
Switch from Caspase-dependent to Caspase-independent Death during Heart Development: ESSENTIAL ROLE OF ENDONUCLEASE G IN ISCHEMIA-INDUCED DNA PROCESSING OF DIFFERENTIATED CARDIOMYOCYTES
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Q. Sang, M. H. Kim, S. Kumar, N. Bye, M. C. Morganti-Kossman, J. Gunnersen, S. Fuller, J. Howitt, L. Hyde, T. Beissbarth, et al.
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D. M. Wallace, M. Donovan, and T. G. Cotter
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D. P. McKernan, C. Caplis, M. Donovan, C. J. O'Brien, and T. G. Cotter
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M. B. Potts, A. E. Vaughn, H. McDonough, C. Patterson, and M. Deshmukh
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D. Bredesen
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K. M. Wright, M. W. Linhoff, P. R. Potts, and M. Deshmukh
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G. Cao, M. Xiao, F. Sun, X. Xiao, W. Pei, J. Li, S. H. Graham, R. P. Simon, and J. Chen
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R. Li, L. Yang, K. Lindholm, Y. Konishi, X. Yue, H. Hampel, D. Zhang, and Y. Shen
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S. JAYANTHI, X. DENG, P.-A. H. NOAILLES, B. LADENHEIM, and J. L. CADET
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F. Doonan, M. Donovan, and T. G. Cotter
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D. Garcia-Domingo, D. Ramirez, G. Gonzalez de Buitrago, and C. Martinez-A
Death Inducer-Obliterator 1 Triggers Apoptosis after Nuclear Translocation and Caspase Upregulation
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L. Labrada, X. H. Liang, W. Zheng, C. Johnston, and B. Levine
Age-Dependent Resistance to Lethal Alphavirus Encephalitis in Mice: Analysis of Gene Expression in the Central Nervous System and Identification of a Novel Interferon-Inducible Protective Gene, Mouse ISG12
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W. Liu, G. Wang, and A. G. Yakovlev
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