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The Journal of Neuroscience, July 1, 2002, 22(13):5741-5748
Medial Temporal Lobe Amnesia: Gradual Acquisition of Factual
Information by Nondeclarative Memory
Peter J.
Bayley2 and
Larry R.
Squire1, 2, 3, 4
1 Veterans Affairs Medical Center, San Diego,
California 92161, Departments of 2 Psychiatry,
3 Neurosciences, and 4 Psychology, University
of California, San Diego, La Jolla, California 92093
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ABSTRACT |
Most amnesic patients with damage to the medial temporal lobe
retain some capacity to learn new information about facts and events.
In many cases, the learning appears to depend on a residual ability to
acquire conscious (declarative) knowledge. We have studied the capacity
for semantic (fact) learning in the profoundly amnesic patient E.P.,
who has extensive damage limited primarily to the medial temporal lobe.
E.P. was presented with factual information (novel three-word
sentences) during 24 study sessions across 12 weeks. E.P. performed
much more poorly than controls but demonstrated unmistakable
improvement across the sessions, achieving after 12 weeks a score of
18.8% correct on a cued-recall test and 64.6% correct on a
two-alternative, forced-choice test. Unlike controls, E.P.'s learning
was not accompanied by conscious knowledge about which answers were
correct. He assigned the same confidence ratings to his correct answers
as his incorrect answers. Moreover, on the forced-choice test his
response times were identical for correct and incorrect responses.
Furthermore, unlike controls, he could not respond correctly when the
second word in each sentence was replaced by a synonym. Thus, what E.P.
learned was rigidly organized, unavailable as conscious knowledge, and
in all respects exhibited the characteristics of nondeclarative memory.
Thus, factual information, which is ordinarily learned as declarative
(conscious) knowledge and with the participation of the medial temporal
lobe, can be acquired as nondeclarative memory, albeit very gradually
and in a form that is outside of awareness and that is not represented as factual knowledge. We suggest that E.P.'s learning depended on a
process akin to perceptual learning and occurred directly within neocortex.
Key words:
memory; hippocampus; medial temporal lobe; declarative
memory; nondeclarative memory; semantic learning; amnesia; patient
E.P.
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INTRODUCTION |
Declarative memory affords the
capacity for conscious recollections about facts and events and depends
on the integrity of the medial temporal lobe memory system (Squire,
1992 ; Milner et al., 1998 ; Eichenbaum and Cohen, 2001 ). Damage to this
system impairs both fact and event (semantic and episodic) learning. Nevertheless, memory impairment is rarely absolute, and some residual learning capacity typically remains. For example, it has often been
observed that amnesic patients can acquire some new factual information
(termed semantic knowledge) (Glisky et al., 1986a ,b ; Tulving et al.,
1991 ; Hayman et al., 1993 ; Hamann and Squire, 1995 ; Kitchener et al.,
1998 ; Verfaellie et al., 2000 ; Van der Linden et al., 2001 ; Westmacott
and Moscovitch, 2001 ).
In patients with large medial temporal lobe lesions and severe amnesia,
the capacity for new semantic learning seems quite limited (patient
H.M.: Marslen-Wilson and Teuber, 1975 ; Gabrieli et al., 1988 ; Hood et
al., 1999 ; patient S.S.: Verfaellie et al., 1995 ; patient E.P.: Reed
and Squire, 1998 ). When the damage is more restricted and the amnesia
correspondingly less severe, considerable semantic learning is possible
(Hamann and Squire, 1995 ; Kitchener et al., 1998 ; Reed and Squire,
1998 ; Verfaellie et al., 2000 ; Van der Linden et al., 2001 ), although
the degree of learning seldom approaches what can be achieved by normal
individuals (for a single case that performed well, albeit still poorer
than controls, see Van der Linden et al., 2001 ; for the possibly
special case of developmental amnesia, see Vargha-Khadem et al., 1997 ;
Baddeley et al., 2001 ).
The question arises: when memory-impaired patients do acquire factual
knowledge, what kind of learning occurs? Is learning supported by a
residual capacity for declarative memory, or is some other
(nondeclarative) memory system able to support performance?
In many cases when fact learning has been studied, patients appear to
acquire declarative knowledge. For example, although learning is
impaired, the knowledge that is expressed is consciously accessible
(Reed et al., 1997 ; Westmacott and Moscovitch, 2001 ), flexible, and
accessible to indirect cues, like the knowledge acquired by normal
individuals (Shimamura and Squire, 1988 ; Hamann and Squire, 1995 ). In
these cases, the residual ability of amnesic patients to acquire
declarative memory may be supported by structures within the medial
temporal lobe that remain intact. [It has also been suggested that
declarative knowledge might be acquired gradually by the neocortex
(Tulving, 1991 )].
The question remains whether the acquisition of factual knowledge can
ever be supported by nondeclarative memory. Declarative and
nondeclarative knowledge have different characteristics (Cohen, 1984 ;
Squire, 1992 ; Eichenbaum and Cohen, 2001 ). Accordingly, if
nondeclarative learning of factual information is possible, the
acquired knowledge should be qualitatively different from the knowledge
acquired by normal individuals. Alternatively, humans may be so
dominated by specific learning strategies that memory systems cannot
readily substitute for one another. Studies in rats and monkeys suggest
that after lesions to the hippocampus or related structures, learning
of hippocampus-dependent tasks can still succeed, albeit slowly
(Eichenbaum et al., 1989 , 1990 ; Saunders and Weiskrantz, 1989 ) and that
what is learned is less flexible and less accessible in novel
situations than is normal memory. Similarly, it has been reported that
information acquired gradually by amnesic patients after extended
training can be somewhat inflexible and hyperspecific (Milner et al.,
1968 ; Glisky et al., 1986a ,b ). These findings might reflect the
operation of nondeclarative (skill-like) memory, residual declarative
(fact-like) memory, or some combination.
We have studied the capacity for semantic (fact) learning in the
profoundly amnesic patient E.P. (Stefanacci et al., 2000 ). After
patient H.M. (Scoville and Milner, 1957 ), E.P. is the only severely
impaired amnesic patient known to us for whom detailed neuroanatomical
and neuropsychological data are available and whose damage is primarily
limited to the medial temporal lobe. The results indicate that factual
information, which ordinarily would be acquired as declarative
knowledge, can also be acquired as nondeclarative memory, albeit very
gradually. Importantly, as nondeclarative memory the information that
was acquired was rigidly organized and unavailable as conscious knowledge.
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MATERIALS AND METHODS |
Participants
Amnesic Patient E.P. E.P. is a 79-year-old retired
laboratory technician with 12 years of education who, in 1992, developed profound anterograde and retrograde amnesia after contracting viral encephalitis (see Table 1 for
neuropsychological data). His IQ is 98 [Wechsler Adult Intelligence
Scale-III (WAIS-III) (Wechsler, 1997 )]. On the Wechsler Memory
Scale-Revised (WMS-R) (Wechsler, 1987 ), he scored 94, 57, 82, 61, and
56 on the attention-concentration, verbal memory, visual memory,
general memory, and delayed memory subtests, respectively. Each of
these subtests yields mean scores of 100 in the normal population with
an SD of 15.
Detailed magnetic resonance imaging revealed extensive damage to the
medial temporal lobe bilaterally (Stefanacci et al., 2000 ). The damage
extends caudally from the temporal pole to involve bilaterally all of
the amygdaloid complex, all of the entorhinal and perirhinal cortices,
and much of the parahippocampal cortex (20% on the left and 60% on
the right). In addition, nothing remains of the hippocampus except a
small tag of abnormally appearing vestigial tissue on each side that
amounts to ~10% of the hippocampal volume. The abnormal appearance
of this tissue and the absence of entorhinal cortex (which originates
the major cortical afferents to the hippocampus) make it quite unlikely
that the remnant tissue is functional. At the level of the amygdala,
the damage extends lateral to the parahippocampal gyrus to include the
anterior fusiform gyrus (40% on the left, 53% on the right). Finally,
the lateral temporal cortex and the insula are somewhat reduced in
volume bilaterally (19 and 13% reductions, respectively).
Controls. Controls (n = 4) were employees or
volunteers at the San Diego Veterans Affairs Healthcare System and
matched patient E.P. with respect to gender, age (mean, 75.5 years;
range, 72-80), and education (mean, 12.3 years).
Materials
Test of semantic learning. Sixty three-word sentences
were constructed (subject verb-object, e.g., shark killed octopus)
based on sentences used previously (Tulving et al., 1991 ; Hamann and Squire, 1995 ). Of these, 35 were identical to sentences from our earlier study (Hamann and Squire, 1995 ). Forty-eight sentences were
used for training, four additional sentences were used as practice
items at the beginning of each session, and the remainder were used to
replace sentences that were completed correctly at pretest (see below).
The object of each sentence (the target word) was always a 5-8 letter
noun (frequency, 1-99 per million; Thorndike and Lorge, 1944 ), and was
difficult to guess given the subject and verb. A foil word was also
generated for each of the 60 target words and was used in a
forced-choice recognition memory test. Foil words were intended to
provide an equally plausible alternative to the target word. They were
chosen using the same selection criteria as target words, with the
additional constraint that the foil word and its corresponding target
word began with different letters.
The task was presented on a computer. For study sessions, each
three-word sentence was presented with the first and last words capitalized and the second word in lowercase (e.g., "SPEECH caused LAUGHTER"). For the pretest and for the cued-recall test, the sentence frame was presented alone, and the third word of the sentence
was replaced by question marks (e.g., "SPEECH caused ???").
Procedure
Overview. Patient E.P. and controls followed a
"study only" or "errorless learning" procedure (Tulving et al.,
1991 ; Wilson, 1992 ; Hamann and Squire, 1995 ). After a pretest to
eliminate the few sentences that were completed correctly, study
sessions were given in which participants saw each of the 48 training
sentences twice. Controls were given a total of two study sessions (one session per week for 2 weeks for a total of four training trials). E.P.
was given a total of 24 study sessions on 24 different days (two
sessions per week for 12 weeks for a total of 48 training trials).
Retention in the control group was tested twice, 7 d after the
second of the two study sessions and again after 5-6 months (mean,
169 d). E.P.'s retention was tested 3 and 4 d after the
eighth study session (T1, T2), 4 and 5 d after the
16th study session (T3, T4), and 3 and
4 d after the 24th study session (T5,
T6). Finally, E.P. was tested on 2 consecutive days ~3 months after
T6 (92 d).
The retention tests assessed the ability to remember the target word
when the sentence frame was given as a cue. On each day of retention
testing, a cued-recall test was presented first. Specifically, each
sentence frame was presented, and participants tried to recall the
target word. The cued-recall test was followed by a two-alternative
forced-choice test in which each sentence frame was presented together
with two possible completions, and participants were asked to select
the target word. E.P. (but not the controls) was also given two
additional tests at the conclusion of the final visit after 12 weeks of
study. The first test was identical to the cued-recall test, except
that the sentence frames were spoken by the examiner instead of
presented on a computer. In addition, E.P. was asked to indicate how
confident he was (on a 1-5 scale) that his answer was correct. The
second test was also identical to the cued-recall test, except that the
second word of the sentence frame was replaced by a synonym (control data were taken from Hamann and Squire, 1995 ).
Pretest. The purpose of the pretest was to identify sentence
frames that could be completed with the correct target word in the
absence of study. Participants were instructed as follows: "I'm
going to show you words on the screen that could be the first two words
of a sentence. For each of the two words, I'd like you to think of a
third word to complete the sentence in a sensible way."
Sixty sentence frames were presented one at a time in the same order to
all participants. The first four sentence frames were practice items.
Participants were given 15 sec to suggest a word to complete each
sentence. After elimination of sentences that were completed correctly,
48 training sentences (plus the four practice sentences) were assembled
for each participant.
Study. Participants were instructed as follows: "You will
see some sentences that I want you to try to remember. Each sentence has three words in it. For example, you might see a sentence like this:
`MUSICIANS formed QUARTET.' When a sentence appears on the screen,
read the sentence aloud and think about what it means. Some time later,
I will show you the words `MUSICIANS formed', and I will ask you to
remember the word that went with it, in this case, `QUARTET'".
All participants received nearly the same 48 sentences for study, plus
the four practice sentences. (E.P. received on average 46.8 of the same
sentences that the controls received). The four practice sentences and
48 study sentences were presented twice per study session, always in
the same order. Sentences were presented one at a time, and the
participant was asked first to read the sentence aloud and then to rate
it for meaningfulness on a 1-5 scale. A pause of 5-10 min intervened
before the sentences were presented a second time.
After participants read the sentence, it remained on the screen, and
the rating question appeared beneath it: "How much sense does this
sentence make?" Participants rated the meaningfulness of the sentence
by pressing one of five keys on the keyboard. The leftmost key was
labeled "very little" and the rightmost key was labeled "a
lot." Three seconds after a key press, the screen went blank, and the
next sentence appeared when the experimenter judged the participant to
be ready.
Cued recall test. Sentence frames were presented on the
computer screen in the same order as in the study sessions.
Participants were instructed as follows: "I'm going to show you two
words on a screen which are the first two words of a sentence that I
have shown you before. For each of the two words, I would like you to
try and remember the last word of the sentence." Guessing was encouraged, and participants were given up to 15 sec to generate a
response. No feedback was given, and the next item was presented when
the participant was ready.
Forced-choice recognition test. Sentence frames were
presented on the computer screen in the same order as in the study
sessions, together with the target word and the foil word. Participants were instructed as follows: "I'm going to show you words on the screen that are the first two words of a sentence that I have shown you
before. For each of the two words, try and remember the word that
completed the sentence. To make it easier for you, I will give you a
choice of two words and I want you to choose the word that you remember
completed the sentence." Participants were given up to 15 sec to
press a key indicating their choice, and response times were recorded.
No feedback was given. After the key press, the screen went blank, and
the next sentence frame was presented when the participant was ready.
Obtaining a baseline score for the forced-choice recognition
test. To determine how individuals would perform on the
forced-choice test in the absence of any training, we presented the
same 48 sentences that were given to E.P. to a group of 10 naive
controls (mean age, 68.2 years; range, 57-79; mean education, 16.3 years). Participants were asked to choose which word (target or foil) they thought we might have used to complete that sentence in
constructing a study of memory: "Please guess which word we used to
complete each sentence in our other study. You should not necessarily
choose the most sensible word, but simply guess which one of the words you think we used in our memory study."
Spoken cued-recall transfer test. Sentence frames were read
aloud to E.P. in the same order as in the study sessions, and he was
asked to recall the target word. In all other respects, this test was
the same as the first cued-recall test (above).
After making his response (E.P. offered an answer for all 48 questions), E.P. was asked to rate his confidence using a five-point scale. One end of the scale was labeled "pure guess," and the other
end was labeled "very sure." "I want you to tell me how sure you
are that your answer is correct, that the word is the one that I showed
you on the computer screen before. If you are very sure that your
answer is correct then choose 5. If you don't know the correct answer
and are making a pure guess, then choose 1. The higher the number, the
more sure you are. Be sure to use the whole scale from 1 to 5 when
making your confidence judgments."
No feedback was given, and the next item was presented when he was ready.
Synonym test. This test was the same as the cued-recall test
except that the second word of each sentence frame was replaced by a
synonym (e.g., "Venom caused ???" was changed to "Venom induced ???"). E.P. was instructed as follows: "Some of the words that you
will see to prompt your memory will be different from the ones you saw
before but will be similar in meaning. Try to remember what the word
was that you had studied as the last word of the sentence, even if the
exact wording of the sentence has been changed."
E.P.'s results were compared with the results from a group in our
previous study (Hamann and Squire, 1995 ; "CON-DELAY2" group, n = 12). This group studied 40 three-word sentences
(two "study-only" trials were given), and they were tested with
modified sentences 3-5 d later. Twenty-nine of the 40 study sentences
were the same as ones given to E.P. For 16 of these sentences, the
second word was replaced with the same synonym as in the present study.
For the remaining 13 sentences, the second word was replaced with the
same synonym as in the present study, and in addition the first word
was also replaced with a synonym.
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RESULTS |
Study
The meaningfulness scores generated during the study sessions were
similar for E.P. (mean, 3.6) and the controls (range, 3.7-4.2).
Cued-recall pretest
E.P. generated a word to complete 59 of the sentence frames
(controls, 60.0). One of E.P.'s responses was correct (controls: mean,
1.5; range, 0-2).
Cued-recall tests
After two study sessions, the control group recalled an average of
49.5 ± 11.9% of the 48 target words (Fig.
1A). E.P. was markedly
impaired at learning the target words. After 4 weeks of study (eight
sessions), he recalled one word on the first retention test (T1) and
two words on the second retention test (T2). Thus, across both tests,
his recall score after eight study sessions (3.2%) was far below the
49.5% score that controls achieved after only two study sessions.
Nevertheless, despite his inability to learn scarcely anything during
the first 4 weeks of study, E.P. demonstrated unmistakable improvement
as the study sessions continued. Thus, he averaged 11.5% correct on T3
and T4, after 8 weeks of study, and 18.8% correct (nine words
correct/48) on T5 and T6 after a total of 12 weeks of study. The linear
trend across the three study-test intervals (T1 and T2, T3 and T4, T5
and T6) was significant (F(1,5) = 17.2; p < 0.02). E.P. tended to be consistent in his
answers across the test sessions. That is, on each cued-recall test, he
tended to produce the same target words that he had produced on earlier
tests, plus additional target words that he had learned since the last
test. Across six tests (T1-T6), E.P. recalled 16 of the 48 target words
on at least one occasion, and on the sixth test session (T6) he
recalled 11 of these 16 target words.

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Figure 1.
Controls (CON, black
bars, n = 4) and E.P. (open
bars) studied 48 three-word sentences (e.g., "Shark killed
octopus"). Retention tests were given to controls after 2 weeks of
study (1 session per week, 2 training trials per session) and to E.P.
on 2 consecutive days (T1-T6) after each 4 week study period (2 sessions per week, 2 training trials per session). A,
Percent correct cued recall of target words in response to the first
two words in each sentence. Performance is shown for the pretest
(Pre, before study) and after each study period.
B, Percent correct forced-choice recognition when the
first two words of each sentence were presented together with two
possible target words. Performance is shown after each study period.
The dashed line shows the score obtained by a group
(n = 10) that received no study. Error bars show
SEM. Asterisks indicate significant difference versus
the no-study group (p < 0.05).
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Forced-choice tests
The 10 controls who took the forced-choice test in the absence of
previous study identified 46.9 ± 2.9% of the target words. This
value was taken as a baseline score with which to compare the
performance of E.P. and his controls. Figure 1B shows
that controls correctly identified 89.6 ± 5.6% of the target
words after their two study sessions (single sample t test,
t(3) = 16.0; p < .001). In contrast,
E.P. scored 58.3% correct after eight study sessions (T1 and T2),
64.6% correct after 16 study sessions (T3 and T4), and 64.6% correct
after 24 study sessions (T5 and T6). Although his performance was much
poorer than that of the controls, his score was measurably above chance
at each study-test interval (binomial test, p values < 0.02; the results were the same when 50.0% was taken as chance
performance, except that in this case E.P. was not above chance at
sessions T1 and T2). In a previous study of recognition memory for
repeatedly presented scenes (Reed et al., 1997 ), E.P. failed to score
above chance, but received considerably less repetition of the study
material than in the present case.
As in the case of his cued-recall performance, E.P. tended to be
consistent in his answers on the forced-choice tests across the
sessions. Across six tests (T1-T6), he chose correctly 43 of the 48 target words on at least one occasion. On the sixth test session (T6),
he correctly chose 35 of these target words.
The time needed to make each choice was also recorded in each test
session (for controls, after 2 weeks of study; for E.P., in sessions
T1-T6) (Fig. 2). One control made no
errors and could not be included in this analysis. The remaining three
controls were faster when they made correct choices (mean, 3.0 ± 0.5 sec) than when they made incorrect choices (mean, 5.5 ± 1.2 sec) (t test, t(2) = 3.8, p = 0.06), consistent with previous findings of faster response times for
correct versus incorrect responses in forced-choice recognition memory
tasks (Pike et al., 1977 ). In contrast, E.P.'s response times were
nearly identical for correct and incorrect responses (mean, 4.1 ± 0.1 sec vs mean, 4.3 ± 0.1 sec). Despite the fact that E.P.'s
performance was unequivocally above chance, these data suggest that he
was unaware of when he was making correct and incorrect choices.

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Figure 2.
Response latencies for correct and incorrect
choices in the forced-choice recognition test. For controls
(black bars, n = 4), the score was
the mean latency for correct and incorrect responses on the 48-item
test. Brackets show the SEM of the four scores. For E.P. (open
bars), the score was his mean latency across all six
forced-choice tests (T1-T6). Error bars show SEM for all his
responses.
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Spoken cued-recall test
The ability of E.P. to use his knowledge of the sentences flexibly
was assessed on the sixth test day (T6) after all 12 weeks of study.
Figure 3 shows that E.P. was able to
recall 16.7% of the target words (eight words) when the sentence
frames were read aloud. This score is similar to the 18.8% average
score he obtained on the standard test when the sentence frames were
presented on the computer (also see T5 and T6) (Fig.
1A).

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Figure 3.
Cued recall performance of E.P. after 12 weeks of
study (24 sessions). In the Standard Test, the 48 two-word sentence frames were presented on a computer screen. The score
is the average of two tests (T5 and T6 in Fig.
1A). The Spoken Test was given
after the Standard Test at T6. In the Spoken
Test, the sentence frames were read aloud by the
experimenter.
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E.P. rated how confident he was in his answers on the spoken
cued-recall test using a five-point scale. His mean confidence rating
for correct answers was 3.22 ± 0.12 and for incorrect answers was
3.25 ± 0.31. Thus, he was no more confident of his correct answers than of his incorrect answers. These results for E.P. contrast
with what is typically observed in less severely impaired amnesic
patients and in healthy controls; namely, that confidence ratings are
higher for correct answers than incorrect answers (Shimamura and
Squire, 1988 ; Reed et al., 1997 ). Thus, E.P. did not appear to
distinguish between his correct and incorrect answers.
Synonym test
Figure 4 shows the results when the
second word of each sentence frame was replaced by a synonym. Data were
taken from 29 of the 48 sentence frames that were given to both E.P.
and controls (n = 12; from Hamann and Squire, 1995 ).
Substituting a synonym for the second word in the sentence frame
markedly disrupted E.P.'s performance. He scored 20.7% correct on the
standard test when the original sentence frames were used as cues (on
T5 and T6), but could recall correctly only one of the 29 target words
after the sentences were changed. His performance was identical (one target word recalled) when all 48 sentence frames were scored. In
contrast, the control group performed almost as well in the synonym
condition (24.7% correct) as in the standard condition (28.7%),
despite the fact that for 16 of the 29 sentences both words of the
sentence frame were replaced by synonyms. Thus, the controls were able
to use their knowledge flexibly, even when both words of the sentence
frame were replaced by synonyms. In contrast, E.P. could sustain his
performance only when the words in the sentence frame were exactly the
same words that had been studied. When the second word in the sentence
frame was replaced by a synonym, his performance (one correct response)
was no better than during the pretest (Fig. 1A)
before he had studied any sentences.

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Figure 4.
Cued recall performance of target words by
controls (black bars, n = 12) and
E.P. (open bars) in response to the first two words of
each three-word sentence. The score for E.P. is the average of two
tests (T5 and T6). Data are for 29 of 48 studied sentences that were
given to both E.P. and controls (control data, n = 12; from Hamann and Squire, 1995 ). In the Standard Test,
given to E.P. after 24 sessions of study and to controls after 1 session of study, two-word sentence frames were presented (e.g.,
"Venom caused ???"), and subjects responded with the target word
(fever). In the Synonym Test for E.P., the second word
of each sentence frame was replaced by a synonym (e.g., "Venom
induced ???"). For the controls, the same synonyms were used for 16 of the sentence frames. For the remaining 13 sentence frames, both
words of the sentence frame were replaced by synonyms (e.g., "Venom
caused ???" was replaced by "Poison induced ???"). Error bars
show SEM.
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Long-term retention
To determine the stability of what was learned, the ability to
remember the target words was also assessed several months after the
completion of training. E.P. was tested ~3 months after the last of
his 24 training sessions, and three controls (one was unavailable for
testing) were tested 5-6 months after their final study session
(range, 160-179 d). On two cued-recall tests on 2 consecutive days,
E.P. recalled an average of 10.4% of the 48 target words (five words
correct). The target words that he correctly produced had all been
recalled on previous tests. The controls, who had received only two
sessions of training 5-6 months earlier, performed similarly to E.P.
(3.7 words correct, 7.6% ± 0.7% correct). The results were quite
different on the two forced-choice tests. E.P. correctly chose only
57.3% of the target words (above chance levels; binomial test,
p < 0.03), whereas the controls averaged 81.3 ± 5.3% correct (p < 0.01). Thus, E.P. and the
controls performed similarly on the cued-recall test, but the control
group performed much better on the forced-choice test.
It is also notable that E.P. frequently exhibited a type of error on
the forced-choice tests that was rare in the control group. On 11 occasions, across all the retention tests, he failed to recognize a
word that he had recalled correctly in the immediately preceding
cued-recall test. One control made this error on one occasion.
Other observations
During the study sessions, E.P. was attentive and cooperative and
often commented on the study sentences as they were shown to him.
Usually, his comments related the study sentence to his remote past,
and the same comments tended to be repeated across study sessions. For
example, when presented with the sentence "TRAIN frightened
KANGAROO," he regularly commented that he had visited Australia
during his time in the Merchant Marines and that this kind of incident
could indeed occur.
During the test sessions (T1-T6), E.P. never gave any indication that
he was familiar with the test materials. Two observations merit
comment. First, when he was presented with sentence frames during the
cued-recall and forced-choice tests, E.P. never stated that he
remembered the target word and would occasionally ask whether he had
been shown the sentence before. When he was told that he had in fact
seen a sentence before, E.P. consistently expressed surprise and
remarked that he must be performing badly on the test. Second, during
the cued-recall and forced-choice tests, E.P.'s behavior did not
noticeably differ for correct and incorrect answers. That is, neither
his comments, his tone of voice, nor his manner of response suggested
that he had any awareness that he sometimes was producing the correct answer.
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DISCUSSION |
Patient E.P. has extensive bilateral damage to the medial temporal
lobe and has exhibited no capacity for declarative memory on any of the
numerous tests of delayed recall and recognition that he has been given
during the past several years. For example, in a series of 42 different
tests of recognition memory, he averaged 49.3% correct (chance = 50%) (Stefanacci et al., 2000 ). Nevertheless, in the present study,
E.P. demonstrated considerable learning of new information (novel
three-word sentences). Although his performance was well below the
level achieved by controls, he improved gradually and unmistakably
across 12 weeks and 48 training trials, as measured by both cued-recall
and forced-choice procedures. Furthermore, some memory of what had been
learned persisted for as long as 3 months after the last training trial.
Learning in the present study followed a study-only procedure in which
three-word sentences were studied but without an opportunity to make
errors during training. This procedure has been found to facilitate
learning in memory-impaired patients and to be superior to conventional
study-test methods (Tulving et al., 1991 ; Wilson, 1992 ; Hayman et al.,
1993 ; Hamann and Squire, 1995 ). In an earlier study (Hamann and Squire,
1995 ), E.P. failed to learn under the study-only procedure but was
given only eight repetitions of each sentence. The present study shows
that as many as 32 repetitions are needed for E.P. to exhibit learning
(Fig. 1, T3, T4).
There appear to be three ways to understand E.P.'s considerable
capacity for new learning. First, E.P. has partial sparing of the
parahippocampal cortex within the medial temporal lobe, and this spared
cortex might support his ability to acquire some amount of declarative
knowledge. Second, with the advantage of repetition, some amount of
declarative knowledge might be acquired directly by the neocortex, and
independently of the medial temporal lobe, as discussed for example by
Tulving (1991) . Third, E.P.'s ability to improve his performance might
depend on some form of nondeclarative memory that is either intrinsic
to neocortex or supported by some other brain system.
Our results strongly indicate that E.P.'s learning depended on
nondeclarative memory. First, his ability to complete the three-word sentences was not accompanied by conscious knowledge. At no time did he
indicate awareness that he was sometimes producing correct answers, and
during memory testing he never acknowledged that the test material was
familiar. Furthermore, the confidence ratings that he assigned to his
correct answers were the same as the confidence ratings that he
assigned to his incorrect answers.
Second, the pattern of E.P.'s response times in the forced-choice test
differed from what is ordinarily observed when recognition memory is
tested. Typically, for individuals who perform above chance, response
times are faster for correct than for incorrect responses (Pike et al.,
1977 ). However, E.P.'s response times were nearly identical for
correct and incorrect responses, suggesting that his responses were
outside of awareness. To our knowledge, this is the first report of
identical correct and incorrect response times in an individual
performing significantly above chance levels on a memory test.
Third, the information acquired by E.P. differed qualitatively from the
information acquired by controls. Controls acquired knowledge that was
flexible and resistant to modifications in the test stimuli. Thus, when
the second word in the sentence frame was replaced by a synonym (or
when both the first and second words were replaced), the performance of
controls on the cued recall test was not measurably affected (28.7%
correct vs 24.7% correct after synonym replacement). In sharp
contrast, E.P.'s performance fell from 20.7% correct to 3.4% correct
(one item correct) after synonym replacement. Thus, E.P. exhibited
extreme sensitivity to modifications of the test stimuli and appeared
able to access what he had learned only when the test items appeared
exactly as they had at study.
The same principle may explain why on the long-term retention test E.P.
and the less extensively trained controls performed similarly on the
cued-recall test but dissimilarly on the forced-choice test. Thus, on
the cued-recall test, E.P. scored 10.4% correct (three months after
his 24 training sessions), and controls scored 7.6% correct (five to 6 months after their two training sessions). In contrast, on the
forced-choice test E.P. scored only 57.3% correct (controls, 81.3%
correct). Thus, the controls were able to express what they had learned
in both the cued-recall test and in the simpler forced-choice test.
However, E.P. was relatively better at the cued-recall test, perhaps
because the format and the requirements of that test more closely
resembled the format and the requirements of the training sessions
themselves. This relative inflexibility of acquired information is
considered an important characteristic of nondeclarative memory (Cohen,
1984 ; Squire, 1992 ; Eichenbaum and Cohen, 2001 ).
A number of studies have documented that memory-impaired patients can
acquire new factual (semantic) knowledge, given sufficient repetition
of what is to be learned (Shimamura and Squire, 1988 ; Hamann and
Squire, 1995 ; Vargha-Khadem et al., 1997 ; Kitchener et al., 1998 ; Reed
and Squire, 1998 ; Verfaellie et al., 2000 ; Van der Linden et al., 2001 ;
Westmacott and Moscovitch, 2001 ). However, in these cases the residual
learning ability in amnesia appears to result in declarative knowledge.
The present findings provide evidence for the acquisition of
information by nondeclarative memory, information that would be learned
declaratively (as facts) by normal individuals as well as by amnesic
patients, so long as they are not too severely impaired. Notably, the
learning that E.P. exhibited did not result in factual knowledge in the
usual sense of that term, although successful learning of this material would ordinarily be expected to result in some amount of knowledge. Instead, what E.P. learned was available only through performance, and
information was expressed in the absence of any awareness that memory
was being used.
What kind of nondeclarative memory might have supported E.P.'s gradual
learning? The phenomenon of priming (Tulving and Schacter, 1990 ) is
thought to result in improved perceptual fluency and to bias
performance independently of conscious recollection. Yet, priming is
ordinarily associated with single-trial paradigms, not prolonged
learning. Moreover, there is little evidence that priming can influence
forced-choice judgments (Hamann and Squire 1997 ; Stark and Squire,
2000 ). Habit learning is a more plausible alternative. Habit learning
develops gradually and depends on the integrity of the neostriatum
(Mishkin and Petri, 1984 ; Tulving, 1991 ; Knowlton et al., 1996 ; Teng et
al., 2000 ; Fernandez-Ruiz et al., 2001 ). However, the kind of habit
learning that depends on the neostriatum is thought to proceed as a
gradual strengthening of responses through reinforcement. In the
present study, no feedback was provided during learning.
It is possible that E.P. gradually learned the three-word sentences
through perceptual learning. Perceptual learning is intrinsic to the
neocortex and involves learning about stimuli and their attributes
through extended exposure (Gilbert et al., 2001 ). Typically, perceptual
learning is highly specific to the stimuli being learned and does not
transfer to stimuli presented in a different form or orientation. In
the present study what E.P. learned was represented more abstractly
than one would expect in the case of typical perceptual learning,
because what he learned could accommodate either spoken or visual
presentation of the test material. At the same time, the learning did
exhibit stimulus specificity that is characteristic of perceptual
learning, inasmuch as the learning could not accommodate modifications
in the stimuli themselves. We suggest that the improved performance
exhibited by E.P. occurred as the result of direct learning by the
neocortex, independently of the medial temporal lobe, and by a process
akin to perceptual learning. It seems unlikely that remaining tissue in
the posterior parahippocampal cortex is important, because E.P. has no
detectable capacity for declarative memory, and there is no evidence
linking this region exclusively to nondeclarative forms of memory.
The present findings for E.P. can be usefully considered in the context
of what has been reported for a different patient (K.C.) in earlier
pioneering studies of fact learning in amnesia (Tulving et al., 1991 ;
Hayman et al., 1993 ). K.C. developed memory impairment after a head
injury, which damaged his medial temporal lobe bilaterally. His damage
is asymmetric and present in only a small portion of the right medial
temporal lobe. Moreover, the damage also involves left frontal, left
parietal, left retrosplenial, and left occipital cortex, and there is a
small lesion in right parietal cortex (Tulving et al., 1991 ). K.C. was
taught responses to short phrases following the same procedure as in
the present study (i.e., very similar schedule of pretest and training
sessions and the same number of test items presented with the
study-only procedure) (Hayman et al., 1993 ). After 4 weeks of training
and 16 training trials, K.C. scored 83% correct on a cued-recall test, whereas E.P. scored only 2.1% correct after 4 weeks of training and 16 trials (Fig. 1, T1). Thus, E.P,'s capacity for learning is
much poorer than K.C.'s capacity and is apparent only after more
extended training. This difference is likely related to E.P.'s more
extensive medial temporal lobe damage. Accordingly, K.C. may succeed to
a greater extent than E.P. because K.C. has less medial temporal lobe
damage and is less amnesic than E.P. It is interesting to note that
K.C., like E.P., exhibited cross-modal transfer of what he had learned.
However, it was not otherwise determined what kind of knowledge K.C.
acquired, that is, whether his new knowledge was similar to or
different from the declarative knowledge about the world that he had
acquired before his amnesia (Hayman et al., 1993 ).
A more recent study of postmorbid fact learning and vocabulary learning
by K.C. concluded that he acquired declarative (explicit) knowledge
that was consciously accessible but that the knowledge was incomplete,
inefficient, and relatively inflexible, perhaps as a consequence of the
information having been acquired directly by neocortex (Westmacott and
Moscovitch, 2001 ). It may also be useful to explore an alternative
possibility: that K.C.'s learning was supported by structures within
the medial temporal lobe that remain intact and that the
characteristics of his knowledge, rather than being unusual and
qualitatively distinct, are what one might observe in any individual
who has only partly learned a body of material.
It is also useful to note, considering that K.C. has less medial
temporal lobe damage than E.P. (and does better at new learning), that
K.C.'s medial temporal lobe damage cannot explain instances where he
performs more poorly than E.P. For example, it is notable that K.C. is
reported to be able to recall very few, if any, autobiographical episodes from his life before his injury (Tulving et al., 1988 ; Hayman
et al., 1993 ; Moscovitch et al., 2000 ; Westmacott et al., 2001 ). In
contrast, E.P. can recall autobiographical episodes from his early life
in considerable detail (Reed and Squire, 1998 ; Bayley and Squire,
2001 ).
Thus, the findings from K.C. and E.P. constitute a double dissociation
with respect to autobiographical recollection (better for E.P.) and the
ability to acquire new information in anterograde amnesia (better for
K.C.). These findings suggest that the difficulties reported for K.C.
in autobiographical recollection are not related to his medial temporal
lobe damage (because E.P. has extensive medial temporal lobe damage and
yet can recollect autobiographical episodes better than K.C.). Thus,
contrary to recent discussions (Moscovitch et al., 2000 ; Rosenbaum et
al., 2000 ; Westmacott et al., 2001 ), K.C.'s performance on tests of
retrograde amnesia for personal events is unlikely to illuminate the
function of the hippocampus or other medial temporal lobe structures.
In summary, despite extensive medial temporal lobe damage, E.P. was
gradually able to acquire new information. In contrast to what might
have been expected, this information was not represented as new
knowledge available to conscious recollection. Rather, the information
that he acquired was nondeclarative and was not experienced as factual
information. It was outside of awareness, it could be expressed only
through performance, and it was relatively inflexible, accessible only
when precisely the same cues were used to test memory that had been
present during study. The results show that factual material, which is
ordinarily learned declaratively and with the participation of the
medial temporal lobe, can also be acquired as nondeclarative memory. We
propose that in those cases when factual information is acquired as
declarative knowledge, for example, when factual knowledge is slowly
acquired as conscious knowledge by memory-impaired patients, then
intact structures within the medial temporal lobe are responsible for
the learning. In contrast, when such information is acquired as
nondeclarative knowledge, as in the present study, we propose that the
learning occurs directly within neocortex.
 |
FOOTNOTES |
Received Feb. 1, 2002; revised April 15, 2002; accepted April 15, 2002.
This work was supported by the Medical Research of the Department of
Veterans Affairs, National Institute of Mental Health Grant MH24600,
and the Metropolitan Life Foundation. We thank Dr. Craig Stark and Joe
Manns for their helpful comments and Shauna Stark and Joyce Zouzounis
for assistance.
Correspondence should be addressed to Dr. Larry Squire, Veterans
Affairs Medical Center (116A), 3350 La Jolla Village Drive, San Diego,
CA 92161. E-mail: Lsquire{at}ucsd.edu.
 |
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