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The Journal of Neuroscience, December 15, 2001, 21(24):9917-9929
Control of Dorsal Raphe Serotonergic Neurons by the Medial
Prefrontal Cortex: Involvement of Serotonin-1A,
GABAA, and Glutamate Receptors
Pau
Celada,
M. Victoria
Puig,
Josep M.
Casanovas,
Gemma
Guillazo, and
Francesc
Artigas
Department of Neurochemistry, Institut d' Investigacions
Biomèdiques de Barcelona, Consejo Superior de Investigaciones
Científicas (Institut d'Investigacions Biomèdiques
August Pi i Sunyer), 08036 Barcelona, Spain
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ABSTRACT |
Anatomical evidence indicates that medial prefrontal cortex (mPFC)
neurons project to the dorsal raphe nucleus (DR). In this study, we
functionally characterized this descending pathway in rat brain.
Projection neurons in the mPFC were identified by antidromic stimulation from the DR. Electrical stimulation of the mPFC mainly inhibited the activity of DR 5-HT neurons (55 of 66). Peristimulus time
histograms showed a silence of 150 ± 9 msec poststimulus (latency, 36 ± 1 msec). The administration of WAY-100635 and
picrotoxinin partly reversed this inhibition, indicating the
involvement of 5-HT1A and GABAA receptors. In
rats depleted of 5-HT with p-chlorophenylalanine, the
electrical stimulation of mPFC mainly activated 5-HT neurons (31 of
40). The excitations (latency, 17 ± 1 msec) were antagonized by
MK-801 and NBQX. Likewise, MK-801 prevented the rise in DR 5-HT release
induced by electrical stimulation of mPFC. The application of 8-OH-DPAT
in mPFC significantly inhibited the firing rate of DR 5-HT neurons and,
in dual-probe microdialysis experiments, reduced the 5-HT output in
mPFC and DR. Furthermore, the application of WAY-100635 in mPFC
significantly antagonized the reduction of 5-HT release produced by
systemic 8-OH-DPAT administration in both areas. These results indicate
the existence of a complex regulation of DR 5-HT neurons by mPFC
afferents. The stimulus-induced excitation of some 5-HT neurons by
descending excitatory fibers releases 5-HT, which inhibits the
same or other DR neurons by acting on 5-HT1A autoreceptors.
Afferents from the mPFC also inhibit 5-HT neurons through the
activation of GABAergic interneurons. Ascending serotonergic pathways
may control the activity of this descending pathway by acting on
postsynaptic 5-HT1A receptors.
Key words:
5-hydroxytryptamine; 5-HT1A receptors; 5-HT
release; AMPA/KA receptors; dorsal raphe nucleus; GABA receptors; NMDA
receptors; medial prefrontal cortex
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INTRODUCTION |
Serotonergic [5-hydroxytryptamine
(5-HT)] neurons participate in many physiological functions and are
the cellular target of drugs used to treat psychiatric illnesses
(Aghajanian et al., 1987 ; Jacobs and Azmitia, 1992 ; Montgomery, 1994 ;
Meltzer, 1999 ). Their activity is controlled by
5-HT1A autoreceptors in the raphe nuclei (Blier
and de Montigny, 1987 ; Sprouse and Aghajanian, 1987 ). Also, afferents
to the dorsal raphe nucleus (DR) originate in various brain areas.
These include the catecholamine groups (Baraban and Aghajanian, 1980 ;
Peyron et al., 1995 , 1996 ), the lateral habenula (Aghajanian and Wang,
1977 ; Stern et al., 1981 ; Kalén and Wiklund, 1989 ), the
hypothalamus (Peyron et al., 1998 ), the substantia nigra (Stern et al.,
1981 ), and the medial prefrontal cortex (mPFC) (Aghajanian and Wang,
1977 ; Sesack et al., 1989 ; Takagishi and Chiba, 1991 ; Hajós et
al., 1998 ; Peyron et al., 1998 ).
Pyramidal neurons of the mPFC integrate cortical and thalamic inputs
and project mainly to subcortical areas, including, among others, the
mediodorsal nucleus of the thalamus, the amygdaloid complex, the
lateral habenula, hypothalamic areas, and the brainstem aminergic
nuclei (Aghajanian and Wang, 1977 ; Thierry et al., 1983 ; Sesack et al.,
1989 ; Sesack and Pickel, 1992 ; Murase et al., 1993 ; Hajós et al.,
1998 ; Peyron et al., 1998 ). In turn, the mPFC is densely innervated by
aminergic fibers from the latter nuclei. In particular, it receives
serotonergic afferents from the raphe nuclei (Azmitia and Segal, 1978 )
and contains a large density of various 5-HT receptors (see below).
Given its unique cytoarchitecture and connectivity, the prefrontal
cortex regulates a large number of cognitive and associative functions
and is involved in the planning and execution of complex tasks (Fuster,
1997 ). Severe mental illnesses have been associated with an abnormal
prefrontal function (Andreasen et al., 1997 ; Drevets et al., 1997 ).
Given the involvement of 5-HT in psychiatric diseases such as anxiety, depression, and schizophrenia, the relationships between the mPFC and
5-HT neurons are of particular importance to understand the pathophysiology and treatment of these diseases.
Layer V pyramidal neurons in mPFC are enriched in
5-HT1A and 5-HT2A receptors
(Pazos and Palacios, 1985 ; Pompeiano et al., 1992 , 1994 ; Kia et al.,
1996 ) with opposed effects on neuronal excitability (Araneda and
Andrade, 1991 ). The activation of pyramidal 5-HT2A receptors triggers an increase in EPSCs,
resulting from an enhanced glutamate release and subsequent activation
of AMPA-KA receptors (Aghajanian and Marek, 2000 ). Likewise,
the local activation of 5-HT2A and
5-HT1A receptors increases and decreases,
respectively, the 5-HT release in mPFC (Casanovas et al., 1999 ;
Martín-Ruiz et al., 2001 ). Because of the existence of
descending projections from the mPFC to the DR, postsynaptic 5-HT
receptors in mPFC could exert a distal feedback via descending inputs.
Indeed, there is circumstantial evidence supporting that postsynaptic
5-HT1A receptors participate in the control of
serotonergic activity (Blier and de Montigny, 1987 ; Ceci et al., 1994 ;
Romero et al., 1994 ; Hajós et al., 1999 ). In the present study we
examine the control of the activity of DR 5-HT neurons by the mPFC and
the transmitters and receptors involved in this control.
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MATERIALS AND METHODS |
Animals
Male Wistar rats weighing 260-320 gm (Iffa Credo, Lyon, France)
were used. Animal care followed the European Union regulations (EEC
Council Directives of 24/11/1986; 86/609/EEC). They were kept in a
controlled environment (12 hr light/dark cycle and 22 ± 2°C
room temperature). Food and water were provided ad libitum before and during microdialysis experiments, which usually began between 9:00 and 10:00 A.M. The stereotaxic coordinates (in
millimeters) were taken from the atlas of Paxinos and Watson
(1986) using bregma and dura mater as references.
Chemicals
5-HT oxalate, 8-hydroxy-2-(di-n-propylamino)tetralin
(8-OH-DPAT), (+)MK-801 (dizolcipine),
2,3-dihydroxy-6-nitro-7-sulfamoyl-benzo(f) quinoxaline (NBQX),
picrotoxininin, and
N-(2-(4-(2-methoxyphenyl)-1-piperazinyl)ethyl)-N-(2-pyridyl) cyclohexanecarboxamide · 3HCl (WAY-100635) were from Sigma (St. Louis, MO) and Research Biochemicals (Natick, MA). Citalopram · HBr was from Lundbeck A/S. Other materials and reagents were from
local commercial sources.
Single-unit extracellular recordings
These were performed as previously described (Sawyer et al.,
1985 ; Celada et al., 1996 ). For recording experiments, rats were anesthetized with chloral hydrate (400 mg/kg, i.p.). The femoral vein
was cannulated for the administration of drugs, and additional anesthetic (chloral hydrate, 80 mg/kg) was regularly given to maintain
anesthesia. Rats were placed in a David Kopf (Tujinga, CA) stereotaxic
frame. All wound margins and points of contact between the animal and
the stereotaxic apparatus were infiltrated with lidocaine solution
(5%). Body temperature was maintained at 37 ± 1°C with a
heating pad. The atlanto-occipital membrane was punctured to allow some
drainage of the CSF. After scalp removal, two small burr holes
were drilled over the mPFC [anteroposterior (AP) +3.4 from bregma,
lateral (L) ±0.5] for the insertion of stimulating electrodes.
A 4 × 4 mm recording hole was drilled over lambda, and the
saggital sinus was ligated, cut, and reflected. Bipolar stimulating
electrodes consisted of two stainless steel enamel-coated wires
(California Fine Wire, Grover Beach, CA) with a diameter of 150 µm
and a tip separation of ~100 µm and in vitro impedances
of 10-30 K . Electrodes were lowered to 5 mm below the cortical
surface and cemented in place with cyanoacrylate glue and dental
cement. For the antidromic identification of pyramidal neurons
projecting to the DR, a recording hole was drilled over the mPFC, and
the stimulating electrode was implanted in the DR [AP 7.8 from
bregma, L 3.1, dorsoventral (DV) 6.8, with an angle of 30°]. The
antidromic nature of DR-evoked responses was determined by collision
extinction with spontaneously occurring spikes (Fuller and Schlag,
1976 ). Recording electrodes were made from 2.0 mm outer diameter (o.d.)
capillary glass (WPI, Saratosa, FL) pulled on a Narishige (Tokyo,
Japan) PE-2 pipette puller and filled with 2 M
NaCl. The electrode impedance was lowered to 4-10 M by passing 500 msec 150 V DC pulses (Grass stimulation model S-48) through the electrode.
Constant current electrical stimuli were generated with a Grass
stimulation unit S-48 connected to a Grass SIU 5 stimulus isolation
unit. mPFC neurons were stimulated with monophasic square wave pulses
(0.2 msec, 0.9 Hz, 0.5-2.5 mA). Single-unit extracellular recordings
were amplified with a Neurodata IR283 (Cygnus Technology, Delaware
Water Gap, PA), postamplified, and filtered with a Cibertec (Madrid,
Spain) amplifier, and computed on-line using a DAT 1401plus interface
system Spike2 software (Cambridge Electronic Design, Cambridge, UK).
Data were also recorded on magnetic audiotape for off-line recording if
necessary. Descents were performed along the midline. 5-HT neurons were
usually encountered 4.8-6.5 mm below the brain surface and identified
according to previously described electrophysiological criteria (Wang
and Aghajanian, 1977 ). Serotonergic neurons exhibited a regular firing
rate with frequencies of 0.4-3.5 Hz, and 2-5 msec biphasic or
triphasic extracellular waveforms and were inhibited by the
5-HT1A agonist 8-OH-DPAT.
Surgery and microdialysis procedures
Microdialysis procedures in unanesthetized rats were performed
essentially as described in Adell and Artigas (1991) . Anesthetized rats
(pentobarbitone, 60 mg/kg, i.p.) were placed in a stereotaxic apparatus
and implanted with microdialysis probes. Dual probe microdialysis was
performed by implanting two I-shaped probes in the mPFC (AP +3.4, L
0.8, DV 6.0) and the DR (AP 7.8, L 3.1, DV 7.5). Probes in
the DR were implanted with an angle of 30° to avoid obstruction of
the cerebral aqueduct. The length of membrane exposed to the brain
tissue was 4 mm long (o.d. 0.25 mm) in mPFC and 1.5 mm long in DR. One
group of rats was implanted with 4 mm probes in the lateral prefrontal
cortex (AP +3.4, L 3.0, DV 6.0) and DR (as above) to control for
the effects in DR of the local application of 8-OH-DPAT in mPFC.
Animals were allowed to recover from surgery for ~20 hr, and then
probes were perfused with artificial CSF (aCSF) (in mM: 125
NaCl, 2.5 KCl, 1.26 CaCl2, and 1.18 MgCl2) containing 1 µM citalopram
at 0.25 µl/min. Sample collection started 60 min after the beginning
of perfusion. Dialysate samples were collected every 20 min (5 µl).
Usually five or six fractions were collected before drug
administration, of which four were used to obtain the individual basal
values. Two different microdialysis experiments were conducted in
unanesthetized rats. In the first one, groups of rats were administered
with two sequential injections of 8-OH-DPAT (0.1 + 0.1 mg/kg, s.c.) 3 hr apart. Animals of the control group received the two injections in
identical conditions, and the effects of 8-OH-DPAT on 5-HT release were
examined in the DR and mPFC (rats had dual implants). Two other groups
of rats received the first 8-OH-DPAT injection in control conditions,
and the second one was administered while the
5-HT1A receptor antagonist WAY-100635 (100 µM) was perfused into the DR or the mPFC (perfusions
began 40 min before the second 8-OH-DPAT injection) to examine the role of presynaptic and postsynaptic 5-HT1A receptors
in the control of 5-HT release in both areas. The ratios between the
inhibitions of the second and first injection on 5-HT release were
calculated and compared in both groups (i.e., with and without
WAY-100635 in the DR or mPFC).
In another experiment, 8-OH-DPAT (100 and 300 µM; 120 min
each) was perfused through the probe in mPFC, and 5-HT was analyzed in
dialysates from the mPFC and DR of the same animals (dual implants). The total amount of 8-OH-DPAT perfused through the dialysis probes at
the two concentrations used was 3 and 9 nmol over the course of 2 hr
(uncorrected for probe recovery). Two groups of controls were used, one
receiving aCSF in both sites for the entire collection period (sham
changes of perfusion syringes were also performed in this group) and
another one in which the prefrontal probes were placed more laterally,
in an area devoid of neurons projecting to the DR (Peyron et al., 1998 ;
see above coordinates).
Electrical stimulation and microdialysis in anesthetized rats
We examined the effect of the electrical stimulation of the mPFC
on the 5-HT release in the DR. Microdialysis probes were implanted the
day before, as above. After chloral hydrate anesthesia, rats were
placed in the stereotaxic frame, and stimulating electrodes were placed
in the mPFC. In a first experiment, the effects of three different
stimulation conditions (S1-S3) were examined: S1, 0.9 Hz, 1.7 mA, 0.2 msec; S2, 10 Hz, 0.5 mA, 1 msec; S3, 20 Hz, 0.5 mA, 1 msec. A second
experiment assessed the effects of S4 (0.9 Hz, 2 mA, 0.2 msec) and S3.
Both S1 and S4 mimicked the stimulation conditions at which
peristimulus time histograms (PSTHs) were obtained, whereas S2
and S3 were chosen to examine the effects of higher frequency
stimulation (10-20 Hz) at a lower intensity (0.5 mA). Dialysate
fractions were collected every 10 min. In these experiments, perfusion
rate was 1.5 µl/min to facilitate the handling of the dialysate
samples. Probes were perfused with aCSF containing 1 µM
citalopram as above. Usually 10 fractions were collected before
electrical stimulation.
Chromatographic analysis
5-HT was determined using a modification of an HPLC
method previously described (Adell and Artigas, 1998 ). The composition of the chromatographic eluant was as follows: 0.15 M
NaH2PO4, 1.3 mM
octyl sodium sulfate, and 0.2 mM EDTA, pH 2.8 adjusted with
phosphoric acid, plus 27% methanol. 5-HT was separated on a 3 µm
ODS 2 column (7.5 cm × 0.46 cm; Beckman, San Ramón,
CA) and detected amperometrically with a Hewlett Packard 1049 detector (oxidation potential, +0.6 V). Retention time was 3.5-4 min. The absolute detection limit for 5-HT was typically 1 fmol/sample. Dialysate 5-HT values were calculated by reference to standard curves
run daily.
Drug administration
Local administration. In electrophysiological
experiments, drugs (dissolved in aCSF) were infused through a 32 gm
stainless steel cannula (Small Parts Inc., Miami, FL) implanted in the
mPFC (same coordinate as stimulating electrodes). The cannula was
attached to a 10 µl Hamilton syringe by a Teflon tubing. A
microinfusion pump (Bioanalytical Systems Inc., West Lafayette, IN) was
used. After recording baseline spontaneous activity, 200 nl of the
5-HT1A agonist 8-OH DPAT (100 µM; Research Biochemicals) was infused over the
course of 1 min. This volume has been reported to diffuse to a maximum
effective diameter of 0.4-0.6 mm (Myers, 1971 ).
In dialysis experiments the local application of 8-OH-DPAT (100 and 300 µM) and WAY-100635 (100 µM) dissolved in
aCSF was made by reverse dialysis through the probe. We examined the
extent of the diffusion of WAY-100635 in the DR after its local
application by using [3H]WAY-100635
(Amersham Pharmacia Biotech, Little Chalfont, UK), as described (Romero
and Artigas, 1997 ). We used the DR to examine drug diffusion because of
the concentration of 5-HT1A receptors in a small
brain area. Four rats were implanted with 1.5-mm-long probes in the DR,
which were perfused at 0.25 µl/min with aCSF containing 100 µM WAY-100635, plus 100 nM of the radioactive
tracer. The in vitro recovery of the dialysis probes (1.5 mm) for WAY-100635 was 58.7 ± 4.6% (as measured by the amount of
tritium label of the tracer). After an infusion period of 80 min, the
rats were decapitated, and the brains were removed and frozen. Coronal
midbrain sections (14-µm-thick) were cut to examine the labeling of
5-HT1A receptors in the DR by
[3H] WAY-100635 (Gozlan et al., 1995 ;
Khawaja et al., 1995 ). Given the rostrocaudal distribution of the
various neuronal groups composing the DR, coronal sections were cut at
different anteroposterior levels (approximately from 6.5 to 9.0 mm
relative to bregma). Additional sections were cut in some rats at
hippocampal and cortical levels. The sections were exposed to a
tritium-sensitive film (Hyperfilm 3H;
Amersham) for 3 weeks. The optical density of the tritium labeling in
films was measured using an image analysis system (Imaging Research
Inc., St. Catharines, Ontario, Canada). The surface of areas showing a
dense labeling by [3H]WAY-100635 was
quantified to calculate the total amount of tritium label in each
section and the density of ligand binding.
Systemic administration. The 5-HT synthesis inhibitor
p-clorophenylalanine (pCPA) was
dissolved in saline and administered (350 mg/kg, i.p.) 48 and 24 hr
before the recordings. At the end of the experiments, a portion of the
frontoparietal cortex was dissected out, weighed, and frozen at
80°C for subsequent analysis of 5-HT.
In some electrophysiological experiments, once a stable response to
mPFC stimulation was obtained, we administered intravenously the
selective 5-HT1A receptor antagonist WAY-100635
(5-10 µg/kg, i.v.), the GABAA receptor
antagonist picrotoxinin (1-2 mg/kg, i.v.; Sigma), the NMDA
receptor antagonist (+)MK-801 (0.66-0.99 mg/kg, i.v.; RBI); or the
AMPA-kainate glutamate antagonist NBQX (1-2 mg/kg, i.v.; Tocris
Cookson, Bristol, UK) to examine their effects on the response
of DR 5-HT neurons to the mPFC stimulation. Typically, drug effects
were measured starting 1.5-4 min after administration. In
microdialysis experiments, 8-OH-DPAT was administered subcutaneously at
0.1 mg/kg.
Histology
At the end of the experiments, rats were killed by an overdose
of anesthetic. Rats used in electrophysiology experiments were perfused
transcardially with saline followed by 10% formalin solution (Sigma).
Brains were post-fixed, sectioned (70 µm), and stained with Neutral
Red for histological verification of stimulating and infusion cannula
sites. In microdialysis experiments the placement of the dialysis
probes was checked by perfusing Fast Green dye and visual inspection of
the probe track after cutting the brain at the appropriate levels.
Data treatment and statistical analyses
Responses in 5-HT neurons evoked by mPFC stimulation were
characterized by measuring the magnitude and duration of inhibitory and
excitatory responses from PSTHs following essentially the criteria
described by Hajós et al. (1998) . The following responses were
identified: (1) antidromic activation: antidromic spikes following a
constant latency. The antidromic nature of this excitation was
determined by collision extinction with spontaneously occurring spikes
(Fuller and Schlag, 1976 ). (2) Orthodromic activation: orthodromic
excitations elicited spikes with short and variable latencies. In
orthodromically activated neurons, the cortical stimulation evoked
orthodromic spikes with a success rate higher than 10%. Milder
activations (5-10%) were also observed in a substantial number of
neurons, mostly followed by inhibitory responses. (3) Inhibitions: The
onset of the inhibition was defined by either a total cessation of
spikes for at least four successive bins (10 msec width) or a 75%
decrease in the number of spikes with respect to the prestimulus value.
The offset of the inhibition was defined as the first of four bins
equal to or above the prestimulus value.
The changes in firing rate after 8-OH-DPAT administration in mPFC were
quantified by analyzing a 2 min epoch centered around the maximal
changes produced by drug infusion and comparing them to a similar 2 min
epoch before the onset of drug infusion in mPFC. The effects of drugs
were assessed using one-way repeated measures ANOVA and paired
Student's t test.
Microdialysis results were expressed as femtomoles per fraction and
represented in the figures as percentages of baseline. ANOVA for
repeated measures of raw data were used to assess the effects of drug
administration or electrical stimulation on 5-HT release. In the
experiments involving two sequential injections of 8-OH-DPAT, we
computed the individual ratios between the value of 5-HT in the two
fractions (7 and 16) at which the effect of 8-OH-DPAT was maximal (peak
ratios). These values were used to examine the effects of the
application of WAY-100635 (in DR or mPFC) on the effects of the second
8-OH-DPAT injection.
Statistical significance has been set at the 95% confidence level
(two-tailed). Unless otherwise specified, all values are expressed as
the mean ± SEM.
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RESULTS |
Identification of mPFC neurons projecting to the DR
In an initial experiment, we identified by antidromic activation
pyramidal mPFC neurons projecting to the DR (mPFC recordings were
performed at the same coordinate used for stimulation experiments; see
below) (Fig. 1). Seventeen neurons were
antidromically activated from the DR with a latency 17.6 ± 1.6 msec. Considering an average linear distance of 11.1 mm between the
stimulation and recording sites, the conduction velocity
(distance/latency) was 0.63 m/sec, in the range of reported values for
mPFC efferent fibers (Thierry et al., 1983 ).

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Figure 1.
Extracellular recording of a representative mPFC
neuron projecting to the DR. Electrical stimulation of the DR
(arrow) evoked antidromic responses in mPFC neurons. The
asterisk denotes an antidromic spike missing because of
collision with an spontaneous action potential.
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Effect of mPFC stimulation on DR 5-HT neurons
The effect of the electrical stimulation of the mPFC was studied
on 106 5-HT neurons in the DR responding to the stimulation (Table
1). Two main types of responses were
recorded: inhibition and orthodromic activation. Neurons that were
antidromically activated were not considered. The majority of the
recorded 5-HT neurons in control rats (55 of 66; 83%) responded to
mPFC stimulation (currents ranging from 0.5 to 2.5 mA) with a
short-latency poststimulus inhibition (Fig.
2A). Of these, 18 showed a concurrent short-latency subthreshold (5-10%) orthodromic
activation (Fig. 2B). Eleven (of 66) neurons (17%)
responded to mPFC stimulation with a short-latency orthodromic
activation (>10%) (Fig. 2C,D). The success rate of orthodromic activation varied between neurons and was 24.7 ± 7.7% on average (n = 11).
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Table 1.
Summary of the basal firing rate and responses of 5-HT
neurons to electrical stimulation (0.5-2.5 mA) of the mPFC
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Figure 2.
Typical examples of responses of DR neurons to the
electrical stimulation of the mPFC. A shows a PSTH
corresponding to an inhibition of a 5-HT neuron. B shows
a PSTH in which a subthreshold activation (9%) occurred before
inhibition. C and D show an orthodromic
activation of a 5-HT neuron (note the different time scale and bin size
in D). The arrow indicates the
stimulus artifact. PSTH made up of 250 consecutive trials of single
pulse stimuli (0.2 msec, 1 mA) delivered at 0.9 Hz. Bin width 4 msec
(A-C) and 1 msec (D). Note
the different ordinate scale in A and B
versus C and D.
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We assessed the effects of the electrical stimulation of the mPFC on
the 5-HT release in the DR of chloral hydrate-anesthetized rats (Fig.
3). Control rats were implanted with
electrodes in the mPFC but received no stimulation. Dialysate fractions
were collected every 10 min. Two different experiments were performed. In the first (pilot) experiment, electrical stimulation was
delivered in three different conditions (S1-S3; see legend to Fig.
3) for two fractions (20 min total), separated from each other by 10 min. The electrical stimulation of the mPFC enhanced 5-HT release in
the DR, to a maximum of 156 ± 21% of baseline at the third stimulation (Fig. 3A). Two-way ANOVA analysis revealed a
significant effect of the time (p < 0.00001)
and of the time × group interaction (p < 0.00001) versus controls. In a second experiment, a first stimulation
period was delivered for 20 min (S4, 0.9 Hz, 0.2 msec, 2 mA) followed
by a second stimulation (S3, 20 Hz, 1 msec, 0.5 mA) for 20 min
delivered 40 min later. As in the first experiment, the electrical
stimulation of the mPFC increased the 5-HT release in the DR compared
with sham-stimulated rats (Fig. 3B). Two-way ANOVA revealed
a significant effect of the time (p < 0.02) and of the time × group interaction (p < 0.0005). Interestingly, the stimulation of the mPFC using S4
stimulation conditions produced a transient elevation of the 5-HT
release in the DR, whereas the stimulation at a higher frequency (20 Hz) and lower intensity (0.5 mA) (S3 conditions) resulted in an
increase in 5-HT that persisted 40 min after the end of the stimulation
period (Fig. 3B).

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Figure 3.
Effects of electrical stimulation of the mPFC on
the 5-HT release in the DR. A, Three different
stimulation conditions (S1, 0.9 Hz, 1,7 mA, 0.2 msec; S2, 10 Hz, 0.5 mA, 1 msec; S3, 20 Hz, 0.5 mA, 1 msec; shown by horizontal
bars) increased the 5-HT release in the DR
(filled circles; n = 4).
Control rats (open circles; n = 6)
were implanted with electrodes, but no current was passed.
B, The electrical stimulation of mPFC using the same
conditions than in PSTH experiments (S4, 0.9 Hz, 2 mA, 0.2 msec;
first bar) produced a transient elevation of the 5-HT
release in DR (see also the effect of S1 in A), whereas
the stimulation at S3 conditions (20 Hz, 0.5 mA, 1 msec) produced a
sustained increase in 5-HT release for at least 60 min
(filled circles; n = 7). Control rats
(open circles; n = 6) were implanted
with electrodes, but no current was passed. The local application of
MK-801 (300 µM; filled triangles;
n = 7) by reverse dialysis prevented the increase
in 5-HT release induced by the second stimulation conditions.
*p < 0.05 versus controls;
+p < 0.05 versus stimulation (no
MK-801)
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Role of 5-HT1A autoreceptors on the
mPFC-induced inhibitions
The above results suggested that the stimulation of mPFC excited a
proportion of DR 5-HT neurons. These could release 5-HT which, by
acting on local 5-HT1A receptors, would inhibit
the same or other 5-HT neurons in the DR. To examine this possibility we used two different experimental approaches. In the first one, rats
were administered the selective 5-HT1A receptor
antagonist WAY-100635 once a basal PSTH was recorded (typically, 250 sweeps). The administration of WAY-100635 (5-10 µg/kg, i.v.)
significantly reduced the percentage of basal inhibition (13 ± 2 to 65 ± 10% of prestimulus firing rate; p < 0.001; paired t test; n = 11) and its
duration (from 188 ± 19 to 124 ± 16 msec; p < 0.002; paired t test; n = 11) without
significantly altering the firing rate. Figure
4 shows two PSTHs of a 5-HT neuron in the
DR, before (A) and after (B) the
administration of WAY-100635 (5 µg/kg, i.v.).

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Figure 4.
Effect of the systemic administration of the
5-HT1A receptor antagonist WAY-100635 on the poststimulus
inhibition of a DR 5-HT neuron in response to stimulation of the mPFC.
A, DR serotonergic neuron inhibited by mPFC stimulation
(arrow) (suppression of 230 msec to 30% of prestimulus
firing rate). B, WAY-100635 (5 µg/kg, i.v.) partially
blocks the inhibition (to 50 msec, 77% prestimulus firing rate). Bin
size: 10 msec, 250 sweeps.
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The contribution of 5-HT released in the DR after mPFC stimulation to
the observed inhibitions was studied by pretreating the rats with the
5-HT synthesis inhibitor pCPA. In 5-HT-depleted rats
(pCPA; 2 × 350 mg/kg, i.p.; 48 and 24 hr before
experiments), the concentration of 5-HT in frontoparietal cortex was
around 10% of that in control rats (30 ± 3 pmol/gm;
n = 19 vs 288 ± 37 pmol/gm; n = 7; p < 0.0001; Student's t test). In
pCPA-pretreated rats, the electrical stimulation of the mPFC
resulted in a significantly higher proportion of orthodromic
activations compared with control rats [77 (31 of 40) versus 17% (11 of 66) in control rats; p < 0.01;
2 test] (Table 1). Nine neurons were
equally inhibited by mPFC stimulation in pCPA-pretreated
rats. The lower firing rate in pCPA-treated rats (Table 1)
perhaps results from a reduction of noradrenergic synthesis (Reader et
al., 1986 ) and reduced activation of
1-adrenoceptors controlling 5-HT activity
(Baraban and Aghajanian, 1980 ).
The electrical stimulation of the mPFC (20 Hz, 1 msec, 0.5 mA) did not
change the firing rate of 5-HT neurons in control rats (baseline,
1.50 ± 0.14 Hz; post-stimulation, 1.55 ± 0.14 Hz;
n = 11; measured 4 min after the end of the stimulation
period). However, it increased that in pCPA-treated rats,
from 0.64 ± 0.16 Hz (baseline) to 1.18 ± 0.18 Hz
(post-stimulation; also measured 4 min after the end of the
stimulation period) (p < 0.02; paired t test; n = 7) (Fig.
5).

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Figure 5.
Effect of mPFC stimulation (S3, 20 Hz, 1 msec, 0.5 mA, for 3 min; shown by a horizontal bar) on the
spontaneous firing of 5-HT neurons. A and
D show integrated firing rate histograms of two
representative neurons in control (A) and
pCPA-treated (D) rats.
B and E show the corresponding spike
trains of the same neurons before and 2 min after S3 stimulation.
During the second minute of the stimulation, the firing rate of 5-HT
neurons in pCPA-treated rats was already significantly
increased versus basal (1.1 ± 0.2 vs 0.6 ± 0.2 spikes/sec;
p < 0.02). However, the maximal effect of the
stimulation was noted later. C and F are
bar graphs with the mean ± SEM values of firing rate before and
after (4th minute) S3 stimulation (n = 12 controls
and 7 pCPA-treated rats). *p < 0.02 versus baseline.
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Involvement of GABAA receptors in the mPFC-triggered
inhibition of DR 5-HT neurons
Because neither 5-HT depletion nor 5-HT1A
receptor blockade totally reversed the mPFC-induced inhibition of 5-HT
neurons, we assessed the involvement of GABAA
receptors. The intravenous administration of picrotoxinin (1-2 mg/kg,
i.v.) partially blocked the inhibitory responses to mPFC stimulation as
shown in Figure 6. Under basal conditions
mPFC stimulation depressed firing rate to 11 ± 3% of prestimulus
baseline levels. The administration of picrotoxinin (1 mg/kg, i.v.)
resulted in a significant reduction of the inhibition to 32 ± 7%
of prestimulus firing rate (p < 0.005; paired
t test; n = 8). Likewise, the administration
of picrotoxinin significantly reduced the duration of the
mPFC-triggered inhibition (from 151 ± 31 msec in baseline
conditions to 124 ± 26 msec; p < 0.02; paired
t test; n = 8) without altering the firing
rate of the recorded neurons. The administration of an additional dose of picrotoxinin (1 + 1 mg/kg, i.v.) further decreased the inhibition to
49 ± 8% of prestimulus firing rate (paired t test;
p < 0.05; n = 5). The treatment with
this additional dose of picrotoxinin significantly increased the firing
rate from 0.9 ± 0.3 to 1.8 ± 0.2 spikes/sec
(p < 0.002; paired t test;
n = 5).

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Figure 6.
Effect of the GABAA receptor
antagonist picrotoxinin on the poststimulus inhibition of a DR 5-HT
neuron in response to mPFC stimulation. A, PSTH of a DR
5-HT neuron inhibited by mPFC stimulation (arrow)
(suppression of 260 msec to 24% of prestimulus firing rate).
B, Picrotoxinin (1 mg/kg, i.v.) partially blocked the
mPFC-induced inhibition. C, An additional intravenous
picrotoxinin dose of 1 mg/kg further reduced the mPFC-induced
inhibition (to 140 msec, 57% prestimulus firing rate). Bin size: 10 msec, 250 sweeps.
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Ionotropic glutamate receptors and orthodromic activation of DR
5-HT neurons
We assessed the involvement of ionotropic glutamate receptors in
the mPFC-induced orthodromic activations of 5-HT neurons. Because the
percentage of neurons activated was higher in rats depleted of 5-HT
(Table 1), these experiments were performed in rats pretreated with
pCPA (2 × 350 mg/kg, as above). The treatment with the
NMDA receptor antagonist MK-801 (0.66-0.99 mg/kg, i.v.) markedly
reduced the mPFC-induced orthodromic activation, from 40 ± 11 to
10 ± 4% (p < 0.05; paired Student's
t test; n = 5). Figure
7, B and C, shows
the effect of MK-801 administration on the orthodromic activation of a
representative DR 5-HT neuron.

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Figure 7.
Involvement of ionotropic glutamate receptors in
the mPFC-induced activations of DR 5-HT neurons. A shows
the baseline orthodromic activation (52%, latency 18-36 msec) of a
5-HT neuron after the stimulation of mPFC. B and
C show, in the same neuron, the reversal of the
excitation produced by increasing doses of the NMDA receptor antagonist
(±)MK-801 (0.66 + 0.33 mg/kg, i.v.). Bin size: 4 msec, 240 sweeps.
D shows the baseline orthodromic activation (21.2%,
latency 26-48 msec) of another DR 5-HT neuron after the stimulation of
mPFC. E and F show the reversal of the
excitation produced by increasing doses of the AMPA-KA receptor
antagonist NBQX (1 + 1 mg/kg, i.v.) in the neuron shown in
D. Bin size: 4 msec, 225 sweeps.
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To examine the involvement of local NMDA receptors on the mPFC-induced
increase of 5-HT release in the DR, we performed an additional
microdialysis experiment in chloral hydrate-anesthetized rats. In
these, the NMDA receptor antagonist MK-801 (300 µM) was locally administered by reverse dialysis through the probe in the DR
for 2 hr, beginning 1 hr before the mPFC stimulation (n = 7). In this condition, the delivery of electrical stimuli in the mPFC
(20 min, 20 Hz, 1 msec, 0.5 mA) did not enhance the 5-HT release in the
DR (Fig. 3B).
The administration of the AMPA-KA antagonist NBQX (1 + 1 mg/kg, i.v.)
also reduced significantly the effect of the mPFC stimulation on the
orthodromic activation of DR 5-HT neurons, from 29 ± 6 to 11 ± 3% (p < 0.01; paired t test;
n = 5) (Fig. 7E,F).
Control of the 5-HT release in mPFC and DR by
5-HT1Areceptors in both areas
Systemic administration of 8-OH-DPAT
The basal 5-HT concentrations in the DR and mPFC in presence of 1 µM citalopram were 66 ± 13 fmol/fraction
(n = 19) and 16 ± 1 fmol/fraction
(n = 20), respectively.
The administration of 8-OH-DPAT (0.1 mg/kg, s.c.) reduced the dialysate
5-HT concentration to 17.4 ± 2.1% of baseline in mPFC and to
36.7 ± 4.9% in the DR of the same rats. The 5-HT reduction was
significantly more marked in mPFC than in DR (p
< 0.003; Student's t test). In both areas, a second
injection of 8-OH-DPAT reduced 5-HT to an extent similar to that of the
first injection. The peak ratios (fraction 7/fraction 16) were close to
unity (119 ± 12% in the DR, 101 ± 11 in mPFC;
n = 6) (Fig. 8).

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Figure 8.
Effect of the local application of WAY-100635 (100 µM) in the DR or mPFC on the reduction of 5-HT release
elicited by 8-OH-DPAT (0.1 mg/kg, s.c.) in these areas of rats
implanted with two dialysis probes. The graph in A shows
the effect of two sequential injections of 8-OH-DPAT
(arrows) on the 5-HT release in the mPFC (open
circles). The perfusion of WAY-100635 (horizontal
bar) in the DR (B, filled
circles) or mPFC (C, filled
squares) partly antagonized the effect of the second 8-OH-DPAT
injection on 5-HT release in mPFC. The bar graph in D
shows the peak ratios between the maximal effects on 5-HT release in
the mPFC elicited by the two 8-OH-DPAT injections in identical
conditions (open bars; e.g., as in A) or
during the infusion of WAY-100635 in the DR (striped
bars; as in B) or mPFC (black
bars, as in C). The bar graph in E shows the
peak ratios of the maximal effects on 5-HT release elicited by the two
8-OH-DPAT injections (as in D) but in this case,
referred to the effects on 5-HT release in the DR (for simplicity, the
actual dialysate graphs in the DR are not shown). Data are means ± SEM of five or six rats per group.
*p < 0.05 versus controls;
+p < 0.05 versus WAY-100635 in
mPFC.
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The local application of 100 µM WAY-100635 in the DR or
mPFC did not enhance the basal 5-HT release in neither area but partly prevented the reduction of 5-HT release elicited by the second 8-OH-DPAT injection in the DR and mPFC. Figure 8 shows the peak ratios
for the groups of rats treated with 8-OH-DPAT (0.1 mg/kg, s.c.) in the
control situation (both injections given in identical conditions) and
when WAY-100635 was locally applied in the DR or mPFC during the second
8-OH-DPAT administration. One-way ANOVA revealed a significant effect
of the WAY-100635 application on peak ratios for the effects of
8-OH-DPAT in both regions (p < 0.03 in DR;
p < 0.001 in mPFC). Post-hoc t test
revealed the existence of a significantly lower reduction of the 5-HT
release in DR or mPFC after the application of WAY-100635 in either
area, although the attenuation of the effect was smaller when
WAY-100635 was locally applied in the mPFC (Fig. 8).
To examine the extent of the diffusion of the local application of
WAY-100635 by reverse dialysis, we performed an in vivo autoradiographic study in which 100 nM
[3H]WAY-100635 was perfused together
with cold 100 µM WAY-100635 in the DR. This
area was chosen because of the concentration of 5-HT1A receptors in a small area of tissue. Rats
were killed after 80 min of perfusion, sections were cut at different
rostrocaudal levels of the DR, and the radioactivity in each section
was counted by image analysis (see Materials and Methods). Figure
9 shows the distribution of the tritium
label at different rostrocaudal levels in the DR (n = 4). In the four rats examined, the
[3H]WAY-100635 binding was confined
within midbrain sections differing 1.2 ± 0.1 mm in their AP
coordinate (e.g., ± 0.6 mm on average from the section containing the
maximal labeling). Autoradiographic examination of other areas rich in
5-HT1A receptors, such as hippocampus or frontal
cortex did not reveal any labeling above background in any of the four
rats (data not shown).

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Figure 9.
Distribution of the ex vivo
[3H]WAY-100635 binding along the rostrocaudal axis
in the DR as measured autoradiographically in coronal midbrain
sections. The histogram in A shows the mean ± SEM
values of the [3H]WAY-100635 binding in 17 equally
spaced coronal sections cut at different rostrocaudal levels
(n = 4). B and C
show, respectively, 10 autoradiograms of midbrain sections containing
the DR and the amount of tritium label in each section. In this
particular rat, tritium levels above background were found between
approximately 7.6 to 8.7 mm from bregma. Note that the shape of the
tritium label (dark spots in B) follows
the track of the dialysis probe (30° inclination) and has a shape
different from that of the DR, suggesting that not all
5-HT1A receptors within the DR were labeled by the
perfusion of [3H]WAY-100635.
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Local administration of 8-OH-DPAT in mPFC
In a second set of microdialysis experiments, we applied 8-OH-DPAT
by reverse dialysis into the mPFC and we examined its effects on 5-HT
release in this area and the DR. Baseline 5-HT values in dialysates
from DR, mPFC, and lateral PFC were 54 ± 4 (n = 25), 15 ± 1 (n = 17), and 12 ± 1 fmol/fraction (n = 7), respectively. The application of
8-OH-DPAT induced a sustained reduction of 5-HT release in medial
prefrontal cortex that was maximal at the end of the perfusion period
(~50% reduction) (p < 0.0001 vs controls, significant effect of time and of the time × treatment
interaction; two-way repeated measures ANOVA) (Fig.
10). A similar reduction was noted when
8-OH-DPAT was applied in lateral prefrontal cortex (p
< 0.0001 vs controls, significant effects of time and of
treatment × time interaction; two-way repeated measures ANOVA).
The average values (baseline = 100%) for the 100 and 300 µM applications were 65 ± 5 and 50 ± 4 for mPFC and 61 ± 4 and 51 ± 4 for lateral PFC, respectively.

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Figure 10.
Effects of the local infusion of 100 and 300 µM 8-OH-DPAT in prefrontal cortex (PFC) on the 5-HT
release in DR (A) and PFC
(B). Control animals (open
circles) received aCSF for the whole experiment (syringe
changes were also performed in this group). The application of
8-OH-DPAT in medial prefrontal cortex (filled
circles) significantly reduced the 5-HT release in this area
and the DR. In contrast, the perfusion of 8-OH-DPAT in the lateral
prefrontal cortex (filled triangles), an area
devoid of neurons projecting to the DR reduced locally the 5-HT release
but not in the DR. Data are from seven or eight rats per group.
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The application of 8-OH-DPAT in mPFC (but not in the lateral prefrontal
cortex) was accompanied by a reduction of the 5-HT release in the DR,
which was significantly different from controls (p < 0.0001, significant treatment × time interaction; two-way repeated measures ANOVA) (Fig. 10). The average values in the DR during
the period of infusion of 100 µM 8-OH-DPAT in
mPFC were 100 ± 9 for controls (perfusion of aCSF), 77 ± 4 (8-OH-DPAT in mPFC), and 98 ± 3 (8-OH-DPAT in lateral PFC)
(p < 0.02; one-way ANOVA). The corresponding values
for the period of infusion of 300 µM 8-OH-DPAT
were, respectively, 96 ± 9, 61 ± 5, and 95 ± 5 (p < 0.01, one-way ANOVA). Likewise, the single
point application of 8-OH-DPAT (100 µM, 200 nl
delivered in 1 min) at the coordinate used for mPFC stimulations
significantly reduced the firing rate of 5-HT neurons in the DR
(p < 0.01; paired Student's t test; n = 13) (Fig. 11). In
seven rats, we infused a second dose of 8-OH-DPAT, which reduced the
firing rate of 5-HT neurons in the DR further (p < 0.01, paired Student's t-test; n = 7).

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Figure 11.
Effect of 8-OH-DPAT in mPFC on the firing rate of
DR 5-HT neurons. A, The local application of 8-OH-DPAT
(0.2 µl, 100 µM, 1 min horizontal bar) in mPFC reduced
the firing rate of a DR neuron. A return to baseline firing was
observed after the local application of WAY-100635 (0.2 µl, 100 µM, 1 min horizontal bar). B, Mean ± SEM values of the firing rate of 13 DR neurons before and after the
application of 8-OH-DPAT in mPFC as above. In seven neurons, the
application of a second 8-OH-DPAT dose in mPFC reduced the firing rate
further. *p < 0.02 versus baseline.
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DISCUSSION |
Two main findings derive from the present study. First, projection
neurons in the mPFC control the activity of DR 5-HT neurons in a
complex manner. Consistent with previous observations, we identified by
antidromic activation a substantial number of mPFC neurons projecting
monosynaptically to 5-HT neurons (Hajós et al., 1998 ). Secondly,
postsynaptic 5-HT1A receptors in mPFC, possibly located in pyramidal neurons projecting to the DR, exert a distal feedback control of serotonergic activity.
Dual control of 5-HT neurons by mPFC afferents
The stimulation of the mPFC mainly inhibited 5-HT neuronal
activity, as previously reported (Hajós et al., 1998 ). In some instances, this was accompanied by subthreshold (5-10%) activations, whereas 17% of neurons were clearly activated by mPFC stimulation. The
abundance of inhibitions was inconsistent with the excitatory nature of
projection (pyramidal) neurons in mPFC. We therefore reasoned that the
excitation of some 5-HT neurons could increase 5-HT release in the DR,
which, acting on 5-HT1A autoreceptors, would
inhibit the same or other 5-HT neurons. This mechanism, assigning an
important physiological role to raphe 5-HT1A
autoreceptors, is supported by the following observations. First, mPFC
stimulation increased the 5-HT release in the DR at several stimulation
conditions, including the one eliciting 5-HT neuronal inhibition.
Second, the proportion of inhibitions encountered was dramatically
reduced in pCPA-pretreated rats, which strongly supports the
involvement of 5-HT in the mPFC-triggered inhibitions. Third, these
were antagonized by the selective 5-HT1A receptor
antagonist WAY-100635.
A previous report found that neither pCPA nor WAY-100635
reversed the mPFC-induced inhibitions in the DR, concluding that they
were independent of 5-HT1A receptor activation
(Hajós et al., 1998 ). Two reasons may account for this
discrepancy. First, only high doses of pCPA, such as that
used herein completely suppress serotonergic function (Chaput et al.,
1990 ). Second, the dose of WAY-100635 used by Hajós et al. (1998)
(100 µg/kg, i.v.) may inhibit 5-HT neuronal activity (Martin et al.,
1999 ). In our hands, an intravenous dose of 5-10 µg/kg was
sufficient to reverse the inhibitory effects of
5-HT1A receptor activation on 5-HT cell firing
(Casanovas et al., 2000 ) (L. Romero, P. Celada, and F. Artigas,
unpublished observations).
In addition to 5-HT1A autoreceptors, we present
evidence that GABAA receptors also participate in
the inhibitory effects of mPFC on serotonergic activity, because
inhibitions were also reversed by picrotoxinin. The DR and adjacent
periaqueductal gray matter (PAG) contain a large density of GABAergic
elements (Nanopoulos et al., 1982 ; Belin et al., 1983 ; Abellán et
al., 2000 ) and GABA suppresses the activity of 5-HT neurons (Gallager
and Aghajanian, 1976 ). Given the existing anatomical and functional
relationships between the mPFC, the DR, and the PAG (Thierry et
al., 1983 ; Takagishi et al., 1991 ; Jolas and Aghajanian, 1997 ) mPFC
afferents to the DR or PAG could inhibit the activity of 5-HT neurons
through the activation of local GABAergic inputs (Fig.
12).

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Figure 12.
Schematic representation of the
putative relationships between projection neurons in mPFC and DR 5-HT
neurons. Descending excitatory afferents from the mPFC control the
activity of 5-HT neurons directly, via NMDA and AMPA-KA receptors, and
indirectly, via activation of local inhibitory (5-HT1A and
GABAA) receptors. The stimulus-induced excitation of
neurons receiving a direct input from the mPFC (either 5-HT or
GABAergic) releases 5-HT or GABA, which inhibit other 5-HT neurons via
5-HT1A or GABAA receptors. The involvement of
5-HT1A receptors in the mPFC-induced inhibitions of 5-HT
neurons is supported by the decrease in the proportion of inhibitions
in rats depleted of 5-HT (Table 1) and by the reversal of the
inhibitions induced by 5-HT1A receptor blockade with
WAY-100635. Additionally, GABAergic inputs may also occur via a
serotonergic control of GABA interneurons (Liu et al., 2000 ). The
firing activity of 5-HT neurons and the release of 5-HT in midbrain and
forebrain are dependent on the activation of 5-HT1A
autoreceptors in the DR. However, the activation by 8-OH-DPAT of
postsynaptic 5-HT1A receptors on cortical pyramidal neurons
also reduces 5-HT cell firing in the DR and 5-HT release in the DR and
mPFC, likely through the inhibition of the activity of excitatory
inputs from the mPFC to the DR. Thus, pyramidal 5-HT1A
receptors in mPFC are a second population of 5-HT1A
receptors controlling serotonergic activity.
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Previous in vitro evidence indicates that ionotropic
glutamate receptors are involved in the excitatory control of 5-HT
neurons (Pan and Williams, 1989 ), but no evidence was available that
this occurred in vivo. Moreover, the anatomical source of
this excitatory input was unknown. Our observations suggest that mPFC
afferents control 5-HT neuron activity in vivo through
AMPA-KA and NMDA receptors because NBQX and MK-801 antagonized the
orthodromic excitations produced by mPFC stimulation (we used
5-HT-depleted rats to increase the proportion of excitations). These
observations parallel the effects of glutamatergic agonists on 5-HT
release in the DR (Tao and Auerbach, 1996 ; Tao et al., 1997 ). Likewise, MK-801 pretreatment prevented the increase in DR 5-HT release produced
by the mPFC stimulation, which supports that this was caused by an
increased glutamatergic input. Interestingly, the higher stimulation
frequency used induced a persistent elevation of the 5-HT release,
which was accompanied by an increased firing rate. Given the
involvement of NMDA receptors in long-term potentiation (Malenka and
Nicoll, 1999 ), the present results suggest that endogenous glutamate
from stimulated mPFC afferents, acting on NMDA receptors, would induce
a sustained facilitation of serotonergic activity.
Control of serotonergic activity by 5-HT1A receptors
in mPFC
The inhibition of 5-HT synthesis and release elicited by the
systemic administration of selective 5-HT1A
agonists was attributed to the exclusive activation of raphe
5-HT1A autoreceptors (Hjorth et al., 1987 ; Hutson
et al., 1989 ) mainly because the activation of
5-HT1A receptors hyperpolarized 5-HT neurons and
reduced cell firing (Aghajanian and Lakoski, 1984 ; Sprouse and
Aghajanian, 1987 ). Consistently, the application of direct or indirect
5-HT1A receptor agonists in the raphe nuclei
decreased 5-HT synthesis and release in forebrain (Hutson et al., 1989 ;
Adell and Artigas, 1991 ; Invernizzi et al., 1991 ; Adell et al., 1993 ).
The present results indicate that postsynaptic
5-HT1A receptors in mPFC, possibly on pyramidal
neurons projecting to the DR, also control 5-HT neuron activity and
5-HT release. First, the local application of 8-OH-DPAT in mPFC reduced
the firing rate of DR 5-HT neurons. Diffusion to the DR is unlikely to
play a significant role because of the limited diffusion of the small volume (200 nl) used in recording experiments (Myers, 1971 ). Second, the application of 8-OH-DPAT in mPFC, but not in lateral prefrontal cortex, reduced the 5-HT release in the DR. The lateral prefrontal cortex contains 5-HT1A receptors (Pompeiano et
al., 1992 ) but lacks projections to the DR (Peyron et al., 1998 ). This
characteristic facilitated the assessment of the specificity of the
changes observed in the DR when 8-OH-DPAT was applied in mPFC.
The reduction of 5-HT release in mPFC by local 8-OH-DPAT application
agrees with previous data (Casanovas et al., 1999 ). However, 8-OH-DPAT
unexpectedly reduced 5-HT release in lateral prefrontal cortex. Given
the apparent absence of terminal 5-HT1A receptors (Kia et al., 1996 ), a tentative explanation for this finding is that
postsynaptic 5-HT1A receptors may additionally
control the 5-HT release by local changes in glutamatergic
transmission. Hence, the 5-HT2A and
5-HT2C receptor agonist DOI, locally applied in mPFC, increased 5-HT release through a 5-HT2A-
and AMPA-KA-dependent mechanism (Martin-Ruiz et al., 2001 ).
Because of the opposite effects of 5-HT1A and
5-HT2A receptor activation on pyramidal neuron
excitability (Araneda and Andrade, 1991 ) 8-OH-DPAT might have effects
opposed to those of DOI on 5-HT release.
Consistent with the well established role of DR
5-HT1A autoreceptors in the control of 5-HT
release, the application of WAY-100635 in the DR antagonized the
reduction in 5-HT release elicited by systemic 8-OH-DPAT
administration. The effect of WAY-100635 was partial, in agreement with
its limited diffusion within the DR, as exemplified by
[3H]WAY-100635. Likewise, the
application of WAY-100635 in mPFC also antagonized the effects of
systemic 8-OH-DPAT administration on 5-HT release. This effect is most
likely attributable to the antagonism of the action of 8-OH-DPAT at
postsynaptic 5-HT1A receptors in pyramidal
neurons (Pompeiano et al., 1992 ; Kia et al., 1996 ) and adds to the
above electrophysiological and neurochemical observations indicating
that postsynaptic 5-HT1A receptors in mPFC
control serotonergic activity. WAY-100635 antagonized the effect of
systemic 8-OH-DPAT more when applied in the DR than in mPFC, possibly
because of the key role of DR 5-HT1A
autoreceptors, but also to the fact that unilateral applications in the
mPFC affected half of the putative afferents to the DR (Peyron et al.,
1998 ). Moreover, not all 5-HT neurons may be controlled by mPFC afferents.
Given the marked control of 5-HT function by
5-HT1A receptors, a potential confounding factor
in the present microdialysis experiments could be the use of citalopram
in the perfusion fluid. However, 1 µM citalopram inhibits
partially 5-HT reuptake (Hervás et al., 2000 ) in a small tissue
area surrounding the probe, causing little activation of
5-HT1A autoreceptors in the DR (Tao et al., 2000 ). Higher concentrations (typically >10 µM) are
required to significantly activate 5-HT1A
receptors and reduce 5-HT release (Tao et al., 2000 ). Consistently, 1 µM citalopram did not interfere with the local or
systemic actions of 5-HT1A receptor ligands on
5-HT release in midbrain or forebrain (Casanovas et al., 1997 , 1999 ;
Adell and Artigas, 1998 ). On the other hand, citalopram was required to
mask the in vivo uptake inhibitory properties of 8-OH-DPAT
(Adell et al., 1993 ; Assié and Koek, 1996 ), which would confound
its effect on 5-HT1A receptors.
Conclusions
The present results indicate that the activity of DR 5-HT neurons
is strongly regulated by the mPFC. Presynaptic and postsynaptic 5-HT1A receptors, as well as
GABAA and glutamate ionotropic receptors are
involved in this control (Fig. 12). In particular,
5-HT1A autoreceptors in the DR may play a pivotal
role in the physiological control of ascending 5-HT pathways,
attenuating excessive activation of 5-HT neurons by excitatory
afferents from the mPFC. A corollary of the present observations is
that mPFC afferents may differentially drive the activity of 5-HT
neurons projecting to different forebrain structures, depending on
whether these cells are activated or inhibited (indirectly) by mPFC
afferents. Likewise, postsynaptic 5-HT1A
receptors in mPFC exert a distal feedback control of serotonergic activity through the modulation of descending excitatory afferents to
the DR. Given the involvement of the serotonergic system in mood
control, perception and cognition, the reciprocal interactions between the mPFC and the DR may play an important role in the pathophysiology and treatment of severe psychiatric illnesses, including depression and schizophrenia.
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FOOTNOTES |
Received July 23, 2001; revised Sept. 7, 2001; accepted Sept. 19, 2001.
This work was supported by Fondo de Investigacion Sanitaria Grant
01/1147 and Comision Interministerial de Ciencia y Tecnologia Grant
SFA2001-2133. Financial support from Bayer S.A. is also acknowledged. We thank the drug companies for the generous supply of
drugs. M.V.P. is recipient of a predoctoral fellowship from the
Institut d'Investigacions Biomèdiques August Pi i Sunyer. The
technical help of Leticia Campa is gratefully acknowledged.
Correspondence should be addressed to Dr. Francesc Artigas, Department
of Neurochemistry, Institut d' Investigacions Biomèdiques de
Barcelona Consejo Superior de Investigaciones Científicas (Institut d'Investigacions Biomèdiques August Pi i Sunyer),
Rosselló 161, Sixth Floor, 08036 Barcelona, Spain. E-mail:
fapnqi{at}iibb.csic.es.
G. Guillazo's present address: Department of Psychobiology and
Methodology, Autonomous University of Barcelona, 08193 Bellaterra, Spain.
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