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The Journal of Neuroscience, July 1, 2002, 22(13):5552-5562
Spontaneous Unitary Synaptic Activity in CA1 Pyramidal Neurons
during Early Postnatal Development: Constant Contribution of AMPA and
NMDA Receptors
Laurent
Groc,
Bengt
Gustafsson, and
Eric
Hanse
Institute of Physiology and Pharmacology, Department of Physiology,
Göteborg University, 405 30 Göteborg, Sweden
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ABSTRACT |
Maturation of the glutamatergic synapse is thought to require the
incorporation of AMPA receptors at pure NMDA synapses, also called
"silent" synapses. However, the relative number of silent synapses
at different developmental stages, and even the concept that silent
synapses lack AMPA receptors, is actively debated. In the present work,
spontaneous synaptic events were used to investigate the relative
contribution of synaptic AMPA and NMDA receptor-mediated transmission
in CA1 pyramidal cells during the early postnatal development.
Spontaneous postsynaptic currents, mediated by AMPA and NMDA receptors,
were recorded from visualized CA1 pyramidal neurons over the first
postnatal week. AMPA/NMDA ratio for frequency was close to one, and,
importantly, it was constant over the first postnatal week. These
findings suggest that the vast majority of nascent glutamatergic
synapses express both functional AMPA and NMDA receptors in the
neonatal hippocampus.
Key words:
AMPA receptor; NMDA receptor; neonate hippocampus; silent
synapse; development; spontaneous activity
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INTRODUCTION |
After the formation of synaptic
contacts, the maturation of glutamatergic synapses has been proposed to
be sequential in the sense that NMDA receptor-mediated signaling
develops before the AMPA receptor-mediated one. In support of this
notion, both electrophysiological (Durand et al., 1996 ; Liao and
Malinow, 1996 ; Hsia et al., 1998 ) and immunohistochemical (Liao et al.,
1999 ; Petralia et al., 1999 ; Takumi et al., 1999 ) studies in the
hippocampus have suggested that the majority of synapses in the
neonatal slice preparation are pure NMDA synapses. During the
first two postnatal weeks, the relative frequency of these "silent"
synapses decreases markedly (Durand et al., 1996 ; Liao and Malinow,
1996 ; Hsia et al., 1998 ), and these synapses can be converted to dual
NMDA and AMPA receptor-containing synapses in an activity-dependent
manner (Isaac et al., 1995 ; Liao et al., 1995 ; Durand et al., 1996 ).
Finally, the neonatal hippocampus exhibits an endogenous neural
activity potentially supporting such activity-dependent conversion (Ben
Ari et al., 1989 ; Garaschuk et al., 1998 ).
However, some studies have questioned this hypothesis. It has been
suggested that the existence of silent synapses is merely a consequence
of low recording temperatures, because of either an enhanced spillover
of glutamate from neighboring synapses (Asztely et al., 1997 ) or a very
low release probability (Gasparini et al., 2000 ). Moreover, other
immunohistochemical (Friedman et al., 2000 ) and electrophysiological
(Cottrell et al., 2000 ) studies have indicated that nascent hippocampal
glutamatergic synapses express both AMPA and NMDA receptors. Rather
than an incorporation of AMPA receptors, a change in the kinetics of
presynaptic exocytosis of glutamatergic vesicles was proposed as the
mechanism to explain the developmental decrease in silent synapses
(Choi et al., 2000 ; Renger et al., 2001 ). Finally, among the cells
exhibiting glutamate signaling at birth, the majority exhibited both
NMDA and AMPA EPSCs (Tyzio et al., 1999 ).
As indicated above, the existence and/or the proportion of silent
synapses in the developing synaptic network is actively debated.
Because previous electrophysiological studies have used evoked synaptic
responses, we decided to use a more representative, but still direct,
method of evaluating the relative contribution of AMPA and NMDA
receptor-mediated signaling by monitoring spontaneous synaptic
currents. With this method, we found that the frequency of AMPA
spontaneous EPSCs (sEPSCs)is almost the same as that of NMDA
sEPSCs. Importantly, this AMPA/NMDA frequency ratio did not change over
the first postnatal week. This result supports the hypothesis that
newly formed glutamatergic synapses express both AMPA and NMDA
receptors (Friedman et al., 2000 ; Renger et al., 2001 ).
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MATERIALS AND METHODS |
Slice preparation. Hippocampal slices were prepared
from postnatal day 1 (P1) to P8 Wistar rats. Rats were decapitated, and the brain was removed and placed in ice-cold solution composed of (in
mM): 124 NaCl, 3.0 KCl, 2 CaCl2, 6 MgCl2, 1.25 NaH2PO4, 26 NaHCO3, and 10 glucose. Transverse hippocampal
slices (300 µm) were cut using a vibrating tissue slicer (Campden
Instruments, Loughborough, UK), transferred to a holding
chamber, and stored at 28°C for at least 30 min. For recording,
slices were individually transferred to a recording chamber in which
they were perfused at 30-32°C. The extracellular solution contained
(in mM): 124 NaCl, 3.0 KCl, 4 CaCl2, 4 MgCl2, 1.25 NaH2PO4, 26 NaHCO3, and 10 glucose. GABAergic PSCs were
blocked by 10 µM bicuculline.
Patch-clamp recordings. CA1 pyramidal cells were visually
identified using infrared-differential interference
contrast videomicroscopy [Hamamatsu (Shizouka, Japan) and
Nikon (Tokyo, Japan)], and whole-cell patch-clamp recordings were
performed with an EPC-9 patch-clamp amplifier (Heka, Lambrecht,
Germany). The pipette solution contained (in mM):
120 Cs-gluconate, 20 tetraethylammonium-hydroxide, 2 NaCl, 5 QX-314, 4 Mg-ATP, 0.4 Na-GTP, 10 EGTA, and 10 HEPES (solution was
280-300 mOsm with a pH of 7.3, adjusted with gluconic acid). In
experiments in which evoked EPSCs were recorded (see below), 0.2 mM EGTA (instead of 10 mM)
was used. Patch pipettes (1.5 mm outer diameter, 0.86 mm inner
diameter; borosilicate; Clark Electrochemical Instruments, Pangbourne,
UK) were pulled using a horizontal puller (Sutter Instruments, Novato,
CA). They had a resistance of 3-6 M and were not polished or
coated. The liquid junction potential (8.4 mV) was not corrected. The
series resistance, which was continuously monitored during the
experiments using a 10 mV hyperpolarizing pulse, varied in different
cells between 6 and 20 M (n = 60). Recordings
included for analysis were collected during periods of stable series
resistance. Recordings with series resistance >20 M were discarded.
The leak current at the holding potential of 80 mV averaged 33 ± 5 pA (n = 60). Recordings with leak current more
than 80 pA were discarded. Responses were filtered at 2 kHz and
sampled at 10 kHz. The input resistance of the cells averaged 0.81 ± 0.05 G (n = 60). The capacitance of the cells
averaged 15.6 ± 0.8 pF (P1-P8; n = 60) and
showed a positive correlation with increasing age (r = 0.49; p < 0.001). When examined in a subset of the
cells (n = 16), the average AMPA sEPSC amplitude from a
given cell did not correlate with series resistance (r = 0.12; p > 0.05), cell capacitance (r = 0.1; p > 0.05), or sEPSC rise time
(r = 0.104; p > 0.05). The coefficient
of variation (CV) was calculated as follows:
(SDsEPSCs2 SDnoise2)0.5/mean
sEPSC amplitude.
Analysis of NMDA and AMPA sEPSCs. Spontaneous PSC analysis
was based on recordings of at least 60-120 sec duration at a given membrane potential. At the youngest ages (P1-P3), some cells were completely silent (no glutamatergic event detected) (Tyzio et al., 1999 ). These cells and cells with sEPSCs frequency lower than 0.05 Hz were not included for additional analysis (all together, 20 of 60 cells). Recordings were transferred into the Mini-Analysis Program
(version 5.1.4; Synaptosoft, Decatur, GA) and were checked in segments
of 1-4 sec. All events visually judged as EPSCs were manually
indicated for additional analysis in the Mini-Analysis Program. During
this selection, the settings of the Mini-Analysis Program were
set loosely: threshold amplitude, >3 pA; area threshold, >10 pA/msec
(50 pA/msec for NMDA); peak amplitude, <20 msec of PSC onset; and
average baseline before onset, >10 msec. Root mean square (rms)
noise at 80 mV (when AMPA sEPSCs were detected) was 1-3 pA and at
+40 mV (when NMDA sEPSCs were detected) was 1.5-5 pA. Recordings in
which the rms noise value was >5 pA were not analyzed (12 of 40 cells).
Recordings were made at 80 and +40 mV to separately detect AMPA and
NMDA sEPSCs, respectively. To have near-simultaneous detection of AMPA
and NMDA sEPSCs, all experiments, in which AMPA and NMDA sEPSCs were
compared, were done without any AMPA (or NMDA) receptor antagonists.
Because sEPSCs recorded at +40 mV may consist of both AMPA and NMDA
components, the relative contribution of AMPA to the peak amplitude of
the compound sEPSCs at +40 mV was estimated in two ways: first, from
extrapolation of AMPA sEPSCs from 80 mV recordings, because the AMPA
current-voltage relationship was linear (compare with Fig. 2); and
second, from AMPA sEPSCs recorded at +40 mV in the presence of the NMDA
receptor antagonist, D-2-amino-5-phosphonopentanoic acid
(D-AP-5) (75 µM). The AMPA component
was found to represent 14.1 ± 2% of the peak compound sEPSC
amplitude (5.4 msec after onset) recorded at +40 mV (4.2 ± 0.6 of
29.7 ± 2.5 pA; n = 23), indicating ~15%
overestimation of the NMDA sEPSC peak amplitude value if an AMPA
component is present. On the other hand, because the NMDA sEPSC has
decayed little from its peak when the AMPA sEPSC is fully decayed (see Fig. 3B), the presence or absence of an AMPA component will
have little consequence for the detectability of an NMDA sEPSC. The current-voltage relationship of NMDA sEPSCs was recorded with the
non-NMDA glutamate receptor antagonist
2,3-dioxo-6-nitro-1,2,3,4-tetrahydrobenzo-quinoxaline-7-sulfonamide (NBQX) (10 µM) in the bath. The
current-voltage relationship of AMPA sEPSCs was recorded with
D-AP-5 in the bath. Analysis was performed using
both Mini Analysis Program (version 5.1.4; Synaptosoft) and custom
software written in Igor Pro (WaveMetrics, Lake Oswego, OR).
Evoked unitary NMDA EPSCs. Minimal stimulation (Raastad,
1995 ; Stevens and Wang, 1995 ) (200 µS, 7-30 µA constant current) using a glass pipette filled with extracellular solution ( 0.5 M )
was used to evoke unitary NMDA EPSCs as described previously (Hanse and
Gustafsson, 2001 ). Briefly, short trains (10 impulses, 50 Hz, 5 sec
between trains), evoked at various stimulation intensities, were used
to identify a putative unitary synaptic input. During this procedure,
the cell was held at 80 mV, and the evoked AMPA EPSCs were used to
determine release probability (in response to the first stimulus in the
train) and the number of release events (successes) during the train
for that synaptic input. The holding potential was then switch to +40
mV, and NMDA (plus AMPA) EPSCs were evoked using the same train
stimulation (in some cases, also single volley stimulation). Release
probability and number of successes were found to be the same for AMPA
and NMDA EPSCs in these synapses, indicating that these synapses were
unitary "dual" ones and that AMPA and NMDA EPSCs were detected to
the same extent. The amplitude of evoked NMDA EPSCs was calculated, as
for sEPSCs, as the difference between the peak amplitude and the
average baseline value 5 msec preceding the stimulus. Amplitude of
failure sweeps was calculated in the same manner using the same time
points as for the EPSC peak amplitude measurements. Some NMDA
recordings were performed at +50 mV instead of at +40 mV. When the
pooled amplitude distribution (see Fig. 6A) was
constructed, NMDA EPSCs obtained at +50 mV were first scaled by to
match those obtained at +40 mV.
In another set of experiments, NMDA EPSCs from silent synapses were
recorded (n = 5). In these experiments, the cell was
held at +40 mV when establishing the minimal stimulation criteria for a
unitary synaptic input. If, when changing the holding potential to 80
mV, no AMPA EPSCs were observed at either low- or high-frequency, stimulation, the synapse was classified as silent (Hanse and
Gustafsson, 2001 ).
Drugs and statistical analysis. D-AP-5
and NBQX were purchased from Tocris Cookson (Bristol, UK). Bicuculline
and
6-chloro-3,4-dihydro-3-2H-1,2-4benzothiadiazine-7-sulfonide-1,1-dioxide (cyclothiazide) were purchased from Sigma (St. Louis, MO). QX-314 was
purchased from Alomone Labs (Jerusalem, Israel). Monte Carlo simulations to test for the effect of a limited sampling were performed
using custom software written in Igor Pro (WaveMetrics). Data are
expressed as mean ± SEM if not otherwise indicated. Statistical significance of difference between means were calculated with Student's t test. p < 0.05 was used as the
confidence level for all statistical tests.
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RESULTS |
Miniature and spontaneous AMPA EPSCs during early
postnatal development
In the neonatal hippocampus, the glutamatergic innervation of
pyramidal neurons is sparse (Tyzio et al., 1999 ), and the frequency of
miniature EPSCs (mEPSCs) (TTX-insensitive) is low (Hsia et al., 1998 ).
Previous studies have indicated that CA3 pyramidal neurons connect to
CA1 pyramidal neurons with a single release site in the neonatal period
(Hsia et al., 1998 ; Hanse and Gustafsson, 2001 ). This circumstance
would enable us to include also spontaneous action potential-evoked
release to increase the frequency of spontaneous quantal events. To
test this possibility in our conditions, we compared the amplitude of
AMPA sEPSCs in the absence and presence of TTX (500 nM)
(Hsia et al., 1998 ). Figure
1A exemplifies one such
experiment that shows recordings of AMPA sEPSCs in the absence and
presence of TTX. Although the frequency of AMPA sEPSCs was lower in the
presence of TTX, there was no change in their average amplitude (Fig.
1B). On average, during the first postnatal week, TTX
reduced the frequency of AMPA sEPSCs to approximately one-half (Fig.
1D) (n = 14), whereas it produced no
change in amplitude (Fig. 1C) (p > 0.05; n = 14). Importantly, and consistent with previous findings (Hsia et al., 1998 ), the amplitude ratio for AMPA
sEPSCs recorded in the absence and presence of TTX was close to one and
constant from P1 to P8 (Fig. 1E). This finding is
consistent with the view that CA3-CA1 connections consist of a single
release site during the early postnatal period (Hsia et al., 1998 ;
Hanse and Gustafsson, 2001 ), and it implies that action
potential-dependent sEPSCs may be used for the evaluation of quantal
glutamatergic transmission.

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Figure 1.
Comparison between spontaneous sEPSC
(TTX-sensitive) and mEPSC (TTX-insensitive) in CA1 pyramidal cells of
P1-P8 rats. A, Representative sweeps of sEPSCs
(Control, top trace) and mEPSCs
[TTX (0.5 µM), bottom
trace]. Note the decrease in frequency in the presence of TTX.
B, Average EPSC traces in control (thick
line; n = 52) and TTX (thin
line; n = 22). C, No
difference between the average amplitudes of sEPSCs and mEPSCs for
P1-P8 cells (p > 0.05;
n = 14). D, The fraction of mEPSCs
in the total population of spontaneous events represents ~50%.
E, Ratio for sEPSC over mEPSC amplitudes plotted versus
postnatal age. The dashed line indicates a ratio of 1. The smallest error bars are within the average
point symbol ( ).
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Detection of spontaneous AMPA and NMDA EPSCs
Our aim was to compare, in the same cell, the frequency of AMPA
and NMDA sEPSCs. We first attempted to record AMPA and NMDA responses
concomitantly by recording compound AMPA/NMDA sEPSCs at negative
holding potentials with reduced or nominally zero extracellular
Mg2+. Under these conditions, it was,
however, difficult to unambiguously discriminate the AMPA component
from the individual compound sEPSCs. To better distinguish the two
components, we then attempted to record AMPA and NMDA sEPSCs at
different holding potentials. To evaluate optimal recording conditions
for detection of these two different sEPSCs, we first recorded AMPA
sEPSCs (in the presence of 75 µM D-AP-5) and
NMDA sEPSCs (in the presence of 10 µM NBQX) at varying
holding potentials. NMDA and AMPA sEPSCs amplitude-voltage (I-V) relationships are shown in Figure
2, A and B,
respectively (n = 6 neurons per group). We then
constructed frequency-voltage (F-V) relationships
for NMDA and AMPA sEPSCs (Fig. 2C,D,
respectively). These relationships indicate that maximal NMDA sEPSC
frequency is detected at +40 to +60 mV, and maximal AMPA sEPSC
frequency is detected at 80 to 100 mV.

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Figure 2.
Current-voltage and frequency- voltage
relationships for NMDA and AMPA sEPSCs. A,
B, I-V relationship for
NMDA sEPSCs (A; in the presence of 10 µM NBQX) and AMPA sEPSCs (B; in the
presence of 75 µM D-AP-5). The amplitude is
normalized to that at +60 and 80 mV, respectively.
Curves represent pooled data (n = 6). Note the potential overestimation of sEPSC amplitudes for
holding potentials close to reversal. This is because of a low
signal-to-noise ratio at those potentials, leading to a selection of
the largest sEPSCs and, consequently, to an overestimation of averaged
amplitude. C, D, F-V
relationships for AMPA and NMDA sEPSCs. Curves represent
pooled data (n = 6). F-V
relationships of sEPSCs shows that an increased membrane polarization
(increased EPSC driving force) beyond +40 mV (NMDA) and beyond 80 mV
(AMPA) does not increase frequency detection. The
smallest error bars are within the average point
symbol ( ). Note that the detected frequency of AMPA sEPSCs is
not dependent on whether the holding potential is negative or positive,
because the F-V curve is symmetrical around the
reversal potential of the AMPA sEPSC. (Absolute slope for negative and
positive holding potentials are not significantly different:
10.8 ± 0.8 and 13.4 ± 0.6 normalized units/V,
respectively.) E, Average AMPA sEPSC traces in control
(thick line; n = 343) and in the
presence of cyclothiazide (100 µM; thin
line; n = 301). Note the increase in AMPA
sEPSC amplitude. F, In cyclothiazide, the AMPA sEPSC
frequency was not significantly different from control
(n = 4; p > 0.05).
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To test whether maximal AMPA sEPSC detection was obtained at 80 mV,
cyclothiazide (100 µM) was in some of the experiments (n = 4) added to the solution. Cyclothiazide
significantly increased the AMPA sEPSC amplitude (+202 ± 60% of
control; p < 0.05) and the decay time (+255 ± 72%) (Fig. 2E). Importantly, despite this twofold
increase in amplitude, the AMPA sEPSC frequency at 80 mV was not
significantly affected (Fig. 2F), substantiating that there is no underestimation of AMPA sEPSC frequency at this holding potential. Evidence substantiating a similar absence of underestimation of NMDA sEPSCs at +40 mV is described below (see Fig. 6).
As shown in Figure 2D, the AMPA sEPSC F-V
curve is approximately symmetrical around the reversal level (Fig.
2B), indicating that the actual frequency of AMPA
sEPSCs does not depend on whether the holding potential of the
postsynaptic cell is positive or negative (Kullmann, 1994 ; Liao et al.,
1995 ) (but see Niu et al., 1998 ).
Figure 3 exemplifies, from one cell,
recordings of NMDA and AMPA sEPSCs at +40 mV and at 80 mV,
respectively. Figure 3, A and B, shows individual
and average NMDA (top trace) and AMPA (bottom
trace) sEPSCs, respectively. The respective amplitude histograms
are shown in Figure 3, C and D. Average noise
levels (root mean square) in these recordings were 2.1 and 3.5 pA at 80 and +40 mV, respectively. The interevent intervals for these sEPSCs were calculated and plotted as a histogram (100 msec bin) (Fig.
3E,F). The adherence to an
exponential fit (r values for logarithmic plots between 0.82 and 0.93; n = 6) indicates that, in our conditions,
sEPSCs did not occur in clusters but randomly and independently of each
other (Hsia et al., 1998 ).

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Figure 3.
AMPA and NMDA sEPSCs in neonatal CA1 pyramidal
neurons. A, Sample sweeps illustrating NMDA sEPSCs
recorded at +40 mV (top trace) and AMPA sEPSCs recorded
at 80 mV (bottom trace). B, Average
NMDA (n = 175; top trace) and AMPA
(n = 218; bottom trace) sEPSCs from
events shown in A. C, D,
Representative amplitude histograms of NMDA (C; CV of
0.22) and AMPA (D; CV of 0.38) sEPSCs. Average
amplitudes for these recordings were 30.9 ± 1.2 and 17.5 ± 1.2 pA for NMDA and AMPA sEPSCs, respectively. Noise (root mean square)
was 3.5 and 2.1 pA, respectively. E, F,
Histogram of interevent intervals for NMDA (E)
and AMPA (F) sEPSCs (1 bin is equivalent to 100 msec). Both histograms were well fitted to a single exponential,
indicating that sEPSCs occurred randomly and independently.
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Developmental profile of spontaneous AMPA and NMDA EPSCs
Frequency
When examining sEPSCs from 1- to 8-d-old rats, the frequency of
these events varied among the cells from 0.05 to 2.5 Hz for AMPA sEPSCs
(n = 40) and from 0.05 to 2.6 Hz for the NMDA
ones (n = 28). On average, the frequency of
AMPA and NMDA sEPSCs was 0.90 ± 0.12 and 0.74 ± 0.13 Hz,
respectively. Thus, in this period, NMDA receptors appear not to
contribute significantly more than AMPA receptors to spontaneous
synaptic transmission.
When examined as a function of postnatal age, there was, on
average, a twofold to threefold increase in the frequency of both AMPA
(Fig. 4A)
(r = 0.40; p < 0.05; n = 40) and NMDA sEPSCs (Fig. 4B) (r = 0.49; p < 0.05; n = 28). This increase
in frequency may reflect an increase in the number of synapses per cell
rather than an increase in the frequency of action potentials, because a similar trend was evident also for mEPSCs (i.e., in the presence of
TTX). The developmental rates of increase of mEPSC and sEPSC frequencies were 0.09 ± 0.04 and 0.13 ± 0.05 Hz/d,
respectively. Importantly, the frequency of AMPA and NMDA sEPSCs,
starting from approximately the same value at P1, increased with much
the same slope (0.13 ± 0.05 and 0.13 ± 0.04 Hz/d,
respectively) (Fig. 4A,B), indicating that the relative contribution of these receptors to spontaneous glutamatergic transmission is constant throughout this
period. This is further illustrated in Figure 4C where the frequency ratio for AMPA and NMDA sEPSCs for each cell, in which both
these sEPSCs were recorded (n = 28), is plotted against
the postnatal age, showing a ratio close to one throughout the first postnatal week. When the frequency ratio was averaged for P1-P3 and
P6-P8, there was no significant difference between those two groups
(0.89 ± 0.1 and 0.83 ± 0.05, respectively;
p > 0.05) (Fig. 4C, inset).

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Figure 4.
AMPA and NMDA sEPSC frequencies during the first
postnatal week. A, Frequency of AMPA sEPSCs plotted
versus postnatal age. The dashed line represents a
linear regression (r = 0.40; p < 0.05; n = 40). Average value for each postnatal
day is represented by a horizontal line.
B, Frequency of spontaneous NMDA sEPSCs plotted versus
postnatal age (r = 0.49; p < 0.05; n = 28). Note that the n value
is smaller for NMDA than for AMPA. This is because an analysis at
depolarized potentials was not possible in some cells (see Materials
and Methods). C, AMPA/NMDA ratio for frequency plotted
versus postnatal age. No trend was noted over the first postnatal week
(r = 0.07; p > 0.05;
n = 28). Also, the average AMPA/NMDA ratios for
P1-P3 and P6-P8 rats were not statistically different
(inset; p > 0.05).
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A mismatch in frequency of AMPA and NMDA sEPSCs, attributable to
the presence of silent synapses, should be largest on the very first
postnatal days (Durand et al., 1996 ; Hsia et al., 1998 ). The total
numbers of AMPA and NMDA sEPSCs were thus compared for all the cells
from P1-P2 rats (n = 8), these numbers being 508 and
559, respectively (ratio = 0.9). To estimate the uncertainty of
this 0.9 ratio attributable to limited number of sampled sEPSCs, we
performed a Monte Carlo analysis based on the assumption that the real
probability of either an AMPA or NMDA sEPSC occurring was the same
(that is an average ratio of 1). The parameters were set such that a
simulated experiment should, on average, correspond to 550 events. One
hundred such simulated experiments gave an SD value of 0.04 (at
approximately the average ratio of 1.0). The SD value given by this
simulation then suggests that our experimentally obtained ratio of 0.9 is not consistent with a real value below 0.8. The present results
would then suggest that the proportion of silent synapses is small even
at the earliest postnatal days and that it changes little within the
first postnatal week.
It can be noted in Figure 4C that the frequency ratio varies
between cells as if AMPA transmission dominates in some and NMDA transmission in others. However, as indicated by varying the number of
events in the Monte Carlo simulation, most of this experimental variation seems to be explained by the limited number of sampled sEPSCs.
Quantal amplitude and variation of sEPSCs
The results above show a parallel increase in the frequency of
AMPA and NMDA sEPSCs over the first 8 postnatal days. Over this period,
there was also a parallel increase in the average amplitude of AMPA and
NMDA sEPSCs (Fig.
5A,B).
To control for variations between cells, the average amplitude of the
AMPA sEPSCs (in each cell) was normalized to that of the NMDA sEPSCs.
This amplitude ratio did not exhibit any significant developmental trend (r = 0.24; p > 0.05;
n = 28) (Fig. 5C). As shown in Figure 3,
C and D, there was (for any given cell) a
substantial variation in the amplitude of individual sEPSCs. The CV for
NMDA sEPSCs among the cells averaged 0.28 ± 0.03 (n = 28), a value that was significantly smaller than
the average CV for AMPA sEPSCs (0.48 ± 0.03; n = 40). This difference is consistent with the idea that a quanta of
glutamate more efficiently activates NMDA receptors than AMPA receptors
(McAllister and Stevens, 2000 ; Hanse and Gustafsson, 2001 ). Over the
first 8 postnatal days, there was a significant increase, approximately
a doubling, in the CV of both AMPA (r = 0.49;
p < 0.01; n = 40) and NMDA
(r = 0.59; p < 0.01; n = 28) sEPSCs .

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Figure 5.
AMPA and NMDA sEPSC amplitudes during the first
postnatal week. A, Amplitude of AMPA sEPSCs plotted
versus postnatal age. Dashed line represents a linear
regression (r = 0.62; p < 0.01; n = 40). Average value for each postnatal day
is represented by a horizontal line. B,
Amplitude of NMDA sEPSCs plotted versus postnatal age
(r = 0.58; p < 0.01;
n = 28). C, AMPA/NMDA ratio for
amplitude plotted versus postnatal age. No trend was noted over the
first postnatal week (r = 0.24;
p > 0.05; n = 28).
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These increases in frequency, amplitude, and CV of both AMPA and NMDA
sEPSCs during the first 8 postnatal days would be consistent with an
increase in the number of release sites connecting individual CA3 and
CA1 pyramidal cells. However, as shown in Figure 1, this conclusion is
unlikely because the amplitude ratio between sEPSCs recorded in the
presence and absence of TTX was close to one throughout this
developmental period.
Comparison between spontaneous and evoked NMDA sEPSCs
The above results with sEPSCs point to a very low number of silent
synapses in the neonatal period. Previous studies, using evoked EPSCs,
have indicated that considerably more than one-half of the
glutamatergic synapses are silent at this developmental stage (Durand
et al., 1996 ; Liao and Malinow, 1996 ). The detection of unitary events
would be expected to be more precise for evoked responses (because it
is known when they occur, if they occur). Thus, a comparison between
the amplitude distributions of NMDA sEPSCs with that of evoked unitary
NMDA EPSCs would be a test of whether we actually have achieved maximal
detection of NMDA sEPSCs. Thus, are there small NMDA sEPSCs that have
gone undetected leading to a falsely high AMPA/NMDA frequency ratio?
Evoked unitary NMDA EPSCs (see Materials and Methods) from 25 dual synapses were pooled together (n = 841 EPSCs), and the resulting amplitude distribution is shown in Figure
6A. These cells
(n = 25) were taken from P2-P5 rats, and their input
resistance and capacitance averaged 0.98 ± 0.08 M and
17.7 ± 0.9 pF, respectively. The distribution of evoked unitary
NMDA EPSCs is skewed toward smaller amplitudes and has a mean ± SD of 21.3 ± 10.9 pA. The amplitude distribution for sweeps
deemed as failures is symmetrical at approximately zero (Fig.
6A), and averages of failure sweeps did not reveal
any small NMDA component (Fig. 6B). On the average, the amplitude measurement of failure sweeps (see Materials and Methods)
was 0.15 ± 0.45 pA (mean ± SD; n = 25).
These findings indicate an accurate separation between failures and
EPSCs. For comparison, a distribution of NMDA sEPSCs was obtained by
pooling such sEPSCs from 16 cells, also taken from P2-P5 rats (Fig.
6C). Input resistance and capacitance of these cells were
0.83 ± 0.05 M and 16.9 ± 1.1 pF, respectively
(n = 16). The sEPSCs averaged 22.7 ± 13 pA
(mean ± SD), that is, very similar values to those for the evoked
EPSCs. As further shown by the overlap between the cumulative
representations of these distributions (Fig. 6D), our
detected NMDA sEPSCs do not differ from the evoked ones.

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Figure 6.
Comparison between spontaneous and evoked NMDA
EPSCs. A, Amplitude distribution of evoked unitary NMDA
EPSCs (open) and failures
(filled). The distribution of EPSC amplitudes is
based on recordings at both +40 mV (n = 397 EPSCs;
mean of 21.3 pA) and +50 mV (n = 444 EPSCs; mean of
31.2 pA) from 25 synapses (age P2-P5). Before pooling all of these
EPSC amplitudes together, the amplitude values obtained at +50 mV were
normalized by 0.68 (21.3/31.2), consistent with the
I-V relationship for NMDA sEPSCs (Fig. 2A).
B, Apparent failures after evoked stimulation do not
contain NMDA EPSCs that are below detection threshold. Top
panel shows (from one synapse) 19 sweeps that were deemed as
EPSCs and 15 sweeps that were deemed as failures. The average of those
sweeps is shown in the bottom panel. C,
Amplitude distribution of NMDA sEPSCs.The distribution is based on recordings at +40 mV
(n = 705 sEPSCs; mean of 22.7 pA) from 16 cells
(age P2-P5). D, Cumulative representations of the
amplitude distribution of evoked NMDA EPSCs (shown in A,
solid line) and of NMDA sEPSCs (shown in
C, dashed line). E,
Amplitude distribution of evoked unitary NMDA EPSCs
(filled) as well as failures
(filled) from five silent synapses. The amplitude
distribution of evoked unitary NMDA EPSCs from dual synapses shown in
A is replotted in the background for comparison. The
distribution of EPSC amplitudes from the silent synapses is based on
recordings at +40 mV (n = 360 EPSCs; mean of 21.6 pA). F, Cumulative representations of the amplitude
distributions of evoked NMDA EPSCs from dual (solid
line) and silent (dashed line) synapses.
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It may be argued that evoked unitary NMDA EPSCs from dual synapses are
not representative for those generated at silent ones. The amplitude
distribution of evoked unitary NMDA EPSCs (n = 360) from five synapses that were found to lack evoked AMPA signaling (see
Material and Methods) is plotted in Figure 6E
together with the amplitude distribution from the dual synapses shown
in Figure 6A. These NMDA EPSCs averaged 21.6 pA,
which is a value very close to that of the dual ones (21.3 pA; see
above). As shown from the amplitude distributions in Figure
6E and their cumulative representations in Figure
6F, NMDA EPSCs from dual synapses seem representative also for NMDA EPSCs from the silent ones. These comparisons between evoked unitary and sEPSCs substantiate that recordings at +40 mV
provide maximal frequency detection of NMDA sEPSCs both from dual and
silent synapses in neonatal hippocampal pyramidal neurons.
Effect of temperature and divalent ions on AMPA and
NMDA signaling
To test the possibility that the recording temperature is
affecting the AMPA/NMDA ratios, we performed experiments at room temperature (18-20°C). As shown in Figure
7A, reducing temperature from
our normal one (30-32°C) (n = 19; age matched to low
temperature group, P2-P7) to 18-20°C did not significantly affect
the AMPA/NMDA sEPSC frequency ratio (from 0.89 ± 0.10 at
30-32°C to 0.84 ± 0.26 at 18-20°C; n = 4)
or the amplitude ratio (from 0.77 ± 0.24 at 30-32°C to
0.90 ± 0.17 at 18-20°C; n = 4). The average
amplitudes of both AMPA (19 ± 3 pA; n = 4) and
NMDA (20 ± 3 pA; n = 4) sEPSCs were not
significantly different from those at normal temperature (22 ± 2 and 26 ± 3 pA, respectively), indicating that the detectability of the sEPSCs, and thus the estimation of the frequency ratio, would
not be different at the two temperatures.

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|
Figure 7.
Effects of recording temperature and divalent ions
on the relative contribution of AMPA and NMDA sEPSCs. A,
Effect of recording temperatures on AMPA/NMDA ratio. Changing the bath
temperature from 30-32°C to 18-20°C did not change AMPA/NMDA
ratio for either frequency or amplitude (p > 0.05). B, Changing the
Ca2+/Mg2+ ratio from 4:4 to
either 2:2 or 4:0 did not change the AMPA/NMDA ratio for frequency
(p > 0.05).
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Extracellular divalent ions affect synaptic function in various ways,
including release probability and NMDA receptor function. Therefore, we
tested whether the extracellular Ca2+ and
Mg2+ concentrations influenced the
AMPA/NMDA frequency ratio. Changing the extracellular
Ca2+/Mg2+
concentration (in mM) ratio from 4:4 to either 2:2 or 4:0
(n = 5 for both groups) did not significantly affect
the AMPA/NMDA frequency ratio (p > 0.05) (Fig.
7B). Together, these findings indicate that the recording
temperature, intracellular Mg2+, or
extracellular divalent ion concentration, have not biased the relative
frequency detection of AMPA and NMDA sEPSCs.
 |
DISCUSSION |
The idea that a critical step in the maturation of glutamatergic
synapses is an activity-dependent incorporation of AMPA receptors at
originally silent, or pure NMDA, synapses, has received considerable attention, as well as experimental supports (Isaac et al., 1995 ; Liao
et al., 1995 ; Durand et al., 1996 ; Liao and Malinow, 1996 ; Hsia et al.,
1998 ). However, other studies have indicated that most nascent
glutamatergic synapses maintain both AMPA and NMDA receptors
postsynaptically (Tyzio et al., 1999 ; Friedman et al., 2000 ; Gasparini
et al., 2000 ; Renger et al., 2001 ). Here the relative number of silent
synapses on neonatal CA1 pyramidal neurons was quantified using
spontaneous (instead of evoked) AMPA and NMDA EPSCs, demonstrating an
almost equal contribution of those sEPSCs throughout the neonatal
period. Our results thus indicate that the default mode of signaling at
nascent glutamatergic synapses is dual rather than silent.
The conclusion of an almost equal contribution of AMPA and NMDA sEPSCs
relies on an accurate detection of these events. This was tested for in
several ways. By constructing frequency-voltage relationships, AMPA
and NMDA sEPSCs frequency detection was found to saturate at 80 and
+40 mV, respectively, in these neonatal pyramidal neurons. At 80 mV,
cyclothiazide, causing a doubling of AMPA sEPSC amplitude, produced no
increased detection of these sEPSCs, substantiating an accurate
detection of them. Because evoked unitary NMDA EPSCs from both dual and
silent synapses were shown to be accurately detected at +40 mV, these
EPSCs were used to further evaluate maximal detection of NMDA sEPSCs.
Essentially equal amplitude distributions of evoked and spontaneous
NMDA EPSCs were found, strongly indicating that small NMDA sEPSCs were
not missed.
The relative occurrence of silent synapses in the neonatal hippocampus
has been assessed previously using evoked synaptic transmission (Durand
et al., 1996 ; Liao and Malinow, 1996 ; Hsia et al., 1998 ). Although
these studies have generated different estimates, they have all found
evidence for a substantial fraction (50-80%) of silent synapses in
the early neonatal period (Isaac et al., 1995 ; Liao et al., 1995 ). The
question then arises what may underlie the discrepancy vis-à-vis
the present results. A main difference is the manner by which the
synapses were activated. It may be conceived that when evoked synaptic
transmission is used, sensitive synapses may become "silenced"
during the procedure of establishing the criteria for silent synapses.
This procedure has most commonly consisted of a relatively
high-frequency (0.1-2 Hz) stimulation of the synapse before the
demonstration of the absence of AMPA responses. During this
stimulation, there is little control of what might happen to a putative
AMPA component of the evoked response. Moreover, because those previous
studies often has intended to induce AMPA signaling at previously
silent synapses, a low concentration of calcium chelator in the
intracellular solution has been used. In contrast, here the EGTA
concentration was kept high, and synapses were active at a very low
frequency. The average frequency of sEPSCs of 0.5-1 Hz was probably
distributed among hundreds of synapses, and, under these conditions, a
given synapse is not likely to undergo activity-dependent changes in efficacy.
There is much evidence suggesting that AMPA signaling of nascent
glutamatergic synapses is particularly prone for depression in response
to a relatively mild stimulation. Gasparini et al. (2000) showed
that the success rate of AMPA EPSCs in the neonatal hippocampal slice
preparation drops substantially when increasing the stimulation
frequency from 0.025 to 1 Hz. Moreover, even as few as 6-20 paired
stimuli (at 0.1 Hz) induce significant long-term depression (LTD) at
CA3-CA1 synapses of 7- to 12-d-old rats (Wasling et al., 2002 ).
Whether the depression in these studies only affected AMPA transmission
was, however, not examined. Nonetheless, other studies have indicated
mechanisms for selective depression of AMPA transmission at nascent
hippocampal synapses. Vesicle fusion at glutamatergic synapses in
hippocampal cultures matures such that the glutamate concentration
profile in the synaptic cleft initially is only sufficient to activate
NMDA receptors, whereas it later in development activates both AMPA and
NMDA receptors (Renger et al., 2001 ). The mode of vesicle fusion,
restricted fusion (kiss-and-run fusion) versus unrestricted fusion, may
be subject to activity-dependent modulation (Choi et al., 2000 ). An
LTD, expressed as a downregulation of postsynaptic AMPA receptors, constitutes another possibility for an activity-dependent selective reduction of AMPA transmission (for review, see Carroll et al., 2001 ).
In addition to the very low frequency at which synapses were active in
the present study, there are several other differences compared with
previous studies of nascent glutamatergic synapses. However, none of
these differences appear to be of major importance in explaining the
presently found very low incidence of silent synapses. First, the
present study was conducted at a recording temperature of 30-32°C.
Low temperatures (20-22°C) impair the AMPA-mediated transmission
relative to the NMDA-mediated one (Asztely et al., 1997 ; Gasparini et
al., 2000 ), and most previous studies demonstrating silent synapses
have been conducted at room temperatures (Isaac et al., 1995 ; Liao et
al., 1995 ; Durand et al., 1996 ; Liao and Malinow, 1996 ; Hsia et al.,
1998 ). However, the same relative frequency of AMPA and NMDA sEPSCs was
presently found at room temperature and at 30-32°C. Moreover, silent
synapses can also be identified also at higher temperatures (Hanse and
Gustafsson, 2001 ; Montgomery et al., 2001 ; present study). Second, to
prevent synchronous activity, we used high concentrations of
extracellular Ca2+ and
Mg2+. However, control experiments using
lower concentrations of these divalent ions did not change the
AMPA/NMDA ratio, indicating that also this experimental parameter is of
little importance.
It may be conceived that silent synapses participate to a much lower
extent than the nonsilent ones to action potential-dependent and
-independent spontaneous release. However, because silent and
nonsilent synapses do not differ with respect to release probability to
evoked release (Hanse and Gustafsson, 2001 ), one may not expect them to
differ with respect to the spontaneous release (Prange and Murphy,
1999 ). Moreover, when boosting release using high Ca2+-zero
Mg2+ solution, the AMPA/NMDA frequency
ratio was unaffected.
Although the present results provide no indication of an early synaptic
maturation consisting of a relative growth of AMPA signaling over the
NMDA one, we did find an increase in both frequency and amplitude of
AMPA and NMDA sEPSCs during the first postnatal week. The increased
frequency is consistent with morphological data showing an increase of
the dendritic tree, as well as the number of synapses per cell during
this period (Pokorny and Yamamoto, 1981 ; Steward and Falk, 1991 ;
Lopez-Gallardo and Prada, 2001 ). The parallel increase in amplitude of
AMPA and NMDA sEPSCs is easiest explained by a parallel increase in the
number of AMPA and NMDA receptors, which, in turn, may reflect an
increase in the average size of the synapses (Takumi et al., 1999 ).
Concomitant with the increase in amplitude, there was also an increase
in the CV of the sEPSC amplitudes on a given cell. The average CV for
AMPA and NMDA sEPSCs in the present material was quite close to average
values obtained previously from evoked stimulation of individual
glutamatergic synapses at this age (quantal variability of 0.39 and
0.28, respectively) (Hanse and Gustafsson, 2001 ). The CV value for
sEPSCs on a given cell should, however, reflect both the difference in
mean quantal size between synapses and the quantal variability within
synapses. Thus, the similarity in CV between evoked unitary and
spontaneous EPSCs suggests that either quantal variability is
substantially lower during spontaneous transmission compared with
evoked transmission and/or the mean quantal size is kept relatively
constant at synapses on a given postsynaptic cell (cf. Liu and Tsien,
1995 ). The latter possibility would suggest that the presently found
increase in CV of sEPSCs with development is explained by a larger
divergence of synaptic mean quantal sizes on a given cell during the
first postnatal week. Interestingly, when comparing mEPSCs in the CA1
region from neonatal (<2 weeks) and young adult (>2 months) animals,
Hsia et al. (1998) found a significant reduction in CV. Assuming a coupling between synaptic morphology and mean quantal size, this initial increase and later decrease in CV of mEPSCs appears consistent with morphological data on synaptic maturation (Fiala et al., 1998 ).
Directly after birth, glutamatergic synapses are mainly shaft or
filopodial synapses. During the second postnatal week, spine synapses
appear, whereas shaft and filopodial synapses start to decrease. To
what extent the developmental change in synaptic structure and function
is governed by neuronal activity remains to be tested.
In conclusion, the present results argue that AMPA and NMDA
receptor-mediated signaling emerges concomitantly, and not
sequentially, at hippocampal glutamatergic synapses. Together with
previous findings (Tyzio et al., 1999 ; Friedman et al., 2000 ; Gasparini et al., 2000 ; Renger et al., 2001 ), we propose that the vast majority of hippocampal glutamatergic synapses are born "mature" in the sense that they express both functional AMPA and NMDA receptors.
 |
FOOTNOTES |
Received Jan. 28, 2002; revised April 2, 2002; accepted April 16, 2002.
This project was supported by Swedish Medical Research Council Project
Numbers 12600 and 01580, the Swedish Society of Medicine, and Harald
Jeanson's Foundation. L.G. was supported by the Institut National de
la Santé et de la Recherche Médical. We thank Pontus Wasling for critical comments.
Correspondence should be addressed to Dr. Laurent Groc, Göteborg
University, Department of Physiology, Box 432, Medicinaregatan 11, 405 30 Göteborg, Sweden. E-mail: laurent.groc{at}physiol.gu.se.
 |
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