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The Journal of Neuroscience, September 1, 2002, 22(17):7558-7568
Neocortical Long-Term Potentiation and Long-Term Depression:
Site of Expression Investigated by Infrared-Guided Laser
Stimulation
Matthias
Eder,
Walter
Zieglgänsberger, and
Hans-Ulrich
Dodt
Department of Clinical Neuropharmacology, Max-Planck-Institute of
Psychiatry, 80804 Munich, Germany
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ABSTRACT |
The synaptic site of expression of long-term potentiation (LTP) and
long-term depression (LTD) is still a matter of debate. To address the
question of presynaptic versus postsynaptic expression of neocortical
LTP and LTD in a direct approach, we measured the glutamate sensitivity
of apical dendrites of layer 5 pyramidal neurons during LTP and LTD. We
used infrared-guided laser stimulation to release glutamate from its
"caged" form with high spatial and temporal resolution. Responses
to photolytically released glutamate and synaptically evoked
EPSPs were recorded with patch-clamp pipettes from the neuronal
somata. LTP and LTD could be induced by electrical stimulation at the
same synapses in succession. The NMDA receptor-dependent LTD was
accompanied by a decrease in the dendritic glutamate sensitivity, suggesting a postsynaptic expression of neocortical LTD. In contrast, LTP was never accompanied by a change in the dendritic glutamate sensitivity. A possible explanation for this finding is a presynaptic expression of neocortical LTP. Another set of experiments corroborated these results: Photolytic application of glutamate with a frequency of
5 Hz caused a long-lasting Ca2+ and NMDA
receptor-dependent decrease in the dendritic glutamate sensitivity. In contrast, LTP of dendritic glutamate sensitivity was never induced by photostimulation, despite several experimental modifications to prevent washout of the induction mechanism and to
induce a stronger postsynaptic Ca2+ influx. In
conclusion, our findings provide strong evidence for a postsynaptic
expression of neocortical LTD and favor a primarily presynaptic locus
of neocortical LTP.
Key words:
caged compounds; expression site; LTP; LTD; neocortex; photostimulation
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INTRODUCTION |
Long-term potentiation (LTP) and
long-term depression (LTD) of glutamatergic synapses are considered
cellular correlates for learning and memory. The molecular mechanisms
that underlie the induction and expression of LTP and LTD have been
investigated extensively, primarily in the hippocampus. Most of the
available evidence speaks in favor of a postsynaptic induction of LTP
and LTD by a rise in the intracellular
Ca2+ concentration. However, the synaptic
site of expression of LTP and LTD is still a matter of debate.
Evidence for a postsynaptic expression of LTP and LTD is provided by
several observations. (1) The amplitude of miniature EPSCs
(mEPSCs) is increased (decreased) during LTP (LTD) (Manabe et al.,
1992 ; Oliet et al., 1996 ). (2) Hippocampal LTP (LTD) is accompanied by
a higher (lower) sensitivity of the postsynaptic membrane for
exogenously applied agonists (Davies et al., 1989 ; Kandler et al.,
1998 ). (3) A synaptic insertion (redistribution) of AMPA receptors
occurs after the induction of LTP (LTD) (Liao et al., 1995 ; Lledo et
al., 1998 ; Carroll et al., 1999 ; Lüscher et al., 1999 ; Shi et
al., 1999 ; Hayashi et al., 2000 ). (4) The single-channel conductance of
AMPA receptors is increased during LTP (Benke et al., 1998 ). (5) The
late phase of LTP is accompanied by an increased synthesis of AMPA
receptors (Nayak et al., 1998 ). (6) LTP induction is followed by an
increase in spine density (Trommald et al., 1996 ; Engert and
Bonhoeffer, 1999 ; Weeks et al., 1999 ). (7) Specific subunits of the
AMPA receptor are more (less) phosphorylated during LTP (LTD) (Barria
et al., 1997 ; Lee et al., 2000 ).
However, there is also support for a contribution of presynaptic
changes in transmitter release. It has been shown that, during LTP
(LTD), the frequency of mEPSCs is increased (decreased) (Malgaroli and
Tsien, 1992 ; Goda and Stevens, 1996 ). Furthermore, LTP (LTD) is
accompanied by a decreased (increased) number of synaptic failures (Malinow and Tsien, 1990 ; Kullmann and Nicoll, 1992 ; Stevens and Wang,
1994 ; Bolshakov and Siegelbaum, 1995 ; Isaac et al., 1996 ).
Although some of these findings can also be explained by a postsynaptic
activation of silent synapses (Kullmann and Siegelbaum, 1995 ; Malinow
et al., 2000 ), several observations contradict this hypothesis. It has
been shown that hippocampal LTP is accompanied by an enhanced
transmitter release (Malgaroli et al., 1995 ; Zakharenko et al., 2001 ).
Furthermore, there is evidence for an involvement of retrograde
messengers (Bliss and Collingridge, 1993 ; Volgushev et al., 2000 ) and
presynaptic second messengers (Arancio et al., 1995 ) in the expression
of LTP. Thus, the question of the locus of LTP and LTD has not yet been answered.
However, in the neocortex the site of expression of LTP and LTD has not
been systematically investigated, primarily because the intracortical
neuronal circuitry is too complex for a rigorous quantal analysis.
Thus, to elucidate the locus of neocortical LTP and LTD, we developed
the method of infrared-guided laser stimulation. Because of its high
temporal and spatial resolution, this technique allows one to mimic
glutamatergic synaptic transmission and, simultaneously, to measure the
sensitivity of the postsynaptic membrane for photolytically applied
glutamate. Part of the data presented here has been published
previously as a short report (Dodt et al., 1999 ).
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MATERIALS AND METHODS |
Electrophysiology. Neocortical slices (300 µm
thick, cut in a sagittal plane) were prepared, according to standard
procedures (Stuart et al., 1993 ), from 14- to 21-d-old male Sprague
Dawley rats. The animals were anesthetized with ether and then
decapitated. Brain slices were placed in the recording chamber of an
"infrapatch" set-up (Luigs and Neumann, Ratingen, Germany) and
superfused with a solution containing (in mM):
125 NaCl, 2.5 KCl, 1.25 NaH2PO4, 2 CaCl2, 1 MgCl2, 25 NaHCO3, and 25 glucose (saturated with 95% O2 and 5% CO2), pH 7.4. Whole-cell recordings from visually identified somata from layer 5 pyramidal neurons of the somatosensory cortex were made at room
temperature (22-24°C), using a standard intracellular amplifier (npi
Electronics, Tamm, Germany) operated in bridge mode. The
patch-clamp electrodes with open-tip resistances of 4-7 M contained
(in mM): 130 K-gluconate, 5 KCl, 0.5 EGTA, 2 Mg-ATP, 10 HEPES, and 5 glucose, pH 7.3 (Andreasen and Hablitz, 1994 ).
The neurons included in this study (n = 86) had an
average resting potential of 61 ± 0.2 mV and an input
resistance of 98 ± 5 M . The series resistance (on average,
14 ± 0.2 M ) was monitored continuously during the recordings.
Perforated patch-clamp recordings (n = 10) were
performed in voltage-clamp mode using the antibiotic amphotericin B
(Sigma, Deisenhofen, Germany). Amphotericin B was dissolved in
dimethylsulfoxide (6 mg/100 µl) by vortex mixing and sonication. Ten
microliters of this freshly prepared stock solution were dissolved in 2 ml of pipette solution. To avoid false measurements attributable to
Donnan potentials, the pipette solution contained only (in
mM) 140 KCl and 10 HEPES, pH 7.3. The patch-clamp
electrodes with an open-tip resistance of ~2 M were tip-filled
with an antibiotic-free pipette solution and then backfilled with the
filtered (0.22 µm filter) antibiotic-containing solution. The
membrane of a cell-attached patch was permeabilized by amphotericin B
5-15 min after the seal formation. Additional capacitive currents
appeared in response to 10 mV jumps of the holding potential,
reflecting the capacitance of the cell. Series resistances ranged from
15 to 30 M . Electrical stimulation of synaptic input was performed
with a standard bipolar tungsten stimulation electrode placed in the
white matter below the recording site. The width of the
electrical stimuli was 0.2 msec. In all experiments in which no
synaptic stimulation was used, the presynaptic input was eliminated by
the addition of tetrodotoxin (TTX, 1 µM; Sigma). In some experiments a potential rise in the postsynaptic Ca2+ concentration was prevented by the
addition of the Ca2+ chelator
1,2-bis(2-aminophenoxy)ethane-N,N,N',N'-tetraacetic acid
(BAPTA, 10 mM; Sigma) to the recording pipette
solution. To block NMDA receptors, we used
(+)-5-methyl-10,11-dihydro-5H-dibenzo [a,d] cyclohepten-5,10-imine
maleate (MK801) (20 µM; Tocris,
Köln, Germany). All data were stored and analyzed using a
Macintosh-based recording system (Pulse 8.00; Heka Elektronik,
Lambrecht/Pfalz, Germany) and standard software (Igor Pro 3.01;
WaveMetrics Inc., Lake Oswego, OR). All values were expressed as
means ± SEM. Statistical evaluation was performed using the
Student's t test.
Photostimulation. Neurons in neocortical slices were
visualized with infrared light and a new contrast system, "gradient
contrast" (Dodt et al., 1999 ) (Fig.
1A,B). The power of an
ultraviolet (UV) laser (Enterprise II; Coherent, Dieburg,
Germany) was adjusted with its remote control to evoke a
depolarizing glutamate or hyperpolarizing GABA response of
~3-5 mV at the soma. The duration of the shuttered light pulses
(Uniblitz shutter; Vincent Associates, Rochester, NY) was 3 msec. The
beam of the argon ion laser was focused by the objective (60×, 0.9 numerical aperture; Olympus, Hamburg, Germany) to a 1 µm spot in the
specimen plane (Fig. 1A). Glutamate or GABA was
applied by the photolysis (wavelength, 351-364 nm) of -CNB
[( -carboxy-2-nitrobenzyl)-caged glutamate] (0.25-0.5 mM) or -CNB-caged GABA (1 mM) (Molecular Probes, Leiden, The Netherlands)
added to the superfusion solution, which was oxygenated in a
recirculation system. Pure GABAA
receptor-mediated responses were isolated by the addition of the
specific GABAB receptor antagonist p-(3-aminopropyl)-p-diethoxymethyl-phosphinic
acid (CGP35348) (200 µM; gift from
Ciba-Geigy). Caged glutamate reaches its maximal effect 10 min
after the beginning of the superfusion (Dodt et al., 1998 ), and caged
GABA reaches its maximal effect 20 min after the beginning of the
superfusion (Eder et al., 2001 ). Therefore, the photostimulation
experiments using caged glutamate were started at least 15 min after
addition of the caged compound; those using caged GABA were started at
least 30 min after addition of the caged compound.

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Figure 1.
Infrared-guided laser stimulation.
A, Set-up used for infrared-guided laser stimulation.
Neurons in brain slices were visualized with transmitted infrared
(IR) light and the gradient contrast system. The beam of
a UV laser was focused by the objective to a 1 µm spot in the
specimen plane. This way, glutamate was photolytically released from
caged glutamate with high spatial and temporal resolution. The neuronal
responses were recorded with patch-clamp pipettes at the soma.
B, Pyramidal neuron of neocortical layer 5 visualized by
infrared videomicroscopy. Scale bar, 10 µm.
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RESULTS |
Responses to glutamate, delivered photolytically to one site of
the apical dendrite, as well as electrically evoked EPSPs were recorded
from the somata of layer 5 pyramidal neurons at the resting potential.
After a stable whole-cell patch-clamp recording had been established,
the recording chamber was perfused with a solution containing caged
glutamate (0.25-0.5 mM). In all experiments without
synaptic stimulation, TTX (1 µM) was added to isolate the
neuron under study from synaptic inputs. The caged compound was
photolyzed by 3 msec light pulses of a UV laser (Fig.
1A).
Characterization of infrared-guided laser stimulation
Caged glutamate
To test whether spontaneously hydrolyzed caged glutamate
desensitizes glutamate receptors, we compared the rise time (20-80%) and amplitude of evoked EPSPs before and after the addition of caged
glutamate to the superfusion medium. Neither the rise time nor the
amplitude changed significantly (Fig.
2A,B). The rise time
was 5.0 ± 0.7 msec in the absence and 4.5 ± 0.6 msec in the presence of caged glutamate (p > 0.1). The
values for the amplitude were 6.3 ± 0.8 mV before the addition
and 6.1 ± 0.9 mV after the addition of the caged compound
(p > 0.5). The respective values of 15 EPSPs in
the absence and presence of caged glutamate were averaged for six
neurons. Furthermore, no change in the resting membrane potential of
the recorded neuron or in the spontaneous synaptic activity of the
brain slice was observed. These results show that caged glutamate does
not desensitize glutamate receptors by spontaneous hydrolyzation.

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Figure 2.
Characterization of infrared-guided laser
stimulation. A, B, Caged glutamate does not desensitize
glutamate receptors by spontaneous hydrolyzation. Neither the rise time
nor the amplitude of evoked EPSPs changed significantly when caged
glutamate (caged glu) was added to the extracellular
medium. In A, single sweeps are shown. B,
Statistical evaluation. The respective values of 15 EPSPs under control
conditions (c) and in the presence of caged
glutamate were averaged for six neurons. C, D, Spatial
specificity of infrared-guided laser stimulation. The laser point was
moved laterally away from the dendrite in increments of 2.5 µm. The
decrease in glutamate response amplitude is plotted as a function of
this distance. In C, a single experiment is shown.
D, Only the data of one side were pooled
(n = 6 neurons), because the typical Gaussian shape
of the other side was sometimes distorted. This may be an effect of
invisible dendritic branches.
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Spatial specificity
High spatial resolution is one of the advantages of
infrared-guided laser stimulation. To quantify the spatial specificity, the laser point was moved laterally away from the dendrite in increments of 2.5 µm. As a result, the amplitude of the depolarizing glutamate response decreased with distance. The full width half maximum
(FWHM) in the lateral direction obtained this way was 4.1 ± 1 µm (n = 6 neurons) (Fig. 2C,D). The FWHM
in the axial direction was 18 ± 2 µm (n = 4 neurons). Thus, the site of glutamate release can be estimated as a
spot with a diameter of 10 µm.
Photostimulation LTD
Induction
To resolve the expression site(s) of neocortical LTP and LTD, we
tried to induce LTP- or LTD-like phenomena by photostimulation. For
this, the UV spot was positioned on the dendrite at distances of
100-150 µm from the soma. This was done for the following reasons: (1) In this region (layer 4), many thalamocortical afferents form glutamatergic synapses with the apical dendrite of layer 5 pyramidal neurons (Peters, 1987 ). (2) Thalamocortical synapses express LTP as
well as LTD (Feldman et al., 1998 ). Because presynaptic input was
blocked by TTX, changes in the dendritic responsiveness to glutamate
had to be of postsynaptic origin.
Before and after a tetanus-like stimulation, glutamate was released
with a frequency of 0.05 Hz. A train of 5-20 Hz light flashes always
elicited a decrease in glutamate response amplitude [photostimulation-LTD (photo-LTD)] but never an increase in dendritic glutamate sensitivity. Therefore, the results regarding LTD are described below first.
A train of 5 Hz light flashes for a 1 min duration was used as the
standard stimulation paradigm. Photo-LTD appeared immediately after the
5 Hz light tetanus and lasted for the entire time of recording (1 hr)
(Fig. 3A). The significant
decrease (p < 0.01) in the glutamate response
amplitude was 33 ± 2% (n = 9 neurons; data from
16 to 20 min after the 5 Hz train are pooled). Interestingly, an
additional depolarization of the neuron by current injection (Kandler
et al., 1998 ) was not necessary to induce photo-LTD. This may be
attributable to the summation of the depolarizing glutamate responses
evoked by the 5 Hz train. Depolarization of the neuron to approximately
50 mV was caused by 5 Hz uncaging. This was also the case for the
experiments described below.

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Figure 3.
Tetanic release of glutamate causes a decrease in
the glutamate response amplitude (photo-LTD). A, Focal
photolysis of caged glutamate with a frequency of 5 Hz for 1 min
duration (arrow with flash symbol) reliably
elicited photo-LTD. For control stimulation, glutamate was released
every 20 sec. The data shown are averages for every minute. The 100%
value (dashed line) represents the mean of the last 5 min
before the onset of the 5 Hz train in all figures. The
traces show single glutamate responses before
(black) and after (gray) 5 Hz
stimulation. B, Photo-LTD is not caused by damage to the
neuron attributable to the UV radiation. The glutamate responses were
not affected by the 5 Hz train when applied in the absence of caged
glutamate. In contrast, a second application of the 5 Hz stimulation in
the presence of caged glutamate reliably induces photo-LTD. A single
experiment is shown. C, Photo-LTD is not induced by the
photolytically released caging group. The amplitudes of GABA responses,
elicited by photolysis of caged GABA, were not affected by the 5 Hz
stimulation. Because the caged glutamate and caged GABA used are
protected by the same caging group, photo-LTD cannot be caused by the
photolytically released caging group. The traces show
single GABA responses before (black), and after
(gray) the 5 Hz stimulation.
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To exclude the possibility that photo-LTD is caused by damage to the
neuron attributable to UV radiation, control experiments were
performed. After establishing a baseline, caged glutamate was washed
out of the slice, the 5 Hz train was applied, and then caged glutamate
was washed in again. During the following period of control
stimulation, no significant reduction in glutamate response amplitude
was observed (+3 ± 4%; p > 0.5;
n = 3 neurons). In contrast, an additional application
of the 5 Hz train, now in the presence of caged glutamate, induced a
robust photo-LTD (Fig. 3B). Thus, our photo-LTD was not
caused by damage to the neurons attributable to UV radiation.
Furthermore, this result demonstrates that photo-LTD can be induced
after a recording time of 45 min, and thus the induction mechanism is
not washed out.
Additional control experiments showed that photo-LTD was also not
induced by the photolytically released caging group. As shown in Figure
3C, a reduction in the response amplitude could not be
elicited when GABA was released from caged GABA by the 5 Hz train
(n = 6 neurons). Pure GABAA
receptor-mediated responses were isolated by addition of the specific
GABAB receptor antagonist CGP35348 (200 µM) (Eder et al., 2001 ). Because the caged
glutamate used, as well as the caged GABA, is protected by the same
caging group (CNB), the induction of photo-LTD by the photolytically released caging group can be excluded.
Ca2+ and NMDA receptor dependence
Hippocampal as well as neocortical LTP and LTD are induced by a
rise in the postsynaptic Ca2+
concentration, which is primarily mediated by NMDA receptors (Malenka,
1995 ). To examine whether photo-LTD is also
Ca2+ and NMDA receptor dependent, we
performed two sets of experiments. (1) A rise in the postsynaptic
Ca2+ concentration was prevented by
addition of the Ca2+ chelator BAPTA (10 mM) to the recording pipette solution. Under these
conditions, only a slight reduction in glutamate response amplitude was
observed (9 ± 3%; n = 8 neurons; data from 16 to 20 min after the 5 Hz train are pooled) (Fig.
4A). Compared with the
slight decrease in glutamate response amplitude, which was observed in
control experiments in which neither the 5 Hz stimulation nor BAPTA was
applied (Fig. 5A, white
squares), the reduction in the presence of BAPTA was not
significant (p > 0.05). (2) Addition of the
NMDA receptor blocker MK801 (20 µM) to the
extracellular solution also blocked photo-LTD (7 ± 2%;
p > 0.05; n = 8 neurons) (Fig.
4B), in combination with an increase in the
extracellular Mg2+ concentration from 1 to
4 mM. These results show that photo-LTD is
Ca2+ and NMDA receptor dependent and thus
shares common features with synaptic LTD.

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Figure 4.
Photo-LTD is Ca2+ and NMDA
receptor dependent. A, Addition of the
Ca2+ chelator BAPTA to the pipette solution blocks
photo-LTD. Only an insignificant reduction in glutamate response
amplitude remains. B, The block of NMDA receptors by
MK801 and a high external Mg2+ concentration
prevents the induction of photo-LTD. The reduction in glutamate
response amplitude is statistically insignificant. Dashed
lines represent the 100% value. C, Approximately
40% of the amplitude of the photolytically evoked glutamate response
is mediated by NMDA receptors at resting membrane potential. The
traces show single glutamate responses before
(black) and after (gray) blockade
of the NMDA receptors. The faster kinetics of the AMPA
receptor-mediated component is clearly recognizable if the
sweeps are scaled.
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Figure 5.
Neocortical synaptic LTD. A,
Electrical 5 Hz stimulation (arrow) induces LTD of
EPSPs. This form of synaptic plasticity is associated with a decrease
in the dendritic glutamate sensitivity. To 6 of the 14 neurons, the 5 Hz train of light flashes (arrow with flash
symbol) was applied. No additional photo-LTD could be
elicited in these neurons (gray diamonds),
indicating a complete occlusion of photo-LTD by synaptic LTD. Without
LTD induction, the glutamate response was stable for the entire time of
recording (60 min, white squares). The
dashed line represents the 100% value. B,
Traces of glutamate responses and EPSPs before and 35 min after
electrical 5 Hz stimulation. Depolarizations elicited by
photostimulation had a time-to-peak (62 ± 3 msec) that was
approximately three times as long as the time-to- peak of electrically
evoked EPSPs (20 ± 2 msec; n = 7 neurons).
C, Comparison of the reduction in EPSP amplitude
(white bar) and glutamate response peak (black
bar) during synaptic LTD. Forty-eight minutes after electrical
LTD induction, both potentials show no difference
(p > 0.5). The gray bar
indicates the mean reduction in the glutamate response amplitude of the
neurons, which were also stimulated by a 5 Hz light tetanus.
D, Photo-LTD and synaptic LTD are not associated with a
change in the glutamate response kinetics. Traces show
single glutamate responses before and after the 5 Hz stimulation. The
unchanged kinetics of the glutamate responses is clearly recognizable
if the sweeps are scaled. c, Control.
E, Synaptic LTD is NMDA receptor dependent. Blockade of
NMDA receptors by MK801 and a high extracellular
Mg2+ concentration prevented the induction of
synaptic LTD and the decrease in dendritic glutamate sensitivity
(n = 7 neurons). The arrow indicates
electrical 5 Hz stimulation (see A). The dashed
line represents the 100% value.
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The block of NMDA receptors caused a reduction in glutamate response
amplitude of 39 ± 3% (n = 6 neurons with a mean
resting potential of 62 ± 1 mV). For each neuron the amplitudes
of 15 glutamate responses were averaged (Fig. 4C).
Photostimulation LTP
In many brain structures, including the neocortex and the
hippocampus, glutamatergic synapses are susceptible to both LTP and
LTD. It has been shown for neocortical pyramidal cells that the
polarity of the synaptic gain change depends on the amplitude of the
postsynaptic rise in the Ca2+
concentration. The threshold for the induction of LTD is lower than for
the induction of LTP (Hansel et al., 1997 ). To test whether an increase
in glutamate response amplitude (photo-LTP) can also be induced by
photostimulation, we performed experiments with the following
modifications. (1) The extracellular Ca2+
concentration was increased from 2 to 4 mM. (2) The neuron
under study was depolarized to 30 mV during the 5 Hz train. (3) The frequency of the induction protocol was increased to 10-20 Hz. (4)
These modifications were combined. Interestingly, expression of
photo-LTP was never observed. Possible explanations for this finding
are that, despite the experimental modifications, the intracellular
Ca2+ concentration did not reach the
threshold for LTP induction or that neocortical LTP is expressed presynaptically.
Synaptic LTD
Induction
Photo-LTD results from a reduction in postsynaptic glutamate
sensitivity. To test whether synaptic LTD is also expressed by a
decrease in dendritic glutamate sensitivity, we combined the techniques
of photostimulation and synaptic stimulation. Electrical stimulation of
synaptic input was performed by a tungsten electrode, positioned in the
white matter below the recorded neuron. To simultaneously measure the
glutamate sensitivity of the postsynaptic dendritic membrane, glutamate
was photolytically released. During the control and follow-up periods,
electrical stimulation and photostimulation were performed every 20 sec, with an interval of 10 sec between the two kinds of stimulation.
To activate a large number of synapses during the 5 Hz train, we used a
higher electrical stimulation intensity (2× the threshold of spike
generation) (Staubli and Lynch, 1990 ) than that used to elicit control
EPSPs. In most neurons, this kind of 5 Hz stimulation induced synaptic
LTD. The reduction in EPSP amplitude was 32 ± 6% on average
(n = 14 neurons; p < 0.01; data from
46 to 50 min after the electrical LTD induction are pooled) (Fig.
5A, white circles). As with photo-LTD, synaptic LTD appeared immediately after the 5 Hz train and lasted for the entire
time of the recording (1 hr).
Decrease in dendritic glutamate sensitivity during
synaptic LTD
Figure 5A (black diamonds) shows that the
dendritic glutamate sensitivity decreases significantly during
synaptic LTD. Forty-eight minutes after the 5 Hz train, the glutamate
sensitivity reached the same amount of amplitude reduction (31 ± 3%; n = 8 neurons; p < 0.01; data
from 46 to 50 min after electrical LTD induction are averaged) (Fig.
5C, black bar) as synaptic LTD (white
bar) and photo-LTD (33 ± 2%) (Fig. 3A). Without
LTD induction, the glutamate response was stable for the entire time of
recording (60 min) (Fig. 5A, white squares). Only
a minor rundown of the glutamate response amplitude was observed
(2 ± 4%; p > 0.2; n = 5 neurons; data from 46 to 50 min are pooled).
Interestingly, the time courses of synaptic LTD and reduction in
glutamate sensitivity are different (Fig. 5A). The decrease in glutamate sensitivity developed more slowly than synaptic LTD. Nevertheless, 35 min after LTD induction this difference was
insignificant (p > 0.5). Thus, the reduction in
postsynaptic glutamate sensitivity is sufficient to explain synaptic
LTD after 30 min, the time point usually taken as the beginning of LTD.
Occlusion of photostimulation LTD by synaptic LTD
Additional evidence for a common postsynaptic expression mechanism
of photo-LTD and synaptic LTD was provided by occlusion experiments.
Forty minutes after triggering synaptic LTD, the 5 Hz train of light
flashes for photo-LTD induction was applied to 6 of the 14 neurons
pooled in Figure 5A. At this point, no additional photo-LTD
could be elicited in these neurons (p > 0.1) (Fig. 5A, gray diamonds). In other words,
synaptic LTD completely occludes photo-LTD. Forty-eight minutes after
the electrical 5 Hz stimulation, the reduction in glutamate response
amplitude was 31 ± 2% (data from 46 to 50 min after electrical
LTD induction are averaged) (Fig. 5C, gray
bar).
Kinetics of the glutamate response during photostimulation LTD and
synaptic LTD
As shown in Figure 5D, photo-LTD and synaptic LTD were
not associated with a change in the glutamate response kinetics. The average rise time (20-80%) was 13 ± 2 msec before and 11 ± 1 msec during photo-LTD (p > 0.05;
n = 6 neurons; data from the last 5 min of the control
stimulation and 21-25 min after the 5 Hz train are pooled). The
respective values for synaptic LTD are 19 ± 2 and 17 ± 2 msec (p > 0.1; n = 8 neurons;
data from the last 5 min of the control stimulation and 26-30 min
after the 5 Hz train are averaged). Control values of the decay time
constant were determined as 75 ± 8 msec for photo-LTD and 91 ± 10 msec for synaptic LTD. After the 5 Hz train, the decay time
constant was 81 ± 11 msec (p > 0.1) and
88 ± 12 msec (p > 0.5), respectively. In
addition, this result suggests equal expression mechanisms of photo-LTD
and synaptic LTD.
NMDA receptor dependence of synaptic LTD
NMDA receptors, voltage-dependent
Ca2+ channels, and metabotropic glutamate
receptors mediate the postsynaptic rise in the
Ca2+ concentration, which is essential for
the induction of neocortical LTD (Malenka, 1995 ). To test whether the
observed synaptic LTD is also NMDA receptor dependent, as is photo-LTD,
the NMDA receptor blocker MK801 (20 µM) was added to the
extracellular medium, and the external
Mg2+ concentration was increased from 1 to
4 mM. Under these conditions, the same as those used to
block photo-LTD, synaptic LTD was never elicited by the electrical 5 Hz
stimulation. Furthermore, the dendritic glutamate sensitivity remained
constant (Fig. 5E). Only an insignificant reduction in EPSP
amplitude (8 ± 3%; p > 0.05) and glutamate
response peak (0 ± 4%; p > 0.5;
n = 7 neurons; data from 16 to 20 min after the 5 Hz
train are pooled) was observed. The fact that photo-LTD is NMDA
receptor dependent, as is synaptic LTD, provides evidence for equal
induction mechanisms of these forms of long-term plasticity.
Synaptic LTP
Induction
In most neurons under study, electrical 5 Hz stimulation induced
synaptic LTD. Nevertheless, in 5 of 19 neurons, the 5 Hz train was
followed by LTP. This finding suggests that the intracellular Ca2+ concentration reached a value near
the modification threshold m. At
m, according to the sliding threshold
hypothesis (Bear, 1995 ), LTD reverses to LTP and vice versa. To induce
a stronger rise of the intracellular Ca2+
concentration and therefore a more reliable LTP, the stimulation intensity was increased from 2× to 2.5× the threshold of spike generation.
Figure 6A shows the
pooled data of 12 neurons that expressed LTP (white
circles). These LTP-expressing cells were selected from a larger
sample of 29 neurons: Using a stimulation intensity of 2× the
threshold of spike generation (7.2-12.2 V), five cells expressed LTP
and 14 neurons expressed LTD. Using a stimulation intensity of 2.5×
the threshold of spike generation (10.0-14.8 V), seven cells showed
LTP, two neurons showed LTD, and one cell showed no synaptic
plasticity. Regarding LTP, the average increase in the EPSP amplitude
was 48 ± 11% (Fig. 6C, first bar)
(p < 0.01; data from 16 to 20 min after
electrical LTP induction are averaged). Like photo-LTD and synaptic
LTD, synaptic LTP appeared immediately after the 5 Hz train.

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Figure 6.
Neocortical synaptic LTP. A,
Electrical stimulation (arrow) induces LTP of EPSPs.
During LTP, the dendritic glutamate sensitivity does not change.
Averages of 12 neurons are shown. B, Dendritic glutamate
sensitivity during synaptic LTP and LTD successively induced at the
same synapses. LTP and LTD were induced by electrical 5 Hz stimulation
(n = 7 neurons). The stimulation intensities used
for LTP and LTD induction were 2.5× and 2× the threshold of spike
generation, respectively. The dendritic glutamate sensitivity during
LTP remains constant. In contrast, LTD is associated with a decrease in
the glutamate response amplitude. The traces show single
EPSPs and glutamate responses. Dashed lines represent
the 100% value. C, Statistical evaluation of the
experiments shown in A and B. A high
significant difference (p < 0.01) from the
control value is indicated by the stars. As a control
value for LTD, the mean of the last 5 min (16-20 min) before LTD
induction was used. During synaptic LTP, the glutamate response
amplitude shows no significant difference (p = 0.1).
|
|
Dendritic glutamate sensitivity during synaptic LTP
Corresponding to the decrease in glutamate response amplitude
during synaptic LTD, a postsynaptic expression of neocortical LTP
should lead to an increase in dendritic glutamate sensitivity. However,
in our experiments the glutamate response amplitude remained constant
during synaptic LTP (Fig. 6, black diamonds in A,
second bar in C) ( 3 ± 2%;
p = 0.1; data from 16 to 20 min after electrical LTP
induction are averaged).
One could argue that the dendritic location of the synapses expressing
LTP did not correspond to the region in which glutamate was released by
photolysis. In this case, a change in glutamate sensitivity would not
have been detected. To exclude this possibility, we performed
experiments in which LTP and LTD were induced at the same synapses in
succession. Figure 6B shows the pooled data from
these experiments (n = 7 neurons). Synaptic LTP was not
accompanied by a reduction in dendritic glutamate sensitivity. In
contrast, during synaptic LTD the glutamate response amplitude
decreased significantly (17 ± 5%; p < 0.01;
data from 36 to 40 min after electrical LTD induction are averaged)
(Fig. 6C, fourth bar). The average reduction in
EPSP amplitude was 26 ± 5% (p < 0.01) (Fig. 6C, third bar).
Perforated patch-clamp recordings
A possible explanation for the absence of photo-LTP and the
unchanged dendritic glutamate sensitivity during synaptic LTP is a
presynaptic expression of neocortical LTP. Alternatively, these
findings could be almost entirely explained on the basis of washout of
the induction mechanism. Furthermore, LTD might be more resistant to
washout than LTP. This could explain why we were unable to induce
photo-LTP. But why were we able to induce LTP synaptically? A possible
explanation is that synapses on distal dendrites are more resistant to
washout, and this was the locus of LTP. However, the laser uncaging was
performed relatively proximally on the visible apical dendrite. In
addition, uncaging appeared to induce a significant NMDA component
(Fig. 4C). It is possible that this inevitably recruited the
LTD cascade right from the start of photostimulation.
We tested these hypotheses experimentally: To prevent washout of the
induction mechanism, the cells were recorded using the perforated
patch-clamp technique. Before and after the induction, neurons were
held at 80 mV. At this potential, the glutamate response is mediated
primarily by AMPA receptors. To maximize Ca2+ influx during the induction, the
extracellular Ca2+ concentration was
increased from 2 to 4 mM and the cells were depolarized to
0 mV. During depolarization, glutamate was released photolytically five
times with a frequency of 50 Hz for 2 sec (pairing procedure). The
interstimulus interval was 10 sec. This protocol reliably induces
synaptic LTP on layer 5 pyramidal neurons of the neocortex of young
rats (Tsumoto, 1992 ). However, we observed a strong photo-LTD in all
experiments (53 ± 6%; p < 0.001;
n = 5 neurons; data from 16 to 20 min after the pairing
procedure are pooled) (Fig. 7,
black circles). This was also the case if glutamate was
released by the standard 5 Hz train (1 min) at the normal extracellular
Ca2+ concentration of 2 mM (48 ± 7%; p < 0.01;
n = 5 neurons) (Fig. 7, white squares).
These results make it highly unlikely that the absence of photo-LTP and
the unchanged dendritic glutamate sensitivity during synaptic LTP are
caused by a washout of the induction mechanism.

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Figure 7.
Perforated patch-clamp recordings. To prevent a
potential washout of the induction mechanism of LTP, the cells were
recorded using perforated patch-clamp techniques. Photolytic release of
glutamate induced photo-LTD in all neurons independently of the
induction protocol used. The dashed line represents the
100% value.
|
|
 |
DISCUSSION |
Our experiments provide strong evidence for a postsynaptic
expression of neocortical LTD and, although more indirect, they favor a
presynaptic expression of neocortical LTP. What is the evidence for a
presynaptic locus of LTP? Like Kandler et al. (1998) , we never observed
a photostimulation-induced increase in glutamate response amplitude
(photo-LTP), despite several experimental modifications to induce a
stronger postsynaptic Ca2+ influx.
Furthermore, uncaging of glutamate in combination with perforated
patch-clamp recording also produced only photo-LTD, independent of the
different induction protocols used. Thus, it is highly unlikely that
the impossibility of inducing photo-LTP and the unchanged dendritic
glutamate sensitivity during synaptic LTP are the result of washout of
the induction mechanism. One possible explanation for why photo-LTP was
never observed is that neocortical LTP is expressed primarily
presynaptically. A presynaptic change would not be detected by
measuring the postsynaptic glutamate sensitivity. Our experiments
support this hypothesis: LTP, induced by electrical stimulation, is not
accompanied by a change in glutamate response amplitude, in contrast to
the decrease in glutamate sensitivity during LTD. This is also found
when LTP and LTD are induced at the same synapses in succession. All of
these conclusions depend on the assumption that photolytically released
glutamate has access to receptors that are activated synaptically.
Recently, this has been directly shown by Matsuzaki et al. (2001) .
The method of infrared-guided laser stimulation allows one to mimic
synaptic transmission. Nevertheless, responses to photolytically released glutamate show a somewhat longer time course than synaptically evoked potentials/currents. Furthermore, the photolytic glutamate transient is less focused than the synaptic glutamate transient. One
could argue that because of this spatiotemporal difference, the
photolytically triggered rise in the postsynaptic
Ca2+ concentration is not sufficient to
activate kinases, and thus, photo-LTP cannot be induced. We cannot rule
out this possibility completely. However, the following argues against
it. Typical stimulation frequencies for the induction of synaptic LTP
are 50-100 Hz. Such a high-frequency stimulation induces a continuous depolarization of the neuron during the tetanus, causing a strong tonic
activation of NMDA receptors and thus a continuous rise in the
postsynaptic Ca2+ concentration. This is
facilitated by the high affinity of NMDA receptors to glutamate and
their slow kinetics. Therefore, it does not seem to be essential to
mimic a single synaptic response exactly by laser uncaging if a
high-frequency induction protocol is used. However, 50 Hz
photostimulation in combination with a high extracellular
Ca2+ concentration and depolarization of
the neuron to 0 mV never produced photo-LTP but reliably produced
photo-LTD in our experiments.
Synaptically released glutamate binds primarily to receptors of the
postsynaptic density. In contrast, photolytically released glutamate
stimulates a bigger membrane area of ~10 µm diameter, thereby also
activating extrasynaptic receptors, which lie adjacent to the
postsynaptic densities (Craig et al., 1994 ; Baude et al., 1995 ). Thus,
the following scenario seems to be conceivable: Synaptic LTP causes
incorporation of new AMPA receptors (or their phosphorylation) specifically at the synaptic sites. These new (or newly phosphorylated) receptors are not detected by glutamate uncaging because the number is
very small relative to the many extrasynaptic receptors that give rise
to the uncaging response. We cannot rule out this hypothesis completely. Nevertheless, it seems to be very unlikely because of
several observations. (1) The density of glutamate receptors at
synaptic sites is significantly greater compared with extrasynaptic sites (Jones and Baughman, 1991 ; Craig et al., 1994 ; Kornau et al.,
1995 ; Rao and Craig, 1997 ; O'Brien et al., 1998 ). (2) Fast application
of glutamate to dendritic outside-out patches from hippocampal CA1
pyramidal neurons evokes currents that are primarily mediated by
synaptic glutamate receptors (Andrásfalvy and Magee, 2001 ). (3)
In our experiments, glutamate was applied to the layer 4 region of the
apical dendrite. In this region, the apical dendrite shows the highest
density of spines (Kunz et al., 1972 ) and thus the highest density of
synaptic glutamate receptors.
Several studies provided evidence for a contribution of AMPA receptor
redistribution to the expression of LTP (for review, see Lüscher
et al., 2000 ). Thus, lateral movement of AMPA receptors from
extrasynaptic sites to the postsynaptic density could theoretically explain why the postsynaptic glutamate sensitivity remained unchanged after LTP induction. Nevertheless, direct evidence for a lateral movement of AMPA receptors during LTP has not been provided up to now.
Moreover, recycling of AMPA receptors seems to be responsible for AMPA
receptor redistribution during LTP (Lüscher et al., 2000 ).
This phenomenon should have been detected in our glutamate uncaging experiments.
What could be the mechanism of presynaptic LTP? Most of the available
evidence speaks in favor of a postsynaptic
Ca2+-dependent induction mechanism of
neocortical LTP (Malenka, 1995 ). Thus, a presynaptic expression of LTP
would require a retrograde signal between the postsynaptic and
presynaptic sites. Candidate molecules fulfilling the criteria of a
retrograde messenger are arachidonic acid, nitric oxide (NO), and
carbon monoxide. An involvement of NO in the generation of LTP has been
shown for the hippocampus (Zhuo et al., 1993 ; O'Dell et al., 1994 ;
Arancio et al., 1996 ) as well as the neocortex (Haul et al., 1999 ;
Volgushev et al., 2000 ). Mediated by a retrograde messenger,
presynaptic LTP should result from an enhanced release of
neurotransmitter. This has been shown directly by Malgaroli et al.
(1995) , who reported enhanced synaptic vesicle cycling during
hippocampal LTP, and recently by Zakharenko et al. (2001) . Such an
effect can be caused by an increased release probability, which has
been described for neocortical synapses (Volgushev et al., 1997 ).
Alternatively, an enhancement of presynaptic neuronal excitability by
correlated presynaptic and postsynaptic activity (Ganguly et al., 2000 )
is also conceivable.
Complementing our results, hippocampal mossy fibers generate
presynaptic, protein kinase A-dependent LTP (Huang et al., 1994 ; Weisskopf et al., 1994 ). Similar presynaptic forms of LTP have also
been described for cerebellar parallel fibers (Salin et al., 1996 ) and
corticothalamic synapses (Castro-Alamancos and Calcagnotto, 1999 ). It
has been suggested that these forms of LTP are induced by a rise in the
presynaptic Ca2+ concentration. However,
most of the available evidence speaks in favor of a postsynaptic
induction of neocortical LTP. Thus, we propose a postsynaptic induction
and presynaptic expression mechanism of neocortical LTP. This kind of
LTP has also been described for the lateral amygdala (Huang and Kandel,
1998 ).
Regarding LTD, the decrease in glutamate sensitivity during synaptic
LTD develops more slowly than synaptic LTD itself. This may indicate a
slow spread of synaptic LTD to adjacent synapses and/or extrasynaptic
receptors, which are also activated by glutamate uncaging. A spread of
LTD, as well as of LTP, over an area larger than the region of
induction has been described previously (Engert and Bonhoeffer, 1997 ;
Wang et al., 2000 ). An alternative explanation for the different time
course could be a presynaptic contribution to the early phase of
synaptic LTD. However, because of the equal amount of amplitude
reduction during photo-LTD and synaptic LTD, this possibility seems to
be unlikely.
Photo-LTD and synaptic LTD are expressed very quickly. The reduction in
the amplitude of the glutamate response, as well as of the EPSP, was
always apparent 1 min after the 5 Hz stimulation. Thus, it should be
mediated by a local process, in the direct vicinity of the neuronal
membrane. Several studies have shown that rapid modifications of
postsynaptic AMPA receptors contribute to the expression of LTP and
LTD. For example, LTP in the hippocampal CA1 region is accompanied by
an increased single-channel conductance of AMPA receptors, which is
probably caused by phosphorylation (Benke et al., 1998 ). This
observation is in accordance with two studies showing an increase or
decrease in the phosphorylation of specific AMPA receptor subunits
during LTP and LTD, respectively (Barria et al., 1997 ; Lee et al.,
2000 ). Thus, it seems likely that neocortical LTD is expressed by a
similar mechanism. This is also indicated by the involvement of protein
phosphatases in the expression of hippocampal photo-LTD (Kandler et
al., 1998 ). Another possible mechanism of neocortical LTD could be a
decrease in the number of synaptic glutamate receptors. Such phenomena, mediated by a rapid redistribution of synaptic glutamate receptors, have been shown by Carroll et al. (1999) .
The notion that NMDA receptor-dependent LTP and LTD have different
expression mechanisms brings up the issue of the reversibility of these
forms of synaptic plasticity. Common mechanisms of expression make
LTP/LTD very attractive for a bidirectional and reversible adjustment
of synaptic strength. However, if LTP and LTD were expressed
differentially, they would not reverse each other. We cannot address
this issue conclusively. However, from a theoretical point of
view, it is conceivable that the same synapse can express LTP and LTD
postsynaptically as well as presynaptically. Under these conditions,
LTP and LTD, sharing a common mechanism of expression, could reverse
each other. This hypothesis is strengthened by several studies that
provided evidence for NMDA receptor-dependent and postsynaptically
expressed as well as metabotropic glutamate receptor-dependent and
presynaptically expressed LTD in the hippocampus and the amygdala (Kandler et al., 1998 ; Wang and Gean, 1999 ; Lin et al., 2000 ; Watabe et
al., 2002 ).
In summary, the present study provides strong evidence for a
postsynaptic expression of neocortical LTD and favors a primarily presynaptic locus of neocortical LTP. Whether this finding only holds
true for synapses on neocortical layer 5 pyramidal neurons or whether
it is a more general principle will have to be examined in future studies.
 |
FOOTNOTES |
Received March 25, 2002; revised May 6, 2002; accepted May 24, 2002.
This work was supported by Grant 391 from the Sonderforschungsbereich.
We thank Drs. Klaus Becker and Gerhard Rammes for helpful comments on
this manuscript. We also thank Drs. Thomas Gilleßen and Georg Rast for
technical advice.
Correspondence should be addressed to Dr. Matthias Eder,
Max-Planck-Institute of Psychiatry, Kraepelinstrasse 2, 80804 Munich, Germany. E-mail: Eder{at}mpipsykl.mpg.de.
 |
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