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The Journal of Neuroscience, November 1, 2001, 21(21):8680-8689
Altered Respiratory Motor Drive after Spinal Cord Injury:
Supraspinal and Bilateral Effects of a Unilateral Lesion
Francis J.
Golder1,
Paul J.
Reier2, and
Donald
C.
Bolser1
1 Department of Physiological Sciences, College of
Veterinary Medicine, and 2 Department of Neuroscience,
University of Florida, Gainesville, Florida 32610
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ABSTRACT |
Because some bulbospinal respiratory premotor neurons have
bilateral projections to the phrenic nuclei, we investigated whether changes in contralateral phrenic motoneuron function would occur after
unilateral axotomy via C2 hemisection. Phrenic neurograms were recorded under baseline conditions and during hypercapnic and
hypoxic challenge in C2 hemisected, normal, and
sham-operated rats at 1 and 2 months after injury. The rats were
anesthetized, vagotomized, and mechanically ventilated. No group
differences were seen in contralateral neurograms at 1 month after
injury. At 2 months, however, there was a statistically significant
decrease in respiratory rate (RR) at normocapnia, an elevated RR during hypoxia, and an attenuated increase in phrenic neurogram amplitude during hypercapnia in the C2-hemisected animals. To test
whether C2 hemisection had induced a supraspinal change in
respiratory motor drive, we recorded ipsilateral and contralateral
hypoglossal neurograms during hypercapnia. As with the phrenic motor
function data, no change in hypoglossal output was evident until 2 months had elapsed when hypoglossal amplitudes were significantly
decreased bilaterally. Last, the influence of serotonin-containing
neurons on the injury-induced change in phrenic motoneuron function was examined in rats treated with the serotonin neurotoxin,
5,7-dihydroxytryptamine. Pretreatment with 5,7-dihydroxytryptamine
prevented the effects of C2 hemisection on contralateral
phrenic neurogram amplitude and normalized the change in RR during
hypoxia. The results of this study show novel neuroplastic changes in
segmental and brainstem respiratory motor output after C2
hemisection that coincided with the spontaneous recovery of some
ipsilateral phrenic function. Some of these effects may be modulated by
serotonin-containing neurons.
Key words:
hypercapnia; hypoglossal; hypoxia; phrenic; rats; serotonin; spinal cord injury; ventilation
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INTRODUCTION |
High cervical spinal injuries in
animal models and humans result in potentially life-threatening
respiratory compromise because of the interruption of descending
bulbospinal drive to either the phrenic motoneuron (PhMN) pools
directly (e.g., rat) (Ellenberger et al., 1990 ) or related interneurons
(e.g., cat) (Bellingham and Lipski, 1990 ). However, the phrenic motor
system can also exhibit a remarkable degree of functional plasticity,
as best exemplified by the crossed phrenic phenomenon (CPP)
(Goshgarian, 1981 ). Thus, a C2 hemisection
axotomizes descending bulbospinal premotor neurons and creates a
hemiparesis of the diaphragm. Restoration of phasic activity in the
previously quiescent ipsilateral phrenic nerve may then occur either by
inducing the CPP under controlled experimental conditions (O'Hara and
Goshgarian, 1991 ) or by spontaneous expression of the CPP after a
post-injury delay of 1-4 months (Nantwi et al., 1999 ). This functional
recovery is believed to be mediated by activation of a latent
bulbospinal premotor pathway that projects from the uninjured,
contralateral side via decussations caudal to the hemisection (Moreno
and Goshgarian, 1992 ). Serotonin is an important modulator of
respiratory motor drive within both the brainstem and the phrenic
nuclei (Bonham, 1995 ; McCrimmon et al., 1995 ) and has also been
implicated in the expression of the CPP (Zhou and Goshgarian,
2000 ).
However, beyond the CPP and compensatory recruitment of other accessory
respiratory muscles (e.g., intercostals), relatively little more is
known of neurophysiological adaptations to cervical spinal cord injury
(SCI) that may affect respiratory output from other segmental
(i.e., contralateral phrenic) and supraspinal (i.e., hypoglossal) motor
neuron pools. C2 hemisection has the potential to
alter respiratory motor drive to the contralateral phrenic nucleus
because some premotor neurons in the brainstem ventral respiratory
group (VRG) extend bilateral descending collaterals to the PhMN pools
(Lipski et al., 1994 ). C2 injury also may alter respiratory motor output from these motoneuron pools via serotonergic mechanisms after cervical deafferentation (Kinkead et al., 1998 ; Bach
et al., 2000 ; Mantilla et al., 2000 ) or injury of respiratory raphe
neurons with projections to both hypoglossal and the phrenic nuclei
(Manaker et al., 1992 ).
For this study, we hypothesized that C2
hemisection would alter contralateral PhMN function and that
serotonergic modulation could be involved. We also speculated that any
effects of hemisection on contralateral phrenic motor output also would
be manifested in the hypoglossal nerves. Our findings show that
C2 hemisection causes alterations in
contralateral phrenic motoneuron output that entailed differential
responses to specific physiological challenges. These changes on the
uninjured side appeared to be partially modulated by
serotonin-containing neurons. We also observed similar changes in
respiratory motor output from both hypoglossal nerves along with a
suggested alteration in the central respiratory pattern generator, as
evidenced by a decreased baseline respiratory rate. Interestingly, the
temporal emergence of these altered segmental and supraspinal functions
overlapped with a low level of spontaneous ipsilateral PhMN functional
recovery. Collectively, these findings provide novel insights into the
functional neuroplasticity of the phrenic motor system that may be
relevant to other motor systems and the development of therapeutic
interventions for cervical spinal injuries.
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MATERIALS AND METHODS |
Seventy-three specific pathogen-free female rats were used in
this study (Harlan Sprague Dawley, Indianapolis, IN) from colony K63317
and ranging in weight between 200 and 300 gm. The first set of
experiments was designed to determine whether C2
hemisection alters the neurogram response to hypercapnia and hypoxia at
1 and 2 months after injury. Animals in this series were divided into
three groups for each time point: at 1 month after injury: normal
(n = 5), C2 hemisected
(n = 8), and sham-operated (n = 8); at
2 months after injury: normal (n = 8),
C2 hemisected (n = 15), and
sham-operated (n = 12). Different rats were used to form the normal group for each time point. Either 1 or 2 months elapsed
after surgical injury before rats were included in terminal electrophysiological studies. The second series of experiments explored
whether serotonin is involved in any alterations in PhMN function after
hemisection at 2 months after injury. Rats in this series were divided
into two groups: 5,7-dihydroxytryptamine (DHT) pretreated
(n = 7) and C2 hemisected and DHT
pretreated rats (n = 10). Two months elapsed after
surgical injury before these rats were included in terminal
electrophysiological studies. HPLC and mass spectrometry were used to
quantify the effect of DHT on monoamines within the brainstem and
cervical spinal cords in normal (n = 2), sham-operated
(n = 5), C2 hemisected
(n = 5), DHT-only (n = 5), and
C2 hemisected and DHT (n = 5)
rats. These rats were not included in terminal studies to assess
respiratory drive; however, they were also allowed a 2 month
postoperative survival period. Animal husbandry and all procedures were
in compliance with the Institutional Animal Care and Use Committee at
the University of Florida.
Spinal cord hemisection. Rats were anesthetized with
medetomidine (75 µg/kg, i.m.) and isoflurane in oxygen anesthesia.
After oro-tracheal intubation, anesthesia was maintained with
isoflurane in oxygen, and rats were mechanically ventilated. A
laminectomy was made at the C2 vertebral level,
and the second cervical spinal segment and the cranial segment of the
third cervical spinal segment were exposed. A 1-mm-long left-sided
hemisection was then made in the cranial segment of
C2 using a scalpel blade and the section aspirated with a fine-tipped glass pipette. The dura and arachnoid and
overlying soft tissues were closed with interrupted 10-0 sutures. All
animals were allowed to recover and received atipamezole (0.1 mg/kg,
i.v.) to antagonize the anesthetic effects of medetomidine, buprenorphine (50 µg/kg, i.v.), and carprofen (5 mg/kg, i.v.) for
postsurgery pain control. Analgesics were repeated as required over the
next 2 d. Either one or 2 months were allowed to elapse before
rats were randomly placed in terminal electrophysiological studies. For
rats that were sham-operated, the procedure was the same, but the
spinal cord was left intact after the meninges were incised and sutured.
Administration of 5,7-dihyrdroxytryptamine. For the second
series of experiments, rats were anesthetized with medetomidine (75 µg/kg, i.m.) and isoflurane in oxygen anesthesia. After oro-tracheal intubation, anesthesia was maintained with isoflurane in oxygen, and
rats were mechanically ventilated and placed in a stereotaxic apparatus. A 2-mm-diameter hole was drilled in the cranium immediately caudal to the bregma. The tip of a glass micropipette was positioned within the right lateral cerebral ventricle (coordinates: 0.8 mm
posterior to the bregma, 1.5 mm lateral from the sagittal suture, and
3.5 mm ventral to the surface of the cerebral cortex). Thirty minutes
after administration of the monoamine uptake inhibitor desipramine (25 mg/kg, i.p.), the selective serotonergic neurotoxin DHT (150 µg
dissolved in 20 µl of 0.2% ascorbic acid in normal saline) was
injected slowly over 2 min using a pressure injection system. After
drug injection, the micropipette was kept in position for an additional
5 min and then withdrawn. Rats were allowed to recover from anesthesia
and received atipamezole (0.1 mg/kg, i.v.) to antagonize the anesthetic
effects of medetomidine and buprenorphine (50 µg/kg, i.v.) and
carprofen (5 mg/kg, i.v.) for postsurgery pain control. One week was
allowed to elapse after neurotoxin injection in rats that were to
receive a C2 hemisection injury.
Assessment of respiratory motor drive. At either 1 or 2 months after injury, anesthesia was induced with urethane (1.4 gm/kg, i.p.) and maintained with isoflurane in oxygen via a face mask. A
femoral arterial catheter was placed to allow monitoring of direct
arterial blood pressure and to allow collection of arterial blood for
blood gas analysis (iSTAT, Waukesha, WI). Each blood gas measurement
required 0.2 ml of blood, and a maximum of four blood samples were
taken from each rat. A femoral vein catheter was placed to administer
drugs and fluids. Isoflurane was then discontinued, and anesthesia was
maintained by administering urethane (0.2-0.3 gm/kg, i.v.) as needed.
Atropine (0.1 mg/kg, i.v.) was used to reduce airway secretions. At
least 45 min elapsed from the end of isoflurane anesthesia until the
start of baseline data collection. Animals were mechanically ventilated
via a tracheotomy tube using a Harvard small animal ventilator. The
rats were bilaterally vagotomized in the midcervical region and were
paralyzed with pancuronium (1.0 mg/kg, i.v.). Both phrenic nerves were
dissected within the caudal neck region (before the communication with
the accessory phrenic nerve) using a ventral approach. In a subset of
rats from each group, except those that received DHT, both hypoglossal
nerves also were exposed in the cranial cervical region. The nerves
were cut distally and placed over bipolar silver recording electrodes
covered in a mixture of paraffin and mineral oil. Tidal volume was set
at 2-2.5 ml. Body temperature was maintained at 37.5 ± 0.5°C
using an electric blanket.
Baseline conditions were standardized between groups by measuring the
apneic threshold in an individual animal and setting the
PCO2 at 2-3 mmHg above the apneic threshold.
Apnea was accomplished by increasing the respiratory rate of the
ventilator while monitoring the endtidal PCO2
(Capnoguard; Novametrix Medical Systems, Wallingford, CT). The apneic
threshold was defined as the midpoint between the cessation of bursting
and its reappearance once the respiratory rate was decreased. An
arterial blood sample was then taken to measure the endtidal to
arterial difference in PCO2. This difference was
used to calculate the arterial PCO2 that
corresponded to the apneic threshold. Rats were allowed 15 min at their
baseline PCO2 to equilibrate before the protocol
was started.
Stable baseline neurograms were recorded while the animal was
ventilated with a hyperoxic gas mixture
(FiO2 = 0.40; FiCO2 = 0.00;
FiN2 = 0.60). Animals were then challenged with 5 min of hypercapnia (FiO2 = 0.40;
FiCO2 = 0.05; FiN2 = 0.55)
followed by 2 min of hypoxia (FiO2 = 0.08;
FiCO2 = 0.00; FiN2 = 0.92). At least 5 min was allowed between the successive challenges to enable
respiratory activity (rate and amplitude) to return to baseline values.
At the end of each challenge, an arterial blood sample was taken to
measure blood gases before returning to baseline conditions. Before
being killed, maximal eupneic inspiratory activity was induced
by subjecting the animal to asphyxia by terminating mechanical
ventilation. Peak inspiratory amplitude of eupneic-like bursts was
measured to allow standardization of baseline inspiratory activity.
Eupneic-like activity was differentiated from gasping using the
criteria of St. John and Paton (2000) . The raw neurograms were
amplified, filtered (0.2-2.0 kHz), recorded on VCR tape, and streamed
online to a computer based data analysis system (CED 1401; Cambridge
Electronic Design, Cambridge, UK).
Histological confirmation of C2
hemisection. After the asphyxic challenge, all rats that received
a spinal hemisection were transcardially perfused with 4%
paraformaldehyde solution in PBS. The cervical spinal cord was
removed, and the C2 spinal segment was embedded
in paraffin. The spinal segment was sectioned at 10 µm thickness and
stained with cresol violet and luxol fast blue. Complete hemisection of
the second cervical spinal segment was confirmed by light microscopy.
Serotonin immunocytochemistry. The brainstem and midcervical
spinal cord were also removed from rats that received a hemisection and/or DHT. A 2 mm transverse block from the brainstem (at the level of
the area postrema) and one from the C4 spinal
segment was sectioned on a vibratome at 40 µm thickness. Sections
were washed in high salt buffer, incubated in 5.0% normal goat serum, and then incubated overnight in rabbit anti-serotonin. The sections were rewashed and then incubated for 45 min in goat anti-rabbit IgG.
After being washed again, the sections were incubated in rabbit
peroxidase anti-peroxidase for 45 min. The sections were then reacted
with 0.05% diaminobenzidine in the presence of hydrogen peroxide. The
sections were then mounted and coverslipped. The sections were examined
under light microscopy to determine the presence of serotonin
immunoreactivity. Brainstem sections were examined under low
magnification to identify the relative position of each section
relative to the obex using a rat brain stereotaxic atlas. All brainstem
sections were located between 0.7 and 2.7 mm rostral to the obex.
HPLC analysis. HPLC and mass spectrometry
were used to quantify the effect of DHT on monoamines within the
brainstem and cervical spinal cord in parallel groups of rats. Rats
were decapitated at 2 months after injury, and their brainstem and
entire cervical spinal cord were rapidly removed, weighed, and frozen
to 80°C. Time from decapitation to placement in the freezer was
consistently <7 min for each animal. In preparation for analysis, each
frozen sample was thawed on ice. To each thawed sample 2 ml of 0.2 M perchloric acid and 20 µl of 125 µM dihydroxybenzylamine were added. The sample
was then homogenized on ice, centrifuged for 15 min at 4°C, and
filtered through a pipette containing a glass wool plug. To the
collected supernatant 100 µl of caffeine (100 µg/ml) was added as
an internal standard, and the sample was transferred to an amber vial.
Samples were analyzed by HPLC with mass spectrometric detection. The
injection volume was 100 µl. Separation occurred across an AllTech
C18 column under isocratic conditions in a flowing stream of 90:10
acetonitrile:ammonium acetate buffer (6.4 gm/l ammonium acetate in
water, pH 4.0, with acetic acid). Sample handling from preparation to
completion of analysis was maintained within an 18 hr time frame.
Data analysis. Bursting frequency [i.e., respiratory rate
(RR)] and amplitude (AMP) were measured from the integrated
hypoglossal neurograms and the integrated contralateral phrenic
neurogram during baseline conditions and hypercapnia and hypoxia.
Baseline RR and AMP were measured over 60 sec and 10 bursts,
respectively. During hypercapnia, RR and AMP were averaged from three
adjacent bursts at the 60 sec time point and again at the 5 min end
point. During hypoxia the intervals were 15 sec and an end point
measurement of 120 sec. The initial measurement during both challenges
was taken to represent the dynamic component of the neurogram response and the end point measurement to coincide with sampling for blood gas
analysis. Changes in RR and AMP were expressed as a percentage of
baseline values. Baseline AMP was expressed as a percentage of asphyxic
maximal amplitude as an additional standardization of baseline
conditions within an animal.
Comparisons were performed of means using a two-factor ANOVA
with repeated measures for time. When significant differences were
found between groups, pairwise multiple comparisons were made using the
Bonferroni's t test. Differences in the incidence of
observations made on the ipsilateral phrenic nerve between injured
groups and controls were compared using the Fisher's exact test. Differences were considered significant if the overall
significance level was p < 0.05.
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RESULTS |
Histological confirmation of C2 hemisection
Based on the widespread distribution of descending axons from
bulbospinal premotor neurons (Lipski et al., 1994 ), a unilateral deletion of VRG projection to the phrenic motoneuron pool requires complete removal of both the lateral and ventral funiculi. Thus, all
the respiratory data reported below were obtained from animals with
C2 hemisections that met histological criteria
(Fig. 1). Only two
C2 lesioned and one DHT pretreated and
C2 injured rat were excluded from data analysis
because the hemisections were either incomplete (1/3) or had crossed
the midline (2/3).

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Figure 1.
Photomicrograph of a 10 µm transverse section
through the cranial portion of the second cervical spinal segment.
Notice complete hemisection with no spinal tissue remaining from the
side of injury and the contralateral side remains intact.
LF, Lateral funiculus; VF, ventral
funiculus; DH, dorsal horn; VH, ventral
horn; CC, central canal.
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The contralateral phrenic neurogram after
C2 hemisection
Baseline conditions
During the prechallenge period, arterial blood gases and pH, mean
arterial blood pressure (MABP), heart rate, and rectal temperature were
measured in all groups (Table 1). Normal
and sham-operated rats were combined as "controls" because no
significant differences were found between them in baseline variables
or respiratory motor output during chemical challenge. When
measurements from controls and C2 hemisected rats
were compared at 1 and 2 months after injury, MABP, arterial pH,
PaCO2, PaO2, heart rate,
and rectal temperature were identical (Table 1). Rectal temperature did
not vary throughout the entire experiment. In addition, the apneic
threshold measured in all rats at 1 month after injury and 14 of 20 control rats and 5 of 15 C2 hemisected rats at 2 months after injury was similar between groups (Table 1).
Respiratory motor output was assessed by measuring phrenic RR and the
peak amplitude of phasic activity in the right phrenic neurogram of
controls and the phrenic neurogram contralateral to
C2 injury in lesioned rats. Baseline
contralateral phrenic neurogram amplitude was expressed as a percentage
of the maximal amplitude in the same nerve during severe chemical
challenge (as asphyxia at the end of the experiment) to standardize
motor output (Nantwi et al., 1999 ). When expressed this way, baseline
amplitude was similar between groups at both intervals after injury
(Table 1). In contrast, phrenic RR was significantly decreased
(p < 0.05) in the C2
lesioned rats but only at 2 months after injury (Table 1, Fig.
2c).

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Figure 2.
The contralateral phrenic neurogram response to
hypercapnic challenge. The response to hypercapnia is presented at 1 month (A, B) and 2 months (C, D) after
injury in control ( ), DHT-only ( ), C2 hemisected
( ), and DHT + C2 hemisected ( ) rats. A
and C represent the change in respiratory rate (RR)
during 5 min of hypercapnia. B and D
represent the percentage of increase in phrenic amplitude (PA) from
baseline in the contralateral phrenic nerve. DHT,
5,7-Dihydroxytryptamine. Means ± SE; *p < 0.05 relative to control; p < 0.05 relative to
DHT-only; p < 0.05 relative to hemisected + DHT.
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Hypercapnia
We then exposed rats to hypercapnia for 5 min to stimulate
respiratory motor drive because recently published evidence (Teng et
al., 1999 ) suggests that the effects of SCI on ventilation may be more
pronounced during respiratory challenge than eupnea. No differences
were detected between control and lesioned groups at 1 or 2 months
after injury in arterial blood gases, heart rate, or blood pressure
during this challenge (see Table 3). Consistent with other studies
(Fukuda and Honda, 1982 ; Kong and Berger, 1986 ; Bach and Mitchell,
1998 ; Bach et al., 1999 ), the response to hypercapnia in control rats
consisted of an increased RR (Fig. 2a,c) and increased phrenic amplitude (Fig. 2b,d) above baseline values.
At 1 month after injury, no differences were detected in the
hypercapnic neurogram response between controls and lesioned rats (Fig.
2a,b). By comparison, at 2 months after injury, the RR in
C2 hemisected rats began at a lower rate (see
above), but there were no differences in peak RR during hypercapnia
compared with controls (Fig. 2c). The contralateral phrenic
amplitude also increased during hypercapnia in C2
hemisected rats; however at 2 months after injury, the maximal
percentage change above baseline was only ~50% of controls (Fig.
2d), thereby representing a significantly decreased
amplitude response to chemical challenge (p < 0.05).
In previous studies, phrenic amplitudes during respiratory challenge
have been expressed as a percentage of the phrenic maximal amplitude
during extreme hypercapnic stimulation (Fregosi and Mitchell, 1994 ).
This represents an attempt to reduce the large effect on a ratio when a
small denominator (i.e., baseline amplitude) varies slightly. In our
study, baseline amplitudes as a percentage of maximal asphyxic
amplitude were comparable between groups (Table 1). Despite this, we
chose to normalize the phrenic amplitude response to baseline amplitude
because the hypercapnic amplitude response was abnormal in the
C2 hemisected group and hypercapnia is a
component of the asphyxic stimulus.
Hypoxia
After the hypercapnic challenge, rats were returned to baseline
conditions, and at least 5 min elapsed before beginning the second
chemical stimulus of 2 min of hypoxia. No differences were detected
between control and lesioned groups at 1 or 2 months after injury in
arterial blood gases, heart rate, or blood pressure during hypoxia
(Table 2). During the hypoxic challenge,
control rats responded as previously reported (Hoop et al., 1999 ; Bach and Mitchell, 2000 ) with an increase in RR (Fig.
3c) and phrenic amplitude
(Fig. 3d).
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Table 2.
Cardiovascular measurements obtained in control (combined 1 month, n = 13; 2 month controls, n = 20), C2 hemisected (1 month, n = 8; 2 months, n = 15), DHT-only (n = 7),
and DHT + C2 hemisected (n = 10) rats
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Figure 3.
The contralateral phrenic neurogram response to
hypoxic challenge. The response to hypoxia is presented at 1 month
(A, B) and 2 months (C,
D) after injury in control ( ), DHT-only ( ),
C2 hemisected ( ), and DHT + C2 hemisected
( ) rats. A and C represent the change
in respiratory rate (RR) during 2 min of hypoxia. B and
D represent the percentage of increase in phrenic
amplitude (PA) from baseline in the contralateral phrenic nerve.
Means ± SE; *p < 0.05 C2
hemisected group relative to control.
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At 1 month after injury no differences were detected in the hypoxic
neurogram response between controls and lesioned rats (Fig.
3a,b). However by 2 months after injury, RR was lower than controls immediately before hypoxic challenge (Fig. 3c) and
was similar to the effect of injury on RR during baseline conditions (Table 1, Fig. 2c). During hypoxia, RR was significantly
higher in C2 hemisected rats compared with
controls (p < 0.05) (Fig. 3c). In
contrast to the hypercapnic challenge, no differences were identified
in the contralateral phrenic amplitude response to hypoxia between
controls and lesioned rats at 2 months after injury (Fig.
3d).
The hypoglossal neurograms after C2 hemisection
In the above section we have described an effect of
C2 hemisection on the amplitude response in the
contralateral phrenic neurogram that develops between 1 and 2 months
after injury. Some rostral VRG bulbospinal premotor neurons with
bilateral projections to the phrenic nuclei also project to the
ipsilateral hypoglossal nucleus (Lipski et al., 1994 ). It follows that
a C2 hemisection could potentially alter
respiratory motor output from both hypoglossal nuclei. To examine this
hypothesis, we recorded the hypoglossal neurogram response to
hypercapnic challenge in all rats at 1 month and eight control and five
lesioned rats at 2 months after injury (Fig.
4). The effect of
C2 hemisection on neurogram amplitude during
hypercapnia also was evident in both hypoglossal nerves and again only
occurring at 2 months after injury (Fig. 4b).

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Figure 4.
The hypoglossal neurogram amplitude response to
hypercapnia. The amplitude response is presented at 1 month
(A) and 2 months (B) after
injury from both hypoglossal nerves in control rats ( ), and the
ipsilateral ( ) and contralateral ( ) hypoglossal nerves in
C2 hemisected rats. HA, Hypoglossal
neurogram inspiratory amplitude as a percentage of baseline.
*p < 0.05 relative to control.
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The ipsilateral phrenic neurogram after
C2 hemisection
Spontaneous functional recovery has been previously reported to
occur in the phrenic nerve ipsilateral to the side of injury by 1-2
months after C2 hemisection (Nantwi et al.,
1999 ). Examination of the raw and integrated neurograms from the
ipsilateral phrenic nerve revealed similar findings in the present
study. Interestingly, the onset of the ipsilateral and contralateral
changes in respiratory motor output after C2
hemisection occurred within the same time frame. Functional recovery
was considered present if there was evidence of phasic bursting in
synchrony with inspiratory activity in the contralateral phrenic
neurogram (Fig. 5a). When
activity was present at baseline and during subsequent respiratory
challenges, it was visibly reduced in amplitude relative to the
contralateral phrenic neurogram (Fig. 5a). Functional
recovery in the ipsilateral phrenic nerve was seen in two of eight
C2 hemisected rats during baseline conditions at
1 month after injury. This was significantly lower than the incidence
of recovery at 2 months after injury (11 of 15 rats)
(p < 0.05).

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Figure 5.
Integrated (top) and raw
(bottom) neurograms from the contralateral
(C) and ipsilateral
(I) phrenic nerves in a C2
hemisected rat at 2 months after injury during normocapnia and
asphyxia. Vertical scales (in millivolts) are the same for all traces.
Note the presence of synchronous phasic inspiratory activity in the
ipsilateral phrenic nerve (dotted arrows) and increased
tonic activity during the expiratory phase in the ipsilateral but not
the contralateral phrenic neurogram (solid
arrows).
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At 1 month after injury, four of the remaining six rats developed
phasic inspiratory activity during hypercapnia, which was reversible
when returned to baseline conditions and then returned for subsequent
challenges (hypoxia and asphyxia). The remaining two rats developed
phasic inspiratory activity during hypoxia, which also was reversible
and reappeared during asphyxia. At 2 months after injury, three of the
four C2 hemisected rats that did not have
activity in the ipsilateral phrenic nerve during baseline conditions
developed phasic inspiratory bursting during hypercapnia, and this was
reversible when the rats were returned to baseline conditions and
subsequent challenges (hypoxia and asphyxia) thereafter. In one rat, no
evidence of spontaneous recovery was evident throughout the study.
Previous investigations have primarily focused on changes in
inspiratory discharge in the ipsilateral phrenic nerve after C2 hemisection (Hadley et al., 1999b ; Zhou and
Goshgarian, 1999 ; Nantwi et al., 1999 ). We examined the expiratory
phase in the raw neurograms, which revealed differences between the
ipsilateral and contralateral phrenic neurogram in the injured rats
that were not present in the controls (Fig. 5b). At 1 month
after injury, tonic activity during the expiratory phase in the
ipsilateral phrenic neurogram of C2 hemisected
rats was present during hypoxia and asphyxia in one rat. At 2 months
after injury, the incidence of this activity was significantly higher
than at 1 month (13 of 15 rats).
Serotonergic contribution to the altered contralateral and
ipsilateral phrenic neurograms after C2 hemisection at 2 months after injury
Brainstem and spinal serotonin immunoreactivity
To examine the role of serotonin-containing neurons in the
emergence of the alterations seen after hemisection, we restricted the
second series of experiments in rats at the 2 month postinjury interval. The distribution of serotonergic elements of both brainstem (Fig. 6a) and spinal levels
(Fig. 6c) in normal and sham-operated rats was consistent
with previous detailed descriptions (Steinbusch, 1981 ).

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Figure 6.
Photomicrographs of sections showing relative
serotonin immunoreactivity from the caudal brainstem in normal
(A) and DHT-only (B) rats,
and the C4 spinal segment in normal
(C), DHT-only (D),
C2 hemisected (E), and DHT and
C2 hemisected (F) rats. Notice the
paucity of immunoreactive cells (midline of each brainstem section) and
varicosities (top aspect of each brainstem section) in
rats that had received DHT. Also notice the bilateral distribution of
immunoreactive varicosities in the C4 spinal sections from
the normal rat (C) and the loss of
immunoreactivity on the side of injury in the C2 hemisected
rat (D). Both uninjured and injured rats that had
received DHT had only sparse immunoreactive varicosities
(D, F).
|
|
In C2 hemisected rats, brainstem serotonin
immunoreactivity was similar to normal and sham-operated rats (data not
shown). However, the C4 spinal level in
C2 hemisected rats was characterized by an almost
complete absence of immunoreactivity in the ipsilateral dorsal and
ventral horn compared with normal rats (Fig. 6e). On the
contralateral side, immunoreactive beaded axonal profiles were present
in the dorsal and ventral horns, but the staining intensity and
apparent number of serotonin profiles appeared less than normal (Fig.
6e). In the contralateral ventral horn, varicosities retained their normal distribution around motoneurons.
The effects of DHT on serotonin-containing neurons in the brainstem and
spinal cord were consistent with previous studies (Baumgarten et al.,
1973 , 1974 ; Maxwell and Foster, 1991 ). In DHT-treated rats,
immunoreactive cell bodies were present in four of seven rats, and the
overall intensity of staining appeared less than normal (Fig.
6b). In addition, beaded axonal profiles were reduced in
number and staining intensity in all DHT-treated rats, but they
persisted in the region of inferior olivary nucleus and NTS. In rats
pretreated with DHT and then C2 hemisected, the pattern of serotonin immunoreactivity in the brainstem (data not shown)
and C4 spinal segment (Fig. 6f)
were indistinguishable from those rats that had only received DHT.
Brainstem and spinal serotonin levels
The effects of DHT and/or C2 hemisection on
monoamine concentration in the brainstem and cervical spinal cord were
assessed using HPLC and mass spectrometric analysis in parallel groups of rats that were not included in terminal electrophysiological studies
but that had a similar 2 month postlesion period. The neurotoxin, DHT,
has the potential to injure both serotonergic and noradrenergic fibers.
Therefore, we assayed for norepinephrine (NE), serotonin, and its
metabolite, 5-hydroxyindolacetic acid in the brainstem and
cervical spinal cord (Table 3). When
monoamine concentration was below the minimal detectable level for any
sample during HPLC/mass spectrometric quantification, the value
assigned to the animal from which the sample was obtained was defined
as the minimum concentration. Assigning a value equal to or greater than the true value provides complete sets of numerical values and
allowed comparison of means between groups. This approach has the
disadvantage of increasing the chance of a type II error but reduces
the likelihood of a type I error. There were no differences in the
concentrations of monoamines in normal and sham-operated rats, and we
grouped those data as controls. Previous administration of desipramine
to block DHT uptake into noradrenergic nerve terminals (Bjorklund et
al., 1975 ) did not affect NE concentration between DHT and control
groups (Table 3). No evidence for decreased serotonin concentration was
found in the brainstem between groups (Table 3) despite the clear loss
of immunoreactive fibers as noted above. In contrast, a combined loss
of serotonin immunoreactivity and decreased serotonin concentration
existed in the cervical spinal cord in groups that received DHT
compared with controls (p < 0.05) (Table
3).
View this table:
[in this window]
[in a new window]
|
Table 3.
Concentrations of norepinephrine (NE), serotonin (5-HT),
and its metabolite 5-hydroxyindolacetic acid (5-HIAA) in brainstem and
cervical spinal cord determined by HPLC/mass spectrometric analysis at
2 months after injury
|
|
Physiological effects of 5,7-dihydroxytryptamine on the
contralateral phrenic neurogram
Baseline arterial PCO2 and contralateral
phrenic neurogram amplitude (as a percentage of asphyxic maximal) in
rats that had received DHT were similar to control and
C2 hemisection-only groups (Table 1). In general
agreement with other studies (Mueller et al., 1980 , 1985 ;
Martin-Body and Grundy, 1985 ; Kamei et al., 1988 ), rats that
received DHT had a significantly lower baseline RR compared with
controls (p < 0.05) (Table 1). Although
C2 hemisection had a similar effect on baseline
RR, the combination of DHT and injury did not appear to be additive
(Table 1).
In the DHT-only group, the contralateral phrenic neurogram responses to
hypercapnia and hypoxia were not altered compared with control rats
(Figs. 2c,d, 3c,d). However, the neurotoxin did
modify the hypercapnic response in C2 hemisected
rats. During hypercapnia, the percentage of change in phrenic neurogram
amplitude contralateral to the side of injury in DHT + C2 hemisected rats was significantly higher than
C2 hemisected rats (p < 0.05) and not different from controls (Fig. 2d). Unlike the
hemisection-only group during early hypoxia, the RR in the DHT + C2 hemisected group was not different to the
controls (Fig. 3c).
Physiological effects of 5,7-dihydroxytryptamine on the ipsilateral
phrenic neurogram
The incidence of spontaneous functional recovery at 2 months after
injury was 73% in C2 hemisected rats, and this
decreased to only 20% in injured rats pretreated with DHT
(p < 0.05). The incidence of unilateral tonic
activity during the expiratory phase in C2
hemisected rats (87%) also was significantly lower than in
C2 hemisected rats that were pretreated with DHT
(40%) (p < 0.05).
 |
DISCUSSION |
This investigation has revealed new insights about the range of
neuroplasticity that can be induced in the PhMN system after SCI by
demonstrating for the first time a contralateral effect of a spinal
cord hemisection on phrenic neurogram amplitude, as well as a bilateral
supraspinal effect on the control of breathing. These responses were
not present until 2 months after injury a time when a modest
spontaneous recovery of ipsilateral PhMN function was also first seen.
Finally, we present data suggesting that these effects of spinal
hemisection on respiratory motor output may be mediated in part by
serotonin-containing neurons. Together, these results provide a basis
for gaining further information about the neurobiological mechanisms of
respiratory control via a high cervical spinal injury paradigm.
Altered respiratory motor output
Considering the similarity between groups in normalized baseline
amplitude, we conclude that the altered neurogram amplitudes (Figs.
2d, 4b) in C2 injured rats
represent an impairment of respiratory motor output during hypercapnia.
Although we cannot completely rule out segmental mechanisms within the
contralateral phrenic nucleus (i.e., synaptic plasticity; Tai and
Goshgarian, 1996 ; Hadley et al., 1999a ; Zhou and Goshgarian, 1999 ), the
hypoglossal data imply a primary or concomitant supraspinal
manifestation of functional plasticity. Furthermore, the changes in
respiratory rate after injury (Figs. 2c, 3c) also
support a supraspinal effect of C2 hemisection on
the control of breathing.
These data suggest that either common segmental and supraspinal
mechanisms are involved or that physiological and/or functional reorganization is occurring over the course of 2 months within or
extrinsic to the premotor neurons. It is conceivable, for example, that
C2 hemisection can precipitate functional
reorganization at the level of brainstem as a consequence of
bulbospinal axotomy (Bernstein-Goral et al., 1997 ; Chen and Tseng,
1997 ; Jain et al., 2000 ; Wang et al., 2000 ). In particular, some
rostral VRG respiratory premotor neurons project collaterals to the
hypoglossal and phrenic nuclei (Lipski et al., 1994 ), and axons from
respiratory raphe neurons have a similar distribution (Manaker et al.,
1992 ). Injury-induced plasticity in these brainstem neurons could
account for the changes in motor output seen at 2 months after injury.
Alternatively, axotomy to premotor neurons could alter their intrinsic
electrophysiological properties over time (Tseng and Prince, 1996 ; Chen
and Tseng, 1997 ; Wang et al., 2000 ).
C2 hemisection also may damage ascending
spinobulbar projections (Hubscher and Johnson, 1999 ) and interrupt
afferents segmentally via cervical dorsal rhizotomy (CDR). Chronic CDR
has been demonstrated to alter respiratory motor output from the
phrenic and hypoglossal motoneurons indirectly by profoundly
influencing serotonergic plasticity within these motor nuclei (Kinkead
et al., 1998 ; Bach et al., 2000 ; Mantilla et al., 2000 ). This may also
relate to the DHT findings discussed below.
In humans, cervical SCI alters the hypercapnic and hypoxic ventilatory
responses by increasing minute ventilation using a higher RR and lower
tidal volume than normals (Pokorski et al., 1989 ; Gorini et al., 2000 ).
In rats with a thoracic contusive injury, an elevated RR also occurs
during hypercapnia (Teng et al., 1999 ). This most likely reflects vagal
matching of RR and tidal volume; however, the contribution from a
supraspinal effect cannot be ruled out. It is unlikely that respiratory
mechanical variables contributed to our findings because rats were
vagotomized and neuromuscularly paralyzed.
Arterial blood gases were similar between groups throughout our study,
indicating that the levels of chemoreceptor challenge were
standardized. The stimulus-specific nature of the
C2 injury on neurogram amplitude via the
contralateral phrenic nerve suggests a differential effect of injury on
the neural response to chemoreceptor challenge. Hypercapnic and hypoxic
stimuli use a common bulbospinal pathway, suggesting that the injury
effects occur presynaptically to premotor neurons. The effects of
C2 hemisection on the chemoreception of arterial
CO2 and of oxygen are unknown. Although the
apneic threshold was similar between groups, we did not measure minute ventilation in this study. However, in a spontaneously breathing preparation, injured rats are able to maintain the same minute ventilation as controls with similar PaCO2
(Golder et al., 2001 ). An enhanced sensitivity to
PaO2 could explain the decreased baseline RR
during hyperoxia and increased RR during hypoxia in injured rats.
Changes in the sensitivity to PaO2 may occur at
either the carotid bodies (Prabhakar, 2001 ) or the central signaling
pathway (Gozal et al., 2000 ).
Increased tonic activity in the ipsilateral phrenic nerve during the
expiratory phase in injured rats has been described elsewhere (O'Hara
and Goshgarian, 1991 ). Interestingly, a similar effect is seen in
ipsilateral external intercostal motoneurons after thoracic hemisection
(Kirkwood et al., 1984 ). This activity has been attributed to loss of
inhibitory afferent drive or increased excitability of the motoneurons
after hemisection (Kirkwood et al., 1984 ).
Similar onset of contralateral and ipsilateral
phrenic plasticity
It was of interest to find that the contralateral and supraspinal
effects of C2 hemisection coincided with an onset
of a limited recovery of ipsilateral PhMN function. The incidence of
spontaneous recovery increased from 25 to 73% between 1 and 2 months,
which is in general agreement with the findings of Nantwi et al.
(1999) . In addition, phasic bursting could be reversibly induced during hypercapnia when there was no evidence of such activity before the
challenge. This also is consistent with a previous report (Zhou and
Goshgarian, 1999 ) and supports the hypothesis that spontaneous recovery
involves the recruitment of previously silent pathways (Nantwi et al.,
1999 ). A similar onset time of functional plasticity in the ipsilateral
and contralateral PhMN pools suggests that both events may share a
common mechanism. For example, functional recovery in the ipsilateral
hemidiaphragm could result in decreased motor output in the
contralateral phrenic nerve via renewed inhibitory phrenic afferent
feedback (Frazier and Revelette, 1991 ) and respiratory plasticity
(Goshgarian, 1981 ) in the contralateral phrenic nerve. Renewed motor
activity after spontaneous functional recovery in the paralyzed
hemidiaphragm may enhance ipsilateral phrenic afferent discharge, which
could inhibit motor output in the contralateral phrenic nerve. The
effect of these afferents on hypoglossal output is unknown; however, a
supraspinal influence of phrenic afferents has been described (Speck,
1987 ).
The role of serotonin-containing neurons
Interpretation of the effects of DHT on the supraspinal control of
respiratory motor output in our study is subject to the caveat that
this compound can decrease other colocalized neuromodulators such as
thyroid-releasing hormone, adrenocorticotrophic hormone, and substance
P, as well as regeneration of serotonergic innervation in supraspinal
structures and receptor supersensitivity throughout the CNS (Baumgarten
et al., 1974 ; Pranzatelli, 1998 ). Therefore, interpretation of our
results is restricted to plasticity of serotonin-containing neurons and
not specifically to serotonin itself.
We found no evidence for decreased serotonin concentration in the
brainstem in any group despite the loss of immunoreactive fibers in
rats that had received DHT. Others have also demonstrated a greater
effect of DHT on the distribution of serotonin-immunoreactive fibers
within the brainstem rather than serotonin concentration (Baumgarten et
al., 1973 , 1974 ). In contrast, we demonstrated decreased serotonin
immunoreactivity and serotonin concentration within the cervical spinal
cord in groups that received DHT. This also was consistent with other
studies (Baumgarten et al., 1973 , 1974 ). Collectively, these results
indicate that DHT led to plasticity of serotonin-containing neurons
within the brainstem and serotonergic innervation on both sides of the
cervical spinal cord; however, some recovery of serotonin concentration
had occurred supraspinally by 2 months.
Pretreatment of C2 hemisected rats with DHT
normalized both the contralateral phrenic neurogram amplitude response
during hypercapnia (Fig. 2d) and the change in respiratory
rate during hypoxia (Fig. 3c) at 2 months after injury. This
suggests that serotonin-containing neurons may contribute to these
effects. Serotonin 5-HT1a receptors have been demonstrated to have both supraspinal and spinal inhibitory effects on respiratory motor output
(Lindsay and Feldman, 1993 ; Richmonds and Hudgel, 1996 ; Di Pasquale et
al., 1997 ), as well as increasing respiratory rate at the level of the
brainstem (Monteau et al., 1994 ; Richmonds and Hudgel, 1996 ; Hilaire et
al., 1997 ). A C2 injury may alter supraspinal
control of breathing partly via activation of 5-HT1a receptors in the brainstem.
Plasticity of serotonin-containing nerve terminals may contribute to
the CPP after C2 hemisection injury (Ling et al.,
1994 ; Tai et al., 1997 ; Hadley et al., 1999a ). The role of serotonin in
spontaneous recovery of the ipsilateral phrenic nerve is unknown, however considerable evidence suggests that serotonin-mediated plasticity does occur within the phrenic nucleus secondary to cervical
SCI (Tai et al., 1997 ; Kinkead et al., 1998 ; Mitchell et al., 2000 ). We
have demonstrated a decrease in the incidence of spontaneous recovery
and tonic activity in the ipsilateral phrenic neurogram in
C2 hemisected rats pretreated with DHT. This novel finding suggests that serotonin-containing neurons may in part
mediate ipsilateral spontaneous recovery of respiratory activity. As
mentioned in the previous section, injury may induce ipsilateral and
contralateral phrenic plasticity via a common mechanism. This hypothesis is supported by our experiments with DHT because the neurotoxin reduced both forms of plasticity in injured rats.
 |
FOOTNOTES |
Received June 28, 2001; revised Aug. 20, 2001; accepted Aug. 21, 2001.
This work was supported by the State of Florida Brain and Spinal Cord
Injury Rehabilitation Trust Fund (F.J.G., D.C.B., P.J.R.), University
of Florida Grinter Fellowship (F.J.G.), Mark F. Overstreet Fund for
Spinal Cord Regeneration Research (P.J.R.), and National Institutes of
Health Grant POI-NS-35702 (D.C.B., P.J.R.). We thank the Center
for Human and Environmental Toxicology at the University of Florida for
HPLC analytical services and Barbara O'Steen, Minnie Smith, Christine
Pampo, Melanie Allen, Melissa Ruble, Julie Hammond, and Todd Klocker
for technical assistance.
Correspondence should be addressed to Francis J. Golder, P.O. Box
100144, Gainesville, FL 32610-0144. E-mail:
golderf{at}mail.vetmed.ufl.edu.
 |
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