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The Journal of Neuroscience, November 1, 2002, 22(21):9453-9464
Hypocretins (Orexins) Regulate Serotonin Neurons in the Dorsal
Raphe Nucleus by Excitatory Direct and Inhibitory Indirect Actions
Rong-Jian
Liu1,
Anthony
N.
van den Pol3, and
George K.
Aghajanian1, 2
Departments of 1 Psychiatry,
2 Pharmacology, and 3 Neurosurgery, Yale School
of Medicine, New Haven, Connecticut 06508
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ABSTRACT |
The hypocretins (hcrt1 and hcrt2) are expressed by a discrete
population of hypothalamic neurons projecting to many regions of the
CNS, including the dorsal raphe nucleus (DRN), where serotonin (5-HT)
neurons are concentrated. In this study, we investigated responses to
hcrts in 216 physiologically identified 5-HT and non-5-HT neurons of
the DRN using intracellular and whole-cell recording in rat brain
slices. Hcrt1 and hcrt2 induced similar amplitude and dose-dependent
inward currents in most 5-HT neurons tested (EC50,
~250 nM). This inward current was not blocked by the fast
Na+ channel blocker TTX or in a
Ca2+-free solution, indicating a direct postsynaptic
action. The hcrt-induced inward current reversed near 18 mV and was
primarily dependent on external Na+ but not on
external or internal Ca2+, features typical of
Na+/K+ nonselective cation
channels. At higher concentrations, hcrts also increased spontaneous
postsynaptic currents in 5-HT neurons (EC50,
~450-600 nM), which were TTX-sensitive and mostly
blocked by the GABAA antagonist bicuculline, indicating
increased impulse flow in local GABA interneurons. Accordingly, hcrts
were found to increase the basal firing of presumptive GABA
interneurons. Immunolabeling showed that hcrt fibers projected to both
5-HT and GABA neurons in the DRN. We conclude that hcrts act directly to excite 5-HT neurons primarily via a TTX-insensitive,
Na+/K+ nonselective cation
current, and indirectly to activate local inhibitory GABA inputs to
5-HT cells. The greater potency of hcrts in direct excitation compared
with indirect inhibition suggests a negative feedback function for the
latter at higher levels of hcrt activity.
Key words:
hypocretin; serotonin; raphe; GABA; IPSC; sleep
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INTRODUCTION |
The hypocretins (hcrt1 and hcrt2;
also called orexin-A and orexin-B) are homologous neuropeptides
synthesized by a discrete population of hypothalamic neurons (de Lecea
et al., 1998 ; Sakurai et al., 1998 ). Hcrts have been implicated in many
functions, including feeding, energy homeostasis, neuroendocrine
functions, and cardiovascular control (Sakurai et al., 1998 ; van den
Pol et al., 1998 ; Samson et al., 1999 ). These two peptides activate
with differing potencies two distinct Gq-coupled receptors, hcrtR1 and
hcrtR2 (Sakurai et al., 1998 ). Loss of hcrt appears to be the primary
cause of narcolepsy, a disease characterized by excessive daytime
sleepiness and slow arousal, unusual REM (rapid eye movement) sleep
patterns, cataplexy, and hypnogogic hallucinations (Lin et al., 1999 ;
Peyron et al., 2000 ; Thannickal et al., 2000 ). Immunohistochemical
studies show that hcrt neurons project to multiple brain regions that are implicated in the sleep-wake cycle, including serotonergic (5-HT)
neurons of the raphe nucleus (DRN) (Peyron et al., 1998 ; Chemelli et
al., 1999 ).
The involvement of 5-HT in the sleep-wake cycle has been studied for
many years (Jouvet, 1999 ). Recent voltammetric and microdialysis experiments provide evidence that the release of 5-HT is highest during
the waking state in most cortical and subcortical areas receiving
serotonergic projections (Houdouin et al., 1991 ; Portas and McCarley,
1994 ; Portas et al., 1998 , 2000 ). These data are consistent with the
pattern of discharge of 5-HT neurons, with the highest firing rate
occurring during alert waking, a decrease in slow-wave sleep, and
virtual electrical silence during REM sleep (McGinty and Harper, 1976 ;
Puizillout et al., 1979 ; Trulson and Jacobs, 1979 ; Cespuglio et al.,
1981 ; Lydic et al., 1987 ). However, despite considerable evidence that
both 5-HT and hcrt are involved in the sleep-wake cycle, relatively
little attention has focused on interactions between these two systems.
The DRN contains the largest aggregate of 5-HT containing cells in the
CNS (Dahlstrom and Fuxe, 1964 ). As mentioned above, 5-HT neurons
in the DRN receive a dense hcrt innervation. The overall purpose of the
present study, using both electrophysiological and immunocytochemical
methods, was to characterize the mechanisms by which hcrts influence
5-HT neurons of the DRN. Recently, a brief communication suggested that
hcrt1 excites 5-HT DRNs by a mechanism involving an activation of
K+ leak current (Brown et al.,
2001 ). In contrast, our data reveal a mechanism, an
Na+-dependent nonselective cation channel,
not previously established for hcrt as the primary mechanism of
hcrt-mediated excitation of 5-HT cells in the dorsal raphe.
In addition to these direct excitatory effects, we found that hcrts
activated local inhibitory GABAergic input to 5-HT neurons. In accord
with these electrophysiological results, immunocytochemistry showed
that hcrt fibers projected to both 5-HT and GABAergic neurons in the
DRN. Some of these results have been presented previously in abstract
form (Liu et al., 2001 ).
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MATERIALS AND METHODS |
Brain slice preparation. Brain slices were prepared
as described previously (Jolas and Aghajanian, 1996 ). Briefly, male
albino rats (60-180 gm; Harlan Sprague Dawley, Indianapolis,
IN) were anesthetized with chloral hydrate (400 mg/kg, i.p.), in
adherence with protocols approved by the Yale Animal Care and Use
Committee. After decapitation, the brains were removed rapidly and
trimmed in ice-cold (~4°C) artificial CSF (ACSF) in which
sucrose (252 mM) was substituted for NaCl
(sucrose-ACSF). A block of tissue containing the DRN was dissected,
and coronal slices (600 µM) were cut in
sucrose-ACSF with an oscillating-blade tissue slicer (DSK Microslicer;
Ted Pella Inc., Redding, CA). A slice containing the DRN was positioned
on the stage of a fluid-gas interface chamber with the cerebral
aqueduct facing an elevated fluid inlet. Fluid was wicked directly from
the elevated inlet onto the slice as described previously (Burlhis and
Aghajanian, 1987 ). The standard ACSF (pH of ~7.35), equilibrated with
95% O2 and 5% CO2,
contained (in mM): 128 NaCl, 3 KCl, 2 CaCl2, 2 MgSO4, 24 NaHCO3, 1.25 NaH2PO4, and 10 D-glucose. The slices were incubated at 33.0 ± 0.5°C and perfused at a rate of ~1 ml/min. A 2-3 hr
recovery period was allowed before collecting data. Drug solutions, in
gassed ACSF, were introduced at known concentrations through a stopcock
arrangement to the recording chamber with a latency of ~20 sec.
Intracellular recordings. Microelectrodes were pulled from
filament-containing 1.5 mm glass tubing using a Brown and Flaming pipette puller (Sutter Instruments, Novato, CA) and filled with 2 M KCl or 2 M CsCl (30-45
M ). Current-clamp and voltage-clamp recordings were made using an
Axoclamp 2A or 2B amplifier coupled to a pClamp/Digidata 1200 system
(Axon Instruments, Foster City, CA). In current-clamp mode, using
KCl-containing electrodes, putative serotonergic neurons were
recognized by their long spike duration (~1 msec at 50% spike
amplitude) and high input resistance (>200 M ). Previously, using a
double-labeling method, neurons with these characteristics were shown
to be serotonergic (Aghajanian and Vandermaelen, 1982 ) and to respond
to 5-HT (100 µM) with a hyperpolarization 5
mV (Aghajanian and Lakoski, 1984 ). All of the above criteria had to be
fulfilled. For example, if a neuron had a short spike duration, it was
not considered serotonergic even if it was hyperpolarized in response
to 5-HT.
Voltage-clamp experiments were performed using the discontinuous
single-electrode voltage-clamp mode at sampling frequencies of 5-6 kHz
and a loop gain of 10 nA/mV (30% duty cycle). The head-stage voltage
was monitored continuously to ensure that voltage transients decayed
fully before the voltage was sampled; false clamping was avoided by
optimizing the capacitance compensation and selecting sampling
frequencies that allowed the input voltage to settle to a horizontal
baseline. The cells were voltage-clamped near their resting potential
( 65 mV). Current-voltage plots (I-V curves) were
obtained before and during the application of hcrts using slow ramps (6 mV/sec) to allow for the attainment of steady-state conditions. The
ramps were generated using pClamp 8.0 software (Axon Instruments) on an
IBM-AT clone. With KCl electrodes, spontaneous IPSCs and EPSCs
both appear as inward currents because the reversal potential for
chloride is shifted from approximately 70 to 15 mV. The effects of
drugs on spontaneous and hcrt-induced PSCs were sampled by recording 10 1 sec episodes before and during the peak of action of the drugs.
The firing activity of 5-HT cells of the DRN in anesthetized rats
in vivo is dependent on a tonically active noradrenergic system (Gallager and Aghajanian, 1976 ; Baraban et al., 1978 ). In brain
slices, noradrenergic inputs are severed and 5-HT cells are usually
quiescent; activity can be restored with the
1-adrenergic agonist phenylephrine (PE)
(Vandermaelen and Aghajanian, 1983 ). Thus, PE (3 µM) was added to the perfusion medium to
maintain the firing of the 5-HT neuron when testing the effect of hcrts on the tonic spiking activity of 5-HT neurons. A previous study has
shown that PE directly produces an inward current in 5-HT neurons but
does not produce a change in synaptic potentials (Liu et al.,
2002 ).
Whole-cell recordings. Whole-cell recordings were performed
in 400-µM-thick brainstem slices containing the
DRN. Slices were placed in a submerged chamber, and cells were
visualized using an Olympus (Melville, NY) BX50WI (40× infrared lens;
numerical aperture, 0.8) with infrared differential interference
contrast microscopy (IR/DIC), as described by Stuart et al. (1993) .
Low-resistance patch pipettes (3-5 M ) were pulled from Kovar glass
tubing (World Precision Instruments, Sarasota, FL) using a Brown and
Flaming horizontal puller (model P-97; Sutter Instruments) and filled with the following pipette solution (in mM): 115 K-gluconate, 20 KCl, 2 MgSO4, 2 Mg-ATP, 2 Na2ATP, 10 Na2-phosphocreatine, 0.3 Na2GTP, and 10 HEPES, pH 7.33. Recordings of
visualized small (10 µm), non-5-HT neurons were made in current-clamp
(bridge) mode with an Axoclamp-2B amplifier (Axon Instruments).
Recordings of miniature IPSCs (mIPSCs) in 5-HT cells were made with a
pipette solution that contained 85 mM KCl rather
than the usual 20 mM (with a corresponding
reduction in K-gluconate). Under these conditions, because of a
positive shift in Cl equilibrium potential,
the amplitude of mIPSCs is enhanced and appears as inward currents when
cells are clamped at 60 to 70 mV. The output signal was
low-pass-filtered at 3 kHz, amplified 100× through Cyberamp, digitized
at 15 kHz, and acquired using pClamp/Digidata 1200 (Axon
Instruments).
Immunocytochemistry. To study the hcrt innervation of the
DRN, six adult albino rats were given an overdose of pentobarbital (Nembutal; 150 mg/kg) and perfused transcardially with physiological saline, followed by 4% paraformaldehyde; in two additional rats, 0.25% glutaraldehyde was added to the perfusion fixative. After overnight fixation, 30 µm sections were cut on a vibratome, washed in
PBS, and treated with 1% bovine serum albumin, 0.1% glycine, 0.1% lysine, and 0.3% Triton X-100.
Sections were incubated overnight in one of several different antisera,
including rabbit anti-5-HT (1:3000; ImmunoNuclear, Stillwater,
MN) or guinea pig anti-serotonin transporter (1:3000; Chemicon,
Temecula, CA) to reveal 5-HT neurons (Blakely et al., 1991 ), rabbit
anti-hcrt-2 (1:3500) (van den Pol et al., 1998 ) or goat anti-orexin-B
(1:4000) (Santa Cruz Biochem, Santa Cruz, CA) to reveal
hcrt-containing axons, rabbit anti-GABA (1:2500; gift from T. Gorcs,
Semmelweis University, Budapest, Hungary) (described by Decavel
and van den Pol, 1990 ), or rabbit anti-GABA transporter (1:2500;
Chemicon) that is produced selectively in GABA neurons (McIntire et
al., 1997 ). After six buffer washes, sections were immersed in a
secondary anti-guinea pig conjugated to Texas Red (1:175; Molecular
Probes, Eugene, OR) and anti-rabbit conjugated to fluorescein (1:125;
Molecular Probes), resulting in green-labeled hcrt fibers and
red-labeled 5-HT cells. For double labeling of GABA cells of hcrt
fibers, goat anti-orexin antisera were used for hcrt axons, a
combination of rabbit anti-GABA transporter and rabbit anti-GABA were
used to reveal GABA immunoreactive cells, and goat anti-orexin was used
to reveal hcrt fibers; secondary antisera of FITC or
Alexa-488-conjugated donkey anti-goat revealed green-labeled hcrt axons
and boutons, and Alexa-546- or Alexa-594-conjugated donkey anti-rabbit
revealed red-labeled GABA immunoreactive cells.
Cross reaction of the two sets of immunoreagents used for double
immunofluorescence was controlled by using primary antisera raised in
different species followed by two species-selective and
affinity-purified secondary antisera, each conjugated to a different
fluorescent label, that bound specifically to the species in which the
primary antisera was raised. Immunostaining of structures in the DRN
with double labeling was consistent with staining with single-label immunostaining.
Sections were mounted on glass slides, and photomicrographs were taken
with a Spot-2 digital camera (Diagnostic Instruments Inc., Sterling
Heights, MI) interfaced with a Macintosh computer. Images were
imported into Photoshop (Adobe Systems, San Jose, CA), with which the
contrast and brightness were corrected; images were printed on an Epson
900 digital printer (Epson Corp.).
Drugs. Tetrodotoxin (TTX) was obtained from Alomone Labs
(Jerusalem, Israel); 5-HT was from Sigma (St. Louis, MO); bicuculline methiodide (Bic) and 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX) were
from Research Biochemicals (Natick, MA);
bis(2-aminophenoxy)ethane-N,N,N',N'-tetra-acetic acid
(BAPTA) was from Molecular Probes;
2-[2-[4-(4-nitrobenzyloxy)phenyl]ethyl]isothiourea mesylate
(KB-R7943) was from Kanebo Co. Ltd. (Osaka, Japan); hcrt2 (orexin-B) was synthesized at Stanford University (Stanford, CA); and
hcrt1 (orexin-A) was from Phoenix Pharmaceuticals (Mountain View, CA).
All drug solutions were perfused at known concentrations through a
stopcock assembly.
Analysis and statistics. Data were displayed off-line with
Clampfit software of pClamp 8.0 (Axon Instruments). For statistical evaluation, we used a paired or unpaired Student's t test;
results are presented as means ± SE. Analysis of PSC frequency
and amplitude was conducted with commercially available Mini Analysis
software (Synaptosoft Inc., Decatur, GA). This program detects and
measures spontaneous synaptic events according to the amplitude, rate
of rise, duration, and area under the curve (fc). Synaptic events were
detected with an amplitude threshold of 5 pA and area threshold of 50 fc. Statistical comparisons of the extracted amplitude and interspike
interval distributions for PSCs were conducted with the nonparametric
Kolmogorov-Smirnov (K-S) test. This test gives a measure of the
relative dispersion between two distributions (Goodman, 1954 ).
Cumulative probability distributions were considered significantly
different with a p value of <0.01 (K-S test).
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RESULTS |
Intracellular recordings were obtained from 180 neurons located in
the DRN; of these, 120 met the criteria for classification as
serotonergic. The latter cells had the following characteristics: long
spike duration (0.99 ± 0.01 msec at half amplitude), a
hyperpolarizing response to 100 µM 5-HT ( 5 mV), an
average resting potential of 62.4 ± 1.4 mV, a mean action
potential amplitude of 92.1 ± 1.1 mV, and high input resistance
(230.1 ± 8.8 M ), as described previously (see Materials and
Methods). The cells that met these criteria were used for the
experiments with hcrts. In addition, whole-cell recordings were
obtained from 36 neurons visualized by IR/DIC in the DRN. Of these, 19 met the criteria for classification as 5-HT cells. As described below,
the remaining 17 cells were identified as non-5-HT on the basis of
their small size (~10 µm) and short-duration action potentials
(0.3-0.5 msec at half amplitude) and by the absence of a
hyperpolarizing response to 5-HT.
Hcrts increased spiking and evoked an inward current in 5-HT
neurons of the DRN
In current-clamp mode, bath application of hcrt1 or hcrt2
increased the tonic firing of 5-HT cells maintained in the presence of
3 µM PE (Fig.
1A) (see Materials and
Methods). This effect was concentration dependent, with a mean
increased rate induced by hcrt2 of 109 ± 12% at 100 nM, 200 ± 17% at 300 nM, and 240 ± 15% at 1 µM (n = 5). Similar effects
were obtained with hcrt1.

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Figure 1.
Hcrts increase spiking and induce an
inward current in 5-HT neurons of the DRN. A, Whole-cell
current-clamp recording showing that hcrt2 increases spiking in a 5-HT
neuron. A1, Response of a 5-HT-type neuron to
depolarizing and hyperpolarizing current steps (step size, 0.05 nA;
maximum step, 0.25 nA). A2, Note the long spike
duration of this cell (1.02 msec at half amplitude), which is typical
of 5-HT neurons. A3, Rate record showing that this 5-HT
neuron responds to hcrt2 with a 200 and 243% increase in firing rate
to 300 nM hcrt2 and 1 µM hcrt2, respectively.
A4, Continuous recording from the same cell showing an
increase in firing after 1 µM hcrt2 (basal firing was
maintained by 3 µM PE; see Materials and Methods).
B, Voltage-clamp traces from a 5-HT neuron
(Vh = 65 mV) showing inward currents
generated by hcrt1 and hcrt2 at 100 nM, 300 nM,
and 1 µM. To avoid desensitization, a full recovery to
baseline was allowed between successive applications of hcrts.
C, Concentration-dependent responses to different
concentrations of hcrt1 and hcrt2. Note that at each concentration,
inward current amplitudes are not different for hcrt1 and hcrt2
(p > 0.05; n = 10 at
100 nM to 1 µM; n = 5 at
3 µM; unpaired t test).
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To examine these excitatory effects in greater detail, subsequent
experiments were conducted under voltage-clamp conditions. When the
membrane potential was voltage-clamped at or near its resting level,
both hcrt1 and hcrt2 produced a reversible inward current in
approximately two-thirds of the neurons tested (n = 83)
(Fig. 1). The peak inward current evoked by hcrts (1 µM for 2.5 min) ranged from 20 to 180 pA (mean
current for hcrt1, 73 ± 16 pA, n = 32; mean
current for hcrt2, 75 ± 13 pA, n = 38). The
current slowly increased in amplitude, reached its peak value within
1.5-2 min, remained at this level ~1-2 min, and slowly recovered
over 7-10 min after the application was discontinued. No consistent
change in membrane conductance was observed in this voltage range. The
action of hcrt1 and hcrt2 was concentration dependent, with a threshold
near 100 nM, an EC50 near
250 nM, and a saturation near 1 µM. In contrast to some regions of the brain
(see Discussion), there was no significant difference between the
response to hcrt1 and hcrt2 in the raphe (Fig. 1C). The
inward current induced by hcrt1 and hcrt2 was insensitive to the fast Na+ channel blocker TTX (Fig.
2A1,A2)
(p > 0.05; n = 5 per group; paired t test). Figure 2B shows an
hcrt-sensitive 5-HT neuron in which responses were accompanied by an
increase in baseline thickening (Fig. 2B1). Fast
traces showed that the latter was attributable primarily to a large
increase in the frequency of PSCs (Fig. 2B2). After 5 min of 2 µM TTX, the PSCs were abolished, but
the inward current remained undiminished. As can be seen in Figure
2B, despite the suppression of PSCs by TTX, there was
some residual thickening, which is evident in the slow trace but
not in the fast traces. This implies that the thickening that
remained after TTX may be attributable to slow oscillations in membrane potential; this phenomenon was not explored further.

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Figure 2.
Hcrt-induced inward currents are
insensitive to TTX, whereas hcrt-induced PSCs are blocked by TTX.
A1, Inward currents evoked by bath application of hcrt1
and hcrt2 (both 1 µM) are not blocked by TTX (2 µM) added to the bath. A2 (5 min), Data
from five cells tested with each peptide. B1, In this
5-HT cell, in addition to an inward current, there was a marked
thickening of the trace in response to hcrt2. B2, With
faster traces at a higher gain, it can be seen that the latter was
attributable to a marked increase in the frequency of PSCs. After TTX
(5 min), the PSCs were abolished, but the inward current remained
undiminished. C, Whole-cell recording illustrating the
lack of effect of hcrts on either the frequency or amplitude of
spontaneous miniature PSCs recorded in the presence of TTX (see
Results for details).
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Ionic mechanism for the hcrt-induced inward current
To test for a possible mechanism involving a
Ca2+-dependent release of transmitter
substances, a nominally
Ca2+-free/high-Mg2+
(10 mM) ACSF was used. In the
Ca2+-free/high-Mg2+
solution, the inward current evoked by hcrts not only persisted but was
enhanced in 80% of neurons tested (Fig.
3) (n = 14). In normal
ACSF, the peak currents evoked by hcrt1 and hcrt2 were 82 ± 11.3 pA (n = 5) and 83 ± 8.6 pA (n = 5), respectively. During superfusion with a
Ca2+-free/high-Mg2+
solution, there was an approximately twofold increase in the hcrt1
current (173 ± 12.3.2 pA; p < 0.05;
n = 7; paired t test) and hcrt2 current
(170 ± 16.4 pA; p < 0.05; n = 5;
paired t test). This effect could be reversed by reperfusion
of the preparation with the normal ACSF. Voltage ramps in the 60 to
120 mV range show a parallel shift in the hcrt I-V curve,
indicating no change in voltage sensitivity (data not shown). From
these data, we conclude that: (1) the inward current induced by hcrts
in the DRN is not secondary to a
Ca2+-dependent release of neurotransmitter
and (2) extracellular calcium ions do not themselves carry a
significant part of the hcrt-induced current. The increased response in
the low Ca2+ solution is consonant with
findings in other systems that Ca2+
removal enhances nonselective cation currents, possibly by removal of
the Ca2+ inhibition of the channel
(Raggenbass and Dreifuss, 1992 ; Formenti et al., 2001 ).

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Figure 3.
Inward currents induced by hcrts persist in a
nominally Ca2+-free/high-Mg2+ (10 mM) solution. Current traces
(Vh = 65 mV) from 5-HT neurons
showing an inward current induced by 1 µM hcrt1
(A) or 1 µM hcrt2
(B) before and during the application of a
nominally Ca2+-free/high-Mg2+
solution. Note that the responses to hcrt1 and hcrt2 are enhanced
rather than reduced in the
Ca2+-free/high-Mg2+ solution.
Also note that, as with TTX, there was a thickening of the trace during
hcrt application despite a block of synaptic potentials.
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To test for the contribution of Na+ to the
hcrt-induced inward current, we substituted choline chloride for
extracellular NaCl. Because total Na+
substitution impairs ambient excitatory amino acid uptake (Parsons et
al., 1992 ), we could replace only 80% of the total
Na+ (Shen and North, 1992 ). The inward
current induced by hcrts was assessed with a voltage ramp protocol
( 60 to 120 mV) before (ramp 1) and during (ramp 2) the application
of hcrts. Under control conditions, the mean peak currents induced by
hcrt1 and hcrt2 were 73 ± 8 pA (n = 5) and
75 ± 9 pA (n = 5), respectively. In all cells,
the hcrt response was largely eliminated after
Na+ substitution with choline (Fig.
4A,B): the mean
currents became 13.7 ± 3.2 pA (p < 0.05;
n = 5; paired t test) for hcrt1 and
14.5 ± 4.6 pA (p < 0.05;
n = 5; paired t test) for hcrt2. This >80% reduction indicates that hcrt-induced inward currents are carried primarily by Na+. This effect of choline
reversed after switching back to regular ACSF containing normal
Na+. To rule out a possible cholinergic
effect of choline, Na+ substitution was
also performed with Tris hydrochloride: in four neurons tested, the
results were virtually identical to those using choline substitution.
In three of five neurons, I-V curves suggestive of a
small residual current appeared to reverse near EK (approximately 100 mV) (Fig.
4B). However, the latter was not studied further
because of its inconsistency, small size, and inability to eliminate
Na+-dependent currents entirely.

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Figure 4.
Marked reduction in hcrt-induced inward currents
after Na+ substitution. A, Bath
application of 1 µM hcrt1 produced a 100 pA inward
current that did not reverse in the voltage range tested ( 60 to 120
mV). After the replacement of Na +-ACSF with
choline-ACSF, the hcrt1-induced current was much reduced, and the
remaining current did not reverse in this range. B, In
another 5-HT neuron, bath application of hcrt2 (1 µM)
produced a 85 pA inward current that did not reverse in the voltage
range tested. After replacement of Na+-ACSF with
choline-ACSF, the hcrt2-induced current was reduced, and the remaining
hcrt current reversed near EK (approximately
100 mV). C, An hcrt-sensitive 5-HT neuron recorded
with a CsCl-containing electrode (2 M). Current-clamp
recording shows marked widening of spikes secondary to CsCl block of
delayed rectifier K+ currents (see Materials and
Methods). Slow hyperpolarizing voltage ramps (6 mV/sec) from 0 to 60
mV obtained before and during peak of the hcrt-induced inward current
are shown. A subtraction trace (bottom right) shows that
the hcrt1-induced current reverses near 20 mV.
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To determine whether the hcrt-induced inward current reversed in the
depolarizing direction, 5-HT neurons were recorded using micropipettes
filled with CsCl instead of KCl. CsCl blocks inwardly rectifying
K+ channels and the large delayed
rectifier K+ currents that normally occur
in the depolarizing range. Cells were clamped at 0 mV, and slow
hyperpolarizing ramps (6 mV/sec) were used to plot the I-V
relationship before and during application of hcrts. Note that it was
not necessary to use TTX to prevent repetitive spiking when
holding cells at 0 mV because blockade of the delayed rectifier
prevents repolarization and removal of Na+
channel inactivation. I-V curves (0 to 60 mV) were
obtained at baseline and near the peak of the hcrt-induced inward
current. In five of seven neurons tested, voltage ramps with CsCl
pipettes showed a mean reversal potential near 18.8 ± 3.5 mV
(n = 5) (Fig. 4C), which is typical of a
nonspecific cation conductance. Analysis of the conductance change of
these currents by subtracting the hcrt from the baseline curve showed a
linear I-V relationship in this voltage range (Fig.
4C), with a mean increase in slope conductance of 24.7 ± 0.3% (n = 5).
The above results are consistent with a nonselective cation channel as
the basis for the hcrt-induced inward current. However, another
mechanism that conceivably could contribute to the TTX-insensitive Na+-dependent inward current would be the
electrogenic
Na+/Ca+
exchanger, which is also dependent on extracellular
Na+ and a similar reversal potential
(Ehara et al., 1989 ). To assess that possibility, we used the
Na+/Ca+
exchange inhibitor KB-R7943 (Watano et al., 1996 ). At a low
concentration (10 µM), KB-R7943 had no effect on the
inward current, but at a higher concentration (30 µM)
there was a modest reduction in the inward current ( 15 to 20%;
n = 4). However, complicating the interpretation of
these data are reports that KB-R7943 has nonspecific actions at various
ion channels and ion transport systems (Iwamoto et al., 1996 ; Watano et
al., 1996 ; Sobolevsky and Khodorov, 1999 ). As an alternative
approach, we used the fact that the inward current mediated by the
Na+/Ca+
exchanger (Ehara et al., 1989 ), but not the nonselective cation channel
(Farkas et al., 1996 ), is dependent on the availability of
intracellular Ca2+. Whole-cell
voltage-clamp recordings (Vh = 65 mV) were conducted in 5-HT cells with a pipette solution
containing 5-10 mM BAPTA, a high-affinity
Ca2+ chelator. There was no reduction in
the inward current induced by hcrt2 (1 µM) in
BAPTA-loaded cells (95 ± 14.4 pA; n = 4) compared with cells recorded with standard pipette solution (72 ± 8 pA; n = 5). These results indicate that the
Na+/Ca+
exchanger does not contribute significantly to the hcrt-induced inward current.
Hcrts induce an increase in spontaneous IPSCs in serotonin cells of
the DRN
In addition to inducing an inward current, hcrt1 and hcrt2 both
produced an increase in spontaneous PSCs in almost half of the cells
that met the criteria for classification as 5-HT neurons (Fig.
5A,B) (n = 58 of 123). Under basal conditions, the spontaneous PSC frequency was
3.2 ± 0.6 Hz and the amplitude was 57.5 ± 2 pA
(n = 58). Both hcrt1 (1 µM) and
hcrt2 (1 µM) significantly increased the mean
PSC frequency to 10.4 ± 0.8 and 10.9 ± 1.2 Hz, respectively
(p < 0.001; n = 58; paired
t test) and the amplitude to 73.9 ± 6.4 and 71.8 ± 8.2 pA, respectively (p < 0.05;
n = 53; paired t test). The induction of
PSCs by hcrts was found to be concentration dependent (100 nM to 10 µM), with an
EC50 of 0.61 µM for hcrt1
and 0.45 µM for hcrt2 (Fig. 5C)
(n = 10). Under our intracellular recording conditions
using KCl-filled peptides, Cl currents
are reversed and both EPSCs and IPSCs appear as inward currents.
Therefore, we used receptor-selective antagonists to determine whether
the hcrt-induced PSCs were excitatory or inhibitory. In the great
majority of responsive cells (47 of 58), the hcrt-induced PSCs were
insensitive to CNQX, a blocker of AMPA/kainate-type glutamate
receptors, but were blocked completely by application of the
GABAA receptor antagonist bicuculline (10 µM, 4 min application) (Fig.
6), indicating that they were
GABAA-mediated IPSCs. The rise time of the IPSCs
was 0.92 ± 0.01 msec and the time constant decay was 3.3 ± 0.02 msec. In a minority of neurons (11 of 58), hcrts also induced an
increase in EPSC frequency, as indicated by sensitivity to CNQX.

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Figure 5.
Hcrts induce an increase in PSCs in 5-HT cells of
the DRN. A, Top traces show an increase
in PSCs induced by hcrt1 in a voltage-clamped 5-HT cell
(Vh = 65 mV). Below
are normalized cumulative distributions of PSC amplitude and interevent
intervals for this cell before and during the application of hcrt1
(data taken from 10 1 sec episodes for each condition; differences;
p < 0.001; K-S test). B,
Top traces show an increase in PSCs induced by hcrt2;
the normalized cumulative distributions of PSC amplitude and interevent
intervals are shown below (differences;
p < 0.001; K-S test). C,
Concentration-response curve (0.03, 0.1, 0.3, 1, and 3 µM) for two groups of five DRN 5-HT cells in which the
hcrts induced an increase in IPSC frequency. The EC50 was
0.6 µM for hcrt1 and 0.45 µM for
hcrt2.
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|

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Figure 6.
Bicuculline blocks PSCs induced by hcrt1 and
hcrt2. A, An hcrt1-induced increase in PSC frequency was
blocked by bicuculline (10 µM). B, After
prolonged washout, hcrt2 induced an increase in PSC frequency in the
same cell, which was also blocked by bicuculline (10 µM).
The traces display three consecutive 1 sec episodes. C,
Bicuculline blocked the increase in PSC frequency induced by hcrt1 or
hcrt2 (p < 0.005; n = 47; paired t test). The basal PSC frequency in this
sample was 2.8 Hz. The plots demonstrate that PSCs induced by hcrts are
GABAergic IPSCs. *p < 0.05.
|
|
To determine whether hcrts increased the frequency of miniature PSCs,
we conducted whole-cell recordings in the presence of TTX to block
impulse flow-dependent PSCs. As shown in Figure 2C, miniature PSCs did not increase in response to hcrt in 5-HT neurons (p > 0.05; n = 5; paired
t test).
Hcrts directly excite GABA interneurons
The TTX sensitivity of the hcrt-induced increase in IPSC frequency
in 5-HT neurons suggests that hcrts can directly excite GABAergic
interneurons in the DRN. This hypothesis was tested using whole-cell
recordings from non-5-HT neurons visualized by IR/DIC in the DRN. As
mentioned above, the non-5-HT cells were selected on the basis of their
small size (~10 µm) and short-duration action potentials (0.3-0.5
msec at half amplitude) and by the absence of a hyperpolarizing
response to applied 100 µM 5-HT. Of 17 non-5-HT cells
tested, eight neurons also exhibited a depolarizing sag in the
electrotonic response to hyperpolarizing pulses (Fig. 7A). In all of the latter
cells, hcrt2 (1 µM) increased basal firing
(mean increase, 152 ± 11%) (Fig. 7B). Hcrts also
induced an inward current in these neurons, ranging from 10 to 40 pA
(data not shown). The remaining nine non-5-HT cells did not respond to
hcrt.

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Figure 7.
Hcrt-induced increase in spiking of non-5-HT cells
in the DRN. A1, Whole-cell current-clamp recording
showing the response of a non-5-HT neuron to depolarizing and
hyperpolarizing current steps (step size, 0.05 nA; maximum step,
0.25 nA). Note the depolarizing sag in the hyperpolarizing
electrotonic responses (arrow). A2, Also
note the short spike duration of this cell (0.45 msec at half
amplitude). B1, A continuous recording from this cell
shows an increase in the firing rate induced by 1 µM
hcrt2. B2, The rate record shows that this non-5-HT
neuron responds to hcrt2 with a 120% increase in the firing
rate.
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Hcrt input to both 5-HT and GABA neurons
Consistent with the electrophysiological results,
immunocytochemistry showed that hcrt fibers projected to both 5-HT and
GABA neurons in the DRN. As reported previously in a general survey of
hcrt fibers in the brain (Peyron et al., 1998 ), a high density of hcrt
fibers was found within the DRN, as shown in Figure
8A. Both 5-HT
vesicular-transporter immunoreactive red fluorescent cells and fibers
were found in the DRN. 5-HT immunoreactive fibers were also found in
the hypothalamus in the area of hcrt neurons, but 5-HT cell bodies were
not found in this hypothalamic area. Conversely, both hcrt
immunoreactive green-labeled cell bodies and fibers were found in the
lateral hypothalamic area, but only fibers were found in the DRN.
Green-labeled hcrt immunoreactive fibers were found near a majority of
red-labeled 5-HT immunoreactive cell bodies in the DRN (Fig.
8C,D). As many as 15 hcrt boutons were found around single
5-HT cells and their primary dendrites. In addition, hcrt fibers were
found surrounding other neurons in the DRN that showed no 5-HT-related
immunoreactivity.

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Figure 8.
Hcrt axons in proximity of 5-HT- and
GABA-immunoreactive neurons in the DRN. A, Hcrt
immunoreactive axons show a high level of innervation of the DRN. Scale
bar, 10 µm. B, In double-labeled immunofluorescence
experiments, Alexa-488-labeled green hcrt immunoreactive
fibers were found surrounding reddish Alexa-594-labeled
cell bodies immunoreactive for GABA/GABA transporter.
nu., Nucleus. Scale bar, 5 µm.
C, Hcrt immunoreactive axons are labeled
green with FITC. D, These
greenish-yellow axons are found to surround a
reddish cell body immunoreactive for the 5-HT
transporter. Scale bar, 2.5 µm.
|
|
In another set of experiments, we examined hcrt and GABA in the DRN.
Recent immunocytochemical studies have shown that GABA and 5-HT cells
represent separate and distinct populations of neurons in the DRN
(Stamp and Semba, 1995 ). We found green-labeled hcrt-immunoreactive
boutons adjacent to red-labeled GABA/GABA-transporter immunoreactive
cells (Fig. 8B). Controls included using only a single primary antiserum or only a single secondary antiserum. Absorption controls were done in which the antigen (hcrt, GABA, or
5-HT) was immersed with the primary antiserum overnight before adding
to the histological section, and this blocked staining. With single
immunostaining, only a single color was found, appropriate to the
secondary conjugate used, indicating that the fluorescent filters were
selective for a single fluorescent molecule. It remains to be
determined whether the hcrt-immunoreactive boutons form conventional
synapses or release peptide from nonsynaptic sites.
 |
DISCUSSION |
The present results indicate that low concentrations of hcrt1 and
hcrt2 have a direct excitatory effect on 5-HT neurons, predominantly by
inducing a TTX-insensitive, Na+-dependent
inward current. After blocking potassium channels with intracellular
cesium, the reversal potential of this current was determined to be
near 18 mV, typical of a mixed
Na+/K+
nonselective cation current. In addition, at higher concentrations, hcrts had an indirect inhibitory action on 5-HT cells by inducing a
TTX-sensitive increase in IPSC frequency in 5-HT cells, suggesting that
GABAergic interneurons in the DRN had been excited. Direct evidence for
the latter was obtained by means of whole-cell recordings from IR/DIC
visualized small ( 10 µM), putative GABA interneurons in
the DRN. Thus, unexpectedly, in addition to their direct excitatory effects, hcrts were found to have indirect inhibitory effects on 5-HT
DRN neurons.
Another novel finding was that hcrt2 was as potent as hcrt1 in the DRN.
This is possibly explained by the activation of hcrtR2, which shows
similar responses to hcrt1 and hcrt2 (Sakurai et al., 1998 ). However, a
recent in situ hybridization study found that both hcrtR1
mRNA and hcrtR2 mRNA were expressed in the DRN (Marcus et al., 2001 ),
suggesting that both receptors probably underlie the actions of the
hcrts in the DRN. It is interesting to note that both the locus
ceruleus and the DRN are considered to play a role in the sleep-wake
cycle as REM-off areas; they both receive a dense hcrt input. However,
in contrast to 5-HT neurons of the DRN, noradrenergic neurons of the
locus ceruleus have a substantially smaller excitatory response to
hcrt2 than to hcrt1 (Bourgin et al., 2000 ; van den Pol et al., 2002 ),
consistent with in situ hybridization showing only hcrtR1 in
the locus ceruleus (Greco and Shiromani, 2001 ).
Ionic mechanisms of the hcrt-induced inward currents
The inward current induced by hcrts in 5-HT neurons was not
blocked by the fast Na+ channel blocker
TTX or a
Ca2+-free/high-Mg2+
solution, indicating a direct postsynaptic action. Replacement of
extracellular NaCl by equimolar choline chloride or Tris hydrochloride reduced the hcrt-induced current by >80%, showing it to be
predominantly a TTX-insensitive
Na+-dependent inward current. A similar
reduction of the hcrt-induced inward current in low
Na+ solution was found in the neurons of
the dorsal motor nucleus of the vagus (Hwang et al., 2001 ). Brown et
al. (2001) suggested that block of a K+
leak conductance is involved in the excitatory effect of hcrt1 on 5-HT neurons in the DRN. However, in the present study we found that
the reversal potential of the hcrt-induced inward current in normal
ACSF is far from EK. In low-sodium
ACSF, some cells showed an apparent reversal potential near 100 mV,
which was suggestive of a decrease in K+ conductance
(Gk). However, because we could not reduce
Na+ below 20% of normal ACSF (Shen and
North, 1992 ), it was not possible to study Gk in
isolation from the cationic current. Given these limitations, it is
difficult to assess the magnitude of a Gk
component of the hcrt-induced inward current. However, in the
experiments with CsCl electrodes to block inwardly rectifying and other
K+ channels, the reversal potential of the
large cationic current could be examined in relative isolation. Under
these conditions, we found an increased conductance and a reversal
potential of 18 mV, which is characteristic of nonselective cation
channels (i.e., intermediate between the
ENa+ and
EK+).
It is interesting to note that other Gq-coupled peptide
receptors have also been reported to activate
Na+-dependent inward currents. In
medullary motoneurons, the hypothalamic peptides vasopressin and
oxytocin have been shown to induce a TTX-resistant,
Na+-dependent current (Raggenbass et al.,
1991 ; Raggenbass and Dreifuss, 1992 ). In single-channel recordings from
dopaminergic neurons of the substantia nigra, it has been demonstrated
that neurotensin-induced Na+-dependent
inward currents are mediated by nonselective cation channels (Chien et
al., 1996 ). However, in tuberomammillary neurons, it has been suggested
that the excitatory effects of hcrt are mediated primarily through
activation of the electrogenic
Na+/Ca2+
exchanger (Eriksson et al., 2001 ). However, it should be noted that
operation of the forward electrogenic
Na+/Ca2+
exchanger is highly dependent on internal
Ca2+ (Ehara et al., 1989 ). In contrast,
nonselective cation channels are not affected by changes in
intracellular Ca2+, because loading cells
with the high-affinity Ca2+ chelator BAPTA
does not reduce inward currents (Farkas et al., 1996 ). In the present
study, intracellular loading of 5-HT cells with the BAPTA chelator did
not reduce the hcrt-induced inward current, pointing to mediation of
hcrt-induced inward currents by nonselective cation channels rather
than the
Na+/Ca2+ exchanger.
Network effects of hcrt in the DRN
The present study shows that hcrts have an indirect inhibitory
influence on 5-HT neurons, as shown by an increase in the frequency of
spontaneous IPSCs. The slice preparation probably underestimates this
influence, because many DRN interneurons are likely to have been
disconnected from 5-HT cells because they lie outside the confines of
the slice. Using whole-cell recording from IR/DIC-visualized small
(~10 µm) cells in the DRN, we find that hcrts excite a subset of
putative GABAergic neurons, paralleling the increase in IPSCs. Consistent with these results, immunocytochemistry showed the presence
of hcrt fibers and boutons near both 5-HT and GABA neurons in the DRN.
Previous studies have shown that hcrts evoke a substantial increase in
synaptic activity in neurons recorded from the hypothalamus (de Lecea
et al., 1998 ; van den Pol et al., 1998 , 2001 ) and spinal cord (Grudt et
al., 2002 ). The data from the present study show that hcrts are more
potent in producing direct excitatory effects on 5-HT neurons than in
activating GABAergic inhibitory inputs. This suggests that these
indirect inhibitory effects may have a negative feedback function,
which would come into play primarily during higher levels of hcrt activity.
Functional implications
Hcrts have been implicated in feeding, energy homeostasis,
neuroendocrine functions, and cardiovascular control (Sakurai et al.,
1998 ; van den Pol et al., 1998 ; Samson et al., 1999 ). Perhaps most
importantly, recent observations implicate this newly described neurotransmitter system in the regulation of the sleep-wake cycle (Kilduff and Peyron, 2000 ). Loss of hcrt neurons in the hypothalamus appears to be the most common cause of narcolepsy in humans, a disease
characterized by excessive daytime sleepiness and slow arousal, unusual
REM sleep patterns, cataplexy, and hypnogogic hallucinations (Peyron et
al., 2000 ; Thannickal et al., 2000 ). Mice with a deletion of the
hcrt gene (Chemelli et al., 1999 ) exhibit a phenotype
strikingly similar to that seen in human patients with narcolepsy.
Canines with a mutation of hcrtR2 display the complete narcolepsy
syndrome (Lin et al., 1999 ). In contrast, a selective hcrtR1 antagonist
reduces food intake in rats without inducing sedation (Rodgers et al.,
2001 ). Together, these results imply a relatively greater role for
hcrtR2 than hcrtR1 in modulating the sleep-wake cycle. The present
results strongly implicate hcrtR2 receptors in the action of hcrts on
5-HT neurons (see above). Thus, the DRN/5-HT system needs to be
considered among the candidate neuronal systems through which hcrts
orchestrate the sleep-wake cycle.
It has been hypothesized that activation of 5-HT neurons contributes to
the function of ascending arousal systems projecting to the forebrain
(O'Hearn and Molliver, 1984 ; McQuade and Sharp, 1995 , 1997 ; Portas et
al., 1998 ). Within the brainstem, serotonergic inputs to REM-sleep
active areas in the pedunculopontine tegmental and laterodorsal
tegmental nucleus (Honda and Semba, 1994 ; Vertes and Kocsis, 1994 )
would tend to suppress REM sleep (Thakkar et al., 1998 ; Monti and
Monti, 2000 ; Portas et al., 2000 ). Consistent with this model, in
vitro data have shown that 5-HT and 5-HT1A agonists inhibit neurons in those regions (Luebke et al., 1992 ; Leonard
and Llinas, 1994 ). Furthermore, microinjections of 5-HT into the
laterodorsal tegmental nucleus in behaving (unanesthetized) cats and rats have been shown to produce a dose-dependent suppression of REM sleep (Sanford et al., 1994 ; Horner et al., 1997 ). In addition, there is direct evidence that suppression of 5-HT neuronal activity in
the DRN increases REM sleep (Portas et al., 1996 ). Thus, direct activation of 5-HT neurons by hcrts could promote wakefulness or
suppress sleep states through these and other brainstem and forebrain projections.
GABAergic inputs to 5-HT cells in the DRN have also been implicated in
the regulation of the sleep-wake cycle. Iontophoretic application of
the GABAA antagonist bicuculline into the DRN of cats has been shown to reverse the slowing of 5-HT cells that occurs
during slow-wave but not REM sleep (Levine and Jacobs, 1992 ).
Similarly, studies in the unanesthetized rat show that iontophoretic
application of bicuculline into the DRN reverses the slowing of
5-HT neurons in slow-wave and REM sleep and further increases activity
during waking (Gervasoni et al., 2000 ). The latter study suggests that
an increase in GABAergic inhibition, derived in part from the pontine
ventral periaqueductal gray matter, is responsible for the
decrease in activity of DRN 5-HT cells during REM sleep. In the present
study, we have found that high concentrations of hcrts can have an
indirect inhibitory effect on 5-HT cells by exciting GABAergic
interneurons in the DRN area. It remains to be determined how hcrts
interact with other transmitters in regulating the GABAergic inputs to
the 5-HT cells. Nevertheless, the present results show that the
influence of hcrts in the DRN is more complex than simply the direct
excitation of 5-HT neurons.
 |
FOOTNOTES |
Received April 17, 2002; revised June 24, 2002; accepted June 28, 2002.
This work was supported by National Institutes of Health Grants
MH17871, NS41454, and NS37788 and by grants from the State of
Connecticut. We thank Nancy Margiotta and Yang Yang, who provided excellent technical assistance.
Correspondence should be addressed to Rong-Jian Liu, Yale School of
Medicine/Connecticut Mental Health Center, 34 Park Street, New
Haven, CT 06508. E-mail: rongjianl{at}hotmail.com.
 |
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