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The Journal of Neuroscience, September 15, 2002, 22(18):8018-8027
Exogenous Smac Induces Competence and Permits Caspase Activation
in Sympathetic Neurons
Mohanish
Deshmukh1,
Chunying
Du2,
Xiaodong
Wang3, and
Eugene M.
Johnson Jr4
1 Department of Cell and Developmental Biology and the
Neuroscience Center, University of North Carolina, Chapel Hill, North
Carolina 27599, 2 Stowers Institute for Medical Research,
Kansas City, Missouri 64110, 3 Howard Hughes Medical
Institute and Department of Biochemistry, University of Texas
Southwestern Medical Center at Dallas, Dallas, Texas 75235, and
4 Departments of Neurology and Molecular Biology and
Pharmacology, Washington University School of Medicine, St. Louis,
Missouri 63110
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ABSTRACT |
Sympathetic neuronal apoptosis after nerve growth factor (NGF)
deprivation requires the activation of two events: a protein synthesis-dependent, Bax-dependent release of mitochondrial cytochrome c and a protein synthesis-independent, Bax-independent
development of competence. Unlike in most cells, cytosolic cytochrome
c is not sufficient to induce cell death in
NGF-maintained sympathetic neurons but can do so in neurons that have
developed competence. We report that cytosolic cytochrome
c-induced apoptosis in competent sympathetic neurons is
completely dependent on caspase-9. In addition, the neuroprotective
agents KCl and chlorophenylthio-cAMP are potent inhibitors of
the development-of-competence pathway in NGF-deprived sympathetic
neurons. We also find that the development of competence is reversible.
Readdition of NGF reverses competence, and neurons can regain their
resistance to cytosolic cytochrome c. Importantly, we
examined the mechanism of development of competence and report that the
inability of cytochrome c to activate caspases in
NGF-maintained sympathetic neurons can be overcome with exogenous Smac
that inhibits the inhibitor of apoptosis (IAP) family of proteins.
Microinjection of cytochrome c and Smac, but neither
alone, induces rapid cell death in NGF-maintained neurons. These data
suggest that development of competence may be the result of the loss of
the function of one or more members of the IAP family of caspase
inhibitors that is needed before cytochrome c can
activate caspases and induce cell death in neurons.
Key words:
apoptosis; IAPs; cytochrome c; NGF; Smac; caspases
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INTRODUCTION |
Neuronal death by apoptosis occurs
extensively during development and is also observed in numerous
pathological situations (Oppenheim, 1991 ; Deshmukh, 1998 ; Mattson,
2000 ; Yuan and Yankner, 2000 ). The mechanism of neuronal apoptosis has
been widely studied in sympathetic neurons that are dependent on nerve
growth factor (NGF) for survival and undergo apoptosis within 24-48 hr
after NGF removal in culture (Martin et al., 1988 ; Edwards et al.,
1991 ; Deckwerth and Johnson, 1993 ; Deshmukh and Johnson, 1997 ). This death is prevented by inhibitors of macromolecular synthesis, such as
cycloheximide (Martin et al., 1988 ), by depolarizing concentrations of
potassium (Scott and Fisher, 1970 ; Franklin and Johnson, 1992 ) and by
cAMP analogs that raise intracellular cAMP levels (Rydel and Greene,
1988 ). Sympathetic neuronal death is also dependent on Bax and
caspases. Bax-deficient (Deckwerth et al., 1996 ) or caspase-inhibited
(Deshmukh et al., 1996 ; Troy et al., 1996 ; McCarthy et al., 1997 ;
Deshmukh et al., 2000 ) sympathetic neurons do not undergo apoptosis
after NGF deprivation.
Recent studies have examined the mechanism by which caspases are
activated during apoptosis. The critical event for caspase activation
in most cells appears to be the Bcl-2-family-protein-regulated translocation of cytochrome c from the mitochondria to
cytosol (Hengartner, 2000 ). Once in the cytosol, cytochrome
c presumably binds to Apaf-1 and promotes its
multimerization. The subsequent recruitment of procaspase-9 to this
complex induces the activation of caspase-9 and rapid apoptosis
(Budihardjo et al., 1999 ). Consistent with this model, cytosolic
microinjection of cytochrome c is sufficient to induce a
rapid, caspase-dependent death in many cell lines (Li et al., 1997 ;
Brustugun et al., 1998 ; Juin et al., 1999 ; Chang et al., 2000 ).
In contrast, in sympathetic neurons, the mitochondrial release of
cytochrome c is necessary but not sufficient to induce cell death. NGF-deprived sympathetic neurons exhibit a Bax-dependent loss of
cytochrome c from the mitochondria that is necessary for cell death (Deshmukh and Johnson, 1998 ; Neame et al., 1998 ; Martinou et
al., 1999 ). However, NGF-maintained sympathetic neurons are remarkably
resistant to cytosolic microinjection of cytochrome c,
indicating that the cytosolic translocation of cytochrome c is not sufficient to induce cell death in these neurons (Deshmukh and
Johnson, 1998 ; Neame et al., 1998 ). Importantly, NGF deprivation induces another event, called the development of competence, which is
needed along with cytochrome c to induce cell death in
sympathetic neurons. Sympathetic neurons that are deprived of NGF for a
period, but kept alive by a block in the cytochrome
c-release pathway either by addition of cycloheximide or Bax
deficiency, die rapidly when exposed to cytosolic cytochrome
c (Deshmukh and Johnson, 1998 ). Thus, NGF deprivation
activates two pathways in sympathetic neurons: a macromolecular
synthesis-dependent, Bax-dependent pathway that leads to cytochrome
c release from the mitochondria and a macromolecular
synthesis-independent, Bax-independent pathway that leads to the
development of competence (Deshmukh and Johnson, 1998 ). Activation of
both pathways is needed for apoptosis in sympathetic neurons. In this
study, we have examined the molecular mechanism of the
development-of-competence pathway.
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MATERIALS AND METHODS |
Reagents. All reagents were purchased from
Sigma (St. Louis, MO) unless otherwise stated. Collagenase and trypsin
were purchased from Worthington Biochemical Corp. (Freehold, NJ). The
phosphatidylinositol 3-kinase (PI-3-kinase) inhibitor
2-(4-morpholinyl)-8-phenyl-4H-1-benzopyran-4-one (LY294002) was
purchased from Biomol (Plymouth Meeting, PA). The caspase inhibitor
boc-aspartyl(OMe)-fluoromethylketone (BAF) was purchased from Enzyme
Systems Products (Livermore, CA). Untimed-pregnant (ICR) mice
were purchased from Harlan Sprague Dawley (Indianapolis, IN).
Sympathetic neuronal cultures. Primary cultures of
sympathetic neurons from the superior cervical ganglion were prepared
from postnatal day 1 (P1) mice essentially as described previously for
rats (Johnson and Argiro, 1983 ; Deshmukh et al., 1996 ). Briefly, the
dissected ganglia were treated with collagenase (1 mg/ml) and then
trypsin (2.5 mg/ml) for 30 min each at 37°C. The ganglia were
triturated, and the dissociated cells were plated on collagen-coated dishes in NGF-containing medium (AM50). This medium contained Eagle's
minimum essential medium with Earle's salts (Invitrogen, Gaithersburg, MD) with the addition of 50 ng/ml 2.5S NGF, 10% fetal
calf serum, 2 mM glutamine, 100 µg/ml
penicillin, and 100 µg/ml streptomycin; 20 µM
fluorodeoxyuridine, 20 µM uridine, and 3.3 µg/ml aphidicolin were also included to reduce the number of
non-neuronal cells. ICR outbred mice (Harlan Sprague Dawley) were used
for all experiments except those involving Bax-deficient and
caspase-9-deficient sympathetic neurons. The genetic background of
Bax-deficient and caspase-9-deficient mice was C57BL/6; wild-type littermates were used as controls in these experiments.
Bax / and caspase-9 / mice. Breeding and genotyping of
Bax-deficient mice have been described previously (Knudson et al., 1995 ; Deckwerth et al., 1996 ). Bax-deficient sympathetic neurons were
isolated from P1 mice. Breeding and genotyping of caspase-9-deficient mice were performed as described previously (Kuida et al., 1998 ). Caspase-9-deficient sympathetic neurons were isolated from embryonic day 17 mice because of lethality associated with caspase-9 deficiency at later ages; these cultures were maintained in NGF-containing medium
for 6-7 d (instead of the normal 4-5 d) before subjecting them to the
experimental conditions.
Culture conditions. Sympathetic neuronal cultures were grown
in NGF-containing medium (AM50) for 4-5 d and then either maintained in AM50 or treated as follows. For NGF deprivation, cultures were rinsed twice with medium lacking NGF (AM0: AM50 medium without NGF),
followed by the addition of AM0 containing goat
anti-NGF-neutralizing antibody (Ruit et al., 1992 ). Other conditions
required the addition of 1 µg/ml cycloheximide, 0.1 µg/ml
actinomycin D, 400 µM
chlorophenylthio-cAMP (CPTcAMP), or 35 mM KCl to the anti-NGF-containing medium. For experiments in which NGF or other agents were readded to cultures after
NGF-deprived neurons had developed competence, cultures were rinsed
three times with the AM0 medium and then incubated in the appropriate medium.
Microinjection of cytochrome c and quantitation of
cell death. Our method for microinjecting sympathetic neurons with
cytochrome c and assessing cell death after the
microinjections has been described previously (Deshmukh and Johnson,
1998 ). Briefly, sympathetic neuronal cultures (1500-3000 cells), grown
in the appropriate medium on collagen-coated, 35 mm dishes (Corning,
Corning, NY), were switched to Leibovitz's L-15 medium (Invitrogen)
containing 100 µg/ml penicillin and 100 µg/ml streptomycin just
before injections. To identify the injected cells, the microinjection
solution (in mM: 100 KCl and 10 KPi, pH 7.4) contained rhodamine dextran (4 mg/ml). Microinjection solution containing rhodamine dextran (dye) alone or dye plus cytochrome c (5-25 mg/ml) was injected
into the cytoplasm of neurons by using Femtotips needles (Eppendorf, Inc., Madison, WI). Immediately after the injections, the number of
viable cells injected was determined by counting the number of
rhodamine-positive cells that had intact, phase-bright cell bodies.
Cultures were then switched to the appropriate medium, and, at various
times after injections, the number of viable, injected neurons
remaining was determined by using the same counting criterion.
Immunohistochemical assessment of caspase-3 activation.
Neuronal cultures were immunostained as described previously (Deshmukh and Johnson, 1998 ). Briefly, sympathetic neurons (1500-3000 cells) were grown on collagen-coated, 35 mm dishes (Corning) in the
appropriate medium. Neurons were microinjected with cytochrome
c along with a nonspecific mouse monoclonal antibody (IgG)
to allow identification of the injected cells. (The rhodamine dextran
dye could not be used to mark the injected cells in these experiments
because this dye becomes cell permeable during the immunohistochemical
procedure.) After the microinjections, cultures were washed once with
PBS and then fixed with freshly made 4% paraformaldehyde in PBS for 30 min at 4°C. Cultures were then washed three times with Tris-buffered saline (TBS; 100 mM Tris-HCl, pH 7.6, and 0.9%
NaCl), exposed to blocking solution (TBS containing 5% goat serum and
0.3% Triton X-100) for 30 min at room temperature, and incubated in
anti-active caspase-3 antibody (CM1 antibody kindly provided by Dr. Anu
Srinivasan, IDUN Pharmaceuticals, San Diego, CA) solution overnight at
4°C. The primary antibody was diluted 1:5000 in TBS containing 1%
goat serum and 0.3% Triton X-100. Cultures were then washed three
times with TBS and incubated in an anti-rabbit Alexa Fluor
488-conjugated (Molecular Probes, Inc., Eugene, OR) secondary antibody
solution in TBS containing 1% goat serum and 0.3% Triton X-100 for
2-4 hr at 4°C. Cultures were also incubated with an anti-mouse
Cy3-conjugated (Jackson ImmunoResearch, West Grove, PA) secondary
antibody solution to label the microinjected cells. After the secondary
antibody incubation, cultures were washed twice in TBS and stained with the nuclear dye bisbenzimide (Hoechst 33258 used at 1 µg/ml;
Molecular Probes, Inc.) for 15 min at room temperature. After washing
twice with TBS and adding one drop of mounting medium (50% glycerol, 0.1% paraphenylenediamine in PBS) on the cells, a glass coverslip was
placed on the cells, and the samples were examined by fluorescence microscopy.
Western blot analysis. Sympathetic neurons (5000-10,000
cells) were washed twice with ice-cold TBS and then lysed with the addition of SDS-PAGE sample buffer. Samples were then boiled for 5 min
and resolved by SDS-PAGE (12% Tris-glycine gels; Novex, San Diego,
CA). The proteins were then transferred to polyvinyl difluoride
membranes (Millipore, Burlington, MA) and washed with TBS containing
0.1% Tween 20 (TBST). After incubation of the membrane with a blocking
solution (5% nonfat milk in TBST) for 1 hr at room temperature, the
membrane was then incubated in primary antibody (in blocking solution)
overnight at 4°C. Immunoblots were then washed three times with TBST
and incubated in the appropriate secondary antibody (in blocking
solution) for 2 hr at room temperature. Proteins were visualized by
using the SuperSignal Chemiluminescent Detection system (Pierce,
Rockford, IL) according to the manufacturer's instructions. The
anti-phospho-Akt antibody (S473; New England Biolabs, Inc., Beverly,
MA) was used at 1:1000 dilution, and the anti-tubulin antibody (Sigma)
was used at 1:50,000 dilution.
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RESULTS |
Staurosporine induces the development of competence in
sympathetic neurons
Apoptosis in NGF-deprived sympathetic neurons requires both the
release of cytochrome c and the development of competence (Deshmukh and Johnson, 1998 ). To determine whether the
development-of-competence pathway is also activated in other models of
sympathetic neuronal apoptosis, we examined whether sympathetic neurons
treated with 100 nM staurosporine (STS) developed
competence. Like NGF deprivation, 100 nM STS
treatment induces apoptosis with cytochrome c release and
caspase activation in sympathetic neurons (Deshmukh and Johnson, 2000 ).
Therefore, we asked whether cytosolic microinjection of cytochrome
c was able to induce cell death in 100 nM STS-treated neurons. These experiments were
done in Bax-deficient neurons to prevent any cell death that would
otherwise occur with 100 nM STS treatment alone.
Microinjection of cytochrome c induced rapid cell death in
100 nM STS-treated but not NGF-maintained sympathetic neurons (Fig. 1).
Microinjection with the rhodamine dextran dye alone did not induce any
cell death in 100 nM STS-treated neurons,
indicating that these neurons did not die simply because of the
microinjection or because of treatment with 100 nM STS alone (Fig. 1). The observation that 100 nM STS treatment induced competence and permitted
cytochrome c to induce cell death in sympathetic neurons
indicates that the development of competence is not unique to the
apoptotic pathway induced with NGF deprivation.

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Figure 1.
Activation of the apoptotic pathway with 100 nM STS induces the development of competence in
NGF-maintained sympathetic neurons. Bax-deficient sympathetic neurons
were maintained in NGF (+NGF), deprived of NGF
( NGF), or maintained in NGF in the presence of
100 nM STS (+NGF+STS) for 36 hr. Bax
deficiency permits these neurons to be deprived of NGF or treated with
100 nM STS yet remain alive, because the Bax is required
for the release of cytochrome c under these conditions.
Neurons were then microinjected with cytochrome c (10 mg/ml) and rhodamine dextran (C) or rhodamine
dextran alone (R), and the number of cells
injected was determined after the microinjections (time 0 hr) by
counting using a fluorescent microscope. At 3, 6, and 12 hr after the
injections, the number of microinjected cells that remained viable was
determined and expressed as a percentage of the original number of
microinjected cells. Microinjection of cytochrome c, but
not rhodamine dextran alone, induces rapid cell death in 100 nM STS-treated neurons. Results are means ± SEM for
three experiments with ~100 cells counted for each time point per
experiment.
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Depolarizing concentration of KCl or CPTcAMP inhibits the
development-of-competence pathway
Although NGF deprivation activates both the cytochrome
c release and the development-of-competence pathways,
whereas the pathway leading to cytochrome c release is
dependent on macromolecular synthesis and Bax function, the
development-of-competence pathway requires neither macromolecular
synthesis nor Bax function (Deshmukh and Johnson, 1998 ). Therefore,
these two pathways must diverge after NGF deprivation at a point that
is upstream of the macromolecular synthesis- and Bax-dependent steps
during sympathetic neuronal apoptosis.
To determine the point at which these two pathways diverge after NGF
removal and to characterize the components of the signaling pathway
that leads to the development of competence, we examined whether
neuroprotective agents such as a depolarizing concentration of
K+ (35 mM KCl) or a cAMP
analog (400 µM CPTcAMP) that prevents sympathetic neuronal apoptosis (Rydel and Greene, 1988 ; Edwards et al., 1991 ; Deckwerth and Johnson, 1993 ) block the development-of-competence pathway. Microinjection of cytochrome c did not induce cell
death in NGF-deprived, 35 mM KCl-treated neurons
or NGF-deprived, 400 µM CPTcAMP-treated neurons
(Fig. 2). Control cells that were
deprived of NGF in the presence of cycloheximide developed competence
and died rapidly after microinjection of cytochrome c. Thus,
both KCl and CPTcAMP inhibited the development-of-competence pathway in
NGF-deprived sympathetic neurons.

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Figure 2.
KCl and cAMP block the development of competence
in NGF-deprived sympathetic neurons. Mouse sympathetic neurons were
deprived of NGF in the presence of 1 µg/ml cycloheximide
( NGF+CHX), 35 mM KCl
( NGF+KCl), or 400 µM CPTcAMP
( NGF+CPTcAMP) for 36 hr. Neurons were then
microinjected with cytochrome c (10 mg/ml), and the
viability of the cells at 3, 6, and 12 hr after the injections was
determined as described in the legend to Figure 1. Although the
NGF-deprived, cycloheximide-saved cells developed competence
(microinjection of cytochrome c induced rapid cell
death), both KCl and CPTcAMP prevented the development of competence in
these neurons (microinjection of cytochrome c did not
induce cell death). Data shown are mean ± range of two
experiments with ~100 cells counted for each time point per
experiment.
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Inhibition of the PI-3-kinase signaling pathway leads to the
partial development of competence
We subsequently examined whether NGF signaling through the
PI-3-kinase pathway was essential for keeping the
development-of-competence pathway inhibited. Signaling through the
PI-3-kinase pathway has been reported to be important for maintaining
neuronal survival (see Discussion). Therefore, we examined whether
inhibiting the PI-3-kinase signaling pathway with LY294002 (Vlahos et
al., 1994 ) was sufficient to induce the development of competence in
NGF-maintained sympathetic neurons.
Bax-deficient sympathetic neurons were treated with 50 µM
LY294002 for 48 hr and then microinjected with cytochrome
c to assess whether these neurons had developed competence.
Bax-deficient neurons were used in these experiments to prevent any
cell death that would otherwise occur with LY294002 treatment alone.
Microinjection of cytochrome c but not dye alone induced
cell death in the PI-3-kinase-inhibited sympathetic neurons (Fig.
3A). However, the kinetics and
extent of cell death induced by cytochrome c microinjection
in LY294002-treated neurons were reduced compared with the cell death
induced by cytochrome c microinjection in the control,
NGF-deprived neurons. Although microinjection of cytochrome
c induced 60-70% of neurons to die by 3 hr after the
microinjections in NGF-deprived neurons that had developed competence,
only 20% of the LY294002-treated neurons died by 3 hr after
microinjection of cytochrome c (Fig. 3A). Even 12 hr after the cytochrome c microinjections, although all of the NGF-deprived neurons had died, 25% of the LY294002-treated, cytochrome c-microinjected neurons still remained viable.
The reduced cell death observed in LY294002-treated, cytochrome
c-microinjected neurons was not caused by partial inhibition
of the PI-3-kinase-signaling pathway with LY294002, because 50 µM LY294002 was effective in completely
inhibiting the phosphorylation of Akt, one of the downstream targets of
the PI-3-kinase-signaling pathway, in these cells (Fig. 3B)
(Tsui-Pierchala et al., 2000 ). The observation that inhibiting PI-3-kinase signaling with LY294002 induced only partial development of
competence indicates that NGF signals to inhibit the
development-of-competence pathway by using both PI-3-kinase-dependent
and PI-3-kinase-independent mechanisms.

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Figure 3.
Inhibition of the PI-3-kinase signaling pathway
induces partial development of competence in NGF-maintained sympathetic
neurons. A, Bax-deficient sympathetic neurons were
maintained in NGF (+NGF), deprived of NGF
( NGF), or maintained in NGF in the presence of
a 50 µM concentration of the PI-3-kinase inhibitor
LY294002 (+NGF+LY) for 36 hr. Bax deficiency
permits these neurons to be deprived of NGF or to be treated with
LY294002 yet remain alive to allow for the microinjection experiments.
Neurons were then microinjected with cytochrome c (10 mg/ml) and rhodamine dextran (C) or rhodamine
dextran alone (R), and the number of cells
injected was determined as described in the legend to Figure 1. Results
are the means ± SEM for three experiments with ~100 cells
counted for each time point per experiment. B, A 50 µM concentration of LY294002 inhibits the PI-3-kinase
signaling-mediated phosphorylation of its substrate Akt in
NGF-maintained sympathetic neurons. Western immunoblots show lysates of
NGF-maintained sympathetic neurons either alone or in the presence of
50 µM LY294002 for 36 hr that were probed with an
anti-phospho-specific Akt ( p-Akt) antibody to assess
the inhibition of the PI-3-kinase signaling in neurons. Lysates were
also probed with an anti-tubulin ( Tubulin) antibody
as a loading control.
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Cytochrome c-induced death in competent sympathetic
neurons uses the caspase-9-dependent apoptotic pathway
Cell death induced by microinjection of cytochrome c in
competent sympathetic neurons is caspase dependent, because the
pan-caspase inhibitor BAF blocks this death (Deshmukh and Johnson,
1998 ). Although several in vitro studies indicate that
cytochrome c induces caspase activation via the Apaf-1 and
caspase-9-mediated pathway (Budihardjo et al., 1999 ), whether
microinjected cytochrome c activates this pathway in
sympathetic neurons is unclear. Sympathetic neuronal apoptosis after
NGF deprivation requires caspase-9 (Deshmukh et al., 2000 ). Therefore,
we examined whether sympathetic neuronal death induced by
microinjection of cytochrome c was also caspase-9 dependent.
Sympathetic neurons from caspase-9-deficient mice ( / ) or the
wild-type littermates (+/+) were either maintained in NGF or deprived
of NGF in the presence of cycloheximide for 48 hr and then
microinjected with cytochrome c. Microinjection of
cytochrome c induced rapid cell death in the NGF-deprived,
cycloheximide-treated neurons obtained from wild-type mice (Fig.
4). However, microinjection of cytochrome
c was incapable of inducing cell death in NGF-deprived, cycloheximide-treated neurons that were deficient in caspase-9 (Fig.
4). As expected, microinjection of cytochrome c did not induce cell death in NGF-maintained neurons from either wild-type or
caspase-9-deficient mice.

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Figure 4.
Caspase-9 is required for cytochrome
c-induced cell death in sympathetic neurons. Sympathetic
neurons from caspase-9-deficient mice ( / ) or their wild-type
littermates (+/+) were either maintained in NGF
(+NGF) or deprived of NGF in the presence of 1 µg/ml cycloheximide ( NGF+CHX) for 36 hr.
Cells were then microinjected with cytochrome c (10 mg/ml), and the number of cells remaining viable 3, 6, and 10 hr after
the injections was determined as described in the legend to Figure 1.
Microinjection of cytochrome c induces rapid cell death
in competent, wild-type (+/+) but not caspase-9-deficient ( / )
neurons. Data shown are means ± range of two experiments with
~100 cells counted for each time point per experiment.
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We also examined whether microinjected cytochrome c induced
cell death in competent sympathetic neurons by activating caspase-3. Activation of caspase-3 was determined by immunostaining with the CM1
antibody that recognizes the activated but not the zymogen form of
caspase-3 (Srinivasan et al., 1998 ). Microinjection of cytochrome
c produced CM1 staining in competent, NGF-deprived, cycloheximide-treated neurons but not in NGF-maintained sympathetic neurons (Fig. 5). Together, these
experiments indicate that cytosolic cytochrome c induced
cell death in competent sympathetic neurons by activating a
caspase-9-dependent, caspase-3-mediated apoptotic pathway.

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Figure 5.
Caspase-3 is activated in the NGF-deprived,
cycloheximide-treated, competent neurons but not in the NGF-maintained
neurons after microinjection with cytochrome c. Mouse
sympathetic neurons were either maintained in NGF
(+NGF) or deprived of NGF in the presence of 1 µg/ml cycloheximide ( NGF+CHX). Cells were
microinjected with cytochrome c (10 mg/ml) along with a
nonspecific (IgG) mouse monoclonal antibody to mark the injected cells.
Four hours later, the injected cells were fixed and incubated with
anti-activated-caspase-3 (CM1) antibodies (rabbit). Anti-mouse (for
IgG) and anti-rabbit (for CM1) secondary antibodies were then used to
immunostain the cells. Photomicrographs of representative cells
(arrows mark the injected cells) show caspase-3
activation in competent ( NGF+CHX) but not in
NGF-maintained (+NGF) neurons after
microinjection of cytochrome c. Scale bar, 20 µm.
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Readdition of NGF to competent sympathetic neurons restores
resistance to cytosolic cytochrome c: reversal of
competence is slow and requires new protein synthesis
NGF-maintained sympathetic neurons develop competence only after
24-36 hr of NGF deprivation and by a mechanism that does not require
protein synthesis (Deshmukh and Johnson, 1998 ). To determine whether
this process is reversible, we examined whether readdition of NGF to
competent neurons results in the loss of competence and promotes
resistance to cytosolic cytochrome c. NGF-deprived,
cycloheximide-saved sympathetic neurons that had developed competence
were washed and re-exposed to NGF-containing medium. At various times
after NGF readdition, neurons were microinjected with cytochrome
c to determine whether these neurons had developed resistance to cytosolic cytochrome c. Readdition of NGF to
competent neurons resulted in complete loss of competence (Fig.
6). However, the reversal of competence
was slow, and neurons regained complete resistance to cytosolic
cytochrome c only after 12-24 hr of NGF readdition (Fig.
6). We also examined whether competence could be reversed with the
addition of KCl or CPTcAMP. Like NGF readdition, exposure to 35 mM KCl or 400 µM CPTcAMP
also induced the reversal of competence and promoted the resistance to
cytosolic cytochrome c by a similar time course (Fig.
6).

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Figure 6.
Time course of loss of competence with readdition
of NGF, KCl, or cAMP. Mouse sympathetic neurons that had developed
competence (NGF deprived and cycloheximide treated for 36 hr) were
treated with the addition of NGF (+NGF), 400 µM CPTcAMP (+cAMP), or 35 mM
KCl (+KCl). At the times indicated after the
addition of these agents, cells were microinjected with cytochrome
c (10 mg/ml) to examine the competence state of these
cells. Competence was assessed by examining survival 6 hr after
microinjection of cytochrome c as described in the
legend to Figure 1. Note that at time 0 (fully competent cells), only
10% of the injected cells survive injection of cytochrome
c. However, 12 hr after the addition of NGF (or KCl or
CPTcAMP), ~80% of the cells have lost competence and survive
microinjection of cytochrome c. Data shown are
means ± range of two experiments with ~100 cells counted for
each time point per experiment.
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To determine whether the reversal of competence required new protein
synthesis, we examined whether macromolecular synthesis inhibitors
prevented the ability of NGF to reverse competence. NGF was readded to
NGF-deprived, competent neurons alone or in the presence of RNA or
protein synthesis inhibitor, actinomycin D, or cycloheximide,
respectively. Competent sympathetic neurons that were treated with NGF
readdition alone reversed competence and became resistant to cytosolic
cytochrome c by 12 hr after NGF readdition (Figs. 6,
7A). However, RNA or protein
synthesis inhibitor blocked the ability of NGF to reverse competence.
Neurons that were treated with NGF readdition in the presence of either actinomycin D or cycloheximide remained sensitive to cytosolic cytochrome c and died rapidly after microinjection of
cytochrome c even after 12 hr of NGF readdition (Fig.
7A). Actinomycin D or cycloheximide also prevented the
ability of KCl and CPTcAMP to reverse competence. Competent neurons
that were treated with KCl or CPTcAMP for 12 hr in the presence of
actinomycin D or cycloheximide remained sensitive to cytochrome
c and died rapidly with cytosolic microinjection of
cytochrome c (Fig. 7B,C).

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Figure 7.
Reversal of competence requires
macromolecular synthesis. A, Mouse sympathetic neurons
that had developed competence (NGF deprived and cycloheximide treated
for 36 hr) were treated for 12 hr with NGF alone
(+NGF), NGF with 0.1 µg/ml actinomycin-D
(+NGF+actD), or NGF with 1 µg/ml cycloheximide
(+NGF+CHX). Cells were then microinjected with
cytochrome c, and the competence state was determined by
assessing the survival as described in the legend to Figure 1.
B, Mouse sympathetic neurons that had developed
competence (NGF deprived and cycloheximide treated for 36 hr) were
treated for 12 hr with 35 mM KCl alone
(+KCl), KCl in the presence of 0.1 µg/ml
actinomycin D (+KCl+actD), or 1 µg/ml cycloheximide
(+KCl+CHX), and the competence status of these
cells was assessed exactly as described in A.
C, Mouse sympathetic neurons that had developed
competence (NGF deprived and cycloheximide treated for 36 hr) were
treated for 12 hr with 400 µM CPTcAMP alone
(+cAMP), CPTcAMP in the presence of 0.1 µg/ml
actinomycin D (+cAMP+actD), or 1 µg/ml cycloheximide
(+cAMP+CHX), and the competence status of these
cells was assessed exactly as described in A and Figure
1. As seen in Figure 6, the addition of NGF, KCl, or CPTcAMP reversed
competence by 12 hr after factor addition. However, RNA and protein
synthesis inhibitors (actinomycin-D and cycloheximide,
respectively) blocked the ability of NGF, KCl, or CPTcAMP to reverse
competence, because these cells remained susceptible to microinjection
of cytochrome c. Data shown are means ± range of
two to three experiments with ~100 cells counted for each time point
per experiment.
|
|
Thus, the competence state of sympathetic neurons was reversible.
However, although the development of competence was not protein
synthesis dependent, the reversal of competence surprisingly required
new protein synthesis. These results are consistent with the model in
which the synthesis of a protein that inhibits cytochrome c-mediated caspase activation (either directly or
indirectly) is needed for the reversal of competence. Consequently, the
development of competence may involve the inactivation or degradation
of such a caspase inhibitory protein.
Cytosolic microinjection of Smac induces competence and permits
cytochrome c-mediated cell death in NGF-maintained
sympathetic neurons
We considered the possibility that the caspase-inhibitory protein
regulating competence in sympathetic neurons might belong to the
inhibitor of apoptosis (IAP) family of proteins. IAP proteins such as X-linked IAP (XIAP), inhibitor of apoptosis-1 (cIAP-1), and cIAP-2 bind to caspases and are potent inhibitors of their activation in vitro (Deveraux and Reed, 1999 ).
Overexpression of these proteins prevents apoptosis in many cells,
including chicken sympathetic neurons (Wiese et al., 1999 ) and
cerebellar granule neurons (Simons et al., 1999 ). Thus, the inability
of cytosolic cytochrome c to induce cell death in
NGF-maintained sympathetic neurons could be attributable to caspase
inhibition by the IAP family of proteins.
To examine this, we used the recently identified Smac protein
that can bind to and inhibit IAP function (Du et al., 2000 ; Verhagen et
al., 2000 ). We asked whether cytosolic microinjection of mature Smac
would permit cytochrome c to induce cell death in
NGF-maintained sympathetic neurons. Because mature Smac can bind to and
inhibit several IAPs in vitro, microinjection of Smac in the
cytosol allowed us potentially to inhibit multiple IAPs in these
neurons, thereby overcoming any complexity caused by functional
redundancy of IAPs in these cells. Cytosolic microinjection of mature
Smac alone was insufficient to induce cell death in NGF-maintained
sympathetic neurons (Fig.
8A). As expected,
cytosolic microinjection of cytochrome c alone also did not
induce cell death in NGF-maintained sympathetic neurons. However,
coinjection of cytochrome c and Smac remarkably induced a
rapid, caspase-dependent death in these NGF-maintained neurons (Fig.
8A). Thus, exogenous cytosolic mature Smac was
sufficient to induce competence rapidly and permit cytochrome
c-mediated cell death in NGF-maintained sympathetic neurons.
Cytosolic microinjection of Smac and cytochrome c also
induced rapid cell death in KCl- or CPTcAMP-maintained neurons (data
not shown). The ability of Smac to convert rapidly NGF-maintained
neurons from being resistant to being sensitive to cytosolic cytochrome
c indicates that exogenous cytosolic mature Smac induced
events in these neurons that were functionally indistinguishable from
those induced by the development-of-competence pathway after 24-36 hr
of NGF deprivation.

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|
Figure 8.
Cytosolic microinjection of Smac induces
competence in NGF-maintained sympathetic neurons. A,
NGF-maintained mouse sympathetic neurons were microinjected with
cytochrome c (15 mg/ml) alone (Cytc),
Smac (0.6 mg/ml) alone (Smac), or cytochrome
c and Smac (Cytc+Smac). Parallel cultures
of sympathetic neurons that were deprived of NGF in the presence of
cycloheximide for 36 hr were injected with cytochrome c
[ NGF+CHX(Cytc)] as a positive control for
competence. Viability of microinjected cells 3, 6, and 12 hr after
these injections was determined as described in the legend to Figure 1.
Some NGF-maintained cultures that were injected with cytochrome
c and Smac together were also treated with the
pan-caspase inhibitor BAF (50 µM) to examine whether the
cell death induced by cytochrome c and Smac was caspase
dependent. Microinjection of Smac and cytochrome c, but
neither alone, induced rapid cell death in NGF-maintained sympathetic
neurons. B, Microinjection of Smac does not induce
competence in sympathetic neurons. NGF-maintained mouse sympathetic
neurons were microinjected with cytochrome c (15 mg/ml)
and either Smac (0.6 mg/ml) or Smac (0.6 mg/ml). Control cells were
also microinjected with cytochrome c, Smac, or Smac alone. Viability of microinjected cells 24 hr after the injections is
shown. Unlike Smac, Smac is not able to promote caspase activation
with cytochrome c in these neurons. Data shown are
means ± range of two experiments with ~100 cells counted for
each time point per experiment.
|
|
To determine whether the N-terminal IAP-inhibiting domain of mature
Smac was important for its ability to permit cytochrome c to
activate caspases in sympathetic neurons, we examined whether microinjection of Smac , an alternatively spliced form of Smac that
lacks this N-terminal IAP-binding domain, could also promote cytochrome
c-mediated caspase activation in these neurons. Smac is
identical to mature Smac except in the first seven amino acids; this
sequence corresponds to MKSDFYF in Smac and AVPIA in mature Smac
(Srinivasula et al., 2000 ; Roberts et al., 2001 ). Because the
N-terminal AVPI motif in mature Smac is critical for interacting with
the baculovirus IAP repeat-3 (BIR-3) domain of IAPs and for
relieving the XIAP-caspase-9 inhibition (Liu et al., 2000 ; Wu et al.,
2000 ), Smac is unable to interact with the BIR-3 domain of IAPs
and, as a consequence, is ineffective in blocking the XIAP inhibition
of caspase-9 (Srinivasula et al., 2000 ). Unlike mature Smac,
microinjection of Smac and cytochrome c was unable to
promote any significant cell death in NGF-maintained sympathetic
neurons even 24 hr after the injections (Fig. 8B). As
expected, microinjection of Smac, Smac , or cytochrome c
alone also did not promote any cell death in these neurons (Fig.
8B). Thus, the N-terminal IAP (BIR-3)-interacting
domain of mature Smac was essential for promoting cytochrome
c-mediated caspase activation in NGF-maintained sympathetic
neurons. These results indicate that the inability of cytochrome
c alone to activate caspases in these neurons was
attributable to the presence of an IAP family protein(s) that could be
overcome with exogenous cytosolic microinjection of mature Smac.
 |
DISCUSSION |
Signaling mechanism of the development-of-competence pathway
NGF deprivation activates the cytochrome c release and
development-of-competence pathways in sympathetic neurons, both of which are required for apoptosis in these cells. These two pathways must diverge at some point after NGF deprivation, because whereas the
cytochrome c release pathway is dependent on macromolecular synthesis and Bax function, the development-of-competence pathway requires neither macromolecular synthesis nor Bax function (Deshmukh and Johnson, 1998 ). We have determined that the neuroprotective agents
KCl and CPTcAMP block the development of the competence pathway in
NGF-deprived neurons (Fig. 2). Because KCl and CPTcAMP also inhibit the
cytochrome c-release pathway after NGF deprivation (Putcha
et al., 1999 ), both KCl and CPTcAMP most likely act at a point before
the divergence of these two pathways to prevent sympathetic neuronal apoptosis.
We also examined the specific importance of the
PI-3-kinase/Akt-signaling pathway in regulating competence in
sympathetic neurons because of the reported survival-promoting
importance of this pathway in neurons (Datta et al., 1999 ). Our results
show that inhibition of the endogenous PI-3-kinase-signaling pathway with LY294002 induced partial activation of the
development-of-competence pathway in NGF-maintained sympathetic neurons
(Fig. 3). Thus, the PI-3-kinase-signaling pathway appeared critical,
but only in part, for keeping the development-of-competence pathway
inhibited in NGF-maintained sympathetic neurons. Overexpression of
activated Akt (one of the downstream targets of the
PI-3-kinase-signaling pathway) prevents apoptosis after cytochrome
c release in hybrid motor neuron 1 cells (Zhou et
al., 2000 ). Thus, signaling through the PI-3-kinase/Akt-pathway may
post-translationally modify components of the apoptosome complex and
prevent caspase activation. Alternatively, because the
PI-3-kinase-signaling pathway is important for maintaining the trophic
and metabolic status of NGF-maintained sympathetic neurons
(Tsui-Pierchala et al., 2000 ), PI-3-kinase signaling may prevent
caspase activation indirectly by sustaining the macromolecular synthesis of proteins such as the IAPs (see below). Consistent with
this hypothesis, PI-3-kinase-signaling pathway was shown to be
important for the continued expression of ITA, an IAP family protein,
in NGF-maintained chicken sensory and sympathetic neurons (Wiese et
al., 1999 ). In the absence of NGF or if the PI-3-kinase pathway is
inhibited, the expression of such proteins may decrease, thereby
permitting cytochrome c-mediated caspase activation in these neurons.
Importance of the caspase-9-dependent pathway in sympathetic
neuronal apoptosis
Our results show that in the absence of caspase-9, microinjected
cytochrome c was unable to induce any cell death in
competent sympathetic neurons (Fig. 4). These results indicate that
caspase-9 was the only caspase capable of being activated by cytosolic
cytochrome c to induce cell death in sympathetic neurons.
These data are consistent with our previous observation that
caspase-9-deficient sympathetic neurons are unable to undergo apoptosis
after NGF deprivation (Deshmukh et al., 2000 ).
Our results also show that cytosolic cytochrome c induced
caspase-3 activation in competent sympathetic neurons (Fig. 5). Activation of caspase-3 presumably occurred from a direct activation by
caspase-9 in these neurons. Importantly, we did not detect any
activated caspase-3 in NGF-maintained neurons microinjected with
cytosolic cytochrome c (Fig. 5). These results indicate that the inability of cytosolic cytochrome c to induce cell death
in NGF-maintained sympathetic neurons was because of a specific block either at, or upstream of, caspase-3 activation in these neurons.
Reversal of competence requires new protein synthesis
NGF deprivation induces the development of competence by a process
that takes ~24 hr and does not require protein synthesis (Deshmukh
and Johnson, 1998 ). We report that this state of competence was
reversible if NGF (or KCl or CPTcAMP) was added to the NGF-deprived, competent neurons (Fig. 6). Notably, although the development of
competence does not require protein synthesis, the reversal of
competence was completely dependent on new protein synthesis (Fig. 7).
Addition of cycloheximide or actinomycin D completely prevented the
ability of NGF, KCl, or CPTcAMP to reverse competence, and neurons
remained sensitive to cytosolic microinjection of cytochrome
c. Inhibiting protein synthesis with cycloheximide was
consistently more effective in preventing the reversal of competence
than inhibiting RNA synthesis with actinomycin D (Fig. 7). This is not
surprising, because cycloheximide would inhibit all de novo
protein synthesis, whereas actinomycin D would not be able to inhibit
the synthesis of proteins that use mRNAs already present in cells.
The requirement of macromolecular synthesis for reversal of competence
indicates that competent sympathetic neurons need to synthesize some
protein to regain resistance to cytosolic cytochrome c. Such
a protein must prevent cytochrome c-mediated caspase
activation either directly or indirectly in these NGF-treated neurons.
Cytosolic Smac is sufficient to induce competence in
sympathetic neurons
The remarkable ability of microinjected, cytosolic mature Smac to
induce competence and permit cytochrome c to induce cell death in NGF-maintained neurons (Fig. 8) has two important
implications. First, these results indicate that the absolute
resistance of NGF-maintained sympathetic neurons to cytosolic
cytochrome c is caused by a block in caspase activation by a
Smac-inhibitable, IAP family protein(s). Second, that Smac and
cytochrome c induced caspase-dependent cell death in
NGF-maintained neurons only when microinjected together, but neither
alone, indicates that simply overcoming the IAP inhibition with
exogenous Smac is not sufficient to activate caspases in these neurons.
Our results also show that unlike mature Smac, Smac was ineffective
in inducing competence (Fig. 8B). Because Smac specifically lacks the IAP BIR-3-interacting domain, and because the
BIR-3 domain has been implicated in inhibiting caspase-9 (Shi, 2002 ),
these results point to IAP inhibition of caspase-9 as an important
point of regulation of caspase activation in sympathetic neurons. We
note that the ability of endogenous IAPs to inhibit caspase-9
activation in sympathetic neurons has also been implicated in another
recent report (Troy et al., 2001 ). Together, these results indicate
that caspase activation in sympathetic neurons requires both the
accumulation of cytochrome c in the cytosol and the
elimination of some IAP-like protein that otherwise keeps caspases
inhibited in these neurons.
How might NGF deprivation induce competence and permit caspase
activation in sympathetic neurons? One consequence of NGF deprivation is a dramatic reduction in the global rate of protein synthesis in
these neurons (Deckwerth and Johnson, 1993 ). Therefore, NGF deprivation
may induce competence by reducing the levels of IAPs simply as a result
of a fall in global protein synthesis rates. This seems unlikely to be
the major mechanism, because inhibiting protein synthesis alone for 24 hr is not sufficient to induce competence in NGF-maintained sympathetic
neurons (Deshmukh and Johnson, 1998 ). More likely, the degradation or
inhibition of IAPs in competent neurons is an active process that is
triggered with NGF deprivation. For example, the NGF
deprivation-induced development-of-competence pathway may activate
post-translational mechanisms that target the IAPs for degradation or
somehow prevent the interactions of IAPs with caspases. The
proteasome-mediated degradation of IAPs has been observed in thymocytes
undergoing apoptosis (Yang et al., 2000 ).
The development-of-competence pathway may also achieve inhibition of
IAPs by promoting the cytosolic translocation of endogenous Smac or
other proteins such as HtrA2 that inhibit IAPs (Suzuki et al., 2001 ;
Hegde et al., 2002 ; Martins et al., 2002 ; Verhagen et al., 2002 ). If
this were so, such proteins must translocate to the cytosol under
conditions in which neurons develop competence and cytochrome
c remains sequestered in the mitochondria (i.e., in the
NGF-deprived, cycloheximide-treated or the NGF-deprived, Bax-deficient
neurons). However, this seems unlikely, because Smac (or HtrA2) appears
to be released only with or after cytochrome c in the
experimental models in which this has been examined (Du et al., 2000 ;
Verhagen et al., 2000 ; Adrain et al., 2001 ; Suzuki et al., 2001 ).
The observation that microinjection of cytosolic Smac was sufficient to
permit cytochrome c to activate caspases raises an important
question of whether the competence pathway and the release of Smac (or
HtrA2) from the mitochondria are redundant mechanisms for inhibiting
the IAPs in these neurons. We speculate that the critical function of
IAPs in regulating caspase activation in sympathetic neurons is a
failsafe mechanism that would prevent unwanted caspase activation if
any accidentally damaged mitochondria (or during normal mitochondrial
turnover) release cytochrome c in neurons. For such a
mechanism to be effective, the IAPs must also withstand any inhibition
with Smac that may be released along with cytochrome c in
such accidental situations. In contrast, situations such as NGF
withdrawal that activate the physiological programmed cell death
pathway must completely eliminate the IAP block and permit cytochrome
c to activate caspases and induce apoptosis. Therefore, we
propose that the competence pathway that is activated after NGF
deprivation must be the predominant mechanism that removes the IAPs
(probably by promoting its degradation), and that Smac, if released
along with cytochrome c, would be a secondary mechanism that
would ensure the complete and rapid elimination of IAPs so as to allow
cytochrome c to activate caspases and induce apoptosis. The
recent report describing the lack of any significant defect in the Smac
knock-out mice is consistent with our hypothesis and argues against the
critical importance of Smac per se in promoting caspase activation
(Okada et al., 2002 ). In our microinjection studies, however, Smac may
have been sufficient to permit caspase activation, most likely because
the concentration of Smac used in these experiments was significantly
greater than the intracellular concentration of Smac in these neurons.
This stringent regulation of caspase activation beyond cytochrome
c release in sympathetic neurons provides a strong rationale for the functional existence of IAPs and their inhibitors in these neurons. The sufficiency of microinjected cytochrome c alone
to induce cell death in most other cells in which this has been
examined argues against this being a generalized mechanism by which
caspase activation is regulated in most cells (Li et al., 1997 ;
Brustugun et al., 1998 ; Juin et al., 1999 ; Chang et al., 2000 ). As
discussed above, in NGF-maintained sympathetic neurons, such a
regulation provides a failsafe mechanism that prevents any accidental
activation of caspases and thereby ensures the long-term survival of
these neurons. Other postmitotic cells that also need to last for the lifetime of the organism may also regulate caspase activation beyond
cytochrome c release by a similar mechanism.
 |
FOOTNOTES |
Received April 5, 2002; revised June 21, 2002; accepted July 3, 2002.
We thank Keisuke Kuida for supplying us with caspase-9 knock-out mice
and Stanley Korsmeyer for the Bax knock-out mice. We thank Anu
Srinivasan for the anti-active caspase-3 (CM1) antibodies. We also
thank Girish Putcha, Louis Chang, Patricia Osborne, and members of the
Deshmukh lab for useful discussions and critical review of this manuscript.
Correspondence should be addressed to Mohanish Deshmukh, 7109E
Neuroscience Research Building, University of North Carolina, Chapel
Hill, NC 27599-7090. E-mail: mohanish{at}med.unc.edu.
 |
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