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The Journal of Neuroscience, March 1, 2001, 21(5):1557-1568
Chronic NMDA Receptor Blockade from Birth Increases the Sprouting
Capacity of Ipsilateral Retinocollicular Axons without Disrupting Their
Early Segregation
Matthew T.
Colonnese1 and
Martha
Constantine-Paton2
1 Interdepartmental Neuroscience Program, Yale
University, New Haven, Connecticut 06520, and 2 Department
of Biology, Massachusetts Institute of Technology, Cambridge,
Massachusetts 02139-4307
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ABSTRACT |
We have investigated the role of the NMDA glutamate receptor
(NMDAR) in the genesis and regulation of structural plasticity during
synaptogenesis in the visual layers of the rat superior colliculus
(sSC). In this neuropil, three projections compete for synaptic space
during development. By fluorescently labeling the projections of both
eyes and imaging them with confocal microscopy, we can quantify the
sprouting of the ipsilateral retinal projection that follows removal of
a portion of the contralateral retinal and/or corticocollicular
projection. Using these techniques we have studied the effects of NMDAR
blockade under different levels of competition. NMDARs were chronically
blocked from birth [postnatal day 0 (P0)] by suspending the
competitive antagonist 2-amino-5-phosphonopentanoic acid in the
slow release plastic Elvax, a slab of which was implanted over the sSC.
Such treatment alone does not impair the normal segregation of the
retinal projections. However, if sprouting of the ipsilateral
projection is initiated with a small contralateral retinal lesion at
P6, this sprouting can be further increased by blocking NMDARs from
birth. Sprouting of the ipsilateral retinal projection is also induced
by retinal lesions made at P10/P11, but NMDAR blockade does not augment
the sprouting induced by this later lesion. However, when combined with
simultaneous ablation of the ipsilateral visual cortex, P10/P11 lesions
show increased sprouting after NMDAR blockade. These data indicate that
P0 NMDAR blockade does not eliminate synaptic competition in the sSC.
Instead, early elimination of NMDAR function appears to facilitate
sprouting that is gated in a stepwise manner by the other visual afferents.
Key words:
development; glutamate receptors; sprouting; superior
colliculus; retina; rat
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INTRODUCTION |
Neuronal development is marked by
the passing of a number of critical periods for plasticity; one of the
most dramatic is the ability of afferents to sprout outside their
normal terminal zones to compensate for a lesion (Lund, 1978 ). Recent
work has shown that factors within the neuropil act to prevent
sprouting and when these factors are removed axons retain substantial
sprouting ability (Bandtlow and Schwab, 2000 ). Synaptic factors may
also affect the sprouting response. Defining which receptor systems are
involved will not only help facilitate the return of function after
trauma but also begin to provide the link between physiologically defined plasticity and structural change.
The NMDA glutamate receptor (NMDAR) is a critical component of
numerous forms of developmental (Cline et al., 1987 ; Kleinschmidt et
al., 1987 ; Udin and Scherer, 1990 ; Schlaggar et al., 1993 ) and adult
(Garraghty and Muja, 1996 ) plasticity. Downregulation of the NMDAR has
been implicated in the end of ocular dominance plasticity (Daw, 1995 ),
as well as the loss of long-term potentiation (Kirkwood et al., 1995 ).
However, although important for physiological plasticity and a
necessary component of some structural refinements that occur in the
developing retinofugal pathways (Hahm et al., 1991 ; Simon et al., 1992 ;
Ernst et al., 1999 ), it is still not clear whether NMDARs are critical
for interpathway competition, the removal of which results in
pronounced structural rearrangements.
We are investigating this question using the superficial visual layers
of the developing rat superficial superior colliculus (sSC), where it
is possible to study developmental changes in the ability of axons to
sprout after the physical removal of competition. The rodent sSC is an
attractive system because functional changes in synaptic currents occur
quickly and are synchronized across most cell types (Shi et al., 1997 ).
Previous work by Lund et al. (1973) on the retinocollicular system
showed that neonatal eye removal causes substantial elaboration of the
axons of the remaining eye into the deafferented region, but only when
the ablation occurred before postnatal day 10 (P10). We were intrigued
by a potential link between this competitive interaction and NMDAR
function because our work has demonstrated a pronounced drop in NMDAR
current decay time between P10 and P11 (Shi et al., 1997 ).
We have used chronic blockade of NMDARs from birth to explore their
role in the sprouting of the ipsilateral retinal projection. One of the
technical issues in working with this projection is the variability of
its sSC innervation even in normal animals. Consequently we have
developed a quantitative method of assaying the density of the
ipsilateral projection after lesion of the competing retinal and/or
cortical projections. Intraocular injection of fluorescently tagged
cholera toxin B-subunit tracers (CTB) allowed visualization of both
retinal projections, whereas confocal microscopy enabled objective
quantification of the density of these projections in a thin tissue section.
Our results indicate that NMDARs are not necessary for competition
among the glutamatergic projections to the sSC. However, after lesion
of competing projections, NMDAR blockade significantly increased the
sprouting of the ipsilateral retinal projection in a manner
proportional to the level of competition removed.
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MATERIALS AND METHODS |
Animals and materials. Timed pregnant Sprague Dawley
rats were acquired from CAMM (Wayne, NJ) or Charles River
Laboratories (Southbridge, MA) and housed on a 12/12 hr light/dark
cycle. To block NMDARs chronically, the inert ethylene-vinyl acetate
copolymer Elvax-40W (DuPont, Billerica, MA) was prepared as reported
previously (Simon et al., 1992 ; Prusky and Ramoa, 1999 ). A 1 mM solution of the racemic mixture
(+/ )-2-amino-5-phosphonopentanoic acid (AP5; Sigma, St. Louis, MO)
or, as a control, a 500 µM solution of the inactive
isomer L-2-amino-5-phosphonopentanoic acid
(L-AP5) was prepared in a 10% Elvax solution in methylene
chloride (AP5-Elvax and L-AP5-Elvax, respectively). The
solvent was evaporated at 20°C, and the resulting plugs were
lyophilized overnight before being cut 180 µm on a cryostat. For
anterograde tracing of the retina, CTB conjugated to a tetramethyl
rhodamine B (tRITC) or fluorescein (FITC) fluorophore (List
Biological Laboratories, Campbell, CA) was made in a 0.2% solution in
1% DMSO.
Surgery. Elvax sections were implanted at P0 using the
method of Simon et al. (1992) ; under hypothermic anesthesia, the scalp and skull were retracted, and the Elvax slab was placed over the sSC,
the front edge tucked under the occipital cortex. Sutures and tissue
adhesive (Vetbond; 3 M Animal Care Products, St.
Paul, MN) were used to close the incision, and the pups were warmed under a lamp until ready to be returned to the mother. This method has
been estimated to release water-soluble drug in the range of picomoles
per day (Cline and Constantine-Paton, 1989 ; Smith et al., 1995 ).
Because the rate of clearance is unknown, the actual concentration in
tissue is difficult to estimate. Recordings under the Elvax in
vivo have demonstrated substantial blockade of all glutamatergic
activity when the concentration of AP5 in Elvax is 20 times that in our
experiments (Schlaggar et al., 1993 ). On the basis of all these
data, we estimate our concentration of D-AP5 in
the sSC to be >20 µM at all times and in the
100 µM range during the first few days after implantation.
For eye lesions, pups were anesthetized with a
2-bromo-2-chloro-1,1,1-triflurooethane (halothane) vaporizer (Cyprane
"Fluotec"), and the left eye was opened with blunted iris scissors.
The eyelids were retracted manually, and the lesion was made by lightly
touching a heat microcauterizer to the sclera adjacent to the ciliary
margin. Under the same anesthesia, the animals that were to receive a cortical lesion in addition to the eye lesion had the scalp retracted on the right side. A small rectangular section (1 × 4 mm) of
skull was removed over the occipital lobe, and the underlying dura was cut. The occipital cortex was aspirated with a glass pipette, the
evacuated region was filled with sterile Gelfoam (Upjohn, Kalamazoo,
MI), and the incision was closed as described above. For anterograde
labeling, 1 or 2 d before death, pups were anesthetized with
inhaled 1-chloro-2,2,2-trifluoroethyl difluoromethyl ether (isoflurane). With a 28 gauge needle, a small hole was made in the
cornea through which a Hamilton syringe was used to inject 5 µl of
the CTB solution into the vitreous.
Under isoflurane anesthesia, pups were killed by transcardial perfusion
of PBS followed by 4% paraformaldehyde in 0.1 M phosphate buffer, pH 7.2. The midbrain and eyes were removed and post-fixed overnight at 4°C. Pups with misplaced Elvax or damage to the sSC were
excluded from further analysis. The midbrain was blocked and
photographed in whole-mount epifluorescence at 1× [0.04 numerical aperture (NA) Planar lens on a Nikon E600 equipped with a CCD camera
(Diagnostic Instruments, Inc., Sterling Heights, MI)] to visualize the
dorsal midbrain optic targets. Pups with a lightly or incompletely
labeled projection from the unlesioned eye or with a scotoma
(deafferented region) that occupied >35% or <7% of the sSC were
excluded from further analysis. The midbrain blocks were embedded in
3.5% low-melting point agarose (Sigma) and 8% sucrose in PBS and cut
in coronal sections 100 µm thick on a vibratome. Sections were
mounted on glass slides and coverslipped in a hardening aqueous medium
(EM Sciences, Fort Washington, PA).
Quantification of sprouting. All confocal microscopy was
performed on a Bio-Rad (Hercules, CA) 1024 MRC through a 25×,
1.20 NA plan-apo objective with simultaneous two-color fluorescence microscopy. Gain, black level, and pinhole size were kept constant for
each litter, and the examination of pups from each treatment group was
interdigitated to avoid problems caused by slow shifts in laser power
or alignment. Frames were selected for analysis by a regular sampling
scheme that was similar for lesioned and unlesioned pups, although the
area sampled was more expansive for unlesioned pups. For them,
alternate sections were selected across the entire rostral-caudal axis
of the sSC, and four evenly spaced micrographs were taken from each
section. Of these four frames, two were from the medial and lateral
edges of the sSC, and the remaining two were evenly spaced within the
crown, at least 500 µm from the edges. For the rostral pole analysis
of normal animals, only the two sections from the crown were used. These were taken from three alternate sections beginning 400 µm from
the rostral edge. For the quantitative analysis of retinal ganglion
cell axon density in lesioned animals, three alternate sections were
chosen from each animal: the first, ~400 µm from the rostral edge,
and two alternate sections thereafter. Two micrographs were taken from
each section: the first outside the scotoma and at least 500 µm from
the medial edge (see Fig. 4D,E) and the second within the scotoma and at least 200 µm from the lateral edge (see Fig. 4D,F).
Regardless of sampling scheme, each confocal micrograph consisted of a
z series of three to five confocal images taken at 5 µm
intervals. Image analysis was performed off-line on a Macintosh G3
computer using the public domain NIH Image program (developed at the
National Institutes of Health and available on the internet at
http://rsb.info.nih.gov/nih-image/). The density of the ipsilateral retinal projection was calculated for each confocal z
section by creating a binary image with a threshold value chosen so
that only pixels from in-focus fluorescence were retained. This
threshold was set after examination of multiple pups in a litter and
was maintained for all animals in that litter. The threshold was
approximately sixfold greater than the level of tissue
autofluorescence, the exact number varying between animals and litters
because the baseline autofluorescence varies slightly. The thickness of
each optical section was ~2-3 µm.
By use of the contralateral projection as a guide, the area of the
middle and upper stratum griseum superficiale (SGS) and stratum zonale
(SZ), together designated SGS/SZ, or the stratum opticum (SO) was
defined for each z section. For each frame the density of
labeled pixels was measured in the defined layers. These densities were
separately obtained for both the SGS/SZ and SO for each z
section in a frame, and the average intensity from all of the
z sections in the frame was calculated for the SGS/SZ and
SO. This number was designated the "labeled pixel density," and it
is an objective estimate of the innervation density of the ipsilateral
retinal ganglion cell axons in the region of interest.
To quantify sprouting of the ipsilateral projection into a
contralateral retinal scotoma, labeled pixel densities were generated from the SGS/SZ from frames selected by use of the sampling regimen described above. Thus, for each animal, we generated three pairs of
labeled pixel density measurements. Because each pair was from the same
section, there was an internal control for each position along the
rostral-caudal axis. To estimate the additional ipsilateral axon
density that was caused by the lesion, for each section we calculated
an "increased labeled pixel density" by subtracting the labeled
pixel density of the frame outside the scotoma ([Out]) from the
labeled pixel density of the frame inside the scotoma ([In]). To
normalize for comparison between litters in which a similar
experimental procedure was performed, each treatment was applied to
half the pups in a single litter. After data collection, the increased
labeled pixel density of each section was divided by the average value
of the increased labeled pixel densities in the sections taken from the
control pups in the same litter. Therefore, the equation for the
normalized increased labeled pixel density for each section looks like
this:
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where [In]X and
[Out]X are the labeled pixel densities for a
given section X and
Ncontrol is the number of control
sections; the subset of labeled pixel densities from control animals
are denoted [In]Xcontrol and
[Out]Xcontrol. For statistical analysis,
all normalized increased labeled pixel densities were pooled by
treatment type for each experiment. All statistics are from a
two-tailed t test unless otherwise noted, and the error bars
represent the SEM.
For immunohistochemistry, rats were lesioned, labeled, and killed as
described above. After fixation, the blocked midbrains were
cryoprotected in 30% sucrose in PBS, frozen on dry ice, and cut 30 µm on a cryostat. The floating sections were exposed to 5% donkey
serum and 0.5% Triton X-100 in PBS for 1 hr, followed by monoclonal
synaptophysin primary antibody (Sigma; 1:500) in the same solution
overnight at 4°C. Secondary antibody conjugated to the Cy5
fluorophore (Jackson ImmunoResearch, West Grove, PA) was used for visualization.
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RESULTS |
Retinal ganglion cell axons in the midbrain were visualized with
anterograde transport of fluorophore-conjugated CTB (Fig. 1). When injected into the vitreous of
the eye, ganglion cell axons were labeled evenly throughout the retina,
and their axons formed a dense layer of arborization in the
contralateral sSC, particularly the SZ and the upper and middle SGS
(Fig. 1B). In the sparser ipsilateral projection, the
structure of the axon arbors could be observed (Fig. 1C).
The majority of tracer fluorescence is from arbors and axon swellings,
with lighter label in the axon proper (Fig. 1D,
asterisk, arrow, respectively). By simultaneously labeling both eyes with different fluorophore-conjugated tracers, the
distribution of the ipsilateral projection could be examined in
relation to the gross distribution of the contralateral projection. We
observed an adult-like pattern of arborization by the time of eye
opening at P14 (Land and Lund, 1979 ). In the rostral pole of the sSC,
the ipsilateral retinal projection was mostly restricted to the upper
SO, with sparse but substantial arborizations in the medial and lateral
upper SGS (Fig. 1C). Within the SO the ipsilateral
projection had, by P14, formed the scattered dense patches of
arborization characteristic of its refined state (Fig. 1C,
arrows).

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Figure 1.
Simultaneous labeling of eyes with
fluorophore-conjugated CTB allows detailed imaging of both
retinocollicular projections. A, Flat mount of a P14
retina that has been injected with FITC CTB. Retinal ganglion cell
axons stream to the optic disk evenly from all quadrants. B,
C, Montages of confocal micrographs from a single hemisphere
from the rostral region of a P14 rat sSC cut in coronal section. Each
section is a brightest pixel projection of a 20-µm-deep
z series. The contralateral (B)
and ipsilateral (C) retinal afferents have been
labeled by intraocular injection of CTB conjugated to tRITC or FITC,
respectively, and were imaged simultaneously through two channels. The
contralateral projection forms a dense sheet in the SGS and SZ
(B), whereas the ipsilateral projection is mostly
confined to the SO, with denser SGS projections n the medial and
lateral edges (C). Refined arbor patches can be
seen (arrows) at this age. SZ, SGS, and SO
refer to the layers of the visual sSC. D, Detail of
C showing the structure of an ipsilateral arbor. Label
is dominant in the arbors (asterisk) although the axons
are still visible (arrow). Scale bars: A,
1 mm; B, C, 200 µm; D, 100 µm.
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P0 NMDAR blockade does not alter the normal refinement of the
ipsilateral retinocollicular projection
We first determined whether the normal projection pattern of the
ipsilateral retina was disrupted by chronic NMDAR blockade. To apply
the competitive antagonist AP5, we used thin slabs of the slow-release
plastic Elvax implanted above the sSC at birth. As a control, other
pups received Elvax in which only the inactive stereoisomer
L-AP5 was suspended. We detected no qualitative differences in ipsilateral retinal arborization between AP5-Elvax-treated, L-AP5-Elvax-treated, or untreated pups at P14 (Fig.
2). The projection had normally withdrawn
from the caudal region of the sSC (data not shown) as well as from the
rostral SZ and SGS (Fig. 2B). Of particular note is
the persistence of arbor patches in the SO, the formation of which has
been shown to be dependent on the activity of retinal ganglion cells
(Thompson and Holt, 1989 ) as well as on normal function of their
terminals (Mooney et al., 1998 ). To quantify the refinement of the
ipsilateral projection we measured the labeled pixel density of
ipsilateral axons and arbors in confocal z-section
micrographs from the SZ/SGS or SO (see Materials and methods). This
statistic reflects the two-dimensional density of the ipsilateral
retinal projection from a depth of 2-3 µm. To minimize variability,
a single litter was divided into three groups (three pups each): normal
pups that received no surgery and one group each with either AP5-Elvax
or L-AP5-Elvax implanted on the day of birth. No
differences between the AP5-treated group and either of the control
groups were found at any position on rostral caudal and/or
medial-lateral axes (data not shown; comparison by ANOVA, all
p values > 0.05). For comparison with the results in the
remainder of this study, we were particularly interested in the rostral
regions of the sSC, where temporal retinal lesions will form a scotoma.
In Figure 2C we present the average labeled pixel density
measured from two micrographs from each of three sections per pup.
These regions were selected in a manner identical to that of subsequent
groups with a contralateral temporal retina lesion (see Materials and
Methods). One micrograph is from the region that would be outside the
scotoma, and the other is from the region that would be inside
it. ANOVA showed no difference among any treatment groups (SZ/SGS,
F = 0.27; p = 0.76; SO,
F = 1.03; p = 0.36). The two
micrographs from each section were approximately from regions that
would be inside or outside of the scotoma had these animals received a
retinal lesion. If analyzed separately, the averages and SDs from these
two regions were identical, indicating that there is no labeled pixel
density difference between the areas destined to be inside or outside
of the scotoma after any treatment. These data also indicate there are
no changes in the axon transport of the CTB after AP5 treatment.

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Figure 2.
NMDAR blockade from birth does not perturb the
refinement of the retinocollicular projection. A, B,
Montages from a P14 sSC section that has been treated from birth with
AP5-Elvax. The section is from a rostrocaudal locale similar to that in
Figure 1. Both the contralateral (A) and
ipsilateral (B) projections appear normal. In
particular, the ipsilateral retinal ganglion cell axons have become
normally restricted to the SGS and have refined to form the patchy
arborizations (arrow) characteristic of a refined
ipsilateral retinal projection. C, Quantification of the
density of the retinocollicular projection to the ipsilateral sSC from
the pups of a single litter that had received either no treatment
(control) or chronic treatment with the inactive stereoisomer
(L-AP5) or the racemic mixture (AP5) of the competitive
NMDA receptor antagonist and were killed at P14. The density of the
ipsilateral retinal axon in two-dimensions is represented as the
labeled pixel density (see Materials and Methods). These densities were
measured in micrographs at least 500 µm from the medial or lateral
edges using 12 sections taken from three pups of each group. The
sections were alternate 100 µm sections beginning 400 µm from the
rostral edge. This sampling pattern was identical to that used to
quantify the densities after a lesion. There are no significant
differences among any groups (ANOVA). Scale bar: A, B,
200 µm.
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The individual axons of the contralateral projection could not be
resolved because of the density of label. However, the ventral boundary
of this projection remained constant during P0 NMDAR blockade, an
indication of little or no expansion of the contralateral axons into
the termination zones of the ipsilateral eye or visual cortex.
Although P0 NMDAR blockade did not prevent the refinement of the
ipsilateral retinocollicular projection at P14, we hypothesized that
exposure to AP5 might slow the withdrawal of the projection from the
SGS. To address this possibility, two litters were each divided into
two groups receiving either L-AP5 or AP5-Elvax at birth.
These animals were killed at P6. We observed that, at P6, like the
older pups, most of the ipsilateral projection is restricted to the
lower SGS and SO. Chronic blockade of the NMDAR with AP5 did not alter
this pattern (Fig. 3A,B).
Using a sampling regimen similar to that described above, we observed
no difference in the density of ipsilateral axons within the SZ and
upper SGS in the rostral sSC (Fig. 3C)
(p = 0.36; n = 18 sections from
6 L-AP5 and 15 sections from 5 AP5 pups).

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Figure 3.
NMDAR blockade does not perturb the refinement of
the ipsilateral retinal projection to the sSC at P6. A,
B, Confocal micrographs from P6 pups chronically treated with
L-AP5 (A) or AP5 (B). Only the
ipsilateral retinal ganglion cell axons are labeled. The
frames are from the lateral half of the rostral sSC. At
this early age most of the axons are already confined to the upper SO;
few axons extend into the SGS. C, Quantification of
ipsilateral arbor density in the rostral SGS, at least 300 µm from
the medial or lateral edges (n = 18 sections from 6 pups for the L-AP5 treatment and 15 sections from 5 pups
for the AP5 treatment). Scale bar: A, B, 100 µm.
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Ipsilateral retinocollicular responses to contralateral
retinal lesion
Lesions of the retina produce a retinotopically appropriate zone
of deafferentation (a scotoma) in the contralateral sSC and dorsal
lateral geniculate nucleus. If these lesions are made during the first
few weeks of life, other glutamatergic afferents will sprout to fill
some of the vacated space within the scotoma. Both eyes (Lund and Lund,
1971 ; Frost and Schneider, 1979 ; Simon et al., 1994 ), as well as both
visual corticies (Mustari and Lund, 1976 ) and midbrain afferents
(Stevenson and Lund, 1982 ), are capable of such sprouting. We focused
on the response of the ipsilateral and not the contralateral retina to
a lesion made in the contralateral eye for two reasons. First, because
intraocular injection of fluorescently tagged CTB evenly fills the
retinal projection, there is no need to control for injection size.
Second, it is difficult to separate refinement from sprouting in the
contralateral projection because the latter shows significant
exuberance after P0 NMDAR blockade (Simon et al., 1992 ).
We examined ipsilateral sprouting in response to lesions made at two
different times (P6 and P10/P11), with an equal survival time of 8 d after the lesion. P6 was chosen because it falls within the critical
period for this plasticity yet is late enough that the majority of cell
death in the retina has already occurred (Crespo et al., 1985 ;
Horsburgh and Sefton, 1987 ). In addition, by P6 the eye is large enough
to make a small lesion reproducibly, and we have demonstrated above
that P0 AP5 treatment has no effect on the ipsilateral projection as
assayed at P6. We chose P10/P11 because it lies at the end of the
critical period for retinal plasticity within the sSC (Lund and Lund,
1976 ). Furthermore, P11 is the first day that sSC NMDARs have
downregulated to produce fast-decaying, adult-like currents (Shi et
al., 1997 ). We originally bracketed this time point by making lesions
at P10 or P11 but observed no difference between these groups in the
response to any of the lesion conditions we examined; therefore, the
two treatments have been collapsed.
The small hole produced by heat lesion of the superior-temporal pole of
the retina quickly healed over, but the eye often shrank to reform a
smaller sphere. For this reason exact reconstruction of the lesioned
area was often difficult, but a gap at the edge of the retina could
easily be observed (Fig.
4A), and this produced a consistently placed scotoma in the rostrolateral portion of the
superior colliculus (Fig. 4B). The patterning of the
ipsilateral projection outside the region of the scotoma was
qualitatively normal. Inside the scotoma, however, an abnormally dense
projection from the ipsilateral projection was consistently observed
(Fig. 4C-F). Most of the increased ipsilateral
innervation occurs in the SZ, under the pial surface, and in the upper
third of the SGS where clumps of arbor can often be observed. All
quantitative analysis of the sprouting was measured in the SGS and SZ.
The relatively larger and more variant normal projection to the SO makes quantitative analysis of difference in this layer difficult, and
it has not been presented. After both P6 and P10/P11 lesions, the
amount of sprouting varies greatly, and within the same section we
observed areas with little sprouting and others with heavy sprouting
(Fig. 4D).

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Figure 4.
Small retinal lesions made at P6 or P10/P11
cause a scotoma in the contralateral sSC that permits sprouting of the
ipsilateral retinal ganglion cell axons. A, Microcautery
lesions destroy a small, defined section of retina.
Left, The temporal portion of a thin, frontal section of
a lesioned retina, 8 d after the lesion, shows the area of the
lesion (arrowheads) with healed sclera surrounding it.
The ganglion cell layer is labeled bright red by the
CTB. Right, Whole mount of another lesioned retina (8 d
after the lesion) shows the ablated area in the temporal pole
(arrowheads). There is a reduction in the density of
bundled axons entering the optic disk from the lesioned region.
B, Top view of the dorsal diencephalon and midbrain
shows the primary targets of retinal ganglion cells, the sSC
(sc) and dorsal lateral geniculate nucleus
(lgn). One eye has been labeled with FITC CTB
(green) and the other with tRITC CTB
(red); this latter eye also received a lesion in
the superiotemporal pole of the retina at P6. This lesion causes a
scotoma (surrounded by arrowheads) in the laterorostral
pole of the contralateral sSC and caudal dorsal LGN 8 d later.
C, D, Confocal montages are shown of 20 µm
z-series projections taken from coronal sections from
the locations marked c and d in
B. These show sprouting of ipsilateral retinal ganglion
cells axons into the SGS and particularly the SZ within the scotoma
(arrowheads). E, F, Single
frames from the areas shown in D
(e, f) illustrate the pattern of sprouting in the
SGS and SZ (delineated by the dashed line).
G, Quantification is shown of ipsilateral axon density
within the SGS/SZ inside the scotoma from two litters (one
red, the other blue) in which half of the
pups received P6 lesions (triangles) and half of the
pups received P11 lesions (squares). All animals were
killed 8 d after the lesion. Each point is the
average labeled pixel density (see Materials and Methods) for a single
animal derived from three sections. Within each litter P6 lesions cause
more plasticity than do P11 lesions, but the variability between
litters is as large as the difference between early and late lesions
within a single litter. Two-way ANOVA indicated significant differences
between litters (p < 0.0001) and lesion
time (p < 0.0001). Within litters there is
was no relationship between size of the lesion and plasticity.
D, Dorsal; V, ventral. Scale bar:
A, B, 1 mm; C, D, 200 µm; E, F, 100 µm.
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The sprouting was consistently heaviest in the rostral end of the
lesion and became lighter caudally. Exact comparison of the ipsilateral
axon density between P6 and older pups is difficult because of changes
in neuropil size and possibly the axonal transport of CTB. It is
obvious, however, that the ipsilateral arbor density within the scotoma
(Table 1) is far greater than the normal
density at P6 (Fig. 3). This indicates that the response we observe is caused by sprouting and not failure of the exuberant ipsilateral arbors
to withdraw normally.
Within any single litter, lesions at P6 cause more plasticity than do
similar lesions at P11, although the absolute amount of sprouting in
the SGS/SZ is considerably different for different litters (Fig.
4G) (two-way ANOVA, by litter, F = 95.02;
p < 0.0001; by lesion time, F = 76.30;
p < 0.0001). There is still significant plasticity
after a P10/P11 lesion (see Fig. 8), however, and we have determined
that this sprouting is occurring almost entirely after P14 because
lesions made at P10 produced no sprouting when the animals were killed
4 d later (data not shown; n = 6 animals).
We used synaptophysin immunohistochemistry to examine the effects of
contralateral eye lesions on synaptic density. Two days after a P11
retinal lesion, we observed extensive loss of labeled synaptic puncta
within the scotoma (Fig. 5A,B)
(n = 2). However, by 8 d after the lesion, the
synaptic density had qualitatively returned to normal within the
scotoma (Fig. 5C,D) (n = 4). AP5-Elvax or
L-AP5-Elvax treatment had no effect on this
recovery of synaptic density (data not shown; n = 3 each). Although we cannot determine which axons form the new synapses,
these data indicate that rapid and extensive synaptic replacement
occurs after the lesion. Thus, by the end of the 8 d survival
period when we measure structural plasticity, the synaptic density is
relatively normal within the scotoma.

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Figure 5.
Eight days after the lesion is sufficient to
restore normal synaptic density in the SGS. Confocal micrographs of
immunohistochemical staining for synaptophysin reveal punctate,
presumably synaptic, staining. A, B, Two days after a
P11 lesion the puncta are reduced inside the scotoma
(B) compared with outside the scotoma
(A) in the same section. C, D,
However, 8 d after a P11 lesion there is no observable difference
inside (D) and outside (C)
the scotoma. Scale bar, 10 µm.
|
|
The largest challenge in using the ipsilateral projection as an assay
for sprouting was finding a method of controlling for the interanimal
and interlitter variability. Because we sampled only from a consistent
rostral-caudal region of the lesion, the amount of sprouting was not
correlated with the size of the lesion (Fig. 4G).
Interanimal sprouting variability was reduced by using the increased
labeled pixel density, as outlined in Materials and Methods, for our
statistics. Use of this statistic provides us with a more accurate
estimate of the ipsilateral axon density that is caused by new
sprouting and not attributable to the natural projection to that
region. However, the interlitter variability made it critical to design
experiments that divided single litters into two or three groups. In
this way we normalized the responses of each litter to the control
group and could obtain a relative measure of the effect of a treatment
for each litter. In Table 1 we have provided the raw labeled pixel
densities for each treatment group by litter that were used in the
lesion experiments described below.
Effects of P0 NMDAR blockade on sprouting
To determine whether P0 NMDAR blockade modulated lesion-induced
sprouting, we made small retinal lesions on P6 in pups that had been
exposed from birth to either L-AP5 or AP5. We observed no
difference in the pattern of ipsilateral retinal sprouting after AP5 treatment; the plasticity was still strictly confined within
the scotoma, and most of the sprouting occurred in the SZ and upper SGS
(Fig. 6E vs
D). However, the amount of sprouting was
significantly greater after AP5 treatment. The additional density was
not added evenly throughout the scotoma, however, but occurred in
large, dense patches, most heavily along the rostral region of the sSC.
In particular, a small, dense cluster usually formed along the far
lateral edge of the SGS. To quantify the increased sprouting, increased
labeled pixel densities were obtained from the SGS/SZ of pups from two
litters, half of each treated with L-AP5 and the
other half treated with AP5 (n = 24 sections from 8 animals in each group). This analysis revealed a fourfold increase in
sprouting within the center of the lesion after AP5 treatment (Fig.
7) (p < 0.01)
compared with the L-AP5 control. Because
accurately identifying the SGS and SO is difficult at the lateral edge
where ipsilateral innervation was generally greatest, we did not
measure labeled pixel density in this area, and so our measure of
increased sprouting underestimates the total additional sprouting after
AP5 treatment.

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Figure 6.
NMDA receptor blockade from birth increases the
sprouting in response to a P6 retinal lesion. Confocal micrographs of a
20 µm z-series projection show a greater density of
ipsilateral retinal ganglion cell axons within (B, C, E,
F), but not outside (A, D), the scotoma
when sections from pups treated with L-AP5
(A-C) are compared with those treated with AP5
(D-E). B and E
show a characteristic response in the crown of the rostral sSC, whereas
C and F show a more lateral region. Scale
bar, 100 µm.
|
|

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Figure 7.
Quantification of the increased ipsilateral
retinal axon sprouting in the SGS/SZ in response to a P6 retinal lesion
after chronic NMDAR blockade. The amount of sprouting into the scotoma
is measured in each section by subtracting the labeled pixel density
(see Materials and Methods) of a frame outside the scotoma from that of
a frame inside the scotoma. To control interlitter variability, this
increased labeled pixel density is normalized to the average response
of the L-AP5 pups from each litter. The data were gathered
from two litters, each divided into L-AP5-Elvax- and
AP5-Elvax-treated groups. From each pup increased labeled pixel
densities were measured from three sections in the rostral region of
the scotoma (see Materials and Methods). Double
asterisks indicate p < 0.01 by
t test.
|
|
P0 NMDAR blockade from birth did not cause a similar enhancement of
ipsilateral retinocollicular sprouting after a P10/P11 retinal lesion
(Fig. 8A). The
increased labeled pixel densities gathered from the SGS/SZ of two
litters, divided, and quantified as described above
(n = 21 sections from 7 L-AP5-treated pups and 15 sections from 5 AP5-treated pups) showed no significant difference in increased axon
density within the scotoma (Fig. 8A5).

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Figure 8.
The occipital cortex inhibits ipsilateral retinal
sprouting in response to a P10/P11 retinal lesion, and its removal
allows NMDAR blockade to augment this sprouting. A,
NMDAR blockade from birth does not affect the sprouting in response to
a P10 retinal lesion.
A1-A4,
Confocal micrographs of a 20 µm z-series projection
show that both L-AP5
(A1, A2)- and
D-AP5 (A3,
A4)-treated pups have similar ipsilateral
retinal axon densities within (A2,
A4) and outside
(A1, A3) the
scotoma. A5, Quantification is as
described in Figure 7. B, Removal of the ipsilateral
occipital cortex simultaneous with lesion of the contralateral
retina causes more sprouting than does the retinal lesion alone.
B1-B4,
Micrographs are from pups that received a small retinal lesion at
P10/P11 (B1,
B2) or retinal lesion and simultaneous
aspiration of the occipital cortex (B3,
B4). B2 and
B4 are from inside the scotoma and
show elevated sprouting, particularly in the upper SGS, that is caused
by cortex lesion. Another pattern of elevated sprouting, in this case
in the lower and middle SGS, is shown in the
L-AP5-treated sSC of
C2.
B1 and
B3 are from outside the scotoma where
the cortical lesion also caused an elevation in ipsilateral sprouting
(see Fig. 9). B5, Quantification of
ipsilateral retinal axon plasticity is as described in Figure 7, but
litters are normalized to control pups with a retinal lesion alone.
Double asterisks indicate p < 0.01. C, Removal of the occipital cortex allows NMDAR blockade
to increase sprouting further.
C1-C4,
Micrographs are from pups receiving simultaneous retinal and occipital
cortex lesions at P10/P11 and being treated with the inactive isomer
L-AP5 (C1,
C2) or the active isomer AP5
(C3, C4).
There is more sprouting in the scotoma
(C2, C4) but
similar density outside (C1,
C3) after NMDAR blockade.
C5, Quantification of ipsilateral
retinal plasticity is as described in Figure 7. Note that because the
L-AP5-Elvax-treated sSCs with retinal and
cortical lesions are now the control, their normalized increased
labeled pixel density is now 1; this does not imply that
L-AP5 treatment reduces the plasticity to dual lesion
by one-third but is a function of the way in which the numbers were
normalized. A single asterisk indicates
p < 0.05. Scale bar, 100 µm.
|
|
Occipital cortex lesions restore the plasticity enhancement of P0
NMDAR blockade after late eye lesions
Why did NMDAR blockade increase plasticity to a P6 lesion but not
one made at P10/P11 although there was substantial sprouting in both
cases? One possibility is that between these two stages another
converging projection became a more effective competitor for the sSC
space vacated by the contralateral projection. The primary candidate
for such a competitor is the ipsilateral visual cortex, which sends a
dense, visuotopic projection that arborizes in the mid and lower SGS
(for review, see Huerta and Harting, 1984 ). The elaboration of cortical
arbors into the SGS does not begin until after P7 (Lopez-Medina et al.,
1989 ), and the refinement of the cortical projections is still
occurring late into the second postnatal week (Thong and Dreher, 1986 ;
Lopez-Medina et al., 1989 ; Binns and Salt, 1997 ).
To examine whether the visual cortex is a late competitor of the
ipsilateral retina, in half the pups of each of two litters that
received no Elvax implantation, the occipital cortex was aspirated at
P10/P11 simultaneous with a contralateral retinal lesion in all the
pups. Cortical lesions caused an average 12.4% decrease in the surface
area of the sSC (p < 0.01) but no noticeable decrease in the thickness of the SGS. In addition, cortex removal significantly increased the plasticity to a P10/P11 retinal lesion (Fig. 8B). The pattern of the additional arborization
within the scotoma was widely divergent, most often occurring in the SZ
(Fig. 8B4), but extensive
sprouting in the mid and lower SGS was also observed (Fig.
8C2). The increased labeled pixel
density within the SGS/SZ after a P10/P11 occipital cortex and
contralateral retinal lesion was almost threefold that observed for a
retinal lesion alone (Fig. 8B5)
(n = 21 sections from 7 animals for the retinal lesion
alone and 24 sections from 8 animals for the combined lesion;
p < 0.01), greatly above the increased density that
would be expected to result from the shrinkage of the sSC alone.
We next explored the effect of P0 NMDAR blockade on ipsilateral
sprouting after combined retinal and cortical lesions at P11 (Fig.
8C). Two litters were each divided into two groups that received L-AP5 or AP5 Elvax at birth; all pups
then underwent combined cortical and retinal lesion at P11. With the
occipital cortex removed, P0 AP5 treatment increased the sprouting
after the retinal lesion. This is the effect that AP5-Elvax has after P6 retinal lesion but with the visual cortex intact. For the AP5 treatment group, the increased labeled pixel density was almost threefold that of the increased labeled pixel density of
L-AP5-treated littermates (Fig.
8C5) (n = 18 sections
from 6 animals for each group; p < 0.05). We observed
extensive variability in the pattern and amount of sprouting. A large
portion of the sprouting occurred in the SZ and upper SGS as usual.
However, in some pups much new arborization also accrued in the lower SGS.
Effect of cortical lesion outside the scotoma
If NMDAR blockade operates to increase ipsilateral retinal
sprouting only under conditions in which the ipsilateral projection is
a dominant competitor, AP5 treatment should not increase any ipsilateral plasticity caused by lesion of the visual cortex alone because the more dense contralateral retinal projection would still be
the dominant competitor. Thus, in our experiments, outside the scotoma,
where the contralateral retinal projection is intact, we should not
observe any extra sprouting caused by AP5 treatment over that induced
by the cortical lesion alone. To examine this possibility we used the
ipsilateral retinal axon density measured in micrographs taken outside
the scotoma, where the contralateral retina was intact. The pups used
in this analysis were drawn from a subset of the above experiments. All
of these pups were P19 at death and were imaged under identical
conditions. The labeled pixel densities in the SGS/SZ outside the
lesion were statistically similar for similar treatment groups across
different litters, so the densities were not normalized. There was also
no difference between L-AP5-treated pups and pups that
received no Elvax. Consequently, data from these animals were pooled.
The data from single, intralitter, comparisons were identical to the
pooled data. A two-way ANOVA indicated that, as predicted, occipital
cortex lesions induced plasticity outside the scotoma, and AP5
treatment from birth did not increase this ipsilateral projection
plasticity further, although this same treatment increased ipsilateral
sprouting within the scotoma (Fig. 9)
(three sections from each pup; P11 retinal lesion alone,
n = 30; P11 retinal lesions and P0 AP5 treatment,
n = 15; P11 retinal and cortical lesions,
n = 18; P11 retinal and cortical lesions plus P0 AP5
treatment, n = 18; F = 15.46, p < 0.001 for effect of cortical lesion;
F = 0.06, p = 0.81 for effect of AP5 treatment).

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Figure 9.
Ipsilateral retinal ganglion cell axon density
outside the scotoma is increased by removal of the occipital cortex but
not by NMDA receptor blockade from birth (Fig. 8, compare
odd-numbered frames). Labeled pixel intensities were
calculated for three frames outside the scotoma (Fig.
4D, box e) from three sections of
each pup from the litters used in the previous experiments. Normal and
L-AP5-Elvax treatment groups showed no differences and were
grouped for this comparison. Single and double
asterisks represent p < 0.05 and
p < 0.01 differences from control,
respectively, by Tukey pairwise post hoc
comparison.
|
|
 |
DISCUSSION |
This study has used the high-sensitivity, anterograde tracer CTB
(Angelucci et al., 1996 ) to study sprouting of the ipsilateral retinocollicular projection of the rat. We have quantitatively shown
that there is an appreciable downregulation of sprouting between P6 and
P10/P11 but that substantial plasticity is possible after late lesions.
We have shown that much of this plasticity loss is caused by
competition between converging retinal and central visual inputs.
Furthermore, we have demonstrated that early and chronic perturbation
of NMDAR function increases ipsilateral sprouting via a mechanism that
is independent of the role of the receptor in mediating the
activity-dependent phases of synaptic competition.
Before discussing these data it is important to mention that we have
used a quantitative and relatively high-resolution approach in these
analyses to discriminate between the multiple factors that can impact
the ipsilateral retinal sprouting response, for example, competitive
afferents, growth inhibitors in myelin, and adhesion molecules. This
has proven to be an effective approach to separate at least two
factors, competition and NMDAR activity. To accomplish this analysis,
we have developed protocols that overcome a number of technical
difficulties inherent in most CNS studies of sprouting. First, there is
tremendous variability in the sprouting response to a perturbation. We
incorporated several procedures that minimized this complication. For
example, instead of enucleation, we used small lesions of the
contralateral retina. By leaving most of the contralateral retinal
projection intact, secondary degeneration of central visual regions was
avoided; we saw no sSC shrinkage within the scotoma. The small lesion
also allowed us to estimate the actual sprouting of the ipsilateral projection within the scotoma by comparing it with ipsilateral axon
density outside of the scotoma at the same rostrocaudal level, which
reduced interanimal variability. We also carefully restricted our
analyses of ipsilateral axon density to the same region of rostral sSC,
thereby removing the variability introduced by normal differences in
the arborization pattern of the ipsilateral projection across the sSC.
Most critically, we focused all comparisons on pups from within the
same litter. This reduced a very large interlitter variability in the
degree of sprouting. A second major problem with studies of sprouting
is the difficulty in making quantitative measurements of the sprouting
response. The availability of confocal microscopy and of robust,
bright, anterograde labels for the retinal projections has aided us in
this regard by allowing separation of signal and background
fluorescence. Thus, we were able to create binary images with a
threshold low enough to include all in-focus axons and arbors and to
exclude reliably everything else.
It has long been clear that both the contralateral retina and the
ipsilateral cortex are potential competitors of the ipsilateral retinal
axons for synaptic space (Lund and Lund, 1971 ; Rhoades et al., 1982 ).
Developmental studies of the ipsilateral projection indicated that much
of the plasticity observed reflected a failure to retract an initially
exuberant projection (Land and Lund, 1979 ). There is also evidence that
a relevant factor in the normal retraction of ipsilateral axons is, in
part, the activity and not just the physical presence of the competing
projections (Fawcett et al., 1984 ). Furthermore, action potential
activity in the eye is critical for proper refinement of the
ipsilateral projection (Thompson and Holt, 1989 ). The current results
provide several important amendments and qualifications to these
previous observations. We find, using the CTB-tracing technique, that
retinal lesions as late as P11 can induce a robust ipsilateral
sprouting into the scotoma by P19. Our results are similar to those of
Bastos et al. (1999) , who show plasticity when late lesions are
followed by a 1 week survival. We have demonstrated that the projection has retracted from its early exuberance by P6, and thus the plasticity to even relatively early lesions is a result of sprouting, not just a
failure of existing axons to withdraw. Our data also provide two
indications that the corticocollicular projection is an important downregulator of ipsilateral retinal sprouting in the sSC, even before
eye opening (P13-P14). First, a within-litter comparison of the degree
of ipsilateral sprouting into the scotoma caused by P6 versus P10/P11
lesions indicated significantly more robust sprouting with the earlier
lesion. Second, NMDAR blockade from birth fails to increase ipsilateral
retinal sprouting induced by a P10/P11 lesion, although the same
treatment is effective at increasing sprouting after the P6 lesion.
Removal of the ipsilateral cortex allows increased ipsilateral retinal
sprouting after P0 NMDAR blockade from birth, indicating that
suppression by the cortical projection was a relevant parameter
inhibiting sprouting at P10/P11 but not at P6. These age-dependent
observations make sense in terms of a competing, corticocollicular
projection that follows its own timetable of differentiation regardless
of the contralateral retinal lesion. In normal rats the
corticocollicular projection is present in the colliculus in the
neonate, but it does not begin to arborize within the sSC until the
second postnatal week. This refinement is not complete until well into
the third postnatal week (Lopez-Medina et al., 1989 ).
One of our motivations in undertaking this study was to examine the
role played by the NMDAR in the competitive interactions that occur
among the converging visual projections within the sSC. The current
work has been unambiguous in this regard. Blockade of the NMDAR from P0
does not disrupt the competition between retinal afferents in the sSC
that causes the more robust, or "normal," projections to these
laminae to suppress sprouting of the ipsilateral retinal input. The P0
NMDAR blockade also does not cause the contralateral retinal input to
invade the SO, the normal terminal area of the ipsilateral projection.
The clustering of the ipsilateral projection in the SO is also not
disrupted by the early-onset AP5 treatment. All of these visual
projections are glutamatergic (Huerta and Harting, 1984 ) and use NMDA
receptors to transmit part of their activity (Hestrin, 1992 ; Binns and
Salt, 1998 ) as early as P6 (Shi et al., 2001 ). Furthermore, much
refinement of the ipsilateral projection is dependent on nitric oxide
(Vercelli et al., 2000 ), often thought to be downstream of NMDAR
activation in the developmental refinements of some projections (Hahm
et al., 1991 ; Cramer et al., 1996 ; Ernst et al., 1999 ). Increasing
serotonin levels causes sprouting of ipsilateral retinal terminals
(Mooney et al., 1998 ; Bastos et al., 1999 ) and increases lesion-induced
sprouting (Bastos et al., 1999 ). However, our results indicate that the
activity needed to suppress sprouting and refine the ipsilateral
projection need not come via the NMDAR. It may instead be caused by
AMPA and/or metabotropic channel activation or the significant
retinally driven cholinergic input to ipsilateral patches that arises
via the parabigeminal nucleus (Stevenson and Lund, 1982 ; Huerta and Harting, 1984 ).
Nevertheless, we have found that early blockade of the NMDAR does
increase plasticity although competition appears to be intact. We
suggest that the dominant factor in the results we have obtained is
that our early blockade has a novel and primarily nonsynaptic effect on
the sSC neuropil and, specifically, that the early NMDAR blockade has
retarded the development of a number of currently unknown factors in
the sSC, thereby rendering the neuropil more permissive to sprouting by
all projections. This hypothesis is supported by studies showing that
two molecular indices of synaptic maturation do not occur in sSC
neuropil blocked from birth with AP5, namely, the normal increase in
NMDAR1 mRNA (Hofer et al., 1994 ) and CaM kinase II activity
(Scheetz et al., 1996 ), and also by an anatomical study of the
refinement of the contralateral retinal projection after P0 NMDAR
blockade (Simon et al., 1992 ). The latter study revealed maintenance of
exuberant, topographically inappropriate contralateral retinal
projections within the sSC at least 1 week after they were withdrawn in
normal animals. This result was interpreted as evidence of a failure to
withdraw synapses with poorly correlated activity. However, it could
equally reflect profuse sprouting of the contralateral retinal input
after early NMDAR blockade. In this context it is not particularly
unexpected that the less dense ipsilateral projection does not sprout
after P0 NMDAR blockade with a denser competing input, except when that input is removed. A similar interaction accounts for the failure of the
ipsilateral projection to further sprout into the scotoma produced by a
P10/P11 lesion after P0 NMDAR blockade. In these later experiments the
normal arborization of the corticocollicular projection, which occurs
during the third postnatal week, would be expected to be amplified, and
so the denser cortical input would outcompete the ipsilateral input.
In short, our data indicate a pronounced sprouting ability of the
ipsilateral retinal projection and demonstrate competitive interactions
between this input and both the contralateral retinal and ipsilateral
corticocollicular input. They also suggest that early NMDAR blockade
generally facilitates sprouting in the sSC neuropil, without
eliminating an innervation density-dependent competition. However,
because we do not yet know how non-NMDA glutamate receptors have
regulated their function in response to this early-onset chronic
blockade, we cannot rule out that compensatory changes have allowed
synaptic competition to continue, despite the blockade of NMDARs.
 |
FOOTNOTES |
Received July 26, 2000; revised Nov. 20, 2000; accepted Nov. 28, 2000.
This work was supported by National Institutes of Health Grant EY06039
to M.C.-P. and National Eye Institute Grant EY07115 to
M.T.C.
Correspondence should be addressed to Dr. Martha Constantine-Paton,
Building 68-380, Massachusetts Institute of Technology, 77 Massachusetts Avenue, Cambridge, MA 02139-4307. E-mail:
mcpaton{at}mit.edu.
 |
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