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The Journal of Neuroscience, November 15, 2001, 21(22):8990-9000
Combined Effects of Intrinsic Facilitation and Modulatory
Inhibition of Identified Interneurons in the Siphon Withdrawal
Circuitry of Aplysia
Adam S.
Bristol1,
Thomas M.
Fischer2, and
Thomas J.
Carew3
1 Department of Psychology, Yale University, New Haven,
Connecticut 06520-8205, 2 Department of Psychology, Wayne
State University, Detroit, Michigan 48202, and 3 Department
of Neurobiology and Behavior, University of California, Irvine, Irvine,
California 92697-4550
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ABSTRACT |
Synaptic plasticity can be induced through mechanisms intrinsic to
a synapse or through extrinsic modulatory mechanisms. In this study, we
investigated the relationship between these two forms of plasticity at
the excitatory synapse between L29 interneurons and siphon motor
neurons (MNs) in Aplysia. Using isolated ganglia, we
confirmed that the L29-MN synapses exhibit a form of intrinsic facilitation: post-tetanic potentiation (PTP). We also found that L29-MN synapses are modulated by exogenous application of 5-HT: they are depressed after 5-HT exposure. We next investigated the functional relationship between an intrinsic facilitatory process (PTP)
and extrinsic inhibitory modulation (5-HT-induced depression). First,
we found that application of 5-HT just before L29 activation results in
a reduction of PTP. Second, using semi-intact preparations, we found
that tail shock (TS) mimics the effect of 5-HT by both depressing L29
synaptic transmission and by reducing L29 PTP. Third, we observed a
significant correlation between L29 activity during TS and subsequent
synaptic change: low-responding L29s showed synaptic depression after
TS, whereas high-responding L29s showed synaptic facilitation. Finally,
we found that we could directly manipulate the sign and magnitude of
TS-induced synaptic plasticity by controlling L29 activity during TS.
Collectively, our results show that the L29-MN synapses exhibit
intrinsic facilitation and extrinsic modulation and that the sign and
magnitude of L29-MN plasticity induced by TS is governed by the
combined effects of these two processes. This circuit architecture,
which combines network inhibition with cell-specific facilitation, can
enhance the signal value of a specific stimulus within a neural network.
Key words:
information processing; neural network; posttetanic
potentiation; serotonin; synaptic plasticity; withdrawal reflex
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INTRODUCTION |
Synaptic plasticity is fundamental
to neural processing. Essential elements of synaptic plasticity can be
captured by three features: mechanism, sign, and time scale. In
considering mechanism, plasticity can arise from cellular events either
intrinsic or extrinsic to a synapse (Krasne, 1978 ). For example,
intrinsic properties of a synapse allow the expression of different
forms of plasticity associated with different rates of presynaptic
activity. In contrast, plasticity may be induced by the activation of
modulatory cells or circuits extrinsic to a synapse. In considering the
sign of plasticity, synaptic change can reflect either the facilitation or inhibition of transmission. Thus, there are facilitatory forms of
intrinsic plasticity, such as post-tetanic potentiation (PTP; Zucker,
1989 ; Fisher et al., 1997 ), as well as inhibitory forms, such as
homosynaptic depression (Armitage and Siegelbaum, 1998 ; Bear, 1999 ).
Similarly, extrinsic modulation can be facilitatory (e.g.,
heterosynaptic facilitation; Castellucci and Kandel, 1976 ; Emptage and
Carew, 1993 ; Katz and Frost, 1995 ) or inhibitory (e.g., presynaptic
inhibition; Ryall, 1978 ; Montarolo et al., 1988 ). Finally, different
forms of synaptic plasticity are manifest over different temporal
domains. Some forms last from seconds to minutes (e.g., PTP), whereas
others persist for hours and days [e.g., long-term potentiation
(LTP)] (for review, see Malenka and Nicoll, 1999 ). If different forms
of plasticity share overlapping temporal domains, then intrinsic and
extrinsic forms of plasticity can interact. For example, hippocampal
LTP is disrupted by extrinsic corticosteroids (Kim and Yoon, 1998 ),
endogenous opioids (Terman et al., 1994 ), or serotonergic modulation
(5-HT; Corradetti et al., 1992 ; Villani and Johnston, 1993 ).
Mechanistically, when intrinsic and extrinsic plasticities occur in
parallel, the result may be attributable to an interaction between the
underlying mechanisms (Hawkins et al., 1983 ; Walters and Byrne, 1983 )
or a summation of independent mechanisms (Buonomano and Merzenich,
1998 ).
The siphon withdrawal reflex (SWR) in Aplysia allows the
examination of the functional significance of synaptic plasticity in a
behaviorally relevant neural circuit. One class of interneurons in the
SWR circuit, the L29s (approximately five in number; Hawkins et al.,
1981a ), provides a major source of excitation to siphon motor neurons
(MNs), and this synapse exhibits PTP, a form of facilitatory intrinsic
plasticity (Hawkins et al., 1981a ; Fischer and Carew, 1995 ; Frost and
Kandel, 1995 ). Tail shock (TS) enhances the SWR and is thought to evoke
the release of extrinsic modulators, including 5-HT, in the SWR circuit
(Hawkins, 1989 ; Mackey et al., 1989 ; Fischer et al., 1997 ) (see
Marinesco and Carew, 2000 for TS-elicited 5-HT release in the tail
withdrawal circuit). TS activates some L29s more effectively than
others, presumably because of differing receptive fields (Hawkins and
Schacher, 1989 ), allowing the examination of the combined effects of
extrinsic and intrinsic plasticity at an identified synapse.
Here we report that L29-MN synapses are depressed immediately after
exposure to 5-HT and that 5-HT-induced depression reduces the
effectiveness with which L29s drive follower MNs. By reducing baseline
synaptic transmission, 5-HT also reduces the magnitude of L29-MN PTP.
TS mimics the effects of 5-HT by depressing both synaptic transmission
and intrinsic plasticity in the L29s. When we examined the relationship
between L29 responsiveness to TS and subsequent change in the synaptic
strength, we found a significant positive correlation: low-responding
L29s showed synaptic depression after TS, whereas high-responding L29s
showed synaptic facilitation. Finally, we found that the magnitude and
sign of L29-MN synaptic plasticity could be controlled by manipulating
L29 activity during TS. Collectively, these results show that intrinsic
facilitation and extrinsic modulation of the L29-MN synapse co-occur
after TS. They further show that the ultimate sign of plasticity at this synapse is governed by the summation of these two processes. This
functional architecture, in turn, produces a form of
"center-surround" processing at the interneuronal level of the SWR
circuitry: intrinsic facilitation induced by high responding of L29s is
superimposed on a modulatory background of general inhibition, thus
providing enhanced contrast for information processing within the network.
Some of these results have been reported previously in abstract form
(Bristol et al., 1998 , 1999 ).
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MATERIALS AND METHODS |
Adult Aplysia californica (100-300 gm) were acquired
commercially (Marinus, Long Beach, CA; Marine Specimens Unlimited. Long Beach, CA; Aplysia Resource Center, Coral Gables, FL) and
housed individually in a 600 l aquarium with continuously
circulating artificial seawater (Instant Ocean, Aquarium Systems,
Mentor, OH) at ~15° C. Animals were fed dried seaweed twice weekly.
Experimental preparations. Animals were anesthetized
with an injection of isotonic MgCl2 into the body
cavity. All peripheral nerves were cut except the P9 nerves, which
innervate the tail. The CNS (abdominal ganglion and ring
ganglia) and the tail were then excised from the animal and transferred
to a recording dish coated with silicone elastomer (Sylgard;
Dow-Corning, Midland, MI). The abdominal ganglion was briefly fixed (40 sec immersion in 0.04% gluteraldehyde) to facilitate desheathing and
to prevent contractions of the connective tissue. The recording dish
was fitted with two separate chambers: one contained the CNS, and the
other contained the tail. The P9 nerves were passed between the
chambers via a small open slit in the separating barrier. The slit was
then sealed using petroleum jelly to improve electrical isolation and
to allow for independent manipulation of bath levels. The tail was
cannulated and continuously perfused with artificial seawater (ASW; in
mM: 460 NaCl, 55 MgCl2, 11 CaCl2, 10 KCl, and 10 Trisma, pH 7.6) throughout
the experiment. In some experiments, (isolated ganglion), an abdominal
ganglion was removed, briefly fixed, and then pinned ventral side up in
a 2 ml volume Petri dish coated with a thin layer of silicone elastomer.
In all preparations, the left abdominal hemiganglion was desheathed in
a 1:1 mixture of ASW and isotonic MgCl2 to
prevent synaptic transmission. Throughout the experiment, ganglia were continuously perfused with ASW at room temperature (20°C) at ~2 ml/min (isolated ganglion preparations) or 6 ml/min (semi-intact preparations) and illuminated from below through a dark-field condenser. The perfusion system also delivered bath applications of 10 or 50 µM 5-HT in ASW.
Intracellular recordings. Ganglia were visualized with a
Zeiss dissecting microscope fitted with a recording stage. Standard intracellular recording techniques were used. Neurons were impaled with
glass microelectrodes (resistance 6-15 M ) filled with 3 M KCl. Electrical potentials were amplified on a
Getting 5-A amplifier (Getting Instruments, IA City, IA) and then
digitized (Medical Systems Corp., Greenvale, NY) for tape storage and
computer analysis. Data analysis was conducted using AXOSCOPE data
acquisition software (Axon Instruments, Foster City, CA) and the
POWERLAB data acquisition unit (ADInstruments, Milford, MA) and
accompanying Chart 3.6 software.
Individual L29 interneurons were identified on the basis of their size,
position, action potential, and by their characteristic "stuttering" response to depolarizing pulses or cutaneous
stimulation (Hawkins et al., 1981a ; Fischer and Carew, 1995 ; Frost and
Kandel, 1995 ). Siphon MNs were identified by their size, location, and by their tonic firing activity (Hickie and Walters, 1995 ; Belkin and
Abrams, 1998 ). For the duration of the experiment, MNs were hyperpolarized to 70 mV to prevent spiking.
Experimental procedures. Tests of L29-MN synaptic strength
(EPSP tests) were conducted by measuring the peak voltage of the MN
EPSP generated by a single spike in the L29 (2-6 nA; 20-50 msec). In
some experiments, the area under the complex EPSP in the MN (expressed
as millivolts · second) was integrated to provide a
quantitative measure of the efficacy with which the L29 activated the
MN during a tetanus. PTP tests were used to measure intrinsic enhancement of the L29-MN EPSP after tetanus. A PTP test consisted of:
(1) a baseline EPSP test, followed 1 sec later by (2) intracellular activation of an L29 at 20 Hz for 5 sec (current pulses 20 msec at 1.5 times the intensity to elicit a single action potential to ensure
firing over the course of the tetanus; intensity range, 5-9 nA), and
(3) EPSP tests conducted every 10 sec for 1 min immediately after the
tetanus, with an additional EPSP test taken at 5 min after tetanus.
In experiments examining the effects of 5-HT on L29 synaptic
transmission, two baseline EPSP tests were taken [5 min intertrial interval (ITI)] followed 3 min later by a 2 min perfusion of 5-HT. Three post-5-HT EPSP tests were taken at a 5 min ITI starting ~30 sec
after 5-HT. In experiments examining the effects of 5-HT on L29-MN
PTP, multiple PTP tests were conducted in the same preparation: (1)
before 5-HT perfusion, (2) 30 sec after 5-HT, and/or (3) 10 min after
5-HT (see Fig. 5).
In some experiments using TS, a PTP test was administered before TS to
insure that the synapse under study was capable of exhibiting intrinsic
enhancement. Four experiments (7% of cases) were discarded for failing
to show enhancement 10 sec after tetanization. In the remaining
experiments, the tetanus was 1 sec in duration to match the duration of
TS. An additional EPSP test was administered 5 min after the initial
PTP test to serve as a baseline measure for the first TS. Immediately
after this EPSP test, a 1 sec TS was administered and the amplitude of
the L29-MN synapse was measured at 10 sec intervals for 1 min and
again at 5 min after shock. In these experiments, the L29 was
hyperpolarized during the second TS if it fired >10 spikes during the
first TS (tail-responsive L29). Conversely, it was activated during the
second TS if it fired fewer than 10 spikes during the first TS
(tail-unresponsive L29). L29 activity during TS was manipulated by
either passing constant hyperpolarizing current (5-9 nA) or by
activating the cell at 20 Hz for the duration of the TS. Tail shocks
(45-60 mA, 1 sec) were delivered to the dorsal surface of the tail
using a bipolar electrode. The electrode covered a surface area of ~2 cm2 and was lowered onto the tail
immediately before the shock and retracted from the tail immediately
after shock.
Statistical analysis. All summary data are presented
graphically as means ± SEM. N values indicate number
of preparations. Repeated-measures ANOVA, paired t tests,
and linear contrasts (a focused test of the difference between the mean
of one condition with the combined means of several conditions) were
used as tests for differences between means (Howell, 1997 ). An level of 0.05 was adopted for all tests of statistical significance.
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RESULTS |
Intrinsic facilitation of L29: PTP
Intrinsic enhancement (PTP) at the L29-MN synapse has been
demonstrated previously (Frost et al., 1988 ). Confirming this
observation, as shown in Figure 1, we
found that intracellular activation of the L29 at 20 Hz for 5 sec led
to a significant enhancement of synaptic transmission that was greatest
at the first test 10 sec after tetanus (~250% enhancement;
mean difference between baseline test and 10 sec after test = 9.34 mV; t(34) = 5.59;
p < 0.01). Synaptic strength was still
significantly elevated above baseline when tested 5 min after tetanus
(mean difference = 2.46 mV; t(11) = 2.95; p < 0.01) but returned to baseline at 10 min
after tetanus (mean difference = 1.35 mV;
t(12) = 1.94; NS). The time course of
L29-MN synaptic enhancement after tetanus is consistent with previous
reports (Frost et al., 1988 ; Frost and Kandel, 1995 ). Our data, taken
with previous reports, show that the L29 synapse exhibits a robust form
of intrinsic enhancement, PTP.

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Figure 1.
Post-tetanic potentiation (PTP) of the L29-MN
synapse after intracellular activation. After measuring the baseline
EPSP amplitude, L29 was activated intracellularly at 20 Hz for 5 sec.
A, Simultaneous intracellular recordings from a siphon
MN and an L29 interneuron. Tetanus symbol indicates L29
activation. B, Summary data from synapses both before
and after tetanus (N = 35). Synaptic enhancement
was greatest when measured 10 sec after activation.
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Extrinsic modulation of L29: 5-HT-induced synaptic depression
5-HT modulates synaptic transmission at several sites in the SWR
circuit (Frost et al., 1988 ; Trudeau and Castellucci, 1993 ). Therefore,
we asked whether exposure to 5-HT would have a modulatory effect on the
L29-MN synapse. We tested two concentrations of 5-HT (10 and 50 µM), both of which had qualitatively similar effects. An
example using 50 µM is shown in Figure
2A. Summary data (shown in Fig. 2B) revealed that a brief, 2 min exposure to
5-HT led to a transient depression of the L29-MN EPSP that was
greatest when tested immediately after 5-HT perfusion (mean reduction
after 10 µM = 74%;
t(8) = 12.87, p < 0.05; after 50 µM 5-HT = 80%;
t(6) = 12.27, p < 0.05). EPSP tests at 5 and 10 min after 5-HT washout revealed a gradual
recovery, although the EPSP was still modestly (and significantly)
reduced at the 10 min test (mean reduction after 10 µM = 26%;
t(5) = 10.13, p < 0.05; after 50 µM 5-HT = 46%;
t(5) = 3.49, p < 0.05). These data are consistent with previous results by Trudeau and
Castellucci (1993) who found that 5-HT depressed synaptic transmission
from various unidentified excitatory interneurons in the abdominal
ganglion.

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Figure 2.
5-HT transiently inhibits the L29-MN EPSP. After
measuring the baseline EPSP amplitude, 5-HT (10 or 50 µM)
was bath-applied for 2 min. A, Simultaneous
intracellular recordings from a siphon MN and an L29 interneuron. The
5-HT symbol indicates 5-HT application. 5-HT induced
inhibition of the EPSP at the 30 sec test. At 5 min after 5-HT, the
EPSP returned to near pre-5-HT levels (dashed lines).
B, Summary data from synapses measured both pre-5-HT and
post-5-HT (10 µM, N = 9, mean = 4.08 mV; 50 µM, N = 7, mean = 9.78 mV). In all cases, the magnitude of 5-HT-induced inhibition was
greatest 30 sec after 5-HT.
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To examine whether changes in presynaptic or postsynaptic input
resistance may contribute to the 5-HT-induced modulation of the L29-MN
EPSP, we injected pulses of hyperpolarizing current into the L29 and MN
before each EPSP test. Similar to results obtained by Frost et al.
(1988) , we found that 5-HT reduced L29 input resistance (Fig.
3) (mean reduction 30 sec after 5-HT = 1.97 M ; t(11) = 2.35, p < 0.05). Consistent with the decrease in L29 input
resistance, we found that more current was required to elicit a single
L29 spike after 5-HT exposure. In addition, 5-HT reduced MN input
resistance (Fig. 3) (mean change 30 sec after 5-HT = 5.90 M ;
t(5) = 4.70, p < 0.05). We also noted, as did Frost et al. (1988) , that 5-HT triggered a
slow hyperpolarization of L29 and a slow depolarization of the MN. One
possible interpretation of these results is that 5-HT activates a
persistent conductance in L29 that partially shunts the action
potential, thereby reducing transmitter release. The reduction in MN
input resistance could also contribute to synaptic depression, but
temporal dissociation between recovery in synaptic transmission and MN
input resistance suggests a predominately presynaptic mechanism.
However, further experiments are necessary to determine the relative
contributions of presynaptic and postsynaptic mechanisms to
5-HT-induced depression at this synapse.

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Figure 3.
5-HT reduces L29 and MN input resistance. L29 sec
and MNs were injected with 1 nA of hyperpolarizing current before and
after 5-HT application. Summary data from 12 experiments examining L29
input resistance (open circles; mean = 25.02 M ).
The 5-HT-induced reduction in L29 input resistance was greatest 30 sec
after 5-HT (10 µM). Summary data from six experiments
examining MN input resistance (filled circles;
mean = 18.13 M ). 5-HT exposure (50 µM) reduced MN
input resistance through the 10 min test.
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We reasoned that if 5-HT reduced the L29-MN EPSP, then after 5-HT
exposure, L29 should be less effective in driving the MN during
prolonged synaptic activation. To examine this question, we measured
the area under the complex EPSP in the MN recorded during the tetanus
of L29 (1) before 5-HT, (2) 30 sec after 5-HT, and (3) 10 min after
5-HT. Our results are shown in Figure
4. We found that tetanization of L29
administered 30 sec after 5-HT resulted in a significantly reduced
complex EPSP in the MN relative to baseline (mean difference = 25.42 mV · sec; t(5) = 4.54;
p < 0.01). The complex EPSP measured during the
tetanus administered 10 min after 5-HT application did not differ from
pre-5-HT levels (mean difference = 3.96 mV · sec;
t(12) = 0.55; NS). These data show
that the effectiveness of the L29-MN synapse can be significantly reduced by 5-HT exposure.

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Figure 4.
5-HT transiently reduces the effectiveness of L29
to activate the MN during tetanus. L29 sec were activated (20 Hz, 5 sec) before 50 µM 5-HT, 30 sec after 5-HT, and 10 min
after 5-HT. For each tetanus, the area under the MN complex EPSP
recorded during the 5 sec L29 activation was integrated (data expressed
as millivolts per second). A, Intracellular recordings
from a siphon MN during a single experiment. Shaded area
represents period of L29 activation during which the complex EPSP was
integrated. In most experiments, MN spiking did not occur during L29
tetanus (see Results). B, Summary data from 15 experiments. A significant difference was observed for MN complex EPSPs
measured before and 30 sec after 5-HT. MN complex EPSPs measured 10 min
after 5-HT did not differ from pre-5-HT values.
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Combined effects of intrinsic facilitation and extrinsic
modulation: 5-HT reduces the magnitude of L29 PTP
Having established that direct activation of L29 induces synaptic
facilitation and that 5-HT exposure induces synaptic depression, we
next examined whether these processes could interact by determining whether L29 retained its capacity for PTP during 5-HT modulation. Two
types of experiments were conducted to address this question. In the
first experiment, L29 was tetanized twice: once before 5-HT exposure
and again either 30 sec or 10 min after 5-HT washout. These time
intervals were determined by the results of our earlier experiments
showing that the maximal effect of 5-HT on the EPSP occurred at 30 sec
after treatment, with recovery after 10 min washout (Fig. 2). As
before, 5-HT exposure attenuated the L29-MN EPSP (compare pre-EPSPs
before and after 5-HT). Activation of L29 30 sec after 5-HT application
resulted in significantly less PTP measured 10 sec after tetanus than
did activation administered before 5-HT (Fig.
5A1)
(t(6) = 12.48; p < 0.05). In contrast, PTP induced 10 min after 5-HT exposure did not
differ from pre-5-HT levels (Fig. 5B1)
(t(6) = 0.41; NS).

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Figure 5.
Recovery of L29 PTP from 5-HT-induced inhibition
after 10 min washout. After a pretest of the EPSP, PTP was induced by
activating L29 at 20 Hz for 5 sec. Post-tests of synaptic strength were
taken at a 10 sec ITI for up to 1 min, with an additional test at 5 min. This constituted a PTP test (see Materials and Methods). 5-HT (50 µM) was perfused for 2 min. 5-HT exposure (50 µM) reduced PTP when the second tetanus was administered
30 sec after 5-HT (N = 7) but not when administered 10 min after 5-HT (N = 12).
A1, Summary data of 30 SEC
TEST. A2, Summary data shown in
A1 expressed as percentage of change
from pre-tetanus baseline EPSP. Analysis of percentage of change at 10 sec after tetanus revealed no difference between PTP tests. Note the
reduced EPSP amplitude of the post-5-HT PRE value in the 30 sec test
reflecting 5-HT-induced inhibition. B1,
Summary data of 10 MIN TEST. B2,
Summary data from B1 expressed as
percentage of change from pre-tetanus baseline EPSP. Analysis of
percentage of change at 10 sec revealed that PTP induced 10 min after
5-HT was no different from pre-5-HT PTP.
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Because 5-HT depresses the baseline EPSP, the reduction in L29 PTP
could simply reflect a scaling down of PTP to the reduced baseline.
Alternatively, the reduction in PTP could be attributable to 5-HT
affecting the processes underlying PTP. 5-HT-induced
"metaplasticity," where 5-HT modifies the ability of a synapse to
undergo plasticity, has previously been described at other synapses in
Aplysia (Fischer et al., 1997 ). To distinguish between these
two alternatives, we normalized the data to control for the change in
baseline that occurred at the second PTP test. If 5-HT simply scaled
down PTP by reducing the initial baseline, then the normalized data for the three PTP tests should overlap. In contrast, if 5-HT were affecting
the PTP process, then normalizing the data should still reveal a
reduction at the second PTP test. We found that when the data were
expressed as the percentage change from pre-tetanus baseline, there was
no significant difference in the magnitude of PTP when tested either 30 sec (Fig. 5A2)
(t(6) = 0.96; NS) or 10 min (Fig.
5B2)
(t(6) = 1.03; NS) after 5-HT,
suggesting that the processes underlying PTP are intact, yet scaled
down by 5-HT-induced inhibition.
To investigate the recovery of PTP from 5-HT-induced inhibition, we
conducted additional experiments in which the L29 was tetanized three
times: once before 5-HT exposure, again 30 sec after 5-HT, and a third
time 10 min after 5-HT. Similar to the previous experiments, there was
a significant difference between the amount of PTP induced by the three
test tetani (F(2,8) = 6.24; p < 0.05; data not shown). A linear contrast (see
Materials and Methods) indicated that the amount of PTP induced 30 sec
after 5-HT was significantly less than the PTP induced before and 10 min after 5-HT (F(1,8) = 11.13;
p = 0.01). However, we found that when the data were
expressed as the percentage change from pre-tetanus baseline, there was
no difference in PTP induced in all three tests
(F(2, 8) = 1.27; p = 1.27; data not shown). Collectively, these experiments show that 5-HT
reduces the effectiveness of L29 PTP and that this form of plasticity
is transient, recovering ~10 min after washout. These results also
suggest that the process of PTP is not affected by 5-HT. Rather, it
appears that the reduction in the magnitude of PTP induced by 5-HT is
attributable in large part to the effects of 5-HT on baseline synaptic
transmission from L29 to the MN. In this manner, the magnitude of the
potentiated synaptic input to the MN is transiently and significantly
reduced after 5-HT exposure.
Combined effects of intrinsic facilitation and extrinsic
modulation: tail shock mimics 5-HT-induced inhibition of L29 PTP
Many studies of learning in Aplysia have used TS as a
reinforcing stimulus (Carew et al., 1981 ; Marcus et al., 1988 ; Hawkins et al., 1998 ). The modulatory effects of TS observed at the synaptic level can often be mimicked by 5-HT (for review, see Byrne and Kandel,
1996 ). Serotonergic projections have been observed within the abdominal
ganglion (Kistler et al., 1985 ; Longley and Longley, 1986 ) and in the
vicinity of L29 processes (Hawkins, 1989 ). Moreover, TS has been shown
to be capable of activating serotonergic neurons that extend processes
into the abdominal ganglion (Mackey et al., 1989 ). To determine whether
TS was capable of mimicking 5-HT-induced inhibition (Fig. 2), we used a
preparation consisting of the intact tail connected to the CNS (see
Materials and Methods). This preparation allowed us to address three
interrelated questions: (1) does TS induce inhibition of the L29-MN
EPSP? (2) How do TS and L29 activation interact? (3) Can plasticity at
the L29-MN synapse be altered by controlling L29 activity during TS?
Briefly, the L29s were first activated using intracellular current
injection and then, after recovery of PTP, activated by successive TSs.
During the second TS, L29 activation was controlled experimentally (see
Materials and Methods). The results of these experiments are shown in
Figures 6-10.

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Figure 6.
Tail shock (TS) inhibits the L29-MN EPSP. TS
(45-60 mA, 1 sec) was administered to the dorsal tail. Synaptic
strength was measured before, 5 min after, and 10 min after TS.
A, Simultaneous intracellular recordings from an L29 and
a siphon MN. Tail shock symbol indicates when TS was
administered. B, Summary data comparing the effect of TS
on L29-MN synaptic strength. TS produced inhibition of the EPSP with
maximum effect at 10 min after TS (N = 19; mean
baseline EPSP = 6.96 mV). Control preparations
(N = 10; mean baseline EPSP = 4.87 mV) not
receiving TS showed no change. Average L29 firing frequency during
TS = 19.08 Hz, SEM ± 3.15.
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Figure 7.
TS-induced inhibition reduces L29 PTP. Comparison
of PTP induced by intracellular activation (A)
with PTP induced by TS activation (B). After a
baseline EPSP measurement, PTP was induced by intracellular
activation of an L29 at varying frequencies in different experiments
for 1 sec and tested 10 sec after stimulation. Similarly, after a
baseline EPSP measurement, a TS (45-60 mA, 1 sec) was applied to the
dorsal surface of the tail, and the EPSP was tested 10 sec after shock
(filled triangles; N = 21).
In a subset of experiments (asterisks), L29s were
only tetanized (N = 4) or activated by TS
(N = 4). A, Scatterplot depicting
percentage of change in EPSP amplitude as a function of L29 firing
frequency when the L29 was activated intracellularly. B,
Scatterplot depicting percentage of change in EPSP amplitude as a
function of L29 firing frequency when the L29 was activated by TS. In
each graph, line represents best-fit line. Shaded
area indicates frequencies over which synaptic inhibition was
observed after L29 activation by TS.
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Figure 8.
L29 activation during TS determines net synaptic
change. After a baseline EPSP measurement, a TS was administered and an
EPSP test was taken 10 sec after shock. The procedure was repeated 10 min later with the addition of an intracellular activation (20 Hz, 1 sec) or hyperpolarization (5-9 nA) of the L29 applied during the
second TS. A, Recordings from a siphon MN and a
low-responding L29 interneuron during TS. The response of the L29
during the TS event is shown in the inset.
Top, After the first TS, the EPSP was reduced below
baseline (dashed lines). Bottom, During
the second TS, the L29 was activated intracellularly, as indicated in
the inset. After the second TS, the EPSP was now
increased above baseline. B, Recordings of a siphon MN
and a high-responding L29 interneuron during TS. Top,
After the first TS, the EPSP was elevated above baseline.
Bottom, The response of the L29 was reduced although
hyperpolarization during the second TS, as indicated in the
inset. After the second TS, the EPSP was now decreased
below baseline.
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Figure 9.
Summary data. A1, EPSP
amplitude before and 10 sec after two separate TSs for low-responding
L29s are shown (N = 8). During the second TS, the
L29s were tetanized at 20 Hz. A2, EPSP
amplitude before and 10 sec after two separate TSs for high-responding
L29s are shown (N = 6). During the second TS, the
L29s were hyperpolarized to reduce or prevent spiking.
B, Quantitative comparison of experiments in which L29
responsiveness to TS was manipulated. Activation of unresponsive L29s
during TS resulted in a net increase in L29-MN synaptic strength,
whereas hyperpolarization of responsive L29s during TS resulted in a
net decrease in synaptic strength.
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Figure 10.
TS exerts uniform inhibition on high-responding
and low-responding L29s. The inhibitory effect of TS on high-responding
and low-responding L29s was assessed at 10 min after TS, a time when
PTP has returned to baseline. A, Summary data from 19 experiments showing a reduction in EPSP amplitude 10 min after TS for
both high-responding (left) and low-responding
(right) L29 synapses. B, A quantitative
comparison of the change in EPSP amplitude in both conditions shows
that there is no difference in the amount of inhibition, expressed as
change in EPSP amplitude 10 min after TS, for high- and low-responding
L29 synapses.
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First, we asked whether TS depresses the L29-MN synapse. We
found that the L29-MN EPSP was significantly reduced 10 min after the
first TS (Fig. 6B) (mean reduction at 10 min after
shock = 25%; t(28) = 2.52;
p < 0.05), indicating that TS, like 5-HT, is capable
of inhibiting this synapse. Preparations not receiving TS showed no
change in L29-MN EPSP amplitude over a comparable time period
(F(2,18) = 0.676; NS). These results
provide evidence for an inhibitory effect of TS on the L29-MN synapse.
Although both TS and 5-HT induce inhibition of the L29-MN synapse, the
temporal dynamics of TS-induced inhibition of L29 (Fig. 6) do not
directly correspond with 5-HT-induced inhibition (Fig. 2). For example,
depression was observed immediately after 5-HT, but showed a more
gradual onset after TS (Fig. 7B) (for data collected 10 sec
after first TS; mean change, +138%). An important difference between
the two types of experiments is that TS induces activation of the L29s,
whereas 5-HT does not. Thus, TS-induced activation of L29 could induce
PTP at the L29-MN synapse, which could mask the immediate expression
of inhibition. This interpretation is consistent with the results of
Frost et al. (1988) and Fang and Clark (1996) . Both groups observed
enhancement of the L29-MN synapse after TS or tail nerve shock, but in
both studies the L29 was strongly activated in response to TS, favoring
the induction of PTP. To directly evaluate this possibility, we next
examined the relationship between activity induced in the L29s during
TS and inhibition induced by the same TS.
The degree of L29 activation during TS determines the sign of
synaptic plasticity
The L29s vary in their responsiveness to TS. Hawkins and Schacher
(1989) and Fischer and Carew (1995) both noted that L29s that were
preferentially activated by either siphon or tail stimulation could be
identified within the same preparation, suggesting that there are
subsets of L29s that have varying degrees of responsiveness to tail
stimulation. Given our previous results, we predicted that synaptic
change should favor net facilitation for tail-responsive L29s, because
their strong response to TS should produce a high level of intrinsic
facilitation (PTP). In contrast, tail-unresponsive L29s, which are only
weakly activated by TS, should show less facilitation, or even net
depression, because the extrinsic inhibitory modulation (presumably
mediated through 5-HT, although other modulators released by TS may
also contribute; see Discussion) should outweigh the intrinsic
facilitation. Furthermore, for comparable firing frequencies, any
inhibitory effect of TS should be revealed as a reduction in PTP
induced by TS activation compared with PTP produced by intracellular activation.
To test these predictions, we compared PTP induced by intracellular
activation of L29 to that produced by activation of L29 in response to
the first TS (N = 21). These experiments were
supplemented by a subset of experiments in which L29s were only
tetanized (N = 4) or only activated using TS
(N = 4) to ensure that all frequencies of L29
activation were represented in the composite data set. As shown in
Figure 7A, PTP induced by intracellular activation of L29
gave rise to a significant positive correlation between L29 firing
frequency and change in synaptic strength at 10 sec after tetanus
(R2 = 0.38;
t(23) = 4.79; p < 0.05). Analysis of PTP induced by TS activation (Fig. 7B)
also revealed a positive correlation between L29 firing frequency and
change in synaptic strength (R2 = 0.25; t(23) = 2.76;
p < 0.05). However, consistent with our predictions,
the slope of the regression line fit to the TS activation data were
significantly reduced compared with that for the intracellular activation data (t(46) = 4.59;
p < 0.05). This reduction in slope presumably reflects
the competition of TS-induced inhibitory modulation with PTP.
A second, independent reflection of the inhibitory effects of TS was
that, after TS, ~25% of L29s that fired modestly in response to TS
(~25 Hz or less) showed net synaptic depression (Fig. 7B, shaded area). In contrast, after intracellular activation at
comparable rates as induced by TS, there was no case in which an L29
showed synaptic depression, although many L29s (N = 12)
were activated in the same lower range (Fig. 7A). Moreover,
despite similar ranges in firing frequencies, 7 of 21 (33%) of L29
driven intracellularly attained 300% enhancement, whereas no
TS-activated L29s attained this level of PTP. Finally, considering all
experiments, the average synaptic enhancement after TS (mean = 138%) was significantly less than after intracellular activation
(mean = 228%; t(46) = 4.42;
p < 0.01). Collectively, these results indicate that,
although TS is capable of activating L29 sufficiently to induce PTP,
the facilitation is less than would occur with comparable intracellular activation. This effect is presumably attributable to the concurrent inhibitory effects of TS at the L29-MN synapse.
If the relative strength of intrinsic facilitation determines whether
L29-MN synapses show facilitation or inhibition after TS, then it
should be possible to control the direction of synaptic change by
manipulating L29 activity during TS. To investigate this possibility,
we assessed the responsiveness of the L29 to the first TS and measured
the subsequent change in synaptic strength 10 sec thereafter. During
the second TS, the response of the L29 to the TS was manipulated, such
that for those L29s that fired weakly (<10 spikes; see Materials and
Methods) during the first TS, we administered a tetanus (20 Hz, 1 sec)
during the second TS to increase L29 activity. For those L29s that
fired strongly (>10 spikes) during the first TS, we injected strong
(5-9 nA) hyperpolarizing current during the second TS to reduce L29 activity.
As shown in Figure 8A, for initially low responding
L29s, tetanization during the second TS resulted in a significant
increase in the amount of synaptic enhancement of the L29-MN EPSP
after TS (t(7) = 2.84;
p < 0.05). Conversely, hyperpolarization of initially high responding L29s significantly attenuated the facilitation exhibited in response to TS (Fig. 8B)
(t(5) = 3.82; p < 0.05). Figure 9 provides summary data comparing both types of
experiments. The EPSP amplitude before and after TS is shown for both
low- and high-responding L29s. In the low-responding group (Fig.
9A1) little net change is observed after
the first TS. This is because this group includes the lower range of
L29 responses, ranging from those that showed inhibition after TS, to
those that show no change, to some that showed facilitation (Fig.
7B, lower firing frequencies). Nonetheless, during the
second TS, tetanization induced a clear increase in EPSP amplitude.
Conversely, in the high-responding group (Fig.
9A2) facilitation is observed after the
first TS and is clearly attenuated after hyperpolarization of the L29
during the second TS. A quantitative comparison of these effects is
shown in Figure 9B, which reveals a significant difference
between the groups in synaptic change after the second TS
(t(12) = 4.10; p < 0.05). Because of the strength with which TS activates tail-responsive
L29s, we found that hyperpolarization of the L29 during the second TS
was usually unable to completely prevent L29 spiking (average
reduction = ~30%), thus the profiles for facilitation and
depression are not symmetrical.
Our prediction that strongly activated L29s during TS should show net
facilitation whereas weakly activated L29s should show net depression
is based on the assumption that TS-induced inhibition is relatively
uniform for all L29s. If this were not the case, some of the
differences in net facilitation we observe (Figs. 8, 9) may not be
caused by differences in the degree of intrinsic activation among
subsets of L29s, but rather to differences in the magnitude of
inhibition they receive from TS. To directly address this question, we
compared the magnitude of 5-HT-induced inhibition of high and low
responding L29s 10 min after TS, a time point when PTP has diminished
(Fig. 10A). We found no difference in the amount of
TS-induced inhibition exerted on the two subpopulations of L29s (Fig.
10B) (t(18) = 0.539; NS). Thus, TS appears to inhibit tail-responsive
and tail-unresponsive L29s with equal effectiveness. Taken together,
these experiments show that TS is capable of uniformly depressing the
L29-MN synapses, but that the responsiveness of the L29 to TS (and the
resulting degree of intrinsic facilitation) plays a pivotal role in
determining the ultimate sign of synaptic plasticity.
 |
DISCUSSION |
In the present study, we investigated how intrinsic facilitation
and extrinsic inhibitory modulation combine in the induction of
synaptic change at an excitatory synapse within the SWR circuit of
Aplysia. We examined the identified excitatory synapse
between a class of interneurons, the L29s, and siphon MNs and found
that this synapse exhibits a clear form of intrinsic facilitation, PTP:
brief tetanus of L29 results in a significant enhancement of the
L29-MN synapse that lasts ~10 min. In addition, we found that this
same synapse shows marked inhibitory modulation: a brief (2 min)
exposure to 5-HT depresses the L29-MN synapse, an effect that is
maximal immediately after 5-HT treatment. These opposing forms of
plasticity can overlap. Thus, the magnitude of both baseline synaptic
transmission and PTP at the L29-MN synapse is reduced 30 sec after
5-HT application. Similarly, the complex EPSP measured in the MN during
L29 activation is also reduced by 5-HT. In parallel experiments, we
found that TS has a comparable inhibitory effect on the L29-MN EPSP.
The effect of TS could be observed as both a general depression of
L29-MN synaptic transmission observed at 10 min after TS and as a
reduction in PTP induced by TS activation of L29. Tail and body wall
shocks are known to evoke the release of 5-HT in Aplysia
(Mackey et al., 1989 ; Fitzgerald and Carew, 1991 ; Fischer et al., 1997 ;
Levenson et al., 1999 ; Marinesco and Carew, 2000 ). Moreover,
considerable evidence supports the view that TS gives rise to
5-HT-mediated plasticity in both siphon and tail withdrawal systems
(Castellucci et al., 1970 ; Glanzman et al., 1989 ; Fitzgerald and Carew,
1991 ; Mercer et al., 1991 ; Fischer et al., 1997 ). These results
strongly suggest that the inhibitory effect of TS are mediated, at
least in part, by 5-HT. Finally, we found that we could influence
the sign and magnitude of TS-induced plasticity at the L29-MN synapse
by directly manipulating L29 activity during TS. When we tetanized
normally tail-unresponsive L29s during TS, we observed a significant
enhancement of synaptic strength. When we hyperpolarized
tail-responsive L29s during TS, we reduced or abolished the synaptic
enhancement observed after TS.
Our results shed light on an interesting paradox that can be seen in
the study of L29 modulation. On the one hand, TS can evoke strong
activation of the L29s, thereby inducing intrinsic facilitation at the
L29-MN synapses. Both Frost et al.(1988) and Fang and Clark (1996)
previously reported an enhancement of the L29-MN synapse after TS and
tail nerve shock, respectively, and attributed the synaptic change to
PTP. On the other hand, TS (and 5-HT) also induces inhibitory
modulation at the same set of synapses and in the SWR circuit
(Fitzgerald and Carew, 1991 ; Trudeau and Castellucci, 1993 ; Illich et
al., 1994 ; Wright and Carew, 1995 ). Thus, the question arises: which of
these opposite effects prevail after TS activation of the SWR circuit?
Our results show that the degree of L29 activity is a key determinant
of the sign and the magnitude of plasticity induced at the L29-MN
synapse by TS. A general model illustrating this point is shown in
Figure 11. L29 PTP and 5-HT-inhibition
can overlap in time: when L29 activity is high, PTP outweighs
inhibitory modulation, but when L29 activity is low, inhibitory
modulation predominates.

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Figure 11.
A model of dual modulation of L29 by activity and
by 5-HT during TS. Intrinsic facilitation (PTP) and
extrinsic modulation (5-HT-induced inhibition) serve to enhance and
reduce the EPSP amplitude, respectively. The net effect on EPSP
amplitude is a sum of these two opposing processes.
Left, For HIGH ACTIVITY L29s, intrinsic
facilitation offsets extrinsic inhibitory modulation, giving rise to
net synaptic enhancement (shaded area).
Right, For LOW ACTIVITY L29s, intrinsic
facilitation is weak compared with extrinsic inhibitory modulation,
with a net effect of no change or a reduction in synaptic strength
(shaded area).
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Modulation of synaptic plasticity within the SWR
neural circuit
Some of the effects of 5-HT we report here are similar to the
effects of 5-HT reported by Fischer et al. (1997) , who examined another
identified synapse within the SWR network, that between the inhibitory
L30 interneurons and the L29s. They also observed an inhibitory effect
of 5-HT and TS on both basal transmission (see also, Frost et al.,
1988 ) and PTP. However, 5-HT had no effect on frequency facilitation
(FF), a form of intrinsic enhancement expressed during tetanus (Zucker,
1989 ; Fisher et al., 1997 ; Fischer et al., 1997 ). Thus, at the L30-L29
synapse, 5-HT and TS differentially modulated two forms of intrinsic
plasticity (reducing PTP but leaving FF intact), suggesting that
TS-induced release of 5-HT affected a process underlying PTP. In
contrast, our results show that 5-HT has a more generalized effect on
L29 plasticity. Consistent with this view, when we normalized the PTP
data to account for the reduction in baseline synaptic transmission, we
found that it was similar before and after 5-HT. Thus, it appears that
5-HT-induced reduction of PTP at the L29-MN synapse is attributable
primarily to the effect of 5-HT of reducing baseline synaptic
transmission. Regardless of the underlying mechanism, the functional
consequence of 5-HT modulation is a reduction in both baseline and
facilitated synaptic input from the L29 onto the MN.
Contribution of L29 modulation to TS-induced changes in
the SWR
TS-induced sensitization is a well studied form of learning in the
SWR. Sensitization is typically measured as an increase in the strength
of the SWR after TS. However, before the onset of TS-induced
sensitization there is a brief period of response inhibition (Mackey et
al., 1987 ; Marcus et al., 1988 ; Fitzgerald and Carew, 1991 ). Moreover,
during this period of inhibition there is a change in response
topography such that head-directed constrictions of the siphon are
inhibited and a tail-directed flaring of the siphon emerges (Erickson
and Walters, 1988 ; Illich et al., 1994 ). The L29s have generally been
thought to contribute to behavioral sensitization: (1) via modulatory
(facilitatory) actions on siphon SNs (Hawkins et al., 1981b ) and (2)
via intrinsic enhancement of their synaptic input onto siphon MNs
(Cleary et al., 1995 ; Frost and Kandel, 1995 ). Our results, taken with
previous findings (Mackey et al., 1987 ; Marcus et al., 1988 ; Fitzgerald
and Carew, 1991 ; Wright et al., 1991 ; Trudeau and Castellucci, 1993 )
raise the possibility that the 5-HT-induced inhibitory modulation of the L29-MN synapse we observe may contribute to TS-induced inhibition in the SWR.
Information gating in neural networks
Our findings address a general issue concerning the manner in
which modulation of information processing can occur within a neural
network. The differential effect of TS on tail-responsive and
tail-unresponsive L29s illustrates how a general modulatory signal is
still capable of permitting cell-specific effects by acting in parallel
with processes affecting intrinsic neuronal properties. Similar forms
of network-level modulation have been found in neural circuits
responsible for generating rhythmic motor patterns, such as
stomatogastric ganglion (STG; Harris-Warrick et al., 1992 ), locust
flight systems (Pierson and Ramirez, 1992 ), and vertebrate spinal cord
(Barbeau and Rossignol, 1991 ). In Aplysia, TS-induced
inhibition (presumably acting, at least in part, through the release of
5-HT) appears to be exerted uniformly on all L29s within the SWR
circuit. However, L29 activity, which can counteract the inhibitory
effect, can be specific, dictated by the individual receptive fields of
the L29s and their intrinsic circuit connectivity.
Such a functional organization, which combines network inhibition and
cell-specific facilitation, could be used to increase the signal value
of a specific stimulus in a complex neural network. Moreover, given the
differences in L29 receptive fields, the functional organization of
general modulatory inhibition coupled with cell-specific facilitation
gives rise to a modulation-derived form of "center-surround" information processing. Center-surround organization of sensory receptive fields, where regions peripheral to a central excitatory region are inhibitory ("on-center" organization), is a hallmark of
sensory processing (Martin, 1991 ). Center-surround antagonism has been
most extensively studies in the visual system, in particular within the
retina (Kuffler, 1953 ; Sterling, 1998 ), where the mechanism underlying
this organization can be traced to the actions of inhibitory input from
interneurons activated by neighboring regions of the visual field.
Thus, in the vertebrate visual system, the pattern of connectivity is
responsible for the surround inhibition. Our data show that L29s
activated strongly by TS (the "center") are facilitated, whereas
L29 weakly activated by TS (the "surround") are inhibited. For
several minutes after TS, sensory input mediated through L29s in the
center region will maintain high throughput, whereas input mediated by
L29s outside the center will be attenuated by inhibition. For this
model to be effective, different L29s would have to have differentially
weighted synaptic output onto their follower cells. We are currently
exploring this important question. If such center-surround information
processing does occur, it would be derived not from the pattern of
connectivity (as is the case in the retina), but rather from the
pattern of modulation in the SWR circuitry. This general organizational
feature, in which restricted intrinsic facilitation is superimposed on a modulatory background of general inhibition, can provide a mechanism for enhanced contrast for information processing within a neural network.
 |
FOOTNOTES |
Received June 4, 2001; revised Aug. 27, 2001; accepted Aug. 29, 2001.
This work was supported by National Institute of Mental Health Grant
MH41083 to T.J.C. We thank Stephane Marinesco, Angela Purcell, Carolyn
Sherff, and Michael Sutton for helpful discussions.
Correspondence should be addressed to Thomas J. Carew, Department
of Neurobiology and Behavior, University of California, Irvine, Irvine,
CA 92697-4550. E-mail: tcarew{at}uci.edu.
 |
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