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The Journal of Neuroscience, October 1, 2002, 22(19):8762-8770
Consequences of Dopaminergic Denervation on the Metabolic
Activity of the Cortical Neurons Projecting to the Subthalamic Nucleus
in the Rat
Gaël
Orieux1,
Chantal
François1,
Jean
Féger1, 2, and
Etienne C.
Hirsch1
1 Institut National de la Santé et de la
Recherche Médicale U.289 "Neurologie et Thérapeutique
Expérimentale," Hôpital de la
Salpêtrière, 75651 Paris Cedex 13, France, and
2 Faculté des Sciences Pharmaceutiques et
Biologiques, Université René Descartes, Paris, 75006 France
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ABSTRACT |
Parkinsonian symptoms are currently thought to be related to
hyperactivity of the subthalamic nucleus (STN). Because the STN is
known to receive many inputs including glutamatergic cortical afferent
fibers, we sought to determine whether the activity of this pathway is
altered after dopaminergic denervation to estimate its contribution to
the impairment of STN activity.
A precise mapping of the origin of the corticosubthalamic
projection was first performed using retrograde and anterograde tracing
methods. Cortical neurons projecting to the STN were found to originate
in layer V of the motor, anterior cingulate, and dorsal insular
cortices, and the most anterior tip of the frontal lobe, leading to
different functional corticosubthalamic inputs. The metabolic activity
of the neurons projecting to the STN, first identified by retrograde
tracing, was then evaluated by in situ hybridization of
the first subunit of cytochrome oxidase (COI), a marker of metabolic
activity, in unilateral 6-hydroxydopamine-lesioned rats. Measurements
of COI mRNA expression showed a 38 and 41.5% decrease after
dopaminergic denervation in the neurons projecting to the STN located
in the motor and dorsal insular areas, respectively, whereas neuronal
activity was mildly changed in neurons of the anterior cingulate cortex.
The modified activity of STN neurons in parkinsonism may thus result in
part from complex interactions between glutamatergic hyperactive fibers
originating in the thalamus and the pedunculopontine nucleus and
hypoactive fibers originating in the cerebral cortex.
Key words:
subthalamic nucleus; cerebral cortex; Parkinson's
disease; dopamine; neuronal tracing; cytochrome oxidase
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INTRODUCTION |
Within the basal ganglia, the
subthalamic nucleus (STN) plays a critical role in the control of
movement, exerting a powerful excitatory influence on both segments of
the globus pallidus and the substantia nigra pars reticulata (SNc).
Under pathological conditions, a hyperactivity of the STN plays a major
role in the pathophysiology of Parkinson's disease (Bergman et al.,
1994 ; Hassani et al., 1996 ; Hutchison et al., 1998 ; Magnin et al.,
2000 ). Manipulation of STN neuronal activity has emerged as a promising therapeutic approach for Parkinson's disease. Indeed, suppressing its
hyperactivity in Parkinson's disease by high-frequency stimulation or
lesion has been shown to strongly alleviate parkinsonian symptoms in
patients with idiopathic Parkinson's disease and in
1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine-intoxicated monkeys
(Bergman et al., 1990 ; Benazzouz et al., 1993 ; Limousin et al., 1995 ;
Guridi et al., 1996 ).
On the basis of the classical model of basal ganglia circuitry (Albin
et al., 1989 ; DeLong, 1990 ) obtained using electrophysiological recordings and 2-deoxyglucose measurements, it has been suggested that
the strong hyperactivity of the STN in Parkinson's disease could be
caused by a decrease in the inhibitory influence of the external
segment of the globus pallidus (GPe). However, biochemical metabolic
and electrophysiological recording after lesion of this nucleus
suggests that the hyperactivity of the STN is not caused solely by
hypoactivity of the GPe (Soghomonian and Chesselet, 1992 ; Hassani et
al., 1996 ; Herrero et al., 1996 ; Vila et al., 1997 ). More recent models
of basal ganglia organization have pointed to the fact that the STN
receives other afferent fibers that had initially been neglected. In
addition to the well known inhibitory pallidal afferent pathway (Nauta
and Mehler, 1966 ; Smith et al., 1990 ), the STN receives monoaminergic
inputs from the dorsal raphe nuclei (Mori et al., 1985 ; Canteras et
al., 1990 ; Lavoie and Parent, 1990 ) and the SNc (Hassani et al., 1997 ;
Hedreen, 1999 ; François et al., 2000 ), and excitatory inputs from
the pedunculopontine nucleus (Jackson and Crossman, 1983 ; Lavoie and
Parent, 1994 ; Bevan and Bolam, 1995 ), the parafascicular nucleus of the
thalamus (Sugimoto et al., 1983 ; Féger et al., 1994 ; Mouroux et
al., 1995 ), and the cerebral cortex in primates (for review, see Parent
and Hazrati, 1995 ; Smith et al., 1998 ) and in rats (Kitai and Deniau, 1981 ; Afsharpour, 1985 ; Rouzaire-Dubois and Scarnati, 1987 ; Canteras et
al., 1988 ; Berendse and Groenewegen, 1991 ; Fujimoto and Kita, 1993 ;
Bevan et al., 1995 ; Maurice et al., 1998 ).
Little is known about the status of these projections in the
parkinsonian state. We recently showed that excitatory parafascicular and pedunculopontine projections to the STN both displayed a metabolic hyperactivity, supporting a role of these structures in the
hyperactivity of the STN after dopaminergic denervation (Orieux et al.,
2000 ). Yet, cortical afferent fibers to the STN are also thought to
represent a major excitatory input to the STN, but their status in
parkinsonism is unknown. Thus, we investigated this projection in a
rodent model of Parkinson's disease by measuring the expression of the first subunit of cytochrome oxidase (COI), an index of metabolic activity (Wong-Riley, 1989 ; Hevner and Wong-Riley, 1993 ) in
retrogradely identified corticosubthalamic neurons.
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MATERIALS AND METHODS |
Experimental cases. Thirty-eight adult male Sprague
Dawley rats weighing 250-300 gm (CERJ, Le Genest St. Isle, France)
were used in the study. Twenty-six animals were used to study the
metabolic activity of the corticosubthalamic neurons. Twelve animals
were used for the anatomical aspects of the study using Fluoro-Gold (FG) or biotinylated dextran amine (BDA) injections. The animals were
housed under constant temperature and humidity conditions on a 12 hr
light/dark cycle with ad libitum access to food and water.
Lesion and injection procedures were performed under general anesthesia
with ketamine (50 mg/kg, Imalgène 500; Merial, Lyon, France) and
xylazine (10 mg/kg, Rompun 2%; Bayer, Leverkusen, Germany)
administered intramuscularly. All injections (neuronal tracer or
lesioning solution) were realized under stereotaxic guidance with the
top of the skull in the horizontal position and the incisor bar 3.3 mm
below the interaural line (Horsley Clark apparatus,
Unimécanique, Paris, France). The coordinates were defined
according to the atlas of the rat brain of Paxinos and Watson (1998)
and adapted to our strain of rats. All of the animals were
killed by an intraperitoneal lethal injection (4 ml/kg) of 6%
sodium pentobarbital (Sanofi) followed by intracardiac perfusion. Every
effort was made to keep the number of animals to a minimum and to
minimize suffering; all experiments were performed in accordance with
the Declaration of Helsinki and the Guide for the Care and Use of
Laboratory Animals as adopted and promulgated by National Institutes of
Health (Bethesda, MD).
Anatomical tracing methods. FG (Fluorochrome Inc; Denver,
CO), a retrogradely transported tracer, was injected into the STN, and
BDA (Sigma, St. Louis, MO), an anterogradely transported tracer, was
injected into different areas of the cerebral cortex (motor, somatosensory, prefrontal, and dorsal insular cortex). FG (4% in NaCl
0.9%) or BDA (10% in phosphate buffer 0.01 M)
was placed in a glass microelectrode with a tip diameter of ~30-40
µm and injected iontophoretically. The injection parameters were a
current of 4 and 6 µA delivered in 7 sec pulses at 7 sec intervals
and 7 sec pulses at 9 sec intervals for 20 and 25 min for FG and BDA, respectively. The stereotaxic coordinates used for the different targets are reported in Table 1. After a
survival period of 7 d for the animals that received an FG
injection and 10 d for those that received a BDA injection, the
rats were killed and transcardially perfused with 250 ml of a heparin
solution 5 UI/ml in NaCl 0.9% at 37°C followed by 350 ml of a 4%
paraformaldehyde solution in 0.1 M phosphate
buffer at 4°C, and then 200 ml of a 10% sucrose solution in
phosphate buffer at 4°C, with 4% paraformaldehyde added for
FG-injected brains only. Brains were then removed from the skull and
immersed in 0.1 M phosphate buffer containing
10% sucrose (BDA-injected brains) or 10% sucrose and 4%
paraformaldehyde (FG-injected brains) for 10 hr, and then 24 hr in the
same solution with 20% sucrose (both BDA- and FG-injected brains).
Brains were frozen in isopentane ( 40°C) and cut into coronal
50-µm-thick sections on a freezing microtome (Reichert-Jung,
Heidelberg, Germany). BDA sections were conserved in 0.1 M PBS with 0.1% sodium azide added.
To visualize FG, sections were immediately mounted onto gelatin-coated
slides, dried, coverslipped with mounting medium for fluorescence
(Vectashield, Vector Laboratories, Burlingame, CA), and observed under
a fluorescence microscope (Ultraviolet filter BP, = 365 µm).
All manipulations of FG-labeled sections were performed in darkness.
FG-labeled neurons were plotted by computer-assisted image analysis
(Visioscan, Biocom, Les Ulis, France), and thereafter the sections were
counterstained with cresyl violet.
BDA was revealed using the avidin-biotin complex method as described
elsewhere (Gown et al., 1986 ; Veenman et al., 1992 ). After abundant
rinses in 0.1 M PBS, sections were permeabilized for 90 min
in 0.1 M PBS containing 1% Triton X-100 and then incubated in the avidin-biotin complex (ABC Kit Elite Vectastin, Vector Laboratories) diluted 1:100 in 0.1 M PBS including 1%
Triton for 24 hr at room temperature. Sections were rinsed in 0.1 M acetate buffer, pH 6, and the BDA was revealed in a
solution of 0.1 M acetate buffer containing 0.02%
3,3'-diaminobenzidine tetrahydrochloride (Sigma), 2.5% nickel sulfate,
0.2% D-glucose, 0.04% ammonium chloride, and 0.0025%
glucose oxidase (Sigma). The reaction was stopped by repeated washes in
acetate buffer. Sections were finally mounted on gelatin-coated slides,
dehydrated in graded alcohol, delipidated in xylene, and coverslipped
with Eukitt (O. Kindler GmbH & Co., Freiburg, Germany). Some sections
were counterstained with a 0.25% green methyl solution (Fluka Chemica,
AG, Buchs, Switzerland).
Unilateral lesion of dopaminergic neurons of the substantia nigra
by 6-hydroxydopamine. Rats were pretreated 30 min before intranigral injection of 6-hydroxydopamine (6-OHDA) with 25 mg/kg of
desipramine hydrochloride (Sigma) and 50 mg/kg of pargyline (Sigma) to
protect noradrenergic neurons and inhibit monoamine oxidase,
respectively. A stainless steel cannula, outer diameter of 0.3 mm,
linked to a catheter was connected to a microsyringe (10 µl airtight;
Hamilton). The cannula was placed in the substantia nigra, under
stereotaxic guidance, 5.2 mm posterior to the bregma, 1.8 mm lateral to
the midline, and 7.7 mm below the dura (Paxinos and Watson, 1998 ), and
2 µl of 6-OHDA solution (4 µg/µl in a 0.01% ascorbic acid
solution; Sigma) was infused by the pressure method over a 5 min period
using an infusion pump (Precidor Infors AG, Basel, Switzerland).
Control rats received the same pretreatment and an injection of the
vehicle (0.01% ascorbic acid solution) into the substantia nigra,
following the same procedure as for the 6-OHDA-lesioned rats.
Assessment of the nigral lesion. Analysis of the nigral
lesion was performed by immunoautoradiography of the dopamine
transporter in the striatum, as described previously (Naudon et al.,
1996 ). Briefly, unfixed slide-mounted sections were dried for 3 hr,
treated in a solution of 1% bovine serum albumin and 1% normal goat
serum in 0.1 M PBS, and then incubated in a
rabbit antibody solution directed against the dopamine transporter
(provided by B. Giros, Institut National de la Santé et de la
Recherche Médicale U513, Creteil, France) at a concentration of
1:20,000 for 24 hr, rinsed in 0.1 M PBS, and
incubated in anti-rabbit [35S] solution
at a concentration of 1:100 (initial concentration, 20 µg/ml;
specific activity, 200-700 Ci/mmol; Amersham Biosciences, Arlington
Heights, IL) for 2 hr. Sections were then rinsed in 0.1 M PBS followed by distilled water. After air
drying, sections were exposed to x-ray film (Hyperfilm -max;
Amersham Biosciences) for 2 or 3 d at room temperature in
light-proof boxes.
The dopaminergic lesion was estimated by quantification of striatal
dopamine transporter radioimmunolabeling from the autoradiograms, as
described previously (Blanchard et al., 1995 ).
Wheat germ agglutinin conjugated to horseradish peroxidase
injection. One week after the substantia nigra lesion, wheat germ agglutinin conjugated to horseradish peroxidase (WGA-HRP) was injected
under stereotaxic conditions (10% in 0.1 M PBS;
Sigma) into the STN ipsilateral to the operated side in both
6-OHDA-lesioned and sham-lesioned animals, as described previously
(Orieux et al., 2000 ). Briefly, the solution was placed in a glass
microelectrode with a tip diameter of 20-30 µm and injected using an
iontophoretic procedure (5 µA current delivered during 20 min, 7 sec
on/7 sec off) into the STN (stereotaxic coordinates: 3.2 mm posterior
to the bregma, 2.5 mm lateral to the midline, and 7.7 mm below the dura) (Paxinos and Watson, 1998 ). The animals were killed after a
3 d survival time, that is to say 10 d after the nigral
lesion, and perfused intracardially with a heparin solution (10 U/ml in a 0.9% NaCl solution at 37°C). Brains were removed and frozen in
cold isopentane ( 40°C). Frontal sections (20 µm thick) were cut
using a cryostat, mounted on gelatin double-coated slides, and stored
at 80°C until use.
WGA-HRP revelation. WGA-HRP was revealed using the method
described previously (Orieux et al., 2000 ), as adapted from the method
described by Mesulam (1978) . Briefly, slides were postfixed in a 3%
paraformaldehyde solution for 5 min and abundantly rinsed in 0.1 M PBS and then in acetate buffer. Preincubation
was performed in 0.1% sodium nitroferricyanide (Sigma) and 0.005%
3,3-5,5 tetramethyl-benzidine (Sigma) solution for 15 min, and
hydrogen peroxide was added at a concentration of 0.02-0.04% for
~30-60 min. All stages were performed at 4°C and in darkness.
To verify the injection site in the STN, WGA-HRP was revealed on
regularly spaced sections (200-400 µm apart) for each experimental case. All of these sections were then counterstained with green methyl
solution (0.25%) for 2-3 min at 4°C, rinsed in cold acetate buffer,
quickly dehydrated in graded ethanol solutions, delipidated in xylene,
and coverslipped with Eukitt. Only experimental cases in which the
injection site was centered in the STN were selected.
Sections adjacent to those that contained labeled neurons in the
structures of interest (i.e., anterior cingulate, motor, and dorsal
insular cortex) were first revealed for WGA-HRP and coverslipped with
nonpermanent medium, and the labeled neurons were plotted by
computer-assisted image analysis (Visioscan, Biocom). After analysis,
the coverslip was removed in buffer, and the sections were dried for a
few seconds in absolute alcohol and stored at 4°C until in
situ hybridization was performed.
In situ hybridization. In situ hybridization
with a [35S]-labeled cRNA probe was
performed as described previously (Vila et al., 1997 ). A cRNA probe was
synthesized from a double-stranded DNA fragment, corresponding to
nucleotide 5308-6218 of the rodent mitochondrial genome (EMBO
databank, reference MIRNXX) within the gene coding for COI, produced by
PCR, and subcloned in the pGME-T vector (Promega, Madison, WI). Sense
and antisense probes were transcribed from 1 µg of plasmid.
Sections were rinsed for 3 min in 0.1 M PBS, acetylated
with 0.25% acetic anhydride in 0.1 mM ethanolamine,
treated by 0.1 M Tris/glycine for 30 min, and dehydrated
through graded ethanol solutions. For subthalamic nucleus sections
only, this first stage was preceded by a slight fixation in a
paraformaldehyde solution (3% in PBS 0.1 M) for 5 min.
Sections were incubated for 3.5 hr at 50°C in a humid chamber of
hybridization solution containing either the antisense or the sense
[35S]-labeled cRNA probe (2.5 × 106 cpm). After hybridization, sections
were washed at 50°C in 50% formamide/2× SSC, incubated for 30 min
at 37°C with RNase A (100 µg/ml in 2× SSC) to digest unhybridized
probe, rinsed again at 50°C in 50% formamide/2× SSC, and then
washed overnight at room temperature. After a final rinse in 2× SSC,
the sections were dehydrated in graded ethanol solutions prepared with
300 mm ammonium acetate, delipidated in xylene, dehydrated in ethanol
100, and air dried. The sections were dipped in NTB-2 emulsion (Kodak, Integra Biosciences), diluted 1:2, air-dried, and stored at 4°C in
light-proof boxes for 1-2 weeks. Autoradiograms were generated by
exposing the slide to x-ray films (Hyperfilm -max, Amersham Biosciences) for 2-4 d at 4°C. Exposed slides were developed in Kodak D-19 for 4 min at 15°C and counterstained with 0.1%
hematoxylin to localize cell nuclei.
Data analysis. The analysis was performed in the anterior
cingulate, motor, and dorsal insular cortex on WGA-HRP retrogradely labeled cell bodies. Because in situ hybridization washed
out all WGA-HRP labeling, maps generated from WGA-HRP-stained material were used to identify the retrogradely labeled neurons on in
situ hybridization sections. Results were quantified by
computer-assisted image analysis (Visioscan, Biocom). The expression
level of COI mRNA was analyzed on a minimum of 20 neurons for each
experimental case and in each cerebral cortical area. The number of
silver grains over the neuronal cell bodies was estimated under
polarized light by measuring optical density with respect to a standard curve of a defined number of silver grains. Grain density was then
calculated. Nonspecific labeling was estimated with sense probes. The
mean density of silver grains overlying the retrogradely labeled
neurons was calculated for each case and in each anatomical region.
Statistical analysis was performed using an unpaired t test
or a nonparametric test (test of Mann-Whitney and Wilcoxon) if the
normality or equal variance test failed (SigmaStat). Tests were
performed taking as factor the status of the animals (6-OHDA lesioned
or sham lesioned). The null hypothesis was rejected for an risk of
0.05. Because different experimental units were lacking, according to
the functional areas analyzed, we could not (1) perform a global
analysis by global ANOVA or (2) compare the level of COI mRNA
expression between the different areas.
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RESULTS |
Anatomical aspects of the corticosubthalamic pathway
The FG injection sites were centered in the STN of seven
experimental cases (Fig. 1). One
experimental case presented an injection centered in the zona incerta.
When the injection site was centered in the STN, the tracer extended
very slightly beyond the STN, in the zona incerta dorsally, the lateral
part of the hypothalamus medially, and the cerebral peduncle ventrally.
All of the retrogradely labeled neurons were located ipsilaterally to
the injected subthalamic nucleus except for the pedunculopontine
nucleus, which was labeled bilateraly. FG-labeled neurons were seen in
the globus pallidus (equivalent in rodents to the GPe in primates)
(Fig. 1), the SNc, and the parafascicular nucleus of the thalamus. In
six cases, the globus pallidus was labeled in its whole extent. In
addition, FG-labeled neurons were seen in various areas of the cerebral cortex (Fig. 1), such as the anterior cingulate, the motor and the
dorsal insular cortices, and the most anterior portion of the cerebral
cortex, the frontal associative area (Paxinos and Watson, 1998 ). In one
case, which presented a small injection restricted to the medial part
of the STN, an absence of retrograde labeling was noted in the
dorsolateral part of the globus pallidus and in the motor cerebral
cortex. A few labeled neurons were also observed in the somatosensory
cortex. Whatever the cortical region analyzed, staining with cresyl
violet of FG-containing sections revealed that the FG-positive neurons
were localized in layer V of the cerebral cortex.

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Figure 1.
Afferent neurons to the STN identified by
retrograde tracing. A, Computer-generated cartography of
FG-positive neurons on seven anteroposterior levels. Each
dot represents an FG-positive cell body. Structures and
cortical areas were named according to the atlas of Paxinos and Watson
(1998) . B, Photomicrograph of an FG injection in the
STN. Note the slight tissue damage indicative of the injection center.
C, D, Photomicrographs of retrogradely
labeled cell bodies in the cerebral cortex and the globus
pallidus, respectively. Cg, Cingulate cortex;
FrA., frontal associative cortex; Ins,
insular cortex; L, limbic cortex; Mot,
motor cortex; olf., olfactory bundle;
SSens, somatosensory cortex. Scale bars:
A, 2 mm; B, 500 µm; C,
D, 200 µm.
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Because the presence of FG-labeled neurons in the cerebral cortex could
be caused in part by a retrograde transport from the zona incerta or
the hypothalamus, the existence of these projections was confirmed
using anterograde tracing studies. Injections of BDA were made in the
somatosensory cortex (data not shown), the anterior cingulate cortex,
and the dorsal insular cortex (Fig. 2).
When BDA was injected into the anterior cingulate cortex, scattered
BDA-positive fibers were detected in the medial part of the STN almost
throughout its anteroposterior extent. Anterograde labeling was also
present in the STN when the tracer was injected into the dorsal insular
cortex (Fig. 2). In this case, the density of BDA-positive fibers was
weaker than in the previous case. Labeled fibers were restricted to the
most anterior portion of the STN occupying the whole mediolateral
extent, with a shift, more caudally, to a dorsal localization. In
contrast, when the injection was situated in the somatosensory cortex,
labeled fibers were not observed in the STN but in the ventral zone of
the zona incerta.

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Figure 2.
Photomicrographs of BDA injection in the cerebral
cortex and BDA-positive axons in the STN. A, Injection
of BDA in the ventral part of the cingulate cortex. B,
Injection of BDA in the dorsal insular cortex. C,
BDA-positive axons in the STN after BDA injection in the insular
cortex. The photomicrograph has been obtained by assembly of three
different photomicrographs of the same axon at a different focus. Scale
bars: A, B, 1 mm; C, 10 µm.
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Consequence of dopaminergic denervation on subthalamic COI
mRNA expression
Twenty-six animals received successively an injection of 6-OHDA
(n = 13) or vehicle (n = 13) into the
SNc and of WGA-HRP into the ipsilateral STN. One 6-OHDA-lesioned animal
died during the period after surgery. The animals were killed 10 d
after the nigral lesion, and dopaminergic denervation was controlled in
sham-lesioned and 6-OHDA-lesioned rats by immunoautoradiography of the
dopaminergic transporter and then quantified by radioimmunolabeling. No
differences in striatal labeling were observed between the operated and
contralateral side of sham-lesioned animals. The quantification of
radioimmunolabeling level in the striatum on the operated side showed a
62% decrease (Mann-Whitney; p < 0.001) (Table
2) in the 6-OHDA-lesioned group compared
with the sham-lesioned group. One experimental case presented only a
38% decrease compared with the mean of the sham-lesioned group and was
excluded from the study.
The expression of COI mRNA in the STN of these animals was also
measured by in situ hybridization. In subthalamic neurons on
the operated side, the expression of COI mRNA was significantly increased (+27%; t test; p < 0.05) (Table
2) in 6-OHDA-lesioned animals compared with sham-lesioned animals.
COI mRNA expression in corticosubthalamic neurons identified by
WGA-HRP tracing
Sixteen experimental cases (8 in each group) showed a WGA-HRP
injection centered in the STN without excessive extent beyond the
nucleus. The others, in which the injection site extended too far into
adjacent structures, were excluded from the study. After exclusion of
the experimental case that presented inadequate dopaminergic
denervation (see the previous section), a total of seven
6-OHDA-lesioned and eight sham-lesioned animals were included in the
final stages of the study. The pattern of WGA-HRP-positive neurons was
similar to that observed after FG injection, even if the density of
labeled neurons was markedly lower. Nevertheless, because of the
restricted location of the tracer injection, the number of retrogradely
labeled neurons was too small in some cortical areas (n < 20) to be analyzed in all experimental cases.
After in situ hybridization of COI mRNA on the same section,
a specific and reproducible pattern of hybridization was obtained in
the cerebral cortex with the antisense probe. No differences in COI
mRNA expression were observed between the different cortical areas
analyzed (i.e., anterior cingulate, motor, and dorsal insular cortices)
in the sham-lesioned group. Silver grain clusters detected at the
cellular level overlapped neuronal cell bodies seen with hematoxylin
counterstaining. A quantitative analysis of COI mRNA expression in
retrogradely labeled neurons was performed at one anteroposterior level
that included the anterior cingulate, motor, and dorsal insular
cortices (Fig. 1A, bregma +3
mm).
COI mRNA expression was measured at the cellular level only on cell
bodies stained previously for WGA-HRP and identified using computer-generated maps (Fig. 3). Ten
days after the dopaminergic denervation, COI mRNA expression was
decreased in the motor cortex ( 38%; t test;
p < 0.01) (Table 2). A similar decrease was found in
the dorsal insular cortex in 6-OHDA-lesioned rats ( 41.5%; t test; p < 0.05) (Table 2). In the
anterior cingulate cortex, COI mRNA expression tended to be decreased
in 6-OHDA-lesioned animals, even if the difference was not
statistically significant ( 13%) (Table 2). Some neurons stained
previously with WGA-HRP were not analyzed after in situ
hybridization because their silver grain density did not reach twice
the background density and were thus considered as unlabeled. To
determine whether the proportion of such neurons was changed after
dopaminergic denervation, we compared their proportion between
sham-lesioned and 6-OHDA-lesioned rats. No difference between the two
groups of animals was observed whatever the region analyzed (9.6 ± 6.6% in the sham group and 11.3 ± 14% in the 6-OHDA
group).

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Figure 3.
Photomicrographs of cell bodies successively
labeled by WGA-HRP revelation (A) and COI
in situ hybridization (B). Both
photomicrographs are viewed under transmitted light. The small
black dots visible in B correspond to silver
grains. Arrows show neurons labeled successively by
WGA-HRP revelation and COI in situ hybridization. The
open arrowhead illustrates a WGA-HRP-positive neuron
(A) for which the in situ
hybridization signal was insufficient to be counted
(B) and was thus considered as a
COI-"negative" neuron. Scale bar, 150 µm.
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DISCUSSION |
The aim of the present study was to determine whether the activity
of the corticosubthalamic neurons is altered after dopaminergic denervation. An essential prerequisite was to determine whether the
cortical neurons that were analyzed actually project to the STN.
Indeed, in the literature, some cortical areas have been clearly
demonstrated to project to the STN, whereas others have only been suggested.
Functional anatomy of the corticosubthalamic pathway
The first part of the study provides a precise mapping of the
origin of the corticosubthalamic pathway. This analysis was first
performed using a retrograde tracer injected into the STN. Because the
tracer could have been taken up by structures adjacent to the STN
(i.e., zona incerta and hypothalamus) and by fibers of passage, the
connections were then confirmed by anterograde transport of BDA.
The present study first confirms that the most extensive innervation of
the STN originated from the motor area, as reported extensively in the
literature (Hartmann-von Monakow et al., 1978 ; Kitai and Deniau, 1981 ;
Afsharpour, 1985 ; Canteras et al., 1988 ; Bevan et al., 1995 ; for
review, see Parent and Hazrati, 1995 ), but also from the anterior
cingulate cortex (Berendse and Groenewegen, 1991 ; Maurice et al.,
1998 ). On the other hand, our results, obtained using both anterograde
and retrograde tracing methods, demonstrate that the cortical
innervation of the STN also originates from the dorsal insular cortex
and the most anterior tip of the frontal lobe, both parts of the
prefrontal cortex. These projections have each been reported in only
one study using anterograde tracer (Afsharpour, 1985 ; Berendse and
Groenewegen, 1991 ). It is worthy to note that prefrontal areas
that project to the STN innervate only a restricted medial region of
the STN.
Finally, using both retrograde and anterograde transport methods, we
also found evidence that the somatosensory cortex does not project to
the STN, in agreement with the views of Afsharpour (1985) . The absence
of retrograde labeling in the somatosensory cortex could result from
insufficient tracer injection in the STN territory that receives inputs
from this cortical area. However, in this hypothesis, the globus
pallidus, which is known to project topographically to the STN, would
not be labeled in its whole extent. Nevertheless, the existence of this
projection has been reported by Canteras et al. (1988) ; however, the
data obtained by Canteras et al. (1988) may have been attributable to
the somatosensory cortical input to the ventral zone of the zona
incerta (Roger and Cadusseau, 1985 ; Mitrofanis and Mikuletic,
1999 ).
It has been proposed that the STN represents a second entry of cortical
information to the basal ganglia such as the striatum (Nambu et al.,
2000 ). However, although virtually the whole cerebral cortex is known
to project to the striatum, only some frontal cortical areas, and
mainly the motor cortex, appear to project to the STN. Thus, the STN
may represent, in terms of connectivity and function, a different
cortical entry from the striatum.
Activity of the corticosubthalamic neurons after
dopaminergic denervation
In the second part of the study, we analyzed the consequences of
nigrostriatal denervation on the metabolic activity of the corticosubthalamic neurons identified by WGA-HRP retrograde labeling. This was performed to determine whether this pathway is involved in the
altered activity of STN neurons in parkinsonian states. We did not use
FG because it is not compatible with cytochrome oxidase in
situ hybridization. WGA-HRP was chosen but is known to have a
higher propensity for being taken up by fibers of passage than FG.
However, the STN is not known to be a structure crossed by fibers of
passage originating in the cerebral cortex. Moreover, the pattern of
WGA-HRP-positive neurons was similar to that obtained with FG. Thus, it
is unlikely that retrogradely labeled neurons were not mainly
corticosubthalamic neurons. Nevertheless, we cannot rule out the
possibility that the labeling of some of the neurons in both the
anterior cingulate and dorsal insular cortices was caused by the slight
extension of the injection site into the hypothalamus, which is known
to receive inputs from these cortical areas (Floyd et al., 2001 ).
Metabolic activity was determined using the expression level of COI
mRNA. This marker was used because it had already been well validated.
Indeed, previous studies showed cytochrome oxidase levels to be
regulated by neuronal functional activity (Wong-Riley and Carroll,
1984 ; Wong-Riley, 1989 ) and correlated to
Na+,K+-ATPase
activity (Hevner et al., 1992 ). The latter group has since demonstrated
that COI expression is more closely regulated by neuronal activity than
the other subunits, particularly nuclear-encoded subunits (Hevner and
Wong-Riley, 1993 ). More recently, the functioning of the basal ganglia
in the parkinsonian state was studied using this marker, and the
results obtained were in agreement with previous and subsequent results
obtained by electrophysiological approaches (Vila et al., 1997 , 2000 ).
In addition, the major advantage of this metabolic marker is that it
allows an analysis at the cellular level (Hevner and Wong-Riley, 1991 )
and, in our case, in corticosubthalamic neurons identified by a
retrograde tracing method. Yet, we cannot exclude the possibility that
the transport of WGA-HRP influences neuronal metabolic activity, and
for this reason we did not compare COI mRNA expression between
WGA-HRP-labeled and nonlabeled neurons.
The most striking result of this study is that the neurons in the motor
and dorsal insular cortex projecting to the STN are hypoactive after
dopaminergic denervation. Only a mild decrease in activity was noted in
the neurons of the anterior cingulate cortex projecting to the STN.
There is no clear demonstration of a relationship between modifications
of the metabolic activity of the cell bodies and terminal activity, but
variations of COI expression have been shown to be related to
electrical activity (Vila et al., 2000 ). Thus, it is likely that the
corticosubthalamic pathway is underactive after dopaminergic
denervation. Therefore, cortical neurons projecting to the STN may not
simply contribute to the hyperactivity of the STN neurons. Taken in
conjunction with previous results (Orieux et al., 2000 ), our data
indicate that the activity of STN neurons in parkinsonian states is
regulated by complex influences of glutamatergic hyperactive inputs
from the parafascicular nucleus of the thalamus and from the
pedunculopontine nucleus and of glutamatergic hypoactive inputs
originating in the cerebral cortex. In line with this, it would be
interesting to determine whether these opposite influences of the
glutamatergic fibers are involved in the changes from a regular pattern
of firing in control animals to a bursting activity of STN neurons in
parkinsonian syndromes (Bergman et al., 1994 ; Hassani et al., 1996 ).
Changes in the activity of STN neurons could also result, in
part, from changes in STN sensitivity to the influence of its different
inputs, as has been suggested recently (Magill et al.,
2001 ).
To the best of our knowledge, this is the first report of a
decreased activity of the corticosubthalamic pathway in the
parkinsonian state. Several lines of evidence are compatible, however,
with a reduction in cortical activity in parkinsonian syndromes.
Indeed, a recent study in 6-OHDA-lesioned rats reported a decreased
expression of two immediate-early genes (c-fos and
zif-268), taken as activation markers, in some cortical
areas, including the motor and dorsal insular cortex but not the
cingulate cortex (Steiner and Kitai, 2001 ). Similarly, numerous studies
using functional imaging in humans have reported impairment of cortical
functioning in patients with Parkinson's disease. In particular, a
default of activation, reversed by apomorphine, has been described in
the supplementary motor area and the prefrontal cortex during movement
(Playford et al., 1992 ; Jahanshahi et al., 1995 ). However, such studies have to be interpreted carefully because the resolution of the technique used does not discriminate between the specific neuronal populations identified in our study.
The origin of the hypoactivity of cortical neurons projecting to
the STN is unknown but may be predicted from the different models of
the functional organization of the basal ganglia in parkinsonian
syndromes (Albin et al., 1989 ; DeLong, 1990 ; Hirsch et al., 2000 ).
Indeed, these models predict a hypoactivity of the excitatory
thalamocortical pathway after dopaminergic denervation, which would
result in a reduction in cortical activity. Other explanations may also
account for a reduced activity of cortical neurons projecting to the
STN, such as a direct loss of dopamine stimulation of cortical neurons
(Williams and Goldman-Rakic, 1995 ).
The functional and clinical consequences of the reduced activity of
cortical neurons projecting to the STN are difficult to predict. Yet,
given their location, they may be involved in motor and cognitive
neglect reported in 6-OHDA-lesioned rats (Schwarting and Huston, 1997 ;
Lindner et al., 1999 ) and in parkinsonian patients. Furthermore,
autonomic defects reported in Parkinson's disease (Koike and
Takahashi, 1997 ) may also result partially from the reduced activity of
the neurons in the dorsal insular cortex. Should this relationship be
confirmed, the corticosubthalamic pathway may represent a new target
for improving the symptomatic treatment of Parkinson's disease.
Whether deep brain stimulation of the STN, which alleviates the
clinical manifestation of the disease, also acts on corticosubthalamic
fibers represents a hypothesis worthy of a trial.
 |
FOOTNOTES |
Received March 20, 2002; revised July 2, 2002; accepted July 15, 2002.
This study was supported by Institut National de la Santé et de
la Recherche Médicale and the National Parkinson Foundation, Miami. G.O. was supported by a grant from Fondation France Parkinson (2000) and Fondation pour la Recherche Médicale (2001). We thank Dr. P. Gaspar for her helpful advice.
Correspondence should be addressed to Dr. E. C. Hirsch, Institut
National de la Santé et de la Recherche Médicale
U.289 "Neurologie et Thérapeutique
Expérimentale," Hôpital de la Salpêtrière, 47 boulevard de l'Hôpital, 75651 Paris Cedex 13, France. E-mail:
hirsch{at}ccr.jussieu.fr.
 |
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