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The Journal of Neuroscience, October 15, 2002, 22(20):9070-9077
Delayed Mesolimbic System Alteration in a Developmental Animal
Model of Schizophrenia
Yukiori
Goto and
Patricio
O'Donnell
Center for Neuropharmacology and Neuroscience, Albany Medical
College, Albany, New York 12208
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ABSTRACT |
Pharmacological and imaging studies indicate that the prefrontal
cortex and nucleus accumbens and their dopamine innervation are central
elements of the pathophysiology of schizophrenia. Although symptoms
typically appear in young adults, a developmental component has been
suggested, primarily in the hippocampus. A neonatal hippocampal lesion
in rats and monkeys produces changes resembling schizophrenia symptoms
only after the animals reach adulthood, indicating that this procedure
could be used as a developmental animal model of this disorder. Here,
we explored whether the dopamine projection to the nucleus accumbens
becomes functionally altered in these animals. In vivo
intracellular recordings revealed abnormal responses in accumbens
neurons to activation of their dopamine afferents in adult but not
prepubertal animals with a neonatal lesion. This alteration was absent
after antipsychotic drug treatment. These results indicate that
neonatal hippocampal damage can result in delayed functional deficits
in the mesolimbic system, providing a link between the developmental
hippocampal deficit and altered dopamine systems postulated to occur in schizophrenia.
Key words:
nucleus accumbens; schizophrenia; animal model; hippocampus; dopamine; electrophysiology; antipsychotic
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INTRODUCTION |
A neonatal lesion of the ventral hippocampus (VH) results in behavioral
alterations in adult rodents (Lipska et al., 1993 ) and monkeys
(Bachevalier et al., 1999a ). These include exaggerated responses to
stress, dopamine (DA) agonists, and NMDA antagonists, which become
apparent only after the animals reach adulthood (Lipska et al., 1993 ;
Al-Amin et al., 2000 ). In addition, a neonatal VH lesion reduces social
interactions (Sams Dodd et al., 1997 ; Bachevalier et al., 1999a ) and
causes cognitive deficits, including altered sensorimotor gating
(Lipska et al., 1996 ) and working memory (Chambers et al., 1996 ;
Bachevalier et al., 1999b ). These findings provided apparent validity
for this manipulation as an animal model of schizophrenia, because the
delayed behavioral manifestations resemble phenomena observed in this
disease (Lipska and Weinberger, 2000 ).
A neonatal VH lesion also produces cytoarchitechtonical alterations
resembling postmortem findings in schizophrenia patients in brain
regions targeted by VH projections. For example, a decrease of
interneurons in the prefrontal cortex (PFC), measured as cells expressing the GABA synthesis enzyme GAD67, has been reported in
neonatal VH-lesioned animals (Lipska and Weinberger, 2000 ) and in
patients (Volk et al., 2000 ). Thus, this lesion may produce developmental alterations mimicking those present in schizophrenia (Waddington, 1993 ; Weinberger and Lipska, 1995 ), a disorder in which
structural hippocampal abnormalities (Kovelman and Scheibel, 1984 ;
Weinberger, 1999 ) suggest altered neuronal migration.
Determination of the construct validity of this model is of great
importance to our understanding of this devastating disease. Important
elements to assess in this regard are functional deficits arising from
this procedure and their response to antipsychotic medication. We have
shown recently that the response of PFC pyramidal neurons to
stimulation of dopaminergic afferents that originated in the ventral
tegmental area (VTA) is altered in animals with a neonatal VH lesion
(O'Donnell et al., 2002 ). A critical missing link is the
possibility of subcortical functional alterations arising from a
neonatal VH lesion. The nucleus accumbens (NAcc) is an important
component of schizophrenia pathophysiology (O'Donnell and Grace,
1998 ). Current treatment strategies in schizophrenia target the NAcc DA
innervation (Grace, 1992 ). In addition, the NAcc receives convergent
information from other areas affected in schizophrenia, such as the
PFC, hippocampus, and amygdala (O'Donnell and Grace, 1995 ). The NAcc
receives an important projection from the VH (Groenewegen et al.,
1987 ), and NAcc neuron electrical activity is dependent primarily on
inputs from this region (O'Donnell and Grace, 1995 ; Goto and
O'Donnell, 2001a ). It is thought that DA systems may become altered as
a consequence of cortical deficits in schizophrenia (O'Donnell and
Grace, 1998 ). This alteration, causing improper flow of information
through the NAcc, would in turn impair PFC function (O'Donnell et al.,
1999 ). In this study, we tested whether the response of NAcc neurons to
DA afferents is affected in adult rats with a neonatal VH lesion to
establish a link between a hippocampal developmental deficit and
subcortical DA function. To assess the developmental nature of the
changes observed, the results were compared with sham and neonatally
lesioned animals tested before puberty and with animals that received a lesion similar to those in adults.
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MATERIALS AND METHODS |
Animals. Pregnant Sprague Dawley rats at 11-15 d of
gestation were obtained from Taconic Farms (Germantown, NY). For adult lesions, male Sprague Dawley rats weighing 225-250 gm were used. All
experimental procedures were performed according to the United States
Public Health Service Guide for the Care and Use of Laboratory Animals and approved by the Albany Medical College Institutional Animal Care and Use Committee.
Surgery. Neonatal VH lesions were performed in male pups at
postnatal day 6 (P6) to P8. Four to nine pups were used for every surgery; approximately one-half of the pups were lesioned, and a sham
operation was performed in the other half. Bilateral VH lesions were
performed as described previously (Lipska et al., 1993 ). Briefly, pups
were anesthetized by placing them in ice for 10-15 min. The pups were
then placed on a stereotaxic apparatus (David Kopf Instruments,
Tujunga, CA), and incisions were made in the skin. For a neonatal VH
lesion, 0.3 µl of ibotenic acid (10 µg/µl; Sigma, St Louis, MO)
in 0.1 M PBS, pH 7.4, was delivered bilaterally
to the VH (anteroposterior to bregma, 3.0 mm; lateral, ±3.5
mm; ventral, 5.0 mm) at a speed of 0.15 µl/min. Sham-operated animals received the same amount of artificial CSF (aCSF). After finishing the injection, the needle was kept in place for 3 additional minutes. The incision was closed with clips, and the pups were warmed
with heating pads (~37°C) until body temperature had completely recovered.
In one control group, a similar VH lesion was performed in adult rats
(older than P56). Rats were initially anesthetized with Equithesin (40 ml/kg, i.p.) and placed on the stereotaxic frame. Bilateral injections
of either ibotenic acid for lesion or aCSF for sham were performed into
the hippocampi (4.4 mm caudal to bregma; ±5.0 mm lateral from midline;
6.0 and 8.0 mm ventral from brain surface: 0.3 µl at each site, for a
total of 0.6 µl per side). Adult-lesioned rats were allowed 2 weeks
for recovery before recordings were conducted.
Recordings. For recording sessions, the animals were
anesthetized with chloral hydrate (400 mg/kg, i.p.) and placed on the stereotaxic apparatus. Burr holes were drilled in the skull to allow
for the placement of recording and stimulating electrodes. Intracellular electrodes were made from 1 mm outer diameter Omegadot borosilicate glass tubing (World Precision Instruments, Sarasota, FL) pulled with a P-97 Flaming-Brown puller (Sutter Instruments, Novato, CA). Electrodes were filled with 2 M
potassium acetate and 2% neurobiotin and had a resistance of 42-99
M . Intracellular electrodes were lowered into the NAcc (1.4-2.1 mm
rostral to bregma; 1.0-2.0 mm lateral from midline; 5.8-8.4 mm
ventral from brain surface). Recording electrodes were advanced with a
hydraulic manipulator (Trent Wells), and their activity was monitored
on a Philips PM3337 oscilloscope (Fluke Corp.). Intracellular signals were amplified using an IR-283 Neurodata amplifier (Cygnus Technology), filtered at 0.3-3 kHz with an eight pole Bessel filter (FLA-01; Cygnus
Technology), digitized with an interface board (DAP3215a; Microstar
Laboratories, Bellevue, WA) at 10 kHz, and fed to a computer (Gateway
PII 266) for off-line analyses. Once a stable impalement was obtained,
baseline recordings were performed. Only neurons showing at least 50
mV resting membrane potential with overshooting spikes were analyzed
and included in the study. All data handling was performed using
custom-made software (Neuroscope).
Electrical stimulation. Concentric bipolar electrodes with
0.5 mm between tips (NE-100X; Rhodes Instruments) were used for electrical stimulation. The electrodes were placed in the VTA (5.8 mm
caudal from bregma; 0.5 mm lateral from midline; 8.4 mm ventral from
brain surface) and medial PFC (3.5 mm rostral from bregma; 0.5 mm
lateral from midline; 4.0 mm ventral from brain surface) ipsilaterally
to the NAcc. Current pulses were generated by stimulus isolation units
driven by a Master 8 Stimulator (AMPI, Jerusalem, Israel), and
stimulation protocols were controlled by the computer. VTA electrical
stimulation was performed by delivering five 0.5 msec, 1.0 mA current
pulses at 20 Hz every 10 sec to mimic DA cell burst firing. Single
pulses of the same current intensity were applied to the PFC.
Drug treatment. Haloperidol (Haldol; 5 mg/ml in
methylparaben, propylparaben, and lactic acid, pH 3.0-3.6; McNeil
Pharmaceutical, Spring House, PA) was dissolved in drinking water.
Water intake was calculated daily, and drug concentration was adjusted
daily to approximate 1.0 mg · kg 1 · d 1,
a dose known to induce changes in the striatal regions (Caboche et al.,
1992 ; Marcus et al., 1997 ) and the minimal dose that affects evoked DA
overflow in the NAcc (Feasey-Truger et al., 1995 ). Drug administration
started at P56 and continued for 3 weeks (21-27 d) until the day
before the recording session. The same amount of water without drug was
given to control animals for ~3 weeks.
Histology. After completion of the experiments, recording
sites were marked with neurobiotin ejected from intracellular
electrodes by passing positive current (1.0 nA, 200 msec pulses at 2 Hz) for 5 min. Animals were given a lethal dose of pentobarbital (100 mg/kg) and perfused transcardially with ice-cold saline followed by 4%
paraformaldehyde. Brains were removed from the skull, cryoprotected in
30% sucrose, and sectioned using a freezing microtome. Serial sections
50 µm thick were cut coronally. Neurobiotin-injected sections were
incubated further in 0.4% Triton X-100 (Sigma) in PBS for 1-2 hr,
followed by 2 hr in Vectastain Elite ABC reagent (Vector Laboratories,
Burlingame, CA). After a series of rinses, sections were reacted with
3,3'-diaminobenzidine and urea-hydrogen peroxide (Sigma FAST DAB set).
All sections were mounted on gelatin-coated slides, air-dried for 24 hr, cleared in xylene, coverslipped in Permount, and examined on an
Olympus CH30 microscope (Olympus Optical, Tokyo, Japan). The locations
of intracellularly recorded neurons were identified according to the
atlas of Paxinos and Watson (1998) .
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RESULTS |
Lesion
Bilateral damage of the VH was observed in rats in which ibotenic
acid was injected at P6-P8. Lesions included the ventral part of CA3,
CA1, dentate gyrus, and subiculum; the dorsal hippocampus was spared in
all cases. The neonatal VH lesion was characterized by cell loss,
pyramidal cell disorientation in the remaining hippocampus, and
enlargement of ventricles (Fig.
1a,b,e). Sham animals did not
show any obvious alteration of hippocampal architecture (Fig. 1c). Adult VH lesions resulted in an extent of VH loss
similar to that observed with neonatal VH lesions (Fig.
1d,f). In all groups, lesion sizes were variable.
Animals with small lesions (Fig. 1a) and large lesions (Fig.
1b) exhibited similar electrophysiological properties.
Therefore, the data were pooled regardless of lesion size.

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Figure 1.
Histology of VH lesions. a, Small
neonatal VH lesions resulted in cell loss and structural alteration in
the remaining hippocampus (arrows). b,
One of the largest neonatal VH lesions showing profound cell loss in
the VH and enlarged ventricles. c, Brain section of a
neonatal sham rat at the same level as in b; no
hippocampal loss is observed. d, Brain section of an
adult VH lesion. e, Schematic diagrams illustrating
neonatal VH lesions. Gray and black areas
show the largest and smallest extent of VH lesions, respectively.
f, Schematic diagrams showing extent of adult VH
lesions.
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Membrane potential states in NAcc neurons from lesioned rats
Fourteen cells were recorded from 10 adult rats (older than P56)
that had received a neonatal VH lesion, and eight cells were recorded
from six adult rats with a neonatal sham operation. As reported
previously in normal animals (O'Donnell and Grace, 1995 ; Goto and
O'Donnell, 2001a ), most NAcc neurons exhibited membrane potential
fluctuations characterized by a very negative resting membrane
potential (down state) interrupted by plateau depolarizations (up
state). The presence of such membrane potential states was ascertained
by fitting membrane potential histograms to dual Gaussian functions
(Fig. 2). Bimodal membrane potential
distributions were observed in 71% (n = 10 of 14) and
75% (n = 6 of 8) of neurons in neonatally lesioned and
sham rats, respectively. Thus, a neonatal VH lesion does not result in
a decrease in the proportion of neurons with up/down membrane potential
fluctuations.

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Figure 2.
Spontaneous membrane potential fluctuations in
NAcc neurons from VH-lesioned and sham rats. a,
Representative tracing of spontaneous NAcc neuron activity recorded
from a neonatally lesioned (top) and a sham
(bottom) rat at P56 or older
(PD56) showing typical spontaneous membrane
potential fluctuations. The histograms on the right
illustrate membrane potential distributions from the recordings shown
on the left. Dark lines are the dual
Gaussian functions that best fit to the distribution. b,
Recordings and histograms obtained from neonatally lesioned and sham
rats recorded at P28-P35. In these rats, spontaneous membrane
potential fluctuations were also observed, although amplitude of up
transitions was small and the down state was more depolarized.
c, Recordings from adult-lesioned and sham rats showing
that up transitions were absent in VH-lesioned but not in sham rats.
Insets, Faster time scale of a trace from an
adult-lesioned rat showing spontaneous EPSP-like depolarizations that
did not match the criteria of 100 msec duration used for up states.
The membrane potential distribution histogram in neurons recorded from
adult-lesioned rats did not fit to a dual but rather to a single
Gaussian function.
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Similar recordings were performed in prepubertal rats (P28-P35) with a
neonatal VH lesion or sham operation. Both groups showed a similar
proportion of neurons with membrane potential fluctuations (n = 6 of 8 neurons in eight rats, 75% in neonatal VH
lesion; n = 4 of 6 cells in seven rats, 67% in
neonatal sham). The down state of NAcc neurons from these younger
animals was more depolarized than in adults (one-way ANOVA;
F(5,37) = 3.95; p < 0.01) (Table 1; Fig.
2b). The amplitude of membrane fluctuations in
P28-P35 groups was also smaller than in adult groups
(F(4,26) = 2.97; p < 0.05) (Fig. 2b). Membrane potential distribution histograms of neurons recorded from P28-P35 rats could still be fitted to dual
Gaussian functions (Fig. 2b), indicating the presence of up
states with values close to those of the down state. This is probably
the consequence of the less polarized down state in these immature
animals.
Recordings were also performed from rats with a similar lesion
performed at adult ages (nine lesioned and seven sham rats). In
adult-lesioned rats, up transitions were observed in only 1 of 10 neurons, a proportion significantly lower than in rats with neonatal
lesion and adult-sham operation (Table 1). Therefore, most membrane
potential distribution histograms in this group could not be fitted to
a dual Gaussian function. Instead, they were fitted to single normal
functions, indicating absence of the up state (Fig. 2c).
Small spontaneous EPSPs were observed in adult VH-lesioned rats (Fig.
2c, inset). In adult sham rats, up transitions
were readily observed (n = 7 of 11; 64%) (Table 1).
Thus, unlike neonatal VH lesions, adult VH lesions eliminated membrane
potential fluctuations in the NAcc.
Increased regularity of spontaneous membrane potential fluctuations
in rats with a neonatal ventral hippocampal lesion
The patterns of membrane potential fluctuations in adult rats that
received a neonatal VH lesion or a sham operation were investigated. No
differences in up state duration were found among groups (Table 1). The
frequency domains of membrane potential fluctuations were assessed with
spectral density analyses of 20 sec epochs of recording using fast
Fourier transform. In all cases, spectral density peaks were observed
at ~1 Hz (Fig. 3a,b), which corresponded to the frequency of up transitions. To analyze the regularity of up transitions, the "sequential interval state space" method (Eagan and Partridge, 1989 ) was used. This is essentially a
three-dimensional plot of intervals between onsets of three consecutive
up states. More clustered sequential up transition time points were
found in adult rats with a neonatal VH lesion than in adult rats with a
neonatal sham operation (Fig. 3c). This suggests that up
transitions were more regular in neonatally lesioned animals. In
addition, the coefficient of variation (CV) for intervals between up
transitions was significantly lower in adult rats with a neonatal
lesion than in neonatal sham rats (0.30 ± 0.18 and 0.56 ± 0.08, respectively; p < 0.05; unpaired t
test) (Fig. 3e). The CV of up transitions in rats with a
neonatal VH lesion tested at P28-P35 was also significantly lower than
in rats with a neonatal sham operation tested at the same age
(0.40 ± 0.11 in neonatal VH lesion; 0.60 ± 0.04 in neonatal
sham; p < 0.05; unpaired t test). These
results indicate that a neonatal VH lesion yields more regular up
transitions, an effect that can be observed in both prepubertal and
postpubertal animals and in animals with both small and large lesions.

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Figure 3.
Analyses of spontaneous membrane potential
fluctuations in neonatally lesioned and sham rats. All examples shown
here were obtained from the recordings shown in Figure
2a. a, Power spectral density from a
representative neuron recorded from a neonatally lesioned rat (0-6 Hz;
inset shows higher frequency ranges), in which a peak is
observed close to 1 Hz. b, Similar power spectral
density analysis from a neuron recorded in a rat with a neonatal sham
operation. c, Sequential interval analysis in neonatally
lesioned rats. IUPI, Inter-up interval. IUPIx, IUPIy,
and IUPIz refer to consecutive intervals between up state onsets.
d, Similar sequential up interval analysis in a neonatal
sham rat. More scattered points are observed than in c,
indicating a less regular time series. e, Comparison of
the CV of up state intervals showing that variability is significantly
decreased in neonatally lesioned rats compared with neonatal sham rats.
*p < 0.05 (unpaired t test).
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Passive membrane properties of NAcc neurons
Passive membrane properties of NAcc neurons were investigated by
intracellular current injection. Neurons from all groups exhibited
similar input resistance (F(5,27) = 1.06; p > 0.05) and time constant
(F(5,27) = 1.05; p > 0.05) (Table 1). Inward rectification was observed in response to
positive current injection in all treatment groups. Thus, membrane
properties were not affected by any of the lesions performed in this study.
Altered response to VTA stimulation in adult rats with a neonatal
VH lesion
To assess the response of NAcc neurons to activation of the
mesolimbic pathway, the VTA was electrically stimulated. The VTA is the
source of DA projection to the NAcc (Thierry et al., 1973 ; Voorn et
al., 1986 ). As reported previously in normal animals (Yim and Mogenson,
1988 ; Goto and O'Donnell, 2001b ), stimulation with trains of five
pulses at 20 Hz (1.0 mA) that mimic DA cell burst firing depolarized
NAcc neurons to a value similar to the up state. This was observed in
all groups except in rats with an adult VH lesion (Fig.
4a-c). Peak amplitude and
duration (measured as decay to half-maximal amplitude) of the evoked
depolarization were not significantly different among groups (Fig.
4d,e). Although adult lesions eliminated VTA-evoked
depolarizations, neonatal lesions failed to do so. Together with the
similar finding with spontaneous membrane potential fluctuations, this
suggests that synaptic compensations may occur after the neonatal but
not the adult lesion.

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Figure 4.
NAcc responses to VTA stimulation (VTA
Stim.) with trains of pulses (arrowheads).
a, Overlay of responses from a neonatally lesioned rat
(top) and a sham rat (bottom) recorded
after P56 (PD56). In the neonatally lesioned
animal, high-frequency spike firing could be detected during the
membrane potential depolarization. This was not observed in the sham
rat. b, Responses in a neonatally lesioned
(top) and a sham (bottom) rat recorded at
P28-P35. A depolarization is observed in both cases, but no spike
firing could be evoked at this early age. c, Responses
in an adult-lesioned rat (top) and a sham rat. The adult
VH lesion abolishes the VTA-evoked membrane potential depolarization. A
depolarization without spike firing is observed in rats that received a
sham operation as adults. d, Bar graph comparing
duration (Dur) of evoked membrane depolarization,
expressed as decay to half amplitude (Amp).
Numbers in parentheses indicate the
number of recordings. e, Bar graph comparing peak
amplitude of VTA-evoked responses among all groups. f,
Bar graph comparing the number of neurons exhibiting spike firing in
response to VTA stimulation, represented as a percentage.
*p < 0.01 ( 2 test).
g, NAcc responses to PFC stimulation
(arrowhead). An overlay of responses in a neonatally
lesioned (top) and a sham (bottom) rat
older than P56 is shown. EPSPs were evoked in both cases.
h, EPSP responses in a neonatally lesioned
(top) and a sham (bottom) rat at
P28-P35. i, Similar EPSPs evoked by PFC stimulation in
an adult-lesioned (top) and a sham
(bottom) rat. j, k, l, Comparisons of
PFC-evoked EPSP amplitudes, decay time to half of peak response, and
latency among all groups. Numbers in
parentheses indicate the number of recordings. No
difference could be observed. Dashed lines in all
traces indicate resting membrane potential.
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NAcc neuronal firing was altered in adult animals with a neonatal VH
lesion during this VTA-evoked depolarization. In untreated animals
(Goto and O'Donnell, 2001b ) and all control groups, VTA-evoked depolarization was accompanied by a marked suppression of spike firing
(Fig. 4a-c,f). In rats with a neonatal VH lesion
tested after P56, however, high-frequency firing was observed during the VTA-evoked membrane depolarization (Fig. 4a,f).
The number of cells with action potential firing during the VTA-evoked
depolarization was significantly higher in rats with a neonatal VH
lesion tested after P56 than in other control groups
( 2 = 15.3; p = 0.009;
2 test) (Fig. 4f), an
effect that was not correlated with lesion size. Such qualitative
change in the response to activation of the mesolimbic system, absent
in adult-lesioned animals, may be a consequence of developmental
processes after the neonatal lesion.
Intact response to PFC stimulation
Single-pulse stimulation of the prelimbic PFC was performed to
evaluate responses to PFC afferent activation. In every case, an EPSP
was evoked by the stimulation (Fig. 4g-i). Neither latency, peak amplitude, nor decay of EPSP was different among groups (Fig. 4j-l). These results indicate that a neonatal VH
lesion did not affect NAcc responses to electrical PFC stimulation.
Subchronic haloperidol treatment prevented altered responses to
VTA stimulation
In another set of animals with a neonatal VH lesion, we examined
the effect of subchronic treatment with a classic antipsychotic on NAcc
response to VTA stimulation. Ten rats with a neonatal VH lesion were
orally treated with haloperidol dissolved in drinking water (0.9 ± 0.4 mg · kg 1 · d 1)
for 3 weeks starting at P56. By the end of the treatment period, all
animals were catatonic, a characteristic motor side effect of
neuroleptic treatment. The control group included animals with a
neonatal VH lesion that received drug-free water (vehicle;
n = 6). Recordings were obtained from NAcc neurons in
haloperidol-treated and vehicle rats. Bimodal membrane potential
distributions were observed in both haloperidol-treated
(n = 27 of 35 neurons in 10 rats; 77%) and vehicle
(n = 7 of 7 neurons in six rats; 100%) animals.
However, the membrane potential of NAcc neurons was noisy in both up
and down states in haloperidol-treated animals compared with vehicle
animals (Fig. 5a,b). The SD of
membrane potential values in 30 sec periods of recording obtained from
haloperidol-treated rats was 3.6 ± 0.06 mV, higher than the
1.8 ± 0.03 mV observed in vehicle animals
(p < 0.00001; unpaired t test). This
is probably a result of an increase in the number of small spontaneous
EPSPs in haloperidol-treated animals (Fig. 5b,
inset).

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Figure 5.
Effects of subchronic haloperidol treatment on
NAcc neuron response to VTA and PFC activation. a,
Representative trace of spontaneous membrane potential
activity in an NAcc neuron from a neonatally lesioned rat. The
bottom trace expands the boxed area
during the down state at a faster time scale. The
histogram on the right shows the membrane
potential distribution from the traces shown on the
left. The dark line is the dual Gaussian
function that fits best to the distribution. The SDs ( ) of up and
down states are indicated. b, Similar representative
trace of spontaneous membrane potential activity in an
NAcc neuron from a neonatally lesioned rat with subchronic haloperidol
treatment. The bottom trace expands the
boxed down state area at a faster time scale, showing
small spontaneous EPSPs. Larger s in both up and down states are
indicated in the histogram to the right.
c, Overlays of responses to VTA stimulation in a
neonatally lesioned rat (untreated; top) and a
neonatally lesioned rat with subchronic haloperidol treatment
(bottom). Arrowheads indicate trains of
pulses. A depolarization is observed in both cases, but no spike firing
could be evoked in animals treated with haloperidol, similar to what
was observed in naive animals. d, Overlays of responses
to PFC stimulation (arrowhead) in a neonatally lesioned rat
(untreated; top) and a neonatally lesioned rat with
subchronic haloperidol treatment (bottom).
e, f, Bar graphs comparing amplitude and decay with half
amplitude of VTA-evoked depolarizations. Numbers in
parentheses indicate the number of recordings.
HAL and VEH indicate haloperidol-treated
and vehicle (water only) animals, respectively. Dur,
duration; Amp, amplitude. g, Bar graph
comparing number of neurons exhibiting spike firing in response to VTA
stimulation, represented as a percentage. *p = 0.0049 (Fisher's exact test). h, Bar graph comparing
peak amplitude of EPSPs evoked by PFC stimulation.
*p < 0.00005, unpaired t test.
Numbers in parentheses indicate the
number of recordings. i, j, Comparisons of PFC-evoked
EPSP decay time with half of peak response and latency. Dashed
lines in c and d indicate resting membrane
potential.
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VTA stimulation evoked prolonged membrane depolarizations with spike
firing in most vehicle animals (Fig. 5c, top)
(n = 3 of 5; 60%). Conversely, none of the
haloperidol-treated animals exhibited increased spike firing during the
VTA-evoked depolarization (Fig. 5c, bottom)
(n = 0 of 19; 0%), a response similar to what was
observed in naive and sham animals (Fig. 4). Although the amplitude and
decay to half amplitude in the VTA-evoked depolarization were not
different (Fig. 5e,f), the proportion of cells
showing spike firing in response to VTA stimulation was significantly lower in haloperidol-treated animals than in vehicle animals (Fig. 5g) (p = 0.0049; Fisher's exact
test). In addition, responses to PFC afferent activation were examined
by single-pulse electrical stimulation (1.0 mA) of the PFC. Amplitudes
of PFC-evoked EPSPs were significantly smaller in haloperidol-treated
animals than in vehicle animals (Fig. 5d,h) [7.5 ± 2.8 mV in haloperidol-treated animals (n = 12);
15.5 ± 1.7 mV in vehicle animals (n = 5);
unpaired t test; p < 0.00005]. Latency and
duration of EPSPs were not changed by drug treatment (Fig.
5i,j). These results indicate that haloperidol treatment
prevents the appearance of abnormal firing in response to VTA
stimulation and reduces the efficacy of corticoaccumbens synaptic activity.
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DISCUSSION |
Physiological properties of NAcc neurons and synaptic responses to
cortical and DA afferent activation were studied in rats with a
neonatal VH lesion. Although NAcc neurons did not show any alteration
in response to PFC stimulation in rats with a neonatal VH lesion, their
response to VTA stimulation was dramatically affected. VTA stimulation
with trains of pulses mimicking DA cell burst firing evoked a membrane
potential depolarization, as reported previously in intact animals (Yim
and Mogenson, 1988 ; Goto and O'Donnell, 2001b ), in all groups except
in rats lesioned as adults. In normal rats and all control groups in
this study, VTA stimulation reduced or suppressed spike firing.
However, increased spike firing during VTA-evoked depolarization was
observed in adult but not prepubertal rats with a neonatal VH lesion.
Subchronic haloperidol treatment prevented the altered NAcc response to
VTA stimulation. This indicates that a delayed alteration in the
response of accumbens neurons to mesolimbic activation appears after a
neonatal VH lesion, and that antipsychotic treatment restores the
normal response.
When a VH lesion was performed in adult rats, transitions to the up
state could not be observed. This is consistent with previous studies
suggesting that up transitions depend on VH inputs to the NAcc
(O'Donnell and Grace, 1995 ; Goto and O'Donnell, 2001a ). Surprisingly,
VTA-evoked membrane depolarizations were also absent in adult-lesioned
rats. One explanation would be that VTA stimulation evokes the
transition to the up state by activation of hippocampal terminals.
Indeed, there is evidence indicating that DA in the NAcc may enhance
hippocampal terminal excitability (Yang and Mogenson, 1986 ), although
there are also some data indicating a downregulation of
hippocampal-NAcc responses by DA (Pennartz et al., 1992 ). Thus, VTA-evoked membrane potential depolarization may involve a control of
hippocampal synaptic terminal efficacy within the NAcc, a mechanism that may involve DA and non-DA components of the mesolimbic system.
In rats with a neonatal VH lesion, step-like membrane potential
fluctuations could still be detected. This indicates that there were
enough synchronous glutamatergic inputs to drive NAcc neurons into the
up state in these animals. Because the lesion took place early in
development, the absence of normal VH afferents may have allowed
effective connections with NAcc neurons from glutamatergic fibers that
would have otherwise been eliminated. The absence of up states in
animals with an adult VH lesion also indicates the developmental
context of this effect. The increased regularity of up transitions in
neonatal VH-lesioned rats suggests that such compensatory synaptic
inputs may arise from a brain region with very regular, oscillatory
electrical activity. Although speculative, the subthalamic nucleus
(STN) may be considered as a candidate. The STN is known to project to
the NAcc (Groenewegen and Berendse, 1990 ), although this projection is
normally sparse. The presence of this increased regularity in
prepubertal animals suggests that this phenomenon is independent of the
changes yielding abnormal evoked responses to VTA stimulation. It can
be speculated that a loss of VH inputs may result in increased synaptic
projections from the STN or other brain regions to the NAcc.
NAcc neurons in rats with a neonatal VH lesion responded to VTA
stimulation with increased rather than decreased spike firing. This was
observed in adult but not prepubertal rats. A number of mechanisms
could be advanced to explain this finding. First, increased spike
firing by VTA stimulation could be caused by enhanced excitatory inputs
to NAcc neurons. We have shown recently that VTA stimulation evokes
prolonged membrane potential depolarizations accompanied by reduction
in spike firing in PFC pyramidal neurons (Lewis and O'Donnell, 2000 ).
However, in neonatally lesioned rats, PFC pyramidal neurons show a
prolonged up state with increased spike firing in response to VTA
stimulation (O'Donnell et al., 2002 ). Although the mechanisms
resulting in such an increase are not clear, an enhanced VTA-evoked
cortical firing in neonatally lesioned rats could in turn evoke
abnormal spike firing in the NAcc. A role of the PFC in the behavioral
consequences of a neonatal VH lesion had been indicated by the ability
of PFC lesions to improve abnormal behaviors in these animals (Lipska
et al., 1998 ). An alternative mechanism could involve abnormalities of
DA receptor expression in NAcc neurons as a consequence of the
neonatal VH damage. For example, there is evidence of altered NAcc D3
DA receptor expression in these animals (Flores et al., 1996 ). In this
regard, it is worth considering that the mesocortical innervation
increases continuously until P60 (Kalsbeek et al., 1988 ). Thus, the
absence of changes before puberty may be related to an absence of a
mature DA projection. Regardless of the mechanism, the abnormal
response of NAcc neurons to VTA activation can explain the exaggerated reaction to DA agonists and stress that can be observed in adult but
not prepubertal rats with a neonatal VH lesion (Lipska et al., 1993 ,
1995 ).
The alterations reported here were independent of the extent of lesion.
Animals with a lesion as small as that shown in Figure 1a or
as large as that shown in Figure 1b exhibited increased firing in response to VTA stimulation. This may be related to the
exquisite sensitivity of the hippocampal projection neurons during this
critical developmental stage. Indeed, a recent study has shown that
behavioral deficits similar to those elicited by this lesion are
observed in animals with a reversible ventral hippocampal inactivation
produced by tetrodotoxin injection at P6-P7 (Lipska et al., 2002 ).
Thus, a transient disturbance in the VH may be what is behind the
delayed and long-lasting effects of these lesions, independently of
their size.
VTA stimulation did not result in altered NAcc activity in
haloperidol-treated animals. It has been shown previously that subchronic antipsychotic treatment normalized abnormal behaviors in
animals with a neonatal VH lesion (Lipska and Weinberger, 1994 ), suggesting that the increased spike firing to VTA activation observed in NAcc neurons may be related to the behavioral anomalies in adult
animals with a neonatal VH lesion. The amplitude of PFC-evoked EPSPs
was also reduced by haloperidol treatment. The increased NAcc firing in
response to VTA stimulation appears to be dependent on increased PFC
firing and may be necessary for the expression of behavioral deficits.
Both PFC lesion (Lipska et al., 1998 ) and haloperidol treatment (Lipska
and Weinberger, 1994 ) could improve behaviors by dampening the
exaggerated PFC drive of NAcc neurons.
Mesocorticolimbic system alterations arising from a neurodevelopmental
disturbance have been proposed as a pathophysiological mechanism for
schizophrenia (Waddington, 1993 ; Weinberger and Lipska, 1995 ). Animals
that develop with a disorganized hippocampus exhibit an altered PFC
response to DA (O'Donnell et al., 2002 ). Because it has been shown
that projections from the PFC to the VTA regulate DA cell spike firing
(Tong et al., 1996 ), the increased PFC firing in response to VTA
stimulation may result in an additional increase in VTA activity and DA
release in the NAcc, bringing about the PFC dysfunction and DA
hyperactivity that characterize psychosis (Laruelle, 2000 ). The
subsequent enhancement of NAcc activity could provide a link between
the DA-PFC dysfunction and schizophrenia symptoms. The
pathophysiological changes in schizophrenia are still matter of debate.
For example, deficits in GABA PFC transmission have been indicated
(Lewis, 2000 ), but there is also evidence that these may be related to
antipsychotic medication (Benes et al., 2000 ). Also, the changes in
schizophrenia are observed primarily in the dorsolateral PFC, an area
that does not exist in rodents. However, the medial PFC in rats
controls DA cell activity, as is also the case for the primate
dorsolateral PFC (Bertolino et al., 1999 ). Thus, although different,
the medial PFC in rodents and dorsolateral PFC in primates share an
important modulation that is relevant to our findings.
The ability of subchronic antipsychotic treatment to reverse both
behavioral alterations and DA-PFC dysfunction strengthens the validity
of the neonatal VH lesion as an animal model of schizophrenia. One
should be aware, however, that this model has limitations. For example,
there is no indication that schizophrenia patients exhibit actual
hippocampal damage. This caveat may be minimized with the use of a
transient inactivation of the hippocampus, as done recently by Lipska
et al. (2002) . Our findings provide experimental data indicating that
delayed physiological alterations can occur in a brain system
associated with schizophrenia as a consequence of neonatal hippocampal damage.
 |
FOOTNOTES |
Received June 7, 2002; revised July 26, 2002; accepted Aug. 1, 2002.
This work was supported by United States Public Health Service Grants
MH-57683 and MH-60131 and by a National Alliance for Research on
Schizophrenia and Depression Independent Investigator Award to
P.O. P.O. is a Wodecroft investigator. We thank Barbara L. Lewis
for her excellent technical assistance, Drs. Barbara K. Lipska and
Daniel R. Weinberger for teaching us the neonatal hippocampal lesion
method, and Brian Lowry (University of Pittsburgh, Pittsburgh, PA) for
developing and providing the software used for data acquisition and
analysis (Neuroscope).
Correspondence should be addressed to Dr. Patricio O'Donnell, Albany
Medical College (MC-136), Center for Neuropharmacology and
Neuroscience, Albany, NY 12208. E-mail:
odonnep{at}mail.amc.edu.
 |
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