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The Journal of Neuroscience, April 15, 2001, 21(8):2759-2767
Patterns of Neural Circuit Activation and Behavior during
Dominance Hierarchy Formation in Freely Behaving Crayfish
Jens
Herberholz,
Fadi A.
Issa, and
Donald H.
Edwards
Department of Biology, Georgia State University, Atlanta, Georgia
30302-4010
 |
ABSTRACT |
Creation of a dominance hierarchy within a population of animals
typically involves a period of agonistic activity in which winning and
losing decide relative positions in the hierarchy. Among crayfish,
fighting between size-matched animals leads to an abrupt change of
behavior as the new subordinate retreats and escapes from the attacks
and approaches of the dominant (Issa et al., 1999
). We used high-speed
videography and electrical recordings of aquarium field potentials to
monitor the release of aggressive and defensive behavior, including the
activation of neural circuits for four different tail-flip behaviors.
We found that the sequence of tail-flip circuit excitation traced the
development of their dominance hierarchy. Offensive tail flipping,
attacks, and approaches by both animals were followed by a sharp rise
in the frequency of nongiant and medial giant escape tail flips and a
fall in the frequency of offensive tail flips of the new subordinate.
These changes suggest that sudden, coordinated changes in the
excitability of a set of neural circuits in one animal produce the
changes in behavior that mark its transition to subordinate status.
Key words:
crayfish; fighting; agonistic interaction; dominance
hierarchy; social behavior; field potential; escape; command neuron; tail flip; neural circuit activation
 |
INTRODUCTION |
Social dominance hierarchies are an
organizing mechanism for most animal societies (Wilson, 1975
) and are
readily observable because of the different patterns of behavior
displayed by animals of different social rank. Although the formation
of social hierarchies has been studied in many species, the neural
bases of the status-related differences in behavior are unknown, as are
the neural mechanisms for the usually sudden change in social behavior
that marks the initial formation of a hierarchical relationship.
Decapod crustaceans, especially lobsters and crayfish, provide a useful
model for the study of the neural mechanisms of hierarchy formation
(Kravitz, 1988
). Social dominance hierarchies form readily among
crayfish after a brief period of fighting (Bovbjerg, 1953
; Lowe, 1956
;
Figler et al., 1995
) and are stable over many days if the dominant
animal is the largest of the group (Pavey and Fielder, 1996
; Issa et
al., 1999
). Fighting between pairs of sized-matched crayfish and
lobsters is marked by an escalating series of behaviors leading to
grappling and wrestling with the heavy claws (Bruski and Dunham, 1987
;
Huber and Kravitz, 1995
; Krasne et al., 1997
). The fighting decreases
when one animal (the new subordinate) breaks off contact with its
opponent (the new dominant) by escaping or retreating (Issa et al.,
1999
).
The often sudden change in the behavior of one animal from fighting to
escaping marks the decision point at which the social hierarchy is
determined. The neural mechanisms in crayfish and lobsters that
underlie this decision are unknown but may involve changes in the
threshold of neural circuits that mediate discrete behavior patterns
displayed during agonistic interactions. Three well known circuits for
tail-flip escape are obvious candidates. The lateral giant (LG) and
medial giant (MG) circuits are each organized around a set of giant
interneurons that function as command neurons to trigger stereotyped
tail-flip escapes in response to massive phasic sensory stimulation of
the abdomen or cephalothorax, respectively (Edwards et al., 1999
). A
set of nongiant (NG) interneurons excites a variable form of tail-flip
escape either voluntarily, during swimming, or in response to more
gradual stimuli (Wine and Krasne, 1972
; Reichert and Wine, 1982
).
Changes in LG threshold can occur via the imposition or removal of
"tonic inhibition" or by application of the neuromodulator serotonin (Glanzman and Krasne, 1983
; Vu and Krasne, 1993
; Vu et al.,
1993
), which also promotes a dominant posture and aggressive behavior
in freely behaving crayfish (Livingstone et al., 1980
; Huber and
Delago, 1998
). The modulatory effects of serotonin on LG depend on the
social history and status of the animal; superfused serotonin enhances
LG excitability in social isolates, in new and experienced dominant
crayfish, and in new subordinate crayfish but reduces LG excitability
in experienced subordinates (Yeh et al., 1996
, 1997
). Fighting also
reduces LG excitability in experienced subordinates but produces only a
slight reduction of LG excitability in experienced dominants (Krasne et
al., 1997
).
It is not known whether tonic inhibition is removed or serotonin is
released in crayfish during fighting. If they are, the excitability of
the LG circuit (and perhaps that of the MG and NG circuits as well)
might be increased in isolates, in new dominants, and in new
subordinates as they fight to determine a dominance hierarchy. Here we
determine whether changes in the excitability of these circuits occur
by recording their patterns of activation in freely behaving pairs of
juvenile crayfish (Procambarus clarkii) as they interact to
form a dominance hierarchy. By tracking the occurrence of each
tail-flip behavior in two crayfish as one becomes dominant and the
other subordinate, we can gain insight into how shifts in the
thresholds of an ensemble of circuits can produce coherent new patterns
of social behavior.
We have recorded the activation of each escape circuit in freely
behaving juvenile crayfish by recording the tail-flip behavior and the
associated change in the electric field around the animal. Activation
of each tail-flip circuit creates a distinct electrical field potential
pattern in the water surrounding the animal (Fricke, 1984
, 1986
; Beall
et al., 1990
; Featherstone et al., 1991
) (L. Finley and D. Macmillan,
personal communication). We used the tail-flip behaviors and
corresponding field potentials to identify activation of each tail-flip
circuit in each member of a pair of freely behaving crayfish as they
fought to determine their relative social status. Field potential
recordings allow the natural activation of several neural circuits to
be monitored during agonistic interactions that might be altered by
leads from implanted electrodes. During the study, we identified a
fourth type of tail-flip behavior that occurs during agonistic
interactions between crayfish, and we describe it here for the first
time. This behavior, labeled "offensive" tail flipping (OT), plays
a prominent role in deciding relative social status.
 |
MATERIALS AND METHODS |
Sixteen juvenile crayfish (P. clarkii; 2.2-3.0 cm)
of both sexes that had been raised individually in isolation since
becoming free-swimming (>4 months) were used throughout this study.
Extracellular nerve and muscle potentials were recorded with a bipolar
pair of electrodes implanted on the abdominal ventral nerve cord. Wire leads from the ventral cord electrodes were fixed to the carapace by
superglue and connected to a differential amplifier (A-M Systems). Amplified (1000×) signals were displayed on an oscilloscope, digitized at 6.7 kHz, and recorded in a personal computer with Axoscope (Axon
Instruments). Field potentials from the aquarium bath were recorded
with a second pair of copper wire electrodes (1 mm outer diameter,
insulated except at the tips) placed at either end of the 9.5 cm
(length) by 1.5 cm (width) by 5.5 cm (height) aquarium (Fig.
1A). These potentials
were similarly amplified, displayed, and recorded. The recorded signals
from the implanted and bath electrodes were similar in amplitude in
part because the small aquarium size limited spread of the electric
field away from the animal. The aquarium was filled with deionized
water to a depth of 5.5 cm, and the bottom was covered with gravel to
facilitate walking. Sharp taps delivered by a handheld probe to the
abdomen evoked an escape tail flip mediated by the LG
interneurons, whereas taps delivered to the cephalothorax evoked a tail
flip triggered by the MG interneurons (Wine and Krasne, 1972
). Gentle
pushes of the probe on the carapace evoked tail flips triggered by NG circuitry (Fig. 1B). A pair of bipolar electrodes at
the tip of the probe established the time of contact with the animal by
the sharp change in impedance between the electrodes. The behavior of
the animal was recorded simultaneously with the field potentials by
high-speed videography (5 msec/frame; JC Labs, San Mateo, CA). A mirror
reflection of the oscilloscope traces in the top half of each video
frame was used to align the temporal sequence of digitized field
potentials with the behavior.

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Figure 1.
Experimental arrangement and the escape circuitry
of crayfish. A, Experimental setup. Neural and muscular
activity of one (control) or two (fighting) juvenile crayfish placed in
a small test aquarium was recorded with implanted and bath electrodes
or with bath electrodes alone. The reflected oscilloscope image of the
signals was recorded in the top half of a high-speed video that also
captured the tail-flip behavior of the animal(s) at 5 msec/frame.
B, Escape tail-flip circuitry of the crayfish. Primary
mechanosensory afferents on the abdomen (top row of
red circles) excite the LG neurons directly and through
an intervening layer of mechanosensory interneurons (second
row of red circles). The LG neurons in anterior
segments excite motor giant motor neurons in the anterior part of the
abdomen but not in the posterior part. The LGs also excite the
segmental giant interneurons (green circles) in
each segment, and the segmental giants then excite premotor
interneurons and the set of fast flexor motor neurons in the anterior abdominal segments.
These two sets of motor neurons excite fast flexor muscle in the
anterior abdomen. Their contraction produces a rapid flexion around the
thoracic-abdominal joint, which pitches the animal up and forward
(bottom right). The MG neurons (blue
circles) are excited by phasic visual and mechanosensory
input to the cephalothorax and produce a rearward tail flip
(blue; below left) by exciting motor
giant and fast flexor motor neurons in all the abdominal segments. The
NG neurons (box labeled non-G) are
excited by less phasic stimuli delivered anywhere on the body surface.
At much longer latency, they excite fast flexor motor neurons in
several segments to produce a pattern of abdominal flexion that will
carry the animal away from the stimulus source.
SG, segmental giant; MoG, motor giant
motor neurons; FF, fast flexor motor neurons. MoG and FF are
shown for abdominal segments 2-5 only. The asterisks refer
to the FF muscles in abdominal segments 2-5 that are excited by the LG
(red) and MG (blue) neurons. VCR,
videocassette recorder. Reprinted from Edwards et al. (1999) , with
permission from Elsevier Science.
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Video recordings were used alone to identify three behavior patterns
(attack, approach, and retreat) (Issa et al., 1999
), whereas field
potentials and video recordings were used to identify and distinguish
four different forms of tail flip (LG, MG, NG, and OT). NG tail flips
were further divided into those that initiate an escape (NG) and those
that constitute swimming (Swim) by occurring repetitively after an
initial LG, MG, or NG tail flip. Attacks were defined [according to
Issa et al. (1999)
] as sudden movements of one animal toward another
that led to physical contact and a response (one of the defined
behavior patterns or tail flips) by the other animal. Approaches were
defined as movements of one animal toward the other that failed
to lead to contact but did provoke a response by the other animal.
Retreats were locomotor movements of one animal away from the other in
response to an attack or approach. Escapes are LG, MG, or NG tail flips
that carry one animal rapidly away from the other, usually in response to an attack or approach. OTs are defined below. The animal that initiated most of the aggressive behaviors (attacks, approaches, or
OTs) during the 30 min period of interaction was identified as the
dominant, whereas the animal that initiated most of the defensive
behaviors (retreat or escape) was the subordinate (Issa et al.,
1999
).
 |
RESULTS |
Comparison of recordings from the aquarium electrodes and
implanted electrodes
Comparison of the amplified signals from the aquarium electrodes
and the implanted electrodes revealed very similar electrical potential
waveforms (Beall et al., 1990
) (Fig. 2).
In both the implanted and bath recordings, action potentials produced
in the LG and MG neurons were immediately followed (after 1.4 ± 0.1 msec, mean ± SD) by a much larger phasic potential that is
attributable to the synchronous excitation of the segmental motor giant
(MoG) motor neurons and the fast flexor (FF) muscle fibers they excite (Fig. 2A,B) (Wine and Krasne, 1982
). The phasic MoG
potential was followed by a series of lower-amplitude
oscillations that result from excitation of the FF muscle by the
nongiant FF motor neurons (Heitler and Edwards, 1998
). The NG tail-flip
potentials lacked both the giant neuron action potential and the MoG
potential but did display the lower-amplitude potential oscillations
indicative of FF motor neuron excitation (Fig. 2C).

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Figure 2.
Digitized recordings from the implanted
(top traces) and bath (bottom traces)
electrodes with simultaneously recorded video frames of
the tail-flip behavior of the animal. Each video frame
also displays the reflected oscilloscope trace of the
bath recording (at the top of each frame;
the frames are each left-right reversed so that
increasing time of the oscilloscope trace is from
left to right), the animal, and the
stimulus probe (white diagonal line). The
bracketed periods of each trace
correspond to the period of the frame displayed
below. A, MG tail-flip response caused by
a phasic probe stimulus to the front of the animal. The field potential
includes the MG giant spike potential (* and magnified in the
dashed box inset
to the left of
the trace), the large, phasic MoG potential, and the
lower-amplitude potentials produced by the FF motor neurons and FF
muscles. B, LG tail-flip response caused by a phasic
probe stimulus to the abdomen. As for MG, the LG field potential
includes the LG spike potential (* and magnified in the dashed
box inset), the MoG potential, and the FF motor neuron and FF
muscle responses. C, NG tail-flip response to a
nonphasic probe stimulus to the thorax. The field potential consists
only of FF motor neuron and FF muscle potentials. No giant spike
potential was recorded.
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|
To determine whether the field potentials recorded from unimplanted,
freely behaving animals were the same as those recorded from implanted
animals, potentials evoked during each of the three types of tail flip
were recorded five times in each of 16 unimplanted crayfish. There were
no qualitative differences between the field potentials recorded from
unimplanted animals and the corresponding potentials from implanted animals.
Each type of field potential in the unimplanted animals had a distinct
amplitude and duration. The mean peak-to-peak amplitude of the MoG
potential (3.4 ± 1.2 mV, mean ± SD) evoked by an MG spike
was significantly greater (p < 0.05, Friedman
test of repeated measurements on ranks) than the MoG potential evoked
by LG (2.3 ± 0.8 mV) or the largest potential evoked by NG
(1.4 ± 0.7 mV). However, the duration of the MoG potential evoked
by LG (1.9 ± 0.4 msec, mean ± SD) was significantly longer
than that evoked by MG (1.4 ± 0.1 msec). The duration of the
largest biphasic NG potential (2.6 ± 0.5 msec) was significantly
longer than either of the MoG potentials (p < 0.01, Friedman test of repeated measurements on ranks). The mean
durations (± SD) of the entire LG- and MG-related field potentials
were similar (18.1 ± 1.8 and 15.0 ± 1.0 msec, respectively), and both were shorter than the entire NG field potential
(23.8 ± 2.4 msec). Although the mean values of each measurement
of the different potentials were significantly different, their ranges overlapped.
Categorization of tail flips during interactions
between crayfish
Categorization of a tail flip depends on the correlation between
the high-speed video recording of the tail flip and the simultaneously recorded field potential. The field potentials were evoked only by tail
flips, and animals were never seen to tail flip simultaneously, so that
attribution of the field potential to a tail-flipping animal is unambiguous.
NG tail flips can take any behavioral form, including those typical of
LG and MG tail flips, but they have a much longer response latency than
do LG or MG tail flips in response to an applied mechanical stimulus
(Wine and Krasne, 1972
). This measure was lacking in experiments in
which two crayfish interact, and so identification of NG tail flips
depended on the field potential. The NG field potential (Figs.
2C, 3A) lacked both
the initial MoG potential and the immediately preceding giant neuron
action potential that are characteristic of an MG or LG tail flip
(Figs. 2A,B, 3B) and so was readily
identified.

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Figure 3.
Recordings from the bath electrodes and tail-flip
behavior during fighting. A, NG tail-flip field
potential. The field potential lacks the giant spike potential and the
large MoG potential characteristic of a giant neuron response and
consists only of FF muscle potentials in response to the FF motor
neurons. B, MG circuit activation and tail-flip field
potential. The MG spike potential (*) and the large, biphasic MoG
potential can be seen, followed by the lower-amplitude response of the
FF muscle to the FF motor neurons. C, Offensive
tail-flip field potential (top) and behavior
(bottom). The signal is identified by its small
amplitude and extremely long signal duration and results from a
prolonged activation of the FF muscle by the FF motor neurons. No giant
spike potential is recorded. Bracketed periods of the
trace correspond in time with the sequence of
frames.
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Although both LG and MG tail flips produce an initial MoG field
potential, their tail-flip trajectories are readily distinguishable. Crayfish bend only the first three abdominal segments during LG tail
flips, but bend all abdominal segments during MG tail flips, and so
produce distinct trajectory angles for each type of giant tail flip
(Wine and Krasne, 1972
). These differences were apparent in the
high-speed video recordings of the animals, which allowed a precise
analysis of the movements of the animal during tail flipping. The
tail-flip angles were measured in the sagittal plane of the animal,
from the direction in which the animal faced, and 25 msec after the
first movement in each control experiment. Angles produced by LG
(98.9 ± 7.7°, mean ± SD) and MG (155.3 ± 7.6°) tail flips in the control experiments were significantly different from
each other (p < 0.01, Wilcoxon signed rank test
) and were similar to the angles produced by the MG and LG tail
flips reported previously (Wine and Krasne, 1972
). The differences were
maintained in giant-evoked tail flips produced during agonistic
encounters between crayfish (LG, 98 ± 0°; MG, 150.1 ± 12.2°) and helped us to identify MG and LG tail flips produced during
those encounters. The differences between the amplitudes and durations
of the MoG potentials evoked by the LG and MG circuits described above
provided additional criteria for distinguishing the tail flips produced by each circuit during agonistic encounters.
Field potentials and tail-flip behaviors during
agonistic interactions
After a 1 d period of rest, the 16 juvenile crayfish used in
the control experiments were paired for 30 min with another animal from
the group of the same size and opposite sex. The two animals began a
series of mutual agonistic encounters that soon resulted in one animal
escaping and retreating in response to the attacks and approaches of
the other.
The LG, MG, and NG tail flips that occurred during fighting were
readily recognizable. They and the accompanying voltage records (Fig.
3A,B) were indistinguishable from the corresponding records obtained previously from the same animals when isolated and from the
implanted animals (Fig. 2). The peak-to-peak amplitudes and durations
of the electrical field potentials were measured before and after
pairing. There were no differences in the measurements of each tail
flip between dominant and subordinate animals or within one animal
before and after pairing. NG tail flips occurred both as the initial
response to an attack (NG tail flips) and during swimming movements
that followed each of the three types of escape (Swim tail flips).
A fourth, previously undescribed form of tail flip (offensive) occurred
only when the tail-flipping animal had a secure grip on its opponent
(Fig. 3C). These OTs began with an abdominal extension followed by several (2.9 ± 1.4, mean ± SD) abdominal
flexions and reextensions. The duration of the entire offensive
potential (74.1 ± 5.3 msec) exceeded all other tail-flip
potentials and correlated with a longer-duration abdominal movement
(Fig. 3C). These characteristics make OTs readily
distinguishable from NGs and giant neuron-evoked tail flips. The
abdominal extensions were accompanied by a spread of the tailfan that
was maintained during the abdominal flexion, which occurred primarily
around the anterior abdominal segmental joints, while the posterior
segments remained extended. This configuration helped to throw the
animal up into the water column, above the opponent held in the grasp
of the tail-flipping animal.
Patterns of tail-flip circuit activation and behavior during
dominance hierarchy formation
The relative dominant and subordinate status of each pair was
determined from counts of the numbers of attacks, approaches, escapes,
and retreats that occurred throughout the interaction (Issa et al.,
1999
). The dominant animals were female in three of the eight pairs of
juvenile crayfish and male in the others. No differences related to sex
were observed in the behavior or recorded potentials.
Dominance hierarchy formation between two crayfish began with fighting
that differed in intensity and duration among eight pairs of animals,
from a pair of one-sided interactions with little fighting to a
prolonged, intense fight that lasted almost 4.5 min before it was
interrupted by the withdrawal of one animal. In six of eight pairs of
animals, initial bouts of fighting included attacks, approaches, and
OTs by both animals and few defensive behaviors such as retreats or
escapes (Fig. 4). OTs usually occurred in
alternating bouts, in which several tail flips made by one animal were
followed by a series of OTs by the other. The future dominant animal
always displayed the final bout of OTs before dominance status was
decided, and it displayed more OTs than did the future subordinate. The
status decision was apparent when a sudden change in the behavior of
one animal, the future subordinate, occurred. The aggressive behavior
of this animal, including attacks, approaches, and offensive tail
flips, ceased, and defensive behavior, including a series of escapes,
retreats, and swims, began (Fig. 4). The new dominant
animal maintained its aggressive behavior after the decision and
persisted with attacks and approaches. In three of the pairs the
initial fight was decisive and produced a sharp switch from offensive
to defensive behavior in one animal, while the other continued to
behave offensively. This is illustrated by the ethogram of Figure
4A, in which the different behavioral events are
displayed according to their time of occurrence (top) and
according to their order of occurrence (bottom). The
temporal display shows that for this pair, most of the activity
occurred within the first 10 min of interaction. The bottom display
shows that the decision of one animal to withdraw and cease offensive behavior was abrupt. The temporal display shows that the level of
agonistic activity by both animals declined over the remaining part of
the half hour. The ethograms of two other pairs of animals are similar
(data not shown): an abrupt change in the behavior of one animal
persists throughout the remainder of the 30 min interaction. In four
other pairs the initial decision was incomplete: having switched from
offensive to defensive behavior once, the new subordinate animal
reengaged the new dominant with brief bouts of offensive behavior. An
example is seen in Figure 4B, in which after an
initial decision after 5 min of interaction, the new subordinate
reengaged the new dominant with periodic approaches, offensive tail
flips, and attacks. These were isolated events in all the pairs and did
not change the balance of behavior between the animals.

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Figure 4.
Sequence of tail-flip circuits activated and
behavior patterns displayed by two of the eight pairs of animals during
the 30 min period of dominance hierarchy formation. Events are
presented according to their time of occurrence (top)
and in their order of occurrence (bottom).
X and O symbols mark the
behavior of the new dominant and subordinate animals, respectively. The
dashed vertical lines give the approximate time of the
dominance decision. OT, MG-evoked, NG-evoked, and Swim nongiant-evoked
tail flips are activated. A, A pair in which the
initial decision (dashed vertical line) was decisive.
B, A pair in which the new subordinate reengaged the new
dominant at intervals after the initial decision (dashed
vertical line).
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The changes in behavior over time can be seen in the plots of Figure
5, where the frequencies of each behavior
are expressed as the total number of occurrences in all animals in 5 min periods over the 30 min period of interaction. The period between
their introduction and the onset of vigorous fighting differed among the pairs. This onset was marked by the first tail flip, whether an
escape or an OT, which enabled the time series of responses from all
eight pairs to be compared by aligning them along the time axis with
the time of the first tail flip at time 0. Dominant and subordinate
animals made similar numbers of attacks, approaches, and retreats
during the period before that first tail flip (Fig. 5A). The
greatest aggressive activity occurred during the first 5 min after the
initial tail flip, when large numbers of attacks (45), approaches (20),
and offensive tail flips (85) by the dominant animal evoked
correspondingly high frequencies of retreats (21) and escape tail flips
of all types (210) by the subordinate, the vast majority of which were
NG and Swim tail flips (194). Dominant animals in all pairs produced
few retreats (2) or escape (LG, MG, or NG) tail flips (24) within the
first 5 min of vigorous interaction, whereas the subordinate produced
few attacks (7), approaches (1), or offensive tail flips (36) during
this period (Fig. 5). Both types of animals produced a small number of
MG tail flips, with the greater number being produced by the
subordinates (dominants, 11; subordinates, 16).

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Figure 5.
Patterns of offensive and defensive behavior
during 30 min of interaction between eight pairs of unacquainted
crayfish. Total numbers of events are shown for dominant
(top) and subordinate (bottom) animals in
all eight pairs in sequential 5 min periods. The first tail flip of
each pair marks the beginning of the first 5 min period (i.e., time 0)
for that pair; the sequence of periods of each pair is aligned with
that mark. A, Attacks, approaches, and retreats.
Before indicates behavioral events that occurred before
the first tail flip. B, Different types of tail-flip
behavior. The 5 min periods correspond to the similarly labeled periods
in A.
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Both dominants and subordinates performed many fewer offensive tail
flips (14 and 5, respectively) during the second 5 min period (Fig.
5B), after the decision had been made for most pairs. The
drop in OTs reflects the absence of fighting in which the animals
grapple each other. The dominant animals persisted in approaching (22)
and attacking (27) the subordinates, which responded by retreating (21)
and escaping (127). Only 5 of these escapes were of the more forceful
MG type, reflecting the reduced level of aggressiveness of the dominant animals.
The level of aggressiveness of the dominant animals fell almost
linearly to ~15% of its initial level after 30 min, as reflected in
the decline in the numbers of attacks and approaches (Fig. 5). An
increase in the number of attacks by the dominant animal in two pairs
occurred in the fourth 5 min period (15-20 min) and accounts for the
deviation from the downward trend in summed agonistic activity. The
dominant member of one of those pairs also produced the increase in the
number of OTs reported during that period (Fig. 5). The frequency of
retreats and NG escapes (including Swim) by the subordinate fell in
parallel with the decline in attacks and approaches by the dominant. MG
tail flips occurred primarily during the first period of intense
interaction, primarily in the subordinate animal. MG tail flips
continued at a low level in both animals throughout their interaction.
The only LG tail flip recorded in all pairs occurred when a dominant
animal struck a subordinate on the abdomen during the second 5 min period.
The differences in the behavior of dominant and subordinate animals are
made clear in Figure 6. Dominant animals
made more attacks than did subordinates (p < 0.01, Wilcoxon signed rank test) and more approaches
(p < 0.02), more OTs (p < 0.04), fewer retreats (p < 0.02), fewer NG
tail flips (p < 0.01), and fewer swim tail
flips (p < 0.01) than did subordinate animals. No
significant differences occurred in the number of MG tail flips made by
dominant and subordinate animals.

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Figure 6.
The average numbers of different agonistic
behavior patterns (± SD) performed by dominant and subordinate animals
in eight pairs during 30 min of interaction (**, significantly
different with p < 0.01; *, significantly
different with p < 0.05; Wilcoxon signed rank
test).
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DISCUSSION |
Field potential measurements and tail-flip circuit activation
Field potential measurements have provided a means for
distinguishing between giant neuron-evoked and NG-mediated tail flips in freely behaving crayfish (Beall et al., 1990
). Together with an
analysis of the form and trajectory of the tail-flip escape, this
technique has enabled us to distinguish clearly the separate activation
of three circuits, LG, MG, and NG, that govern tail-flip escape
behavior in P. clarkii. Another application of the technique with the Australian crayfish Cherax destructor has led to a
similar conclusion (Finley and Macmillan, personal
communication). The technique has enabled us to determine the
natural patterns of activation of these tail-flip circuits during
agonistic interactions between freely behaving animals that led to
formation of a social dominance hierarchy. It has also helped us to
identify a new tail-flipping behavior used offensively during agonistic interactions.
The use of field potential recordings to identify patterns of tail-flip
circuit activation takes advantage of the large size of the giant
fibers and the specific circuit arrangement via which they trigger a
tail flip. The large phasic potential that follows the LG or MG spike
(Fig. 2A,B) results from the almost synchronous excitation of the set of abdominal MoG motor neurons and the subsequent almost synchronous excitation of the segmental FF muscles that the MoGs
excite (Heitler and Darrig, 1986
; Beall et al., 1990
; Fraser and
Heitler, 1991
; Heitler and Fraser, 1993
; Heitler and Edwards, 1998
;
Edwards et al., 1999
). The MoG potential evoked by MG excitation is
larger than that produced by LG because MG excites MoG motor neurons
and FF muscles in all abdominal segments, whereas LG excites MoGs and
FF muscles only in the most rostral segments (Miller et al., 1985
;
Edwards et al., 1999
). In experiments with the Australian crayfish
C. destructor, the initial phasic potentials produced by LG
and MG circuits had opposite polarity (Finley and Macmillan,
personal communication). This was not the case with P. clarkii, perhaps because of differences between the animals or
between the experimental arrangements.
No large impulse appears during NG activation in either
Procambarus or Cherax (Finley and Macmillan,
personal communication) because the NG circuit makes no use of the MoG
motor neurons. Instead, the NG circuit excites a set of nongiant FF
motor neurons in each abdominal segment according to the needed pattern
of abdominal flexion. The FF motor neurons excite subsets of FF
muscles, and this pattern of muscle excitation accounts for the longer,
lower-amplitude field potentials recorded during an NG tail flip. The
similar pattern of low-amplitude field potentials that follows the
initial phasic MoG response when LG or MG is activated also results
from excitation of the FF motor neurons and their excitation of the FF
muscle. Whereas the MoG motor neurons are excited by en passant synapses made directly by the LG and MG axons (Furshpan and Potter, 1959
), the FF motor neurons are excited indirectly by LG and MG via a
disynaptic pathway that produces a delay in the response (Edwards et
al., 1999
). The subsequent patterns of FF muscle excitation account for
the prolonged field potential that follows each large MoG-related response.
Offensive tail flips may be a variant of the NG escape tail flip
but are more likely to be produced by a circuit that is distinct from
the three escape circuits. The hallmark of the OT is the slow abdominal
flexion performed as the animal grasps its opponent. The NG tail flip
is much faster but might conceivably be slowed if the animal were to
perform it while dragging a heavy load. The animal drags its opponent
during an OT, but the direction of the tail flip is initially upward
and perpendicular to the axis of the connection between the animals.
The perpendicular direction of the tail flip relative to the direction
of the inertial force of the load (i.e., the opponent) suggests that
the force developed by the abdominal flexion should initially be
primarily unaffected by the load of the opponent. As a result, one
would expect that the initial flexion of an NG tail flip would be rapid until the load slows it down. This is not what happens. An OT begins
with an extension that is immediately followed by a slow flexion that
throws the animal upward. This result suggests that the OT differs
categorically from the NG tail flip.
Sequences of behavior that lead to hierarchy formation
Previous studies have shown how the expression of agonistic
behaviors, including approaches, attacks, retreats, and escapes, changes over 2 weeks after the formation of a dominance hierarchy (Issa
et al., 1999
). An initial period of vigorous attacks and approaches by
the new dominant animal and retreats and escapes by the new
subordinates was followed by a significant reduction in agonistic
activity as each of the animals became used to their new status. Here
we have tracked the sequence of behavior displayed by two animals
during initial encounters that led to formation of a dominance
hierarchy and determined how the different patterns of tail-flip
behavior contribute to hierarchy formation.
Changes in the pattern of tail-flip circuit activation underlie part of
the behavioral change that occurs as one animal becomes dominant and
the other subordinate. These changes hinge on a decision point when the
prospective subordinate switches from offensive tail flipping and
fighting to initiating repeated MG and NG escapes. The change in
circuit activation appears to result from corresponding changes in the
thresholds for excitation of the different circuits (Krasne et al.,
1997
). Before the decision point, both animals made attacks and
approaches and performed offensive tail flips when grappling with the
opponent, although the prospective dominant was the more active. During
this time, both animals performed very few retreats or escapes. After
the decision point, the new dominant continued to behave aggressively,
whereas the subordinate switched from aggressive to defensive behavior.
The dominant maintained the frequency of attacks during the initial
period after the decision but performed fewer approaches and OTs. The
subordinate ceased offensive behavior and began performing repeated
tail-flip escapes, primarily those mediated by NG circuits but also
those mediated by MG circuitry. The LG circuit was excited only once,
by a direct attack on the abdomen of the subordinate.
The use of tail-flip circuits during hierarchy formation
These experiments have changed our view of the three different
escape circuits and the ways in which the animal uses them. The LG and
MG have been seen as escape command neurons that trigger rapid,
reflexive escapes upward or backward in response to rearward or
frontward attacks, respectively (Wiersma, 1947
; Wine and Krasne, 1972
).
LG and MG tail flips require strong, phasic stimuli when the animal is
at rest (Wine and Krasne, 1982
), although the precise stimulus
threshold of an LG tail flip can be affected by descending inputs,
applied serotonin, reafference, and ongoing behaviors, including
fighting (Kennedy et al., 1980
; Glanzman and Krasne, 1983
; Beall et
al., 1990
; Krasne et al., 1990
, 1997
; Yeh et al., 1996
, 1997
). The NG
circuits were seen to trigger longer-latency tail flips in response to
more gradual stimuli, to control swimming movements after an initial
tail flip, and to trigger escape tail flips in long-term subordinates
(Krasne and Wine, 1984
).
The current experiments make clear that stimulus conditions necessary
for the MG and NG tail flips change significantly in new subordinate
animals, whereas the adequate stimulus for LG appears not to change.
Both the MG and NG circuits appear to become more excitable after
dominance has been decided. Many of these MG tail flips cannot be
readily attributed to any stimulus other than the nearby presence of
the dominant animal, suggesting that the MG threshold decreases
significantly during fighting and may even become "voluntary."
Subordinates performed 20 of the 29 voluntary tail flips seen in
all eight pairs of animals, and they performed more of them than did
dominants in six pairs, suggesting that the threshold for activating an
MG tail flip is lower in subordinates than in dominants. The greatest
change in apparent threshold was experienced by NG escape behavior,
which was a rare event before the status decision was made and quickly
became the predominant behavior of the subordinate animal afterward.
Previous studies suggested that serotonin may be released during
fighting between crayfish, where it promotes an aggressive posture,
reduces the motivation of a subordinate to retreat (Livingstone et al.,
1980
; Kravitz, 1988
; Huber and Delago, 1998
), and facilitates the
excitability of LG in new dominant and subordinate crayfish (Yeh et
al., 1996
, 1997
). Contrary to our expectation, however, the LG escape
circuit did not appear to become more excitable during a confrontation
and fighting between two isolate crayfish or between new dominant or
subordinate crayfish after the decision of relative social status.
Indeed, in the present experiments, LG-mediated escape occurred only
once, in response to the same sort of phasic abdominal stimulus that
triggers an LG escape in a quietly resting animal. However, the lack of
LG tail flips may be an artifact of the confined space of the small,
narrow aquarium used in these experiments, in which the animals
normally occupied positions facing each other. Informal observation of
crayfish in a larger aquarium suggests that the body orientation,
position, and behavior of crayfish are governed by the direction and
distance of possible threats, including larger dominant animals. LG
tail flips may occur more frequently during interactions in a larger, object-rich arena, in which potential threats are more numerous and the
direction of possible attack is less certain. A similar, context-sensitive change in LG threshold is seen in crayfish that acquire a small portable piece of food (the threshold drops) or a large
immovable piece of food (the threshold rises) (Bellman and Krasne,
1983
; Krasne and Lee, 1988
). Such changes in threshold may reflect the
imposition or removal of tonic inhibition, which has been shown to
produce momentary variation in the excitability of the LG neuron (Vu
and Krasne, 1993
; Vu et al., 1993
).
Offensive tail flipping has not been described previously but appears
to play an important role in dominance hierarchy formation between
size-matched crayfish. During initial fighting, crayfish appear to use
bouts of repeated OTs to drag their opponent and gain a position above
it. The alternation in bouts of OTs between two animals as they grapple
suggests that each is trying to demonstrate its size and strength to
the other. The slow rate of abdominal flexion relative to escape
movements is consistent with this suggestion in that OTs are not used
to injure or dismember an opponent. The future dominant displays more
OTs in each bout, more bouts, and the last bout before the status
decision. The decision often followed the last bout quickly, as the
subordinate displayed a series of NG tail flips that signaled its
defeat. We conclude that the OTs appear to provide a means for each
crayfish to assess its strength relative to its opponent and to reach a
status decision without suffering injury.
The neural mechanisms that account for the coordinated changes in
circuit thresholds associated with the change in status are unknown but
may include the tonic inhibitory mechanisms and serotonergic modulation
that have been found previously to affect the LG threshold (Vu and
Krasne, 1993
; Yeh et al., 1997
). These mechanisms must function in an
almost step-like manner across many circuits to affect the adaptive
change in behavioral state associated with a change in dominance status.
 |
FOOTNOTES |
Received Sept. 28, 2000; revised Dec. 22, 2000; accepted Jan. 4, 2001.
This work was supported by National Science Foundation Grant IBN 9726819.
J.H. and F.A.I. contributed equally to this work.
Correspondence should be addressed to Dr. Donald H. Edwards at the
above address. E-mail: biodhe{at}panther.gsu.edu.
 |
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