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The Journal of Neuroscience, April 1, 2001, 21(7):2393-2403
Dendritic Spines Lost during Glutamate Receptor Activation
Reemerge at Original Sites of Synaptic Contact
M. Josh
Hasbani,
Michelle L.
Schlief,
Daniel A.
Fisher, and
Mark P.
Goldberg
Departments of Neurology and Anatomy and Neurobiology Center for
the Study of Nervous System Injury, Washington University School of
Medicine, St. Louis, Missouri 63110
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ABSTRACT |
During cerebral ischemia, neurons undergo rapid alterations in
dendritic structure consisting of focal swelling and spine loss. We
used time-lapse microscopy to determine the fate of dendritic spines
that disappeared after brief, sublethal hypoxic or excitotoxic exposures. Dendrite and spine morphology were assessed in cultured cortical neurons expressing yellow fluorescent protein or labeled with
the fluorescent membrane tracer, DiI. Neurons exposed to NMDA, kainate,
or oxygen-glucose deprivation underwent segmental dendritic beading
and loss of approximately one-half of dendritic spines. Most spine loss
was observed in regions of local dendritic swelling. Despite widespread
loss, spines recovered within 2 hr after termination of agonist
exposure or oxygen-glucose deprivation and remained stable over the
subsequent 24 hr. Recovery was slower after NMDA than AMPA/kainate
receptor activation. Time-lapse fluorescence imaging showed that the
vast majority of spines reemerged in the same location from which they
disappeared. In addition to spine recovery, elaboration of dendritic
filopodia was observed in new locations along the dendritic shaft after
dendrite recovery. Spine recovery did not depend on actin
polymerization because it was not blocked by application of
latrunculin-A, which eliminated filamentous actin staining in spines
and blocked spine motility. Throughout spine loss and recovery,
presynaptic and postsynaptic elements remained in physical proximity.
These results suggest that elimination of dendritic spines is not
necessarily associated with loss of synaptic contacts. Rapid
reestablishment of dendritic spine synapses in surviving neurons may be
a substrate for functional recovery after transient cerebral ischemia.
Key words:
hypoxia; glutamate; excitotoxicity; dendritic spine; synapse; actin
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INTRODUCTION |
The dendritic spine is a basic
functional unit of integration of neuronal circuits and a site of
structural and functional synaptic plasticity. Spines are subject to
early and selective damage during cerebral ischemia. Within minutes of
interruption of cerebral blood flow, there is the appearance of focal
dendritic swelling and the disappearance of dendritic spines (Ramon y
Cajal, 1909 , 1995 ; Ikonomidou et al., 1989 ; Hsu and Buzsaki, 1993 ;
Matesic and Lin, 1994 ). A similar pattern of hypoxic injury is observed in slice preparations and cell culture models (Stewart et al., 1991 ;
Hori and Carpenter, 1994 ; Park et al., 1996 ; Jarvis et al., 1999 ).
There is abundant evidence in vivo and in vitro
that these rapid structural changes are caused by activation of
excitatory amino acid pathways. More than 90% of dendritic spines in
the mammalian CNS are contacted by excitatory synapses (Harris and Kater, 1994 ), rendering these postsynaptic structures vulnerable to
conditions of excessive glutamate release. Hypoxic spine loss in
vivo and in culture can be reproduced by direct application of
glutamate agonists (Olney, 1971 ; Olney et al., 1979 ; Park et al., 1996 ;
Halpain et al., 1998 ) and prevented by glutamate receptor blockade
(Park et al., 1996 ). Hypoxic and excitotoxic alterations in synaptic
elements may contribute to rapid disruption of neurological function
occurring within minutes of energy depletion in the brain.
Little is known about the fate of dendritic spines in neurons that
survive acute neurological insults. Delayed restoration of spine
density has been proposed to contribute to functional improvement in
experimental models of cortical aspiration lesions (Kolb and Gibb,
1993 ; Rowntree and Kolb, 1997 ) and global ischemia (Akulinin et al.,
1997 ). Recovery in spine density has also been observed in models of
experimental epilepsy (Muller et al., 1993 ; Isokawa, 1998 ). However, it
is not known whether the observed changes in apparent spine density in
neuronal populations are caused by selective loss of degenerating cells
or by actual spine recovery. Furthermore, such studies rely on
conventional histological measures, which do not demonstrate dynamic
changes in individual dendritic spines. If spines recover after loss,
do they emerge in former or new locations? Are synaptic contacts lost
when spines disappear, and if so, do spines that recover reassociate
with presynaptic terminals? To address these questions, we examined spine loss and recovery after hypoxia or glutamate receptor activation using time-lapse confocal microscopy in cultured cortical neurons. The
defined architecture and accessibility of primary dissociated culture
allowed high-resolution visualization of dendritic spines and
presynaptic elements in neurons visualized by expression of yellow
fluorescent protein (YFP), a green fluorescent protein derivative, or
labeled by application of the fluorescent membrane tracer, DiI.
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MATERIALS AND METHODS |
Mouse cortical cell culture. Neocortices from day 15 murine embryos were dissociated and plated on confluent astrocyte
cultures at 1 week in vitro as described previously (Rose et
al., 1993 ). Briefly, neurons were plated at a density of three
neocortex hemispheres per 10 ml plating media that contained 5% horse
serum, 5% fetal bovine serum, 2 mM glutamine,
26.2 mM NaHCO3, and 20 mM D-glucose in MEM.
Cultures were maintained at 37°C with 5% CO2.
Most of the neurons are glutamatergic (~90%), with a small
proportion that contain GABA or other neurotransmitters (Yin et al.,
1994 ). Experimental procedures were conducted on cultures at 14-17 d in vitro, when an excitotoxic response could be elicited.
Excitatory amino acid exposure and oxygen-glucose
deprivation. Cultures were exposed to 30 µM NMDA (Sigma, St. Louis, MO) or 100-300
µM kainate (Sigma) for 10 min in a HEPES- and
bicarbonate-buffered balanced salt solution (Hasbani et al., 1998 ). In
some experiments, MK-801 (RBI, Natick, MA) or NBQX (Parke-Davis, Ann
Arbor, MI) was included in the recovery buffer. Oxygen-glucose
deprivation was performed as described (Goldberg and Choi, 1993 ;
Goldberg et al., 1997 ). Briefly, cultures were transferred to an
anaerobic chamber (Forma Scientific, Marietta, OH) containing 5%
CO2, 10% H2, 85%
N2. Culture medium was replaced with
deoxygenated, glucose-free balanced salt solution. Exposures were
terminated by returning cultures to normal oxygenated medium or by
fixation in 4% paraformaldehyde and 0.025% glutaraldehyde in
PBS at the appropriate time points. These exposure conditions
resulted in <20% neuronal death (Park et al., 1996 ), assessed by
propidium iodide exclusion 1 d after exposure (data not shown).
Cytosolic calcium elevation after NMDA exposure was determined by the
fluorescent indicator fura-2 as described previously (Hasbani et al.,
1998 ).
Green fluorescent protein transfection. Neurons
were transfected at 2-3 d in culture with the plasmid eYFPN1
(ClonTech, Palo Alto, CA), using the DOSPER Liposomal Transfection
Reagent (Boehringer Mannheim, Indianapolis, IN) at a ratio of 1:4
plasmid/DOSPER and 0.5 µg plasmid per tissue culture well. These
conditions were selected to yield a transfection efficiency of
<0.01%, permitting the study of individual neurons (approximately one
per 200× field). Neuronal cell bodies expressed green fluorescent
protein (GFP) the day after transfection, and neurites developed over
subsequent days. GFP fluorescence was stable in a number of neurons for
at least 3 weeks and revealed the neuronal arbor, including axons, dendrites, and dendritic spines.
DiI labeling. Neurons were labeled with the carbanocyanine
membrane tracer DiI(C18)3
("DiI," Molecular Probes, Eugene, OR) as described previously
(Honig and Hume, 1986 ; Park et al., 1996 ). In other experiments, a
saturated stock of DiI was made in cod liver oil, and individual cells
were labeled by micropipette (Papa et al., 1995 ).
Immunocytochemistry. Fixed cultures were incubated in 0.25%
Triton X-100 at room temperature for 10 min and blocked in 10% normal
goat serum for 60 min. Antibodies to synapsin (Affinity Bioreagents,
Golden, CO; rabbit, 1:250), synaptophysin (Dako, Carpinteria, CA;
rabbit, 1:50), or YFP (Chemicon, Temecula, CA; rabbit or chicken,
1:500) were applied for 2 hr at room temperature, followed by
appropriate fluorescent Alexa-488- or Alexa-568-conjugated goat
anti-rabbit or chicken secondary antibodies (Molecular Probes). Control
experiments using single fluorophores demonstrated complete separation
of Alexa-488 and Alexa-568 emission.
Microscopy and image acquisition.
Low-magnification images (see Figs. 1, 2) were captured
using conventional fluorescence microscopy and a digital camera (Spot;
Diagnostic Instruments). Confocal imaging was performed with a laser
scanning confocal microscope (Odyssey; Noran Instruments) using a 100×
oil-immersion objective (numeric aperture, 1.4; Nikon) and either 488 nm excitation and >515 emission or 568 nm excitation and >590
emission. A secondary dichroic filter at 560 nm was used to separate
fluorophores for double-labeling experiments (see Fig. 9). Confocal
images were acquired with a pixel size of 0.11 µm (512 × 480 pixels). Serial optical sections were obtained at 0.4-0.8 µm
intervals through the dendritic arbor. Each optical section required 1 sec of scan time and typical stacks consisted of 5-15 optical
sections. For time-lapse experiments, laser intensity, gain, offset,
and contrast settings were chosen to optimize visualization of spines
and filopodia before data acquisition and were not subsequently altered
within individual experiments. Images were captured and analyzed with a
PC-based system (MetaMorph; Universal Imaging, West Chester, PA).
Analysis of spine and dendrite morphology. The
presence of dendritic varicosities in DiI-labeled or YFP-expressing
neurons was determined at 400× under epifluorescence illumination as
described previously (Hasbani et al., 1998 ). For each neuron,
varicosities were scored as present if found in at least one dendrite.
Spine protrusions were classified using criteria modified from Ziv and
Smith (1996) : spines (with distinct heads) or filopodia (length >4
µm in the x-y plane and lacking heads). Protrusions were
scored as spines if the distal end was >0.22 µm (two pixels) wider
than the shaft. Protrusion density measurements were determined by
acquisition of three-dimensional confocal image stacks of 30-100 µm
segments of secondary dendrites from each neuron. For quantitative studies of DiI-labeled neurons fixed at various time points, we summed
all protrusions, regardless of morphological classification. Because
spines changed shape during excitotoxin exposure, the goal was to
ensure that alterations in protrusion morphology would not influence
the counts of spine-like structures. Dendritic segment length and
protrusion counts were assessed on two-dimensional maximal intensity
projection images, and the presence or absence of individual
protrusions was verified by simultaneous reference to the raw,
unenhanced three-dimensional image planes. Therefore, the analysis
included protrusions above or below the plane of the parent dendrite.
Protrusion density was expressed as the number of protrusions per 10 µm dendrite length. Each cell was counted as an individual
observation (n = 1). Statistical differences in
protrusion density were determined by one-way ANOVA followed by
appropriate post hoc comparison (SigmaStat 2.0; Jandel
Scientific, San Rafael, CA). Images were contrast enhanced for
preparation of the final publication figures (Adobe Photoshop), using
identical settings for each image in a given sequence.
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RESULTS |
Characterization of primary cortical cultures and
labeling methods
Phase-contrast imaging of dissociated cortical cultures at day
15 in vitro revealed densely spaced neuronal cell
bodies in clusters (5-10 × 105
neurons/cm2) (Dugan et al., 1995 ) but few
details of neuronal morphology (Fig.
1A). Neuronal dendrites
and axons were well visualized by application of DiI, as described
previously (Park et al., 1996 ; Hasbani et al., 1998 ). Because DiI
causes neuronal damage in long-term studies, we alternatively labeled
neurons by transfection with the yellow-shifted green fluorescent
protein variant, YFP. Liposome-mediated delivery of the YFP plasmid at
2 d in vitro resulted in bright, sustained YFP
expression in a small subset of neurons (<0.01%). YFP fluorescence
(Fig. 1B) and DiI labeling (see Figs. 3, 4)
(Park et al., 1996 ) demonstrated intricately branched dendritic arbors studded with protrusions that included mature spines and few filopodia. Axons could be observed traveling great distances from their cell bodies. Axonal varicosities, putative sites of neurotransmitter release, were observed at high magnification.

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Figure 1.
YFP expression in primary cortical culture.
Cortical neuronal cultures were transfected with YFP at day 2 and
examined at day 15 in vitro. Phase-contrast microscopy
shows only a phase-bright neuronal cell body (A,
arrow), whereas YFP fluorescence in the same field (with
identical magnification) reveals the entire dendrite arbor and axon of
a single transfected neuron (B).
C, YFP expression does not alter spine density.
YFP-transfected cells, nontransfected cells in the same culture, and
sister cultures that never underwent transfection were assessed for
protrusion density (number of protrusions/10 µm dendrite length) on
day 14 in culture. Nontransfected cells were assessed for spine density
by DiI labeling, whereas transfected cells were assessed by YFP
expression (n = 10 neurons from two different
culture platings per condition). D, YFP expression does
not alter NMDA receptor function. Cortical cultures were loaded with
Fura-2 AM and exposed to 30 µM NMDA for 10 min. Cytosolic
calcium elevation (340 nm/380 nm excitation ratio) in YFP-transfected
cells (YFP+) was similar to nontransfected cells in the same culture
(YFP ) and to neurons in sister cultures that did not undergo
transfection. Resting calcium ratio data (data not shown) were the same
in all groups. Scale bar, 200 µm.
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The average density of dendritic protrusions (spines + filopodia) was
three to four per 10 µm dendritic length (Fig. 1C). These
values are similar to previous reports in primary hippocampal culture
(Papa et al., 1995 ; Ziv and Smith, 1996 ). Approximately 10% of
cortical neurons lacked protrusions (data not shown). For the present
studies, population experiments (Figs. 1C, 4, 8) included all neurons, but prospective time-lapse studies of labeled cells excluded neurons without spines (see Figs. 3, 6, 7, 9, 10). YFP transfection did not alter dendritic spine density (Fig. 1C)
or intracellular calcium elevation during application of NMDA (Fig. 1D).
Dendritic swelling and recovery after sublethal glutamate
receptor activation
Application of the glutamate receptor agonists NMDA (30 µM) or kainate (100-300 µM) for 10 min
(Fig. 2) or exposure to 25 min of
combined oxygen-glucose deprivation (data not shown) (Park et al.,
1996 ) induced focal swellings along the length of the neuronal
dendrites in >90% of the cells (Fig.
2C,G,H). These exposure conditions were associated with <20% cellular death by the following day (assessed by propidium iodide exclusion) (Hasbani et al., 1998 ).
Although dendritic varicosities appeared discontinuous in
YFP-expressing neurons, labeling with DiI showed that swollen dendritic
segments remained connected by thin strands of intervening membrane
(Fig.
3A,B)
(Park et al., 1996 ). Varicosities resolved spontaneously over 30 min to
2 hr after agonist removal, with a slower time course after NMDA
receptor activation than after AMPA/kainate receptor activation (Fig.
2D,G,H) (Faddis
et al., 1997 ; Hasbani et al., 1998 ). The time course and intensity of dendritic swelling and recovery were not altered by YFP transfection (assessed in sister cultures labeled with DiI after fixation). Because
little cellular death was observed under these conditions, YFP-transfected neurons could be studied to determine the lasting fate
of injured dendrites (Fig.
2E,F).

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Figure 2.
Glutamate receptor activation triggers reversible
dendritic swelling. A-F, Cortical neuronal cultures
were transfected with YFP at day 2 and examined at day 15 in
vitro. A, Phase-contrast image.
Arrow identifies transfected neuron. B,
Application of 30 µM NMDA for 10 min produced localized
dendritic varicosities (C), which were no longer
present at 1 (D), 12 (E),
and 24 hr (F) after agonist washout.
G, H, YFP expression does not alter
kinetics of dendritic injury and recovery. Cortical cultures
transfected with YFP were exposed to 30 µM NMDA
(G) or 100 µM kainate
(H) for 10 min and fixed at indicated
times after agonist removal. Fixed cultures were randomly labeled with
DiI, and the percentage of neurons with dendritic varicosities was
determined by YFP or DiI fluorescence. The y-axis is
percentage of varicosities for both G and
H. Values represent mean ± SEM
(n = 4 cultures for each condition). Scale bar, 50 µm.
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Figure 3.
Time-lapse imaging reveals progression of spine
loss during glutamate receptor activation. A,
DiI-labeled neuron was imaged during exposure to 30 µM
NMDA. Symbols indicate representative spines that
disappear. Asterisk shows a spine that retracted over
7.5 min. B, Similar spine loss was observed in
identified dendritic segment exposed to 100 µM kainate.
Spine loss occurred at sites of varicosity formation
(arrows) and at intervening constricted segments
(arrowheads). C, Protrusion densities
(dendritic spines + filopodia) were measured in sister cultures exposed
to wash conditions, 30 µM NMDA for 10 min with or without
10 µM MK-801, or to 100 µM kainate for 10 min with or without 10 µM MK-801 and 30 µM
NBQX. NMDA-induced loss of dendritic protrusions was blocked with
MK-801 (n = 10 cells, p < 0.01). Kainate-induced protrusion loss was blocked by NBQX but not by
MK-801 (n = 10 cells, p < 0.01). Scale bar, 5 µm.
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Spine loss and recovery after excitotoxic exposure
We used both time-lapse and population studies to examine spine
loss during glutamate agonist application. DiI-labeled neurons were
exposed to NMDA or kainate and imaged every 2.5 min for 10 min (Fig.
3). As shown in Figure 3A, many dendritic spines were lost
as dendritic swelling developed, sometimes disappearing over several
minutes of agonist exposure (Fig. 3A, asterisk).
It often appeared that spines were enveloped by focally swollen
dendrites. Indeed, most spines were observed to be lost as sites of
local dendritic swelling; however, spine loss also occurred distant from varicosities (Fig. 3B, arrowhead).
Protrusion density was reduced to a similar extent with exposure to
NMDA or kainate and was preserved by coapplication of receptor
antagonists MK-801 or NBQX, respectively (Fig. 3C).
To assess the fate of dendritic protrusions after agonist removal, we
measured protrusion density in sister cultures that were exposed to
NMDA, kainate, or oxygen-glucose deprivation, and labeled with DiI
after fixation immediately after exposure or at various time points
over the subsequent 24 hr (Fig. 4). Protrusion density returned to baseline within 30 min to 2 hr after
NMDA or kainate removal and was stable over the next 24 hr. Recovery
was slower after NMDA receptor activation than after AMPA/kainate
receptor activation (Fig. 4B). Neurons exposed to oxygen-glucose deprivation for 25 min also underwent a reversible 50%
reduction in protrusion density (Fig. 4C).

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Figure 4.
Spine density recovers after sublethal excitotoxic
or hypoxic exposure. A, Representative DiI-labeled
dendrites are shown from sister cultures exposed to wash conditions, 30 µM NMDA for 10 min, or NMDA followed by 2 hr recovery.
B, Protrusion densities were measured in cultures
exposed to wash, 30 µM NMDA, or 100 µM
kainate for 10 min and permitted to recover for indicated periods
before fixation and DiI labeling. MK-801 (10 µM) was
included in the kainate-treated groups to block possible NMDA receptor
activation by endogenous glutamate release. Protrusion density was
stable over 24 hr in control conditions. Protrusion density decreased
immediately after NMDA or kainate application and recovered to control
levels within 30 min (kainate) or 2 hr (NMDA). Values are mean ± SEM (n = 30-55 cells pooled from 6 independent
experiments). C, Protrusion density was significantly
decreased after oxygen glucose deprivation (25 min) but recovered to
control values within 24 hr (n = 20 neurons pooled
from two independent experiments). *p < 0.05 compared with matched control condition. Scale bars, 5 µm.
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Observation of identified dendritic spines
These population studies demonstrate near-complete recovery of
protrusion numbers but do not address the location of recovered protrusions or their morphology. To answer these questions, we used
time-lapse microscopy of YFP-labeled neurons.
We first demonstrated that YFP is a viable marker for observing spines
over time and for demonstrating spine loss. We examined the stability
of identified spines under basal conditions by capturing consecutive
time-lapse pictures of identified dendritic segments labeled with YFP
(Figs. 5A,
6A,
Control). In agreement with published studies, the
rate of protrusion turnover was low (Okabe et al., 1999 ). In normal
culture medium, the overall density of dendritic protrusions remained
relatively constant, increasing slightly over 24 hr (Fig.
4B, Control); this net stability
reflected a 20.5 ± 2.5% gain of new protrusions and 14.7 ± 2.6% loss of existing protrusions (Fig. 5A). Protrusions
were especially stable over the first 2 hr of imaging with little gain
or loss (<2.5% gain or loss) (Figs. 5A,
6A, Control).

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Figure 5.
Protrusion turnover and NMDA-induced spine loss
visualized with YFP. A, Basal turnover of dendritic
protrusions was low in 15 d cortical neuronal cultures. Confocal
images of YFP-expressing dendrites were obtained at initial time point
and were repeated after 10 min to 24 hr under control conditions. The
percentage of protrusion gain or loss was calculated by dividing the
cumulative number of protrusions that appeared or disappeared at each
time point by the number of protrusions at the initial time point. Note
minimal gain or loss during initial 2 hr of observation. Values are
mean ± SEM (n = 21 secondary dendrites of 10 neurons from three different culture platings). B, DiI
labeling confirms spine loss imaged with YFP. A YFP-labeled dendritic
segment is shown before and after exposure to 30 µM NMDA
for 10 min. The culture was fixed immediately, and the cell was labeled
with DiI by micropipette. Arrowheads note positions of
lost spines. Scale bar, 5 µm.
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Figure 6.
Dendritic spines recover rapidly after excitotoxic
exposure. A, Time-lapse series of YFP-transfected neuron
under control conditions shows spine stability over 3 hr
(box shows region for control series). Treatment with
either 30 µM NMDA or 100 µM kainate
resulted in rapid loss of dendritic spines (asterisks).
Spines recovered over the subsequent 1-3 hr in the same locations from
which they disappeared. B, Imaging of YFP-labeled
dendrite during and after treatment with 100 µM kainate
for 10 min. Sequential images show dynamic process of loss and recovery
of an identified dendritic spine (arrowheads). Scale
bars, 5 µm.
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Changes in cytosolic YFP distribution or fluorescence intensity might
produce an artifactual appearance of spine loss. To verify that
disappearance of spine fluorescence after NMDA exposure reflected spine
loss rather than YFP redistribution or fading, YFP-labeled dendrites
were fixed and relabeled with the membrane tracer, DiI (Fig.
5B). In a series of 13 consecutively double-labeled neurons,
54 of 63 (86%) YFP-labeled spines that disappeared during NMDA or
kainate exposure were also absent by DiI labeling. Use of YFP
fluorescence may result in, at most, a small population of spines that
are misclassified as absent. These data indicate that agonist-induced
spine loss can be demonstrated using YFP as well as DiI.
We assessed the fate of identified spines in YFP-labeled neurons by
time-lapse confocal microscopy. As mentioned above, protrusion locations remained stable over several hours of imaging under control
conditions (Fig. 6A), although individual spine
morphology was highly motile (data not shown) as observed by
Fischer et al. (1998) . In the minutes to hours after NMDA or
kainate exposure, spines that had disappeared were observed to reappear
in their previous locations. Spine recovery occurred by outgrowth from regions of dendritic swelling and from the intervening dendritic segments (Fig. 6A, NMDA,
asterisks). Recovering spines initially lacked heads in many
cases but rapidly developed a mature morphology (length <4 µm,
presence of heads). Spines were highly motile during recovery, and
spine heads often exhibited small dynamic extensions before a final
stable morphology was achieved (Fig. 6B). The
majority of spines reemerged within 1 µm of their original locations
(n = 41 of 43 spines after NMDA and 87 of 88 spines
after kainate). In agreement with our population studies (Fig.
4B), time-lapse images showed that spine recovery
occurred between 1 and 3 hr after NMDA treatment and between 30 and 60 min after kainate treatment (Fig. 6A).
Although the majority of spines reemerged in locations from which they
disappeared, we also observed the new appearance of a subset of longer
protrusions after glutamate receptor activation. Spines were defined as
structures with thin necks and well defined heads, and filopodia were
classified as thin structures >4 µm in length and lacking heads (Ziv
and Smith, 1996 ) (see Materials and Methods). At basal conditions on
days 15-16 in vitro, ~85% of dendritic protrusions were
classified as spines and ~15% of protrusions were classified as
filopodia (Figs. 4B,
7A; values derived from the
same data set). Filopodia <4 µm were rare (<1% of all protrusions;
data not shown). A net increase in filopodia density was observed in
cultures recovering from excitotoxic injury (Fig. 7A).
However, 24 hr after injury, the density of filopodia (Fig.
7A) and spines (data not shown) was no longer significantly different from baseline conditions. Time-lapse microscopy revealed the
appearance of filopodia at sites where spines were previously located
and, occasionally, in new locations (Fig. 7B). Filopodia formation did not represent a primary mechanism by which most spines
recovered after excitotoxic injury; most spines acquired a mature
morphology without forming longer intermediate structures over the
30-120 min period of observation.

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Figure 7.
Dendritic filopodia appear after sublethal
glutamate receptor activation. A, Filopodia density was
determined in control cultures and sister cultures at 30 min to 24 hr
after exposure to 30 µM NMDA, 100 µM
kainate, or sham wash. Note increased filopodia density 30 min after
kainate exposure and 2 hr after NMDA exposure. B,
Time-lapse imaging of an identified dendritic segment from a
YFP-expressing neuron. NMDA (30 µM) was added at the 10 min time point for 10 min and then washed out. Note baseline filopodia
present throughout time lapse (arrowheads). In response
to NMDA, new dendritic filopodia appeared in locations of spine loss
(asterisk), as well as other locations
(arrows). *p < 0.05 compared with
baseline (n = 15-30 cells pooled from 3 independent experiments). Scale bar, 5 µm.
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Actin depolymerization does not prevent spine recovery
Actin is the major cytoskeletal element of dendritic spines
(Fifkova and Delay, 1982 ) and is thought to be important for
determining spine shape and motility (Fischer et al., 1998 ). We
hypothesized that spine recovery after excitotoxic injury would be
prevented under conditions of actin depolymerization. We examined this
hypothesis by pretreating cultures with latrunculin-A, a toxin that
inhibits actin assembly by sequestering monomeric actin (G-actin),
resulting in net depolymerization of actin polymer (F-actin).
Application of 1 µM latrunculin-A for 2 hr was sufficient
to eliminate filamentous actin in dendrites and spines, as assessed by
staining with fluorescent phalloidin (Fig.
8B). In agreement with
Fischer et al. (1998) , we found that inhibition of actin polymerization
blocked spine motility (observed in time-lapse images at 20 sec
intervals; data not shown) but did not cause spine loss (Fig.
8B). Pretreatment and co-treatment with latrunculin-A
did not prevent spine loss or recovery after 30 µM NMDA or 300 µM
kainate for 10 min (Fig. 8C,D). Experiments
performed with a 12 hr pretreatment of latrunculin-A or with as much as
10 µM latrunculin-A also demonstrated fully reversible excitotoxic spine loss (data not shown). These results suggest that although polymerization of the actin cytoskeleton contributes to spine motility, it is not required for either spine loss
or recovery.

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Figure 8.
Spine recovery is not blocked by actin
depolymerization. A, B, Neurons
expressing YFP were exposed to latrunculin-A (1 µM for 2 hr) or vehicle. Filamentous actin visualized by phalloidin conjugated
to Alexa-568 colocalized with spine heads under control conditions
(A, arrowheads) but was no longer
detectable after latrunculin-A treatment (B).
C, D, Protrusion density was determined
in cultures exposed to 30 µM NMDA, 300 µM
kainate, or sham wash in the presence or absence of 1 µM
latrunculin-A (pretreated for 2 hr). Latrunculin-A did not
significantly alter spine density, loss, or recovery.
*p < 0.05 (n = 15-30 cells
pooled from 2-3 separate experiments). Scale bar, 5 µm.
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Spines remain tethered to presynaptic terminals during spine loss
and recovery
One can envision several outcomes when spines disappear: spines
may become physically separated from presynaptic boutons, boutons may
be lost altogether, or spines and boutons may remain adjoined. As
spines recover after injury, they may associate again with presynaptic
terminals or may be left devoid of synaptic contacts. These
possibilities have different consequences for synaptic function during
and after injury. To distinguish between the possibilities, we used DiI
to label a random subpopulation of neurons in cultures expressing YFP.
This procedure allowed us to identify points of synaptic contacts
between two cells, one labeled with YFP and the other with DiI (Fig.
9A-C,
arrows and arrowheads). Dendrites and axons were
imaged and then exposed to either 30 µM NMDA or 100 µM kainate and re-imaged after 10 min.
Presynaptic terminals remained in close proximity to the postsynaptic
membrane during spine loss induced by either NMDA or kainate (Fig.
9D-F, arrow).

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Figure 9.
Presynaptic elements remain adjacent to the
postsynaptic membrane during spine loss. Confocal images show paired
neurons in which the postsynaptic dendrite is labeled with DiI
(A) and presynaptic axon is labeled with YFP
(B). Merged images (C)
reveal sites of presumed synaptic contact (arrows,
arrowhead). Spines were identified in three-dimensional
stacks according to morphological criteria (see Materials and Methods).
Exposure to NMDA for 10 min resulted in varicosity formation and spine
loss (D, arrows), but presynaptic boutons
persisted next to the postsynaptic dendrite membrane at locations where
spine loss occurred (E, F,
arrows). Results are representative of three similar
experiments, each with NMDA or kainate. G-I,
Synapsin-immunoreactive puncta are found on dendritic shafts at
locations of spine loss. YFP-labeled neurons were fixed after wash
treatment (G) or visualized before and after
addition of 30 µM NMDA (H)
or 100 µM kainate (I) for 10 min (top two
images in H and I).
Immediately after agonist exposure, neurons were fixed and
double-labeled with antibodies to YFP (green) and
synapsin (red) (bottom images in
H and I). Synapsin-immunoreactive
boutons were found on dendritic spine heads under wash conditions
(H) and on shafts at locations of spine
loss (H, I, arrows). Scale
bars, 5 µm.
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As a second measure of presynaptic location during spine loss, we
performed immunocytochemistry against the synaptic vesicle protein,
synapsin. Under control conditions, most spine heads were associated
with synapsin staining (Fig. 9G) (91%; n = 333/365 spines) and only a small percentage of spines (7%;
n = 24/365 spines) had associations at their base
(along the dendrite shaft, within 1 µm of the spine neck). After
excitotoxic injury, synapsin-positive puncta were observed along the
dendrite shafts within 1 µm of the location of the lost spine (Fig.
9H,I) (n = 16/17 spines after NMDA and 17/18 spines after kainate). These
observations show that when spines disappear, their synaptic contacts
are not lost but rather persist near the dendritic shaft. Furthermore,
most spines that underwent loss were associated with synapsin staining on spine heads after recovery (Fig. 10)
(n = 39/41 spines after NMDA and 22/23 spines after
kainate). Immunolabeling against a second synaptic vesicle protein,
synaptophysin, yielded the same results (data not shown), further
suggesting that recovered spines are synaptically connected.

View larger version (40K):
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Figure 10.
Synapsin-immunoreactive puncta are found on
recovered spines. A YFP-labeled neuron was imaged at the time points
indicated, during and after treatment with 30 µM NMDA
(added at time 0 min and washed out at time 10
min). After 2 hr of recovery, the culture was fixed and
double-labeled with antibodies to YFP (green) and
synapsin (red). Bottom image shows that
synapsin-immunoreactive boutons were found on the heads of dendritic
spines that underwent loss and recovery (arrows). Scale
bar, 5 µm.
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DISCUSSION |
Acute dendritic swelling and spine loss are pathological hallmarks
of excessive glutamate receptor activation, or excitotoxicity, and
occur after ischemia, trauma, or epilepsy (Olney, 1971 ; Kolb and Gibb,
1993 ; Rowntree and Kolb, 1997 ; Jiang et al., 1998 ). In the current
experiments, sublethal glutamate receptor activation resulted in spine
loss associated with focal dendritic swelling. Spines recovered
spontaneously within 2 hr after agonist removal. Synaptic connections
were preserved despite an overwhelming change in dendrite morphology.
Although spine loss in experimental models is often considered to
reflect long-term synaptic damage, this process may be rapidly
reversible under certain conditions.
Rapid recovery of dendritic spines after glutamate
receptor activation
Recovery of spine density has been observed over days to weeks in
injury models (Kolb and Gibb, 1993 ; Muller et al., 1993 ; Akulinin et
al., 1997 ). We were surprised to observe that spine loss and recovery
could occur over much shorter intervals. Rapid alterations in dendritic
spine morphology or numbers have been described in other settings such
as LTP (Engert and Bonhoeffer, 1999 ) and synaptic activation (Toni et
al., 1999 ) or after slice preparation from postnatal or adult rat brain
(Kirov et al., 1999 ). However, this is the first description of rapid
spine reformation, a process that was complete within 15-120 min after
spine loss. Spine turnover triggered by glutamate receptor activation
may occur under physiological conditions of intense synaptic activity or in acute excitotoxic brain injury.
We used complementary methods to demonstrate spine loss and recovery.
Protrusion density was assessed in neurons fixed after sublethal
treatment and post-labeled with DiI, and individual spines were
observed by high-resolution time-lapse microscopy in neurons expressing
YFP or labeled with DiI. These overlapping methods excluded potential
artifacts from phototoxicity, dye toxicity, or fluorophore
redistribution, and demonstrated widespread excitotoxic spine loss in
agreement with previous in vitro and in vivo
results. Baseline spine density and the time course of spine loss and
recovery were quantitatively similar with all techniques. Time-lapse
microscopy of labeled neurons allowed important additional
observations. First, protrusion density was stable, and turnover did
not occur under control conditions during a 2 hr observation period
(Figs. 5A, 6A, Control).
These results confirm that dendritic spines in cultured neurons are
stable after 12-14 d in vitro (Papa et al., 1995 ; Ziv and
Smith, 1996 ; Okabe et al., 1999 ). Although spine development was
largely complete at the time of study in these cultures, it is possible
that a propensity for rapid recovery may be unique to maturing neurons.
Second, time-lapse studies clearly demonstrated loss of spines in
identified dendritic segments (Figs. 3, 5B, 6), and allowed
experiments matching lost spines with synaptic terminals (Figs. 9, 10).
Finally, these studies allowed direct visualization of the location of
emerging spines in relation to their disappearance (Fig. 6).
Spines might emerge in new or previous locations, and these
possibilities have distinct implications for synaptic connectivity. We
occasionally observed elaboration of spine filopodia in new locations
on recovering dendrites after either NMDA or kainate application (Fig.
7). Emergence of dendritic filopodia has been observed to initiate
synapse formation in the developing nervous system (Ziv and Smith,
1996 ) and has been observed after high-frequency stimulation in
developing hippocampal slice cultures (Maletic-Savatic et al., 1999 ).
Emergence of new filopodia was not a frequent observation and did not
constitute the primary mechanism by which spine density recovered in
this model; rather most spines recovered at their original sites (Fig.
6).
The observed alterations in dendritic morphology raise the possibility
that presynaptic and postsynaptic elements might become structurally
separated. However, double-label time-lapse studies showed that
synaptically paired neurons remained in contact despite dendritic
swelling and spine loss (Fig. 9A-F), and
synapsin-immunoreactive puncta were observed in proximity to
postsynaptic dendrites even during acute spine loss (Fig.
9H,I). These results
parallel electron microscopic observations of Olney and colleagues in
excitotoxic or ischemic brain lesions in vivo (Olney, 1971 ;
Olney et al., 1979 ; Ikonomidou et al., 1989 ), which demonstrated intact
presynaptic terminals in opposition to markedly swollen postsynaptic
dendrites. Thus, spine loss need not reflect loss of synaptic contacts.
This may be an important consideration in studies of spine density in vivo.
Mechanisms of spine recovery
Most dendritic spines were lost at sites of varicosity formation.
Moreover, spine loss and recovery had kinetics similar to that of
varicosity formation and recovery (Figs. 2G,H,
4B), suggesting that spine loss may be the result of
engulfment by swollen dendritic membrane. Therefore, it is possible
that recovery may depend on cellular processes that drive restoration
of dendritic shape after excitotoxic varicosity formation, such as
volume regulatory pathways, calcium homeostasis, and cytoskeletal
rearrangement (Faddis et al., 1997 ; Hasbani et al., 1998 ; Korkotian and
Segal, 1999a ,b ; Segal et al., 2000 ).
Another intriguing possibility is that spine recovery involves factors
independent of varicosity resolution. Time-lapse images demonstrated
that spines recover through a dynamic process, whereby spines first
protrude and then reestablish their morphology (Fig. 6B). We hypothesized that actin polymerization would
be required for spine recovery. Actin is the major cytoskeletal element
of dendritic spines (Fifkova and Delay, 1982 ) and is critical for spine
motility (Crick, 1982 ; Fischer et al., 1998 ; Matus, 1999 ) and
receptor localization (Allison et al., 1998 ; Sattler et al., 2000 ).
However, pharmacological disruption of actin did not alter basal
protrusion density (Kim and Lisman, 1999 ) or prevent recovery after
glutamate receptor activation. Although NMDA receptor activity can be
reduced by actin depolymerization (Rosenmund and Westbrook, 1993 ),
latrunculin application did not decrease spine loss after NMDA
application in our experiments. Latrunculin-A fully disrupted actin
polymerization under our experimental conditions as evidenced by loss
of spine motility and phalloidin staining. Taken together, these
results suggest that actin is not required for reemergence of spines
after glutamate receptor activation.
Our observations in cultured cortical neurons (Park et al., 1996 ) agree
with reports of selective spine loss in hippocampal cultures after NMDA
application (Halpain et al., 1998 ). However, the results differ in
several respects. Compared with cortical cultures, hippocampal cultures
(Allison et al., 1998 ; Halpain et al., 1998 ) appear to have more actin
in dendritic spines, greater resistance of spine actin to
latrunculin-A, and an absence of varicosity formation during NMDA
exposure and spine loss. These differences, which we confirmed in
low-density hippocampal cultures (Allison et al., 1998 ) prepared by
A. M. Craig (our unpublished data), may be attributable to
differences in tissue source, culture preparation, presence of
astrocytes, or neuronal density. Spine loss associated with dendritic
varicosity formation is well described in brain slice and in
vivo models of excitotoxic and hypoxic-ischemic insults, and
therefore dissociated cortical neuronal cultures represent an
appropriate model system for the present studies.
Dendritic spines most often reappeared in their original locations. How
is this location information retained? Preservation of synaptic
contacts during spine loss might help guide the location of spine
recovery. Alternatively, important cytoskeletal components or
structural proteins of the spine might be preserved, even when the
spine membrane and spine cytosol are engulfed by the parent dendrite.
For example, the postsynaptic density protein, PSD-95, and the NMDA
receptor subunit, NR1, are not lost from postsynaptic spines in neurons
exposed to latrunculin-A or NMDA, respectively, despite disruption of
spine actin (Allison et al., 1998 ; Sattler et al., 2000 ). Preliminary
observations show that actin and the actin-associated protein, drebrin,
remain intact after NMDA-induced spine loss (our unpublished
data). Residual core spine proteins could impart a structural or
functional presence to guide spine reassembly after excitotoxic loss.
Significance of transient spine loss and recovery
Loss of dendritic spines has important consequences for neuronal
function. Spine loss correlates with behavioral impairment after
ischemia (Kolb and Gibb, 1993 ; Akulinin et al., 1997 ), perhaps by
interfering with synaptic transmission or altering synaptic connectivity. Additional structural changes in dendrite shape, including formation of focal varicosities and constrictions, may lead
to early dendritic transmission failure during hypoxia (Hori and
Carpenter, 1994 ). Our observations confirm that excitotoxic changes
occur primarily at the postsynaptic dendrite (Olney, 1971 ). However,
this does not exclude the possibility that hypoxic-ischemic injury
(Stepanov et al., 1998 ) and other acute insults may also injure
presynaptic terminals.
Resolution of neurological deficits after injury occurs through changes
in the structure, function, or connectivity of surviving neurons. Rapid
improvement after transmission failure may reflect restoration of ionic
properties of presynaptic or postsynaptic neurons (Krnjevic, 1999 );
longer-term recovery of neuronal circuits may involve axonal sprouting,
dendrite rearborization, or synaptogenesis (Kawamata et al., 1997 ;
Nudo, 1999 ). In experimental animals, behavioral improvement after
cortical or ischemic injury is associated with recovery of spine
density (Kolb and Gibb, 1993 ; Akulinin et al., 1997 ). Rapid structural
reconstitution of excitatory synapses is a possible substrate for
recovery of function between neurons destined to survive excitotoxic or
ischemic injury (Hasbani et al., 2000 ). This might occur in clinical
settings of transient ischemic attack, brief cardiac arrest, or
recovery from brain infarction in regions surrounding the ischemic
core. Restoration of established synapses may be a novel target for
therapeutic intervention to improve neurological function after acute
brain injury.
 |
FOOTNOTES |
Received Aug. 22, 2000; revised Jan. 16, 2001; accepted Jan. 21, 2001.
This work was supported by National Institutes of Health Grants NS32636
and NS40138. This work was performed during the tenure of an
Established Investigator Award from the American Heart Association. We
thank William D. Snider for assistance with transfection protocols and
Krzysztof L. Hyrc for performing calcium imaging. Kelvin A. Yamada, Ann
Marie Craig, and Steven M. Rothman provided helpful discussion and
review of this manuscript. We thank Olga Strots for expert technical assistance.
Correspondence should be addressed to Dr. Mark P. Goldberg, Department
of Neurology, Campus Box 8111, Washington University School of
Medicine, 660 S. Euclid Avenue, St. Louis, MO 63110. E-mail:
goldberg{at}neuro.wustl.edu.
 |
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