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The Journal of Neuroscience, December 1, 2001, 21(23):9334-9344
Axonal Regeneration and Functional Recovery after Complete Spinal
Cord Transection in Rats by Delayed Treatment with Transplants and
Neurotrophins
Jean V.
Coumans,
Ted Tai-Sen
Lin,
Hai Ning
Dai,
Linda
MacArthur,
Marietta
McAtee,
Carmen
Nash, and
Barbara S.
Bregman
Department of Neuroscience, Georgetown University Medical Center,
Washington, DC 20007
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ABSTRACT |
Little axonal regeneration occurs after spinal cord injury in adult
mammals. Regrowth of mature CNS axons can be induced, however, by
altering the intrinsic capacity of the neurons for growth or by
providing a permissive environment at the injury site. Fetal spinal
cord transplants and neurotrophins were used to influence axonal
regeneration in the adult rat after complete spinal cord transection at
a midthoracic level. Transplants were placed into the lesion cavity
either immediately after transection (acute injury) or after a 2-4
week delay (delayed or chronic transplants), and either vehicle or
neurotrophic factors were administered exogenously via an implanted
minipump. Host axons grew into the transplant in all groups.
Surprisingly, regeneration from supraspinal pathways and recovery of
motor function were dramatically increased when transplants and
neurotrophins were delayed until 2-4 weeks after transection rather
than applied acutely. Axonal growth back into the spinal cord below the
lesion and transplants was seen only in the presence of neurotrophic
factors. Furthermore, the restoration of anatomical connections across
the injury site was associated with recovery of function with animals
exhibiting plantar foot placement and weight-supported stepping. These
findings suggest that the opportunity for intervention after spinal
cord injury may be greater than originally envisioned and that CNS
neurons with long-standing injuries can reinitiate growth, leading to improvement in motor function.
Key words:
spinal cord injury; CNS regeneration; functional
recovery; neurotrophins; fetal transplants; chronic injury
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INTRODUCTION |
In the adult CNS, there is a
limited capacity for axonal regeneration after injury. Although some
axonal regrowth occurs after spinal cord injury early in development
(Keirstead et al., 1995 , 1997 ; Nicholls and Saunders, 1996 ), this
capacity for regrowth decreases as the age of the animal at the time of
injury increases (Bregman and Goldberger, 1982 ; Bregman et al., 1989 ).
Spinal cord transection early in development in embryonic chicks (Hasan
et al., 1993 ; Keirstead et al., 1995 , 1997 ) and opossum (Nicholls and
Saunders, 1996 ) show some axonal growth across the transection site.
This occurs during a critical window early in development, however,
during initial axonal elongation and before the onset of inhibitory
influences in the CNS environment.
Alterations in both the intrinsic properties of neurons and
characteristics of the CNS environment likely contribute to a decreased
capacity of the mature CNS for regrowth after injury. For example, as
the CNS matures, there is decreased expression of growth-associated
genes in neurons (Fitzgerald et al., 1991 ; Chong et al., 1992 ; Herdegen
et al., 1997 ), the appearance of myelin-associated inhibitors of axonal
growth (Caroni and Schwab, 1988 ; Savio and Schwab, 1990 ; Schwab and
Schnell, 1991 ; McKerracher et al., 1994 ; Davies et al., 1997 ), and
alterations in astrocytes and extracellular matrix molecules that
restrict axonal growth (McKeon et al., 1991 ; Pindzola et al., 1993 ;
Mukhopadhyay et al., 1994 ; Fitch and Silver, 1997b ). Interventions that
improve neuronal survival or reduce the exposure of axons to inhibitors
can improve regrowth after injury, demonstrating that the capacity for
CNS regeneration in the adult exists under certain experimental conditions.
Previous work in our laboratory and by others has used fetal tissue
transplants to provide permissive conditions for axonal growth. After
complete spinal cord transection in the newborn rat or kitten,
supraspinal projections to the spinal cord caudal to the lesion are
abolished (Bregman, 1987b ; Howland et al., 1995 ; Miya et al., 1997 ).
Transplants of fetal spinal cord tissue into the lesion site, however,
restore some supraspinal projections, leading to improved locomotor
function (Howland et al., 1995 ; Miya et al., 1997 ). After spinal cord
hemisection and transplantation in the adult (despite the presence of a
fetal CNS environment), host axons regenerate into the transplant but
terminate near the host-transplant border (Bregman et al., 1989 ,
1997a ,b ; Jakeman and Reier, 1991 ). Exogenous application of
neurotrophic factors increases the intrinsic capacity of mature neurons
for regrowth. We showed that, after spinal cord hemisection and
transplant in the adult, exogenous administration of brain-derived
neurotrophic factor (BDNF) or neurotrophin-3 (NT-3) increases
supraspinal axonal growth within the transplant (Bregman et al.,
1997b ), prevents the atrophy of axotomized supraspinal neurons (Bregman
et al., 1998 ), and increases the expression of regeneration-associated genes within the cell bodies of the injured axons (Broude et al., 1997 ,
1999 ).
The aforementioned studies have involved interventions at the time of
the initial injury. Here we report that both the amount of axonal
regrowth and the extent of recovery of function are dramatically
increased when transplants and neurotrophins are administered 2-4
weeks after a spinal cord transection rather than immediately after
injury. Axonal regrowth from both propriospinal and supraspinal neurons
is increased within the transplant and the host cord caudal to the
lesion. Animals that receive a delayed transplant and neurotrophins
show significant improvement in locomotion, including recovery of
weight-supported plantar stepping on both treadmill and over-ground
tasks (stair climbing). Thus, paradoxically, delaying treatment with
transplants and exogenous neurotrophic factors after spinal cord injury
results in more permissive conditions for spinal cord regeneration and
functional recovery.
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MATERIALS AND METHODS |
Surgical procedures: transection and
transplantation. Adult female Sprague Dawley rats (6-8
weeks of age, 200-250 gm; Zivic Inc., Zelienople, PA) were used in
four surgical paradigms. In the first, 52 rats received complete spinal
cord transections at the T6-T8 spinal levels using procedures
described previously (Bregman, 1987b ; Bregman and McAtee, 1993 ).
Briefly, after laminectomy, the dura was opened, and the spinal cord
was transected using iridectomy scissors. Vacuum suction was used to
clean the most lateral recesses of the canal. The severed ends of the
cord typically retracted 3-5 mm and were inspected under a surgical
microscope to ensure complete transection. Animals received whole
pieces of embryonic day 14 (E14) fetal spinal cord tissue (Bregman and McAtee, 1993 ), which was placed into the transection cavity to ensure
that the entire gap was bridged by transplant tissue. Typically, four
to six entire segments of fetal spinal cord were necessary. Saline-soaked gel foam was placed on top of the transplant tissue, and
the muscles and skin were closed in layers. In the second surgical
paradigm, at the time of spinal cord transection, 43 animals received
saline-soaked gel foam instead of transplant. Durafilm was placed over
the injury site with the rostral and caudal ends tucked under remaining
laminas, and a piece of subcutaneous fat was placed over the
durafilm. Two weeks after the initial transection, the wound was
reopened, the durafilm was removed, and the scar tissue and bone were
removed with iridectomy scissors and suction, starting from the middle
of the injury until normal-appearing spinal cord was visible both
caudally and rostrally. Typically, the separation between rostral and
caudal spinal cord at the transection site was 7-9 mm after the
removal of the glial scar. Embryonic spinal cord (E14) was placed in
the cavity as described above, except that 8-11 segments were used. A
third group was similar to the second group, except that the animals
received fetal spinal cord 4 weeks after spinal cord transection. A
fourth control group (38 rats) received transection without transplant
of fetal tissue. After surgery, care was taken to prevent dehydration
by hydrating animals with up to 20 cc/d with D5 lactated Ringer's
solution or D5 normal saline injected intraperitoneally. Bladders were manually expressed twice per day as necessary. Animals received sulfamethoxazole (4 mg/100 gm)-trimethoprim (0.8 mg/100 gm) twice per
day orally to prevent infection. Food was provided on the cage floor,
and the rats had no difficulty reaching their water bottles.
Supplemental oral feedings of STAT hypercaloric formula were given as necessary.
Neurotrophin administration. In both the acute and delayed
transplant groups, Alzet osmotic minipumps (Alza, Mountain View, CA) were inserted subcutaneously at the time of fetal tissue
transplantation. Pumps delivered saline or neurotrophic factors, human
recombinant BDNF (2 mg/ml), or human recombinant NT-3 (1 mg/ml) at a
rate of 0.5 µl/hr continuously for 14 d. The pumps delivered
their contents directly to the transplant tissue via a polyethylene catheter attached to the pump. An opening cut into the side of the catheter was aligned on top of the transplant site in contact with
the overlying gel foam. The minipump and catheter were secured with
sutures, and the wound was closed. In the control group, 23 rats
received saline only, eight received BDNF, and seven received NT-3. In
the rats that received an acute transplant, 13, 22, and 17 received
saline, NT-3, and BDNF, respectively. In the rats that received a
delayed transplant, 7, 19, and 17 received saline, NT-3, and BDNF,
respectively. All minipumps were removed at the end of 2 weeks.
Neurotrophins were a generous gift from Regeneron Pharmaceuticals
(Tarrytown, NY).
Immunohistochemistry. Animals were anesthetized and perfused
with 4% paraformaldehyde in 0.1 M phosphate
buffer, pH 7.4, at 2 months after the second surgery. Serial
cryosections of spinal cord (20 µm) were cut in a transverse
or longitudinal plane and thaw-mounted onto SuperFrost Plus slides
(Fisher Scientific, Springfield, NJ). Coronal sections of brains (20 µm) were cut in a 1:6 series and thaw-mounted onto slides.
Antibodies against serotonin [5-hydroxytryptamine (5-HT)] were used
to visualize raphe-spinal projections within the host cord and
transplant using techniques from procedures described in detail
previously (Bregman, 1987a ,b ). The primary antibody used was rabbit
anti-serotonin-bovine serum albumin conjugate (DiaSorin, Stillwater,
MN) at a 1:3000 dilution. Sections were incubated in primary antibody
overnight at room temperature, followed by a 1 hr incubation with a
biotinylated secondary antibody and 90 min with streptavidin (ABC,
VectaStain Elite; Vector Laboratories, Burlingame, CA) before
developing in diaminobenzidine with nickel enhancement. Antibodies
against Fluoro-Gold were used to verify the presence of Fluoro-Gold in
cells when the fluorescence was less visible (1:1000 dilution;
Chemicon, Temecula, CA).
Neuroanatomical tracing. Anterograde and retrograde
neuroanatomical tracing was used to determine the extent to which
supraspinal neurons regrew axons to reach spinal cord segments caudal
to the transection. The animals for the tracing were selected from
operates without explicit selection criteria other than they were
healthy and had maintained their weight. The investigator was blinded to the behavioral analysis of the animal. For retrograde tracing, the
spinal cord was exposed by laminectomy below the transection site, and
gel foam pieces soaked with 2% Fluoro-Gold (Fluorochrome Inc,
Englewood, NJ) in saline were placed bilaterally into the cord 10 mm
below the caudal transection site 1 week before the animals were
killed. For anterograde tracing, Fluoro-Ruby (5 µl of a
10% solution in saline; tetramethylrhodamine dextran,
10,000 molecular weight; Molecular Probes, Eugene, OR) was injected
bilaterally into the cortex, 10 d before the animals were killed,
to label corticospinal axons. Sections were viewed under fluorescent
illumination at 365 and 485 nm for Fluoro-Gold and Fluoro-Ruby,
respectively. The injection sites, lesions, and transplants were
examined in all animals to ensure that there was no unintended
diffusion of tracer into either the transplant or the host
spinal cord rostral to the transplant. None of the animals included in
this study had any spread of tracer. In all animals, the rostrocaudal
and transverse extent of both the lesion site and the transplant
apposition were examined by cresyl violet staining and serial
reconstruction of the lesion site every 120 µm (longitudinal plane)
using an aus Jena microprojector and a Zeiss (Oberkochen,
Germany) microscope. All animals included in the anatomical and
behavioral results had transplants in physical apposition with host
spinal cord at both the rostral and caudal host-transplant interface.
Quantitative image analysis. For quantification of axon
growth, the spinal cord containing lesion, transplant, and up to 10 mm
caudal to lesion was cut longitudinally in a 1:6 series. Sections on
every sixth slide were analyzed for 5-HT immunoreactivity generating 18-22 sections per animal for analysis. The immunolabeled fibers were
captured digitally and analyzed using Sigma Scan (Jandel Scientific,
San Rafael, CA). Fiber length, location (white vs gray), number of
fiber clusters, and the number of fiber branch points within a cluster
were determined. The Kruskal-Wallis ANOVA on ranks was used to
establish that a given variable differed between treatment groups. This
was followed by Mann-Whitney U tests to identify which
group(s) accounted for the difference.
Behavioral analysis. The methods used for quantitative
analysis of sensorimotor function after spinal cord injury have been described in detail previously (Kunkel-Bagden and Bregman, 1990 ; Bregman et al., 1993 , 1995 ; Kunkel-Bagden et al., 1993 ; Bregman, 1994 ;
Miya et al., 1997 ) and are described briefly below. Motor behavior was
assessed with three tasks: quadrupedal treadmill locomotion, stair
climbing, and runway locomotion (both wide and narrow with sides to
provide postural support for the rats). For quadrupedal treadmill
locomotion, animals were placed in an adjustable Velcro harness fitted
between the forelimbs and secured around the upper trunk (to provide
partial postural support), with external postural support for the
hindquarters provided as needed. After 1 week of training, animals were
tested and videotaped 5 d/week for 2 weeks. The kinematics of the
hindlimb during locomotion was documented from videotapes using the
Peak Performance Movement Analysis System (Peak Performance
Technologies Inc., Englewood, CO). The total number of the hindlimb
steps and the number of plantigrade steps were counted during 3 min of
continuous treadmill locomotion at a constant speed of 4.7 m/min. Stair
climbing was used to assess over-ground movement. The number of
plantigrade steps was counted (of a total of seven possible stairs) and
averaged for four trials of stair climbing. All locomotor testing was
conducted without any external sensory stimulation, such as tail pinch.
Qualitative observations of locomotion were made directly and from
videotapes of performance during over-ground locomotion (while rats
crossed the runway and climbed a stairway) and during quadrupedal
locomotion on a treadmill. Particular attention was paid to the extent
of hindlimb weight support, hindlimb position during stance and swing,
presence or absence of toe drag, and reciprocity of stepping movements.
Weight-supported plantigrade stepping on stairs was characterized by
(1) plantar food placement to step with the hindlimb in a position to
accept weight support, (2) abdomen in up- or mid-position (no contact
on step or walking surface), (3) hindlimb weight support (partial or
full), (4) symmetrical postural stability, and (5) hindlimb flexion or
extension characteristic of a step cycle. Thus, weight-supported
plantar steps on stairs was the number of steps in which the rat's
entire body was supported above the surface on which it was walking.
Weight-supported plantigrade stepping on the treadmill was
characterized as follows. Rats were put in a harness to provide
postural support. The harness (which was connected to the top of the
treadmill by a spring) was lowered such that, when the animals pushed
up on their limbs, the harness moved up and down (but not sideways).
Thus, weight-supported stepping on the treadmill was characterized by
(1) plantar foot placement to treadmill with the hindlimb in a position
to accept weight support, (2) movement of the harness up and down as
the rat lifted its body, and (3) hindlimb flexion or extension
characteristic of a step cycle. It should be noted that Basso, Beattie,
Bresnahan (BBB) (Basso et al., 1995 ) analysis was not used for
several reasons: animals received a complete spinal cord transection
rather than a thoracic contusion injury (for which the test was
developed), and animals required some support for stability, precluding
standard methods of BBB analysis. Rather, our tests were modifications of the BBB scoring to allow us to measure recovery on the stairs and treadmill.
Individuals conducting the behavioral testing were unaware of the
identity of the treatment group to which the animals belonged. In
addition, after the 2 week testing period was concluded, testing was
continued on most of these animals (1-2 d/week for up to 4 months
after transection) to be certain that any behavioral improvements observed were maintained and that there was no late improvement in any
group of animals.
The animals selected for behavioral analysis were chosen before surgery
without explicit selection criteria from the total number of animals
prepared for this study. In both acute and delayed transplant groups,
daily qualitative analysis of locomotor function began immediately
after the transplant. Quantitative behavioral analysis of locomotor
function during treadmill locomotion and stair climbing began 4 weeks
after transplant. Animals that received a delayed transplant with
neurotrophins and that exhibited weight-supported stepping for 5 consecutive days were included in the analysis. Animals that received
an acute transplant with neurotrophins, and that showed any
weight-supported stepping, were included in the analysis, because none
of these animals ever showed weight-supported stepping for 5 consecutive days. ANOVA followed by appropriate post
hoc tests (Tukey's multiple comparison and Dunnett's) were used
for statistical comparisons of behavioral data.
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RESULTS |
Growth of supraspinal axons into transplant tissue
In adult rats, spinal cord transection permanently abolished all
supraspinal axonal projections caudal to the transection. Immunocytochemical visualization for descending serotonergic
raphe-spinal axons revealed that no serotonergic fibers were detected
in the spinal cord caudal to the transection by 2 weeks
after injury in animals that received transection (TX) only
(n = 23) and in animals that received transection with
neurotrophins [TX plus BDNF (n = 8) and TX plus NT-3
(n = 7)]. Furthermore, no fibers were detected at 4, 8, or 12 weeks after injury under these conditions. Thus, at the time
of the reexposure of the spinal cord for delayed transplant, any
remaining descending axons had already undergone Wallerian degeneration.
After either acute or delayed spinal cord transplantation (either with
or without neurotrophins), the embryonic spinal cord transplants
survived, grew, and matured to bridge the gap between the rostral and
caudal stumps of the host adult spinal cord, restoring structural
integrity across the injury site (Fig.
1A). A transplant fully
bridged the gap created by the transection in >90% of the animals in
each of the experimental groups, regardless of time of transplant or
exogenous neurotrophin support.

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Figure 1.
Transplants of fetal spinal cord tissue
survived and bridged the gap at the transection site. A,
Montage of longitudinal cresyl violet-stained sections through the
lesion and transplant site. Rostral and caudal host cord are to the
top and bottom, respectively, and
transplant is in the middle. Animals were killed 5 weeks
after transplantation. Scale bar, 1 mm. The spinal cord containing
lesion and transplant and the caudal segment with an additional 10 mm
of spinal cord was examined. B-D, Raphe-spinal axons
in longitudinal sections through the transplant were stained for 5-HT.
Fibers were detected 7-8 mm from the caudal border of the transplant
in the ventral horn gray matter and white matter. B,
Acute transection and transplant. C, Acute transection
and transplant with neurotrophins. D, Transection with
delayed transplant and neurotrophins. Scale bar, 50 µm.
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In the absence of exogenous neurotrophins, host axons grew into the
transplants, but the innervation by descending serotonergic axons was
sparse, similar to our previous observations in the spinal cord
hemisection model (Fig. 1B). Host axons were found predominantly near the rostral host-transplant interface and rarely crossed the transplant to reinnervate the spinal cord caudal to the
lesion and transplant. In contrast, the exogenous administration of
neurotrophins (BDNF or NT-3) increased axonal regrowth within both the
transplant (Fig. 1C) and the
host spinal cord caudal to the transplant
(Figs. 2, 3). Surprisingly, the
percentage of animals in which regrowth occurred was greater when the
transplant of embryonic spinal cord was delayed by 2 weeks after spinal
cord transection. Furthermore, in all animals that received a delayed transplant, the density of supraspinal ingrowth within the transplants was greater than that which occurred in animals that received fetal
spinal cord tissue immediately after injury (Fig.
1D).

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Figure 2.
Raphe-spinal axons were able to reenter
the host spinal cord caudal to the transplant and enter both gray and
white matter. Longitudinal sections through the host spinal cord caudal
to the transplant were stained for 5-HT. Serotonergic axons that regrew
in host spinal cord caudal to transection and transplant in the acute
transplant group were scattered, thin, and relatively unbranched.
A shows fibers in the gray matter. Delayed transplant
and neurotrophins resulted in denser axonal growth with more branching
and larger cluster sizes. B shows fibers in the gray
matter, and C shows fibers in the white matter. In
A-C, axons are marked with arrowheads.
Scale bar, 50 µm.
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Figure 3.
A, Total length of serotonergic
fibers per animal was measured over a distance of 10 mm caudal to the
lesion (length is mean ± SEM micrometers). A greater total fiber
length was observed in the gray matter compared with the white matter
(p = 0.004 for acute; p < 0.001 for delayed; Mann-Whitney U test).
B, The average number of branch points was significantly
higher in the gray matter in the delayed transplant groups compared
with the acute transplant group (*p < 0.01;
**p < 0.001; Mann-Whitney U test). C,
The average size of serotonergic axon clusters was significantly larger
in the gray matter for the delayed transplant group
(**p < 0.001) and in the white matter in animals
that received BDNF (*p < 0.01; Mann-Whitney
U test).
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Growth of supraspinal axons into host spinal cord caudal to
transection and transplant
To address whether the supraspinal fibers that entered the
transplant were able to traverse it to reach the caudal host spinal cord, serotonergic fibers caudal to the lesion and transplant were
examined. Unexpectedly, there were dramatic increases in both the
number of animals with fibers caudal to transplant and increases in
axon density, length, and branching in animals that received a delayed
transplant and neurotrophins compared with the acute transplant
conditions. In the group that received a transplant with neurotrophins
immediately after transection, 16 of the 29 animals (55%) had visible
5-HT-containing fibers in the host cord caudal to the transplant. In
the group that received a transplant with neurotrophins 2 weeks after
the transection, 24 of the 27 animals (89%) had 5-HT-containing fibers
in the host caudal cord ( 2;
p = 0.013). Furthermore, whereas the serotonergic axons
that regrew in the host spinal cord caudal to the transection and
transplant in the acute transplant group were scattered, thin, and
relatively unbranched (Fig. 2A), in animals that
received a delayed transplant and neurotrophins, the pattern of axonal
growth was denser with more branching and with significantly larger and
more complex cluster sizes in both gray matter and white matter (Figs.
2B, 3B,C). The
difference was most pronounced in the gray matter in which the average
cluster size and number of branch points per cluster were significantly
greater (p < 0.001 for acute versus delayed for
both BDNF and NT-3; Mann-Whitney U test) (Figs. 2, compare
A, B,
3B,C).
There was also greater long-distance axonal growth in animals that
received a delayed transplant with neurotrophins. Supraspinal serotonergic axons were observed not only in the host thoracic spinal
cord but also in the lumbar spinal cord in 18 of 24 animals in the
delayed transplant group compared with 8 of 16 animals in the acute
transplant group. Examination of the mean total fiber length indicated
that total axonal growth was more than sixfold greater in white matter
and 2.6-fold greater in gray matter in animals that received a delayed
transplant (2 weeks) compared with those that received transplant
immediately after injury (Fig. 3A). In both immediate and
delayed groups, axonal growth was greater in the gray matter than in
the white matter of the host spinal cord caudal to the transection and transplants.
To determine whether the beneficial effect of delaying transplantation
was also observed at longer postinjury intervals, we delayed
transplantation by 4 weeks in an additional set of animals (n = 8). After a 4 week delay, although fiber length
was greater than that observed after acute transplant, it was
attenuated by ~50% in white matter and in gray matter compared with
the axonal growth after a 2 week delay and transplantation (Fig.
3A). Although total axonal length was decreased after a 4 week delay, the complexity of the arbors was similar to that after a 2 week delay (Fig. 3B,C).
Neuroanatomical tracing of regenerated axons
Retrograde and anterograde neuroanatomical tracing was done to
confirm our observations that, in animals that received delayed transplants with exogenous neurotrophins, host supraspinal axons traversed the transection and transplant to reach caudal host spinal
cord. Two to 4 months after the initial injury, Fluoro-Gold was placed
into the host spinal cord caudal to the lesion (1 week before the
animals were killed). None of the transection-only animals (with or
without neurotrophins) had any Fluoro-Gold labeling across the lesion
site (0 of 12 animals). In animals that received transplant without
neurotrophins, fluorescence microscopy revealed intense Fluoro-Gold
labeling of neurons in host spinal cord rostral to the transplant in 5 of 10 animals, but these labeled neurons were found only at spinal cord
levels (Fig. 4F). There
were no detectable Fluoro-Gold-positive cells in any of the brainstem nuclei in any animals that did not receive neurotrophins. In animals that received transplants with neurotrophins, neurons containing Fluoro-Gold were clearly identified within brainstem nuclei (red nucleus, locus ceruleus, raphe nucleus, lateral vestibular nucleus, and
reticular formation) (Fig. 4A-E) and within layer V
of hindlimb sensorimotor cortex of these animals (data not shown).
Fluorescence labeling in these nuclei was confirmed by
immunocytochemistry with an antibody against Fluoro-Gold (data not
shown).

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Figure 4.
Fluoro-Gold retrograde labeling of
regenerated neurons. Neuronal cytoplasm is labeled
(arrows) by Fluoro-Gold in transverse sections of the
caudal one-third of the red nucleus (A), locus
Ceruleus (B), raphe nucleus
(C), lateral vestibular nucleus
(D), and reticular formation
(E). Fluoro-Gold staining is also present in the
cytoplasm of spinal neurons rostral to transplant in host cervical cord
(longitudinal section) (F) and in the cell bodies
of cortical neurons (data not shown). Scale bars, 100 µm.
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The presence of Fluoro-Gold in nuclei other than the raphe-spinal
neurons suggested that axonal growth was not restricted to the
serotonergic pathways. However, the retrograde labeling of the
corticospinal neurons was more scattered than that observed in the
brainstem nuclei and did not photograph well. Therefore, to confirm
these findings, corticospinal axons were anterograde labeled by
injecting Fluoro-Ruby into the motor cortex. Fluoro-Ruby-labeled corticospinal axons extended caudal to the lesion and transplant and
down the host thoracic cord in both the gray and white matter (Fig.
5A). Although the
corticospinal labeling caudal to the lesion and transplant was sparse,
some Fluoro-Ruby-labeled fibers extended as far as the lumbar
enlargement (Fig. 5B). Immunocytochemical labeling for
noradrenergic axons showed similar patterns of regrowth (data not
shown).

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Figure 5.
Fluoro-Ruby anterograde labeling of corticospinal
neurons. Fluoro-Ruby was injected into the motor cortex 8 weeks after
transplantation of fetal spinal cord tissue and neurotrophin
administration. Animals survived for 10 d and were killed.
Fluorescent micrographs show fibers labeled caudal to the transection
site in longitudinal sections from thoracic cord
(A) and transverse sections from lumbar cord
(B). Scale bar, 100 µm.
Arrows indicate labeled corticospinal axons traveling toward
the gray matter.
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Behavioral analysis
A subset of animals underwent behavioral analysis before being
killed to determine whether the anatomical reestablishment of
supraspinal and propriospinal input improved locomotor function. Daily
observations of locomotor function began immediately after surgery. For
the first 3 weeks after surgery, motor behavior was similar in all
groups of animals, regardless of presence of transplant or addition of
neurotrophins. There was no voluntary hindlimb movement on either the
treadmill or runway or any weight-supported stepping. The hindlimbs
were dragged passively and maintained in an extended and adducted
position, with the dorsal surface of the foot down and digits flexed.
All forward movement and weight support was generated by the forelimbs.
Differences in motor function began to emerge between groups, however,
during the third to fourth week after transplant. Animals that received
a delayed transplant with neurotrophins (either 2 or 4 weeks after
transection) exhibited partial hindlimb weight support on the runway,
with frequent unilateral or bilateral plantar foot placement. Even
during step cycles without weight-supported stepping (stair climbing or
runway), digits were extended and abducted, and the feet were in
complete plantar placement. Extended periods of forelimb-hindlimb
coordination during runway walking were seen more frequently in this
group than in animals that received a transplant immediately after
transection, although all groups required external postural support via
a harness or with the addition of "sides" to the runway for this to
occur. The reciprocal and bilateral step pattern used by rats that
received transplants and neurotrophins 2 weeks after spinal cord
transection could be independently sustained throughout a 3 min
duration of treadmill quadrupedal locomotion. When rats took
weight-supported steps, either on the stairs or over ground, they were
coordinated with forelimb movement. Postural control of the tail and
hindquarters remained limited with weight, often shifting from one side
to the other during locomotion.
At this point, training on the behavioral tasks was conducted for 1 week and animals were tested and videotaped 5 d/week for 2 weeks.
Weight-supported plantar foot placement was examined during treadmill
locomotion. Animals that received transplant and neurotrophins 2 weeks
after transection showed the most improvement in function.
Approximately half of these animals (of 24 total animals) showed some
weight-supported plantar stepping. Animals that showed weight-supported
stepping for 5 consecutive days (n = 5 animals) were
included in the quantitative analysis (Fig. 6A). These animals
showed the most improvement in motor function of all of the treatment
groups. If an animal showed weight-supported plantar stepping but
failed to take steps for 5 d consecutively, it was excluded from
the quantitative analysis. The remaining half of the animals did not
show weight-supported stepping. Therefore, animals that received
delayed transplant and neurotrophins after transection exhibited one of
three behaviors: consistent weight-supported stepping (~20% of
animals), inconsistent weight-supported stepping (~30% of animals),
and no weight-supported stepping (~50% of animals). Animals that
received transplant and neurotrophins immediately after spinal cord
transection showed some weight-supported plantar stepping
(n = 4 of 17 animals) (Fig. 6A),
although much less than that seen in animals that received delayed
transplant and neurotrophins, and these animals never took steps for 5 consecutive days. Animals that received a transection only
(n = 8), a transection with transplant only immediately
after injury (n = 7), or transection with transplant only 2 weeks after surgery (n = 7) showed no
weight-supported plantar stepping.

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Figure 6.
A, Histogram comparing number of
weight-supported plantar steps (±SD) on a treadmill in animals with a
transection (TX) only, with a transplant
(Acute TP), with a delayed transplant (Chronic
TP), with acute administration of transplant and neurotrophins
(Acute TP + NTF), or with delayed administration
of transplant and NTF (Chronic TP + NTF). Animals
with delayed administration of transplant and NTF had significantly
more steps than those with acute administration of transplant and NTF
( p < 0.001; ANOVA; Tukey's multiple
comparison test). B, Kinematic analysis of hindlimb step
cycles using the Peak Performance System for transection only
(TX ONLY), normal, and delayed transplant with
NT-3 (TX + TP + NT-3). Bony landmarks for pelvis, hip,
knee, ankle, and fifth metatarsal were digitized directly from
videotapes. BS, Beginning of stance; MS,
middle stance; ES, end of stance; MSW,
mid-swing. The horizontal line below each stick
figure represents the surface of the treadmill.
|
|
The kinematics of hindlimb movement during quadrupedal treadmill
locomotion was examined from videotape recordings using the Peak
Performance Movement Analysis System. Step cycles were digitized, and
the movement pattern was reconstructed. The normal step cycle was
characterized by a weight-supported hindlimb stance with easily distinguished beginning stance (BS), middle (MS),
and end of stance (ES) phases, with a swing phase in which
the hindlimb has no contact with the surface (MSW)
(Fig. 6B). Animals that received a transection (with
or without transplant) but no neurotrophins dragged their hindlimbs
passively and showed no weight support (TX only). In contrast, the step
cycles of animals that received a delayed transplant with neurotrophins
exhibited a kinematic pattern similar to that of normal animals. Many
of the step cycles were characterized by full or partial hindlimb
weight-supported stepping on the plantar surface of the foot.
Beginning, middle, and end of stance could be distinguished, as could a
swing phase in which the hindlimb cleared the surface and the weight
was supported by the contralateral limb.
Plantar stepping on stairs was used as an over-ground measure of motor
function. Control animals ascend a wide-base staircase comprised of
seven steps using 100% weight-supported steps (Fig. 7B). Animals that received
transections only do not take hindlimb steps (plantar or dorsal) during
stair ascension. Postural support of the trunk is replaced by
side-lying positioning and abdomen drag (Fig. 7A). All
forward propulsion and weight support is generated by the forelimbs. In
contrast, animals that received delayed transplants and neurotrophins
displayed a dramatic improvement in the number of weight-supported
plantar steps (Fig. 7B). These animals demonstrated more
postural trunk support and periods of alternating and reciprocal hindlimb locomotion characterized by weight support through the hindlimb with plantar foot placement (Fig. 7A). Furthermore,
these animals were capable of single-limb support with raised abdomens during the middle stance and middle swing phases. In contrast, in all
other groups (including animals that received a transection only,
transection with immediate transplant with or without neurotrophins, and delayed transplant without neurotrophins), animals showed no weight
support on the plantar surface of the foot during stair climbing.
Although some did exhibit hindlimb flexion and extension (spinal
stepping), this was always without coordination with the forelimbs and
without weight support. None of the animals in any of the groups
possessed sufficient hindlimb strength and control to descend
stairs.

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Figure 7.
Stair ascension. A, Sequential
video frames (interval, 27 frames) of a transection only animal
(left panels) and transection with delayed transplant
and neurotrophins (right panels) during stair ascension
2 months after injury. Animals are represented during best
performances. Note that the transection only animals show no weight
support on the stairs; hindlimbs are dragged passively behind the body.
Animals that receive a delayed transplant with neurotrophins
demonstrate bilateral weight support, plantar foot placement (see
arrows), and coordinated forelimb-hindlimb stepping
during stair climbing. B, Histogram comparing mean ± SD total number of weight-supported steps during stair ascension on
best day motor performance. Transection only (TX Only)
animals showed no weight-supported stepping during stair climbing.
Animals that received delayed transplants with neurotrophins
(Chronic TP + NTF) had significantly more
weight-supported steps (p < 0.001; ANOVA;
Tukey's multiple comparison test).
|
|
We attempted to correlate the amount of anatomical regrowth (fiber
density) to improvements in locomotor function. However, supraspinal
fiber regrowth did not directly relate to functional improvement in any
immediately obvious manner, other than the most recovery was seen in
animals that established supraspinal input to the host cord caudal to
the transection (i.e., those animals that received transplants with
neurotrophins). Some animals with extensive fiber growth, however,
performed worse than animals with sparser growth.
Retransection of the spinal cord rostral to the transplant in animals
that showed recovery of function (4 months after the initial lesion)
abolished the movements that had recovered (data not shown). There was
no subsequent recovery of weight-supported stepping and plantar foot
placement on treadmill or on stairs during the subsequent 5 week
observation period. The relesioning abolished the supraspinal
projections within and caudal to the transplant. This suggests that at
least some of the motor recovery observed was dependent on the
anatomical connections established through the transplants.
 |
DISCUSSION |
We showed previously that fetal rat spinal cord tissue
transplanted into the hemisected or partially lesioned spinal cord of
an adult rat, along with BDNF or NT-3 administration, supports the
regrowth of supraspinal pathways (Bregman, 1994 ; Bregman et al., 1998 ,
1997b ). Limited regrowth into the spinal cord caudal to the lesion
occurs, however, even when a favorable terrain is present at the lesion
site (Reier et al., 1988 ; Jakeman and Reier, 1991 ; Bregman, 1994 ). We
demonstrate here that, when the delivery of transplants and
neurotrophins is delayed until 2 weeks after spinal cord transection,
the amount of axonal growth and the amount of recovery of function are
dramatically increased. Under these conditions, both supraspinal and
propriospinal projections to the host spinal cord caudal to the
transection are reestablished.
Quantitative analysis of fiber growth demonstrated that substantial
growth of axons across the transplant into caudal host spinal cord
required exogenous administration of either BDNF or NT-3. Without
neurotrophins, supraspinal axons rarely crossed through the transplant.
The greater axonal growth in the delayed transplant group was reflected
in total axonal length, cluster size, and branching, with BDNF and NT-3
showing similar efficacy. Long-distance growth of axons occurred in
both the gray and white matter of caudal host spinal cord.
Interestingly, axonal growth was not restricted to serotonergic
pathways. Immunocytochemical labeling for noradrenergic axons showed
similar patterns of regrowth. In addition, anterograde labeling of
corticospinal axons indicated that, in the presence of either BDNF or
NT-3, corticospinal axons were able to regrow across the transplant
back into the host spinal cord caudal to the transplant. Retrograde
labeling studies revealed that red nucleus, locus ceruleus, lateral
vestibular, reticular, and raphe neurons are all capable of regrowth
after injury and delayed transplantation with neurotrophins.
No particular intervention to alter the myelin-associated neurite
growth inhibitors was used in this study. The reasons for greater
axonal growth, especially within host white matter, are not clear. It
is possible that some of the inhibitory influences associated with the
mature CNS are downregulated at chronic intervals after injury.
Certainly, myelin-associated neurite growth inhibitors are one class of
molecules that restrict growth in the mature CNS (Schnell and Schwab,
1990 , 1993 ; McKerracher et al., 1994 ; Mukhopadhyay et al., 1994 ;
Thallmair et al., 1998 ). Blocking the influence of these inhibitors
leads to increases in both regenerative growth of damaged pathways
(Caroni and Schwab, 1988 ; Schwab et al., 1993 ) and sprouting of
undamaged pathways (Thallmair et al., 1998 ; Z'Graggen et al., 1998 ).
Both forms of plasticity lead to improvements in motor function
(Bregman et al., 1995 ; Thallmair et al., 1998 ; Z'Graggen et al.,
1998 ). The growth of axons in both gray and white matter within host
spinal cord caudal to the transection suggests that some of the
inhibitory influences associated with astrocytes (McKeon et al., 1995 ;
Hoke and Silver, 1996 ; Davies et al., 1997 ; Fitch and Silver, 1997a ,b )
or myelin (Caroni and Schwab, 1988 ; Schnell and Schwab, 1990 , 1993 ;
Schwab et al., 1993 ; McKerracher et al., 1994 ; Mukhopadhyay et al.,
1994 ) may be downregulated and present less of a barrier to the
regrowth of axons after chronic injury. Studies by Silver and
colleagues (Davies et al., 1997 ) suggest that, in regions in which
there is minimal direct damage or glial scarring (and its associated
upregulation of proteoglycans within the extracellular matrix), some
axons are able to grow long distances in adult myelinated white matter
tracts. Neurotrophins themselves can also alter the response of neurons
to myelin. Studies by Filbin and colleagues (Cai et al., 1999 ) show
that exposure of neurons to neurotrophins in vitro, before
they encounter the inhibitory influence of myelin-associated
glycoproteins or myelin, increases the amount of neurite outgrowth via
a cAMP-dependent mechanism.
It is clear that environmental factors play a role in restricting
axonal growth within a mature CNS environment, because mature neurons
can extend axons long distances within a peripheral nerve graft but
terminate shortly after reentering a CNS environment (Aguayo et al.,
1979 , 1981 ; Richardson et al., 1980 , 1984 ; David and Aguayo, 1981 ,
1985 ). A recent study by Ramon-Cueto et al. (2000) demonstrates
long-distance motor axon regeneration across a spinal cord transection
site in the presence of olfactory ensheathing cells, a cell type shown
previously to be permissive for corticospinal axon regeneration (Li et
al., 1998 ). Recent studies in our laboratory show that the expression
of proinflammatory cytokines is attenuated in the spinal cord when the
lesion site is reexposed and the scar tissue is removed compared with
levels of cytokine expression after a more acute injury (M. Nakamura,
R. Houghtling, L. MacArthur, B. M. Bayer and B. S. Bregman, unpublished
observations). Thus, the environment at the injury site may
become more favorable for axonal growth over time after injury compared
with the acutely injured spinal cord, and in the presence of fetal
spinal cord transplants and neurotrophins, support regeneration of
supraspinal neurons.
It is likely that the differences between acute and delayed transplant
injury conditions are not restricted to the environment alone. Rather,
there may be differences in the ability of neurons themselves to mount
a regenerative response. The process of reexposing the lesion site 2 weeks after injury and clearing away the glial scar at the injury site
before the placement of the transplant may actually elicit a
"conditioning lesion" (Richardson and Issa, 1984 ; Neumann and
Woolf, 1999 ) such as that seen in dorsal root ganglia. That is, neurons
that have been injured previously may be primed to upregulate cellular
and molecular programs associated with axonal growth. After axotomy at
a distance from the cell body, CNS neurons fail to upregulate
regeneration-associated cell programs (Jenkins et al., 1993 ). We showed
previously that, after acute spinal cord injury, transplants and
neurotrophic factors upregulate c-Jun expression in the cell bodies of
descending axotomized CNS neurons (Broude et al., 1997 , 1999 ). This is
associated with increases in the distance and amount of regrowth within
the transplant tissue itself (Bregman et al., 1997b ), suggesting that
neurotrophins upregulate cellular programs associated with regeneration
(Herdegen et al., 1997 ; Bregman et al., 1998 ). Whether a second lesion
augments this response remains to be determined.
The growth of supraspinal axons across the transplant and back into the
host spinal cord caudal to the lesion was dependent on the presence of
exogenous neurotrophic support. Without the neurotrophins, only
propriospinal axons were able to reestablish connections across the
transplant. Studies using peripheral nerve or Schwann cell grafts have
shown that some anatomical connectivity can be restored across the
injury site, particularly under the influence of neurotrophins (Xu et
al., 1995a ,b ; Cheng et al., 1996 ; Ye and Houle, 1997 ). Without
neurotrophin treatment, brainstem axons do not enter the graft (Xu et
al., 1995a ,b ; Ye and Houle, 1997 ). Similarly, cells genetically
modified to secrete neurotrophins and transplanted into the spinal cord
influence the axonal growth of specific populations of spinally
projecting neurons (Tuszynski et al., 1996 , 1997; Liu et al., 1999 ).
Together, these studies support a role for neurotrophic factors in the
repair of the mature CNS.
The regrowth of supraspinal and propriospinal input across the
transection site was associated with consistent improvements in
hindlimb locomotor function. Animals performed alternating and
reciprocal hindlimb stepping with plantar foot contact to the treadmill
or stair during ascension. Furthermore, they acquired hindlimb weight
support and demonstrated appropriate postural control for balance and
equilibrium of all four limbs. After spinal cord injury in the adult,
the circuitry underlying rhythmic alternating stepping movements is
still present within the spinal cord caudal to the lesion but is now
devoid of supraspinal control.
We show here that restoring even relatively small amounts of input
allows supraspinal neurons to access the spinal cord circuitry. Surprisingly, the variability in functional improvement did not directly relate to fiber density, suggesting that restoring some input
to the spinal pattern generator after spinal cord transection, rather
than total fiber numbers, is a better predictor for recovery of
hindlimb locomotion. Removing the reestablished supraspinal input after
recovery (by retransection rostral to the transplant) abolished the
recovery and abolished the serotonergic fibers within the transplant
and spinal cord caudal to the transplant. This suggests that at least
some of the recovery observed is attributable to reestablishing
supraspinal input across the transplant rather than a diffuse influence
of the transplant on motor recovery. It is unlikely, however, that the
greater recovery of function in animals that received delayed
transplant and neurotrophins is attributable solely to the restoration
of supraspinal input. Recent work by Ribotta et al. (2000) suggests
that segmental plasticity within the spinal cord contributes to weight
support and bilateral foot placement after spinal cord transection.
This recovery of function occurs after transplants of fetal raphe cells
into the adult spinal cord transected at T11. Recovery of function
appears to require innervation of the L1-L2 segments with serotonergic fibers, and importantly, animals require external stimulation (tail
pinch) to elicit the behavior. In the current study, animals with
transection only did not develop stepping over ground or on the
treadmill without tail pinch, although the transplant and neurotrophin-treated groups did so without external stimuli. Therefore, both reorganization of the segmental circuitry and partial restoration of supraspinal input presumably interact to yield the improvements in
motor function observed.
We do not know how long after the initial injury mature CNS neurons
maintain the ability to regrow under favorable conditions. When
chronically injured neurons were reinjured closer to the cell body and
presented with a blind-ended peripheral nerve graft, some populations
of CNS neurons were able to regrow, even at long postinjury intervals.
This regrowth was increased by the application of neurotrophins (Houle,
1991 ; Houle et al., 1997 ; Ye and Houle, 1997 ). In this study, rats that
received transplants and neurotrophins 4 weeks after spinal cord
transection showed similar growth of raphe-spinal neurons, although
total fiber length was somewhat reduced and there was greater
variability between animals. Animals also showed recovery of function
similar to those that received treatment at 2 weeks (data not shown),
suggesting that these neurons retain their regenerative capacity for
sustained periods after injury.
In summary, the therapeutic intervention of tissue transplantation and
exogenous neurotrophin support leads to improvements in propriospinal
input across the transplant into the host caudal cord and a concomitant
improvement in locomotor function. Paradoxically, delaying these
interventions for several weeks after a spinal cord transection leads
to dramatic improvements in recovery of function and a concomitant
restoration of supraspinal input into the host caudal spinal cord.
These findings suggest that opportunity for intervention after spinal
cord injury may be far greater than originally envisioned and that CNS
neurons with long-standing injuries may be able to reinitiate growth,
leading to improvement in motor function.
 |
FOOTNOTES |
Received April 2, 2001; revised Sept. 12, 2001; accepted Sept. 12, 2001.
This work was supported by National Institutes of Health Grants NS
27054 and NS 19259 and in part by grants from the International Spinal
Research Trust and the Daniel Heumann Fund for Spinal Cord Research.
J.V.C. and T.T.-S.L were supported in part by Training Grant T32 HD
07459 from the National Center for Medical Rehabilitation Research.
Neurotrophins were generously supplied by Regeneron Pharmaceuticals
(Tarrytown, NY).
J.V.C. and T.T.-S.L contributed equally to this work.
Correspondence should be addressed to Dr. Barbara S. Bregman,
Department of Neuroscience, Georgetown University Medical Center, 3970 Reservoir Road NW, Washington, DC 20007. E-mail:
bregmanb{at}georgetown.edu.
J. V. Coumans' present address: Department of Neurosurgery, Cleveland
Clinic, Cleveland, OH.
T. T.-S. Lin's present address: London School of Hygiene/London School
of Economics, London, UK.
 |
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