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The Journal of Neuroscience, April 1, 2001, 21(7):2247-2255
Caspase-8 Is an Effector in Apoptotic Death of Dopaminergic
Neurons in Parkinson's Disease, But Pathway Inhibition Results in
Neuronal Necrosis
Andreas
Hartmann1,
Jean-Denis
Troadec1,
Stéphane
Hunot1,
Kristy
Kikly2,
Baptiste A.
Faucheux1,
Annick
Mouatt-Prigent1,
Merle
Ruberg1,
Yves
Agid1, and
Etienne C.
Hirsch1
1 Institut National de la Santé et de la
Recherche Médicale U289, Hôpital de la
Salpêtière, 75013 Paris, France, and
2 SmithKline Beecham Pharmaceuticals, King of Prussia,
Pennsylvania 19406-0939
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ABSTRACT |
Caspase-8 is a proximal effector protein of the tumor necrosis
factor receptor family death pathway. In the present human postmortem
study, we observed a significantly higher percentage of dopaminergic
(DA) substantia nigra pars compacta neurons that displayed
caspase-8 activation in Parkinson's disease (PD) patients compared
with controls. In an in vivo experimental PD model,
namely subchronically 1,2,3,6-tetrahydropyridine-treated mice, we also show that caspase-8 is indeed activated after exposure to this toxin
early in the course of cell demise, suggesting that caspase-8 activation precedes and is not the consequence of cell death. However,
cotreatment of 1-methyl-4-phenylpyridinium-intoxicated primary DA
cultures with broad-spectrum and specific caspase-8 inhibitors did not
result in neuroprotection but seemed to trigger a switch from apoptosis
to necrosis. We propose that this effect is related to ATP depletion
and suggest that the use of caspase inhibitors in pathologies linked to
intracellular energy depletion, such as PD, should be cautiously evaluated.
Key words:
Parkinson's disease; caspase-8; apoptosis; necrosis; ATP; MPTP
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INTRODUCTION |
Several recent human postmortem
studies have suggested that dopaminergic (DA) neurons die by apoptosis
in Parkinson's disease (PD) (for review, see Hartmann and Hirsch,
2000 ). Apoptosis is also observed in in vivo and
in vitro models of PD based on the toxicity of
1-methyl-4-phenylpyridinium (MPP+) and
6-hydroxydopamine for DA neurons (Hartley et al., 1994 ; Mochizuki et
al., 1994 ; Tatton and Kish, 1997 ; Dodel et al., 1998 , 1999 ; Ochu et
al., 1998 ; Spooren et al., 1998 ; Takai et al., 1998 ; Lotharius et al.,
1999 ). Apoptosis may reflect a primary disease mechanism in PD, i.e.,
inappropriate excessive apoptosis, or appropriate apoptosis as the
consequence of cell damage subsequent to oxidative stress, iron
accumulation, mitochondrial complex I insufficiency, excitotoxicity,
nitric oxide formation, inflammatory processes, and other cellular
abnormalities described in PD (Marsden and Olanow, 1998 ).
In PD patients, this apoptotic cell death of DA neurons may be
mediated by the tumor necrosis factor (TNF) receptor pathway. TNF
receptor 1 (TNFR1)-positive DA neurons can be detected throughout the
substantia nigra pars compacta (SNpc) of control and parkinsonian subjects, whereas the density of TNF- -positive glial cells in the
SNpc is substantially higher in PD patients than controls, suggesting
that the TNF receptor/ligand system may participate in the degeneration
of nigral DA neurons in PD (Boka et al., 1994 ). This line of argument
is supported by recent postmortem and in vitro findings that
the release of astrocytic cytokines, such as TNF- ,
interleukin-1, and interferon- , may contribute to DA cell
death in PD (Hunot et al., 1999 ). Previously, nuclear translocation of
nuclear factor- B (NF- B), which can be triggered by the TNF receptor-mediated pathway, was demonstrated to be increased 70-fold in
DA SNpc neurons of PD patients compared with controls (Hunot et al.,
1997 ). It has also been shown that the levels of TNF- are
significantly increased in the striatum and CSF of patients with
PD (Mogi et al., 1994 ) and that the levels of TNFR1 are increased in
the SNpc of PD patients (Mogi et al., 2000 ).
TNF- induces trimerization of TNFR1 upon binding. Through the
adaptor proteins TNF receptor-associated death domain (TRADD) and
FAS-associated death domain (FADD), caspase-8 is
autoproteolitically activated (Schulze-Osthoff et al., 1998 ). Caspase-8
may in turn either cleave effector caspases, such as caspase-3,
directly or amplify the death signal through translocation of BID, a
proapoptotic member of the Bcl-family, to the mitochondria and the
subsequent release of cytochrome c from the mitochondrial intermembrane
space into the cytosol (Green, 1998 ). Cytochrome c release eventually also triggers caspase-3 activation, which plays an important role in
cell death of DA SNpc neurons in PD (Hartmann et al., 2000 ). Finally,
caspase-8 can also be activated downstream of mitochondrial cytochrome
c release (Granville et al., 1998 ; Slee et al., 1999 ), possibly to
amplify the BID-induced cytochrome c release.
With regard to the downstream signaling pathway of TNF- , we
therefore sought to investigate the potential contribution of the
apical intracellular proapoptotic effector of the TNF-receptor family,
caspase-8, to the death of DA neurons in PD.
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MATERIALS AND METHODS |
Patients and human brain tissue. Mesencephalons were
obtained at autopsy from four individuals with no known history of
psychiatric or neurological disorders (control group) and from four
patients with histologically confirmed PD (PD group) for quantitative
analysis of caspase-8 activation using the antibody raised against
activated caspase-8 (SK440) (Velier et al., 1999 ). Four to five
sections covering the whole extent of the SNpc from its rostral to its caudal pole were used. For analysis of the locus ceruleus (LC), one level per subject was chosen. All patients had a clinical history
compatible with a diagnosis of PD and were responsive to
L-3,4-dihydroxyphenylalanine
(L-DOPA) treatment. They had moderate to severe
illness with marked bradykinesia, rigidity, and tremor (Hoehn and Yahr
stages III-IV). Age at death and time interval from death to tissue
fixation did not differ significantly between controls (72.0 ± 13.7 years and 33.4 ± 7.8 hr, respectively) and PD patients
(76.8 ± 7.2 years and 25.5 ± 10.2 hr, respectively). Within
2 hr of autopsy, tissue was dissected and processed as described
previously (Hirsch et al., 1988 ).
1,2,3,6-Tetrahydropyridine-intoxicated mice. All
experimental protocols were approved by our local institutional review
committee and performed in accordance with the guidelines issued by the French Ministry for Research. Mice were subchronically intoxicated with
1,2,3,6-tetrahydropyridine (MPTP) as described previously (Tatton and
Kish, 1997 ). In brief, 8-week-old male C57BL/6 mice (n = 5) were injected intraperitoneally with MPTP at 30 mg · kg 1 · d 1
over a period of 5 d. A control group (n = 5) was injected with equivalent volumes of NaCl 0.9%. One day after
the last MPTP or NaCl injection, the animals were anesthetized and
decapitated, and the SN was removed as described previously (Spampinato
et al., 1988 ). Tissue was immediately shock-frozen until further processing. For SK440 immunohistochemistry, a control group
(n = 6) and an MPTP group (n = 6) were
treated as described above. One day after the last MPTP or NaCl
injection, the animals were anesthetized and transcardially perfused
with 4% paraformaldehyde. Brains were removed from the skull,
post-fixed for 24 hr in 4% paraformaldehyde, and washed three times in
10% saccharose for 24 hr. They were then frozen by immersion in
isopentane and stored at 80°C. Subsequently,
25-µm-thick coronal sections were cut over the whole span
of the mesencephalon.
Primary cultures of rat mesencephalon. Rat embryos were
recovered at day 15.5 from gestating Wistar rats (Center d'Elevage R. Janvier, Le Genest St. Isles, France). The ventral midbrain was
dissected as described previously (Michel and Agid, 1996 ; Franke et
al., 2000 ), mechanically dissociated, and plated on polyethylene imine
(1 mg/ml) precoated culture plates (24 wells) or mounted on Falcon
glass culture slides (Becton Dickinson, Franklin Lakes, NJ) in N5
medium supplemented with 5% horse serum and 2.5% fetal calf serum, at
a density of 0.8-1.2 × 105
cells/cm2. After 2 d, the medium was
switched to a serum-free medium composed of Ham's nutrient mixture
F12-Minimal Essential Medium 1:1 and supplemented with 25 µg/ml insulin, 100 µg/ml holotransferrin, 20 nM progesterone, 60 µM
putrescine, 30 mM sodium selenite, 25 mM glucose, 2 mM glutamine,
25 mM NaHCO3, and 15 mM HEPES, to stop astrocyte proliferation (Michel
and Ruberg, 1999 ). Six days later, the cultures were treated as
described previously (Michel and Agid, 1992 ) with cell-permeant
MPP+ (3µM; Sigma,
St. Louis, MO) alone or cotreated with the broad-spectrum caspase
inhibitor N-benzyloxycarbonyl-Val-Ala-Asp-fluoromethyl ketone (zVAD-fmk) [100 µM; Calbiochem
(Nottingham, UK) catalog #627610], the caspase-8 inhibitor
z-Ile-Glu(OMe)-Thr-Asp(OMe)-fluoromethyl ketone (zIETD-fmk) (100 µM; Calbiochem catalog #218759), and/or glucose
(75 mM; final glucose concentration, 100 mM). The MPP+
concentration of 3 µM was chosen after also
testing a 1 µM concentration used by other
groups (Dodel et al., 1998 ; Lotharius et al., 1999 ), which, however,
did not induce a sufficient cell death rate (>50% after 72 hr). To
determine activity of the caspase inhibitors used, they were tested
previously in appropriate caspase assays (Calbiochem caspase-3 assay
kit #235418 for zVAD-fmk; Calbiochem caspase-8 assay kit #218770 for
zIETD-fmk). All cell culture experiments were performed at least in triplicate.
Western immunoblotting. To positively detect the cleaved p20
fragment of caspase-8 using the SK440 polyclonal rabbit antibody (Velier et al., 1999 ) raised against the p20/p10 caspase-8 cleavage product purified from Escherichia coli, 15 µg
of Jurkat cell lysates (Transduction Laboratories, Lexington, KY) were
preincubated with 500 ng of recombinant caspase-8 (PharMingen, San
Diego, CA) for 60 min at 37°C or left untreated. The proteins were
separated by PAGE and transferred onto nitrocellulose membranes.
The membranes were blocked in the presence of 5% nonfat milk,
incubated for 48 hr at +4°C with the SK440 antibody (1:2000). The
membrane was then incubated with anti-rabbit secondary antibody
conjugated with horseradish peroxidase (1:2500; Amersham Pharmacia
Biotech, Les Ulis, France) at room temperature for 2 hr. The
reaction was visualized using an ECL detection kit (Amersham Pharmacia Biotech).
Immunohistochemistry. For the postmortem analysis,
free-floating 40-µm-thick mesencephalon sections were
pretreated as described previously (Hirsch et al., 1988 ) and incubated
with the SK440 antibody (1:2000, 48 hr at 4°C). The sections were
then incubated in biotinylated goat anti-rabbit IgG. Staining was
revealed by the ABC method (Vector Laboratories, Burlingame, CA) and
developed using 0.04% (w/v) diaminobenzidine in acetate buffer with
1.28% (w/v) nickel ammonium sulfate to produce a blue reaction
product, as described previously (Hunot et al., 1997 ).
For the mouse sections, immunohistochemistry was performed on
25-µm-thick free-floating sections. Sections were washed
three times in 0.1 M PBS, incubated in 4%
albumin for 60 min, washed three times in 0.1 M
PBS, and incubated with the SK440 antibody (1:2000, 48 hr at 4°C).
Staining was revealed by the ABC method (Vector Laboratories) with
3,3'-diaminobenzidine as the peroxides substrate.
In primary cell cultures, after fixation with 4% formaldehyde, DA
neurons were identified with a monoclonal tyrosine hydroxylase (TH) antibody (Boehringer Mannheim, Mannheim, Germany) at 1:250 at 4°C for 24 hr and subsequently incubated with a biotinylated goat
anti-mouse IgG2a (1:100, 2 hr at room temperature; Amersham Pharmacia
Biotech). Staining was revealed by the ABC method (Vector Laboratories)
with 3,3-diaminobenzidine as the peroxidase substrate (Michel and Agid,
1992 ). For the fluorescent TH labeling experiments, cultures were
incubated with anti-TH (1:250 at 4°C for 48 hr). TH was revealed
using an anti-mouse antibody coupled to tetramethylrhodamine isothiocyanate (TRITC) (1:100, 2 hr at room temperature; Dako, Glostrup, Denmark). The cell-permeant fluorescent marker Hoechst 33258 (1 µM; Boehringer Mannheim) was added to the
cultures for 15 min at room temperature to assess the morphology of
normal and apoptotic cells (i.e., condensed or fragmented).
Terminal deoxynucleotidyl transferase-mediated biotinylated UTP
nick end labeling assays. The Apoptag fluorescein in
situ detection kit (catalog #S7110; Intergen, Purchase, NY)
was used on primary mesencephalic cultures untreated or treated with 3 µM MPP+, 3 µM MPP+-100
µM zVAD-fmk, or 3 µM
MPP+-100 µM
zIETD-fmk as described previously, according to the instructions of the
manufacturer, with minor modifications. Instead of proteinase K,
cultures were permeabilized with Triton 0.1% X-100 for 15 min at room
temperature. Subsequent to the assay, cultures were incubated with
anti-TH antibodies, revealed with anti-mouse antibodies coupled to
TRITC, and counterstained with Hoechst 33258 (Whiteside and Munglani,
1998 ).
Regional quantification and image analysis. For
activated caspase-8 staining using the SK440 antibody in the human
postmortem mesencephalon, immunoreactive melanized neurons were counted
in the SNpc and the LC using a computer-based image analysis system (Biocom, Les Ulis, France). The total number of DA neurons in the
mesencephalon was estimated as described previously (Hirsch et al.,
1988 ). Based on these estimates, the total number of SK440-positive neurons in the SNpc was estimated using the same method, and the ratio
between the estimated total numbers of SK440- and TH-positive neurons
was calculated. For SK440 staining in the mouse SNpc, the SNpc was
delineated on adjacent sections stained with anti-tyrosine hydroxylase
and SK-440-positive neurons with DA morphology counted within these limits.
Cell cultures were analyzed by phase-contrast and standard
epi-illumination fluorescence microscopy and by computer-assisted image
analysis (Imstar, Paris, France). For the TH-positive cell count, cell
cultures were counted at 10× covering eight fields in horizontal axis
and eight fields in vertical axis per well. To assess cell morphology,
cell cultures were analyzed at 100× on a Zeiss (Oberkochen, Germany)
Axioplan 2 microscope.
Measurement of caspase-8 activity. Protease activity of
caspase-8 in extracts of mouse mesencephalon was measured using a caspase-8 assay kit (Calbiochem catalog #218770) in accordance with the
instructions of the manufacturer. In brief, the conversion factor was
first determined by calculating the extinction coefficient of
p-nitroaniline (pNA) in the calibration
standard. Then, three samples of pooled tissue per condition (control
vs MPTP) were lysed in assay buffer containing 0.1%
3-[(3-cholamidopropyl)dimethylammonio]-1-propanesulfonate, 10 mM dithiothreitol, 1 mM
EDTA, 10% glycerol, and 100 mM NaCl 0.9% (final
volume per sample, 75 µl), transferred to a 96-well microtiter plate, and incubated with 15 µl of caspase-8 (2 U/µl) at room temperature for 10 min. The reaction was
started by addition of 10 µl of colorimetric granzyme B substrate I
(Ac-IETD-pNA). Absorbance was read at 405 nm at 5 min
intervals over 30 min. The amount of released caspase-8 was expressed
in picomoles per minute. All measurements were performed on an
MR 5000 spectrometer (Dynatech, Chantilly, VA).
Measurement of [3H]DA
uptake. The functional integrity of DA neurons was evaluated by
their ability to accumulate tritiated DA by active transport, as
described previously (Michel et al., 1997 ). In brief, cells were
preincubated for 10 min with 500 µl of DA uptake solution (PBS
containing 5 mM glucose and 100 µM ascorbic acid). The reaction was initiated
by adding 50 nM
[3H]DA (40 Ci/mol; Amersham Pharmacia
Biotech) to the cultures and terminated after 15 min by three rapid PBS
washes. Cells were scraped off the culture well and counted by liquid
scintillation spectroscopy. Blank values were obtained in the presence
of 3 µM mazindol (Sigma).
Measurement of ATP/ADP levels. ATP/ADP levels were
determined by the lucerin-luciferase method using the Apoglow kit
(Lumitech; Alexis Biochemicals, San Diego, CA) in accordance with the
instructions of the manufacturer. In brief, 72 hr after treatment,
cells were incubated with 100 µl of nucleotide releasing
agent per well and allowed to equilibrate at room temperature for 5 min. Cells were then scraped off the culture well and transferred to an
opaque white microplate. The reaction was started by adding 20 µl of nucleotide monitoring reagent per well. Luminescence
was read with a Spectra Max Gemini spectrofluorimeter (Molecular
Devices, Sunnyvale, CA). The first reading determined ATP
concentrations ("reading A"). After 5 min, 20 µl of
ADP converting reagent was added per well, and luminescence was read
("reading B"). The final reading was performed 5 min later
("reading C"). ADP concentrations were calculated as C B. ADP/ATP ratios were calculated as (C B)/A.
Statistical analysis. Data are presented as mean ± SEM. Intergroup differences (control vs PD or treatment) were compared by one-way ANOVAs for the postmortem analysis (pathology) and cultures
(treatment) or, in the event of failure in normality test, by
Mann-Whitney rank sum test. The null hypothesis was rejected at an risk of 5%.
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RESULTS |
Specificity of antibodies directed the cleaved caspase-8 p20
subproduct (SK440)
To test the specificity of the SK440 antibody against activated
caspase-8, Jurkat cell lysates were preincubated with human recombinant
caspase-8. After incubation with the SK440 antibody, the cleaved
caspase-8 p20 cleavage product could readily be detected (Fig.
1A, lane 1),
whereas untreated Jurkat cell lysates were not immunoreactive for the
SK440 antibody (Fig. 1A, lane 2).
Furthermore, on tissue sections, the intensity of staining with both
antibodies decreased with lower antibody dilutions, and no staining was
observed when the primary antibody was omitted (data not shown).

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Figure 1.
Characterization of SK440 staining.
A, Specificity of the SK440 polyclonal rabbit antibody.
Western immunoblot of activated caspase-8 from 15 µg
of Jurkat cell lysate preincubated with 500 ng of recombinant caspase-8
for 60 min at 37°C (lane 1) or left untreated
(lane 2) after SDS-PAGE. Molecular weight markers in the
first lane are given in kilodaltons and allow
identification of the p20 caspase-8 subunit in lane 1.
B, High-power photomicrograph showing cytosolic
SK440-immunostaining of SNpc neuromelanin-containing neurons
in sections of PD SNpc. Arrowhead, Neuromelanin;
arrow, SK440 staining. Scale bar, 20 µm.
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Immunohistochemical detection of activated caspase-8 in control and
parkinsonian mesencephalon
At the cellular level, both melanized neurons and glial cells were
stained. Whereas TH immunoreactivity was observed in cell perikarya and
dendrites, SK440 immunoreactivity was confined to the cytosol of the
neuronal perikarya (Fig. 1B). Among melanized neurons, staining intensity was intense in the SNpc and moderate in the
ventral tegmental area. SK440-immunoreactive glial cells were
also observed in all mesencephalic subregions.
Caspase-8 activation is observed almost exclusively in parkinsonian
SNpc DA neurons but not in LC DA neurons
In the SNpc, based on the estimated total number of melanized and
SK440-positive neurons, the proportion of DA neurons that were
SK440-positive was significantly higher in PD patients than in control
subjects (PD, 1.45 × 10 2 ± 1.05 × 10 2%; controls, 1.075 × 10 4 ± 0.692 × 10 4%; Mann-Whitney rank sum test;
p = 0.029). Therefore, although SK440-positive
melanized neurons were scarce in both groups, this percentage was 1350 times higher in PD patients than in the control group. In contrast,
melanized LC neurons did not display any immunoreactivity for activated
caspase-8 in either the control or the PD group.
Release of activated caspase-8 is increased in the SNpc of mice
intoxicated with MPTP
We next tried to determine in an animal model of PD, namely
C57BL/6 mice intoxicated with MPTP (30 mg · kg 1 · d 1
over 5 d), whether release of activated caspase-8 was altered by
this neurotoxin compared with NaCl 0.9%-treated controls. A previous
study suggested that, under this intoxication protocol, DA neurons die
by apoptosis (Tatton and Kish, 1997 ). Experiments were performed on
homogenates of SNpc from MPTP-treated mice and control mice 1 d
after intoxication, because at this time, according to Tatton and Kish
(1997) , a maximum number of apoptotic cells can be observed, although
cell death continues until day 7 after intoxication. A significantly
increased (p < 0.05) rate of caspase-8 activation was observed in MPTP-treated mice compared with
saline-treated animals (controls, 42.4 ± 1.0 pmol/min;
MPTP-treated mice, 50.1 ± 1.6 pmol/min; +18.2%). Using the SK440
antibody on SNpc sections of mice treated as described above, no
cleaved caspase-8-positive neurons were detected in control SNpc,
whereas an average of 0.33 ± 0.21 cleaved caspase-8 neurons per
section were detected in the SNpc of MPTP-treated mice; this
difference, however, was not significant (p = 0.18).
Primary DA cell cultures treated with MPP+ are
not protected by caspase inhibitors, as reflected by TH cell count
Next, primary cultures of rat mesencephalon were treated with 3 µM MPP+, because previous
studies have shown that low concentrations of
MPP+ (1-10 µM) induce the
death of DA neurons with morphological features of apoptosis, whereas
higher concentrations induce necrosis (Mochizuki et al., 1994 ; Dodel et
al., 1998 ). Cultures treated with MPP+
were coincubated with 100 µM zVAD-fmk, a broad-spectrum
caspase inhibitor with relative specificity for caspase-2, caspase-3, and caspase-7, and 100 µM zIETD-fmk with relative
specificity for caspase-8 (Garcia-Calvo et al., 1998 ). Cultures were
stained for TH at 12, 24, and 72 hr after initiation of treatment. At 12 hr, no difference in TH cell count was observed under the different conditions (Fig. 2A).
At 24 hr, a significant decrease in TH cell count was observed in the
MPP+ condition. TH cell count decreased
even further in cultures cotreated with zVAD-fmk or with zIETD-fmk.
Furthermore, the percentage of TH-positive neurons was significantly
decreased in the zIETD-fmk condition compared with the
MPP+ conditions at this time point (Fig.
2B). Finally, at 72 hr, TH cell counts were maximally
decreased in the MPP+ conditions compared
with the control cultures. As at 24 hr, the percentage of TH-positive
cells decreased even more dramatically when cultures were cotreated
with zVAD-fmk or zIETD-fmk. Furthermore, the differences between the
MPP+ condition alone and cotreatment with
zVAD-fmk or zIETD-fmk were found to be significantly altered (Fig.
2C). These deleterious effects of zVAD-fmk or zIETD-fmk
cotreatment could neither be attributed to the caspase inhibitors
themselves nor to DMSO, the solvent used for resuspension of the
caspase inhibitors, because incubation of primary cultures with caspase
inhibitors or DMSO alone did not result in significant neuronal death
in the absence of MPP+ over 72 hr
(zITED-fmk, +0.59%; zVAD-fmk, 3.13%; DMSO, 9.59%).

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Figure 2.
Mean percentage of TH-positive neurons in
primary cultures of rat mesencephalic neurons. Cultures were treated
with 3 µM MPP+, 3 µM
MPP+, and 100 µM zVAD-fmk, or 3 µM MPP+ and 100 µM
zIETD-fmk, and fixed after 12 (A), 24 (B), and 72 (C) hr. Mean
total number of TH-positive neurons per control well were 761 ± 43.7 (12 hr), 664 ± 36.2 (24 hr), and 769 ± 45.1 (72 hr).
**p < 0.001 compared with control cultures.
++p < 0.001 compared with MPP+
cultures.
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Viability of primary DA cultures is further impaired by
caspase inhibitors
To assess the viability of DA neurons, we next examined
energy-dependent [3H]DA uptake at the
same time points at which TH cell counts were performed. At 12 hr (Fig.
3A), when the number of
TH-positive cell bodies was the same in all conditions, a significant
decrease in DA uptake could already be observed in cultures treated
with MPP+ and cultures cotreated with
zVAD-fmk or zIETD-fmk. At 24 hr (Fig. 3B), DA uptake had
further decreased in cultures treated with MPP+ and in the cultures cotreated with
zVAD-fmk or zIETD-fmk compared with controls. At the 72 hr end point,
DA uptake had similarly decreased in the
MPP+ cultures and in the cultures
cotreated with zVAD-fmk compared with control cultures (Fig.
3C). In the zIETD-fmk conditions, DA uptake had dropped even
further compared with controls, which also represented a significant
decrease in DA uptake compared with the
MPP+ condition alone (Fig.
3C).

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Figure 3.
Mean [3H]DA uptake expressed
as mean percentage of counts per minute (CPM) in
primary cultures of rat mesencephalic neurons. Cultures were treated
with 3 µM MPP+, 3 µM
MPP+, and 100 µM zVAD-fmk, or 3 µM MPP+ and 100 µM
zIETD-fmk, and treatments were terminated after 12 (A), 24 (B), and 72 (C) hr. Mean total counts per minute per control
well were 1423 ± 142 (12 hr), 10419 ± 2301 (24 hr), and
6589 ± 1610 (72 hr). *p < 0.005 compared
with control cultures. +p < 0.05 compared with
MPP+ cultures.
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Morphology of primary DA cultures treated with
caspase inhibitors
Because the caspase inhibitors used did not prevent the death of
DA neurons in primary cultures of mesencephalon, despite the fact that
at least caspase-3 has been shown to mediate cell death in this
paradigm (Hartmann et al., 2000 ), we wondered whether the mode of cell
death observed under the use of caspase inhibitors was indeed
compatible with apoptosis. To answer this question, we double-stained
DA cultures with TH and Hoechst 33258 72 hr after incubation with
MPP+ alone or cotreatment with zVAD-fmk or
zIETD-fmk. Compared with control cultures (Fig.
4A,B),
chromatin condensation was observed in DA neurons treated with
MPP+ (Fig. 4C,D).
Neural cell bodies were also shrunken, and neuritic extensions were
lost, suggesting loss of functionality. Under addition of zVAD-fmk,
however, the majority of morphologies detected showed preserved
chromatin structure (Fig. 4E), yet the loss of neurites and membrane damage were suggestive of necrosis (Fig. 4F). After zIETD-fmk cotreatment, mixed figures of
necrosis (membrane leakage) (Fig. 4G) and apoptosis
(chromatin condensation) (Fig. 4H, arrows)
could be observed. However, the extent of these nuclear apoptotic
changes was far less marked than after
MPP+ treatment alone.

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Figure 4.
Morphological assessment of immunofluorescent
dopaminergic neurons in primary cultures of rat mesencephalic neurons.
Cultures were fixed 72 hr after initiation of treatment and stained
with a TH monoclonal mouse antibody revealed by TRITC and Hoechst 33258 staining (blue). A, B,
Control group. TH-positive neurons display a regular cell shape with
neurites (A) and intact nucleus in these neurons
(B; arrow). C,
D, MPP+ (3 µM). In
contrast, TH-positive neurons treated with 3 µM
MPP+ alone display rounded cell bodies and retracted
neurites (C), accompanied by DNA condensation
(D; arrow). E,
F, MPP+ (3 µM)-zVAD-fmk (100 µM). Cell bodies also
appear rounded with retracted neurites; however, the surrounding TH
fluorescence indicates membrane leakage suggestive of necrosis
(E), but the nucleus remains intact
(F; arrow). G,
H, MPP+ (3 µM)-zIETD-fmk (100 µM). After treatment
with MPP+-zIETD-fmk, similar images to those
obtained under treatment with MPP+-zVAD-fmk could
be observed, yet membrane damage appeared even more pronounced
(G). Nuclear morphology is slightly fragmented
and thus suggestive of apoptosis (H;
arrows). Scale bar, 10 µm.
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Percentage of terminal deoxynucleotidyl transferase-mediated
biotinylated UTP nick end labeling-positive DA neurons in primary
cultures treated with MPP+ is decreased in cultures
cotreated with caspase inhibitors
To extend the purely morphological observation that cells do not
seem to die by apoptosis in caspase inhibition conditions, we stained
primary mesencephalic cultures treated as described previously by
terminal deoxynucleotidyl transferase-mediated biotinylated UTP nick
end labeling (TUNEL) assay to detect DNA strand breaks. Compared with
control cultures, the percentage of TUNEL-positive DA neurons was
significantly increased in the MPP+ and
MPP+-zVAD-fmk conditions (Fig.
5). This percentage was, however, far less pronounced in the MPP+-zVAD-fmk
conditions. Strikingly, there was no statistical difference in TUNEL-
and TH-positive neurons between the control and the MPP+-zIETD-fmk condition, whereas there
was a significant decrease of TUNEL- and TH-positive neurons in the
MPP+-zIETD-fmk compared with the
MPP+ condition. The fact that cotreatment
with caspase inhibitors decreased the percentage of TUNEL-positive
cells is also an indirect indication that caspase inhibitors were
indeed active in cell culture conditions.

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Figure 5.
Mean percentage of TUNEL-positive among
TH-positive neurons in primary cultures of rat mesencephalic neurons.
Cultures were treated with 3 µM MPP+,
3 µM MPP+, and 100 µM
zVAD-fmk, or 3 µM MPP+ and 100 µM zIETD-fmk, and treatments were terminated after 72 hr.
**p < 0.01 compared with control cultures.
++p < 0.01 compared with MPP+
cultures.
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|
Intracellular energy levels are severely compromised in primary DA
cultures treated with caspase inhibitors
Because necrosis predominantly occurs in states of intracellular
energy depletion (Nicotera et al., 2000 ), intracellular ATP and ADP
levels were measured in our cell culture system at 72 hr. Whereas
cultures treated with MPP+ exhibited a
slight but nonsignificant decrease in ATP levels, ATP levels decreased
significantly in cultures cotreated with zVAD-fmk or zIETD-fmk (Fig.
6A). Furthermore, ATP
levels in cultures treated with MPP+ and
zIETD-fmk decreased significantly compared with cultures treated with
MPP+ alone. ADP levels decreased
significantly in all conditions compared with control cultures, and the
levels of decrease were significantly higher in cultures treated with
MPP+ and zIETD-fmk compared with cultures
treated with MPP+ alone (Fig.
6B). ADP/ATP ratios were significantly decreased in
all conditions compared with controls but did not differ significantly between the MPP+ and caspase
inhibitor-cotreated cultures (Fig. 6C).

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Figure 6.
Mean ATP concentrations (A),
mean ADP concentrations (B), and mean ADP/ATP
ratios (C) in primary cultures of rat
mesencephalic neurons. Cultures were treated with 3 µM
MPP+, 3 µM MPP+,
and 100 µM zVAD-fmk, or 3 µM
MPP+ and 100 µM zIETD-fmk, and
treatments were terminated after 72 hr. *p < 0.05 compared with control cultures. +p < 0.05 compared
with MPP+ cultures.
|
|
Increase in intracellular glucose confers partial resistance to
MPP+ by caspase inhibitors in primary DA cultures
but does not restore cell viability
When glucose concentrations were raised from 25 to 100 mM, cultures treated with MPP+
showed a slight but significant increase in the percentage of TH-positive neurons at 72 hr compared with
MPP+-treated cultures at 25 mM
glucose (Fig. 7A). Similarly,
cultures cotreated with glucose and zVAD-fmk or zIETD-fmk showed
significant protection compared with MPP+
treatment without the addition of glucose. zVAD-fmk treatment also
showed a significant increase in the percentage of TH-positive neurons
compared with MPP+-glucose-treated
cultures, whereas the increased percentage of TH-positive neurons
observed in glucose-zIETD-fmk-treated cultures failed to reach
statistical significance compared with
MPP+-glucose-treated cultures. However,
neurons treated with caspase inhibitors showed the same alteration in
morphology as neurons under the other MPP+
conditions (Fig. 4E--H). We
therefore assessed the functionality of these neurons by measuring
[3H]DA uptake. DA uptake did not differ
significantly in MPP+-treated neurons,
regardless of glucose and caspase inhibitor treatment (Fig.
7B).

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Figure 7.
Mean percentage of TH-positive neurons
(A) and mean [3H]DA uptake
(B) expressed as counts per minute
(CPM) in primary cultures of rat mesencephalic
neurons treated with 3 µM MPP+, 3 µM MPP+-100 mM glucose, 3 µM MPP+-100 mM glucose,
and 100 µM zVAD-fmk, or 3 µM
MPP+-100 mM glucose and 100 µM zIETD-fmk and fixed after 72 hr. Mean total number of
TH-positive neurons per control well were 1128 ± 38.4, and total
number of counts per minute per control well were 46825 ± 3649. +p < 0.05; ++p < 0.001 compared with MPP+ cultures with 25 mM
glucose. §§p < 0.001 compared with
MPP+-100 mM glucose.
|
|
 |
DISCUSSION |
Caspase-8 activation in melanized DA neurons is almost exclusively
observed in PD SNpc
Overall, the percentage of DA neurons immunoreactive for activated
caspase-8 was exceedingly small in both the PD and control groups. In
the PD subjects, an average of 0.0145% of DA neurons stained for
activated caspase-8 were detected. This percentage, in contrast to the
6.5% reported for activated caspase-3 in PD DA SNpc neurons (Hartmann
et al., 2000 ), may well correlate with the primary disease process
instead of with perimortem factors, such as hypoxia. The finding that
norepinephrine-containing neurons in the LC, which display Lewy bodies
and a cell loss of 20-30% in advanced PD, are immunoreactive for
activated caspase-8 in neither the control nor in the PD group
underlines the specificity of caspase-8 activation in the target region
of PD pathology, namely the SNpc. Finally, it cannot be ruled out that
L-DOPA treatment, to which all PD patients included in this
study were submitted, may contribute to DA cell death, as suggested by
in vitro studies (Melamed et al., 1998 ). However, in
vivo, the picture that chronic L-DOPA
treatment may even have neuroprotective effects is now predominant
(Agid et al., 1999 ), and it thus appears highly unlikely that caspase-8
activation might be related to the antiparkinsonian medication used.
Caspase-8 activation is associated with MPTP-induced DA
cell death
In SNpc homogenates from mice subchronically intoxicated with
MPTP, a significantly increased release of activated caspase-8 compared
with controls was observed 1 d after intoxication. This finding
suggests that caspase-8 activation is induced by MPTP and correlates
with cell demise in this PD model, because the maximum number of
apoptotic figures can be observed at day 1 after intoxication (Tatton
and Kish, 1997 ). These findings also suggest that caspase-8 activation
precedes DA cell death, because MPTP-induced death of DA neurons can be
observed up to 7 d of the end of a subchronic intoxication regimen
(Tatton and Kish, 1997 ). The increase of 18.2% in the MPTP-treated
group compared with the control group was far less pronounced than
might be expected from the human postmortem results using the SK440
antibody. However, it must be considered that the percentage of DA
neurons present in SNpc homogenates is low. Moreover, within this
fraction, only a subset of DA neurons undergo apoptosis and potential
caspase-8 activation at a given time point. Thus, the ability to detect
significant differences between the two groups rather suggests that
caspase-8 activation in nigral DA neurons is a potent process after
exposure to MPTP-MPP+. However, the
immunohistochemical results from SK440 staining in the mouse SNpc
suggests that caspase-8 activation in DA neurons contributes only
partially to the differences observed between control and MPTP mice in
the caspase activation assays. It is rather likely that the
inflammatory reaction mediated by glial cells after MPTP treatment
(Kurkowska-Jastrzebska et al., 1999 ) involves activation in
subpopulations of reactive astroglia and microglial cells and requires
caspase-8 activation for termination of the inflammatory response as
described in the immune system (O'Flaherty et al., 2000 ). Regarding
the mechanism of caspase-8 activation in DA neurons after treatment
with MPTP-MPP+, the most likely
explanation involves caspase-8 cleavage downstream of mitochondrial
cytochrome c release (Granville et al., 1998 ; Slee et al., 1999 ). More
speculatively, radical oxygen species, as generated after
MPTP-MPP+ exposure (Sriram et al., 1997 ),
might trigger transcriptional regulation of TNF- expression and
subsequent caspase-8 activation, as has been shown for Fas ligand in
some cell systems, including microglia (Bauer et al., 1998 ; Vogt et
al., 1998 ).
Caspase inhibition did not protect DA neurons from undergoing
MPP+-induced apoptosis in our study
Recent data have suggested that caspase inhibitors, i.e.,
zVAD-fmk, and a relatively specific inhibitor of caspase-3,
z-Asp-Glu-Val-Asp-fluoromethylketone, protect DA neurons against
low-dose MPP+ toxicity (Dodel et al.,
1998 ). In contrast to our study, Dodel et al. (1998) intoxicated their
cultures 24 hr after harvest. At this time point, however, the dopamine
transporter is only expressed at very low levels (Michel et al., 1997 ),
suggesting that, under these conditions,
MPP+ acts through a distinct mechanism,
namely indirect glutamate toxicity (Murphy et al., 1990 ), in which
inhibition of mitochondrial function is not the primary mode of cell
death. Indeed, cerebellar granular neurons, in which cell death induced
by MPP+ has been related to autocrine
excitotoxic mechanisms, may well respond to caspase inhibition (Du et
al., 1997 ; Leist et al., 1998 ). Another recent study, however, found no
evidence of protection of DA neurons against low-concentration
MPP+ using the broad-spectrum caspase
inhibitor Boc-(Asp)-fluoromethylketone, and suggested that neurons die
by a nonapoptotic mechanism in this paradigm (Lotharius et al.,
1999 ).
In contrast to these previous studies, we not only found that caspase
inhibitors did not protect DA cultures against
MPP+ toxicity, but even seemed to enhance
the toxic properties of MPP+ with regard
both to TH cell count and [3H]DA uptake.
Because caspase inhibitors do not exhibit toxic effects in DA cultures
without the addition of MPP+, our
assumption was that the form of cell death induced by the concomitant
treatment of DA cultures with MPP+ and
caspase inhibitors must be shifted from apoptosis toward necrosis and
linked to ATP depletion (Fig. 8), because
ATP levels have been shown to be critical in determining whether the
cell will die by necrosis or apoptosis (Nicotera et al., 2000 ). Indeed, MPP+ mediates its toxicity through
inhibition of complex I of the mitochondrial respiratory chain,
eventually resulting in intracellular ATP depletion (Leonard and
Schapira, 2000 ). Similarly, caspase inhibitors indirectly lead to ATP
depletion through inhibition of poly(ADP-ribose) polymerase (PARP)
cleavage (Ha and Snyder, 1999 ). PARP is a nuclear enzyme activated by
DNA strand breaks and participates in DNA repair. Overactivation of
PARP after cellular insults leads to necrotic cell death by depletion
of the substrate of the enzyme, -nicotinamine
(NAD+), and subsequently ATP depletion
through the attempts by the cell to resynthesize
NAD+ (Ha and Snyder, 1999 ). Conversely,
PARP is a preferential substrate for caspases, which thus enables the
caspase cascade to perpetuate itself by preserving intracellular ATP
concentrations. Accordingly, several groups have described a switch of
apoptosis to necrosis after the use of caspase inhibitors (Eguchi et
al., 1997 ; Hirsch et al., 1997 ; Lemaire et al., 1998 , 1999 ; Vercammen
et al., 1998a ,b ; Samali et al., 1999 ; Tanabe et al., 1999 ).

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Figure 8.
Proposed model for the synergistic effects by
MPP+ and caspase inhibition. MPP+
inhibits complex I of the mitochondrial respiratory chain, whereas
caspase inhibitors preserve PARP activation by blocking its cleavage.
Complex I inhibition leads to a direct depletion of ATP. Overactivation
of PARP, a nuclear enzyme activated by DNA strand breaks and
participating in DNA repair, leads to depletion of the substrate of the
enzyme, NAD+, and subsequent ATP depletion through
the attempts by the cell to resynthesize NAD+. ATP
depletion prevents completion of the apoptotic program because it is a
necessary cofactor for caspase-9 activation. An ATP-depleted cell that
is lethally metabolically impaired but unable to die by apoptosis
switches to a necrotic form of cell death. Apaf-1, Apoptosis
protease activating factor; DR3, death receptor-3;
FLICE, Fas-associated death domain-like IL-1 converting
enzyme; MACH, Mort1-associated CED3 homolog.
|
|
Indeed, apoptotic figures could be readily detected in DA cultures
treated with MPP+ alone, whereas the
morphological changes observed in the cultures cotreated with caspase
inhibitors were compatible with necrosis with regard to membrane
leakage. Chromatin structure in these damaged neurons was either intact
or condensed, thus suggesting mixed forms of
apoptosis-necrosis. Also, the percentage of TUNEL- and TH-positive
neurons was decreased after MPP+
intoxication and cotreatment with caspase inhibitors compared with
MPP+ alone, although the rate of cell loss
was not affected by caspase inhibition, suggesting that apoptosis was
not the mode of cell death involved. Furthermore, ATP and ADP levels
were significantly reduced after treatment with
MPP+, as well as with cotreatment using
caspase inhibitors. However, the decrease in intracellular energy
levels was more profound after caspase inhibition, thus supporting the
notion that caspase inhibition contributes to energy depletion in this
model. Interestingly, ATP levels decreased especially after cotreatment
with zIETD-fmk, thus correlating with the particularly marked decrease
in TH cell count, TUNEL-positive neurons, and
[3H]DA uptake observed under this
condition. A possible explanation may involve the key role of caspase-8
in maintaining mitochondrial cytochrome c release into the cytosol,
because inhibition of complex I by MPP+
induces opening of mitochondrial transition pores with cytochrome c
release and subsequent caspase activation (Cassarino et al., 1999 ),
which may be upheld even more efficiently in the event of caspase-8
inhibition. However, nuclear changes suggestive of apoptosis
(condensation-fragmentation) were more readily detected in
zIETD-fmk-cotreated cultures, which is in line with a more limited
spectrum of caspase inhibition than zVAD-fmk, which, moreover, is also
able to inhibit a number of noncaspase proteases, including several
cathepsins (Yamashima, 2000 ).
Finally, in the presence of high glucose concentrations, partial
protection of DA cultures against MPP+ was
achieved through caspase inhibitors. This protection was less marked
after zIETD-fmk administration, in accordance with its particularly
deleterious effects under conditions of lower glucose concentrations.
However, caspase inhibition did not affect [3H]DA uptake as an index of neuronal
functionality. Indeed, it has been suggested that, although caspase
inhibition may block the morphological manifestations of apoptosis,
cell viability and functionability are not affected in cells
morphologically preserved by inhibition of the apoptotic cascade (Werth
et al., 2000 ). Indeed, the present data favor apoptosis as an
appropriate process, helping to eliminate adult neurons that are not
salvageable because of severe metabolic impairment. In contrast
to this situation, healthy embryonic nigral tissue pretreated with
caspase inhibitors showed a dramatically increased survival and
functionality after transplantation in hemiparkinsonian rats (Schierle
et al., 1999 ).
It must be underlined that a sharp distinction of apoptosis versus
necrosis is very problematic in pathological, i.e., nondevelopmental settings. After neurological insults, the mode of cell death may be
mechanistically identical to classical developmental apoptosis with
regard to the intracellular transduction pathways involved, but
completion of the apoptotic program may be incomplete and/or morphological features of apoptosis and necrosis may co-occur (Roy and
Sapolsky, 1999 ). This proposition is underlined by mixed forms of
necrotic-apoptosis occasionally observed in caspase inhibitor-treated cultures. In the context of the present study, the term "necrotic" is used as a synonymous for "nonapoptotic" cell death. Although such a choice may not be appropriate on purely morphological grounds, it may be helpful to suggest two facts: (1) that this mode of cell
death is unresponsive to pharmacological manipulation by anti-apoptotic
agents, i.e., caspase inhibitors, and (2) that the ensuing cell death
is likely to be associated at least with leakage of the extracellular
membrane and subsequent inflammatory phenomena in surrounding tissue
typical of necrosis, which are not observed in purely apoptotic cell death.
In conclusion, the present data, which need to be confirmed in
vivo, favor a cautious approach to using caspase inhibitors in the
treatment of PD.
 |
FOOTNOTES |
Received Nov. 17, 2000; revised Jan. 18, 2001; accepted Jan. 19, 2001.
This work was supported by the Institut National de la Santé et
de la Recherche Médicale and the National Parkinson Foundation Inc. (Miami, FL). A.H. is a postdoctoral fellow of the Deutsche Forschungsgemeinschaft and the Fondation pour la Recherche
Médicale. J.D.T. is supported by l'Association pour la Recherche
contre le Cancer (Paris, France). S.H. is a fellow of the Fondation
pour la Recherche Médicale. B.A.F. is supported by the
Association Claude Bernard pour le Développement des Recherches
Biologiques et Médicales dans les Hôpitaux de l'Assistance
Publique à Paris.
Correspondence should be addressed to Dr. Etienne C. Hirsch, Institut
National de la Santé et de la Recherche Médicale U289, Hôpital de la Salpêtrière, 47 Boulevard de
l'Hôpital, 75013 Paris, France. E-mail: hirsch{at}ccr.jussieu.fr.
 |
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