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The Journal of Neuroscience, January 15, 2002, 22(2):577-583
Prefrontal Cortex Long-Term Potentiation, But Not Long-Term
Depression, Is Associated with the Maintenance of Extinction of Learned
Fear in Mice
Cyril
Herry1 and
René
Garcia2
1 Laboratoire de Neurosciences Cognitives, Centre
National de la Recherche Scientifique Unité Mixte de Recherche
5106, Université de Bordeaux I, 33405 Talence, France, and
2 Laboratoire de Psychophysiologie, Faculté des
Sciences, Université de Nice-Sophia Antipolis, 06108 Nice, France
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ABSTRACT |
Considerable efforts have been made to identify changes of brain
synaptic plasticity associated with fear conditioning. However, for
both clinical applications and our fundamental understanding of memory
processes, it appears also necessary to investigate synaptic plasticity
related to extinction. We previously showed that extinction of freezing
to a tone conditioned stimulus (CS; previously paired with footshock)
in mice results in a sequence of depression and potentiation of
synaptic efficacy in the medial prefrontal cortex (mPFC). These data as
well as those from lesion studies suggest that the direction of changes
in prefrontal synaptic plasticity may modulate extinction of learned
fear. To test this, we analyzed the effects of low-frequency
stimulation (LFS) and high-frequency stimulation (HFS) of the
mediodorsal thalamic nucleus, known to induce prefrontal
long-term depression (LTD) and potentiation (LTP), respectively, on
extinction. We found that maintenance of the depression phase, using
thalamic LFS, was associated with resistance to extinction. Thalamic
HFS applied before extinction testing had no effect on the rate of
extinction. However, 1 week follow-up tests revealed that the memory of
extinction was intact in these mice (with prefrontal LTP) and in
control mice displaying prefrontal LTP-like changes, whereas control
mice that did not exhibit such changes displayed a return of freezing
to the CS. The results suggest that after extinction the lack of
depression-LTP-like conversion sequence in the mPFC synaptic efficacy
may profoundly alter the process of consolidation.
Key words:
fear conditioning; extinction; long-term depression; long-term potentiation; medial prefrontal cortex; mouse
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INTRODUCTION |
Exposure to traumatic events can
precipitate long-lasting changes in affect (Ettedgui and Bridges, 1985 ;
Friedman, 1997 ; Yehuda et al., 1998 ) without any manifestation of
structural brain damage (Markowitsch et al., 1998 ), but with
long-lasting changes of synaptic plasticity in certain brain structures
(Garcia, 2001 ). Because affective changes can dissipate after cognitive
therapy, which constitutes a form of extinction learning, further
changes in synaptic plasticity (for example, reversal of the earlier
plasticity) might also occur in these structures, to either sustain or
promote long-term memory of treatment (extinction). Consequently, a
failure to develop these changes in synaptic plasticity during or after the treatment may lead to chronic posttraumatic stress disorder (PTSD).
An examination of the changes in synaptic plasticity in the medial
prefrontal cortex (mPFC) may be very informative in this context.
First, affective changes related to PTSD are accompanied by both
cognitive dysfunction (Markowitsch et al., 1998 ; Vasterling et al.,
1998 ; Moradi et al., 1999 ) and a decrease in neuronal activity in this
cortical region (Bremner et al., 1999a ,b ; Fernandez et al., 2001 ).
Second, clinical follow-up data show that benefits from cognitive
therapy, which require normal functioning of the mPFC, are not
maintained in up to 40% of individuals treated for PTSD (Tarrier et
al., 1999 ). Furthermore, a conversion from depression to potentiation
of prefrontal neuronal activity develops in some patients after
therapeutic extinction of PTSD symptoms (Fernandez et al., 2001 ). This
leads to the hypothesis that the absence of such prefrontal changes
after a complete extinction of PTSD symptoms is associated with the
return of those symptoms. Third, data from animal studies suggest that
although the mPFC is not necessary for extinction learning per se
(Gewirtz et al., 1997 ; Quirk et al., 2000 ; Vouimba et al., 2000 ), it
may be required for the development of long-term memory of extinction
(Quirk et al., 2000 ). Fourth, we have recently observed in mice that
extinction of learned fear is associated with a sequence of depression
and potentiation of synaptic efficacy in the mPFC (Herry et al.,
1999 ).
From these observations, we hypothesized that long-term maintenance
(consolidation) of the treatment effects (extinction learning) may, at
least in part, depend on the conversion from depression to long-lasting
normalization or potentiation of prefrontal synaptic efficacy. Hence,
the present study was undertaken to evaluate the possibility that
long-term depression (LTD) in the mPFC would favor a return of
conditioned fear, whereas prefrontal long-term potentiation (LTP) would
characterize long-term maintenance of extinction of learned fear. With
this objective, LTD and LTP in the mPFC were induced by low-frequency
stimulation (LFS) and high-frequency stimulation (HFS) of the
mediodorsal thalamic nucleus (MD), respectively. Mice were conditioned
to express freezing behavior to a tone conditioned stimulus (CS)
previously paired with footshock unconditioned stimulus (US). The
reduction or complete extinction of this response was induced by
repeated presentations of the CS without the US. Treatments for
inducing long-term changes in synaptic plasticity in the mPFC were
administered (LFS or HFS of the MD) before extinction sessions.
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MATERIALS AND METHODS |
Subjects and surgery
Subjects were 4-month-old male C57BL/6 mice (IFFA Credo, Lyon,
France). They were individually housed in Plexiglas cages and were
maintained on a free feeding regimen with a 12 hr light/dark schedule.
All studies took place during the light portion of the cycle. The
experiments were performed in accordance with the European Communities
Council Directive (86/609/EEC).
Using avertin (made up as 1.25 ml avertin concentrate, i.e., 100 gm of
tribromoethanol dissolved in 62 ml of tertiary amyl alcohol, added to 5 ml of absolute alcohol and 62.5 ml of physiological saline; 10 ml/kg,
i.p.) as anesthetic and conventional surgery techniques, mice were
ipsilaterally implanted with electrodes made of twisted
platinum-iridium wires (90 µm diameter) insulated except at the tip.
To reduce cell damage, the tips of the wires were sectioned at an
angle. Electrodes were positioned in the MD (stimulation: 0.8 mm
posterior to bregma and 0.3 mm lateral to midline) and the mPFC
(recording: 2.4 mm anterior to bregma, 0.4 mm lateral to midline) at a
location generating a maximal amplitude of the prefrontal field
potential (Herry et al., 1999 ). The entire miniature system was fixed
in place onto the skull with dental cement. Subjects were then allowed
to recover in their home cages in the colony room for at least 7 d.
Electrophysiological recording procedures
Electrophysiological recordings were performed in a square
transparent Plexiglas box (18 cm side × 23 cm high) with a gray plastic floor. The Plexiglas box (recording context) was placed inside
a sound-attenuating and temperature-regulated Plexiglas cubicle located
in a room that was separated from the main room (where the experiment
was guided via computers). The recording context was washed with 1%
acetic acid before and after each session. Electrophysiological
activity was recorded through junction field effect transistor
(JFET) operational amplifiers connected to the headstage to
minimize artifacts caused by head movement. Cables from the JFET were
relayed at the top of the recording chamber by a multichannel rotating
connector. This system allowed the animals free movement within the
recording chamber. Prefrontal field potentials evoked by single-pulse
thalamic stimulation (0.1 msec rectangular biphasic pulses) were sent
to an amplifier (gain, 1000×; bandpass 1-10 kHz) and recorded
(pClamp6 software; Texas Instruments) for off-line analysis. Stimulus
intensity was chosen (from the baseline input-output curves: 60-600
µA) as that which produced a response amplitude ~60-70% of the
maximal level.
Behavioral recording procedures
The behavior of each mouse was continuously monitored and
videotaped to score freezing behavior. During CS presentation, a mouse
was considered to freeze when it adopted a motionless posture, refraining from all but respiratory movements (Blanchard and Blanchard, 1969 ). Freezing was scored using a time-sampling procedure.
Specifically, every 2 sec (before the first CS presentation: 120 sec
observation; during each CS presentation: 20 sec observation), the
mouse was determined to be freezing or not freezing by an experimenter
who was blind to the experimental history of each mouse.
Conditioning apparatus
Training took place in a conditioning context consisting of a
gray plastic cylinder (15.5 cm diameter × 14 cm high) with a shock grid floor made of stainless steel rods. The conditioning context
was placed inside the recording context to preserve, from conditioning
to extinction sessions, features of the tone (2.5 kHz, 80 dB) generated
by a speaker at the top of the recording context. The shock grid was
connected to a current generator and scrambler to provide a 1 sec, 0.9 mA footshock. The conditioning box and the floor were cleaned with 70%
ethanol before and after each session.
Procedure
Experiment 1. After recovery from surgery, mice were
habituated to being transported (from the animal house to the
experimental room) and to connection and disconnection of the miniature
headstage over a 4 d period. After habituation, baseline
electrophysiological responses were established over a 2 d period
(one recording session per day; each recording corresponding to an
average of seven field potentials recorded at 0.2 Hz; days 1 and 2).
Six days later (day 8), a third recording session was made to test the
stability of responses before auditory fear conditioning. Mice were
then divided into two groups. Each mouse was placed into the
conditioning chamber, but mice of only one group (n = 13) were conditioned to acquire fear in response to a 20 sec tone CS
that was paired with footshock US (four CS-US pairings; intertrial
interval: 60-180 sec). The onset of the US coincided with the offset
of the CS. The other group (control; n = 5), which
served as a control for the stability of electrophysiological
recordings over the whole experiment period, received an equivalent
number of tone presentations (intertrial interval: 60-180 sec), but
without the US. From the next day (day 9), each mouse of the two groups
was placed back into the recording chamber, and the CS was presented
alone starting 10 min after entry (four CSs per session; intertrial
interval: 60-180 sec) to induce extinction of learned fear (three
sessions: days 9-11). To examine the effect of prefrontal LTD
induction on the evolution of extinction of freezing behavior between
days, the conditioned group was divided into two subgroups. One
subgroup received LFS (a train of 1200 pulses at 2 Hz) to the MD, a
protocol known to induce LTD in the dorsal mPFC (Herry et al., 1999 ),
10 min before each of the subsequent sessions of extinction (sessions
2-3; LFS group; n = 6). The other group did not
receive LFS (NLFS group; n = 7). Field potentials in
mPFC, evoked by MD stimulation, were recorded (seven responses recorded
at 0.2 Hz) before the first session of extinction (after the first 9 min in the recording chamber: recording D9a), during each CS-alone
presentation (first session: recording D9b; second and third sessions:
recordings D10 and D11, respectively) and 24 hr (day 12) after the
third session of extinction (recording D12). The extinction procedure used in this experiment was chosen to prevent development of prefrontal LTP-like changes between days.
Experiment 2. It was designed to test the effects of MD
thalamic HFS (10 trains, 10 sec apart, of 50 pulses at 250 Hz) on prefrontal synaptic excitability and consequently on extinction of
learned fear. For this purpose, after the habituation period, mice were
divided into two groups. In the first group (HFS-test; n = 7), four baseline recordings were performed at 16, 8, 4, and 2 min before the HFS. Post-HFS recordings were performed 2, 4, 8, 16, and 32 min later (seven field potentials at 0.2 Hz per recording). In the second group (n = 17),
electrophysiological baseline and conditioning were conducted as for
experiment 1. However, 24 hr after conditioning (day 9), animals were
subdivided into two groups, one group received HFS 32 min before the
extinction session (HFS group; n = 8). The other group
served as control (NHFS group; n = 9). The extinction
procedure comprised a single session (16 CS-alone presentations;
intertrial interval: 60-180 sec). Long-term maintenance of extinction
was tested 1 week later (day 16) using a single session of four
CS-alone presentations (intertrial interval: 60-180 sec). The
extinction procedure of the second experiment was chosen for two main
reasons. First, to examine whether pre-extinction mPFC LTP would
inhibit expression of fear as we previously observed in our laboratory
for the lateral septum (Vouimba et al., 1998 , 1999 ). This question was
raised because lesions of each of these structures potentiate freezing behavior (mPFC: Morgan and LeDoux, 1995 ; Vouimba et al., 2000 ; lateral
septum: Vouimba et al., 1998 ). Consequently, we wished to test whether
inhibition of fear expression would facilitate extinction within a
single session. Second, we hypothesized that a single session of
extinction with 16 trials would induce complete extinction of freezing
but would produce only weak changes in synaptic plasticity in the mPFC,
because in our previous study 25 trials were necessary to induce from
day 1 to day 2 conversion from depression to potentiation (Herry et
al., 1999 ). In this way, we examined whether mice with mPFC LTP would
display a better maintenance of extinction as compared with mice
without such changes in the mPFC.
Histology and data analysis
On completion of the experiments, mice were deeply anesthetized,
and the electrode tip placements were marked by passing 0.5 mA current
for 20 sec. The placement of the electrodes was then verified by
standard histological methods. All electrophysiological and behavioral
data were expressed as means and SEM and ANOVA followed
by post hoc Scheffé F tests.
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RESULTS |
Histology
The locations of the recording sites in the MD and the mPFC are
shown in Figure 1A. The
histological analysis revealed that all mice had correct electrode
placements with the recording electrode mainly in the prelimbic area of
the mPFC.

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Figure 1.
A, Diagrams of coronal sections of
the mouse brain showing electrode placements (dotted
areas) in the MD (left) and the mPFC
(right). CC, Corpus callosum;
HPC, dorsal hippocampus. B, Example of
changes in field potential amplitude in a mouse from the LFS group.
These representative responses were recorded during the establishment
of the baseline (left) and the third sessions of
extinction (right). Changes in prefrontal excitability
corresponded to changes in the amplitude of the N1-P2 complex (the
amplitude A, between the two dotted
lines, represents the reference amplitude of the N1-N2
complex).
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Experiment 1: effects of thalamic LFS
Electrophysiology
As previously described (Herry et al., 1999 ), MD stimulation
evoked a field response in the mPFC characterized (Fig.
1B) by two initial complexes (N1-P1: 5-10 msec;
N2-P2: 10-16 msec) followed by two other complexes (P2-N3: 15-21
msec; P3-N4: 22-36 msec). Plasticity of prefrontal synaptic
excitability was assessed by changes in the N1-P2 (including both
N1-P1 and N2-P2 complexes) amplitude (Fig. 1B),
which represent changes in the probability of discharging target cells
(Pirot et al., 1994 ; Herry et al., 1999 ). The amplitude of the N1-P2
component was stable across the 3 d of baseline recording sessions
(Fig. 2A) (D1-D8;
F(2,34) = 0.63). Twenty-four hours
after the conditioning session, when placed back into the recording
chamber (Fig. 2A, D9a), mice of the
conditioned groups displayed a slight but nonsignificant decrease in
the N1-P2 amplitude (F(3,36) = 2.21;
NS). Presentation of the tone (Fig. 2A, D9b) resulted
in an additional and significant decrease in the N1-P2 amplitude with
respect to both baseline values (NLFS group:
F(3,18) = 3.69, p < 0.05; LFS group: F(3,15) = 4.05, p < 0.05) and values of the control group (NLFS group: F(1,10) = 8.76, p < 0.05; LFS group: F(1,9) = 12.06, p < 0.05). This effect was followed by a progressive
recovery toward normal levels of synaptic excitability across the two
subsequent sessions of extinction in mice that did not receive LFS. The
fact that the decrease in the N1-P2 amplitude was not converted into
long-lasting potentiation, as shown previously (Herry et al., 1999 ),
was probably related to the particular schedule that we used here for
extinction. In our previous experiments extinction was induced using a
massed-trials schedule (25 trials per day), whereas here extinction was
induced using a spaced schedule (four trials per day). However, both
schedules were associated with the suppression of depression of mPFC
synaptic efficacy, whereas the depression was maintained in mice that
received LFS before the second and third sessions of CS-alone
presentations. These animals (i.e., LFS group) displayed even a larger
decrease in the N1-P2 amplitude as compared with the previous
depression (F(2,10) = 10.78;
p < 0.01). The day after (Fig. 2A,
D12), the N1-P2 amplitude remained at baseline levels in
mice in the NLFS group (these values were similar to those obtained for
the Control group), whereas the decrease in N1-P2 amplitude in mice
that received LFS was still present and significant as compared with
both the NLFS group (F(1,11) = 10.73;
p < 0.01) and controls
(F(1,9) = 43.44; p < 0.001).

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Figure 2.
A, Mean percentage of changes in
N1-P2 amplitude (±SEM) during the 3 d of baseline recording
(D1-D8), before the first session (D9a),
during sessions (D9b-D11), and 24 hr after the last
session (D12) of extinction in conditioned mice that
received (LFS group) or did not receive (NLFS group) thalamic LFS and
nonconditioned mice (control group). Fear conditioning
(FC) took place after the last baseline recording
(D8). B, Mean percentage of freezing
behavior (±SEM) in the three groups during the 120 sec period
preceding the first CS-alone presentation (D9a) and
sessions of CS-alone presentations (D9b-D11).
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Results from the LFS group also reveal that during the
extinction procedure (with this spaced schedule), mPFC synapses are "inclined" to exhibit LTD after thalamic LFS, whereas in a normal situation their can either display LTD or potentiation after the same
type of stimulation (Herry et al., 1999 ).
Behavior
The percentage of freezing behavior was measured during the 120 sec period preceding the first CS-alone presentation and during the 20 sec period of each CS-alone presentation. Mice of the control group
exhibited stable low levels of freezing over all recording sessions
(F < 1). Both LFS and NLFS groups displayed also low levels of freezing before the extinction procedure (Fig.
2B), indicating the absence of contextual
generalization of fear (extinction took place in a context that was
different from the conditioning chamber). Freezing in the three groups
did not differ during the 120 sec period preceding the first CS-alone
presentation (F < 1). However, mice of the two
conditioned groups (LFS and NLFS) displayed a high percentage of
freezing during the first two sessions of CS-alone presentations (Fig.
2B). The next day, mice of the NLFS group exhibited
less freezing than did the LFS group. A two-factor repeated measures
ANOVA performed on these data (three levels: D9b-D11) showed a
significant effect of conditions
(F(2,15) = 40.01; p < 0.001), with an effect of sessions
(F(2,30) = 16.95; p < 0.001). The interaction between condition and session was also
significant (F(4,30) = 9.92;
p < 0.001). A direct between-groups comparison showed
that both NLFS and LFS groups displayed significantly higher
percentages of freezing during each session of CS-alone presentations
as compared with control mice (all p < 0.001). The two
conditioned groups differed from each other only on the last session
(F(1,11) = 15.48; p < 0.001). A one-factor ANOVA with repeated measures performed on data
from the NLFS group indicated a significant reduction of freezing over
sessions of CS-alone presentations
(F(2,12) = 39.75; p < 0.001). In contrast, mice subjected to LFS of the MD presented strong
resistance to extinction of learned freezing (Fig.
2B) (this is also indicated by a nonsignificant effect of sessions).
Experiment 2: effect of thalamic HFS
Electrophysiology
Figure 3 illustrates the effects of
HFS on the evoked response in the mPFC. All mice in the HFS-test group
displayed stable baseline response (F = 1). At 2 min
after HFS, an initial decrease was observed, whereas subsequent
recordings revealed a return to baseline levels, which was then
followed by potentiation. One-way ANOVA (nine levels) indicated an
effect of HFS (F(8,48) = 6.15; p = 0.0001). Post hoc Scheffé
F tests indicated that the depression (2 min) reached
statistical significance as compared with baseline levels
(F(4,24) = 4.29; p < 0.01). Potentiation was significant only at the 32 min post-HFS delay
(F(4,24) = 9.12; p = 0.0001). This delay was, therefore, chosen for testing the effects of
thalamic HFS on both the rate of extinction of learned freezing and
maintenance of extinction.

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Figure 3.
A, Example of change in
MD-mPFC-evoked response after thalamic HFS. These representative
responses were recorded during the establishment of the baseline and 32 min after thalamic HFS (the amplitude between the two dotted
lines represents the reference amplitude of the N1-P2
complex). B, Mean percentage changes in N1-P2 amplitude
(±SEM) during different recording sessions (before and after thalamic
HFS).
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Figure 4A shows changes
in the MD-mPFC-evoked responses during the extinction of freezing to
the tone CS in mice that had received previous thalamic HFS (HFS group)
and control mice (NHFS group). Recordings made to establish baseline
values were stable in the two groups (HFS and NHFS). Thalamic HFS
induced an increase in amplitude, but this was not significant compared
with both baseline values and values obtained with NHFS mice (D9a).
Significant changes (potentiation) were observed for the final two
blocks of CS-alone presentations (D9d:
F(3,21) = 20.46; p = 0.0001; D9e: F(3,21) = 7.75;
p = 0.001). Some potentiation appeared to be present 1 week later, but this was significantly higher than baseline values only
during the CS test (F(3,21) = 11.99;
p = 0.0001). In the NHFS group, a slight and
nonsignificant decrease in the N1-P2 amplitude was observed before the
extinction session. CS-alone presentations (first block of four trials)
(Fig. 4A, D9b) produced an additional and significant
decrease (F(3,24) = 5.78;
p < 0.01). However, examination of individual changes
in field potentials in these mice revealed that during the subsequent
blocks of CS-alone presentations, only five subjects (NHFS2) of the
nine exhibited a persistent depression in the N1-P2 amplitude (all
p < 0.01). Recordings made 1 week later showed that
the amplitude of the N1-P2 component in these mice returned to
baseline levels, but when the CS was presented again, a significant
decrease was once again observed
(F(3,12) = 5.18; p < 0.05). The remaining subjects (NHFS1) showed rapid recovery of normal
excitability (as compared with the first block of CS-alone
presentations). Recordings made 1 week later revealed the existence of
potentiation that became significant during the CS-alone presentations
(F(3,9) = 5.11; p < 0.03). A direct between-groups comparison indicated that the HFS group
differed from the nonpotentiated group (NHFS2) on the two last sessions
of extinction and on the 1 week follow-up session of CS-alone
presentations (all p < 0.02). They differed from the NHFS1 group only on the session D9d (Fig. 4A) of
extinction (p < 0.01). The two NHFS groups
differed from each other on the two last sessions of extinction and on
the follow-up session (all p < 0.03).

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Figure 4.
A, Mean percentage of changes in
N1-P2 amplitude (±SEM) during the 3 d of baseline recording
(D1-D8), before the first session (D9a)
and during sessions (D9b-D9e) of extinction, before
(D16a) and during (D16b) the follow-up
test in conditioned mice that received HFS before extinction (HFS
group) and their controls that did not receive HFS (NHFS1 and NHFS2
groups). Fear conditioning (FC) took place after the last
baseline recording (D8). B, Mean
percentage of freezing behavior (±SEM) in the three groups during the
120 sec period preceding the first CS-alone presentation
(D9a), during CS-alone presentations
(D9b-D9e), and during the 1 week follow-up test of
CS-alone presentations (D16b). The dotted
line represents mean level of freezing displayed by
nonconditioned mice (experiment 1).
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Behavior
The three groups displayed low levels of freezing (similar to
those obtained for the nonconditioned mice; experiment 1), and did not
differ from each other (F < 1) during the 120 sec
period preceding the first CS-alone presentation. These behavioral data indicate also, as for experiment 1, the absence of contextual generalization of fear. However, high levels of freezing were observed
in all groups during the CS-alone presentations (Fig. 4B). Extinction of freezing behavior to the tone CS
occurred at similar rates in all mice. During the last four CS-alone
presentations, all mice exhibited levels of freezing that were
equivalent to those displayed by nonconditioned mice (experiment 1),
indicating that our extinction procedure produced a complete extinction
of freezing to the tone CS. These data (with electrically
potentiation), as well as those obtained previously (behaviorally
induced potentiation; Herry et al., 1999 ), show that potentiation of
mPFC synaptic excitability has no effect on the rate of extinction of
freezing behavior toward a tone CS. However, 1 week later, CS-alone
presentations reactivated learned freezing response to the tone CS in
NHFS2 mice (i.e., mice that also displayed depression in the amplitude
of the thalamoprefrontal responses), whereas freezing remained at basal
levels in both NHFS1 (natural potentiation) and HFS mice. A two-factor
repeated measures ANOVA (three groups × four sessions: D9b-D9e)
revealed a highly significant main effect of sessions
(F(3,42) = 37.04; p = 0.0001). The main effect of groups and the interaction between group
and session were not significant. However, a main effect of groups was
observed with ANOVA performed on data from the 1 week follow-up test
(F(2,14) = 35.42; p = 0.0001). Mice in the NHFS2 group differed from mice in both NHFS1
(F(1,7) = 24.78; p = 0.001) and HFS group (F(1,11) = 66.57;
p = 0.0001), whereas the NHFS1 and HFS groups did not
differ from each other (F < 1). When the follow-up
data were compared with values obtained from the last block of
extinction, a statistically significant difference was found only for
the NHFS2 mice (F(1,4) = 26.96;
p < 0.01).
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DISCUSSION |
The major findings of the present study are as follows: (1) the
persistence of synaptic depression (LTD) in the mPFC during the
extinction of learned fear is associated with the return of learned
fear (emotional perseveration), whereas (2) LTP in the mPFC is
associated with the maintenance of extinction. These findings suggest
that long-lasting increase of synaptic efficacy in the mPFC may be
involved in mechanisms leading to long-term maintenance of extinction
probably by inhibiting emotional perseveration after an extinction procedure.
Emotional perseveration
Neurons within the mPFC have been implicated in the inhibition of
inappropriate behaviors (Fuster, 1989 ; Hauser, 1999 ). One related
question that has emerged concerns whether the mPFC is also implicated
in the inhibition of emotional perseveration, such as inhibition of
perseverative freezing to a tone CS that is repetitively presented
without footshock US (Morgan et al., 1993 ; Morgan and LeDoux, 1995 ).
Accordingly, dysfunction in prefrontal inhibitory mechanisms may lead
to a resistance to extinction of fear. However, recent experiments,
using lesion methodologies, have not readily provided evidence in
support of this hypothesis (Gewirtz et al., 1997 ; Vouimba et al.,
2000 ).
Previous studies, using electrophysiological approaches, have shown
that a tone CS previously paired with footshock produces depressed
excitability in the mPFC (Garcia et al., 1999 ; Herry et al., 1999 ). The
present data suggest that the persistence of this prefrontal
excitability depression may be involved in resistance to extinction (or
emotional perseveration). First, we observed that excitability in the
MD-mPFC pathway returned to baseline levels during the extinction of
conditioned freezing in mice that did not receive LFS of the MD. This
indicates that extinction was associated with a change in direction of
plasticity in MD-mPFC transmission. Second, thalamic LFS applied
before the second and third session of extinction (1) blocked a return
to the baseline levels of excitability in the MD-mPFC circuits, and
(2) produced a complete return of fear during the third session of
extinction. If thalamic LFS has a specific effect on freezing
expression (e.g., a potentiation of freezing behavior), this effect
would have been observed after the first application of LFS. However,
during the second session of extinction, the levels of freezing in mice
that received thalamic LFS did not differ from mice that did not
receive such stimulation. It seems more likely that thalamic LFS
promoted the return of freezing at its maximal acquired levels
(35-40%) instead of potentiating freezing behavior to the CS. At
present it is difficult to establish a causal role of prefrontal LTD in the return of freezing at maximal previously acquired levels. Indeed,
thalamic LFS could have induced changes in synaptic plasticity in other
brain structures in addition to the mPFC. The effects of thalamic LFS
could, therefore, be attributable to either these changes outside the
mPFC, changes in the mPFC, or both. However, evidence for association
between changes in prefrontal neuronal activity and emotional
perseveration is also provided by our second experiment in which we
observed that mice that presented natural maintenance of depression in
prefrontal synaptic transmission during the extinction procedure also
displayed a return of fear 1 week later.
Data of the second experiment also show that depression of synaptic
excitability in the mPFC does not interfere with extinction within a
session but rather between days. This is consistent with a recent study
showing that lesions of the mPFC do not block extinction of freezing
behavior within a session but promote a return of freezing the next day
(Quirk et al., 2000 ).
Long-term maintenance of extinction
The extinction of a learned response is considered as new
learning, mainly because it is thought to require the formation of a
new memory (i.e., the CS is no longer followed by the US; see Falls et
al., 1992 , for more details). Extinction learning can be long-lasting
(Tarrier et al., 1999 ), indicating that information relative to
extinction can be stored in long-term memory via a process referred to
as consolidation. Lesion studies suggest that the mPFC may be involved
in the subsequent consolidation but not in the initial learning of
extinction (Quirk et al., 2000 ). From our electrophysiological studies
(see also Herry et al., 1999 ), we suggest that the
depression-potentiation conversion sequence in prefrontal synaptic
plasticity, which occurs between days and not within a session, might
be a crucial neurophysiological mechanism underlying the consolidation
function of the mPFC rather than the extinction learning per se. First,
all mice in experiment 2 displayed an extinction of freezing to the CS
independently of the evolution of synaptic plasticity in the mPFC
(maintenance of depression, tendency to normalization or potentiation)
within the extinction session. Second, only mice that developed changes in the direction of synaptic plasticity during extinction also displayed maintenance of extinction. Third, none of the mice that received thalamic HFS showed a return of fear 1 week after extinction. This suggests that LTP-like changes in the mPFC synaptic plasticity may
either be directly involved in the long-term maintenance of extinction
or represent a prerequisite mechanism for consolidation. Even if recent
findings support the involvement of the mPFC in the consolidation of
extinction (Quirk et al., 2000 ), the precise function of the mPFC
(facilitation or physical support of consolidation) remains unclear.
Conceptually, it is assumed that the formation of long-term memory
involves modulation of gene expression (Davis and Squire, 1984 ). For
further studies, it will be of particular relevance to our
understanding to investigate whether injection of inhibitors of protein
synthesis within the mPFC during the learning phase of extinction
and/or immediately afterward blocks the formation of long-term but not
the short-term memory of extinction.
Clinical implications
Studies using positron emission tomography, superimposed on a
magnetic resonance reference image, have shown that re-exposure to
traumatic material is accompanied by a decrease in blood flow in the
mPFC of PTSD patients (Bremner et al., 1999a ,b ; Fernandez et al.,
2001 ). On the one hand, we suggest that severe stress can precipitate
LTD-like changes in the mPFC that may in turn precipitate long-lasting
changes in affect in vulnerable individuals (Yehuda et al., 1998 ;
McFarlane, 2000 ). Consequently, syndromes such as PTSD, which can in
some patients be resistant to treatment (Friedman, 1997 ; Tarrier et
al., 1999 ), may persevere (recovery of extinguished fear) because of
the perseveration of plasticity acquired by exposure of individuals to
traumatic stress. On the other hand, significant increases in blood
flow as compared with basal levels have been observed in the mPFC after
therapeutic extinction of PTSD symptoms (Fernandez et al., 2001 ). These
data are in accordance with our observations in mice regarding the development of prefrontal depression-potentiation conversion sequence during extinction. Together with the present findings, this suggests that trauma-related plasticity in certain brain circuits, including the
mPFC, should change in direction to allow maintenance of improvement after exposure or cognitive therapy (Tarrier et al., 1999 ). Finally, the relationship between the prefrontal depression-potentiation sequence and the maintenance of extinction needs to be confirmed in
humans by follow-up studies.
In summary, conditioned fear induces depression of prefrontal synaptic
excitability. During extinction of the learned fear, there is either a
potentiation (which develops between days after a massed-trials
schedule) or a normalization (which can develop within a session) or a
maintenance of depression of prefrontal synaptic excitability. However,
only potentiation of excitability, even induced artificially by HFS of
the MD (MD inputs to the mPFC are bilaterally driven; Kuroda et al.,
1998 ), is associated with the maintenance of extinction.
 |
FOOTNOTES |
Received Aug. 27, 2001; revised Oct. 17, 2001; accepted Oct. 25, 2001.
This work was supported by the Centre National de la Recherche
Scientifique, the Conseil Régional d'Aquitaine, and a grant from
the Fondation pour la Recherche Médicale to C.H.
Correspondence should be addressed to Dr. René Garcia,
Laboratoire de Psychophysiologie, Faculté des Sciences,
Université de Nice-Sophia Antipolis, Parc Valrose, 06108 Nice,
France. E-mail: rene.garcia{at}unice.fr.
 |
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