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The Journal of Neuroscience, December 15, 2001, 21(24):9519-9528
Caspase-9 Activation Results in Downstream Caspase-8 Activation
and Bid Cleavage in
1-Methyl-4-Phenyl-1,2,3,6-Tetrahydropyridine-Induced Parkinson's
Disease
Veena
Viswanath2,
Yongqin
Wu1,
Rapee
Boonplueang1, 2,
Sylvia
Chen1,
Fang Feng
Stevenson1,
Ferda
Yantiri2,
Lichuan
Yang3,
M. Flint
Beal3, and
Julie K.
Andersen1, 2
1 Buck Institute for Age Research, Novato, California
94945, 2 Division of Neurogerontology, Andrus Gerontology
Center and Program in Molecular Biology, Department of Biological
Sciences, University of Southern California, Los Angeles, California
90089, and 3 Department of Neurology, Cornell University
Medical College, New York, New York 10021
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ABSTRACT |
Parkinson's disease (PD) and
1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine (MPTP) toxicity are both
associated with dopaminergic neuron death in the substantia nigra (SN).
Apoptosis has been implicated in this cell loss; however, whether or
not it is a major component of disease pathology remains controversial.
Caspases are a major class of proteases involved in the apoptotic
process. To evaluate the role of caspases in PD, we
analyzed caspase activation in MPTP-treated mice, in cultured
dopaminergic cells, and in postmortem PD brain tissue. MPTP was found
to elicit not only the activation of the effector caspase-3 but also
the initiators caspase-8 and caspase-9, mitochondrial cytochrome
c release, and Bid cleavage in the SN of wild-type mice.
These changes were attenuated in transgenic mice neuronally expressing
the general caspase inhibitor protein baculoviral p35. These mice also
displayed increased resistance to the cytotoxic effects of the drug.
MPTP-associated toxicity in culture was found temporally to
involve cytochrome c release, activation of caspase-9,
caspase-3, and caspase-8, and Bid cleavage. Caspase-9 inhibition
prevented the activation of both caspase-3 and caspase-8 and also
inhibited Bid cleavage, but not cytochrome c release.
Activated caspase-8 and caspase-9 were immunologically detectable within MPP+-treated
mesencephalic dopaminergic neurons, dopaminergic nigral neurons from
MPTP-treated mice, and autopsied Parkinsonian tissue from late-onset
sporadic cases of the disease. These data demonstrate that
MPTP-mediated activation of caspase-9 via cytochrome c
release results in the activation of caspase-8 and Bid cleavage, which we speculate may be involved in the amplification of caspase-mediated dopaminergic cell death. These data suggest that caspase inhibitors constitute a plausible therapeutic for PD.
Key words:
caspases; substantia nigra; Parkinson's disease; MPTP; mesencephalic cultures; PC12
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INTRODUCTION |
Parkinson's disease (PD) is
characterized by a progressive degeneration of dopaminergic neurons of
the substantia nigra (SN). In postmortem Parkinsonian brain dying
neurons are present that have been reported to display morphological
characteristics of apoptosis, including cell shrinkage, chromatin
condensation, and DNA fragmentation (Mochizuki et al., 1996 ;
Hajimohamadreza and Treherne, 1997 ; Tatton et al., 1998 ). In addition,
the expression of known effectors of neuronal apoptosis, including the
major downstream executioner caspase, caspase-3, has been
reported in autopsied SN tissue isolated from PD patients (Anglade
et al., 1997 ; Hartmann et al., 2000 ). In vivo and
in vitro models of PD also have suggested a role for
apoptosis in the related human disease pathology (for review, see
Andersen, 2001 ). 1-Methyl-4-phenyl-1,2,3,6-tetrahydropyridine (MPTP)
administration in mice, for example, produces selective degeneration of
dopaminergic neurons of the SN, and the presence of DNA fragmentation
has been reported after its administration along with the induction of
caspase-3 activity (Tatton and Kish, 1997 ; Hartmann et al., 2000 ). In
addition, proapoptotic Bax expression is found to be elevated after
MPTP administration, and mice in which Bax has been ablated or the
expression of the anti-apoptotic protein Bcl-2 has been elevated have
been shown to be resistant to this agent (Hassouna et al., 1996 ; Offen
et al., 1998 ; Yang et al., 1998 ; Choi et al., 2001 ).
1-Methyl-4-phenylpyridinium ion (MPP+), a
metabolite of MPTP, has been found at low dosages to cause apoptotic
cell death in dopaminergic PC12 cells and mesencephalic cultures via
the activation of caspase-3 (Hartley et al., 1994 ; Mochizuki et al.,
1996 ; Dodel et al., 1998 ). Caspase-3, therefore, has been suggested to
be the final effector of apoptotic cell death in
Parkinson's-associated neurodegeneration, but the exact biochemical
pathways involved in its activation are unclear.
Previously, we have reported the creation of transgenic mice that
neuronally express the baculoviral protein p35 (Viswanath et al.,
2000 ). This protein acts as a potent irreversible caspase inhibitor
with broad effectiveness against all classes of these proteases (Bump
et al., 1995 ; Zhou et al., 1998 ; Fisher et al., 1999 ). Expression of
the p35 protein in vivo has been shown to confer functional
caspase inhibitory activity and to attenuate apoptosis in a variety of
different paradigms (Hay et al., 1994 ; Sugimoto et al., 1994 ; Davidson
and Steller, 1998 ; Izquierdo et al., 1999 ; Hisahara et al., 2000 ;
Viswanath et al., 2000 ). Unlike animals deficient in the expression of
specific caspases (i.e., caspase-3, caspase-8, and caspase-9; Kuida et
al., 1996 , 1998 ; Varfolomeev et al., 1998 ; Colussi and Kumar, 1999 ;
Zheng et al., 1999 ), p35 transgenics appear phenotypically normal and
are viable, and embryonic development does not appear to be affected in
these animals (Viswanath et al., 2000 ). These animals were studied
along with the examination of dopaminergic cell lines, primary
mesencephalic cultures, and PD brain tissue to assess the possible
regulatory role of other caspases in the activation of caspase-3 in the
molecular pathway leading to apoptotic cell death in MPTP toxicity and
sporadic late-onset PD.
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MATERIALS AND METHODS |
MPTP treatment of mice. MPTP-HCl (Sigma Aldrich, St.
Louis, MO) in 0.9% NaCl was administered to 10- to 16-week-old
wild-type and p35 transgenic mice, using an acute dosing regimen of 15 mg/kg intraperitoneally every 2 hr for four doses (n = 5-7 mice in each group) as described previously (Yang et al., 1998 ).
Control animals in both paradigms were treated with equal volumes of saline.
Stereological counts of tyrosine hydroxylase-immunopositive
neurons. MPTP and saline-treated animals (n = 5-7) were perfused transcardially with 4% paraformaldehyde. Brain
tissue containing SN was sectioned coronally at 40 µm on a sliding
microtome. Immunohistochemistry was performed with a rabbit polyclonal
anti-tyrosine hydroxylase antibody (Chemicon, Temecula, CA). Briefly,
fixed tissue was preincubated with 1% hydrogen peroxide/methanol to
reduce background staining, and then the tissue was exposed to a 1:500
dilution of primary antibody in appropriate buffer overnight at 4°C.
Sections were washed with PBS, incubated with biotinylated
anti-rabbit IgG secondary antibody (Vector Laboratories, Burlingame,
CA), rinsed, placed for 1 hr in avidin-biotin peroxidase solution
(Vectastain ABC kit, Vector Laboratories), and then developed in 0.01%
hydrogen peroxide, 0.01% diaminobenzidine tetrahydrochloride (DAB;
Sigma Aldrich) for 5 min. Sections were rinsed, mounted on glass slides in 50% glycerol, and coverslipped. Slides were coded, and calculations of the cell numbers were performed by using the unbiased dissector method (West et al., 1991 ). Hydroxylase-immunopositive
(TH+) cells were counted from a total of
14-18 sections in each field per brain (i.e., every second section) at
a magnification of 100× in a 0.2 mm2
area, using the optical fractionator approach.
Measurement of levels of dopamine and homovanillic acid.
MPTP and saline-treated animals (n = 5-7) were
killed 7 d after the last MPTP injection. For each mouse
the striatum was dissected, immediately frozen in dry ice, and then
stored at 80°C for the measurement of dopamine and its metabolites.
Dissected striatal tissues were sonicated and centrifuged in chilled
0.1 M perchloric acid (PCA; 30 µl/mg tissue).
The supernatants were analyzed for levels of dopamine and homovanillic
acid (HVA) by using 16-electrode electrochemical detection as described
previously (Beal et al., 1990 ). Concentrations of dopamine and HVA are
expressed as picomoles per milligram of protein.
Measurement of caspase activities. Caspase activities were
measured in PC12 cells and murine SN tissues at the indicated time points after toxin treatment by using specific fluorogenic tetrapeptide substrates. Caspase-3 activity was measured with a fluorace
apopain assay kit (Bio-Rad, Hercules, CA) that used the substrate
DEVD-AFC according to the manufacturer's directions. Caspase-8 and
caspase-1 activities were measured by using the substrates IETD-AFC and YVAD-AFC (Calbiochem, La Jolla, CA), respectively. Caspase-9 activity was measured with an assay kit (Oncogene, Cambridge, MA), using the
specific substrate LEHD-AFC. Cells or tissues were lysed in 100-250
µl of lysis buffer [containing (in mM) 10 HEPES-KOH, pH 7.2, 2 EDTA, 5 dithiothreitol (DTT), and 1 phenylmethylsulfonyl fluoride (PMSF) plus 0.1% CHAPS, 10 µg/ml pepstatin A, 10 µg/ml aprotinin, 20 µg/ml leupeptin], vortexed gently, and freeze-thawed four to five times. Lysates were centrifuged at 13,000 × g for 30 min at 4°C, and the supernatants were collected.
Protein concentrations were estimated by using Bradford reagent
(Bio-Rad). Supernatant aliquots were incubated with the fluorescent
substrates at 37°C for 1-2 hr. Free AFC accumulation resulting from
cleavage of the aspartate-AFC bond was measured with a Cytofluor II
fluorometer at 360 nm excitation and 515 nm emission wavelengths.
Western blot analysis of cytochrome c levels and Bid
cleavage. For analysis of Bid cleavage, tissue extracts were
prepared as described above for the measurement of caspase activities. To analyze cytochrome c release, we performed protein
extraction of both the mitochondrial and cytosolic fractions as
described previously (Kirsch et al., 1999 ). Cells or tissues were
rinsed twice with cold PBS and lysed in cold MSHE buffer [0.21
M mannitol (and in mM) 70 sucrose, 10 HEPES-KOH, pH 7.2, 1 EGTA, 1 EDTA, 0.15 spermine, 0.75 spermidine, and 5 DTT plus 2 µg/ml leupeptin, 2 µM benzamidine-HCl, 1 µg/ml pepstatin].
Cells were homogenized with Dounce on ice. Nuclei and unlysed cells
were removed by centrifugation at 500 × g at 4°C for
12 min. The supernatant was centrifuged at 9500 × g
for 9 min at 4°C to pellet mitochondria. The supernatant contained
the cytosolic fraction; the mitochondrial pellet was resuspended in
MSHE buffer and was also used for immunoblot analysis. Protein (5 µg)
from the cytosolic fraction and 2.2 µg from the mitochondrial
fraction were loaded per lane. The primary antibodies were either a
1:1000 dilution of polyclonal anti-human/mouse Bid (R&D Systems,
Minneapolis, MN) or a 1:1000 dilution of monoclonal cytochrome
c (PharMingen, San Diego, CA), followed by horseradish peroxidase-conjugated secondary antibody (Vector Laboratories) and
autoradiography with enhanced chemiluminescence (ECL; Amersham Pharmacia Biotech, Arlington Heights, IL). Cytosolic extracts also were
analyzed with Cox IV antibody, which serves as an indicator of
mitochondrial contamination of cytosolic extracts (Clontech, Palo Alto, CA).
PC12 cell culture and treatment with
MPP+. PC12 cells were grown in DMEM
supplemented with 10% heat-inactivated horse serum, 5% fetal bovine
serum, and 2% penicillin/streptomycin (Life Technologies, Gaithersburg, MD). Typically, the cells were plated in 100 × 200 mm culture dishes or six-well plates at a confluency of 50-80% and
grown at 37°C in 5% CO2. Cultures were used
for no more than 20 passages. Cells were treated with 150 µM MPP+(Sigma Aldrich) for
4-24 hr; untreated cells were used as controls. MPP+ stock was made freshly before its
addition to DMEM. For each set of experiments the samples were run in
triplicate and repeated three times. For experiments that used the
caspase-8 and caspase-9 inhibitors (25 µM in DMSO;
Calbiochem-Novabiochem, San Diego, CA and PharMingen, respectively),
the cells were preincubated with the inhibitors for 1 hr before
treatment with MPP+.
Mesencephalic cultures and MPP+
treatment. All experiments were performed by following an
institutionally approved protocol in accordance with National
Institutes of Health Guide for the Care and Use of Laboratory
Animals. Ventral mesencephalon was dissected from embryonic
gestation day 14 (E14) wild-type and p35 transgenic mice. Neurons were
dissociated mechanically and incubated for 5 min at room temperature
(RT) in 0.05% trypsin-EDTA (Life Technologies) in HBSS without calcium
and magnesium (Life Technologies). The digestion reaction was stopped
by the addition of 10% fetal bovine serum (FBS; Life Technologies) in
high-glucose DMEM (Life Technologies). Cells were plated onto
poly-D-lysine-coated eight-well culture slides
(Becton Dickinson Labware, Bedford, MA) at a density of 3.5 × 105 cells/well. Neurons were grown in
neurobasal medium (NBM) supplemented with 2% B-27, 0.5 mM glutamine, and 1% antibiotic-antimycotic solution (all from Life Technologies). All cultures were incubated at
37°C at 5% CO2. After 4 d one-half of the
medium was removed and replaced with an equal volume of medium. Cells
were grown an additional 2 d and then treated with 5 µM MPP+ (Sigma
Aldrich) for 6, 12, 18, 24, and 48 hr. The caspase-9 inhibitor Z-LEHD-FMK (25 µM; PharMingen) was added 1 hr
before MPP+ treatment. Cells were fixed
with 4% paraformaldehyde in PBS for 30 min.
Immunocytochemistry for activated caspase-3, caspase-9, and
caspase-8 and TH and DAPI staining in cultured
TH+ SN neurons. To address the time
course of MPP+-induced activation of
caspase-3, caspase-9, and caspase-8 in apoptotic
TH+ SN neurons, we used double
immunolabeling for both the activated caspases and TH and DAPI staining
in this study. After fixation the cells were blocked with 10% normal
goat serum (NGS) containing 0.3%
H2O2 and 0.3% Triton X-100
for 1 hr at RT. After being washed three times in PBS, the cells were
incubated with rabbit polyclonal antibodies that recognize the active
forms of caspase-3 (1:50; New England Biolabs, Beverly, MA), caspase-9
(1:100; New England Biolabs), and caspase-8 (1:500; SK440, gift from
SmithKline Beecham, Philadelphia, PA) at 4°C overnight. After being
washed with PBS, the cells were incubated with BODIPY FL goat
anti-rabbit IgG conjugates (1:200; Molecular Probes, Eugene, OR) at
RT for 1 hr. Then the cells were washed with PBS and incubated with
sheep anti-tyrosine hydroxylase polyclonal antibody (1:100; Chemicon)
at RT for 1 hr. After being washed with PBS, the cells were incubated
with Cy-3-conjugated anti-sheep IgG (1:500; Jackson ImmunoResearch, West Grove, PA) at RT for 1 hr. Finally, the cells were wash with PBS
and mounted with VectaShield mounting medium with DAPI (Vector Laboratories).
Cell counts in cultured TH+ SN
neurons from p35 transgenic versus wild-type mice treated with
MPP+. The total number of
TH+ neurons in mesencephalic cultures from
both p35 transgenic and wild-type animals was counted in every
well in at least three wells per time point (0, 6, 12, and 24 hr after
MPP+ treatment). The percentage of
TH+ neurons compared with that of the
untreated wild type was used to evaluate
MPP+ toxicity. Experiments were repeated
three times with cultures isolated from independent dissections.
Immunohistochemistry of activated caspase-8 and caspase-9 and
TH+ SN neurons in vivo. For mouse
tissue, free-floating 40-µM-thick sections were treated
first with sheep polyclonal anti-tyrosine hydroxylase antibody (1:500;
Chemicon), followed by biotinylated anti-sheep IgG secondary antibody
and cy3 streptavidin (Jackson ImmunoResearch).
TH+ neurons were localized, and then the
sections were reincubated with either rabbit polyclonal anti-activated
caspase-9 antibody (1:100; New England Biolabs) or rabbit polyclonal
anti-activated caspase-8 antibody (1:2500; gift from SmithKline
Beecham), followed by biotinylated anti-rabbit IgG and cy2 streptavidin
(Jackson ImmunoResearch); the sections were visualized under
fluorescence microscopy. Control experiments were performed in which
one or the other of the primary antisera was omitted. No staining was observed under these conditions. Immunostaining was performed similarly
with human brain sections (25 µM thick) from both
late-onset PD patients with mild-to-moderate focal loss of melanized
neurons in ventral and caudal parts of the SN pars compacta (SNpc) and age-matched controls fixed in formaldehyde (n = 3 for
each; average postmortem period, 7.25 ± 5 hr; average age,
69.7 ± 9 years). All PD cases were diagnosed clinically and
neuropathologically confirmed, whereas controls had no clinical or
neuropathological signs of PD or dementia. Caspase expression was not
found to be affected by postmortem delay (Stadelmann et al., 1999 ).
Statistical analysis. Results were expressed as means ± SD of the difference between wild type and p35 transgenics as
assessed by ANOVA. Values of p < 0.01 were taken as
being statistically significant.
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RESULTS |
Transgenic mice expressing the general caspase inhibitory protein
p35 are resistant to the toxicity associated with the
Parkinson's-inducing agent MPTP
Apoptosis has been shown to play a role in MPTP-induced
neurotoxicity (Hassouna et al., 1996 ; Offen et al., 1998 ). Because caspase-3 has been demonstrated previously to be activated during this
process both in vitro and in vivo, we examined
whether expression of the general caspase inhibitor p35 in our
transgenic animals would act to inhibit the death of dopaminergic SN
neurons induced by MPTP treatment. Stereological cell counts of
TH+ dopaminergic neurons were performed on
coronal sections isolated from the SN of p35 transgenics versus
wild-type animals injected with either MPTP or saline
(n = 5-7). TH+ cells were
counted in every alternate section via the optical fractionator method
that combines the optical dissector method and systematic uniform
random sampling (West et al., 1991 ). The number of
TH+ neurons in the SNpc of wild-type
animals was found to be decreased by ~37 ± 6.2% after MPTP
administration compared with animals injected with saline alone
(p < 0.01; Fig.
1A). In contrast, a decrease of only 15 ± 4.8% in the number of
TH+ cells was observed in the SNpc of p35
transgenics that were injected with MPTP compared with saline-injected
animals (p < 0.01).

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Figure 1.
Toxicity induced by MPTP is attenuated in
transgenic mice neuronally expressing the general caspase inhibitor
protein baculoviral p35. A, Stereological counts of
TH+ neurons from wild-type
(WT) versus p35 transgenic mice after MPTP
administration. Both wild-type and p35 transgenics were killed 7 d
after MPTP injection, and SN tissue was immunostained with TH antibody.
The cell number was assessed stereologically in every alternate
section. Data are means ± SD of five to seven animals per group;
*p < 0.01. B, Effects of MPTP
administration on dopamine and HVA levels in WT versus p35. For all
animals the striatum was dissected for measurement of dopamine and HVA
7 d after MPTP administration. Data are means ± SD from
three to four mice per group; *p < 0.01.
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The effects of acute administration of MPTP on striatal dopamine and
HVA levels also was assessed in wild-type versus p35 transgenic mice
(Fig. 1B). No significant differences were noted in
striatal dopamine or HVA concentrations after the administration of
saline in wild-type versus p35 transgenic animals
(p = 0.10; Fig. 1B). However,
a large reduction in concentrations of both dopamine and its metabolite
was observed in the wild-type animals after drug administration. In the
p35 transgenics these depletions were attenuated significantly for both
dopamine or HVA (p < 0.01).
MPTP elicits cytochrome c release, caspase-3,
caspase-9, and caspase-8 activation, and Bid cleavage in the SN of
wild-type mice that are attenuated in p35 transgenics
The inhibition of cell death elicited by MPTP administration in
p35 transgenic mice suggests a role for caspases in this process. In vitro kinetic analysis demonstrates that p35 inhibits
caspase-1, caspase-3, caspase-6, caspase-7, caspase-8, caspase-9, and
caspase-10 most potently (Zhou et al., 1998 ). The attenuation of
MPTP-induced cell death in p35 transgenics implies that either upstream
activator or downstream effector caspases or both may be involved in
this process.
To determine which caspases are activated in MPTP-induced neuronal
degeneration, we injected wild-type and p35 transgenic mice
with either MPTP or saline; the SNs were dissected 24 hr later, and
cell lysates were prepared to assess caspase activities with the use of
specific tetrapeptide fluorogenic substrates. This particular time
point was chosen because, according to previous work, this is when the
maximum number of apoptotic cells can be observed after MPTP
administration, and this time point precedes that of maximal cell death
(Hartmann et al., 2001 ).
Caspase-3 appears to be an essential component of the apoptotic
machinery in many cell types and a key player in many types of neuronal
apoptosis (Salvesen and Dixit, 1997 ). We analyzed the ability of MPTP
to trigger the activation of caspase-3 activity in SN dissected from
p35 transgenics versus wild-type animals. In keeping with previous
results (Hartmann et al., 2000 ), we observed significant activation of
caspase-3 in wild-type animals after MPTP injection, approximately
threefold (Fig. 2A).
Expression of p35 was found to attenuate the MPTP-induced activation of
caspase-3 activity significantly (p < 0.01).

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Figure 2.
Caspase-3, caspase-8, and caspase-9
activation, cytochrome c release, and Bid cleavage after
MPTP administration. A, Caspase-3, caspase-9, and
caspase-8 activities. Substantia nigra (SN) dissected from MPTP versus
saline-treated wild-type and p35 transgenic animals was used to measure
caspase activities with specific fluorogenic tetrapeptide substrates
(n = 5-7 animals per group for all assays). The
caspase activities were measured 24 hr after MPTP injection. Values
represent the means ± SD from three individual experiments;
*p < 0.01. B, MPTP-induced
cytochrome c release from the mitochondria. Cytosolic
extracts were prepared at the indicated times, and cytochrome
c was evaluated by Western blot analysis with the use of
a monoclonal antibody. C, In vivo Bid
cleavage 24 hr after MPTP administration in WT and p35 mice. SN was
dissected, and total cell lysates were subjected to immunoblotting.
Molecular weights are shown on the left. The 25 kDa band
represents full-length Bid; the 15 kDa fragment represents the cleaved
form.
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MPTP is a known mitochondrial toxin (Hartley et al., 1994 ).
Damage to the mitochondria in other paradigms has been demonstrated to
result in the release of mitochondrial cytochrome c into the cytoplasm and subsequent activation of caspase-9, which in turn can
elicit the activation of caspase-3 (Li et al., 1997 ). To evaluate whether mitochondrial release of cytochrome c is involved in
MPTP-induced cell death, we prepared cytosolic and mitochondrial
extracts from SN of wild types and p35 transgenics at various time
points after MPTP treatment, and cytochrome c protein levels
were measured by immunoblot analysis. Cytosol from tissues isolated
from either saline-treated wild-type or p35 animals did not contain any
detectable cytochrome c protein (data not shown). In
contrast, cytosolic cytochrome c accumulated significantly
in wild-type animals treated with MPTP and to a lesser degree in tissue
from p35 transgenics (Fig. 2B). The absence of Cox IV
in cytosolic extracts confirmed that our preparations were free of
mitochondrial contamination (data not shown). Along with mitochondrial
cytochrome c release, SN caspase-9 activity was increased by
approximately twofold at 24 hr after the induction of apoptosis by
in vivo MPTP administration in the wild-type animals; this
increase in activity was found to be inhibited greatly in the presence
of p35 (p < 0.01; Fig. 2A).
Caspase-8 is another caspase that, like caspase-9, appears to be
activated upstream of caspase-3 and in addition recently has been
implicated possibly to play a role in the cell death associated with
neurodegenerative paradigms, including PD (Sanchez et al., 1999 ; Velier
et al., 1999 ; Hartmann et al., 2001 ). In wild-type animals caspase-8
activity was found to be induced twofold after treatment
with MPTP; this activity increase was attenuated greatly in the p35
transgenics (p < 0.01; Fig.
2A). Bid, a Bcl-2 family member, has been shown to be
a specific substrate of caspase-8 and to play a role in caspase
8-mediated mitochondrial damage and cell death (Li et al., 1998 ).
To investigate the possible involvement of Bid in MPTP-mediated
neurodegeneration, we analyzed Bid cleavage in SN tissue lysates from
wild-type and p35 mice after MPTP versus saline injection. Bid was
found to be cleaved to a 15 kDa fragment in SN tissue
homogenates isolated from MPTP-treated wild-type animals, and this
cleavage was attenuated partially in tissues from p35 transgenic
animals (Fig. 2C).
MPTP-associated toxicity in dopaminergic cells in culture
sequentially involves cytochrome c release, activation of
caspase-9, caspase-3, and caspase-8, and Bid cleavage
To determine further the pathway of activation of caspase-3,
caspase-9, and caspase-8 in MPTP-induced neurodegeneration, we temporally examined the sequential order of their inductions in vitro by administration of MPP+, the
active metabolite of MPTP, to dopaminergic PC12 cells. PC12 cells are a
noradrenergic line derived from the rat adrenal medulla that secrete,
store, synthesize, and uptake dopamine and are therefore a commonly
used model for studying catecholaminergic neurons (Greene and Tischler,
1976 ). PC12 cells were treated at a dosage of 150 µM MPP+, as
described previously (Hartley et al., 1994 ), and caspase activities
were analyzed at various time points (0, 2, 4, 6, 12, and 24 hr after
MPP+). At 150 µM
MPP+ caspase-9 was activated significantly
between 0 and 2 hr and caspase-3 activation between 2 and 4 hr after
MPP+ treatment, respectively
(p < 0.01; Fig.
3A). In contrast, caspase-8 activation did not show significant activation until between 4 and 6 hr
after 150 µM MPP+
treatment (p < 0.01). This implies that
caspase-9 is likely the apical caspase in
MPP+-induced toxicity and may be
responsible for caspase-8 activation. In agreement with this
conclusion, cytochrome c release from the mitochondria was
observed by 2 hr after MPP+ treatment
(Fig. 3B). Bid cleavage, in contrast, was not seen in
MPP+-treated cells until at least 4-6 hr
after drug administration (Fig. 3C).

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Figure 3.
MPP+ induces time-dependent
activation of various caspases, cytochrome c release,
and Bid cleavage in PC12 cells. Values represent the means ± SD
from three experiments; p < 0.01. A, PC12 cells were incubated with 150 µM
MPP+ for the indicated times. Then the cell lysates
were analyzed for caspase activities with the use of specific
fluorogenic substrates. B,
MPP+-induced cytochrome c release
from the mitochondria. Mitochondrial and cytosolic extracts were
prepared as described, and cytochrome c release was
evaluated by using a monoclonal antibody at 2, 4, and 8 hr after
MPP+ treatment. C, Cleavage of Bid in
PC12 cells at various times after treatment with
MPP+; the 15 kDa fragment was not observed at either
0 or 2 hr after MPP+ application (data not
shown).
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Caspase-9 activation is necessary for caspase-8 activation and
Bid cleavage
To elucidate further the order of caspase activation, we used a
specific inhibitor against caspase-9 and examined its effect on
caspase-8 activation and Bid cleavage after
MPP+ treatment of PC12 cells. LEHD-FMK, a
cell-permeable caspase-9 specific inhibitor, was applied 1 hr before
the exposure of PC12 cells to 150 µM
MPP+ for various periods of time. The dose
of the inhibitor used here was predetermined by a set of dose-response
experiments in which the ability of LEHD-FMK to inhibit the activity of
caspase-9 and the effects of this inhibitor on cell viability were
examined (data not shown). Because previous work has implicated a
nonspecific caspase inhibition at doses higher than a 50 µM concentration of the inhibitor (Thornberry and
Lazebnik, 1998 ) and because lower dosages (5-20 µM)
failed to inhibit caspase-9 activity effectively, a dosage of 25 µM was chosen. Pharmacological inhibition of caspase-9 before MPP+ treatment resulted in
inhibition not only of caspase-9 activity but also of both caspase-8
and caspase-3 activities, indicating that the activation of caspase-9
is necessary for the activation of both (Fig.
4A). Inhibition of
caspase-9 also prevented Bid cleavage (Fig. 4C). However, it
did not prevent the release of cytochrome c into the
cytosol, an event normally considered to occur upstream of caspase-9
activation (Fig. 4C). Pretreatment with a 5 µM concentration of the cell-permeable
caspase-8 specific inhibitor IETD-CHO led to the inhibition of
caspase-8 activity and small but significant inhibitions in activities
of both caspase-9 and caspase-3 by 6-12 hr after
MPP+ treatment (p < 0.01; compare Figs. 4B and 3A).

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Figure 4.
Effects of treatment of PC 12 cells with specific
cell-permeable inhibitors of caspase-9 and caspase-8 before treatment
with MPP+ on the activation of caspase-9, caspase-3,
and caspase-8, cytochrome c release, and Bid cleavage.
Values for all assays represent the means ± SD from three
experiments; p < 0.01. A, Effects
of pretreatment with a caspase-9 specific inhibitor on the activation
of caspase-8, caspase-9, and caspase-3. PC12 cells were incubated with
25 µM LEHD-CHO 1 hr before treatment with
MPP+. B, Effects of pretreatment with
the specific peptide inhibitor to caspase-8 on the activation of
caspase-8, caspase-3, and caspase-9. PC12 cells were incubated with 25 µM IETD-CHO at 1 hr before treatment with
MPP+. C, Bid cleavage, but not
cytochrome c release, is attenuated in PC12 cells after
preincubation with LEHD-CHO. Data represent three individual
experiments.
|
|
Primary mesencephalic cultures isolated from p35 transgenics
demonstrate decreased MPP+-mediated loss of primary
TH+ neurons
PC12 is a transformed cell line that may have survival mechanisms
that are absent in normal primary dopaminergic neurons. Therefore, to
verify the role of caspase activation in toxin-induced dopaminergic
cell death on a cellular level in primary
TH+ neurons, we explored the effects of
MPP+ treatment in primary mesencephalic
cultures isolated from both p35 transgenic and wild-type animals. A
concentration of 5 µM MPP+
was chosen for these studies because this dosage is in the range previously reported to elicit primarily apoptotic versus necrotic cell
death in dopaminergic cells in these cultures (Hartmann et al., 2001 ).
Preliminary dosage experiments conducted in our own laboratory at
MPP+ concentrations of 5, 10, and 50 µM verified this phenomenon. Cells were stained for TH at
0, 6, 12, and 24 hr after MPP+ treatment,
and TH+ cells were counted. The percentage
of TH+ neurons present versus untreated
cultures was 62.0 ± 16.6% for wild-type versus 77.0 ± 28.9% for p35 cultures at 6 hr, 52.7 ± 12.7% wild-type versus
78.6 ± 11.3% p35 at 12 hr, and 28.3 ± 4.8% wild-type
versus 38.3 ± 2.7% p35 at 24 hr (p < 0.01; Fig. 5A). As previously
observed by Hartmann et al. (2001) , this cell loss was found to be
accompanied by a noticeable loss in neuritic extensions, especially by
the 24 hr time point in the remaining TH+
neurons (Fig. 5B). However, unlike the results of Hartmann
and colleagues that used the broad pharmacological caspase inhibitor zVAD-FMK, expression of the broad caspase inhibitor p35 was found to
attenuate rather than to exacerbate this cell loss, in keeping with our
in vivo data. MPP+-treated
wild-type cultures also were pretreated with a 25 µM concentration of the caspase-9 specific
inhibitor LEHD-FMK. Although preliminary, results from treatment of
wild-type cultures with caspase-9 specific inhibitor suggest that cell
loss is attenuated after MPP+ treatment
compared with untreated cultures at both 24 and 48 hr after
MPP+ (28.0 ± 4.80% wild-type versus
35.3 ± 3.9% wild-type plus inhibitor at 24 hr; 12.7 ± 4.5% wild-type versus 26.0 ± 4.1% wild-type plus inhibitor at
48 hr).

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Figure 5.
TH+ cell counts in
MPP+-treated mesencephalic cultures from p35
transgenics (Tg) versus wild-type
(WT) animals. A, Percentage of
TH+ neurons in p35 transgenic versus wild-type mice
mesencephalic cultures after 6, 12, and 24 hr of
MPP+ (5 µM) treatment compared with
untreated WT; *p < 0.01. B,
Representative morphology of TH+ neurons in
MPP+-treated wild-type cultures after 0, 6, 12, and
24 hr. Magnification, 40×. Data represent three independent
experiments.
|
|
Pattern of caspase inductions in mesencephalic cultures
recapitulates that observed in the dopaminergic PC12 cell line
To verify the temporal pattern of caspase induction after
MPP+ on a cellular level in apoptotic
primary dopaminergic neurons, we monitored the induction of caspase-9,
caspase-3, and caspase-8 in primary mesencephalic cultures after
treatment for 0, 2, 4, 6, 8, 12, 18, 24, and 48 hr with 5 µM MPP+ via
immunofluorescence with antibodies specific for both
TH+ and the activated forms of each of the
enzymes, coupled with DAPI staining. As with the PC12 cells, caspase-9
induction as monitored by immunofluorescence in the
TH+ cells occurred first at 2 hr, followed
by caspase-3 induction at 6 hr, which in turn preceded caspase-8
induction at 12 hr, demonstrating that
MPP+-mediated cell death temporally
involves the activation of caspase-9, caspase-3, and then caspase-8
(Fig. 6). The number of
TH+ cells at any given time point
displaying caspase activation was limited (1-10% or 2-5 per every 50 cells); however, this is in keeping with the findings of others and
reflects the fact that only a small subset of dopaminergic neurons is
undergoing apoptosis at any given time point (Hartmann et al., 2001 ).
Caspase activation was accompanied by morphological changes in these
cells compatible with apoptosis, including chromatin condensation as
observed by DAPI staining, apoptotic bodies, and shrunken soma.
Although treatment of cultures with caspase-9 specific inhibitor
appeared to show a trend toward attenuation of caspase-9, caspase-3,
and caspase-8 activation as monitored by immunofluorescence, it was not
possible to access this statistically, given the low numbers of
caspase-positive TH+ cells present at any
of the examined time points (data not shown).

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Figure 6.
Temporal MPP+-induced
activation of caspase-9, caspase-3, and caspase-8 in
TH+ neurons in mesencephalic cultures. Triple
labeling shows immunostaining for the active forms of caspase-9,
caspase-3, and caspase-8 in apoptotic (DAPI-stained)
TH+ neurons at the time of first induction, i.e., 2, 6, and 12 hr, respectively. Magnification, 60×. Data represent three
independent experiments.
|
|
Activated caspase-8 and caspase-9 are found within dopaminergic
neurons of the substantia nigra in both MPTP-treated mice and
Parkinson's patients
To examine caspase activation after MPTP administration on a
cellular level in vivo, we used antibodies specific to
activated caspase-8 and caspase-9 in conjunction with anti-TH
antibodies in MPTP-treated mice. Cellular expression of MPTP-induced
activated caspase-3 and caspase-8 has been shown previously to occur in TH+ SN neurons of MPTP-treated mice as
well as in PD patients (Hartmann et al., 2000 , 2001 ). In the present
study we found that several TH+ SN neurons
in the MPTP-treated animals were also positive for immunostaining with
both activated anti-caspase-8 and anti-caspase-9 antibodies (Fig.
7A).

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Figure 7.
Presence of activated caspase-8 and caspase-9 in
TH+ neurons of the substantia nigra of MPTP-treated
mice and Parkinsonian brain. A, Wild-type mice were
treated with MPTP, and 40 µm sections were double immunolabeled for
antibody against TH and the activated form of either caspase-9 or
caspase-8. B, Postmortem human brain samples from
Parkinson's patients were double immunostained for TH and activated
caspase-9 or activated caspase-8. Magnification, 40×.
|
|
To determine whether activated caspase-8 and caspase-9 were present in
dopaminergic neurons of the Parkinsonian SN and therefore may play a
role in the disease pathology, we performed similar experiments on
tissues from late-onset sporadic PD cases versus age-matched controls.
TH+ SN neurons that also were stained
positively for antibodies against activated caspase-8 and caspase-9
were found in the SN isolated from autopsied PD patients (Fig.
7B). Although some caspase-8- and caspase-9-positive SN
dopaminergic neurons also were detected in tissue from age-matched
controls, this was observed less frequently (data not shown).
 |
DISCUSSION |
In this study we have demonstrated that neuronal expression of the
general caspase inhibitor protein p35 in transgenic mice results in
significant reduction in the effects of
MPP+/MPTP-induced Parkinsonism both
in vitro and in vivo. Given that neuronal
expression of p35 is not completely protective against TH+ SN neuronal cell loss either in
vitro or in vivo raises the possibility that other
caspase-independent pathways also may be involved in toxin-induced cell
death. An alternative explanation is that levels of p35 may not have
been elevated sufficiently in our transgenic model to counteract all of
the MPP+/MPTP-induced caspase induction
and subsequent cell death.
MPTP was found to elicit cytochrome c release, activation of
caspase-3, caspase-9, and caspase-8, and Bid cleavage in the SN of
wild-type mice, and these events were found to be attenuated in the p35
transgenics in vivo. Studies in dopaminergic PC12 cells and
primary mesencephalic cultures revealed that this toxicity appears to
involve, sequentially, cytochrome c release, activation of
caspase-9, caspase-3, and caspase-8, and Bid cleavage. Furthermore, the
inhibition of MPTP-mediated caspase-9 activation appears to prevent
caspase-3 and caspase-8 activation and Bid cleavage, but not cytochrome
c release. On a cellular level the activation of caspase-9
and caspase-3 in TH+ cells in
mesencephalic cultures was found to precede that of caspase-8, and
either general caspase inhibition via p35 expression or specific
pharmacological inhibition of caspase-9 resulted in attenuated
MPP+-mediated
TH+ cell loss. Both active caspase-8 and
caspase-9 were found to be present within dopaminergic SN neurons of
MPP+-treated mesencephalic cultures,
MPTP-treated mice, and in late-onset Parkinson's patients to a greater
extent than in controls. Taken together, these data suggest that
caspase-8 activation in dopaminergic neurons occurs downstream of
activation of both caspase-9 and caspase-3. Furthermore, caspase-9
activation appears to be required for both caspase-8 activation and Bid
cleavage as well as for MPTP-mediated dopaminergic cell death.
MPTP is a mitochondrial toxin that elicits its actions first via
monoamine oxidase B-catalyzed conversion to
MPP+, which is taken up selectively into
nigral dopaminergic neurons by the dopamine transporter. Here it acts
to kill these cells by specifically inhibiting mitochondrial complex I
activity (for review, see Przedborski and Jackson-Lewis, 1998 ). Cell
death associated with PD also appears to involve a decrease in
mitochondrial function via inhibition of the activity of mitochondrial
complex I (Mizuno et al., 1998 ; Schapira et al., 1998 ). There is
evidence both after MPTP administration in mice and in PD that
mitochondrial dysfunction results in apoptotic cell death in
dopaminergic neurons of the SN (Mochizuki et al., 1996 ; Hajimohamadreza
and Treherne, 1997 ; Tatton and Kish, 1997 ; Tatton et al., 1998 ;
Hartmann et al., 2000 , 2001 ; Andersen, 2001 ). Mitochondrial injury can
elicit apoptosis by disruption of mitochondrial membrane potential,
resulting in the release of mitochondrial cytochrome c into
the cytoplasm where it can complex with apoptosis-activating factor 1 (Apaf-1) and caspase-9, causing the activation of this initiator
caspase (Li et al., 1997 ). Caspase-9 in turn can cleave and activate
the downstream executioner caspases, including caspase-3. This leads to
cleavage of additional cellular substrates, resulting in the
morphological changes associated with apoptosis, including DNA
fragmentation and cytoskeletal disruption (for review, see Nuñez
et al., 1998 ; Stennicke and Salvesen, 2000 ).
Recent evidence from cell-free and in vitro expression
systems has suggested that, besides being a final effector in neuronal apoptosis, caspase-3 is also capable of eliciting cleavage and activation of the upstream initiator caspase-8 (Slee et al., 1999 ; Wolf
and Green, 1999 ; Tang et al., 2000 ). Caspase-8 traditionally is
associated with Fas receptor-induced apoptosis. In this system caspase-8 activation results in the cleavage of Bid, a proapoptotic BH3
domain-containing member of the Bcl-2 family, to produce a truncated
form of the protein. Truncated Bid translocates from the cytoplasm to
the mitochondria, where it appears to interact with and antagonize the
actions of anti-apoptotic members of the Bcl-2 family, thereby causing
an efflux of cytochrome c from the mitochondria
(Kuwana et al., 1998 ; Li et al., 1998 ; Luo et al., 1998 ; Schendel et
al., 1999 ; Wei et al., 2001 ). This in turn can result in the activation
of caspase-9. Therefore, theoretically, caspase-8 acting via the
translocation of cleaved Bid to the mitochondria could amplify
apoptotic signals via the continued release of cytochrome c
and subsequent activation of caspase-9 and caspase-3. Coupled with our
data, this leads to the speculation that the initial activation of
mitochondrially associated caspase-9 by MPTP may be potentiated via a
feedback amplification loop involving the caspase 8/Bid pathway (Fig.
8). In our studies caspase-8 inhibition appeared to have a small but significant effect on activities of
caspase-9 or caspase-3 in MPP+-treated
dopaminergic cells in culture by 6-12 hr after
MPP+ treatment (Fig. 4). It is conceivable
that periods of >24 hr are required for more significant effects of
caspase-8 inhibition, i.e., for the inhibition of Bid cleavage and
cytochrome c release, thereby inhibiting additional
activation of caspase-9 and caspase-3. Bid cleavage itself does not
occur until ~4-6 hr after MPP+
application.

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Figure 8.
Possible pathway of caspase activation in
MPTP-induced dopaminergic cell death. MPTP administration results in
the release of mitochondrial cytochrome c and the
activation of procaspase-9, leading to the subsequent activation of
procaspase-3. Active caspase-3 can cleave downstream substrates,
resulting in apoptosis. Active caspase-3 also can activate
procaspase-8. Active caspase-8 in turn can cleave Bid, leading to
cytochrome c release and setting up a self-amplification
loop. Caspase-8 also has been reported to lead directly to the cleavage
of caspase-3 (Kumar, 1999 ). A similar pattern may be at work in the SN
of PD patients; alternatively, protein aggregates may lead to caspase-8
oligomerization and activation.
|
|
Caspase-8 recently has been shown to be involved in cell death
induced by expanded polyglutamine repeats associated with such conditions as Huntington's disease (HD) and spinocerebellar ataxia, possibly by production of protein fragments that form toxic aggregates in affected neurons, although this is somewhat controversial (Kuemmerle et al., 1999 ; Sanchez et al., 1999 ; Wellington and Hayden, 2000 ). Intracellular aggregates also occur in PD in the form of Lewy bodies
(Hughes, 1997 ; Olanow and Tatton, 1999 ). It is possible in PD that Lewy
body aggregation itself may contribute to the recruitment and
activation of caspase-8 similar to that which occurs in HD. Indeed,
activated caspase-8 recently has been reported to be present in
neuromelanin-containing SN neurons in autopsied tissues from PD
patients (Hartmann et al., 2001 ). There also have been reports that
both the cell death receptor-associated Fas and FADD are expressed in
cells in the adult human SN that undergo degeneration in PD (de la
Monte et al., 1998 ; Hartmann et al., 1998 ; Michel et al., 1999 ),
although this has been disputed (Jellinger, 2000 ). This can initiate
downstream apoptotic events including the activation of caspase-3 via
direct proteolytic cleavage as well as via caspase-9 (Kumar, 1999 ).
Parkinson's disease develops over a period of several years;
however, caspase-mediated apoptosis has been shown to occur within hours or days of initiation. The initiating event in neurodegeneration that is associated with PD appears to be mitochondrial dysfunction. In
the MPTP model of PD in which the mitochondrial effects are acute and
rapid, apoptosis occurs within 24 hr of drug administration. The
delayed development of apoptosis in PD may reflect a slower accumulation of age-related mitochondrial damage over decades. Histological analysis of SN tissue from late-onset PD patients reveals
a shrunken, condensed appearance in the remaining neurons and a lack of
inflammation (Beal et al., 1993 ; Ziv et al., 1997 ). This is in contrast
to the type of morphology expected if the associated cell death were
necrotic in nature, i.e., cell swelling, rupture, and spillage of cell
contents into the extracellular space eliciting significant local
immune response. This suggests that cell death is likely apoptotic.
Furthermore, the ability of dopaminergic cells of the substantia nigra
to undergo PD-related apoptosis is likely dependent on the availability
and concentration of activatable caspases in the affected neurons that
may be altered over time (Velier et al., 1999 ). Recent publications
have reported that neither the addition of pharmacological caspase
inhibitors nor the expression of baculoviral p35 in either cultured
primary dopaminergic neurons or dopaminergic cell lines protected them against MPP+-induced cell death (Choi et
al., 2001 ; Hartmann et al., 2001 ). Indeed, Hartmann and colleagues have
reported that both general caspase inhibition and inhibition selective
for caspase-8 result in an increase in
MPP+-mediated toxicity in rat
mesencephalic cultures 24 hr after the addition of toxin, which they
have attributed to a switch from apoptotic to necrotic cell death. We
found, in contrast, that both the expression of baculoviral p35 and the
administration of the caspase-9 specific inhibitor LEHD-FMK resulted in
an attenuation of TH+ cell death in murine
mesencephalic cultures in vitro up to 24 hr after
MPP+ addition. In addition and in
agreement with these data, we found that neuronal expression of p35
in vivo resulted in significant attenuation of dopaminergic
SN cell loss and striatal dopamine/HVA levels up to 7 d after MPTP
administration. Our studies clearly imply that caspase inhibition is
protective against MPTP-induced cell death and suggest that strategies
involving specific caspase inhibition could have utility in the
treatment of Parkinson's disease.
 |
FOOTNOTES |
Received July 16, 2001; revised Sept. 20, 2001; accepted Sept. 24, 2001.
This work was funded in part by National Institutes of Health Grants
AG12141 and AG09793 (J.K.A.). We thank Dr. John O. Archambeau (Loma Linda, CA) for the use of his stereology setup for performing the
neuronal cell counts and Dr. Jytte Larsen (University of Aarhus, Aarhus, Denmark) for advice regarding this procedure. We also thank Dr.
Carlos Arruda (SmithKline Beecham, Philadelphia, PA) for the gift of
the activated caspase-8 antibody and Julie Schneider and Beth Howard at
the Brain Bank (Rush University, Chicago, IL) and Carole Miller at the
University of Southern California (USC; Los Angeles, CA) Brain Bank for
providing us with human postmortem Parkinsonian and age-matched control
tissue. In addition, we acknowledge Dr. Junying Yuan (Harvard
University, Cambridge, MA) for advice regarding use of the Bid
antibody, Dr. Hadi Zanjani (USC) for assistance with mouse brain
dissections and immunohistocytochemistry protocols performed on human
tissues, and Dr. Christian Pike (USC) for use of his fluorescent scope
and advice on fluorescent immunohistocytochemistry.
V.V. and Y.W. contributed equally to this work
Correspondence should be addressed to Dr. Julie K. Andersen, Associate
Professor, Buck Institute for Age Research, 8001 Redwood Boulevard,
Novato, CA 94948. E-mail: jandersen{at}buckinstitute.org.
 |
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