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The Journal of Neuroscience, June 15, 2002, 22(12):5210-5218
Dopamine Modulates Excitability of Spiny Neurons in the Avian
Basal Ganglia
Long
Ding2 and
David J.
Perkel1
1 Departments of Zoology and Otolaryngology, University
of Washington, Seattle, Washington 98195-6115, and
2 Department of Neuroscience, University of Pennsylvania,
Philadelphia, Pennsylvania 19104
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ABSTRACT |
The neural substrate of vocal learning in songbirds is an
accessible system for studying motor learning and motor control in
vertebrates. In the so-called song system, the anterior forebrain pathway (AFP), which is essential for song learning, resembles the
mammalian basal ganglia-thalamocortical loop in its macroscopic organization, neuronal intrinsic properties, and microcircuitry. Area
X, the first station in the AFP, and the surrounding lobus parolfactorius (LPO), are both parts of the avian basal ganglia. Like
their mammalian counterparts, they receive dense dopaminergic innervation from the midbrain, but the physiological functions of this
projection remain unclear. In this study, we investigated the effect of
dopamine (DA) on excitability of spiny neurons in area X and LPO. We
recorded from neurons in brain slices of adult zebra finches and
Bengalese finches, using whole-cell and perforated-patch recording techniques in current-clamp configuration. We found that DA
modulates excitability in spiny neurons; activation of D1- and D2-like
DA receptors enhances and reduces excitability, respectively. These
effects are similar to those observed in the mammalian neostriatum,
with the main difference being that D1-like DA receptor activation
enhances excitability in avian spiny neurons at hyperpolarized states.
Our findings also indicate that some spiny neurons express both
receptor types and suggest that receptor colocalization in the entire
population can account for the spectrum of DA actions. The diversity of
DA actions enables the DA system to fine-tune the dynamics of the song
system and allows flexible control over song learning and production.
Key words:
dopamine; basal ganglia; songbird; excitability; song
learning; neuromodulation
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INTRODUCTION |
With easily measurable, stereotyped
singing behaviors and discrete underlying neural components, the avian
song system is a good model for studies of motor learning in
vertebrates. In the song system (see Fig. 1A), the
anterior forebrain pathway (AFP) is essential for song learning but not
for song production (Bottjer et al., 1984 ; Sohrabji et al., 1990 ;
Scharff and Nottebohm, 1991 ; Brainard and Doupe, 2000 ). This pathway
begins with the projection from the premotor nucleus HVc (used
as the proper name) to area X, a part of the avian basal ganglia
specialized for song learning.
Comparative studies have shown striking similarities between avian and
mammalian basal ganglia in their topographic organization, synaptic
connectivity, cytoarchitecture, and neurochemistry (Vates and
Nottebohm, 1995 ; Bottjer and Johnson, 1997 ; Reiner et al., 1998 ; Luo et
al., 2001 ). In particular, spiny neurons in the avian basal ganglia
closely resemble the neostriatal medium spiny projection neurons in
mammals in their morphology and intrinsic properties (Farries and
Perkel, 2000 ). Both avian and mammalian basal ganglia receive dense
dopaminergic innervation from midbrain nuclei (Lewis et al., 1981 ;
Bottjer, 1993 ; Soha et al., 1996 ) and express D1- and D2-like dopamine
(DA) receptors (for review, see Missale et al., 1998 ; Durstewitz et
al., 1999 ).
In mammals, dopaminergic inputs to the basal ganglia are important for
motor control and learning (Graybiel et al., 1994 ; Schultz, 1998 ). In
non-songbirds, administration of dopaminergic compounds induces
stereotyped pecking, alteration in locomotor activities, sedation
(Nistico and Stephenson, 1979 ; Sanberg and Mark, 1983 ; Yanai et al.,
1995 ), and affects learning behaviors (McDougall et al., 1987 ). The
neural loci and cellular mechanisms of these effects are still unclear,
because there has been only one report (Matsushima et al., 2001 ) to our
knowledge on the physiological actions of DA in the avian basal
ganglia. Although the role of DA in song behavior is not known,
extensive behavioral, physiological, and anatomical studies on the song
system make it an attractive model for elucidating the role of DA in
motor learning and control in vertebrates.
In this study, we examined the effect of DA on intrinsic properties of
spiny neurons in area X and the lobus parolfactorius (LPO) in brain
slice preparations of zebra finch and Bengalese finch. As in mammals,
DA modulated the excitability of avian spiny neurons via activation of
both D1- and D2-like DA receptors. D1-like DA receptor activation
consistently increased excitability, and D2-like DA receptor activation
reduced excitability. The main effect of DA was inhibitory, as in the
mammalian neostriatum. Thus DA can affect information processing in the
avian basal ganglia and potentially modulate singing behavior in songbirds.
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MATERIALS AND METHODS |
Slice preparation. Thirty-seven adult male zebra
finches (Taeniopygia guttata) and four Bengalese finches
(Lonchura striata var. domestica) were obtained
from two suppliers. Birds were kept in groups of five or fewer on a
13:11 hr light/dark cycle. Slicing procedures were as described by
Farries and Perkel (2000) and were approved by the Institutional Animal
Care and Use Committees at the University of Pennsylvania and the
University of Washington. Briefly, birds were anesthetized using
isoflurane and decapitated. The brain was quickly removed and immersed
in ice-cold artificial CSF (ACSF) containing (in
mM): 119 NaCl, 2.5 KCl, 1.3 MgSO4, 2.5 CaCl2, 1 NaH2PO4, 16.2 NaHCO3, 11 D-glucose, and
10 HEPES, osmolarity 290-310 mOsm. Slices (300-350 µm thick) were
cut parasagittally or coronally with a vibrating microtome in ice-cold
ACSF and then transferred to a storage chamber containing ACSF heated
to 30-35°C. The storage chamber was allowed to cool to room
temperature after slicing was completed. In both the storage and
recording ACSF, HEPES was replaced with equiosmolar
NaHCO3. All solutions were bubbled with a 95%
O2 and 5% CO2 mixture.
Electrophysiological recording. Recordings started >30 min
after slices were collected in the storage chamber. For recording, a
slice was submerged in a small chamber perfused (flow rate, 2-3
ml/min) with HEPES-free ACSF at 22-28°C. When
trans-illuminated, area X is visually identifiable as a
dark region in the paleostriatal complex ventral to the lamina
medullaris dorsalis. Neurons in area X and in LPO around area X were
recorded using either the "blind" whole-cell technique
(Blanton et al., 1989 ) or the gramicidin-perforated-patch technique (Rhee et al., 1994 ). Glass pipettes were pulled to have a tip
of <2 µm in diameter (Micropipette Puller P-97, Sutters Instrument
Co., Novato, CA).
Whole-cell recordings. Pipettes were filled with internal
solutions containing (in mM): 120 K
methylsulfate, 10 HEPES, 2 EGTA, 8 NaCl, 2 ATP, 0.3 GTP, and 2 MgCl2, pH 7.25-7.35, osmolarity 265-300 mOsm.
In many cases, 0.5% neurobiotin or biocytin (Vector Laboratories,
Burlingame, CA) was also added to the pipette solution for histological
reconstruction of the cells recorded. The electrode resistance ranged
from 6 to 10 M . Signals were first amplified with an Axoclamp 2B
(Axon Instruments, Foster City, CA) and then low-pass filtered (3 kHz)
and further amplified with a Brownlee Model 410 amplifier (Brownlee
Precision, Santa Clara, CA). The filtered signals were digitized at 6 kHz with a National Instruments (Austin, TX) digitizing board and
stored in a PC using a custom data acquisition program written in
LabView (National Instruments) by M. A. Farries (University of
Pennsylvania) and D. J. Perkel. Drugs used in the
experiments included S( )-SKF-38393 hydrochloride, 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX) (Research Biochemicals, Natick, MA), atropine, picrotoxin, (R)(+)-SCH-23390
hydrochloride, ( )-quinpirole hydrochloride, and DA (Sigma, St. Louis,
MO), D( )-2-amino-5-phosphonopentanoic acid
(D-APV) and (S)-( )sulpiride
(Tocris, Ballwin, MO) and CGP35348 (generous gift from Novartis, Basel,
Switzerland). All drugs were bath applied.
Perforated-patch recordings. Gramicidin (Sigma) stock
solutions were made fresh in dimethylsulfoxide at a concentration of 0.1-0.2 mg/ml. The tip of the pipette was filled with internal solution containing (in mM): 134 K methylsulfate,
10 HEPES, 0.5 EGTA, 8 NaCl, and 2 MgCl2, pH
7.25-7.35, osmolarity 246-265 mOsm. The rest of the tip was filled
with the same internal solution supplemented with gramicidin stock
solutions to a final concentration of 0.1-0.2 µg/ml. The electrode
resistance ranged from 6 to 10 M . The same recording system was used
as for the whole-cell configuration. Once a gigaohm seal was
achieved, the recorded potential usually stabilized in 5-10 min,
whereas the series resistance stabilized at ~200 M in 20-40 min.
Experiments proceeded as in the whole-cell configuration after the
membrane potential and series resistance reached a steady level.
Experiment protocols and analysis. We monitored excitability
by counting the number of action potentials (APs) evoked by a suprathreshold current pulse injection. The intensity of the current pulse was predetermined for each experiment to ensure that the number
of spikes elicited was in the middle of its firing range before any
drug application. In some cases, we injected current pulses of several
intensity levels to sample the full firing range of a cell. The
duration of a current pulse was 0.5 sec. The interval between
consecutive pulses ranged from 5 to 45 sec and was regular throughout
each experiment. We took the average number of spikes evoked by 10 current pulses (5 pulses if the interval was >30 sec) before
drug application as the measure of "pre-drug" excitability. We used the average number of spikes evoked by 10 pulses 6 min after
the onset of drug application (or 5 pulses around the end of drug
application if the interval was >30 sec), as the "during-drug" excitability. The percentage change in spikes was calculated
as (during-drug pre-drug)/pre-drug, in percentage.
The steady-state membrane voltage deflection in response to a 20 pA
hyperpolarizing pulse was used to monitor the resting input resistance
of a cell. In some cases, we calculated the ratio between responses to
80 and 20 pA hyperpolarizing pulses (ratio of inward rectification) to
sample possible changes in the inward rectifying conductance. We also
measured several electrophysiological parameters of the voltage
responses to depolarizing current pulses. The initial ramp slope in
response to a suprathreshold current pulse was measured as the slope of
the regression line of all sample points in a time window of 20-50
msec at 50-70 msec after the onset of each pulse before the occurrence
of the first action potential. The onset of an AP was defined as the
averaged times of the maxima of the second and third derivatives of a
waveform. The membrane potential at the onset of an AP was taken as the spike threshold. The voltage difference between the spike threshold and
the peak of an AP was measured as the spike amplitude. The voltage
difference between the spike threshold and the trough immediately after
an AP was measured as the amplitude of the afterhyperpolarization (AHP). The duration of an AHP was defined as its width at half-height of the trough. For each suprathreshold current pulse, the measurements from all APs evoked were averaged. The time difference between the
onset of the current pulse and the peak of the first AP elicited was
measured as the "latency to first spike."
Possibly because of a washout effect associated with whole-cell
recording, many cells showed a continuous decrease in evoked firing
before any drug application. Often their evoked firing was reduced
significantly within 5 min after the initial gigaohm seal was
broken. These cells were excluded from analysis. Also excluded were
cells with unstable membrane potential or input resistance before drug
applications. Statistical results were obtained using internal
functions in Prism 2.01/3.0 (GraphPad Software, San Diego, CA).
Histological procedures. In cases in which neurobiotin or
biocytin was added to the pipette solution, slices were fixed in paraformaldehyde (4% in PBS) overnight at 4°C and transferred to a
sucrose solution (30% sucrose in PBS) for cryoprotection. After at
least 10 hr of immersion in the sucrose solution at 4°C, slices were
sectioned to 50 µm thickness with a freezing microtome. Resectioned
slices were processed with an avidin-biotin horseradish peroxidase
complex kit, Vector ABC Elite Kit, followed by a reaction with the
Vector VIP peroxidase substrate kit (Vector Laboratories). Labeled
neurons were inspected with 40× and 100× objectives to verify that
they had the characteristic morphological features of spiny neurons as
described previously by Farries and Perkel (2000 ; 2002 ).
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RESULTS |
We recorded from spiny neurons in area X and the surrounding LPO
region in current-clamp configuration. Spiny neurons were identified by
their distinct intrinsic properties as described previously (Farries
and Perkel, 2000 ). The typical voltage response of a spiny neuron to
current injection is shown in Figure
1B. It demonstrates two
characteristic electrophysiological features: a slow ramping
depolarization before action potentials in response to a suprathreshold
current injection and a fast inward rectification revealed by
hyperpolarizing current injections. Some of the spiny neurons with
these features were also recovered histologically (n = 19). They all had small cell bodies and spiny dendrites. A montage of
photomicrograph images from the cell in Figure 1B is
shown in Figure 1C.

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Figure 1.
The song system and an example of a
spiny neuron in area X. A, A simplified diagram of the
oscine song system. The song system consists of three major pathways.
The nucleus interfacialis (NIf) provides the
auditory inputs to the song system. The motor pathway starts with
nucleus HVc (used as a proper name). HVc projects to the robust nucleus
of the archistriatum (RA), which innervates several
brainstem nuclei for control of respiration and vocalization. The AFP
starts with the projection from HVc to area X, a paleostriatal nucleus
surrounded by lobus parolfactorius (LPO). Area X
projects to the medial portion of the dorsolateral anterior thalamic
nucleus (DLM), which sends its output to the
lateral portion of the magnocellular nucleus of the anterior
neostriatum (lMAN), which projects to RA. The AFP
is essential for normal song learning but is not required for song
production in adults. Area X and LPO receive dense dopaminergic inputs
from the ventral area of Tsai (AVT). The
gray area represents the paleostriatal complex.
B, Voltage responses of a spiny neuron in area X to
current pulse injections. Current pulse intensities: +0.22, +0.15,
+0.12, 0.02, 0.04, 0.12, and 0.14 nA. C, A
montage of photomicrograph images of the neuron in B.
The images were taken at different focal planes and locations. They
were then aligned, using the soma and processes of the neuron as
landmarks, onto a uniformly gray background. The cell has spiny
dendrites and small soma (diameter ~10 µm). Scale bar, 20 µm.
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In songbirds, the spiny neurons in area X and LPO have
indistinguishable intrinsic properties (Farries and Perkel, 2002 ). Area
X and LPO both receive dense dopaminergic innervation from the ventral
area of Tsai (AVT) (Lewis et al., 1981 ). We observed that DA modulates
excitability of spiny neurons in both area X and LPO. Because there was
no statistically significant difference between area X and LPO spiny
neurons in their response to DA, we have combined data from both structures.
DA has complex actions on spiny neuron excitability
Bath application of DA had variable effects on excitability in
spiny neurons. In the majority of cells, DA reduced the number of
evoked spikes (Fig.
2A,B).
In this example, before DA application, each 0.5 sec current pulse
elicited an average of three spikes. In the presence of DA, the cell
did not spike during the same depolarizing stimulus. This decrease in
firing was reversible, and the recovery time depended on the duration
of DA application (compare the time courses of two sequential DA
applications in Fig. 2A). In some cells, DA
reversibly enhanced cell excitability (Fig.
2C,D). The distribution of the effects of DA on
excitability of spiny neurons is shown in Figure 2E
(n = 15). The percentage change in the number of evoked
spikes varied widely, between 87.1 and +72% with a mean of 15.7%
and SD of 38.06%. There were no distinguishable clusters; the
distribution of percentage changes in firing seemed continuous, with a
bias toward negative values.

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Figure 2.
DA had opposite effects on two spiny neurons.
A, DA (40 µM) reversibly reduced evoked
firing in a spiny neuron. DA was applied twice sequentially. The number
of spikes in response to a current pulse (+0.14 nA) was plotted.
B1-3, Example traces from the
experiment shown in A. The numbers shown
in A indicate the timing of each example trace. Resting
membrane potential: 74 mV. C, DA (50 µM) increased evoked firing in a spiny neuron.
D1-3, Example traces from the
experiment shown in C. Resting membrane potential: 74
mV. E, Distribution of the effects of DA on excitability
in spiny neurons, shown as percentage change of evoked firing
(n = 15).
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To examine whether the effect of DA depends on the baseline evoked
firing activity, we monitored the cell response to current pulses at
three intensity levels, which evoked from 2 to 10 spikes per pulse
(n = 9). In each cell, DA changed the firing activity in the same direction for all three current intensity levels, indicating that the opposite effects of DA do not depend on the baseline evoked firing activity.
Given the complexity in the response of spiny neurons to DA, we
hypothesized that the action of DA is the result of activation of
multiple DA receptor types. In non-songbirds, LPO shows intense labeling for D1- and D2-like DA receptors in autoradiography binding studies [pigeon, Richfield et al. (1987) ; Dietl and Palacios (1988) ; chick, Schnabel and Braun (1996) ; Stewart et al. (1996) ]. In
songbirds, LPO and area X both show expression of D1-like DA receptors
(Casto and Ball, 1994 ). The distribution of D2-like DA receptors in
area X has not been reported. In the mammalian basal ganglia,
activation of different receptor types by DA can trigger different
signal cascades, leading to multiple, sometimes opposing, effects on membrane properties or synaptic transmission (for review, see Nicola et
al., 2000 ). We thus examined the effects of activation of D1- and
D2-like DA receptors and whether these effects could account for the
spectrum of DA actions.
The D1-like DA receptor agonist SKF-38393 enhances excitability in
spiny neurons
Application of the D1-like DA receptor agonist SKF-38393
reversibly enhanced evoked firing in some spiny neurons (10 µM)
(Fig. 3). The percentage change in
evoked firing with SKF-38393 varied between 8.06 and +362%, with a
mean of +66.4% and SD of 96.5% (n = 14) (see Fig. 9).
SKF-38393 did not affect excitability in four cells (three in LPO, one
in area X), possibly reflecting the relatively lower density of D1-like
DA receptors in LPO than in area X (Casto and Ball, 1994 ). The
enhancing effect of SKF-38393 is voltage dependent (Fig.
4), with a larger increase in evoked firing observed in cells at more depolarized states.

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Figure 3.
The D1-like DA receptor agonist SKF-38393 (10 µM) reversibly enhanced excitability in a spiny neuron in
area X. A, The number of spikes evoked by suprathreshold
current pulses (+0.08 nA). B1-3,
Example traces from the experiment shown in A. The
numbers shown in A indicate the timing of each example
trace. Resting membrane potential: 74 mV.
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Figure 4.
Voltage dependence of the effect of SKF-38393
(n = 14). The percentage change in firing was
plotted as a function of the baseline membrane potential of each cell
measured before current pulses.
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To test whether the effect of SKF-38393 was D1-like receptor specific,
we applied the D1-like DA receptor antagonist SCH-23390 (10-20
µM) 2-4 min before and throughout SKF-38393 (10 µM) application. SCH-23390 had no effect of its own on
evoked firing, but blocked the SKF-38393-induced enhancement of evoked
firing (Fig.
5A,B). In the four neurons tested, the percentage change in evoked firing by
SKF-38393 in the presence of SCH-23390 ranged from 16.7 to +10%,
with a mean of 3.87% and SD of 11.5% (see Fig. 9).

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Figure 5.
The D1-like DA receptor antagonist
SCH-23390 blocked the excitatory effect of SKF-38393 and DA. All data
were collected from the same spiny neuron. A, SKF-38393
(10 µM) enhanced excitability. B,
SCH-23390 (20 µM) blocked the effect of SKF-38393 (10 µM). C, DA (50 µM) enhanced excitability.
D, In the presence of SCH-23390 (20 µM),
DA (50 µM) reduced evoked firing.
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To test whether activation of D1-like DA receptors can
account for the enhancing effect of DA, we applied DA and SKF-38393 sequentially in four neurons. In one cell, both SKF-38393 and DA
increased the number of evoked spikes (Fig.
5A,C), suggesting that DA enhanced
cell excitability via activation of D1-like DA receptors. Indeed, when
DA was subsequently applied in the presence of SCH-23390 (10 µM) in the same cell, it no longer increased spiking activity. Rather, by blocking activation of the D1-like DA
receptors, SCH-23390 unmasked a significant DA-induced reduction in
firing of more than 60% (Figs. 5D, 9), suggesting that
other DA receptors were present in this cell and that DA reduces
excitability via activation of non-D1-like DA receptors. The functional
existence of non-D1-like DA receptors was further supported by data
from the other three cells, two in area X and one in LPO, in which DA
decreased evoked spike activity whereas SKF-38393 increased cell
excitability or had no effect. Taken together, these results indicate
that activation of D1-like DA receptors can account for the enhancing
effect of DA; D1-like DA receptors and other DA receptors are present
in the same cells; and DA reduces excitability by activating
non-D1-like DA receptors.
The D2-like DA receptor agonist quinpirole reduces excitability in
spiny neurons
We next tested whether there are functional D2-like DA receptors
in area X and LPO, whether activation of these receptors decreases
spiking activity in spiny neurons, and if so, whether that could
account for the inhibitory effect of DA. We found that the D2-like DA
receptor agonist quinpirole (5-10 µM) markedly reduced
evoked firing in spiny neurons in area X and LPO (Fig. 6). Unlike the enhancement of
excitability by D1 DA receptor activation, the reduction in evoked
firing by quinpirole application is not voltage dependent (Fig.
7). In the 16 cells tested, the range of
the percentage change in evoked firing was from 95 to 14.6% with a
mean of 52.3% and SD of 26.0% (see Fig. 9).
This effect was antagonized by the
D2-like DA receptor antagonist sulpiride (10 µM) (Figs.
8, 9) (n = 4), suggesting
that the effect of quinpirole was D2-like DA receptor specific.

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Figure 6.
The D2-like DA receptor agonist quinpirole (10 µM) significantly reduced evoked firing in a spiny
neuron. A, The number of spikes evoked by suprathreshold
current pulses (+0.10 nA). B1-3,
Example traces from the experiment shown in A. The
numbers shown in A indicate the exact
timing of each example trace. Resting membrane potential: 83
mV.
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Figure 7.
The effect of quinpirole is not voltage dependent
(n = 16). The percentage change in firing is
plotted as a function of the baseline membrane potential of each cell
measured before current pulse injections. The data
points connected by a line are from the same
cell.
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Figure 8.
The D2-like DA receptor antagonist sulpiride (10 µM) blocked the effect of quinpirole (10 µM). A, the number of spikes evoked by
suprathreshold current pulse injections (+0.10 nA).
B1-3, Example traces from the
experiment shown in A. The numbers shown
in A indicate the timing of each example trace. Resting
membrane potential: 88 mV.
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Figure 9.
Distribution of the effects on cell excitability
of DA (n = 15) ( , cells obtained with
perforated-patch technique), SKF-38393 (n = 14),
quinpirole (n = 16) ( , cells obtained with
perforated-patch technique), DA in the presence of SCH-23390
(n = 2), DA in the presence of sulpiride
(n = 4), SKF-38393 in the presence of SCH-23390
(n = 4), and quinpirole in the presence of
sulpiride (n = 4). A horizontal line
indicates the median value for each distribution. Dashed
horizontal line indicates 0%. The distribution of the effect
of DA is identical to that shown in Figure 2E.
For statistical analysis, see Results.
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Moreover, sulpiride completely blocked the inhibitory effect of DA. In
the presence of sulpiride, DA failed to decrease evoked firing in all
four cells tested. Instead, it slightly enhanced spike activity in
these cells by +13.8% on average (example traces not shown; range,
4.8-25%; SD, 9.6%) (Fig. 9), suggesting that the inhibitory effect
of DA was mediated by activation of D2-like DA receptors.
The data from experiments using various combinations of dopaminergic
compounds are summarized in Figure 9. The effect of DA spans a wide
range, with a bias toward negative values, and appears unimodal,
without distinct clusters. In contrast, the D1-like DA receptor agonist
SKF-38393 and the D2-like DA receptor agonist quinpirole exert
significant and opposite effects on the excitability (Wilcoxon signed
rank test, two-tailed; p = 0.0012 between baseline and
SKF-38393 application; p = 0.0005 between baseline and
quinpirole application). Concurrent applications of SKF-38393 and
SCH-23390 or quinpirole with sulpiride resulted in excitability not
different from baseline (Wilcoxon signed rank test, two-tailed;
p = 0.75 for the SKF-38393-SCH-23390 combination;
p = 0.25 for the quinpirole-sulpiride combination),
consistent with the receptor specificity of the agonists. The effect of
DA in the presence of sulpiride was significantly different from the
effect of concurrent applications of quinpirole and sulpiride
(Mann-Whitney test, two-tailed; p = 0.0286), further supporting our hypothesis that DA actions on spiny neuron excitability are mediated by activation of both D1- and D2-like receptor types. Our
preliminary data from Bengalese finches suggest that these effects are
common in songbird species (n = 2 for SKF-38393
application, 25 and 21.9%; n = 1 for quinpirole
application, 33.3%; n = 1 for DA application,
17.2%). We also did not find any difference in their responses
to DA and quinpirole between cells obtained with whole-cell and
perforated-patch techniques, suggesting that the effects we observed
are present in intact neurons as well.
DA and its agonists modulate other intrinsic properties in spiny
neurons: possible mechanisms underlying their effect on
excitability
To test whether DA directly influences excitability in spiny
neurons in avian basal ganglia, we applied DA in the presence of a
mixture of the GABAA receptor antagonist
picrotoxin (150 µM), the GABAB
receptor antagonist CGP35348 (500 µM), the
AMPA/kainate glutamate receptor antagonist CNQX (10 µM), the NMDA glutamate receptor antagonist
D-APV (50 µM), and the muscarinic cholinergic receptor antagonist atropine (1 µM). DA reduced
excitability in three cells tested, and this effect is not
significantly different from that in the absence of the mixture of
blockers (Mann-Whitney test, two-tailed; p = 0.11),
suggesting that DA affects excitability via direct actions on the
intrinsic properties of spiny neurons.
As an initial attempt to elucidate the biophysical mechanisms
underlying the effects of DA and its agonists, we examined whether other changes occurred in the intrinsic properties of spiny neurons (Table 1). We found significant
(p < 0.05) changes in the initial ramp slope
and spike amplitude with applications of DA, SKF-38393, and quinpirole.
The relationship between the percentage change in evoked firing and the
change in initial ramp slope in response to quinpirole and SKF-38393
applications are shown in Figure 10, A and B, respectively. Application of quinpirole
also significantly prolongs the latency to the first spike, consistent
with a reduction in the slow ramp (Fig. 10C). To examine
further which properties underlie the effect of DA on excitability, the
percentage change in each of these properties was correlated with the
percentage change in evoked firing. This test revealed significant
correlations between the percentage change in firing and the percentage
change in initial ramp slope for DA, SKF-38393, and quinpirole
applications (Spearman nonparametric correlation test, two-tailed;
p = 0.0045, 0.0061, and 0.0002, respectively). Also,
the reduced firing induced by quinpirole was correlated with prolonged
delay to the first spike (two-tailed; p = 0.0002).
These results suggest that DA and its agonists may modulate the
conductance involved in the characteristic slow ramp of spiny
neurons.

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Figure 10.
The slope of the initial ramp is
modulated by quinpirole, SKF-38393, and TTX. A, The
percentage change in the slope of the initial ramp as a function of the
percentage change in evoked firing induced by quinpirole
(n = 15) (median value, 28.6%; the slope was not
measured in one cell held at 62 mV, which fired action potentials
with very short latency). Solid line, Linear regression,
r2 = 0.738; dotted
line, 95% confidence interval of the regression line.
Horizontal dashed line indicates 0%. Data
points in shaded box were obtained in the
presence of 1 µM TTX (n = 7; median
value 12.5%). B, The percentage change in the slope
of the initial ramp as a function of the percentage change in evoked
firing induced by SKF-38393 (n = 14; median value
3.3%). Solid line, Linear regression,
r2 = 0.531; dotted
line, 95% confidence interval of the regression line. Note:
the rightmost data point was included for all analyses except the
linear regression. Horizontal dashed line indicates 0%.
Data points in shaded box were obtained
in the presence of 1 µM TTX (n = 5;
median value 1.0%). C, Example traces from a
spiny neuron. The baseline voltage response (thin line)
had a steeper ramp before action potential and an earlier onset of the
first spike, compared with the response in the presence of quinpirole
(thick line). Membrane potential: 65 mV.
D, TTX reduced the slope of the ramp but did not block
the quinpirole-induced decrease. Example traces from another spiny
neuron. Quinpirole (10 µM) was applied in the presence of
1 µM TTX. Membrane potential: 88 mV. The control trace
(PRE) is shifted by 1.9 mV to facilitate comparison.
The TTX and QUIN traces shown are
averages of three traces each.
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The slow ramp depolarization is greatly reduced by tetrodotoxin (TTX)
application (Fig. 10D) (n = 12;
Wilcoxon signed rank test, two-tailed; p = 0.0005),
suggesting that persistent Na+ current
contributes to the ramp. In the presence of TTX, SKF-38393 did not
change the slope (Fig. 10B) (n = 5, Wilcoxon signed rank test, two-tailed; p = 0.4375),
whereas quinpirole further reduced the slope (Fig.
10A,D) (n = 7;
two-tailed; p = 0.0313). These results suggest that
D1-like DA receptor activation may enhance excitability by modulating
persistent Na+ conductance. Whether
quinpirole application affects persistent Na+ conductance remains unknown, but
clearly other pathways exist for its effect on the initial ramp
depolarization in avian spiny neurons.
 |
DISCUSSION |
Our main finding is that DA receptor activation changes
excitability in avian striatal spiny neurons. Activation of D1-like receptors enhances evoked firing in spiny neurons, whereas activation of D2-like receptors reduces it. Our data also indicate that some spiny
neurons express both receptor types and suggest that colocalization in
the entire population can account for the spectrum of DA actions (Fig.
11).

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Figure 11.
Proposed model to account for the spectrum of DA
actions on excitability in avian spiny neurons in area X and LPO. The
effect of DA on excitability in a given spiny neuron depends on its
relative expression of D1- and D2-like DA receptors. DA reduces evoked
firing in cells where D2-like DA receptors dominate and enhances firing
in cells where D1-like DA receptors dominate. DA has no apparent effect
in cells with no DA receptors at all (not shown) or in cells with equal
influence by the two receptor types.
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Interestingly, the effects of DA receptor activation that we observed
in avian striatal spiny neuron excitability are mostly similar to those
reported in mammals (Nicola et al., 2000 ). In both systems, D2-like DA
receptor activation decreases evoked firing in spiny neurons
(Hernandez-Lopez et al., 2000 ), whereas D1-like DA receptor activation
enhances excitability in a voltage-dependent manner (Hernandez-Lopez et
al., 1997 ). These similarities, combined with those in the dopaminergic
innervation pattern (for review, see Reiner et al., 1994 ) and the DA
receptor localization (for review, see Durstewitz et al., 1999 ) in the
avian and mammalian basal ganglia, suggest that the functions and
physiology of the DA system are mostly conserved in amniotes.
There are differences, however, between our findings and those reported
in the mammalian literature. The first difference is in the
above-mentioned voltage dependence: SKF-38393 reduces excitability in
rat spiny neurons at a hyperpolarized state (Calabresi et al., 1987 ;
Hernandez-Lopez et al., 1997 ); we did not observe such a reduction in
songbirds. The second difference is a lack of voltage dependence with
D2-like DA receptor activation in birds, in contrast to the prediction
in mammals, where voltage-dependent Ca2+
conductance is modulated (Hernandez-Lopez et al., 2000 ). Another difference is that although DA reduces excitability via activation of
D2-like DA receptors in birds, the similar inhibitory effect of DA is
mediated by D1-like DA receptor activation in rats (Calabresi et al.,
1987 ). In birds, activation of D1-like DA receptors mediates the
enhancing effect of DA, which is mimicked by application of a D1-like
DA receptor agonist and blocked by a D1-like DA receptor antagonist
(Fig. 5).
One potential explanation for these differences is that the receptor
specificity of the dopaminergic compounds used in this study is
compromised in birds. We deem this possibility unlikely. Previous
autoradiographic binding studies in the avian telencephalon with
[3H]SCH-23390,
[3H]spiperone,
[3H]CV205-502, and
[3H]spiroperidol (for review, see
Durstewitz et al., 1999 ) revealed DA receptor distributions in accord
with dopaminergic innervation patterns obtained with tyrosine
hydroxylase immunostaining (for review, see Reiner et al., 1994 ). There
is no significant difference between avian and mammalian brains in the
characteristics of DA receptor binding (Covelli et al., 1981 ; Casto and
Ball, 1994 ; Demchyshyn et al., 1995 ). In addition, the sequences of
avian D1- and D2-like DA receptors are highly homologous to those of their mammalian counterparts (Demchyshyn et al., 1995 ; Schnell et al.,
1999 ), with the least similar regions, revealed by the BLAST
sequence comparison program (Altschul et al., 1997 ), concentrated in
the intracellular domains of the D1-like DA receptors. These results
suggest that the extracellular domains of the DA receptors are mostly
conserved in amniotes. The functional differences of dopaminergic
compounds most likely reflect differences in the intracellular signal
cascades rather than different interactions between these compounds and
the extracellular domains of DA receptors.
Although we did not specifically investigate the ionic basis of the
effects of DA on spiny neurons, analysis of the voltage responses
helped tease out potential mechanisms. In the avian and mammalian basal
ganglia, spiny neurons show pronounced inward rectification mediated by
a rapidly activating and noninactivating potassium conductance
(Nisenbaum and Wilson, 1995 ; Farries and Perkel, 2002 ), which is
modulated by D2-like DA receptor activation in mammals (Greif et al.,
1995 ). The strong inward rectification could shape the voltage response
to depolarizing current injections and thus affect the firing
properties of spiny neurons. In addition to its possible role in
excitability, this conductance contributes to the resting membrane
potential and input resistance (Nisenbaum and Wilson, 1995 ; Farries and
Perkel, 2000 ). We found that input resistance, resting membrane
potential, and the ratio of inward rectification did not vary with cell
excitability, suggesting that the inwardly rectifying potassium
conductance is not involved in DA modulation of excitability. We also
found no change in the spike threshold or in the amplitude or duration
of fast AHPs, suggesting that DA and its agonists do not modulate the
conductance directly responsible for spike generation. There was a
reduction in the spike amplitude not associated with drug applications, most likely because of a rundown effect.
The most compelling candidate mechanism suggested by our analysis is
modulation of the conductances mediating the slow ramp before action
potentials in response to suprathreshold current injections (Fig.
10A-C). We found a strong correlation
between the change in the slope of the initial slow ramp and the change in evoked firing induced by applications of DA and its agonists. In
addition, when DA antagonists blocked the receptor-specific changes in
evoked firing, the slope values during drug application were not
significantly different from the baseline values (data not shown).
These results suggest that DA could alter the firing activity in spiny
neurons by modulating the currents underlying the slow ramp
depolarization. At least two types of current contribute to the slow
ramp depolarization in mammalian and avian spiny neurons: a persistent
noninactivating current, which is mediated possibly by both potassium
and sodium conductances, and a slowly inactivating, 4-AP-sensitive
A-type current, which is activated at depolarized membrane potentials
(more than 60 mV) (Calabresi et al., 1987 ; Nisenbaum and Wilson,
1995 ; Farries and Perkel, 2002 ). In mammals, DA reduces persistent
Na+ conductance (Cepeda et al., 1995 ). The
underlying DA receptor types are unclear. In songbirds, TTX blocks the
SKF-38393-induced increase in the slope of the ramp, suggesting that
D1-like DA receptor activation may enhance excitability by augmenting
persistent Na+ current. Whether an
increase in L-type Ca2+ conductance
contributes to the SKF-38393-induced enhancement in excitability,
similar to that described in mammals (Hernandez-Lopez et al., 1997 ),
awaits further investigation. D2-like DA receptor activation-induced
reduction in the slope is not blocked by TTX. This does not exclude a
possible involvement of the TTX-sensitive persistent
Na+ current but suggests that additional
effectors also exist, such as the A-type
K+, Ca2+, and
TTX-insensitive slow Na+ (Hoehn et al.,
1993 ) conductances. It is possible that D2-like DA receptor
activation modulates multiple conductances that operate at different
voltage ranges. Interactions among these currents may explain the lack
of apparent voltage dependence in quinpirole-induced decreases in excitability.
Because activation of different DA receptors results in different
effects on excitability, the effect of DA itself on a given spiny
neuron depends on specific subcellular localization of the DA
receptors. In mammalian basal ganglia, it remains controversial whether
DA receptors are segregated (Gerfen et al., 1990 ; Le Moine and Bloch,
1995 ) or colocalized (Surmeier et al., 1996 ; Aizman et al., 2000 ). Our
data indicate that there is considerable colocalization of D1- and
D2-like DA receptors in avian striatal spiny neurons. We showed that
the DA-induced changes in excitability distribute in a continuum,
instead of in two clusters. We observed that some cells have opposite
changes in excitability in response to applications of DA and D1-like
DA receptor agonist. In the cell with a D1-like DA receptor-mediated
enhancement in excitability, we were able to uncover the D2-like DA
receptor-mediated reduction by application of SCH-23390 (Fig. 5). These
results indicate that functional D1- and D2-like DA receptors are
coexpressed in at least some spiny neurons in the avian basal ganglia.
However, there is also segregation to some extent. We encountered cells
where DA reduced excitability and SKF-38393 had no effect
(n = 2), suggesting that these cells expressed
primarily D2-like DA receptors. We did not encounter cells that were
affected by SKF-38393 but not by quinpirole, but they could exist. The
distribution of the effects of DA, which is biased toward a reduction
in excitability, suggests that the D2-like DA receptors exert a
functional dominance in avian spiny neurons. This is consistent with
the previous report that D2-like DA receptor density exceeds that of
D1-like DA receptors in pigeon striatum, in contrast to the opposite
D1/D2 receptor ratios found in the mammalian neostriatum (Richfield et
al., 1987 ).
The differential expression patterns of DA receptors and the different
physiological effects of their activation enable DA to modulate, in a
complex manner, the output activity levels of the avian basal ganglia.
Our results indicate that DA is capable of influencing the activity
level in area X in adult songbirds by directly modulating cell
excitability. Whether DA also exerts any effects on synaptic
transmission in the avian basal ganglia is under investigation. A
recent study in quail chicks suggested that D1-like DA receptors might
be essential for plasticity in the avian basal ganglia (Matsushima et
al., 2001 ). Previous tyrosine hydroxylase staining studies demonstrated
that the level of catecholaminergic (most likely dopaminergic)
innervation changes during development in area X and LPO of zebra finch
(Soha et al., 1996 ). These functional and temporal properties of the
DAergic innervation in the avian basal ganglia and its established
importance in mammals suggest that the DA system exerts fine control
over complex avian behaviors such as song behavior. The naturally
learned, stereotyped, and easily monitored singing behaviors in
songbirds will likely help us gain insights into the role of DA in
motor control and learning in vertebrates in general.
 |
FOOTNOTES |
Received Dec. 19, 2001; revised March 18, 2002; accepted April 4, 2002.
This work was supported by grants to D.J.P. from National Institutes of
Health (NIH) (R01-MH56646) and the National Science Foundation
(IBN0196104) and by NIH/National Institute on Deafness and Other
Communication Disorders P30 Core Grant DC04661. D.J.P. is an affiliate
of the Virginia Merrill Bloedel Hearing Research Center. We thank
Michael Farries for valuable discussions and technical support. We
thank Michele Solis for valuable comments on this manuscript. We thank
the reviewers for their constructive suggestions.
Correspondence should be addressed to David J. Perkel, Departments of
Zoology and Otolaryngology, University of Washington, Box 356515, 1959 Northeast Pacific Street, Seattle, WA 98195-6115. E-mail:
perkel{at}u.washington.edu.
 |
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