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The Journal of Neuroscience, August 1, 2002, 22(15):6639-6649
The Adult Substantia Nigra Contains Progenitor Cells with
Neurogenic Potential
D. Chichung
Lie1,
Gustavo
Dziewczapolski2,
Andrew R.
Willhoite1,
Brian
K.
Kaspar1,
Clifford W.
Shults2, and
Fred H.
Gage1
1 Laboratory of Genetics, The Salk Institute for
Biological Studies, La Jolla, California 92037, and
2 Department of Neurosciences, University of California San
Diego/Veterans Affairs Medical Center, La Jolla, California
92161
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ABSTRACT |
In Parkinson's disease, progressive loss of dopaminergic neurons
in the substantia nigra pars compacta (SN) leads to debilitating motor
dysfunction. One current therapy aims at exogenous cellular replacement
of dopaminergic function by transplanting fetal midbrain cells into the
striatum, the main projection area of the SN. However, results using
this approach have shown variable success. It has been proposed that
cellular replacement by endogenous stem/progenitor cells may be useful
for therapeutic interventions in neurodegenerative diseases, including
Parkinson's disease. Although it is widely accepted that progenitor
cells are present in different areas of the adult CNS, it is unclear
whether such cells reside in the adult SN and whether they have the
potential to replace degenerating neurons. Here, we describe a
population of actively dividing progenitor cells in the adult SN, which
in situ give rise to new mature glial cells but not to
neurons. However, after removal from the SN, these progenitor cells
immediately have the potential to differentiate into neurons.
Transplantation of freshly isolated SN progenitor cells into the adult
hippocampus showed that these cells also have a neuronal potential
under in vivo conditions. These results suggest that
progenitor cells reside in the adult SN and can give rise to new
neurons when exposed to appropriate environmental signals. This
developmental potential of SN progenitor cells might be useful for
future endogenous cell replacement strategies in Parkinson's disease.
Key words:
Parkinson's disease; neural progenitor cells; cell
replacement; gliogenesis; transplantation; substantia nigra
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INTRODUCTION |
The dopaminergic neurons in the
substantia nigra pars compacta (SN) are important regulators of
corticostriatal neurotransmission. In Parkinson's disease (PD),
progressive loss of these neurons leads to debilitating motor
dysfunction. Current treatment consists primarily of pharmacological
dopamine replacement for amelioration of motor deficits (Olanow et al.,
2001 ). Based on previous animal studies, experimental therapies have
sought to restore dopaminergic neurotransmission by exogenous cell
replacement, which is achieved by transplanting fetal dopaminergic
neurons into the striatum, the main target area of the SN (Olanow et
al., 1996 ; Lindvall and Hagell, 2000 ; Freed et al., 2001 ). However, the
clinical success of transplantation strategies has been hampered by
major problems such as availability of cells, paucity of dopaminergic
neurons in grafts, immunological response after transplantation,
probable failure of cells to integrate into the host circuit, and the
low percentage of survival of grafted cells (Bjorklund and Lindvall, 2000 ; Dunnett et al., 2001 ).
The regenerative capacity of the adult CNS is limited and has been
considered to be confined to postmitotic events. However, there is
growing evidence that new mature neural cells are generated throughout
adulthood, suggesting that the adult CNS retains the ability for
endogenous cell replacement. These cells are derived from actively
dividing progenitor cells, which display a broad or restricted
differentiation pattern depending on their site of residence. The
generation of mature cells of all neural lineages, including neurons,
has been consistently demonstrated in only two distinct areas of the
forebrain (i.e., the hippocampus and the subventricular zone) (Altman
and Das, 1965 ; Bayer, 1982 ; Kaplan and Bell, 1984 ; Levison and Goldman,
1993 ; Lois and Alvarez-Buylla, 1993 ; Luskin, 1993 ; Kuhn et al., 1996 ).
In contrast, in the adult spinal cord progenitor cells give rise to
glial cells only (Horner et al., 2000 ). However, the in vivo
differentiation pattern may not reflect the entire lineage potential of
resident progenitor cells, because regional environmental cues appear
to restrict in situ differentiation to distinct neural
lineages. For example, in vitro analysis and transplantation
studies have suggested that adult progenitor cells from the spinal cord
have the potential to give rise to cells of all neural lineages (Weiss
et al., 1996 ; Shihabuddin et al., 1997 , 2000 ). In addition, isolated
cortical progenitor cells have the potential to give rise to glia and
neurons in vitro (Palmer et al., 1999 ), and limited de
novo neurogenesis from progenitor cells has been observed in the
adult mammalian neocortex after chromophore-induced apoptotic lesion
(Magavi et al., 2000 ), which suggests that cortical progenitors in fact
have a broader differentiation potential than observed under normal conditions.
To date, it is unclear whether cells with the potential to give rise to
new neural cells exist in the adult SN and whether active cell
replacement occurs in this CNS region. Here, we investigate the
presence of progenitor cells in the adult SN, their in vivo differentiation pattern, and their lineage potential. Our results indicate that cells with a broad differentiation potential, which includes neurons, astrocytes, and oligodendrocytes, are present in the
adult SN.
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MATERIALS AND METHODS |
Animals. For all experiments, young adult female
Fisher 344 rats (8-9 weeks of age; Harlan Sprague Dawley,
Indianapolis, IN) were used. Animals were housed in standard cages and
had ad libitum access to food and water.
Green fluorescent protein-retrovirus injections. Five
animals were deeply anesthetized and injected stereotactically with 2 µl of high-titer NIT-green fluorescent protein (GFP)
retrovirus (5 × 105 IU/µl)
(generously provided by H. van Praag, Salk Institute, La Jolla,
CA) (Palmer et al., 1999 ) into the left SN [anteroposterior (AP), 5.4; mediolateral (ML), 2.2; dorsoventral (DV), 7.7 from bregma; nose piece, 3.3]. Animals were anesthetized and perfused intracardially with 4% paraformaldehyde in 100 mM phosphate buffer, pH 7.4, 36 hr later.
Bromodeoxyuridine injections. For birthdating studies, eight
animals received a single intraperitoneal injection of
bromodeoxyuridine (BrdU) (50 mg/kg; Sigma, St. Louis, MO). Animals were
perfused at 2 hr or 3 d after injection. For phenotype and fate
studies, 20 animals received intraperitoneal injections of BrdU (200 mg/kg) each day for 10 d. At 1 d after injection, one-half of
the animals (n = 10) were perfused. The remaining
animals (n = 10) were perfused at 4 weeks after injection.
6-Hydroxydopamine lesions. Twelve animals were injected
stereotactically with two deposits of 1.5 µl of 6-hydroxydopamine (6-OHDA) (Sigma) (4 µg/µl in 0.9% NaCl supplemented with 0.02% ascorbic acid) into the left medial forebrain bundle (AP, 3.8; ML,
1.5; DV, 7.3 and 7.1 from bregma; nose piece, 3.3). Twelve animals received injections of vehicle. One day after injury, animals
received intraperitoneal BrdU injections (200 mg/kg) each day for 12 consecutive days. Animals were perfused 4 weeks after the last BrdU injection.
Isolation and culturing of adult progenitors. Adult
progenitor cells were isolated as described previously (Palmer et al., 1999 ). The SN was dissected using a dissection microscope.
Contamination by ependymal and subependymal cells was avoided by
complete removal of tissue adjacent to the ventricle. The pial surfaces
were trimmed from the tissue to remove the meninges. Tissues were
digested in papain (2.5 U/ml; Worthington, Freehold, NJ), DNase (250 U/ml; Worthington) and neutral protease (1 U/ml Dispase; Boehringer Mannheim, Indianapolis, IN) dissolved in HBSS. Whole digested tissue
was washed and suspended in DMEM-10% fetal bovine serum (FBS)
(Hyclone, Logan, UT). An equal volume of Percoll solution consisting of
nine parts of Percoll (Amersham Pharmacia Biotech, Uppsala, Sweden) and
one part of 10× PBS (Irvine Scientific, Santa Ana, CA) was added. The
cell suspension was centrifuged for 30 min, 18°C, at 20,000 × g. Cells from the low-buoyancy fraction were harvested,
rinsed in PBS, and plated onto Porn/Lam-coated tissue culture dishes
(Fisher Scientific, Houston, TX) in DMEM-10% FBS. The medium
was replaced after 16 hr with serum-free growth medium consisting of
DMEM/F-12 (1:1) supplemented with N2 supplement (Life Technologies,
Gaithersburg, MD). Growth factors were added at the following
concentrations: human FGF2 (Peprotech, Rocky Hill, NJ), 20 ng/ml; mouse
FGF8b (R & D Systems, Minneapolis, MN), 40 ng/ml. To promote
differentiation, growth medium was replaced with DMEM/F-12 containing
1% FBS and 0.5 µm of all-trans retinoic acid. For
immediate differentiation experiments, two additional differentiation
paradigms were applied: 1% FBS and 5 µm of forskolin (Palmer et al.,
1997 ) or astrocyte feeder layer in serum-free defined medium (Song et
al., 2002 ).
Clonal analysis. Progenitors were cultured for 7 d in
growth medium, harvested with trypsin-EDTA solution, washed one time with DMEM/F-12, and suspended to a final concentration of
106 cells/ml in growth medium supplemented
with 2 µg/ml polybrene. Volumes of NIT-GFP retrovirus
sufficient to infect ~10-20 cells were added to 0.2 ml of cells and
then incubated for 30 min at 37°C. The cells were pelleted,
resuspended in growth medium, and plated into 6 cm tissue culture
dishes. One day later, the locations of individual green cells were
marked. Adjacent clones closer than 1 cm apart were excluded from the
study. Cells were grown in growth medium for 7 d and then switched
to differentiation medium for another 7 d. Cells were fixed for 20 min with 4% paraformaldehyde.
Immunofluorescent staining. Floating tissue sections or
cells were rinsed with Tris-buffered saline (TBS) and then blocked for
30 min at room temperature in TBS containing 0.3% Triton X-100 and 5%
preimmune donkey serum (TBS++). Samples were incubated in TBS++
containing dilutions of primary antibodies for 24-72 hr at 4°C.
Samples were washed three times with TBS for 10 min at room temperature
and blocked in TBS++ for 1 hr. Samples were then incubated for 2 hr
with secondary antibodies conjugated to aminomethyl coumarin,
fluorescein isothiocyanate, Texas Red, or cyanin 5. Secondary
antibodies (donkey; Jackson ImmunoResearch, West Grove, PA) were used
at a final dilution of 1:250 in TBS++. Samples were washed three times
with TBS, treated with 10 mg/ml 4',6'-diamidino-2-phenylindole (DAPI)
(Sigma) for 10 min, and coverslipped in 20% polyvinylalcohol
(20,000-30,000 molecular weight; Air Products and Chemicals,
Allentown, PA) in 50% glycerol (w/v) containing 2.5% w/v
1,4-diazobicyclo-[2.2.2]-octane (Sigma).
For BrdU staining, samples were pretreated with 50% formamide in 2×
SSC for 2 hr at 65°C, followed by 15 min in 2× SSC, 30 min in 2N HCl
at 37°C, 10 min in 0.1 M borate buffer, and six 15 min
rinses in TBS, pH 7.5.
Primary antibodies generated in mice, rats, rabbits, and guinea pigs
were used at the following concentrations: mouse anti-TuJ1 (1:5000-8000; Promega, Madison, WI), rabbit anti-TuJ1 (1:1000-4000; Covance, Richmond, CA), mouse anti-Map 2ab (1:250; Sigma), mouse anti-neuronal nuclear antigen (NeuN) (1:10; hybridoma
supernatant kindly provided by R. Mullen, University of Utah, Salt Lake
City, UT), mouse anti-receptor-interacting protein (RIP) (1:20;
Developmental Studies Hybridoma Bank, University of Iowa, Iowa City,
IA), rabbit anti-NG2 chondroitin sulfate proteoglycan (NG2)
(1:500; Chemicon, Temecula, CA), mouse anti-adenomatous polyposis coli
tumor suppressor gene (APC) (1:100; Chemicon), rabbit
anti-S100 (1:5000; Swant, Bellinzona, Switzerland), guinea
pig anti-GFAP (1:500; Advanced Immunochemical, Inc., Long Beach, CA),
mouse anti-A2B5 (1:100; Boehringer Mannheim), rat anti-BrdU (1:250;
Accurate Chemicals, Westbury, NY), mouse anti-Ox42 (1:1000; Chemicon),
mouse anti-nestin (1:250; PharMingen, San Diego, CA), rabbit
anti-tyrosine-hydroxylase (TH) (1:500; Protos Biotech, Burlingame, CA),
and mouse anti-TH (1:250; Roche, Indianapolis, IN). Fluorescent samples
were evaluated using a Bio-Rad (Hercules, CA) MRC1024UV confocal
imaging system.
Quantification of newly generated cells. Estimation of the
number of BrdU-positive cells located within the adult SN was achieved by using the optical fractionator sampling design and formula (West,
1999 ) with the assistance of a stereology system (Stereo Investigator
version 2001 4.33a; MicroBrightField, Inc., Colchester, VT). Every
sixth 40 µm coronal section of the midbrain was evaluated after
double-immunostaining for TH and BrdU. With the aid of a Stereo
Investigator software-controlled stage attached to an Olympus (Melville, NY) BH-2 fluorescence microscope and Dage (Michigan City, IN) MTI CCD-300TIFG video camera, the SN was delineated using the TH immunostaining as guide. Counts were made using an unbiased counting frame superimposed on the image of the SN viewed under a 20× objective (sampling frame area, 10,000 µm2; sampling frame height, 26 µm; top
and bottom guard zones, at least 3 µm; sampling intervals,
x = 240 µm, y = 150 µm;).
Phenotypic analysis. To determine the phenotype of
proliferating cells and their progeny in the SN, 100 randomly selected, BrdU-positive cells per animal in this region were evaluated for colabeling with each phenotypic marker. For each BrdU-positive cell,
the complete cell nucleus was followed through the z-axis, and only cells with a well circumscribed, immunopositive cell body or
nucleus were considered positive for a particular phenotype.
The labeling index was calculated by dividing the number of cells that
were double labeled for BrdU and a phenotypic marker by the number of
evaluated BrdU-positive cells.
To determine the phenotype of cultured progenitor cells, 1000 cells per
condition observed in nonoverlapping fields of view were evaluated for
the expression of phenotypic markers. Labeling indices were calculated
by dividing the number of positive cells by the total number of cells.
Transplantation. To enable the detection of transplanted
cells in vivo, BrdU (5 µM) was added
to the culture medium at day 4 in vitro. Cells were
harvested 48 hr later by trypsinization, washed once with 0.1 M PBS, collected by centrifugation at 2500 rpm
for 3 min, and resuspended in 0.1 M PBS at a
concentration of 100,000 cells/µl. One microliter of cell suspension
was stereotactically injected into the hippocampus (AP, 4; ML, ±2;
DV, 3.5 from bregma; nose piece, 3.3) (n = 8) or
the SN (n = 8) of adult female Fischer 344 rats. At 3 weeks after transplantation, animals were perfused. To determine the
frequency at which BrdU-positive cells demonstrated a particular
phenotype in the dentate gyrus or the SN, BrdU-immunoreactive transplanted cells (100 randomly selected BrdU-positive cells/animal) in this region were examined for colocalization with lineage-specific markers. The number of transplanted cells that differentiated into a
particular phenotype was expressed as a percentage of the BrdU-positive
cells examined.
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RESULTS |
Cell genesis in the adult SN
To determine whether the adult midbrain contains dividing cells,
animals were pulsed with a single dose of BrdU and killed 2 hr or
3 d later. At 2 hr after injection, cells undergoing DNA replication had incorporated the label but had not had time to migrate
far from the site of incorporation. At this time point, BrdU-positive
cells were detected throughout the entire midbrain including the SN,
indicating that proliferating cells are present in this region (Fig.
1a). At 3 d after
injection, the number of BrdU-labeled cells in the SN appeared to have
increased, and cells were found predominantly in doublets, suggesting
that cells had divided locally (Fig. 1b). The presence of
locally dividing cells in the adult SN was confirmed by stereotactic
injection of a Moloney murine leukemia virus (MoMLV)-based GFP
retrovirus into the SN. MoMLV-based retroviruses infect only dividing
cells. At 36 hr after injection, GFP-positive cells were detected in
the SN. These cells had small round cell bodies and elaborate processes
(Fig. 1c) and were in some cases colabeled for NG2, an early
glial progenitor cell marker (Fig. 1d).

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Figure 1.
Proliferating cells are present in
the adult SN. A, BrdU-labeled cells
(green) are detected 2 hr after injection.
B, At 3 d after injection, more BrdU-positive cells
(green) are present in the SN. Cells are mostly
found in doublets. A, B, TH in red.
C, D, Proliferating cells are also detected by injection
of a GFP retrovirus into the SN. D, Some of the infected
cells express NG2 (red, colabeling with GFP in
yellow). TH in red (C)
or blue (D).
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Phenotypic analysis of newborn cells in the adult SN
To determine the phenotype and the fate of dividing cells, animals
were injected daily with BrdU for 10 d and perfused at 1 d
and 4 weeks after injection. Stereological analysis showed that the
number of BrdU-positive cells did not differ significantly between
those time points [2761 ± 381 (average ± SEM) at 1 d
after injection and 2943 ± 505 at 4 weeks after injection],
suggesting that a significant proportion of dividing cells or their
progeny was maintained during this period. The relative contribution of proliferation, survival, and cell death to the maintenance of newly
generated cells was not assessed in this study. Sections were stained
with glia- and neuron-associated markers. One-half of the BrdU-positive
cells in the SN colabeled with the potential glial progenitor marker
NG2 at 1 d after injection (49.6 ± 3%) (Fig.
2a). At 4 weeks after
injection, the percentage of NG2-labeled, BrdU-positive cells had
decreased only slightly (42.6 ± 1.1%), suggesting that many
cells remained as glial progenitor cells in the SN. At 1 d after
injection but not at 4 weeks after injection, a small population of
BrdU-positive cells (~0.1%) stained for the intermediate filament
nestin (Fig. 2b), which is expressed by multipotent neural
progenitor cells during development (Lendahl et al., 1990 ). These
BrdU/nestin-positive cells were not associated with blood vessels,
indicating that these cells were neural progenitor cells and not
endothelial cells, which have been described to express nestin in the
adult CNS (Kobayashi et al., 1998 ; Palmer et al., 2000 ). Few newborn
cells (<0.1%) expressed mature glial markers (S100 ) at the early
time point. In contrast, at 4 weeks after injection, 14% of
BrdU-labeled cells had differentiated into oligodendrocytes
(APC+/GFAP ) (12.9 ± 0.7%) or astrocytes (S100 +) (1.4 ± 0.2%) (Fig. 3a,b). Very
few BrdU-positive cells (<0.1%) expressed Ox42 at both time points,
indicating that few newborn cells in the SN are microglia (data not
shown).

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Figure 2.
Phenotype of BrdU-positive cells in the SN after a
10 d BrdU pulse. A, One-half of the BrdU-positive
cells (green) express the glial progenitor marker
NG2 (blue). B, Some BrdU-positive cells
(blue) that are not associated with blood vessels
express the multipotent progenitor marker nestin
(green). A, B, TH in shown in
red.
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Figure 3.
Progenitor cells in the SN differentiate into glia
4 weeks after the final BrdU injection. A,
Colocalization of a BrdU-positive nucleus (blue) with
the oligodendrocyte marker APC (green).
B, Colocalization of a BrdU-positive nucleus
(blue) with the astrocyte marker S100
(green). C, Many BrdU-positive
nuclei (blue) appear to be associated with dopaminergic
neurons (red). Three-dimensional reconstruction in
different planes (insets) revealed that these nuclei
belong to satellite cells that are in close proximity to the
dopaminergic neurons. S100 is shown in green.
A-C, TH is shown in red.
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To investigate the possibility that new neurons are generated in the
SN, sections were stained with BrdU and -tubulin III or NeuN. In
addition, all sections were stained for TH to outline the SN.
Hence, we were able to investigate the possibility of generation of new
dopaminergic neurons throughout the entire SN. Multiple BrdU-positive
nuclei (~40 nuclei per animal) seemed to be associated with
TH-positive cell bodies or NeuN-positive nuclei at both time points.
However, careful analysis by confocal z-series of each of
these cells revealed that BrdU-labeled nuclei belonged to cells that
were in close proximity to the nuclei of NeuN-positive or TH-positive
neurons (Fig. 3c). No newly generated neurons were found in
animals that were killed at earlier time points (1 and 2 weeks after
injection), excluding the possibility that progenitor cells had
differentiated into neurons that failed to survive (data not shown). In
addition, no newborn neurons were observed in adjacent structures in
the entire ventral midbrain at any time point. Therefore, no convincing
evidence for in vivo neurogenesis in the SN or the ventral
midbrain was found at any of the time points examined.
Isolation of progenitor cells from the SN
To further characterize the endogenous SN progenitor cell
population, we isolated cells from the SN using a protocol that enriches for progenitor cells from the adult brain (Palmer et al.,
1999 ). This procedure allows early in vitro analysis of
progenitor cells and avoids prolonged culturing with exposure to high
concentrations of growth factors, which can lead to transformation of
cells and may dramatically alter their characteristics (Palmer et al.,
1997 ). SN tissue for progenitor cell isolation was harvested by
microdissection under a microscope. Although this technique allowed
complete removal of the nonadjacent ependymal and subependymal tissue,
the possibility remains that the preparation was slightly contaminated
with tissue from immediately adjacent tissue (e.g., ventral tegmental
area) because of the proximity of structures in the ventral midbrain. To determine whether SN cells that were actively dividing in
vivo were contained in the isolated cell population, animals were
injected with high doses of BrdU (200 mg/kg) on 7 consecutive days
before isolation. Cells were fixed 12 hr after isolation and stained for BrdU incorporation. Approximately 6.5% of the cells were positive for BrdU, indicating that in vivo dividing SN progenitor
cells represented a significant proportion of the isolated cells. The percentage of NG2/BrdU double-labeled cells was similar to that in the
in vivo data (~50%). No neuronal markers ( -tubulin
III) and only occasional mature glial markers (S100 ) were observed among the isolated cells (data not shown).
Lineage potential of SN progenitor cells
Next we determined the neural lineage potential of SN progenitor
cells. Isolated progenitor cells were cultured in the presence of
either FGF2, which has been described as a necessary mitogen for
maintaining multipotent progenitor cells in vitro (Richards et al., 1992 ; Vescovi et al., 1993 ; Palmer et al., 1995 ; Shihabuddin et
al., 1997 ), or FGF8, which is a mitogen for progenitor cells in the
developing midbrain (Lee et al., 1997 ). To determine whether these two
growth factors were able to stimulate the proliferation of progenitor
cells, BrdU was added at 5 d in vitro (DIV) to
determine the percentage of dividing cells. At 7 DIV, >90% of the
FGF-treated cells had incorporated BrdU, whereas <10% of the cells in
control cultures that were grown without the addition of growth factors were BrdU-positive. In addition, control cultures displayed signs of
increased cell death, such as fragmented cell nuclei (data not shown).
Growth rates of FGF2- and FGF8-treated cultures were comparable (data
not shown). This demonstrates that FGF2, as well as FGF8, can stimulate
the proliferation of SN progenitor cells.
The neural lineage potential of SN-derived progenitors was evaluated by
culturing isolated cells in medium containing FGF2 or FGF8 for 7 d. Cells were then fixed and stained for expression of
lineage-associated markers. At this time point, cells in both cultures
abundantly expressed markers for immature precursors such as nestin, a
marker for immature neuroepithelial precursors, and the glial precursor
marker NG2 (Table 1). Moreover, low
percentages of GFAP-positive astrocytes and -tubulin III-positive
neurons were observed in both culture conditions (Table 1). No
RIP-positive oligodendrocytes were detected in the cultures. After
retinoic acid-induced differentiation for 7 d (Takahashi et al.,
1999 ), FGF2- and FGF8-treated cultures contained a significantly higher number of cells that had differentiated into neurons (17% in
FGF2-stimulated cultures; 18% in FGF8-stimulated cultures), astrocytes
(6% and 17%, respectively) and oligodendrocytes (2% in both
conditions) (Table 1) (Fig.
4a,b). Cultures were also
treated with BrdU for 48 hr before differentiation. After
differentiation, the majority (>85%) of the neurons and glia were
labeled for BrdU, demonstrating that these cells were generated
de novo from a dividing cell population (Fig.
4c). Together, these results demonstrate that SN-derived progenitor cells are able to generate cells from all three neural lineages.
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Table 1.
Expression of glial and neuronal markers by SN progenitor
cells under proliferating conditions and after differentiation
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Figure 4.
Cultured SN progenitor cells give rise to all
three neural lineages in vitro. -tubulin III
positive-neurons (A; green),
GFAP-positive astrocytes (A; red), and
RIP-positive oligodendrocytes (B; red)
are observed after differentiation. A, B, Nuclei
stained with DAPI (blue). C, BrdU was
added 48 hr before differentiation. The nuclei of -tubulin
III-positive neurons (red) and GFAP-positive glia
(blue) stain positive for BrdU
(green), demonstrating that these cells are
derived from a proliferating population.
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Next, we determined whether SN-derived progenitor cells are multipotent
or restricted to a single neural lineage using a previously described
clonal analysis approach (Palmer et al., 1999 ). In brief, proliferating
cells were infected with low-titer GFP retroviruses; single
GFP-positive cells and their progeny were closely monitored during an
initial 7 d proliferation phase and subsequent 7 d
differentiation phase. Clones were then evaluated for differentiation
into neurons and glia. Some clones generated only cells of a single
neural lineage (Table 2). However, a
significant proportion of clones in both culture conditions contained
both neurons and glia (Fig. 5 and Table
2), demonstrating that multipotent progenitor cells are present in
these cultures. In addition, these results confirm that neurons and
glia are de novo generated from proliferating cells.
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Table 2.
Phenotypic characterization of differentiated clonal SN
progenitor cells propagated in the presence of FGF2 or
FGF8
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Figure 5.
Lineage potential of individual SN progenitor
cells. Cells were infected with low-titer GFP retrovirus. Individual
infected cells and their progeny were differentiated after a 7 d
proliferation period in FGF8-supplemented media
(A) or FGF2-supplemented media
(B). After differentiation, some GFP-positive
clones (green) produced -tubulin III-positive
neurons (red; seen as orange with GFP
overlay) and GFAP-positive astrocytes (blue; seen as
aqua with GFP overlay), demonstrating that the infected
progenitor cell was multipotent. Nuclei stained with DAPI are
dark blue.
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We subsequently determined whether the neuronal potential of progenitor
cells is confined to quiescent progenitor cells from the SN or is also
a property of actively dividing cells in this region. Animals were
injected with BrdU (200 mg/kg) on 7 consecutive days before isolation.
Cells were isolated and immediately differentiated for 7 d using
different paradigms. In all conditions, ~1-2% of the BrdU-positive
cells were labeled for the neuronal marker -tubulin III (Fig.
6), demonstrating that at least a
proportion of actively in vivo dividing cells or their
progeny have an intrinsic potential to differentiate into neurons when
removed from their in vivo environment.

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Figure 6.
In vivo proliferating SN progenitor
cells have an intrinsic neuronal potential. Proliferating progenitor
cells were labeled in vivo by injection of BrdU. SN
progenitor cells were differentiated immediately after isolation.
-tubulin III-positive neurons (red) with
BrdU-positive nuclei (green) were observed in all
differentiation conditions tested: astrocyte feeder layer
(A), forskolin-induced differentiation
(B), and retinoic acid-induced
differentiation (C).
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In vivo neuronal differentiation potential of SN
progenitor cells
Because the possibility remains that SN progenitor cells can only
differentiate into neurons under in vitro conditions and that their potential in vivo is much more restricted, we
subsequently determined whether SN progenitor cells can differentiate
into neurons in vivo. The adult hippocampus has been
demonstrated to provide signals that can direct multipotent cells from
different CNS regions toward a neuronal fate (Suhonen et al., 1996 ;
Shihabuddin et al., 2000 ). We took advantage of this property of the
hippocampus to determine whether SN-derived progenitor cells have the
potential to differentiate into neurons in vivo. Progenitor
cells were freshly isolated and cultured in FGF2 or FGF8 for 6 d.
This brief in vitro period removed dying cells from the
progenitor cell preparation and allowed the expansion of SN progenitor
cells to a sufficient number for the transplantation experiment.
Proliferating progenitor cells were labeled with BrdU 2 d before
transplantation. Cells were stereotactically injected into the hilar
region of the hippocampus. Animals were analyzed 3 weeks later. The
distribution of the grafted cells was similar for FGF2- and
FGF8-treated cells. The majority of the grafted cells was found close
to the grafting site in the hilus or the neuronal layers of the dentate
gyrus. However, BrdU-positive cells were observed up to 1.5 mm along
the AP axis and 2.5-3 mm along the ML axis, indicating limited
migration of grafted cells. Approximately 20% of grafted cells (~160
cells of a total of 800 grafted cells examined) in the neuronal layers
of the dentate gyrus expressed early and/or mature neuronal markers
such as -tubulin III and NeuN (Fig.
7a and Table
3). These cells were not only located in
the subgranular zone but also appeared to be integrated into deeper
layers of the granular cell layer. These results demonstrate that
SN-derived progenitor cells have the potential to differentiate into
neurons not only in vitro but also in vivo when
provided with an appropriate environment.

View larger version (71K):
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|
Figure 7.
In vivo neuronal differentiation
potential of SN progenitor cells. A, BrdU-labeled SN
progenitor cells (green) differentiate into NeuN
(red)/ -tubulin III (blue)-positive
neurons after transplantation to the hippocampus, demonstrating that SN
progenitor cells can differentiate into neurons in vivo.
B, In contrast, SN progenitor cells transplanted back to
the SN do not differentiate into neurons, but display an NG2-positive
glial progenitor phenotype (red), suggesting that the SN
environment is not permissive for neuronal differentiation. BrdU is
shown in green; TH is shown in
blue.
|
|
View this table:
[in this window]
[in a new window]
|
Table 3.
Expression of neuronal markers by SN progenitor cells
transplanted into the adult hippocampal dentate gyrus after 6 d of
expansion in FGF2 or FGF8
|
|
Progenitor cells were also grafted into the adult SN. Grafted cells
were observed up to 1 mm along the AP axis and 1.2 mm along the ML
axis. Sections were stained for BrdU and markers for the neuronal
lineage to establish whether grafted cells were able to adopt a
neuronal phenotype in the SN. However, in contrast to their
hippocampus-grafted counterparts, neither FGF2- nor FGF8-stimulated progenitor cells gave rise to any -tubulin III-, NeuN-, or
TH-positive neurons. Instead, we found that ~30% of the grafted
cells (~240 cells of a total of 800 cells examined) showed a glial
progenitor phenotype by expressing the marker NG2 (Fig. 7b).
These results highlight the role of the environment for differentiation
of SN-derived progenitor cells into neurons in vivo.
Dopaminergic neurogenesis in the SN is not induced by
6-OHDA lesion
Because dividing cells or their progeny from the adult SN can give
rise to neurons in vitro and in vivo after
transplantation, we hypothesized that cell death of dopaminergic
neurons in the SN can induce de novo neurogenesis in this
region. Previous studies had shown that mechanisms regulating neuronal
migration, differentiation, and connectivity during development are
reactivated after lesion of the adult brain (Wang et al., 1998 ; Leavitt
et al., 1999 ), and that limited neurogenesis occurs after specific
lesions in the adult neocortex (Magavi et al., 2000 ). Animals were
injected with 6-OHDA into the left medial forebrain bundle, which leads to a selective loss of dopaminergic neurons in the SN. Dividing cells
were labeled by daily injections of BrdU for 12 consecutive days. The
exact number of BrdU-positive cells within the lesioned SN
could not be determined because of the absence of dopaminergic neurons
that were used previously to anatomically demarcate the SN.
Nevertheless, there was an apparent increase in the number of BrdU cells in the lesioned SN compared with the unlesioned control
side. All sections were screened for newly generated neurons by
costaining of BrdU with neuronal markers (NeuN, -tubulin III) and a
dopaminergic marker (TH). None of the newly generated cells colabeled
for any of these markers. These findings suggest that dopaminergic cell
loss induced by 6-OHDA is not sufficient to induce neurogenesis in the SN.
 |
DISCUSSION |
Fetal neural progenitor cells have been isolated repeatedly from
the mesencephalon and have been used in experimental cell-replacement approaches for PD (Ling et al., 1998 ; Studer et al., 1998 ; Potter et
al., 1999 ; Studer et al., 2000 ; Sanchez-Pernaute et al., 2001 ; Sawamoto
et al., 2001 ). Although previous work has suggested that neural
progenitor cells persist throughout adulthood in diverse areas of the
CNS (Gage et al., 1995 ; Palmer et al., 1995 ; Weiss et al., 1996 ;
Shihabuddin et al., 1997 ; Palmer et al., 1999 ), there has been little
evidence for the existence of progenitor cells in the adult SN.
In the present study, we have shown the presence of actively dividing
cells in the SN that are able to give rise to oligodendrocytes and
astrocytes in vivo. These newly generated glial cells were not observed immediately after the BrdU pulse but only 4 weeks after
the final BrdU injection. This delay suggests that these cells are
derived from more immature progenitor cells that have differentiated
into mature glial cells and not from dividing mature glia. Almost 50%
of the BrdU-labeled cells were associated with the glial progenitor
marker NG2 (Levine and Stallcup, 1987 ; Keirstead et al., 1998 ; Horner
et al., 2000 ) immediately after the BrdU pulse, and the percentage of
NG2/BrdU-labeled cells tended to decrease over time. It is therefore
possible that the newly generated glial cells in the SN are the progeny
of NG2-positive progenitors. In this regard, the adult SN displays
characteristics that are different from the adult cortex, where NG2
cells constitute only a minor proportion of dividing cells (Mehler and
Gokhan, 1999 ; Gensert and Goldman, 2001 ), but resembles the adult
spinal cord (Horner et al., 2000 ), where NG2-positive progenitor cells
are the major dividing cell population and mature glial cells are generated from immature dividing cells.
The phenotype of the remaining proliferating cells remains unclear.
Endothelial cells proliferate within the CNS (Horner et al., 2000 ;
Palmer et al., 2000 ), and our preliminary results indicate that indeed
some of the BrdU-labeled cells colocalize with endothelial cell markers
(data not shown). However, most of the BrdU-positive cells of unknown
phenotype were not found in the walls of blood vessels, which suggests
a phenotype other than endothelial cells.
The presence of newborn glial cells in the adult SN suggests that
constant glial cell replacement is taking place in this region.
Previous findings that glial cells are key regulators of synaptic
transmission and extracellular homeostasis in the CNS underline the
importance of the maintenance of the glial population (Pfrieger and
Barres, 1996 ; Ransom and Orkand, 1996 ; Lee et al., 2000 ; Araque et al.,
2001 ). Future experiments need to address the functional relevance of
gliogenesis in the SN for the maintenance of the glial population.
Despite careful cell-by-cell analysis, we have no indication that
neurogenesis occurs either in the intact or in the lesioned SN.
Multiple BrdU-positive nuclei were closely associated with dopaminergic
neurons. However, detailed analysis of these nuclei (a total of ~800
cells) by three-dimensional confocal analysis clearly demonstrated that
these nuclei without exception belonged to cells that were closely
attached to the dopaminergic neurons. The proximity of newborn cells
with mature existing neurons has been observed in different areas of
the adult CNS (Kuhn et al., 1997 ; Kornack and Rakic, 2001 ). The
significance of this phenomenon is not known; however, one could
speculate that this close association is necessary for cross talk
between those cells, for induction of differentiation, or for trophic
support. Our failure to detect neurogenesis in the SN is consistent
with a previous study in which cell proliferation but no generation of
new neurons after 1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine lesion
was observed (Kay and Blum, 2000 ). We cannot rule out the possibility
that neurogenesis in the SN is an extremely low-frequency event that escapes detection by our BrdU-injection paradigm. However, in our
paradigm we used BrdU at a concentration in the range of a dose that
allowed the detection of a large pool of proliferating cells and their
progeny in the adult hippocampus (Cameron and McKay, 2001 ), making it
unlikely that any newly generated neurons were not labeled with BrdU.
A previously described progenitor cell enrichment protocol (Palmer et
al., 1999 ) enabled us to further characterize SN progenitor cells. In
striking contrast to their glial-restricted differentiation pattern
in vivo, isolated SN progenitor cells differentiated into all neural lineages including neurons in vitro.
Interestingly, the ability of SN progenitor cells to differentiate into
neurons was observed in progenitor cells that had proliferated
previously in vivo. Another important point is that in
vivo proliferating SN progenitor cells could differentiate into
neurons immediately after isolation, without short-term exposure to
high doses of FGF2 which in previous in vitro studies led to
neuronal differentiation of glial-restricted precursors (Palmer et al.,
1999 ; Kondo and Raff, 2000 ). Together, these results suggest that at
least a subpopulation of proliferating progenitor cells in the adult SN
have an intrinsic neurogenic potential that is suppressed by the local
environment. At this point it is not clear which population of in
vivo dividing cells has this potential. Previous studies have
proposed that new neurons are derived from multipotent GFAP-positive
cells (Doetsch et al., 1999 ; Laywell et al., 2000 ) or ependymal cells
(Johansson et al., 1999 ) within neurogenic areas of the adult CNS.
However, our dissection approach (tissue adjacent to the ventricle was completely removed) rules out the possibility that ependymal cells were
the in vivo proliferating cells that gave rise to neurons in
culture immediately after isolation, and we have not found evidence for
proliferating GFAP-positive cells in the adult SN. A small subset of
in vivo dividing cells expressed nestin, a marker for
multipotent neural progenitor cells during development (Lendahl et al.,
1990 ). It is possible that the proliferating nestin-positive cells in
the adult SN correspond to the multipotent cells detected in our clonal
analysis, and that these cells are giving rise to neurons after
isolation. The future identification of definite markers for adult
multipotent CNS progenitor cells will be very helpful in clarifying
this point. We were also able to demonstrate that the neuronal
differentiation potential of SN progenitor cells is not confined to
in vitro conditions but extends to the in vivo situation. SN progenitor cells that were transplanted into the adult
hippocampus were able to survive at least 3 weeks in this location and
expressed markers of both immature and mature neurons. Because grafted
cells were labeled with BrdU just before transplantation, these neurons
were exclusively derived from proliferating progenitor cells and not
from cells that had already differentiated into postmitotic neurons
in vitro. Some of the SN progenitor cell-derived neurons
were found in deeper layers of the dentate granular cell layer,
indicating the possibility that they had integrated into the
hippocampal circuit. To investigate this possibility, our future
experiments will address whether these neurons receive synaptic inputs
and make functional connections.
In previous experiments, we have shown that multipotent progenitor
cells from different CNS regions generate neurons after transplantation
into the adult hippocampus (Suhonen et al., 1996 ; Shihabuddin et al.,
2000 ). These cells were cultured for >2 years before transplantation,
increasing the likelihood for transformation and/or alterations of
their native characteristics (Palmer et al., 1997 ). It is important to
note that in the present experiments, the transplanted progenitor cells
were only cultured for 6 d and yet were able to differentiate into
neurons. This finding indicates that prolonged culture is not a
prerequisite for adult progenitor cells from non-neurogenic regions to
differentiate into neurons in a heterotopic neurogenic environment.
Moreover it adds to the existing evidence that the adult hippocampus
provides general proneuronal signals that can be interpreted by adult
progenitor cells from CNS regions as different as the hippocampus,
spinal cord, and SN.
One striking observation is that, in contrast to their
hippocampus-grafted counterparts, progenitor cells derived from either the adult SN (this study) or the adult hippocampus (data not shown) did
not differentiate into neurons after transplantation into the SN. These
findings strongly emphasize the importance of the environment for
neurogenesis and suggest that proneuronal signals are absent and/or
that inhibitory signals of neuronal differentiation are present in the
adult SN. The presence or absence of these signals also would explain
our observation that although progenitor cells differentiate only into
glial phenotypes in situ, they are able to differentiate
immediately into neurons after removal from the SN and exposure to
proneuronal signals.
Exposure to FGF2 or FGF8 was not required for neuronal differentiation
of in vivo proliferating progenitor cells but was necessary for efficient recruitment of SN progenitor cells into the cell cycle
and maintenance of these cells in culture. Our preliminary results
suggest that neither of the factors is expressed at high levels in the
adult SN. It is possible that delivery of FGF2 or FGF8 into the adult
SN increases the proliferation of endogenous multipotent progenitor
cells, thereby increasing the pool of cells with a neuronal potential.
However, the failure of FGF2- or FGF8-treated cells to differentiate
into neurons after transplantation into the SN indicates that these two
factors are not sufficient to promote in situ neuronal
differentiation of SN progenitors. In a recent report, Lim et al.
(2000) demonstrated that bone morphogenetic protein-4 (BMP4)
inhibits neuronal differentiation of adult multipotent progenitor cells
in vivo and promotes glial differentiation. The BMP-antagonist Noggin is highly expressed close to the neurogenic subventricular zone and promotes neuronal differentiation by blocking the gliogenic actions of BMP4. It is possible that this antagonism between BMP4 and Noggin regarding the neural fate of progenitor cells
holds true for other CNS regions, including the adult SN, and that lack
of Noggin expression is in part responsible for the exclusive glial
differentiation of SN progenitor cells in situ.
In summary, we have demonstrated that the adult SN contains neural
progenitor cells with the potential to differentiate into neurons. Some
of these cells with a neuronal differentiation potential are readily
proliferating under physiological conditions, which opens up the
possibility that provision of proneuronal differentiation signals might
be sufficient to drive these cells down a neuronal lineage. The
presence of these cells in the SN might be very useful for endogenous
cell-replacement strategies for the treatment of PD, in which SN
dopaminergic neurons degenerate. Future experiments need to be directed
at the characterization of the microenvironment of the SN as a first
step to generating a permissive environment for neuronal
differentiation. In addition, signals need to be identified that can
direct the differentiation of adult SN progenitor cells toward a
dopaminergic neurotransmitter phenotype.
 |
FOOTNOTES |
Received Feb. 7, 2002; revised April 22, 2002; accepted May 21, 2002.
D.C.L. was supported in part by the Deutsche Forschungsgemeinschaft.
G.D. is supported by Consejo Nacional de Investigaciones Científicas y Técnicas and Fundación Antorchas.
B.K.K. is supported by the Pasarow Foundation. F.H.G. is supported by
National Institute of Health Grant AG08514, the Lookout Fund, the Fox
Foundation, and the National Parkinson Foundation. We thank Dr. S. Colamarino, Dr. H. Song, Dr. R. Summers, and M. L. Gage for
helpful critique of this manuscript and L. Kitabayashi, S. Forbes, and
A. Dearie for excellent technical assistance.
Correspondence should be addressed to Dr. F. H. Gage, Laboratory
of Genetics, The Salk Institute for Biological Studies, 10010 North
Torrey Pines Road, La Jolla, CA 92037. E-mail: gage{at}salk.edu.
 |
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Phil Trans R Soc B,
January 12, 2008;
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[Abstract]
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C. L. Parish, A. Beljajeva, E. Arenas, and A. Simon
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Development,
August 1, 2007;
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2881 - 2887.
[Abstract]
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G. Gheusi and P.-M. Lledo
Control of Early Events in Olfactory Processing by Adult Neurogenesis
Chem Senses,
May 1, 2007;
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[Abstract]
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G. U. Hoglinger, J. J. Breunig, C. Depboylu, C. Rouaux, P. P. Michel, D. Alvarez-Fischer, A.-L. Boutillier, J. DeGregori, W. H. Oertel, P. Rakic, et al.
The pRb/E2F cell-cycle pathway mediates cell death in Parkinson's disease
PNAS,
February 27, 2007;
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[Abstract]
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P. Chapouton, B. Adolf, C. Leucht, B. Tannhauser, S. Ryu, W. Driever, and L. Bally-Cuif
her5 expression reveals a pool of neural stem cells in the adult zebrafish midbrain
Development,
November 1, 2006;
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[Abstract]
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U Shivraj Sohur, J. G Emsley, B. D Mitchell, and J. D Macklis
Adult neurogenesis and cellular brain repair with neural progenitors, precursors and stem cells
Phil Trans R Soc B,
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[Abstract]
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J. M. Van Kampen and C. B. Eckman
Dopamine D3 receptor agonist delivery to a model of Parkinson's disease restores the nigrostriatal pathway and improves locomotor behavior.
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B. Dass, C. W. Olanow, and J. H. Kordower
Gene transfer of trophic factors and stem cell grafting as treatments for Parkinson's disease
Neurology,
May 23, 2006;
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[Abstract]
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S. Bauer and P. H. Patterson
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H. Frielingsdorf, K. Schwarz, P. Brundin, and P. Mohapel
No evidence for new dopaminergic neurons in the adult mammalian substantia nigra
PNAS,
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J. Imitola, E. Y. Snyder, and S. J. Khoury
Genetic programs and responses of neural stem/progenitor cells during demyelination: potential insights into repair mechanisms in multiple sclerosis
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O. Lindvall and R. McKay
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PNAS,
June 24, 2003;
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M. Zhao, S. Momma, K. Delfani, M. Carlen, R. M. Cassidy, C. B. Johansson, H. Brismar, O. Shupliakov, J. Frisen, and A. M. Janson
Evidence for neurogenesis in the adult mammalian substantia nigra
PNAS,
June 24, 2003;
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R A Barker, M Jain, R J E Armstrong, and M A Caldwell
Stem cells and neurological disease
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D. Koketsu, A. Mikami, Y. Miyamoto, and T. Hisatsune
Nonrenewal of Neurons in the Cerebral Neocortex of Adult Macaque Monkeys
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P. Brundin
GDNF treatment in Parkinson's disease: time for controlled clinical trials?
Brain,
October 1, 2002;
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