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The Journal of Neuroscience, January 1, 2002, 22(1):284-293
From Spectrum to Space: The Contribution of Level Difference Cues
to Spatial Receptive Fields in the Barn Owl Inferior Colliculus
David R.
Euston and
Terry T.
Takahashi
Institute of Neuroscience, University of Oregon, Eugene, Oregon
97403
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ABSTRACT |
Space-specific neurons in the owl's inferior colliculus have
spatial receptive fields (RFs) computed from interaural time (ITD) and
level (ILD) differences. Because of the shape of the owl's
head, these cues vary with frequency in a manner specific for each
location. We sought to determine the contribution of ILD to spatial
selectivity. We measured the normal spatial receptive fields of
space-specific neurons using virtual sound sources (i.e., noises
filtered to simulate external sound sources, presented using
headphones). The virtual-source filters were then altered so that ITD
was fixed while frequency-specific ILDs varied according to location in
the usual manner. The resulting "ILD-alone" RF typically revealed a
horizontal band of excitation that included the normal RF. Above and
below, the neurons were inhibited. Interestingly, the maxima of
ILD-alone RFs were generally outside the normal RF, suggesting that
space-specific neurons are not optimally tuned to the ILD spectrum
occurring at the normal RF location. Congruously, frequency-specific
ILD tuning, assessed with tones, better matched the ILDs at the peak of
the ILD-alone RF than those at the peak of the normal RF. The firing
evoked from the normal RF may thus reflect the balance of excitatory
and inhibitory inputs needed to appropriately restrict the receptive field.
Frequency-specific ILD tuning curves were combined with measured
head-filtering characteristics to predict responses to the frequency-specific ILDs at each location. The predicted ILD-alone RFs,
which are based on a simple sum of frequency-specific inputs, accounted
for 56% of the variance in our measured ILD-alone RFs.
Key words:
sound localization; binaural; spectral integration; interaural intensity difference; head-related transfer function; virtual auditory space
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INTRODUCTION |
The barn owl (Tyto alba)
is a nocturnal predator specialized for sound localization. Its
inferior colliculus (IC) contains auditory cells with tightly
restricted spatial receptive fields (RFs), topographically arranged
into a map (Knudsen and Konishi, 1978b ). Despite such specializations,
the owl uses the same binaural cues that humans and other mammals rely
on, namely, interaural time difference (ITD) and interaural level
difference (ILD). In both owls and mammals, the auditory periphery also
fractionates sounds into frequency bands. Consequently, the spatial
selectivity observed in the owl's IC depends crucially on the
integration of information across frequency (Wagner et al., 1987 ;
Brainard et al., 1992 ; Gold and Knudsen, 2000 ). Thus, the
space-specific neurons provide us with a model with which to uncover
general principles of binaural processing and frequency integration.
The filtering characteristics of the ears and face, called the
head-related transfer functions (HRTFs), generate a unique combination
of frequency-specific ILD and ITD values for each location in space
(Moiseff, 1989a ; Brainard et al., 1992 ; Keller et al., 1998 ). ITD
varies primarily with azimuth, and the ITD at any given location is
fairly constant across frequencies. In contrast, the spatial
distribution of ILD is highly frequency dependent. Below 4000 Hz, ILD
varies monotonically with azimuth, whereas at higher frequencies, it
varies in a complex manner with both elevation and azimuth. Spatial
selectivity is thus derived from a set of frequency-specific ILDs
(i.e., an ILD spectrum).
Whereas ITD processing has been well investigated, the contribution of
ILD spectra to the spatial selectivity of an IC neuron is less
well understood. Brainard et al. (1992) measured RFs using tones
emitted from a free-field speaker and, from the RF shapes, inferred the
contribution of ILD via modeling. Because they measured the RFs using
an external loudspeaker, the contribution of ILD could not be measured
independently of ITD. We isolated the contribution of ILD spectra to
the spatial RF of a cell by using virtual sound sources, i.e., external
sources simulated using headphones. Specifically, we held ITD constant
while measuring the response to ILD spectra from different locations.
In so doing, we were able to visualize the spatial RF a cell would have
were it tuned solely to ILD, referred to as an "ILD-alone" RF.
The ILD selectivity manifest in our measured ILD-alone RFs derives from
a frequency integration process (Brainard et al., 1992 ; Gold and
Knudsen, 2000 ), but exactly how frequencies are combined remains
unclear. We examined the hypothesis that the response of a
space-specific neuron to broadband ILD spectra can be predicted by a
linear sum of its responses to tones at different ILDs.
Frequency-specific ILD responses were measured at a constant ITD, and
the responses were combined linearly using the HRTFs to predict the
ILD-alone RF of the cell. The predicted RF was compared with the
ILD-alone RFs measured with noise.
We also examined the hypothesis that the frequency-specific ILD tuning
of a space-specific neuron should match the ILD values occurring at the
center its spatial RF (Knudsen, 1999 ). Although Gold and Knudsen (2000)
have argued recently that this is in fact the case for space-specific
neurons in the owl's optic tectum, the variance in their measurements
was large relative to the range of ILDs studied. Our measurements
allowed us to evaluate this prediction in more detail.
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MATERIALS AND METHODS |
Stimulus presentation in virtual auditory space
Stimuli were presented in virtual auditory space using a system
developed for the owl in our laboratory. Details of the measurement and
use of HRTFs required for this process have been given previously (Keller et al., 1998 ) and are only summarized below.
For each of the three owls used in this experiment, miniature
microphones were used to digitally record the waveform evoked in each
ear by an external speaker emitting broadband noise (sampling rate, 30 kHz). As described previously, HRTFs were computed from these
waveforms, bandpass filtered between 2000 and 11,000 Hz, and stored as
255-point finite impulse response filters (Keller et al., 1998 ). Each
HRTF filter was capable of reproducing the location-specific filtering
imposed on a sound by the ears and facial features. HRTFs were obtained
for 684 different locations covering the entire frontal hemifield,
spaced every 5° in azimuth and elevation using "double-polar"
coordinates (Knudsen, 1982 ). (In double-polar coordinates, azimuth
specifies the angular separation, from the owl's perspective, between
a given location and the median plane, whereas elevation specifies the
angular separation between a location and the horizontal plane passing
through the center of the owl's head.)
Each bird was tested using its own HRTFs. During electrophysiological
recording sessions, stimuli were presented via earphones (model ER-1,
Etymotic Research, Elk Grove Village, IL; model HB6 amplifier, Tucker
Davis Technologies, Gainsville, FL). To simulate a localized external
sound source, a signal was convolved with two binaural filters, one
that imposed the spectral profile appropriate for the specified
location and the other that compensated for the response
characteristics of the earphone-ear canal system. Using these filters,
we were able to duplicate the waveform that would have been induced at
the eardrum by an external sound source at a specified location. The
inverse filters used to compensate for the earphone-ear canal system
were also used when assessing neuronal responses to ILDs using pure
tones. This ensured that ILD values measured with tones and those
present in the broadband stimuli were directly comparable. Convolution
was handled by dedicated hardware (model AP2 array processor and model
PD1 Power DAC programmable digital signal processor/digital-to-analog
converter; Tucker Davis Technologies).
To isolate the contribution of ILD spectra to the spatial RF of a cell,
we first created a set of filters, called "ILD-alone filters," that
preserved the monaural amplitude spectra of each location but fixed the
ITD at the optimal value of a cell. ILD spectra were preserved by
virtue of the fact that both left and right monaural spectra remained
unchanged. The details of this process are as follows. Using the fast
Fourier transform, we first computed the amplitude and phase spectra of
the finite impulse response filters described above. The phase spectrum
from each ear was then replaced with a linear phase spectrum
corresponding to a fixed delay, so that the phase difference
between the left and right filters was zero at all frequencies. The
original amplitude spectra and the new phase spectra were then
transformed back into the time domain using an algorithm that minimized
the difference between the spectrum of the filter and the desired
spectrum (invfreqz function in the Matlab Signal Processing Toolbox,
version 5.2; MathWorks Inc., Natick, MA). The resulting ILD-alone
filters had an ITD of zero (i.e., the same delay for left and right
ears at all frequencies). We then convolved our zero-ITD filters with a
second pair of filters that created the ITD appropriate for the cell
under study. These ITD-shifting filters were made by taking a
discretely sampled unit impulse function, up-sampling it from 30 kHz to
1 MHz, shifting it by an integer number of samples, and then
down-sampling it to 30 kHz. (Shifting the 1 MHz filter by n
samples created a time shift of n microseconds.) A low-pass filter was used to avoid aliasing during resampling (see the resample function in the Matlab Signal Processing Toolbox, version 5.2; MathWorks Inc.).
The ILD-alone filters were also adjusted so that, at each location, the
average sound pressure level in the ears, or average binaural level
(ABL), was equivalent. This ensured that ILD selectivity could be
measured at peripheral locations (i.e., greater than ~70° away from
the center), at which ABLs are generally lower. To this end, the
ILD-alone filters were scaled so that the average of the left and right
peak amplitudes was identical for every spatial location. Although it
is possible to scale the root mean squared amplitudes, the use of peak
amplitudes ensured that the full range of the digital-to-analog
converters was used while preventing clipping of the signal. The range
of these adjustments was from 0 to 19 dB, with a mean of 9.5 dB. ABL
adjustments of this magnitude would not be expected to alter the ILD
selectivity of space-tuned cells. The ABL tolerance of ILD tuning
curves in the IC has not been documented; however, it is known that
spatial receptive fields, which depend on both ILD and ITD, do not
shift with ABL changes of 20 dB (Knudsen and Konishi, 1978a ).
Stimuli consisted of 100 msec bursts of tones or broadband noise with 5 msec onset and offset ramps. Broadband noises were generated by filling
a sequence buffer with randomly generated numbers uniformly distributed
between n and +n, in which n was a
magnitude value appropriate for our stimulus presentation hardware. Noises were bandpass filtered between 2 and 11 kHz before any other
filtering and deviated <1 dB from the mean amplitude across this
frequency range.
Neurophysiology
All procedures were approved by the Institutional Animal Care
and Use Committee of the University of Oregon.
Our data are based on single-cell recordings from the IC of three owls.
Techniques for neural recording were similar to those used previously
in our laboratory and reported previously (Takahashi and Keller,
1992 ), with the exception that the present results were obtained using
bilaterally implanted recording wells. The wells, made of stainless
steel, were cylindrical and had a 7 mm inner diameter. Wells were
implanted bilaterally over the owl's telencephalon under isoflurane
anesthesia (Iso-Flo; 0.75%, oxygen flow rate of 1.0 l/min; Abbott
Laboratories, North Chicago, IL) and held in place with dental cement.
Between recording sessions, the wells were filled with an antibiotic
ointment (Vedco Triple Antibiotic Ointment, containing neomycin,
polymixin-B, and bacitracin; Vedco Inc., St. Joseph, MO) and covered by
fitted delrin caps. During recording sessions, owls were sedated with
valium (1.25 mg/kg) and anesthetized with ketamine (2.5 mg/kg)
delivered intramuscularly approximately once every 4 hr.
Single cells in the IC were isolated using tungsten microelectrodes (12 M ; Fredrick Haer Co., Bowdoinham, ME). Action potentials were
recorded using the DataWave Technologies (Longmont, CO) Discovery data
acquisition package, which stored the time of occurrence of each spike,
as well as a 32-point representation of the waveform. The waveforms
were sorted off-line according to shape using a commercial software
product (Autocut; DataWave Technologies), allowing us to verify that
all data came from the same cell over the course of several tests, and,
in a few cases, allowing us to extract data from more than one cell at
a single recording site.
Space-specific neurons were selected based on the compactness of their
spatial RFs. To quantify compactness, we developed a metric which we
refer to as the "spatialization index:" for each measured RF, all
locations that elicited spike rates below spontaneous rate were set to
zero, and the entire set of responses was then scaled between zero and
one. We then determined the location that elicited maximum firing
(i.e., the RF peak). The spatialization index was defined as the sum of
the responses at each location times the angular separation of that
location from the peak. Angles were measured in double-polar
coordinates (see above), and responses were taken every 5° in azimuth
and elevation over the entire frontal hemifield. As illustrated in
Figure 1A, this
quantity was inversely correlated with the spatial specificity of a
cell and accorded well with more traditional metrics for selecting
space-specific neurons, including degree of ITD side-peak suppression
(Takahashi and Konishi, 1986 ) and width of the frequency tuning curve.
We included in our sample only cells whose spatialization index was <15, which gave us a total of 47 cells (Fig.
1B).

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Figure 1.
Spatialization indices used in screening cells.
A, Examples of normal RFs from three cells and their
associated spatialization index values (for definition, see Materials
and Methods). Scale bar indicates firing rate scaled between 0 and 1. The diamond-shaped plots represent loci in the frontal
hemisphere, from the owl's perspective, expressed in double-polar
coordinates (Knudsen, 1982 ). B, Distribution of
spatialization indices for all cells.
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The locations of recording sites were verified histologically, using an
electrode coated with DiI (Molecular Probes, Eugene, OR) to provide a
reference mark. The electrode was prepared by applying several coats of
a saturated solution of DiI dissolved in ethyl alcohol. Only a single
DiI penetration was made for each side of the brain, and all other
penetrations were determined relative to the reference mark.
Penetrations for recording sites were clustered in the external nucleus
of the IC (ICx) and on the boundary between the ICx and its medial
neighbor, the lateral shell of the central inferior collicular nucleus
(ICc-ls).
For every cell encountered, a series of three or four tests were run.
We first measured the normal and ILD-alone spatial RFs of the cell,
using evenly spaced (10° resolution in azimuth and elevation) virtual
stimuli presented from 360 locations in the frontal hemisphere. (For
the purposes of display, RFs were converted to 5° spacing using
linear interpolation.) The term "normal" is used to denote an RF
measured with ILD, ITD, and ABL varying as they do under free-field
conditions. This differentiates it from an ILD-alone RF, in which only
ILD varies.
ITD tuning curves were also measured, using a broadband noise. ITDs
typically covered the range of 240 to +240 µsec in 10 µsec steps.
Positive values indicate that the sound arrived first in the right ear.
The ITD that elicited the maximum response (i.e., the best ITD of the
cell) was used in all subsequent tests that required a fixed ITD.
Finally, we measured the response of a cell to pure tones presented at
all combinations of evenly spaced ILD and frequency values. Preliminary
screening was used to determine the range of frequency values to test.
The range of ILDs, on the other hand, was typically set to cover the
normal range occurring in the HRTFs: 30 to + 30 dB. Positive ILD
values mean that the stimulus was louder in the right ear than the
left. All ILD values were generated using programmable attenuators
(model PA4; Tucker Davis Technologies). ILD and frequency values were
typically spaced by 4 dB and 200 Hz, respectively. The response to
these stimuli, plotted as a function of ILD and frequency, is referred
to as an "ILD-frequency response surface".
For all tests, stimuli were presented in blocks, in which a block
contained one presentation of each condition. Within a block, the
conditions were tested in random order. Blocks were repeated 5-20
times, i.e., each stimulus condition was repeated 5-20 times over the
course of the test.
Tones and noises were presented at 15-20 dB above the average tone or
noise threshold of IC cells. Average tone and noise thresholds were
estimated via ABL response curves measured from IC cells, using either
tones (n = 34) or noises (n = 32). If a cell failed to respond well to our stimuli, the sound pressure level
was typically increased by 5 dB.
Data analyses
Prediction of ILD-alone receptive fields. The
ILD-frequency response surfaces, which demonstrate the tuning of a cell
for ILD at different frequencies, were transformed into the spatial domain by combining responses linearly according to the HRTFs. The
resulting "predicted ILD-alone RFs" could be compared directly with
the measured ILD-alone RFs that were obtained with broadband noise.
An overview of this process is presented here and is illustrated in
Figure 2. Additional details are
presented in the next paragraph. Figure 2A shows the
ILD spectrum from a particular location ( 30° azimuth, 50°
elevation; indicated by the arrow in Fig. 2C).
This ILD spectrum is superimposed on an ILD-frequency response surface
(Fig. 2B). If the ILD spectrum passes through regions
of high response, one might expect that the cell would respond strongly
to that particular ILD spectrum. If, on the other hand, the ILD
spectrum passes only through regions of low response, it is expected
that the cell will respond poorly to that spectrum. Therefore, to
predict the response at the location of interest, we summed the spike
counts elicited by each ILD-frequency combination that was traversed by
the ILD spectrum line and divided this sum by the frequency range over
which the responses were sampled (Fig. 2C). In other words,
the activity along an ILD spectrum line was averaged over the
frequencies tested. This process was repeated with the ILD
spectra of all loci. Because both ITD and ABL were held constant for
all ILD-frequency measurements, the sum of these responses must yield
the response to ILD spectra independent of ITD and ABL (i.e., it yields
the predicted ILD-alone RF).

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Figure 2.
Transformation of ILD-frequency
response surfaces into predicted ILD-alone receptive fields.
A, ILD spectrum for a single location ( 30° azimuth;
50° elevation). Negative ILDs are louder in the left ear
(L>R), whereas positive ILDs are louder in the right
ear (R>L). B, ILD spectrum in
A superimposed on the ILD-frequency response surface of
a cell. The scale bar indicates firing rate in spikes per 100 msec
stimulus, less the spontaneous rate. C, ILD-alone RF
predicted from the ILD-frequency response surface of a cell. The
arrow points to the location whose spectrum is shown in
A and B. The scale bar indicates the
averaged sum of pure-tone responses, as described in Materials and
Methods.
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Before summing, the data were conditioned as follows. ILD-frequency
surfaces were transformed so that the frequency axis values matched
those of the HRTFs (14.65 Hz spacing) and the ILD axis had spacing of
0.5 dB. Linear interpolation was used to generate the missing
spike-rate values. The HRTF-derived ILD spectra associated with each
location were also rounded to the nearest 0.5 dB. In addition, the
spontaneous rate of the cell was subtracted from the ILD-frequency
response surface, thus allowing for negative activity levels in both
the ILD-frequency response surface and the predicted ILD-alone RF. For
each location, these manipulations yielded an ILD spectrum that
corresponded to a string of values on the ILD-frequency response
surface. As described above (and in Fig. 2), the predicted response at
a particular location was the average of this string of values.
Although it is more consistent with known physiological mechanisms to
assume that a linear neuron sums rather than averages the contribution
of frequency-tuned inputs, we averaged the response across frequency
because the range of frequencies tested varied from cell to cell. For
example, a cell whose ILD-frequency surface was measured between 4000 and 8000 Hz would have a total of 273 values along the frequency axis
after interpolation, given the 14.6 Hz frequency spacing dictated by
the HRTFs (see above). A different cell might have been tested at
frequencies between 3000 and 10,000 Hz and would have 477 values along
the frequency axis. Averaging therefore ensured that the predicting
firing rates are comparable across cells.
One of the important controls in this experiment was that the same ILD
spectra were used to measure ILD-alone RFs and to transform pure-tone
tuning into a predicted ILD-alone RF. This eliminates the possibility
that errors in the measurement of the HRTFs could account for any
discrepancies between predicted and measured ILD-alone RFs.
The match between predicted and measured ILD-alone RFs was quantified
by a correlation analysis. It should be noted that this analysis is
insensitive to differences in overall responsiveness that may exist
between the neuron and a linear predictive model. For instance, if the
predicted responses were exactly twice as large as measured responses
at all locations, the correlation coefficient would still be 1. Therefore, this method is sensitive only to differences in the shapes
of the measured and predicted ILD-alone RFs.
ILD curves. Pure-tone ILD tuning curves amount to
cross-sections of ILD-frequency surfaces perpendicular to the frequency axis. We determined the best ILD for each such curve (i.e., the ILD
that elicited maximum response), using cubic splines to interpolate missing data. Our interpolated curves covered ILD values ranging from
30 to +30 dB in integer steps.
We estimated the variance in our identification of the best ILD by
transforming the variance in the neuronal responses to each ILD into
the variance in the location of the peak of the ILD tuning curve. For
each curve, we took the variance in the neural firing rate at each ILD
value as an estimate of the true neural noise. We simulated 2000 measurements of each ILD tuning curve, incorporating Gaussian random
noise with the aforementioned variance. Simulated responses below zero
were set to zero. We then estimated the best ILD for each of these
simulated curves. The variance of this distribution was taken to be the
variance in our estimate of the best ILD.
Pure-tone ILD tuning curves were compared against the ILD spectra
occurring at the peak of the normal and ILD-alone RFs. For this
analysis, the peak of a normal spatial RF was determined via a
response-weighted mean of those locations encircled by the half-height
contour line. For ILD-alone RFs, the peak location was taken to be the
location that elicited maximum response.
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RESULTS |
Measured ILD-alone receptive fields
For 34 of the 47 cells in our sample, we measured both normal
spatial RFs (i.e., with ITD, ABL, and ILD varying as they do with real
external sound sources) and ILD-alone RFs (i.e., with ITD and ABL held
fixed). The normal spatial RFs of six representative cells are shown in
column 1 of Figure 3. These
RFs, measured with noise sources in virtual auditory space, were
similar in shape and size to those observed using free-field stimuli
(Knudsen and Konishi, 1978a ), confirming the effectiveness of the
virtual space technique (Keller et al., 1998 ).

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Figure 3.
Contribution of ILD to spatial RFs. Rows
A-F show the data from six single cells. The
diamond-shaped plots represent loci in the frontal
hemisphere, from the owl's perspective, expressed in double-polar
coordinates (Knudsen, 1982 ). Firing rates are represented in
pseudocolor. Columns 1 and 2 show the
normal RF and the ILD-alone RF, respectively. Column 3
represents the ILD-alone RF predicted from the ILD-frequency response
surface of that cell (column 4). The white
loop on the diamond-shaped plots in
columns 2 and 3 depict the half-height
contour line surrounding the normal RF of each cell. The scale bars for
columns 1, 2, and 4
indicate firing rate, in spikes per 100 msec stimulus, less the
spontaneous rate. The scale bars for column 3 indicate
the averaged sum of pure-tone responses, as described in Materials and
Methods.
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ILD-alone RFs are provided for each of our six representative cells in
column 2 of Figure 3. Whereas normal spatial RFs were tightly restricted in both elevation and azimuth, ILD-alone RFs were
amorphous and typically showed islands of response separate from the
main excitatory region (Fig. 3F, column 2).
Compared with normal RFs, ILD-alone RFs showed much greater firing at
peripheral locations. This effect is attributable in part to ABL
equalization. Under free-field conditions, the frequency-specific ABL
at the eardrum falls off by as much as 40 dB as a stimulus of a
constant amplitude is moved from the region directly in front of the
bird toward the periphery (Keller et al., 1998 ). This contributes to the lack of firing seen at peripheral locations in normal spatial RFs,
which were measured with ABL varying as it does in the free field. In
ILD-alone tests, however, ABL was set everywhere equal, thus increasing
firing rates at the periphery.
The ILD-alone RFs consistently showed a prominent horizontal band of
activity that intersected the normal spatial RF. Based on the known
role of ITD in restricting RFs in azimuth (Moiseff and Konishi, 1981 ;
Gold and Knudsen, 2000 ), it can be inferred that "ITD-alone" RFs
(i.e., spatial RFs in which only ITD varies while ILD spectrum and ABL
remain fixed) would trace out a narrow, vertically oriented band of
locations. Like the ILD band, the ITD band would also intersect the
normal RF. The normal RF is thus located at the intersection of the
mainly vertical ITD band and the mainly horizontal ILD band.
Although ILD generally appears to restrict firing in elevation, in some
cases, it may also provide some degree of azimuthal restriction. For
example, the ILD-alone RF shown in Figure 3C clearly
shows that ILD limits firing for locations to the left of the normal RF.
The horizontal band seen in the ILD-alone RFs was usually flanked above
and/or below by regions of minimal response. In 28 of 34 cells that had
significant spontaneous firing rates, 24 had minimal responses
significantly below spontaneous rate (p < 0.05). This evidence of active inhibition is remarkable in light of the
fact that ITD was set to the preferred value of a cell at all
locations. Nonoptimal ILD spectra are thus sufficient to completely
inhibit a cell, even when that cell is driven at its best ITD.
For the majority of cells, the peak of the ILD-alone and normal RFs
were not the same (Fig. 3D). This effect cannot be accounted for by the fact that ABL was equalized in ILD-alone tests.
We estimated the reduction in firing that would have been seen in the
ILD-alone RF had ABL varied as it does in normal space tests. This
compensation was possible because we knew both the typical ABL response
curve of our cells and how much ABL needed to be reduced at
each location in the ILD-alone test. Even after this adjustment, the
separation between maxima of ILD-alone and normal spatial RFs differed
by as much as 53° (mean separation ± SD, 16 ± 12°).
ILD tuning characteristics of space-tuned IC cells
We measured the responses of our 47 space-specific IC cells to all
combinations of equally spaced ILD and frequency values, creating an
ILD-frequency response surface. A slice parallel to the ILD axis of
this surface is an ILD tuning curve at a single frequency. The
ILD-frequency response surfaces are shown in column 4 of
Figure 3.
We observed that ILD tuning curves for a single cell often changed with
frequency. Frequency-dependent ILD changes were sometimes dramatic. For
example, in Figure 3C, the best ILD changed from 20 dB at
8000 Hz to +10 dB at 7200 Hz. However, the changes were smaller in most
cells. In some cases, ILD tuning curves spaced apart by a mere 200-300
Hz showed clearly different best ILDs. For example, the cell in Figure
3A is tuned to +5 dB at 6700 Hz, +15 dB at 6900 Hz, and +20
dB at 7100 Hz.
In cells with spontaneous activity >20% of maximum firing rate, which
accounted for 42% of our sample, inhibitory zones were prominent in
the ILD-frequency response surfaces. As exemplified by the three cells
in Figure 3A-C, it was common to see inhibition on both
sides of the ridge defined by the best ILD at each frequency.
Mapping pure-tone ILD-response surfaces to ILD-alone RFs
We used ILD spectra derived from the HRTFs to transform pure-tone,
ILD-frequency response surfaces into predicted ILD-alone spatial RFs.
As detailed in Materials and Methods and Figure 2, the predicted
response to the ILD spectrum from a particular location was taken to be
the mean of the pure-tone responses to each of the frequency-specific
ILDs occurring in that spectrum. It should be emphasized that this
method of transforming pure-tone responses into ILD-alone RFs is based
on the assumption that the contributions of each frequency band are
independent and are combined linearly by the cell.
ILD-alone RFs predicted from pure-tone responses are shown in
column 3 of Figure 3. Comparison of columns 2 and
3 shows that the predicted ILD-alone RFs were similar in
overall shape to those measured directly, although, in some cases,
predicted ILD-alone RFs were noticeably misaligned relative to the
measured ILD-alone RFs. However, even in the worst cases of
misalignment, such as the one shown in Figure 3F, the same
general shape was recognizable. In many cases, RFs predicted from pure
tones captured idiosyncratic auxiliary zones seen in the measured RF.
In Figure 3C, for example, the predicted and measured
ILD-alone RFs share a zone of excitation at higher elevations. However,
in other cases, predicted ILD-alone RFs were much more extended (Fig.
3E).
The similarity between predicted and measured ILD-alone RFs was
quantified by a correlation analysis. In all cases,
R2 differed significantly from
zero (p < 0.01). As shown in Figure 4,
R2 values ranged from 0.20 to
0.83, with many cells having R2
values in the 0.7-0.8 range. The mean
R2 was 0.56, i.e., the linear
sum of pure-tone responses accounted for ~56% of the variance in the
measured ILD-alone responses.

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Figure 4.
Distribution of all
R2 values for predicting broadband
ILD-alone RF values from a linear sum of pure-tone responses.
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Figure 5 plots the normalized predicted
and measured responses for four of the cells shown in Figure 3. In some
cells, such as those shown in the bottom half of Figure 5,
we observed a downward bowing, which suggests that the predicted
responses often overestimated firing rates at intermediate values. The
effect is also apparent in plots of predicted ILD-alone RFs, which
often were less restricted than measured ILD-alone RFs (Fig. 3, compare
columns 2, 3). To quantify the degree of bowing,
we fit a curve of the form y = xn individually to the predicted versus
measured ILD-alone plot of each cell. For the group of cells whose
variance about this line was in the lower quartile (n = 9 cells), the mean coefficient, n, was 1.85. This
suggests that the normalized broadband response might be better
approximated by the square of the normalized pure-tone responses.

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Figure 5.
Normalized, measured ILD-alone firing rate plotted
against the normalized predicted ILD-alone firing rate for four cells.
The jagged black line shows the running average of the
distribution, and the broad gray line shows the
best-fitting curve of the form y = xn. The value of n
(exp) is shown at the top left of each
plot.
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Are neurons tuned to ILD values at the normal RF peak?
The ILD-frequency response surfaces allow us to determine the best
ILD of a cell at a given frequency. The set of all such preferred ILDs
defines a ridge along the ILD-frequency surface. We compared this ridge
with the ILD spectra occurring at the peak of the normal RF
and at the peak of the measured ILD-alone RF. Comparisons were made
only at frequencies at which the maximum firing rate of a given ILD
curve was at least 20% of the maximum firing rate of the entire
ILD-frequency surface and the SD in the estimate of the ILD peak (i.e.,
best ILD) was <10 dB (for details, see Materials and Methods).
Figure 6 shows, for six representative
cells, the ILD values occurring at the peaks of the ILD-alone and
normal RFs superimposed on the ILD-frequency response surface of that
cell. We begin by describing the comparison between the ILD spectrum
occurring at the peak of the normal RF (solid green lines)
with the best ILD values (filled circles). As is
apparent in Figure 6, A and B, the best ILD ridge
often followed the ILD spectrum from the peak of the normal RF
reasonably well below 7000 Hz, although there were noticeable
misalignments in some cells (Fig. 6C). At higher frequencies, the best ILD ridge often followed the general trend of the
peak-location ILD spectrum but not the details. For example, if the
peak-location ILD was right-louder, the ILD tuning of the cell also
favored right-louder ILDs. When the ILD tuning and the peak-location
ILD of a cell disagreed, the cell was usually tuned to larger absolute
values (Fig. 6E,F). For
example, in the cell shown in Figure 6F, the 7000 Hz
ILD at the peak location was +5 dB, whereas the preferred ILD of the
cell at that frequency was approximately +20 dB. When the peak-location
ILD was negative, the best ILD ridge was shifted toward more extreme
negative values. In a minority of cases (6 of 46), there was no
apparent relationship between the best ILD ridge and the peak-location
ILD values (Fig. 6D).

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Figure 6.
Correspondence between pure-tone ILD tuning curves
and ILD spectra. ILD-frequency response surfaces from six cells are
shown as colored surface plots. Scale bars indicate firing rate, scaled
between 0 and 1 for all cells. The peaks of the ILD tuning curves are
indicated by filled circles or open
squares, in which circles indicate estimates of
peak location with low variance and high overall firing, and
squares indicate less reliable estimates (for details,
see Results). The horizontal bars show the SD of
the location of the ILD peak. The solid green
line indicates the ILD spectrum occurring at the peak of the
normal RF, and the dashed red line traces the ILD
spectrum occurring at the peak of the ILD-alone RF.
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The differences between the frequency-specific best ILDs and the ILD
spectra from the peak of the normal RF were generally >5 dB. This
discrepancy is unlikely to be attributable to the use of virtual space
techniques. First, the same earphones and earphone-equalizing filters
were used to present both the spatial and nonspatial stimuli. Any
factor that shifted ILD values in the spatial ILD spectra would have
shifted pure-tone ILD values by the same amount. Second, the virtual
space technique is quite reliable. The largest source of errors arises
from the placement of the earphones on each experiment. In an
exploratory study, we measured the earphone-ear canal transfer
function for 20 repeated insertions of the earphones. The SD of these
measurements, averaged across all frequencies, was 1.2 dB. Therefore,
even if earphone-placement errors played a role in the mismatch between
neuronal tuning and acoustical cues, they could not account for it exclusively.
The patterns illustrated in Figure 6 were even more apparent in the
population data shown in Figure
7A. For frequencies between 5000 and 7000 Hz, the ILD tuning tended to correspond with the ILD
values at the peak of the normal RF, although there was a fair amount
of scatter in the data. At lower frequencies, the data are inconclusive
because the scatter in the data are large relative to the range of
peak-location ILDs. The failure of the pure-tone tuning to track ILD
spectra above 7000 Hz is also apparent. As shown in Table
1, the slopes of the regression lines in
both the 5000-7000 and 7000-9000 Hz ranges are slightly
greater than one, showing that the ILD tuning of a cell tended to be
more extreme than the peak-location ILD values. This trend is
especially apparent in the outlying data points in the 5000-7000 Hz
plot.

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Figure 7.
Best ILD plotted against peak-location ILD for all
cells. A, Pure-tone ILD tuning plotted against those
ILDs occurring at the peak of the normal RF. B,
Pure-tone ILD tuning plotted against those ILDs occurring at the peak
of the ILD-alone RF. In both A and B,
data have been broken down by frequency ranges as indicated by the
title of each plot. The black line shows the
best-fitting regression line. Regression coefficients are given in
Table 1.
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|
View this table:
[in this window]
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|
Table 1.
Results (broken down by frequency range) of a regression of
pure-tone best ILDs against acoustic ILDs occurring at the peak of the
normal and ILD-alone RFs (Fig. 7)
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|
As explained above, the peak of the measured ILD-alone RF was not
always the same as the peak of the normal RF. In other words, cells
were sometimes driven more strongly by the ILD spectrum from a location
other than their normal RF peak. In light of this finding, we compared
our pure-tone ILD tuning with the ILD spectra occurring at the peak of
the measured ILD-alone RF (Fig. 6, dashed red lines). As
exemplified by Figure 6, B and C, the ILD tuning of the cell often matched better with the ILD spectrum occurring at the
peak of the ILD-alone RF than it did with the spectrum from the peak of
the normal RF. As we found when comparing ILD tuning against the ILD
values from the peak of the normal RF, the ILD tuning and peak ILD
spectra corresponded below 7000 Hz and diverged at higher frequencies.
The population data show clearly that the ILD spectrum at the ILD-alone
RF peak was a better predictor of the best ILD of the cell than was the
spectrum from the normal RF peak. This can be seen by comparing the
5000-7000 Hz plots of Figure 7, A and B. This
difference is also apparent in the values of the Student's
t test statistic shown in Table 1.
 |
DISCUSSION |
Virtual auditory stimuli have been developed for a variety of
species, including humans (Wightman and Kistler, 1989a ,b ), monkeys (Spezio et al., 2000 ), cats (Poon and Brugge, 1993 ; Brugge et al.,
1994 ; Delgutte et al., 1995 , 1999 ; Rice et al., 1995 ; Nelken et al.,
1997 ; Reale and Brugge, 2000 ), guinea pigs (Hartung and Sterbing,
1997 ), and owls (Keller et al., 1998 ). Recently, this technique has
been used to dissociate the various auditory-localization cues and
thereby study their effects in isolation (Wightman and Kistler, 1997 ;
Delgutte et al., 1999 ; Egnor, 2000 ). Using virtual sources, we
separated the influence of ILD and ITD, the primary cues in the owl's
auditory system. Our measured ILD-alone RFs uncover the contribution of
ILD to the normal spatial RF of each IC cell and, when combined with
pure-tone ILD measurements, allowed us to assess the degree to which
the response of a cell to ILD at each frequency predicted its response
to naturalistic ILD spectra.
The contribution of ILD to spatial tuning
The ILD-alone RFs, measured with ITD fixed, had complex shapes,
often with multiple islands of response. However, they consistently had
a horizontal band of excitation that traversed the normal RF. Above
and/or below this horizontal band, we observed areas with no discharge,
which, in cells with an appreciable spontaneous rate, could be shown to
be inhibitory.
Because the ILD gradient at frequencies below 4000 Hz has a strong
horizontal component, these lower frequencies might allow a cell to
restrict its RF in azimuth. As a result, we might have found that
ILD-alone RFs were as restricted in elevation and azimuth as the normal
RFs are. Instead, our results indicate that restriction of the normal
RF requires both ILD and ITD.
The role of ITD as an azimuthal cue is well established (Moiseff and
Konishi, 1981 ; Moiseff, 1989a ; Olsen et al., 1989 ; Keller et al.,
1998 ), and it can be inferred that a cell tuned only to ITD would fire
solely along a narrow, vertically oriented strip of locations. The
primary role of ILD is thus to restrict an RF perpendicular to this
vertical strip. The normal RF center, then, is the location at which
both ILD and ITD cues are permissive (Pena and Konishi, 2001 ). Our
findings are completely consistent with previous research that has
shown that ILD plays a key role in the computation of elevation
(Moiseff, 1989a ,b ; Olsen et al., 1989 ).
One of the key hypotheses that we set out to examine held that a
space-specific neuron is tuned optimally to the ILD spectrum that
occurs at the peak of its normal RF (Knudsen, 1999 ). It follows that a
neuron would respond maximally to a stimulus filtered by this spectrum.
We frequently observed, however, that the peaks of the measured
ILD-alone and normal RF did not coincide, meaning that the cell could
be equally responsive, or in fact, more responsive to ILD spectra that
occur outside the normal RF. Because both the ILD-alone and normal RFs
were measured using the same set of HRTFs, this phenomenon is unlikely
to be an artifact of the use of virtual-space stimuli.
That the ILD tuning of a cell is actually optimal for a location other
than the normal RF peak is plausibly explained within a developmental
framework. It has been suggested that auditory spatial RFs in the IC
develop via a form of "supervised learning" wherein visual signals
guide the establishment of the inputs to the space map that are
appropriate for an auditory RF at a particular location (Knudsen and
Brainard, 1991 , 1995 ; Brainard and Knudsen, 1993 , 1995 , 1998 ; Knudsen,
1994 , 1999 ). These inputs are thought to arrive from the ICc-ls, in
which the neurons are selective for the ITD and ILD of a particular
frequency band (Wagner et al., 1987 ). Were the developmental process
based solely on the modification of excitatory connections, one would
expect the cell to establish connections with those ICc-ls neurons
tuned to the ILDs occurring at the peak of its normal RF. In fact, this
does appear to be the case for ITD (Takahashi and Konishi, 1986 ; Wagner et al., 1987 ; Gold and Knudsen, 2000 ). However, it is clear that inhibition plays a role in the formation of an RF (Fujita and Konishi,
1991 ; Mori, 1997 ) and that plasticity also affects inhibitory connections (Zheng and Knudsen, 1999 ). A cell may therefore form its RF
subject to two constraints: it must be excited by sounds occurring at
its future RF location and inhibited by sounds arising from other
locations, typically, above and below. These two constraints can
conflict when a segment of the ILD spectra at the normal RF peak
contains the same frequency-specific ILD values as another location in
which the firing of the cell is to be prevented. Under these
circumstances, a cell may develop connections such that the cell is
inhibited by some ILD values occurring at the normal RF peak.
Consequently, a location that does not contain these inhibitory ILD
values (i.e., the peak of the ILD-alone RF) may actually elicit a
stronger response than the normal RF peak. Under ordinary
circumstances, the response to the ILD spectrum occurring at the peak
of the ILD-alone RF would be suppressed by unfavorable ITD values and
is therefore of little functional consequence.
Correspondence between ILD tuning and spatial tuning
Whether an IC neuron fires more at the peak of the normal or
ILD-alone RF, the mechanisms of this selectivity have not been established definitively. It has been generally assumed that
space-specific neurons are tuned, on a frequency-by-frequency basis,
for the ILD values occurring at their optimal location (usually assumed to be the normal RF peak). Brainard et al. (1992) delineated the spatial RFs of cells in the owl's optic tectum using tones broadcast from an external speaker. These pure-tone RFs, although amorphous and
spatially ambiguous, tended to overlap at the normal RF of a cell. They
concluded that the cell must be excited by the frequency-specific ILD
and ITD values occurring at the center of its normal RF. These data,
however, reflect the influence of both ILD and ITD. The specific
contribution of ILD, although inferred by modeling, could not be
directly measured. A more recent study by Gold and Knudsen (2000) ,
which isolated ILD tuning using narrowband stimuli presented over
headphones, reported a correspondence between the frequency-specific ILD tuning and ILD values at the normal RF peak of a cell.
However, the range of deviations between ILD tuning and ILD cue values (approximately 8 to +13 dB) was almost as large as the range of best
ILDs encountered in their study (approximately 6 to +20 dB).
We therefore examined frequency-specific ILD tuning in greater detail.
We compared ILD tuning with the ILD values occurring at both the
ILD-alone and normal RFs peaks. Although the pure-tone ILD tuning of a
cell was coarsely related to the ILD values occurring at the normal RF
peak, the match was better for the ILD spectrum associated with the
ILD-alone RF peak.
Even when compared with the spectrum at the ILD-alone RF peak, however,
the pure-tone ILD tuning of a cell often deviated from the HRTF-derived
ILD values: best ILDs measured with noise tended to have larger
absolute values than those ILD values at the ILD-alone RF peak.
Interestingly, a similar trend is apparent in the data of Gold and
Knudsen (2000 , their Fig. 13), although the authors did not
address it. A possible explanation for these findings is considered below.
Frequency integration by space-specific neurons
To assess the nature of the frequency integration process
occurring in the IC, we compared the ILD-alone RF of a cell, charted using broadband stimuli, with the ILD-alone RF predicted from frequency-specific ILD tuning curves, measured with tones. By probing
with pure tones, we were, in essence, inferring the ILD tuning of each
frequency-specific input to the neuron. If the cell summed these
inputs, its responses to broadband ILD spectra (i.e., the ILD-alone
stimuli) should be completely predicted by summing its responses to
tones at various ILDs. This linear model, in fact, accounts for ~56%
of the variance in the measured ILD-alone RFs.
Why does the linear model fail to do better? A possibility is that
tones do not provide a complete picture of the inputs to a
space-specific neuron. Space-specific neurons often respond phasically
to tones, while their response to broadband stimuli is tonic and more
robust (Knudsen and Konishi, 1978a ). Space-specific neurons may
therefore prefer spectral energy to be spread over a wide band of
frequencies. If this were even partly true, narrowband stimuli might
not reveal the full frequency sensitivity of a cell.
Differences between tone and noise responses may also account,
indirectly, for the shift in ILD tuning curves to greater absolute values when measured with tones. The poor response of space-specific neurons to tones necessitated that the power spectral density of tones
be greater than that of noises. In our study, noises and tones were
played at approximately equal overall amplitude. However, because tones
have all of their spectral energy concentrated in a narrow band,
neurons in earlier processing stages, which are narrowly tuned to
frequency, might have been pushed near the limits of their dynamic
range by the tonal stimuli. Consequently, the processing of ILD might
have been affected. It is known that ILD response curves in the
nucleus ventralis laterale, pars posterior (VLVp), the first site of
binaural convergence in the ILD pathway, shift with increasing ABL
(Manley et al., 1988 ). Based on the generally accepted model that ILD
tuning in the ICc-ls is derived via bilateral inhibitory inputs from
the VLVp (Adolphs, 1993 ), these shifts are in the correct direction to
account for amplitude-sensitive shifts of best ILD that we observed
using tones and Gold and Knudsen (2000 , their Fig. 13) observed using
narrowband noises.
The limitations above are intrinsic to any study that uses narrowband
stimuli to probe the frequency-specific responses of broadband neurons.
Additional progress may require the development of techniques, akin to
reverse correlation (deBoer and Kuyper, 1968 ; Eggermont et al., 1983 ),
for inferring selectivity for frequency-specific binaural cues from
responses to broadband stimuli.
 |
FOOTNOTES |
Received May 29, 2001; revised Oct. 3, 2001; accepted Oct. 5, 2001.
This work was supported by the National Institutes of Health (National
Institute on Deafness and Other Communication Disorders Grant DC03925
and National Institute of General Medical Sciences Grant T32 GM07257),
the National Science Foundation (Grant LIS CMS9720334), and the James
S. McDonnell and Pew Memorial Trusts via a grant to the Center for the
Cognitive Neuroscience of Attention, University of Oregon. We thank
Drs. Kip Keller and Klaus Hartung for their assistance with virtual
auditory space techniques. Drs. Shawn Lockery, Richard Marrocco,
Michael Posner, and Michael Spezio provided helpful discussions.
Correspondence should be addressed to David R. Euston at
his present address: Arizona Research Laboratories Division of
Neural Systems, Memory and Aging, Life Sciences North Building, Room 384, University of Arizona, Tucson, AZ 85724-5115. E-mail:
euston{at}emailarizona.edu.
 |
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M. L. Spezio and T. T. Takahashi
Frequency-Specific Interaural Level Difference Tuning Predicts Spatial Response Patterns of Space-Specific Neurons in the Barn Owl Inferior Colliculus
J. Neurosci.,
June 1, 2003;
23(11):
4677 - 4688.
[Abstract]
[Full Text]
[PDF]
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