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The Journal of Neuroscience, January 15, 2002, 22(2):505-514
Trophic Factor-Induced Excitatory Synaptogenesis Involves
Postsynaptic Modulation of Nicotinic Acetylcholine Receptors
Melanie A.
Woodin*, *,
David W.
Munno*, *, and
Naweed I.
Syed
Respiratory and Neuroscience Research Groups, Faculty of Medicine,
University of Calgary, Calgary, Alberta, Canada T2N 4N1
 |
ABSTRACT |
Neurotrophic factors have well established roles in neuronal
development, although their precise involvement in synapse formation and plasticity is yet to be fully determined. Using soma-soma synapses
between identified Lymnaea neurons, we have shown
recently that trophic factors are required for excitatory but not
inhibitory synapse formation. However, neither the precise site
(presynaptic versus postsynaptic cell) nor the underlying mechanisms
have yet been defined. In the present study, synapse formation between the presynaptic cell visceral dorsal 4 (VD4) and its postsynaptic partner right pedal dorsal 1 (RPeD1) was examined to define the cellular mechanisms mediating trophic factor-induced excitatory synaptogenesis in cell culture. When paired in a soma-soma
configuration in the presence of defined media (DM, nonproteinacious),
mutually inhibitory synapses were appropriately reconstructed between
VD4 and RPeD1. However, when cells were paired in the presence of increasing concentrations of Lymnaea brain-conditioned
medium (CM), a biphasic synapse (initial excitatory synaptic component followed by inhibition) developed. The CM-induced excitatory synapse formation required trophic factor-mediated activation of receptor tyrosine kinases in the postsynaptic cell, RPeD1, and a concomitant modulation of existing postsynaptic nicotinic acetylcholine receptors (nAChRs). Specifically, when RPeD1 was isolated in DM, exogenously applied ACh induced a hyperpolarizing response that was sensitive to
the AChR antagonist methyllycaconitine (MLA). In contrast, a single
RPeD1 isolated in CM exhibited a biphasic response to exogenously
applied ACh. The initial depolarizing phase of the biphasic response
was sensitive to both mecamylamine and hexamethonium chloride, whereas
the hyperpolarizing phase was blocked by MLA. In soma-soma-paired
neurons, the VD4-induced synaptic responses in RPeD1 were sensitive to
the cholinergic antagonists in a concentration range similar to that
used to block cholinergic responses in single RPeD1 cells. Therefore,
the modulation of postsynaptic nAChRs was sufficient to account for the
trophic factor-induced excitatory synaptogenesis. This study thus
provides the first direct evidence that trophic factors act
postsynaptically to promote excitatory synapse formation.
Key words:
trophic factors; cell culture; synapse formation; synaptic plasticity; acetylcholine receptors; Lymnaea
 |
INTRODUCTION |
Recent studies on both vertebrate
and invertebrate models have extended the conventional roles of trophic
factors during neurodevelopment to neurite outgrowth and synapse
formation (Hamakawa et al., 1999
; Woodin et al., 1999
) and plasticity
(McAllister et al., 1999
; Schinder and Poo, 2000
). Regarding synapse
formation and synaptic plasticity, however, neither the precise sites
of neurotrophic actions (presynaptic verses postsynaptic) nor the
underlying mechanisms have yet been fully elucidated.
In the present study, we took advantage of a simple in vitro
model system consisting of soma-soma synapses. This experimental preparation enabled us to readily examine the mechanisms underlying synapse formation between defined sets of presynaptic and postsynaptic neurons from the mollusk Lymnaea. The soma-soma synapse
model has been used previously by our laboratory to demonstrate the requirement of exogenous trophic factors for excitatory but not inhibitory synapse formation between identified neurons (Feng et al.,
1997
; Hamakawa et al., 1999
). Moreover, we have demonstrated that in
the absence of appropriate trophic factors, neurons, which normally
form excitatory synapses in vivo, establish inappropriate inhibitory synapses in vitro. These inappropriate inhibitory
synapses were subsequently corrected by the addition of trophic
molecules to the culture medium (Woodin et al., 1999
). Although these
findings indicate that trophic factors play a significant role in
synapse formation and plasticity of excitatory synapses, the underlying mechanisms remain unexplored.
To define the cellular mechanisms underlying trophic factor-induced
excitatory synapse formation, we examined the effects of trophic
factors on synapses that developed in a soma-soma configuration between neurons visceral dorsal 4 (VD4) and right pedal dorsal 1 (RPeD1). Feng et al. (1997)
demonstrated previously that when juxtaposed in cell culture, inhibitory synapses develop in the absence
of trophic factors. In the present study, however, increasing concentrations of trophic factors promoted the formation of an additional excitatory synaptic component, which preceded the inhibitory response (i.e., a biphasic synapse), whereas in vivo an
inhibitory response was generally observed. The trophic factor-induced
formation of this excitatory synaptic component presented us with an
opportunity to define the mechanisms underlying both excitatory and
inhibitory synapse formation. Using the soma-soma synapse model, we
provide direct evidence that trophic factor-induced specificity and
plasticity of excitatory synapse formation involves postsynaptic
(RPeD1) modulation of nicotinic acetylcholine receptors (nAChRs).
Furthermore, this postsynaptic neurotransmitter receptor modulation is
both necessary and sufficient to account for the trophic factor-induced excitatory synapse formation.
 |
MATERIALS AND METHODS |
Animals. Lymnaea stagnalis were maintained
at room temperature in a well-aerated aquarium containing filtered pond
water. For experiments involving cell isolation, ~1- to 2-month-old
snails (shell length, 18-20 mm) were used, whereas conditioned medium (CM) was prepared from 2- to 3-month-old animals (shell length, 25-30 mm).
Cell culture. Neurons were isolated from the central ring
ganglia and maintained in cell culture as described previously (Syed et
al., 1990
, 1999
; Ridgway et al., 1991
). In brief, snails were anesthetized with 10% Listerine solution (ethanol, 21.9%; and methanol, 0.042%) in normal Lymnaea saline (in
mM: 51.3 NaCl, 1.7 KCl, 4.0 CaCl2, and 1.5 MgCl2)
buffered to pH 7.9 with HEPES. The central ring ganglia were then
washed several times (three washes, 15 min each) with normal saline
containing antibiotic (gentamycin, 50 µg/ml). The central ring
ganglia were then treated with enzyme (trypsin) followed by enzyme
inhibitor (trypsin inhibitor) and pinned down in the bottom of a
dissection dish. All procedures were performed under sterile culture conditions.
The identified neurons (somata and initial axon segment) were isolated
by applying gentle suction through a fire-polished Sigmacote (Sigma,
St. Louis, MO)-treated pipette. The isolated neurons were then plated
on poly-L-lysine-pretreated glass coverslips (Ridgway et
al., 1991
) in the presence of either defined medium (DM; L-15; Life
Technologies, Gaithersburg, MD; special order) or CM. Soma-soma
synapses were prepared by juxtaposing the isolated somata of the
identified neurons (Feng et al., 1997
).
In some experiments, isolated cells were initially plated on
hemolymph-pretreated glass coverslips (to prevent neuronal adhesion) in
the presence of CM and receptor tyrosine kinase (RTK) antagonists. After 12-18 hr of incubation in the antagonist, the cells were transferred to and soma-soma paired on
poly-L-lysine-pretreated glass coverslips in the presence
of CM.
CM was prepared by incubating gentamycin (20 µg/ml)-treated ganglia
in Sigmacote-treated glass Petri dishes containing DM. DM consisted of
serum-free 50% L-15 medium with added inorganic salts (in
mM: 40 NaCl, 1.7 KCl, 4.1 CaCl2, 1.5 MgCl2, and 10 HEPES, pH 7.9) and 20 µM gentamycin. The ganglia were incubated in a humidifier
for 3-4 d (Wong et al., 1981
; Syed et al., 1999
), and the resulting CM
was frozen (
20°C) until used. Heat-inactivated CM was prepared by
boiling CM for 20 min.
Electrophysiology. Neuronal activity was monitored using
conventional intracellular recording techniques, as described
previously (Syed and Winlow, 1991b
). Glass microelectrodes (1.5 µm
internal diameter; World Precision Instruments, Sarasota, FL) were
filled with a saturated solution of
K2SO4 (resistance, 20-40
M
). An inverted microscope (Axiovert 135; Zeiss, Thornwood, NY) was
used to view the neurons, which were impaled by Narashige (Tokyo,
Japan) micromanipulators (MM202 and MM 204). Amplified electrical
signals (NeuroData Instrument Corp.) were displayed on a digital
storage oscilloscope (PM 3394; Philips, Eindhoven, The Netherlands) and recorded on a chart recorder (TA 240S; Gould, Cleveland, OH).
Receptor tyrosine kinase experiments. To test whether
CM-derived trophic factors act via RTKs, the nonspecific RTK blocker lavendustin A (LavA; 10 µM) and its inactive analog
lavendustin B (LavB; 10 µM) were used. Several other RTK
inhibitors, including K252a, KT5296, and genistein, have been used
previously to block CM-induced effects on synaptogenesis in
Lymnaea (Hamakawa et al., 1999
). Although the above
compounds effectively block CM-induced effects on neurite outgrowth and
synapse formation, lavendustin A proved to be the most effective in
blocking RTK activity, with the least effects on cell viability
(Hamakawa et al., 1999
). Thus, the lavendustin A and B concentrations
used in the present study were based on previous studies in which these
compounds were found to block trophic factor-induced effects on
Lymnaea neurons (Hamakawa et al., 1999
; Woodin et al., 1999
;
Munno et al., 2000
) as well as other invertebrate [leech (Catarsi and
Drapeau, 1993
; Catarsi et al., 1995
) and Aplysia (Goldberg
and Wu, 1995
)] and vertebrate neurons [rat (Frerking et al.,
1998
)].
Acetylcholine chloride was obtained from Research Biochemicals (Natick,
MA; product A-112). Phe-Met-Arg-Phe-amide (FMRFamide) (product
P-6910), hexamethonium chloride (product H2138), methyllycaconitine (product M-168), and mecamylamine (mec; product M-9020) were obtained from Sigma.
 |
RESULTS |
We have demonstrated previously that synapse formation between
excitatory but not inhibitory synaptic partners from the central ring
ganglia of Lymnaea requires neurotrophic factors derived from CM (Hamakawa et al., 1999
; Woodin et al., 1999
). In this study, we
sought to determine whether CM-derived trophic factors could modulate
the efficacy of synapse formation between inhibitory partners VD4 and RPeD1.
To test the above possibility, we first examined synapse formation in
the absence of trophic factors. Specifically, VD4 and RPeD1 were
isolated and juxtaposed on poly-L-lysine-coated dishes containing DM only. Simultaneous intracellular recordings were made
after 12-18 hr of soma-soma pairing. A burst of action potentials in
VD4 either inhibited the spiking activity in RPeD1 (Fig.
1A) or produced a
compound IPSP (n = 26; Fig. 1B).
These data demonstrate that inhibitory synapses, similar to those
reported previously both in vitro (Feng et al., 1997
) and
in vivo (Syed et al., 1990
; Syed and Winlow, 1991b
), develop
in DM between VD4 and RPeD1.

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Figure 1.
CM promotes the formation of an excitatory
synaptic component from VD4 to RPeD1 at a normally inhibitory synapse.
After 18 hr of cell pairing, simultaneous intracellular recordings from
VD4 and RPeD1 somata revealed an inhibitory synapse in DM (A,
B), whereas in 100% CM, an excitatory synaptic component
(biphasic synapse) was detected (C, D).
A, Specifically, in DM, a burst of action potentials in
VD4 inhibited spontaneous action potentials in RPeD1. Similarly, action
potentials in VD4 produced a compound IPSP in RPeD1 [B;
membrane potential (VR), 55
mV]. In contrast, when this synapse was reconstructed in 100% CM, a
burst of action potentials in VD4 initially enhanced the rate of
spontaneous activity (C, solid line,
e) in RPeD1, followed by an inhibition of the firing of
action potentials (C, dotted line,
i). Likewise, a burst of action potentials in VD4
produced an initial EPSP followed by an IPSP in RPeD1
(D; VR, 55 mV).
Arrows indicate the injection of depolarizing
current.
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|
To determine whether CM could alter the efficacy of the VD4-induced
inhibitory postsynaptic response in RPeD1, cells were paired in the
presence of varying concentrations of CM. Interestingly, we found that
although concentrations ranging from 25% (n = 8) to
50% (n = 8) CM did not significantly affect the
inhibitory postsynaptic response in RPeD1, a novel excitatory component
developed when the cells were paired in the presence of higher
concentrations of CM (Fig. 2).
Specifically, when paired overnight in the presence of 75%
(n = 9) or 100% (n = 30) CM, induced
action potentials in VD4 generated biphasic postsynaptic potentials
(BPSPs, i.e., excitation followed by inhibition) in RPeD1. For
instance, an induced train of action potentials in VD4 first increased
the spike frequency of a spontaneously active RPeD1, followed by an inhibitory postsynaptic response (Fig. 1C). When maintained
below its threshold for spiking, single action potentials in VD4
generated 1:1 BPSPs in RPeD1 (Fig. 1D). In addition,
the excitatory component of the VD4-induced biphasic response in RPeD1
was often large enough to trigger spikes in its synaptic partner cell.
It is important to note that increasing CM concentrations (0-100%)
did not affect the inhibitory component of the postsynaptic response in
RPeD1. These data thus demonstrate that CM induces a novel excitatory component, which is not observed in the absence of trophic factors.

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Figure 2.
The CM-induced excitatory synaptic component is
concentration-dependent. VD4 and RPeD1 were soma-soma-paired in either
DM (n = 26) or various concentrations of CM.
Simultaneous electrophysiological recordings were made after 18 hr of
cell pairing. The black bars represent the percentage of
synapses with an excitatory synaptic component that developed in
different concentrations of CM [25% (n = 8), 50%
(n = 8), 75% (n = 9), and
100% (n = 30)]. The concentration of CM is
indicated as a percentage. DM is represented as 0% CM.
|
|
Because RPeD1 makes a reciprocal inhibitory connection with VD4 both
in vivo (Syed and Winlow, 1991a
) and in vitro
(Feng et al., 1997
), we next asked whether CM could also alter the
nature of synaptic transmission between RPeD1 and VD4. In contrast with the VD4
RPeD1 synapse (Fig. 1), the nature of the synaptic
transmission between RPeD1
VD4 remained unchanged (Fig.
3). Specifically, the inhibitory synapse
between RPeD1
VD4 remained inhibitory even in the presence of 100%
CM (n = 6), and there were no differences between the
amplitude or duration of the compound IPSPs from RPeD1
VD4 in DM
(mean IPSP duration, 6.7 ± 2.9 sec; amplitude, 8.2 ± 2.3 mV) or CM (mean IPSP duration, 6.06 ± 1.3 sec; amplitude,
8.75 ± 2.9 mV).

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Figure 3.
CM does not modulate the RPeD1 VD4 inhibitory
synapse. To determine whether CM could also modulate the synaptic
transmission from RPeD1 to VD4, paired neurons were incubated in either
DM or CM overnight. After 18 hr of cell pairing, simultaneous
intracellular recordings revealed that inhibitory synapses developed
from RPeD1 to VD4 in both DM (A) and CM
(B). It is important to note that the CM-induced
excitatory component observed at the VD4 RPeD1 synapse was not
detected at the RPeD1 VD4 synapse. Furthermore, there was no
statistical difference between the inhibitory RPeD1 VD4 synapse in
either DM or CM (DM: mean IPSP duration, 6.7 ± 2.9 sec;
amplitude, 8.2 ± 2.3 mV; CM: mean IPSP duration, 6.06 ± 1.3 sec; amplitude, 8.75 ± 2.9 mV). Arrows indicate
the injection of depolarizing current.
|
|
Taken together, the above data demonstrate that the CM-induced effects
on VD4
RPeD1 synapses are exclusive to this synapse and are cell
type-specific.
CM-induced excitatory synapse formation between VD4 and RPeD1 is
mediated by postsynaptic receptor tyrosine kinases
Brain-conditioned medium contains a variety of secreted molecules,
including those required for the formation of the excitatory synaptic
component of the biphasic response observed between VD4 and RPeD1. To
demonstrate the proteinacious nature of the molecules present in CM,
VD4 and RPeD1 were soma-soma-paired in the presence of
heat-inactivated CM. After 12-18 hr of cell pairing, intracellular recordings revealed that the paired cells had developed only inhibitory synapses (n = 5; Fig. 4),
in a manner similar to that observed in DM (Fig. 1). These data
demonstrate that the CM-derived molecule(s) responsible for the
excitatory component of the BPSP is heat-labile and most likely
proteinacious in nature.

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Figure 4.
The CM-induced excitatory synaptic component
between VD4 and RPeD1 requires postsynaptic activation of receptor
tyrosine kinases. A, When paired in DM, the excitatory
synaptic component of the biphasic synapse did not develop between VD4
and RPeD1 (n = 26). In 100% CM, however, a
biphasic synapse developed reliably (n = 30). The
excitatory synaptic component of this biphasic synapse failed to
develop in heat-inactivated 100% CM (H.I. CM;
n = 5). In addition, the CM-induced excitatory
synaptic component was also blocked when pairs were incubated in CM
containing a receptor tyrosine kinase inhibitor (Lav A;
n = 12) but not by its inactive form (Lav
B; n = 5). B, To determine
whether the trophic factor-induced development of BPSPs required
presynaptic or postsynaptic RTK activity, cells were selectively
incubated in either LavA or LavB. Specifically, VD4 and RPeD1 were
selectively incubated in either LavA or LavB and then soma-soma-paired
in the following four configurations: (1) RTK activity blocked in
postsynaptic neurons, (2) RTK activity blocked in presynaptic neurons,
(3) RTK activity blocked in both neurons, and (4) RTK activity not
blocked in either neuron. C, Selective block of RTK
activity in the postsynaptic cell prevented the development of a
biphasic synapse, and only an inhibitory synapse formed. A burst train
of action potentials in VD4 under such conditions inhibited
spontaneously firing of action potentials in RPeD1
(i). In contrast, when RTK activity was
selectively blocked in the presynaptic neuron, there was no affect on
the development of the biphasic synapse. Specifically, a burst of
action potentials in VD4 induced an action potential in RPeD1 followed
by an IPSP (ii; VR,
56 mV). Likewise, a burst of action potentials in VD4 initially
enhanced the rate of spontaneous activity (iii,
solid line) in RPeD1, followed by an inhibition of the
firing of action potentials (iii, dotted
line).
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We have demonstrated previously that CM and trophic factor-induced
excitatory synapse formation between Lymnaea neurons is mediated via RTKs (Hamakawa et al., 1999
; Woodin et al., 1999
). To
demonstrate further that the CM-induced excitatory component of the
BPSPs did indeed involve trophic factors and RTK activity, VD4 and
RPeD1 were soma-soma-paired in CM containing the nonspecific RTK
inhibitor LavA. After 12-18 hr of pairing, synapses were tested electrophysiologically. Specifically, when cultured in CM containing LavA (10 µM), the CM-induced excitatory
component of the BPSPs failed to develop in soma-soma-paired cells
(n = 12; Fig. 4A). LavB (10 µM), an inactive analog of this compound,
however, did not block the formation of CM-induced excitatory synaptic
component (n = 5; Fig. 4A). Neither
LavA nor LavB affected the inhibitory component of the BPSPs.
To decipher the precise site of trophic factor action and RTK activity
(i.e., presynaptic versus postsynaptic) for the development of the
excitatory component of the BPSP, RTK activity was selectively blocked
in either the presynaptic or postsynaptic cell. Specifically, VD4 and
RPeD1 neurons were isolated and selectively incubated in the
hemolymph-pretreated dishes (to prevent neural adhesion) containing CM
and either LavA (10 µM) or LavB (10 µM).
The cells were maintained under different experimental conditions, and
the RTK activity was blocked in (1) postsynaptic, (2) presynaptic, or
(3) both cells, or (4) the cells were maintained in the presence of
LavB (no RTK block; Fig. 4B). The neurons were
incubated in the RTK antagonist LavA or its inactive analog LavB for
12-18 hr, after which the cells were transferred and juxtaposed in the soma-soma configuration on poly-L-lysine-coated
dishes containing CM. Approximately 4-6 hr after soma-soma pairing,
the neurons were tested electrophysiologically for synapses. When RTK
activity was selectively blocked in the postsynaptic RPeD1 neuron, a
biphasic synapse failed to develop (n = 12; Fig.
4C, i). In contrast, when RTK activity was
selectively blocked in the presynaptic VD4 neuron, the biphasic synapse
developed normally in 90% of the pairs tested (n = 10;
(Fig. 4C, ii, iii). The data obtained
under control conditions demonstrated that when RTK activity was
blocked in both VD4 and RPeD1 before pairing, no biphasic synapses were
detected (n = 7), whereas neurons incubated in the
inactive analog of the RTK inhibitor LavB before pairing formed a
biphasic synapse in 100% of the cases (n = 10).
Taken together, these data demonstrate that the inhibitory and
excitatory components of the BPSPs are differentially regulated, such
that only the excitatory component is contingent on trophic factor-induced activation of RTKs. Furthermore, RTK activity in the
postsynaptic but not presynaptic neuron is required for trophic factor-induced excitatory synapse formation.
Trophic factors are required for the maintenance of the
excitatory synapse
To determine whether CM-derived trophic factors were necessary for
the maintenance of the excitatory component of the BPSPs, cells were
first paired overnight (12-18 hr) in CM. Before intracellular recordings, the medium providing the trophic factor(s) was replaced with DM (CM
DM). Neuron pairs were tested at three different time intervals after CM
DM replacement as follows: in condition 1, cells
were tested between 30 min and 2 hr; in condition 2, neurons were
tested between 2 and 4 hr; and in condition 3, neurons were tested
between 4 and 6 hr. In condition 1 (30 min to 2 hr), 54% of the
VD4-RPeD1 pairs retained a biphasic synapse (n = 11;
Fig. 5). In condition 2 (2-4 hr), only
33% of the pairs retained a biphasic synapse (n = 12),
whereas none of the pairs displayed a biphasic synapse in condition 3 (4-6 hr; n = 11; Fig. 5). Although the excitatory
component was completely lost 6 hr after the withdrawal of trophic
factor, the inhibitory synapses persisted under all experimental
conditions.

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Figure 5.
Trophic factors are required for both the
formation and maintenance of the CM-induced excitatory synaptic
component of the biphasic synapse between VD4 and RPeD1.
A, CM was effective in inducing the excitatory component
of the BPSP only if it was added to the culture dish within 4-8 hr of
initial pairing in DM [condition A; DM (4-8 hr) CM;
n = 6]. CM addition after 12-18 hr of pairing in
DM failed to induce an excitatory component [condition B; DM (12-18
hr) CM; n = 7]. B, Removal of the
trophic support after the biphasic synapse has already formed results
in the gradual loss of the excitatory synaptic component. In condition
1, 30 min to 2 hr after removal of trophic support [CM DM (30 min to
2 hr)], 54% of the pairs retained their biphasic synapse
(n = 11). In condition 2, after the removal of
trophic support [CM DM (2-4 hr)], only 33% of the pairs still
displayed a biphasic synapse (n = 12). In condition
3, when the trophic support had been removed for 4-6 hr [CM DM
(4-6 hr)], none of the VD4 RPeD1 synapses exhibited a biphasic
response (n = 11). The loss of the excitatory
component of the biphasic synapse was independent of new protein
synthesis. The removal of trophic support coupled with the addition of
the protein synthesis inhibitor anisomycin (12.5 µg/ml; CM DM + anisomycin) did not affect the loss of the excitatory component, such
that none of the pairs retained their biphasic synapse
(n = 12). White bars represent
inhibitory synapses; black bars represent biphasic
synapses.
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To test whether longer incubation in CM would stabilize the excitatory
component of the BPSP such that it would no longer require trophic
factors for its maintenance, cells were initially paired in CM for
36-40 hr. Electrophysiological recordings at 36-40 hr revealed a
biphasic synapse between the cells, as was observed at 18-24 hr. After
recording at 36-40 hr, the CM was subsequently replaced with DM. After
4-6 hr of medium exchange, the synapses were retested. We discovered
that the excitatory component of the BPSP completely disappeared under
these conditions (data not shown). These data demonstrate that the
trophic factors are required at all times for the maintenance of the
excitatory but not the inhibitory component of the BPSP.
To determine whether the loss of the excitatory component of the BPSP
occurred through a protein synthesis-dependent step, VD4-RPeD1 pairs
were incubated in CM overnight (12-18 hr), which was subsequently
replaced with DM containing the membrane-permeable protein synthesis
inhibitor anisomycin (12.5 µg/ml; Hamakawa et al., 1999
). We reasoned
that if the loss of the excitatory component of the synapse required a
protein synthesis-dependent step (such as the synthesis and subsequent
insertion or new receptors or receptor subunits), then we would expect
VD4-RPeD1 pairs to retain biphasic synapses for a much longer period
after the removal of trophic factors. Contrary to this prediction,
however, at 6 hr after CM
DM plus anisomycin replacement, none of the
pairs exhibited a biphasic synapse (n = 12). These data
suggest that the switch from biphasic to inhibitory synapses did not
require a protein synthesis-dependent step.
The excitatory component of the BPSPs requires trophic
factor(s) at the time of soma-soma pairing
To determine the time dependency of the effectiveness of CM in
inducing the excitatory component of the biphasic synapse, the
juxtaposed cells were exposed to trophic factors at two different time
intervals after their initial pairing in DM. Specifically, in condition
A, the neurons were initially cultured in DM for 4-8 hr. The
soma-soma-paired cells were then incubated in the CM for an additional
6-12 hr (total time in culture, 12-18 hr), and their synapses were
tested. We found that the exposure to CM-derived trophic factors in
condition A induced the excitatory component of the biphasic synapse in
83% of the cell pairs tested (n = 6; Fig. 5). In
condition B, the cell pairs were initially cultured in DM for 12-18 hr
(100% of the neuron pairs establish inhibitory synapses under these
conditions; Fig. 1). The DM was then replaced with CM, and the pairs
were incubated for an additional 6-12 hr before electrophysiological
recording (total time in culture, 18-24 hr). The pairs in condition B
did not reliably develop a biphasic response (14%; n = 7; Fig. 5), even after as long as 18 hr of incubation in CM. These data
demonstrate that there is a critical period during which the cells must
be exposed to trophic factors to develop the excitatory component of
the BPSPs. After this critical period, the cells undergo a refractory
period during which they lose their ability to respond to trophic factors.
CM-induced excitatory synapse formation does not involve a
trophic factor-mediated change in the neurotransmitter phenotype
On the basis of previously published studies in vertebrates
(Landis, 1990
; Zhou and Bradford, 1997
), we reasoned that the CM-induced excitatory component may be attributable to a trophic factor-induced alteration in the transmitter phenotype of the presynaptic neuron VD4. To explore this possibility, VD4 and RPeD1 were
soma-soma paired in either DM or CM. Because excitatory synaptic transmission between VD4 and RPeD1 was shown previously to be cholinergic (Grigoriev et al., 1999
), various AChR antagonists were
used to block the VD4
RPeD1 synaptic response. The AChR antagonists were selected on the basis of previous studies that characterized the
sensitivity of different ACh-induced anionic (hyperpolarizing) and
cationic (depolarizing) responses in the related mollusk
Aplysia (Kehoe and McIntosh, 1998
).
The synaptic transmission between cells paired in either DM or CM was
first tested under normal conditions. In DM, an inhibitory synapse was
initially detected (Fig.
6A). Using a fast
perfusion system (Feng et al., 2002
), methyllycaconitine (MLA) was
applied to the VD4-RPeD1 pair (concentration range, 100 nM to 5 µM). When 100 nM or 1 µM MLA was
applied to the VD4-RPeD1 pairs, a partial block of the inhibitory
synapse was observed (data not shown). Perfusion of 5 µM MLA, however, completely blocked the
VD4-induced IPSPs in RPeD1 (n = 5; Fig.
6B). Neither mec (n = 6; 1 µM; Fig. 6C) nor hexamethonium
chloride (HMC; n = 6; 500 µM;
Fig. 6D) was effective in blocking the inhibitory
synapse in DM, although a slight reduction in the amplitude of
VD4-induced IPSPs in RPeD1 was noted in the presence of these
antagonists. The inhibitory synapse in these experiments recovered
fully after washout with DM (Fig. 6F).

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Figure 6.
Both excitatory and inhibitory components
of the BPSP are blocked by nAChR antagonists. Bath perfusion with the
nAChR antagonists MLA (5 µM), mec (1 µM),
and HMC (500 µM) blocks the synaptic transmission from
VD4 to RPeD1 in both DM and CM. A, In DM, an inhibitory
synapse develops from VD4 to RPeD1. B, Perfusion of the
nAChR inhibitor MLA completely blocked the synaptic transmission
between VD4 and RPeD1. Application of the nAChR inhibitors mec
(C) and HMC (D) only
partially reduced the VD4-induced IPSP in RPeD1. Furthermore,
co-perfusion of MLA and mec completely blocked the synaptic response in
RPeD1 (E). Normal synaptic response recovered on
drug washout with normal DM (F). In CM, a
biphasic synapse was recorded in RPeD1 in response to VD4 stimulation
as expected (G). Perfusion of MLA completely
eliminated the inhibitory response (H). In
contrast, perfusion of either mec (I) or
HMC (J) selectively blocked the excitatory
component of the biphasic synaptic response from VD4 to RPeD1.
Co-perfusion of MLA and mec completely blocked both components of the
biphasic synapse (K). Washout with normal DM
removed the nAChR block (L). As a control, the
RPeD1 to VD4 synapse was monitored in the presence of each of the nAChR
antagonists (M). None of the
antagonists affected the RPeD1 to VD4 synapse (the example shown is
from neurons cultured in DM in the presence of HMC).
Arrows indicate the injection of depolarizing current.
For all traces, the postsynaptic neuron [RPeD1
(A-L) or VD4 (M)]
was held at 56 mV.
|
|
For pairs cultured in CM, a BPSP was initially detected (Fig.
6G). MLA (5 µM) selectively blocked
the inhibitory phase of the biphasic synapse (n = 6;
Fig. 6H) but did not affect the excitatory component.
The excitatory phase was, however, selectively blocked by both mec (1 µM; n = 6; Fig.
6I) and HMC (500 µM;
n = 15; Fig. 6J). Simultaneous
perfusion of MLA and either HMC (data not shown) or mec (Fig.
6K) blocked both components of the synapse
(n = 6). After washout with DM, the control response
returned (Fig. 6L).
To confirm the specificity of the AChR antagonists for
Lymnaea neurons, the reciprocal synapse, from RPeD1
VD4
(which is dopaminergic), and the response to other exogenously applied
neurotransmitters were tested in the presence of HMC or MLA. Neither
HMC (500 µM; n = 7; Fig.
6J) nor MLA (5 µM;
n = 6; data not shown) affected the RPeD1
VD4
synapse. Furthermore, the responsiveness of the RPeD1 neuron to
serotonin (1 µM) was not affected in the
presence of AChR antagonists. Specifically, application of serotonin
induced an inhibitory and hyperpolarizing response when applied
exogenously to either single or paired RPeD1 neurons (see Fig.
8K) in the presence of HMC (500 µM).
Because previous reports have suggested that VD4 may also contain
FMRFamide-like peptides (Saunders et al., 1992
; Santama et al., 1995
),
the above data do not rule out the possibility that such peptides may
also be responsible for either component of the biphasic response. To
demonstrate that the CM-induced BPSPs did not involve FMRFamide-like
peptides and to further ensure the specificity of the AChR antagonists
for cholinergic receptors, FMRFamide was exogenously applied to single
or paired RPeD1 maintained in either DM or CM. After 18 hr of isolation
in either DM or CM, FMRFamide (1 µM) was applied
exogenously to RPeD1. Under both experimental conditions, FMRFamide
exerted inhibitory effects on RPeD1 (Fig.
7A,D). HMC (500 µM) and MLA (1 µM) were
perfused separately into the culture dish, and the FMRFamidergic
responses were retested. In both CM (n = 5) and DM
(n = 5), FMRFamide (1 µM)-induced inhibitory responses remained
unperturbed by the nAChR antagonists (Fig.
7B,C,E,F).

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|
Figure 7.
FMRFamide application to isolated RPeD1 produces
an inhibitory response in both DM and CM. FMRFamide
(10 6 M) exogenously applied to RPeD1
(solid line), which had been isolated in cell culture
for 18 hr, produced an inhibitory response in both DM
(A) and CM (D). Bath
perfusion with either HMC (B, E) or MLA (C,
F) did not perturb the FMRFamide-induced
(10 6 M) effects in RPeD1 in either DM
or CM. Solid lines indicate the duration of FMRFamide
application.
|
|
These data demonstrate that under both CM and DM conditions,
FMRFamide-induced inhibitory responses remain unchanged. Furthermore, these data suggest that ACh mediates the novel excitatory component in
CM as well as the inhibitory postsynaptic response observed in both DM
and CM. These data do not, however, rule out the possibility that VD4
may also release a second, unidentified transmitter (e.g., glutamate or
FMRFamide) in CM.
Trophic factor-induced excitatory synaptic transmission involves a
switch in postsynaptic receptor responsiveness
To determine whether trophic factor-induced expression of the
excitatory component of the BPSPs involved postsynaptic receptor mechanisms, the responsiveness of RPeD1 to exogenously applied ACh was
examined in either the presence or absence of trophic factors. RPeD1
was cultured alone in either DM or CM for 12-18 hr before its
responsiveness to neurotransmitter was examined electrophysiologically.
Exogenous application of ACh (1 µM) to RPeD1 neurons
maintained in DM produced an inhibitory response (n = 19; Fig. 8A). As in the
synaptic response, MLA (1 µM) reversibly blocked the ACh-induced inhibitory response in RPeD1 (n = 7; Fig. 8B). The ACh-induced inhibitory response
was somewhat sensitive to both HMC (500 µM;
data not shown) and mec (1 µM; Fig.
8C). Application of these antagonists partially blocked the
ACh-induced inhibitory response.

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[in this window]
[in a new window]
|
Figure 8.
ACh produces biphasic nonsynaptic response
in RPeD1 isolated in CM. RPeD1 was cultured alone for 18 hr in either
DM or CM before testing the electrophysiological response to
neurotransmitter. For neurons cultured in DM, exogenous application of
1 µM ACh (solid line) induced an
inhibitory and hyperpolarizing response in a spontaneously firing cell
(A, i) or if the cell were held at constant membrane
potential ( 56 mV; A, ii). MLA (1 µM)
blocked the inhibitory response of ACh in RPeD1 neurons cultured in DM
(B, i, ii). Cholinergic responses in RPeD1 were
partially reduced but not completely blocked by mec (C, i,
ii). Co-perfusion of both MLA and mec also completely blocked
the ACh-induced nonsynaptic response in RPeD1 (D, i,
ii). The hyperpolarizing response to ACh was restored
immediately (1-5 min) after drug washout with normal DM (E, i,
ii). For neurons cultured in CM, exogenous application of 1 µM ACh (solid line) onto RPeD1 produced a
biphasic response in CM (F). Perfusion with the
nAChR antagonist blocked these responses (B, C) in the
same manner as described for the synapse in Figure 6. That is, MLA (1 µM) blocked the hyperpolarizing component of the
biphasic response in CM (G), whereas mec (1 µM) abolished the depolarizing phase of the biphasic
response (H). Co-perfusion of these two
nAChR antagonists completely blocked the ACh-induced nonsynaptic
response in RPeD1 (I). The biphasic
response of RPeD1 to ACh recovered immediately after washout with
normal DM (J). The action of the nAChR blockers
was specific to the ACh response. HMC failed to block the
hyperpolarizing response of exogenously applied 1 µM
serotonin (5-HT; solid line), seen in
this trace as inhibiting spontaneous action potentials
in RPeD1 (K). The effect of CM was specific to
the postsynaptic RPeD1 neuron. The application of 1 µM
ACh onto VD4 had the same inhibitory effect regardless of whether VD4
was cultured in DM (L) or CM
(M). Solid lines indicate
the duration of application ACh, except where noted for 5-HT. RPeD1
neurons were held at a constant membrane potential of 56 mV
(A, ii-E, ii, F-J) or allowed to fire
spontaneously with no current injection (A, i-E, i,
K-M).
|
|
When RPeD1 was cultured alone in CM, ACh (1 µM)
application via pressure pulses (0.5 sec) induced a biphasic response
(n = 20; Fig. 8F) that was sensitive
to the AChR antagonists (Fig. 8G-I) in a manner
similar to that observed at the VD4
RPeD1 synapse. That is, 500 µM HMC (n = 11; data not shown)
and 1 µM mec (n = 7; Fig.
8H) specifically blocked the excitatory component of
the response (Fig. 8F), whereas 1 µM MLA (n = 7) selectively
blocked the inhibitory component (Fig. 8G). Co-perfusion of
MLA and either mec or HMC (n = 7) blocked both
components of the biphasic response (Fig. 8I). The
effects of all the antagonists were reversible on washout with DM (Fig.
8J). The differential responsiveness of RPeD1 (in CM
and DM) to ACh could not have resulted from changes in the resting
membrane potential, because cells under both experimental conditions
were maintained at the same level (
56 mV; DM, Fig. 8A,
ii-E, ii; CM, 8F-J).
These data indicate that isolated RPeD1 is responsive to exogenously
applied ACh in both DM and CM. The difference is that in DM, ACh
produces a hyperpolarizing response, whereas in CM a biphasic response
is elicited. The different responses induced by exogenous application
of ACh to isolated RPeD1 neurons indicate that postsynaptic cholinergic
receptors are the likely targets of trophic factor-induced modulation
of excitatory synaptic responses.
The above data demonstrated that, although isolated RPeD1 was
responsive to ACh in both DM and CM, the excitatory response was
observed only under the latter experimental conditions. The AChR
antagonists used in this study have been shown previously to block
specific nicotinic AChR currents. Because the excitatory and inhibitory
components of the cholinergic responses in RPeD1 were sensitive to
different AChR antagonists, we suggest that they involve different ACh
receptors. The above data are, therefore, consistent with our
hypothesis that the neurotrophic factor-induced excitatory response in
RPeD1 involves postsynaptic changes in the ACh receptors.
To rule out the possibility that CM-induced excitatory synapse
formation may involve modulation of presynaptic autoreceptors in VD4,
we next sought to determine (1) whether VD4 itself possesses ACh
receptors and (2) whether these receptors were differentially regulated
by neurotrophic factors.
Trophic factors do not modulate the presynaptic response
to ACh
To determine the responsiveness of VD4 to ACh and to test whether
this cell exhibits differential responses to exogenously applied ACh in
both DM and CM, VD4 was isolated and maintained under these distinct
experimental conditions. After 12-18 hr, ACh was applied exogenously,
and the nonsynaptic responses were determined electrophysiologically.
Regardless of the experimental conditions (i.e., DM vs CM;
n = 6 for both), ACh induced an identical inhibitory
and hyperpolarizing response in VD4 (Fig.
8L,M).
The above data are important not only because they rule out the
possibility of trophic factor-induced modification of autoreceptors as
a mechanism for excitatory synapse formation but also because they
indicate that the actions of trophic factors are specific to the
postsynaptic cell.
 |
DISCUSSION |
This study is the first to demonstrate that brain-derived trophic
factors can induce the formation of a novel, excitatory synaptic
component at a synapse that is normally inhibitory. In addition, we
showed that the mechanism underlying this CM-induced excitatory synapse
formation is a trophic factor-mediated modulation of the postsynaptic
nAChRs. This trophic factor-induced effect is specific to the
postsynaptic cell, because blockade of CM-induced RTK activity
specifically in the postsynaptic but not the presynaptic cell prevents
development of the excitatory synaptic component. Furthermore, the
trophic factor-induced modulation of nAChRs appears to be specific to
these receptors, because CM does not modulate the response of
postsynaptic FMRFamide receptors. Finally, the CM-derived trophic
factors do not modify the response of presynaptic nAChRs.
Initially, we hypothesized that the CM-derived trophic factors may
induce a switch in the presynaptic transmitter phenotype; this
hypothesis was partially based on reports that neurotrophic factors are
capable of modulating the neurotransmitter phenotype of neurons during
development (Landis, 1990
). For example, sweat glands have been shown
to induce a switch in the transmitter phenotype of their in
vivo partner sympathetic neurons from noradrenergic to cholinergic
(Landis and Keefe, 1983
).
The presynaptic neuron VD4 is reported to contain and release an
FMRFamide-like peptide (Skingsley et al., 1993
; Santama et al., 1995
;
Lovell, 2000
). Exogenous application of FMRFamide, however, does not
mimic all components of the VD4
RPeD1 synapse in CM (Nesic et al.,
1996
), leading to speculation that VD4 may contain a second
neurotransmitter. Because preliminary evidence from our laboratory has
implicated ACh as a putative neurotransmitter used by VD4 (Grigoriev et
al., 1999
), we rationalized that trophic factor-induced excitatory
synapse formation may have resulted from a switch in the
neurotransmitter phenotype from an FMRFamide-like peptide to ACh (or
vice versa). The results from the present study have clearly
demonstrated that the synaptic transmission from VD4 to RPeD1 is
cholinergic in both DM and CM. Therefore, a trophic factor-induced
switch in the VD4 transmitter phenotype is unlikely to account for the
appearance of the CM-induced excitatory component.
The above data do not, however, preclude the possibility that VD4 may
also contain and release FMRFamide-like peptides, which can be
co-released with classic transmitters (Whim et al., 1993
) or other
transmitters. However, for the purposes of this study, it is important
to recognize that trophic factors failed to alter the FMRFamide-induced
nonsynaptic responses.
The ability of trophic factors to modulate the responsiveness of an
isolated RPeD1 neuron to exogenously applied ACh provides convincing
evidence that trophic factors act on postsynaptic neurotransmitter receptors to promote excitatory synapse formation. In the presence of
DM, exogenous application of ACh produced a hyperpolarizing response,
whereas in CM, a biphasic response with initial depolarization resulted. Because these cells were in isolation, we can conclude that
the differing responses to the exogenous application of ACh in both DM
and CM are independent of either cell-cell contact or signaling from
the presynaptic cell. Rather, the ACh-induced depolarizing component of
the biphasic response in RPeD1 maintained in CM develops only after its
exposure to trophic factors. Moreover, the postsynaptic nAChRs that
mediate the excitatory response in CM are influenced directly by
trophic factors. Strengthening this notion are our data that
demonstrate that selective blockade of RTK activity in the postsynaptic
cell prevents the development of the excitatory component of the
biphasic synapse.
Because the exogenous application of a single neurotransmitter, ACh,
mimicked the synaptic response, our data also suggest that this
transmitter alone is responsible for the synaptic transmission at the
VD4
RPeD1 synapse. Our results from single cells and synaptic pairs
support this conclusion and demonstrate that the inhibitory component
of the biphasic response is indeed blocked by one AChR antagonist
(MLA), whereas the excitatory component is completely blocked by two
different AChR antagonists (HMC and mec). The concentrations and the
kinetics of the antagonists used here are consistent with those in
previous studies in other mollusks (Kehoe and McIntosh, 1998
). For
example, MLA selectively blocked cholinergic anionic currents in
cultured Aplysia neurons at concentrations of <1
µM, whereas mec and HMC selectively blocked
cationic currents at concentrations of ~1 and 100-500
µM, respectively (Kehoe and McIntosh, 1998
). Thus, the sensitivity of molluscan neurons to various pharmacological agents is conserved between the mollusk species Lymnaea and
Aplysia. Although the AChR antagonists have characteristics
similar to those from other invertebrate species, the precise
pharmacological profiles of Lymnaea nAChRs remain to be
fully examined. For example, the differential sensitivity of
nonsynaptic (single-cell) and synaptic (paired) cholinergic responses
can likely be attributed to either the kinetics of the synaptic versus
nonsynaptic AChRs or more restricted access of the antagonist to the
receptors in the synaptic cleft.
It is important to point out that these experiments do not preclude the
possibility that trophic factors may also modulate the presynaptic cell
in other ways (e.g., potentiation of neurotransmitter release), in
addition to their demonstrated effects on postsynaptic neurons.
However, the data presented here clearly indicate that any presynaptic
modification that may have resulted from CM is not required for the
trophic factor-induced excitatory synapse formation.
The present results are supported by previous studies, which showed
that the neurotrophins can indeed modify the postsynaptic cell during
synapse development. For example, application of BDNF triggers an
increase in the expression of AMPA-type glutamate receptor proteins
(Narisawa-Saito et al., 1998
). Similarly, interruptions in
TrkB-mediated signaling result in the loss of postsynaptic receptor
clusters at the neuromuscular junction, indicating the role of
neurotrophin signaling on the maintenance of postsynaptic AChR clusters
(Gonzalez et al., 1999
).
The data presented in this study showed that the mechanisms via which
trophic factors induced the excitatory component of the biphasic
response involved RTKs. However, the loss of the excitatory component
of the biphasic response, after removal of trophic factors, did not
require de novo protein synthesis. These results thus rule
out the possibility of new synapse formation that might be contingent
on new protein synthesis. Our data thus favor the idea that trophic
factors may either act to modulate the conductance of AChR ion channels
by short-term changes such as phosphorylation or by altering the
subunit composition of nAChRs. These possibilities, however, remain to
be investigated.
It is interesting to point out that whatever the nature of these
trophic factor-induced modulatory effects might be, these changes can
only be brought about within a particular time window during synapse
formation. When neurons are isolated from the intact brain and paired
in culture, they form a mature synapse within 12-18 hr after pairing
(D. W. Munno and N. I. Syed, unpublished observations). We
have shown previously that if an inappropriate inhibitory synapse forms
within this time window, it can be corrected to the appropriate
excitatory synapse by adding trophic factors to the culture medium
(Woodin et al., 1999
). For the VD4-RPeD1 pairs, however, the trophic
factors were no longer effective in inducing an excitatory component
after an appropriate inhibitory synapse had formed. Therefore, these
data suggest that a critical period exists before synapse maturation,
during which the cells must be exposed to trophic factors to develop
the excitatory component of the biphasic synapse.
One of the main advantages of using identified neurons from
Lymnaea is that the functional significance of many of the
cells is well defined in vivo. This is especially true for
VD4 and RPeD1, which form part of a three-cell central pattern
generator (CPG) that controls respiration (Syed et al., 1990
). This
respiratory CPG is based primarily on reciprocal inhibitory synapses
that normally exist between VD4 and RPeD1. This synapse has also been reported at times to be biphasic (Benjamin, 1984
; Magoski and Bulloch,
2000
). However, neither the functional significance of this synaptic
plasticity nor the underlying mechanisms have yet been defined. The
present study has, thus, attempted to resolve a long-lasting
controversy regarding the variable nature of the synaptic connections
between RPeD1 and VD4 observed by different investigators. For
instance, studies have reported a purely excitatory (Magoski and
Bulloch, 2000
), purely inhibitory (Syed and Winlow, 1991b
), or biphasic
synapse (Benjamin, 1984
; Magoski and Bulloch, 2000
) between VD4 and
RPeD1 in vivo. Although these variations in the nature of
synaptic connections were attributed to seasonal plasticity (Copping et
al., 2000
), the precise mechanisms involved in this
phenomenon remain unknown. The results of the present study implicate
trophic factor-induced modulation of postsynaptic receptors as a
mechanism by which a neuron can switch from a purely inhibitory to a
biphasic synapse. On the basis of our data, we propose that a biphasic
synapse between VD4 and RPeD1 may arise either during development or as
a result of seasonal adaptations (Lymnaea in its natural
habitat, i.e., pond water, becomes dormant during winter months and
active during spring and summer months), which may in turn cause either
an upregulation or downregulation of trophic factors, thus switching
the sign of synaptic transmission from pure inhibitory to biphasic. The
results from the present study provide support for a mechanism that
could account for changes in neuronal circuitry to accommodate
long-lasting changes in the behavioral program.
In conclusion, this study provides the first direct evidence that
trophic factors are required postsynaptically for excitatory synapse
formation. The mechanism underlying trophic factor-induced excitatory
synapse formation involves a chronic modification of postsynaptic
nAChRs. Moreover, because VD4 and RPeD1 are identified neurons of the
respiratory CPG, we are now in a position to examine how trophic
factors may induce plasticity of synaptic connections within a
rhythm-generating network.
 |
FOOTNOTES |
Received Oct. 9, 2001; revised Oct. 9, 2001; accepted Oct. 19, 2001.
*
M.A.W. and D.W.M. contributed equally to this work.
Correspondence should be addressed to Dr. Naweed I. Syed, Department of
Cell Biology and Anatomy, Faculty of Medicine, University of Calgary,
Calgary, Alberta, Canada T2N 4N1. E-mail: nisyed{at}ucalgary.ca.
This work was supported by the Canadian Institutes of Health Research
(CIHR) and by the Canadian Neurotrauma Research Program. N.I.S. is an
Alberta Heritage Foundation for Medical Research (AHFMR) senior
scholar. M.A.W. was supported by studentship awards from the AHFMR,
CIHR, and Neuroscience Canada Foundation. D.W.M. was supported by a
studentship award from the AHFMR. Excellent technical support by Wali
Zaidi is also acknowledged.
 |
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