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The Journal of Neuroscience, November 1, 2002, 22(21):9502-9512
Electrophysiological Responses in the Human Amygdala Discriminate
Emotion Categories of Complex Visual Stimuli
Hiroyuki
Oya,
Hiroto
Kawasaki,
Matthew A.
Howard III, and
Ralph
Adolphs
Departments of Neurology and Neurosurgery, University of Iowa
College of Medicine, Iowa City, Iowa 52242
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ABSTRACT |
The human amygdala has been shown to participate in processing
emotionally salient stimuli related to threat, danger, and aversion,
data that have come primarily from functional imaging and lesion
studies. Recording intracranial field potentials from five amygdalas in
four patients with chronically implanted depth electrodes, we analyzed
responses in the gamma frequency range, a region of the power spectrum
thought to reflect especially the contribution of neuronal activity to
cognitive processes. Significant changes in the power amplitude of
responses were obtained selectively to visual images judged to look
aversive but not to those judged to look pleasant or neutral. Several
possible confounds were addressed: all four patients had been carefully
selected so that the amygdalas from which recordings were obtained were
distal to epileptogenic foci, making it likely that we recorded from
healthy tissue, and the observed responses could not be attributed to
luminance or color differences between the stimuli. A further analysis
of differences in power between the high and low gamma bands revealed
an additional structure that discriminated those stimuli related to
bodily injury from those related to disgust. Despite the increased
power amplitude in the gamma range, there was no stimulus-locked phase
coherence. The observed responses in the gamma frequency range may
reflect the role of the amygdala in binding perceptual representations of the stimuli with memory, emotional response, and modulation of
ongoing cognition, on the basis of the emotional significance of the stimuli.
Key words:
amygdala; human; intracranial recording; local field
potential; gamma oscillation; emotion
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INTRODUCTION |
A large number of studies in animals
have implicated the amygdala in the processing of emotionally salient
stimuli (Weiskrantz, 1956 ; LeDoux, 1996 ; Rolls, 1999 ). In humans,
functional imaging and lesion studies have suggested a role for the
amygdala in processing auditory (Phillips et al., 1998 ), gustatory
(Zald et al., 1998 ; O'Doherty et al., 2001 ), and olfactory stimuli
(Zald and Pardo, 1997 ; Royet et al., 2000 ) that signal or induce
unpleasant emotions. In the visual modality, the amygdala is activated
by emotionally salient stimuli, especially those related to threat,
danger, or aversion (Irwin et al., 1996 ; Lane et al., 1997 ;
Liberzon et al., 2000 ), including facial expressions of fear (Breiter
et al., 1996 ; Morris et al., 1996 ; Whalen et al., 1998 , 2001 ), whose
recognition is impaired after bilateral amygdala damage (Adolphs
et al., 1994 ; Calder et al., 1996 ).
Both functional imaging and lesion studies of the amygdala suffer from
imprecise temporal and spatial localization, a limitation that can be
overcome with intracranially recorded field potentials. Of special
interest is brain electrical activity in the gamma frequency range
(20-80 Hz), which has been reported in regions including the visual
cortex (Gray et al., 1989 ; Eckhorn, 1994 ), somatosensory cortex (Bouyer
et al., 1987 ; Jones and Barth, 1997 ), motor cortex (Murthy and Fetz,
1992 ), olfactory bulb (Freeman, 1972 ; Eeckman and Freeman, 1990 ),
auditory cortex (MacDonald et al., 1996 , 1998 ), hippocampus (Buzsaki,
1986 ; Traub et al., 1996 ), and entorhinal cortex (Chrobak and Buzsaki,
1998 ) and has been linked to several specific aspects of neural
function (Sannita, 2000 ). Gamma oscillations play a role in selective
attention, associative learning, ambiguous perception, visuomotor
integration, and emotional evaluation (Tiitinen et al., 1993 ; Roelfsema
et al., 1997 ; Miltner et al., 1999 ; Müller et al., 1999 ;
Rodriguez et al., 1999 ). The possible contribution of gamma
oscillations to emotional processing has been investigated in studies
using scalp EEG (Müller et al., 1999 , 2000 ; Taylor et al., 2000 ;
Keil et al., 2001 ). Müller et al. (2000) found gamma band
responses to aversive and pleasant emotional pictures, and Keil et al.
(2001) reported early and late gamma components in response to
emotional pictures. Integrating and binding among the disparate
features of complex perceptual representations thus appear to be key
roles of gamma synchronizations and oscillations, roles that may extend to the association of the visual properties of stimuli with their emotional significance.
To provide further detail to the role of the amygdala in processing
emotional visual stimuli, we recorded field potentials from the
amygdalas of four patients while we showed them complex images that
varied in terms of their emotional meaning. We selected patients in
whom we could record from amygdalas that were not associated with
seizure foci, and we controlled for possible differences in luminance
and color between emotional stimuli. Our analyses of gamma range power
spectra separated amplitude and phase information and examined these
components of the neuronal response as a function of the emotion
category of the stimuli.
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MATERIALS AND METHODS |
Subjects and electrode implantation
Four patients with pharmacologically refractory epilepsy (two
male and two female) participated in this research. All four patients
had complex partial seizures whose foci could not be adequately
localized by noninvasive methods such as scalp EEG. To aid
localization, depth electrodes were surgically implanted in the medial
temporal lobe, under a clinical protocol. Electrodes stayed in place
chronically for 2-3 weeks, during which time the patients elected to
participate in our research studies. Implantation sites were chosen
solely on the basis of clinical criteria.
All patients had normal or corrected-to-normal vision and had no
history of head trauma or encephalitis. Preoperative structural magnetic resonance imaging (MRI) did not reveal any structural abnormalities in the amygdalas of any of the patients.
Neuropsychological assessment of the patients before surgery confirmed
normal cognitive functioning (Table 1).
Patient 66 had seizures that were eventually localized to the left
posterior temporal lobe, distal from the amygdala. Patient 70 had
seizures originating from the lateral surface of left or right
posterior temporal lobe, or both, that again showed no involvement of
the amygdala in the origin of the seizure. Patient 74 had seizures
arising from right temporal lobe, and no evidence was found of abnormal
electrical activity within the left amygdala from which we recorded.
Patient 77 had seizures arising from a cystic mass in the posterior
part of the right inferior temporal gyrus with no involvement of the
amygdala. Thus it is probable that our recordings were made from
normally functioning amygdalas in the four patients, because their
seizure foci were located in extra-amygdalar structures, and no
structural abnormalities were evident within the amygdalas recorded on
MR scans.
We implanted clinical-research hybrid depth electrodes consisting of a
tecoflex-polyurethane shaft (1.25 mm outer diameter) with eight
high-impedance research contacts (50-µm-diameter platinum-iridium wires cut flush with the shaft surface) and two low-impedance contacts
used only for clinical monitoring (Howard et al., 1996 ; Kawasaki et
al., 2001 ). Electrodes were implanted under general anesthesia using a
Cosman-Roberts-Wells stereotactic system (Radionics, Burlington, MA)
and guided by anatomical information available from preoperative MRI.
Localization of the electrodes was subsequently confirmed with MRI that
was performed immediately after implantation and that permitted
detailed three-dimensional reconstruction of recording sites (Fig.
1) (Damasio and Frank, 1992 ; Frank et
al., 1997 ). Recordings were bipolar, obtained from research contacts separated by ~200 µm. Intercontact impedance ranged from 90 to 200 k at 1 kHz. A single recording channel thus corresponds to one pair
of research contacts providing a bipolar recording. The research
protocol was approved by the Human Subjects Committee of the University
of Iowa, and written informed consent was obtained from all
participants.

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Figure 1.
Anatomical localization of hybrid depth electrodes
and recording site for each subject. Structural MR images (1.5 T, 1.5 mm thickness) were obtained immediately after implantation of the
electrodes. Note that electrodes appear thicker than they are because
of a paramagnetic signal artifact. Arrows indicate the
recording site within the amygdala. Following radiological convention,
the right side of the brain (R) is shown on the
left.
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Visual stimuli and presentation
Emotional visual stimuli were selected from the International
Affective Picture Series (IAPS; Lang and Cuthbert, 1993 ), which provided normative ratings of valence (ratings of the pleasantness as
high valence or unpleasantness as low valence) and arousal on a scale
from 1 to 10 and which has been widely used for the study of emotion
(Kubota et al., 2000 ; Northoff et al., 2000 ). For the majority of
stimuli, ratings of valence and arousal were not independent but
instead showed the pattern depicted in Figure 2; there were relatively few stimuli that
had high arousal but neutral valence and few that had low arousal but
strong emotional valence (either high or low). Because of these
covariances, arousal and valence ratings for the stimuli could not be
manipulated entirely independently (Lang et al., 1993 ; Russell and
Carroll, 1999 ). We chose to divide the stimuli into three broad
categories on the basis of their valence ratings: aversive
(valence <4 and arousal >4), pleasant (valence >6 and
arousal > 3 and <6.5) and neutral (valence >4 and <6
and arousal <3.5). We used 100 images in all, 34 classified as
aversive, 32 as pleasant, and 34 as neutral (Fig. 2). Examples included
pictures of burn victims and mutilated faces (aversive), pictures of
puppies and happy family scenes (pleasant), and pictures of books and
furniture (neutral). Two classes of pleasant stimuli, erotic images and
pictures of food, were not included in the study because of the
variable ratings given by subjects. Further details regarding the
aversive stimuli are provided in Table 2.

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Figure 2.
Arousal and valence ratings of stimuli. Mean
normative ratings are shown for 100 color images chosen from IAPS and
were used to classify the stimuli into three emotion categories
(circled regions).
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Between 4 and 14 d after electrode implantation, dependent
on the patient's recovery from surgery, subjects were shown 30 randomly selected stimuli from each of the three emotion categories (for a total of 90 stimuli, presented in random order). A second experiment was performed on a separate day with one of the patients (patient 77) but had to be aborted because of fatigue, resulting in a
total of only 68 stimuli in this second experiment (21 aversive, 24 pleasant, and 23 neutral).
Whereas the stimuli were selected randomly from the entire set of 100 for three of the patients, patient 66 was shown the same 30 stimuli
three times (three repetitions of 10 each of neutral, pleasant, and
aversive), thus permitting us to explore the possible effects of
repeated presentations of the same stimulus on the responses recorded.
The experiments were postponed if the patient had a seizure within 12 hr before the planned recording session. Stimuli were shown as color
digital images on a 14-inch liquid crystal display (LCD) monitor
located 1 m in front of the subjects in a darkened, quiet room.
Stimulus duration was 1 sec, with a randomly variable interstimulus
interval that ranged from 5.0 to 8.0 sec (to minimize any possible
anticipatory responses). Stimulus presentation was controlled by
PsyScope software (Macwhinney et al., 1997 ; Yee and Vaughan, 1999 ) on
an Apple Macintosh computer. Patients sat comfortably in their beds and
were instructed to maintain their gaze on the LCD monitor, to avoid
head movement, and to passively watch the stimuli. The wakefulness and
gaze of the subject were continuously watched by one of the
investigators. All patients appeared alert and attentive for the
duration of the experiments analyzed here.
Local field potential recordings
Continuous bipolar differential recordings were amplified
(5000×), bandpass-filtered (1 Hz-6 kHz, Neurodata Amplifier; Grass Telefactor Inc.), and recorded on a multichannel analog tape recorder (StorePlus VL; Racal Instruments Inc.) together with a trigger signal
indicating stimulus onset. Recorded signals were filtered off-line
(1-300 Hz, eight-pole Bessel filter, model 3384; Krohn-Hite Inc.),
digitized using a DataWave Experimenter's Workbench (at 20 kHz;
DataWave Technologies), and stored for further analysis.
Signal processing
We recorded local field potentials from a total of 35 bipolar
channels (24 in the left amygdala and 11 in the right amygdala) to
yield recordings from an initial 2974 trials. To reduce the amount of
computation and minimize phase distortion, the raw signal was decimated
using a digital finite impulse response filter with a 50-point Hamming
window to yield a final sampling rate of 1 kHz. The decimated field
potential signals were divided into trial sweeps that encompassed a 1 sec prestimulus period followed by a 1 sec poststimulus period. To
reject trials that might be contaminated with noise, we calculated
means and SD (from a logarithmic transform of the power amplitudes that
normalized their distributions) and rejected any trials whose amplitude
exceeded 5 SD above the mean. In addition, every trial was visually
inspected to detect and reject trials containing movement artifacts or
electrical interference. The overall rejection rate was 10.1% (299 trials were rejected of the initial 2974 trials); there was no
association between rejection rate and emotional category of the
stimuli ( 2 = 3.26; p = 0.196).
To obtain the time-frequency characteristics of the local field
potential, trial signals were digitally convolved with a complex Morlet
wavelet (a function that has the shape of a modulated Gaussian in the
time domain and a simple Gaussian in the frequency domain and whose
Fourier transform has no negative component). This wavelet analysis has
been very successful in the analysis of biomedical time series data,
because it minimizes the time-frequency spread and reduces the
interference between positive and negative frequency components
(Sinkkonen et al., 1995 ; Tallon-Baudry et al., 1995 ; Carmona et al.,
1998 ; Mallat, 1998 ; Teolis, 1998 ; Csibra et al., 2000 ). The complex
Morlet wavelet, w(t,
f0) is specified as:
where j is the imaginary unit value,
f0 is the center frequency, and specifies the width of the wavelet. A feature of the Morlet wavelet is
that it captures an invariant amount of energy regardless of the center
frequency. In our analysis, we set the constraint ratio as
2 f0 = 7.0, and center
frequencies ranged from 20 to 60 Hz in 2 Hz intervals. As an example,
the wavelet width (2 SD of the envelope in the time domain) at a center
frequency of 40 Hz was 55.7 msec.
The power envelope of the signal, E(t,
f0), can now be calculated from the
squared absolute value of the convolved data:
where sig(t) is the field potential signal,
w(t, f0) is the
wavelet, and * denotes the convolution operator. To quantify the
event-related change in the power envelope that might occur on
presentation of a stimulus, we first calculated the median power
envelope values from reference periods,
Ref(f0), sampled from 500 msec
before the onset of stimuli. We chose to calculate medians rather than
means to describe the central tendency, because the distribution of
power envelopes was non-normal and positively skewed. The values of
event-related band power change (ERBP) at time t with
respect to the reference period is given by the following equation
(Gasser et al., 1982 ; Fernández et al., 1995 ; Wei et al.,
1998 ):
This equation resulted in ERBPs that were normally distributed,
as confirmed with Kolmogorov-Smirnov tests. We calculated ERBP values
for all trials.
To evaluate the degree of phase locking from the filtered traces, we
calculated phase-locking values (PLVs; Tallon-Baudry et al., 1996 ;
Rosenblum et al., 1998 ; Tass et al., 1998 ; Lachaux et al., 1999 ; Le Van
Quyen et al., 2001 ) defined by the following equation:
where N is the number of trials, and is the
instantaneous phase of a trial at a certain time t. The
function (t, f0) can be
calculated by separating the imaginary and real components of the
complex wavelet-transformed data as follows:
The PLV thus obtained maps the phase onto a unit circle in the
complex plane and represents phase stability over multiple trials. A
value of PLV = 1 represents complete phase locking (the signals
from all the different trials are exactly in phase), and a value of
PLV = 0 represents a uniformly distributed phase (the signals from
the different trials have a random phase relationship). We calculated
PLV only for the range 20-50 Hz to avoid possible contamination and
spurious phase locking by 60 Hz noise.
Statistical analysis
The time-frequency plane was divided into 12 blocks, namely,
two frequency bands (lower gamma, center frequencies of 20-34 Hz; and
higher gamma, center frequencies of 36-60 Hz) and six time windows (1, prestimulus, 100 msec to stimulus onset; 2, poststimulus, 50~150
msec; 3, 150~250 msec; 4, 250~350 msec; 5, 350~450 msec; and 6, 450~550 msec.). Mean values of the ERBP data in these 12 time-frequency windows were calculated for each trial and used for
statistical analysis. Before conducting parametric statistical tests,
the normality of the cumulative distributions of these values were
assessed with Kolmogorov-Smirnov goodness-of-fit tests. We first chose
recording channels that showed a significant ERBP change across these
six time epochs by separately calculating, for each of the three
emotion categories, one-way repeated measures ANOVAs with the six time
windows as a within-subjects factor and the single-trial ERBP values in
that channel as the dependent measure (data were collapsed across all
frequencies in this analysis). In this analysis, we considered
p < 0.017 (0.05/3) as statistically significant to
control for multiple comparisons across the three emotion categories.
Channels that showed a significant main effect of the time window in at
least one emotion category were included in the analyses presented
below. Single-trial ERBP values in the selected channels were averaged
for each channel and entered into subsequent statistical analyses. Mean
ERBP values were assessed by 6 × 2 × 3 three-way repeated
measures ANOVA with factors of time window, frequency range, and
stimulus categories. Post hoc multiple comparisons used
Tukey's honestly significant difference (HSD) test; Huynh-Feldt
corrected degrees of freedom were used to correct for inhomogeneity of
variance and covariances in the repeated measures (Huynh and Feldt,
1980 ; Bagiella et al., 2000 ). Original degrees of freedoms and
Huynh-Feldt values are reported.
To assess the statistical significance of the PLV, we used resampling
statistics. To correct for slight biases attributable to the unequal
number of trials among different emotion categories, data in each
channel were first randomly resampled 200 times (without replacement
within each resample) using a sample size that was equal to the minimum
number of trials originally present in any of the three emotion
categories. A histogram of the cumulative resampling distribution was
then obtained from the bias-corrected PLV data by resampling 5000 prestimulus time epochs of 500 msec duration. One-tailed p
values of the poststimulus PLV were then calculated directly from this
resampling distribution (Efron, 1979 ; Manly, 1997 ). Other statistical
analyses were two-tailed, and values were set to 0.05 unless
otherwise specified. Signal processing and statistical analyses were
done using MATLAB (Mathworks Inc.) and SPSS.
Additional analyses
Luminance and color of stimuli. We analyzed the mean
luminance, and the luminance in each of three color channels (red,
green, and blue) for our stimuli using the histogram function in Adobe Photoshop.
Sorting of stimuli. For an investigation of possible
subcategories of stimuli revealed through our field potential analysis, we asked 10 naïve, normal subjects to sort printed photographs of the stimuli into two piles. As described in more detail in Results,
we chose 10 stimuli within each emotion category whose ERBP responses
showed the most positive difference between the high and low gamma
ranges and those 10 stimuli that showed the most negative difference
between high and low gamma ERBP (compare with Table 2 for aversive
stimuli). Subjects were instructed to sort the stimuli in two piles of
any size using whatever strategy they deemed most salient. The
significance of the overlaps of the sorted piles with the categories
shown by the ERBP analysis was assessed using the binomial distribution.
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RESULTS |
Neuroanatomical location of recording sites
Recording site locations were verified to be in the amygdala with
postimplantation MRI scans; however, they were not all within the same
region of the amygdala, an issue we comment on further in Discussion.
As Figure 1 shows, we recorded from medial (patients 66, 70, and 77),
lateral (patients 74 and 77), anterior (patient 70), and posterior
(patient 77) regions within the amygdala. Four recording sites were on
the left, and one was on the right. Although our sampling of different
anatomical sites within the amygdala is too sparse at this time to
permit a formal investigation of the responses seen in different
amygdala nuclei, it is hoped that our future accrual of data or
combination of data from different laboratories may shed light on the
possible differences in responses obtained from different amygdala nuclei.
Significant ERBP responses
On the basis of our initial statistical analysis (see Materials
and Methods), 12 of 35 total channels (34.3%) showed statistically significant ERBP changes over time in at least one emotion category. Ten of these channels were located in the left amygdala, and two were
in the right amygdala. All 12 channels showed significant responses to
aversive stimuli, five also for neutral stimuli, and none for pleasant
stimuli (Table 3). The total number of trials for these 12 channels was 274 for aversive stimuli, 263 for
pleasant stimuli, and 292 for neutral stimuli (for a grand total of 829 trials). There was no statistically significant relationship between
numbers of rejected trials and stimulus categories
( 2 = 4.54; p = 0.103).
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Table 3.
IAPS numbers, mean ERBP values (dB) in the high- and the
low-gamma range, and brief description of aversive stimuli
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Analysis of power envelope (ERBP)
In analyzing the ERBP, a previous ANOVA demonstrated that there
was no effect of the side of the recording channel (left or right
amygdala), and we therefore pooled ERBP data from all the 12 channels
shown in Table 3 in subsequent analyses. An examination of the response
to each of the three emotion categories as a function of time and
frequency (averaged across all 12 channels) showed a strong response to
aversive stimuli with a complex pattern in frequency and time (Fig.
3). As can be seen from an examination of
Figure 3, the gamma response appeared at ~130 msec after stimulus onset and lasted ~80-180 msec. To assess the statistical
significance of these responses, we performed a three-way (time × frequency band × emotion category) repeated measures ANOVA on the
responses averaged within all 12 channels. There was a strong main
effect of Time (F(5,165) = 15.6; no
correction; p < 0.001). Post hoc Bonferroni-corrected t tests indicated that overall
responses were significantly different from before stimulus in the
poststimulus 150-250 msec (p < 0.001),
250-350 msec (p < 0.001), 350-450 msec (p < 0.001), and 450-550 msec
(p < 0.001) time windows, with maximal response
in the 150-250 msec window. The two-way time × frequency interaction was significant
(F(5,165) = 2.50; = 0.78;
p < 0.05). This was attributable to the fact that
responses in the high gamma range were greater than in the low gamma
range, especially at 150-450 msec after stimulus onset (compare with
Fig. 3). The time × category interaction was also significant
(F(10,165) = 5.45; no correction;
p < 0.001), because the responses to aversive stimuli were much greater than to pleasant or neutral stimuli only in the
poststimulus time windows. The two-way frequency × category interaction was not significant
(F(2,33) = 2.18; no correction; p = 0.13). The three-way time × frequency × category interaction was also significant
(F(5,165) = 5.04; = 0.78;
p < 0.001), a consequence of a greater response in the
low gamma range for aversive stimuli rather than pleasant or neutral
stimuli especially in the window 150-250 msec after stimulus onset and
in the high gamma range especially in the windows 150-250 and 350-450
msec after stimulus onset.

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Figure 3.
Time-frequency plots of ERBP values for each
stimulus category. Time is shown on the x-axis
(seconds), and frequency (20-60 Hz) is shown on the
y-axis. Stimulus onset is indicated by the yellow
vertical bar at 0 sec. Color encodes ERBP values
in decibels. ERBP values were calculated for individual trials and
subsequently averaged across 12 channels in which significant responses
were seen relative to a 500 msec prestimulus reference period.
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These results were confirmed by additional orthogonal one-way ANOVAs
with a between-subject factor of emotion category (three levels)
performed separately on the ERBP data obtained from each channel
(averaged within the high or low gamma range across frequencies) for
each of the five poststimulus time windows. For these ANOVAs, we set
our level at 0.005 to correct for inflation of type I errors
attributable to multiple comparisons. These ANOVAs (Table 4) showed that in the low gamma range,
responses differed significantly among emotion categories during the
time windows of 50-150 and 150-250 msec after stimulus onset
(F(2,35) = 10.78, p < 0.001; F(2,35) = 15.75, p < 0.001, respectively). Post hoc Tukey's
HSD tests revealed that these amygdala responses to aversive stimuli were significantly different from neutral or pleasant stimuli, but
responses to neutral and pleasant stimuli did not differ (50-150 msec
window, p < 0.05 and 0.01 for aversive versus pleasant
and aversive versus neutral, respectively; 150-250 msec window;
p < 0.01 and 0.03). In the high gamma range, ERBP
responses differed significantly among emotion categories during time
windows of 150-250 and 350-450 msec after stimulus onset
(F(2,35) = 14.57, p < 0.001; F(2,35) = 38.89, p < 0.001, respectively). As for responses in the low
gamma range, significant responses in the high gamma range were also
driven primarily by aversive stimuli (150-250 msec window,
p < 0.01 and 0.01; 350-450 msec window,
p < 0.01 and 0.01; Tukey's HSD with the same emotion
category contrasts as above) (Figs. 3,
4).

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Figure 4.
Time course of averaged ERBP values in six time
windows (1, 100 to 0 msec; 2, 50-150 msec; 3, 150-250 msec; 4, 250-350 msec; 5, 350-450 msec; and 6, 450-550 msec) for three
emotion categories and two gamma frequency ranges (higher and lower
gamma). *Statistically significant differences between emotion
categories that were assessed by ANOVA with = 0.005. Error
bars represent 1 SEM (n = 12).
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Effect of repeated presentations
Because stimuli were presented three times to patient 66, we were
in a position to examine whether there was any habituation of ERBP
values with repeated presentations of the same stimulus. We calculated
single-trial ERBP values in time windows of 150-250 and 350-450 msec
in the higher gamma range and 50-150 and 150-250 msec in the lower
gamma range and averaged over the two time windows within each
frequency range for each stimulus (Table
5). These data were then used in one-way
repeated measures ANOVAs with a factor of presentation order. There was
no statistically significant mean ERBP change attributable to repeated
presentation of the same stimuli (aversive: higher gamma,
F(2,50) = 0.602, p = 0.552; lower gamma, F(2,50) = 0.326, p = 0.723; pleasant: higher gamma, F(2,38) = 2.193, p = 0.126; lower gamma, F(2,38) = 1.118, p = 0.337; neutral: higher gamma,
F(2,36) = 0.752, p = 0.479; lower gamma, F(2,36) = 0.779, p = 0.467; no correction of degrees of freedom was
required for these analyses).
Effect of stimulus valence, arousal, luminance, and
color composition
In addition to the above analyses of the effect of the stimulus
emotion category, we examined the possible effects of stimulus valence
and arousal as continuous measures on the ERBP responses in those time
windows in which we had previously found significant responses as
described above. Simple linear bivariate correlation analyses were
performed for all trials in selected channels. Total ERBP values were
calculated in time windows 3 and 5 (150-250 and 350-450 msec after
stimulus onset) for responses in the higher gamma range and time
windows 2 and 3 (50-150 and 150-250 msec after stimulus onset) for
responses in the lower gamma range. There was a weak but significant
correlation between these ERBP values in both gamma ranges and valence
ratings of the stimuli (Spearman's : 0.30; p < 0.001 for higher gamma; r = 0.16; p < 0.001 for lower gamma; n = 829) and between these
ERBP values and arousal ratings (r = 0.25, p < 0.001 for higher gamma; r = 0.130, p < 0.001 for lower gamma; n = 829).
The findings are thus consistent with the ones we reported above;
highly arousing and negatively valenced stimuli (i.e., aversive
stimuli) drive ERBP responses within the amygdala.
To control for possible effects of the physical properties of the
images independently of their emotional meaning, we also performed such
correlational analyses for stimulus luminance and color composition
(red, green, and blue). There was no statistically significant
correlation between ERBP values and global luminance level or
individual luminance levels for each of the different color channels in
the stimuli in both frequency ranges (global luminance,
r = 0.011, p = 0.740 for higher
gamma; r = 0.010, p = 0.770 for lower
gamma; red, r = 0.028, p = 0.425;
r = 0.017, p = 0.620; green,
r = 0.033, p = 0.347;
r = 0.032, p = 0.355; blue,
r = 0.018, p = 0.605;
r = 0.020, p = 0.557, respectively; n = 829 for all coefficients). Thus, the effects
reported above can be attributed to the emotional meaning of the
stimuli and not to their incidental visual properties.
Analysis of gamma phase (PLV)
We examined the phase stability of responses in the gamma
frequency band using PLV values (see Materials and Methods).
Bias-corrected PLVs were calculated for each channel and p
values of these PLVs obtained from resampling statistics were averaged
across channels and were plotted in color on the time-frequency plane
(Fig. 5). We set to 0.001 in these
statistical analyses to avoid the possible inclusion of very brief
occurrences of spurious phase locking. This analysis showed a complete
absence of any significant phase-locking state induced by the stimuli.
Thus, field potential responses within the amygdala were not
phase-locked to the onset of the stimuli (so-called "evoked"
responses) but likely resulted from a temporally dispersed evaluation
of their emotional meaning to give so-called "induced" responses
(Galambos, 1992 ).

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Figure 5.
Phase analysis of responses in the gamma band.
A, PLVs of 12 individual channels (thin black
lines) and their mean PLV (thick red line) in
response to aversive stimuli. The center frequency of the wavelet used
in the analysis is 40 Hz. B, PLV for aversive stimuli,
averaged across 12 channels, plotted in the time-frequency plane.
Color represents the p value of PLV.
p values were calculated from the resampling
distribution of the 500 msec prestimulus period. No significant phase
locking was observed.
|
|
Additional emotion categories revealed by analyses of
ERBP responses
Given our finding of ERBP responses relatively selective to
aversive stimuli, we wondered whether all aversive stimuli contributed equally to this effect or whether additional analyses might reveal emotion subcategories in addition to those that we had predefined. We
restricted this exploratory analysis to the aversive stimuli and to
mean ERBP values of individual trials within those time windows in
which we had previously found significant category responses (150-250
and 350-450 msec in the higher gamma frequency range and 50-150 and
150-250 msec in the lower gamma frequency range). ERBP values were
examined for each of the different aversive stimulus images we used
(see Table 2 for stimulus identifiers and a brief description of each
stimulus). We divided the mean ERBP values of individual pictures
within an emotion category into two further groups: the 10 with the
highest mean response (HR) and the 10 with the lowest mean response (LR).
For responses in the higher gamma range, we found that images related
to human injury occurred frequently in the HR group (8 of 10 stimuli),
whereas images related to repulsion and disgust occurred frequently in
the LR group (8 of 10 stimuli). Although these findings should be
considered preliminary in view of the small numbers of stimuli, this
pattern was nonetheless statistically significant when using an exact
statistic (Fisher's exact test; p = 0.012;
n = 20). There were no significant differences in
luminance levels or in color composition between the HR and LR groups
as shown by Mann-Whitney U tests (luminance,
U = 44.0, p = 0.650; red,
U = 47.0, p = 0.821; green,
U = 41.0, p = 0.496; blue,
U = 38.0, p = 0.272), nor was there any
correlation between ERBP values and luminance level or color
composition for the 10 images in either group (Spearman's :
luminance, r = 0.023, p = 0.925; red,
r = 0.132, p = 0.578; green,
r = 0.041, p = 0.865; blue, r = 0.102, p = 0.670;
n = 20). Identical analyses were also performed within
the lower gamma range, but we found no significant pattern here.
To investigate the psychological validity of these possible stimulus
subcategories reflected in neuronal activity patterns, we asked 10 naïve, normal subjects to sort randomized collections of our
stimulus images into binary sets of piles (for details, see Materials
and Methods). No instructions were given to the subjects, other than
that they should sort the stimuli into the two categories that, in
their opinion, most clearly separated stimuli using whatever strategy
seemed most salient to them. Subjects indeed sorted the stimuli into
piles that bore similarity to the categories revealed by our analysis
of the field potential data. Four of the 10 subjects created binary
categories that overlapped significantly with those shown from the
field potential data (p <0.05; all other
p < 0.2, as calculated from the binomial distribution of their sorting). When subsequently asked what sorting strategy they
had used, subjects provided a wide range of responses. No similarity
was observed between the field potential categories and subject
sortings in the case of pleasant and neutral stimuli (all
p > 0.25, binomial probability).
 |
DISCUSSION |
Our data support three conclusions: (1) gamma power envelope
responses discriminate between stimuli in different emotion categories, with significant responses only to aversive stimuli; moreover, this
response selectivity could not be attributed to differences in
luminance or color between stimuli; (2) responses did not show significant phase locking [i.e., they were induced but not evoked (Galambos, 1992 )]; and (3) a preliminary further analysis suggested that, within the aversive category, there were two potential
subcategories that might be differentiated by neurons within the
amygdala; moreover these categories were psychologically discriminated
by naïve human subjects when asked to sort stimuli into piles,
suggesting that they correspond to psychologically real categories.
Possibly, one type of response was related to images depicting human
injury, whereas another type of response was related to disgust. Taken together, the findings support the role of the amygdala in evaluating the emotional meanings of visual stimuli and corroborate its relative specialization for processing stimuli related to threat, danger, and aversion.
The possible contribution of our patients' epilepsy to abnormal
electrical activity in the amygdala is an important concern. We
addressed this issue in three ways. First, we recorded only during a
stable interictal period (the experiments were postponed until at least
12 hr after the occurrence of a seizure, and we ensured that no
postictal symptoms were present). Second, detailed examination of the
patients' preimplantation MR scans did not reveal any structural
abnormality in the amygdala from which we obtained recordings. Third,
we selected our patients to include only those who showed normal
cognitive function on several neuropsychological tests and in whom the
epileptogenic foci were distal to the amygdala (see Materials and
Methods). It is also worth noting that any potentially abnormal
electrical activity in extra-amygdala tissue would be unlikely to
influence our recordings, because we obtained bipolar differential
recordings that measured only local field potentials adjacent to the
recording contacts.
The local field potential (LFP) reflects current flow in the
extracellular space resulting from synchronous dendritic and somatic
activity within a relatively confined space proximal to the recording
site (Bandettini and Ungerleider, 2001 ; Bressler and Kelso, 2001 ). We
used the LFP to provide the first analysis of gamma band responses
recorded in the human amygdala. Our analysis separated phase and
amplitude components of the LFP, thus permitting independent
examinations of these components. Oscillations recorded in summed
neuronal activity can be classified as spontaneous, induced (not
time-locked to the stimulus onset), or evoked (time-locked to the
stimulus and generally evoked with a short latency ~80-100 msec
after stimulus onset; Galambos, 1992 ). In our study, the PLV within the
amygdala showed gamma band responses that appeared to be only of the
induced type; that is, there was no phase locking evident, despite
increased power density. However, it is important to point out that
this negative finding is limited by our use of a large variety of
different stimuli, and it remains possible that stimulus-induced phase
locking would appear if the same stimulus were presented for a large
number of repetitions. For instance, different stimuli may induce
responses with slightly different temporal lags, and averaging over
such responses would then wash out any stimulus-locked response
pattern. We did examine this possibility further in the one patient in
whom we were able to obtain triplicate recordings (patient 66); but
here also, we found no evidence of stimulus-induced phase locking.
Investigations of phase-locking components (Jokeit and Makeig, 1994 ;
Tallon-Baudry et al., 1996 , 1997 ; Karakas and Basar, 1998 ) suggest that
early (0-150 msec after stimulus onset) phase locking can occur
irrespective of the type of stimulus, task demands, or perceptual
situation, thus presumably reflecting early sensory processing driven
solely by the stimulus features. However, at later times, responses can
show an increased power density in the gamma frequency range without
any phase locking; such induced gamma oscillations reflect temporally
dispersed activity and appear to depend critically on task demands,
attention, and the nature of the conscious percept. It is thus likely
that such increased gamma power reflects cognitive processing (Karakas
et al., 2001 ). Given that we found no evidence of stimulus-locked
responses, the increased gamma power observed in the present study in
response to aversive stimuli may represent one mechanism whereby
neurons within the amygdala serve to bind perceptual visual
representations of the configuration of stimulus features (via
projections from temporal visual cortices) with the emotional and
social knowledge relating to those stimuli. That is, the responses we
observed do not just reflect visual drive from the stimulus but likely reflect the central computations that underlie the association of the
visual stimulus with its emotional meaning. Consistent with this
interpretation, it is notable that several of our recordings were from
the medial aspect of the amygdala and are thus unlikely, on anatomical
grounds, to reflect simply visual input from temporal association cortices.
Our findings are in line with recent functional imaging studies of the
human amygdala, which have shown that amygdala activation reflects the
integration of perceptual information with emotional associations for
the stimuli (Büchel et al., 1998 ; LaBar et al., 1998 ; Phelps et
al., 2001 ), and that such activation occurs even under passive viewing
conditions (Breiter et al., 1996 ), as we used in the present study.
There are some important outstanding issues regarding the role of the
amygdala in processing emotional information. First, is there
hemispheric asymmetry? Most functional imaging studies using emotional
faces as stimuli have reported left amygdala activation, and Morris et
al. (1998) showed differential activation of the right and left
amygdala for subliminally and supraliminally presented stimuli,
respectively. Although our small sample of recording sites precludes
such analyses, it is interesting to note that we also obtained robust
responses from the left amygdala, consistent with the above findings.
A second issue of interest concerns processing by the amygdala of
positively valenced emotional information. Although most functional
imaging and lesion studies in humans have focused on the participation
of the amygdala in processing aversive stimuli, several recent reports
have found responses also to highly arousing, positively valenced
stimuli, for instance, sexually explicit movies or pictures (Hamann et
al., 1999 ; Beauregard et al., 2001 ; Garavan et al., 2001 ; Aalto et al.,
2002 ; Hamann et al., 2002 ). One possible explanation for our failure to
find amygdala responses to positive stimuli may thus be that our
pleasant stimuli did not contain sexually or otherwise sufficiently
arousing exemplars.
The category selectivity of the responses we observed deserves further
comment. The amygdala appears to contain neurons that respond
selectively to a variety of complex visual stimuli (Fried et al., 1997 ;
Kreiman et al., 2000 ) and appears to be able to do so in large part by
virtue of the motivational value with which such stimuli have been
associated (Nishijo et al., 1988 ). Functional imaging studies in humans
present a somewhat bewildering array of amygdala responses to visual
stimuli: to lexical threat (Isenberg et al., 1999 ), facial expressions
of fear (Breiter et al., 1996 ; Morris et al., 1996 ; Whalen et al.,
1998 , 2001 ), faces of another race (Hart et al., 2000 ; Phelps et
al., 2000 ), faces judged to look untrustworthy (Winston et al., 2002 ),
aversive visual stimuli (Irwin et al., 1996 ; Lane et al., 1997 ;
Liberzon et al., 2000 ), and in some studies any salient visual stimulus
(Phillips et al., 1998 ). How can these findings be reconciled? We
propose the following sketch. First, different nuclei within the
amygdala, and possibly even different pools of neurons within a
nucleus, may process somewhat different aspects of a stimulus. Second,
the presence in our study, in the same field potentials, of responses
to subcategories of aversive stimuli suggests that neurons within the
amygdala are able to signal information about multiple aspects of the
emotional meaning of a stimulus. Third, despite this complexity, all
responses we found (as well as those in the majority of other studies)
point to a relatively specialized role in processing stimuli of
negative valence and high arousal. Given these results, the amygdala
might be thought of as a conglomerate of interlocked functional modules that process different aspects of information about the potential threat, danger, aversion, or repulsion signaled by a stimulus (and
perhaps extend even to processing highly arousing, positively valenced
stimuli). It seems likely that the functions of different amygdala
neurons in this respect are probably not rigid but rather are
dynamically reorganizable depending on cognitive demand. Future studies
that present stimuli under a variety of task demands and that examine
responses from single neurons, some of which are currently under way in
our laboratory, could investigate these issues in more detail.
 |
FOOTNOTES |
Received April 3, 2002; revised Aug. 12, 2002; accepted Aug. 12, 2002.
This work was supported by grants from the EJLB Foundation, the
Klingenstein Fund, and the James S. McDonnell Foundation. We thank Igor
Volkov, Olaf Kaufman, Yota Kimura, and Soman Puzhankara for help with
the experiments and data analysis, Mark Granner for providing epilepsy
center services, and Daniel Tranel and Natalie Denburg for help with
background neuropsychological testing.
Correspondence should be addressed to Ralph Adolphs, Department of
Neurology, 200 Hawkins Drive, Iowa City, IA 52242. E-mail: ralph-adolphs{at}uiowa.edu.
 |
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