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The Journal of Neuroscience, December 15, 2002, 22(24):10742-10750
Arcuate Plan of Chick Midbrain Development
Timothy A.
Sanders1,
Andrew
Lumsden2, and
Clifton W.
Ragsdale1
1 Department of Neurobiology, Pharmacology, and
Physiology, The University of Chicago, Chicago, Illinois 60637, and
2 The Medical Research Council Centre for Developmental
Neurobiology, King's College London, Guy's Hospital, London SE1 1UL,
United Kingdom
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ABSTRACT |
In spinal cord and hindbrain development, neurons are generated as
longitudinal cell columns aligned with the ventral and dorsal midlines.
For rostral brain, however, the fundamental structure of early neuronal
patterning remains poorly understood. We report here that, in the chick
embryo, the ventral midbrain is remarkably regular in its cellular and
molecular organization; it is arranged as a reiterative series of
arcuate territories arrayed bilateral to the ventral midline. In the
mantle layer of the ventral midbrain, an arcuate series of neuronal
cell columns (midbrain arcs) is demonstrated by acetylcholinesterase
histochemistry and gene expression for class III -tubulin,
homeodomain transcription factors, and neurotransmitter synthetic
enzymes. In the ventricular layer of midbrain progenitor cells, WNT and
NOTCH ligand gene expression displays arcuate periodicities that form a
tight three-dimensional registration with the arcs of the underlying
mantle layer. Ventral midbrain arcuate patterning is even
macroscopically visible, forming ridges along the ventricular surface.
These observations establish that a single plan of arcuate organization
governs the morphogenesis and cell-type specification of the ventral
midbrain. Arcs are not restricted to the midbrain tegmentum but extend
through the subthalamic tegmentum of the forebrain. Thus, the chick
rostral brain, which is classically divided into midbrain and
forebrain, can also be partitioned into the following: (1) a neuraxial
region of arcs and (2) an anterodorsal cap that includes midbrain
tectum and nonsubthalamic forebrain. We show that this partition of
brain tissue is supported by the expression patterns of homologs of Drosophila gap genes.
Key words:
midbrain arcs; acetylcholinesterase; oculomotor neurons; nucleogenesis; NOTCH; WNT5A; Tailless
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INTRODUCTION |
Despite their complete dissimilarity
in tissue cross sections, the spinal cord and hindbrain share a common
plan of organization (Johnston, 1906 ; Herrick, 1915 ). In spinal cord,
motor neurons and secondary sensory neurons are arrayed into
interrupted longitudinal cell columns, with motor neuron columns placed
ventrally and laterally and sensory relay columns situated dorsally. In
hindbrain, this basic plan is elaborated by the addition of motor
columns to accommodate the branchial arches and sensory columns for the
sensory ganglia of the head. There is good evidence that this columnar
design is laid down early in vertebrate neurogenesis.
Neuroembryologists beginning with His (1904) have described a
longitudinal sulcus limitans in spinal cord and hindbrain that sets off
a basal plate, containing motor neurons, from an alar plate, enriched
in secondary sensory neurons (Sidman and Rakic, 1982 ). Within these
embryonic plates, frank longitudinal cell columns have long been
recognized with Nissl staining and enzyme histochemistry (Herrick,
1915 ; Hugosson, 1958 ; Kallen, 1962 ). More recently, direct
demonstration that motor neurons, secondary sensory neurons, and
neuronal differentiation control genes are arrayed into multiple
longitudinal columns in early spinal cord and hindbrain development
has been provided in molecular studies identifying markers of
cell-type identity and developmental regulatory genes (Tsuchida et al.,
1994 ; Chitnis et al., 1995 ; Myat et al., 1996 ; Logan et al., 1998 ).
The fundamental design principles for rostral brain are much less
clear. Columns of secondary sensory neurons end in rostral hindbrain,
and motor neurons extend only to the oculomotor complex of the
midbrain. Moreover, in adult midbrain and forebrain, only a very few
nuclei form frank longitudinal cell columns, and the rest appear too
variegated in shape to suggest a simple mechanism of histogenesis
(Nauta and Feirtag, 1986 ). A starting point for many studies of rostral
brain embryology has been the suggestion of His (1904) that a sulcus
limitans defining alar and basal plates can be traced to the preoptic
recess in rostral forebrain. This trajectory, which would provide for
broad longitudinal zones in rostral brain, has attracted some support
recently (Puelles et al., 1987 ; Shimamura et al., 1995 ). Many workers,
however, have placed the termination of the sulcus limitans more
caudally, near the mammillary recess (Schulte and Tilney, 1915 ;
Kingsbury, 1922 ; Coggeshall, 1964 ; Kuhlenbeck, 1973 ), or have
challenged whether the sulcus can be followed into forebrain at all
(Johnston, 1923 ; Rose, 1942 ). In embryonic hindbrain and spinal cord,
it is not the sulcus limitans, although that provides the most
compelling morphological evidence for a longitudinal organization. It
is the organization of neurons into distinct longitudinal columns. For
this reason, the starting point of our study was an examination of the
mantle layer of postmitotic neurons during midbrain and forebrain embryogenesis.
We began by staining chick brain whole mounts for acetylcholinesterase
(AChE) activity. For studies of adult brain anatomy, AChE
histochemistry rivals Nissl staining as a method for demonstrating brain nuclei in tissue sections (Graybiel and Ragsdale, 1978 ; Paxinos and Watson, 1986 ). AChE staining has also been used to identify
early patterns of postmitotic neurons in CNS development (Layer, 1983 ;
Moody and Stein, 1988 ; Ross et al., 1992 ). Unexpectedly, we found that
AChE staining of embryonic brain whole mounts demonstrates an extremely
regular pattern in the mantle layer of the ventral midbrain. It is
organized into arcuate stripes. We describe here the anatomy of these
stripes, which we call midbrain arcs. We demonstrate that the arcs
differ in the cell types they contain. For example, the motor neurons
of the oculomotor complex are restricted to the most medial arc, and
more lateral arcuate territories are enriched in the synthetic enzyme
for the neurotransmitter GABA. We show that an arcuate organization is
also present in midbrain ventricular layer of progenitor cells and that
these arcuate patterns lie in precise radial alignment with those of
the mantle layer. We demonstrate that the arcuate organization of the
ventral midbrain is even visible in unstained brain tissue. Together,
our findings establish that the fundamental plan of the embryonic
ventral midbrain is a quite simple pattern: a series of arcuate
territories aligned with the longitudinal axis of the brain.
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MATERIALS AND METHODS |
Tissue preparation. Fertilized chicken eggs were
placed for 2-8 d in a humidified forced-draft incubator set at
37.5°C. Embryos collected for histochemistry were submerged in 4%
paraformaldehyde in a PBS solution. Cold 2.5% glutaraldehyde in PBS
was used as a fixative for the scanning electron microscopy specimens.
Embryo staging followed Hamburger and Hamilton (1951) .
cDNAs for riboprobe generation. An 849 bp PCR product
identifying chick glutamate decarboxylase (GAD2) (GenBank
accession number AF317501; 84% nucleotide and 94% amino acid identity with the rat 65 kDa glutamate decarboxylase gene) was amplified from
embryonic day 5 (E5) chick brain cDNA with forward primer 5'-RAC
DGC MAA YAC BAA YAT GTT YAC-3' and reverse primer 5'-GCT GGG TTT GAG
ATG ACC ATC C-3'. The GAD2 fragment was subcloned into pCRII
(Invitrogen, San Diego, CA), and riboprobes were generated with
SP6 polymerase incubation of NotI-digested phagemid.
ACHE riboprobes were derived from a 472 bp PCR fragment
amplified from chicken genomic DNA and corresponding to bases 298-769
of GenBank accession number U03472 [T7 polymerase runoffs of an
EagI-digested Bluescript SK(+) subclone]. Class III
-tubulin gene expression was detected using a 434 bp
BstZ1-SmaI subclone of the chicken 4-tubulin genomic clone p G4 (Lopata et al.,
1983 ). This fragment contains an isotype-specific sequence representing
the 230 bp 3' end of the transcript, and riboprobes were generated by
T7 transcription of an EagI-digested Bluescript SK(+)
subclone. Riboprobes were also synthesized from vectors harboring chick
cDNAs for CASH1/ASCL1 (1.9 kb) (Jasoni et al.,
1994 ), choline acetyltransferase (CHAT) (2.5 kb) (Yamada et al., 1993 ), DELTA1/DLL1 (700 bp) (Myat et al., 1996 ), EVX1 (1 kb) (M. Dush and G. Martin,
unpublished cDNA), NOTCH1 (1 kb) (Myat et al., 1996 ),
OTX2 (1.5 kb) (Bally-Cuif et al., 1995 ), PAX3
(660 bp) and PAX6 (540 bp) (Goulding et al., 1993 ),
PHOX2A/ARIX (430 bp) (Ernsberger et al., 1995 ),
SERRATE1 (900 bp) (Myat et al., 1996 ), SERRATE2
(1.6 kb) (Hayashi et al., 1996 ),
TAILLESS/NR2E1 (1.3 kb) (Yu et al., 1994 ),
WNT5A (1.2 kb subclone), and WNT7A (1.2 kb
subclone) (Dealy et al., 1993 ).
Histochemistry. AChE staining was done on whole-mount
preparations with a two-step modification of the copper thiocholine method (Graybiel and Ragsdale, 1978 ). High-stringency whole mount in situ hybridization was performed with riboprobes labeled
with the haptens digoxigenin and fluorescein. Labeled RNA duplexes were
detected with antibody-phosphatase conjugates (Roche Molecular Biochemicals, Indianapolis, IN), and phosphatase activity was demonstrated with the distinguishable tetrazolium substrates nitro blue
tetrazolium and tetranitro blue tetrazolium (Grove et al., 1998 ).
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RESULTS |
The midbrain arcs are defined by
acetylcholinesterase histochemistry
To study pattern formation in early midbrain development, we
stained chick embryo whole mounts for AChE activity (Fig.
1). Beginning on E3, AChE staining
detects stripes in the midbrain tegmentum (ventral midbrain). By E5
(stage 26), four well defined AChE-rich stripes, 80-160 µm across,
are readily identified bilateral to the ventral midline (Fig.
2A). By E6, a fifth,
lateralmost AChE-dense stripe is also evident (data not illustrated).
At E5, the AChE-poor tissue between the stripes is narrow, except
between the third and fourth most lateral AChE-rich stripes, which are well separated caudally. By E7, the other lateral AChE-poor
interstripes have broadened as well. The AChE-rich and -poor stripes
mark out columns of cells in the mantle layer of the neural tube, in
which postmitotic neurons accumulate (Fig.
3A). Because of the arcuate shape of these columns, which is accentuated by the curve of the cephalic flexure, we give the AChE-rich stripes the name midbrain arcs,
and we refer to the AChE-poor stripes as interarcs. The arcs are a
transient feature of midbrain development, conspicuous in whole-mount
preparations until stage 30 (E7), but are then obscured as tegmentum
growth continues.

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Figure 1.
Arcs of the embryonic midbrain tegmentum are
defined by AChE histochemistry. Whole-mount AChE staining of stage 28 (E6) chick embryo head reveals stripes (arcs) of dense enzyme activity
in ventral midbrain. The back of the head, including the midbrain
tectum and rostral roof of the hindbrain, was cutoff before staining.
Caudal is to the bottom of the figure; rostral
structures, including the forebrain, are in the z-axis
away from the viewer. Arrow marks one of the arcs.
hb, Hindbrain.
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Figure 2.
Arcs of the midbrain tegmentum form
functionally and molecularly distinguished territories.
A, Whole-mount in situ
hybridization of ACHE gene expression in midbrain
tegmentum identifies arcs 1-4, numbered medial to lateral from the
ventral midline. The orientation is as in Figure 1, and the view is
from the ventricular surface. The ventral midbrain and adjoining
hindbrain have been dissected away from the forebrain and the other
head tissues of stage 26 (E5) chick embryos and flattened on a glass
slide with a coverslip. The midbrain-hindbrain junction [isthmus
(is)] and the ventral midline, including the floor
plate (fp) of hindbrain, are
unstained. B, Arcs are also demonstrated by gene
expression for class III -tubulin ( TUB), an
established marker of postmitotic neurons. C,
Two-color in situ hybridization experiment establishes
that CHAT-positive motor neurons (blue,
marked by open arrowhead) are confined to the first arc.
Arcs demonstrated by ACHE gene expression appear
red. Filled arrowhead notes the rostral
limit of midbrain tegmentum. Asterisk indicates
CHAT-rich trochlear motor neurons in the hindbrain
(hb). D, GAD2 gene
expression marks out arc 2 (asterisk) and the more
lateral arcs and interarcs but is not detected in the medial arc.
E, Two-color, four-probe detection of regularly spaced
arcuate territories of homeobox (HX) gene
expression in ventral midbrain. 2A,
PHOX2A; P6, PAX6;
E1, EVX1; P3,
PAX3. F, Two-color in situ
hybridization demonstration that the PAX6-rich stripe
(P6) lies in the ACHE-poor
interarc between arcs 2 and 3. Scale bar: A,
C, F, 200 µm; B,
D, 225 µm; E, 250 µm.
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Figure 3.
Gene expression for NOTCH signaling components
identifies stripes in midbrain ventricular layer. A,
Cross section through ventral midbrain illustrating the mantle
(ml) and ventricular (vl)
layers, which are readily distinguished by ACHE
(ml) and NOTCH1
(vl) gene expression. Note that
ACHE-rich arcs are less conspicuous in tissue sections
than in whole-mount preparations. Arrowhead indicates
ventral midline. B, C, Whole-mount gene
expression for the NOTCH ligands SERRATE1
(B) and SERRATE2
(C) demonstrates ventricular layer stripes.
D, A series of ventricular layer arcuate bands bilateral
to the ventral midline is seen with in situ
hybridization for the NOTCH ligand DELTA1.
Asterisks mark DELTA1 mRNA-poor zones.
Comparison of the fiducial asterisks in
B-D illustrates that the SERRATE and
DELTA1 patterns interdigitate, with the lateral gap in
DELTA1 expression being particularly dense in
SERRATE1 message and the two more medial
DELTA1-poor zones being enriched in
SERRATE2 mRNA. E, F,
Two-color whole mounts document that the arcuate bands in the mantle
and ventricular layers lie in spatial register. In these experiments,
the whole mounts serve to "project" the expression pattern of one
embryonic layer onto another. Despite the distortions created by
flattening, which include some shear between the ventricular and mantle
layers, the interdigitation between the mantle layer homeobox genes
PHOX2A (E, brown) and
PAX6 (F, brown) and the
ventricular layer proneural gene CASH1
(blue) is clear. At this age, CASH1 gene
expression closely follows that of DELTA1 (see
D). Orientation of E5 whole mounts
(B-F) as in Figure 2. Scale bar:
A, C, D, 300 µm;
B, 400 µm; E, 350 µm;
F, 325 µm.
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In studies of embryonic brain anatomy, AChE activity has been proposed
to serve as a general marker of postmitotic neurons (Layer, 1983 ; Moody
and Stein, 1988 ; Ross et al., 1992 ). Our findings with a second,
specific neuronal marker, class III -tubulin (Moody et al., 1989 ;
Lee et al., 1990 ; Easter et al., 1993 ; Menezes and Luskin, 1994 ),
support this view. The pattern of gene expression for
III-tubulin in chick embryonic ventral midbrain is
strikingly similar to that for ACHE and clearly demonstrates
arcs (Fig. 2A,B). These
observations establish that the midbrain arcs are neuronal structures
and that the interarcs, as well as the arcs, contain postmitotic neurons.
The midbrain arcs have distinct neurotransmitter and transcription
factor identities
To assess the relationship of the AChE-rich arcs to the motor
neurons of the midbrain, we performed correlative anatomy experiments marking the midbrain oculomotor neurons by gene expression for CHAT (Fig. 2C) and by retrograde labeling of
third cranial nerve axons (data not shown). These experiments
established that the neurons of the oculomotor nucleus have a precise
relationship to the midbrain arcs; they are restricted to the first
arc. In contrast, cells expressing the GABA synthetic enzyme
GAD are not found in the first arc but are enriched in the
lateral arcs (Fig. 2D,
GAD2/GAD65; GAD1/GAD67,
data not illustrated).
Transcription factor gene expression also demonstrates that the
midbrain arcs differ in their molecular identities. Our most striking
findings are for a panel of homeobox genes that together identify
precise, regularly spaced arcuate domains within the mantle layer of
midbrain tegmentum (Agarwala et al., 2001 ) (Fig. 2E,F). The homeobox gene
PHOX2A, which is thought to be expressed by oculomotor
neurons (Pattyn et al., 1997 ), marks the first arc; the homeobox gene
PAX6 serves to label the interarc between arcs 2 and 3; the
homeobox gene EVX1 distinguishes the 3/4 interarc and arc 4;
and the homeobox gene PAX3, which is expressed throughout the ventricular layer of midbrain tectum (Goulding et al., 1991 ), identifies the lateral edge of the midbrain tegmentum. The sequential onsets of tegmental expression for PHOX2A (by stage 12),
PAX6 (stage 19), and EVX1 (stage 23) suggest that
the unique molecular identities of the midbrain arcs may generally
develop in a medial-to-lateral progression.
Together, these findings with neurotransmitter-specific and homeobox
gene expression suggest that the midbrain arcs identify a patterning
system by which functionally and molecularly distinct assemblies of
midbrain neurons are formed in early development.
Periodicities in the midbrain ventricular layer
The acetylcholinesterase-rich arcs are restricted to the mantle
layer of postmitotic neurons (Fig. 3A), but arcuate patterns in midbrain gene expression are not. In the ventricular layer of
tegmental progenitor cells, there are arcuate heterogeneities in gene
expression for components of the NOTCH and WNT signaling pathways
(Figs. 3B-F, 4). The NOTCH
ligand DELTA1 is distributed in a series of arcuate bands
arrayed bilateral to the ventral midline (Fig. 3B). Similar
arcuate territories are identified in whole-mount preparations for the
related proneural gene CASH1/ASCL1 (Fig.
3E,F). In the embryonic
hindbrain, DELTA1 gene expression demonstrates longitudinal
bands that interdigitate with stripes of messages for a second
NOTCH ligand, SERRATE1 (Myat et al., 1996 ). We found a
similar complement in ventral midbrain. SERRATE1 and
SERRATE2 mRNAs are expressed in arcuate bands (Fig.
3B,C), and these fall within the periodic gaps in
DELTA1 expression (correlation not documented).

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Figure 4.
Periodic patterns of WNT gene
expression demonstrated in midbrain ventricular layer.
A, WNT1 message in the E5 chick is
detected at the isthmus but not in the ventral midbrain.
B, C, WNT5A
(B) and WNT7A
(C) mRNAs are expressed in the ventral midbrain
ventricular layer, in which they form periodic arcuate bands.
D-F, The WNT5A periodicities
interdigitate with the homeobox genes expressed in the mantle layer
when viewed in whole-mount preparations. Two-color in
situ hybridization experiments detect WNT5A
expression in blue and PHOX2A
(D), PAX6
(E), and EVX1
(F) expression in brown. Midbrain
whole mounts at stage 26 (A, B,
D-F) and stage 27 (C),
oriented as in Figure 2. hb, Hindbrain;
is, isthmus. Scale bar: A, 175 µm;
B, D, E, 200 µm;
C, 275 µm; F, 230 µm.
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Of the three WNT genes reported to be expressed in
developing mouse ventral midbrain (Parr et al., 1993 ), one of them,
WNT1, is restricted to the midbrain-hindbrain junction
during chick tegmentum embryogenesis (Fig. 4A)
(Bally-Cuif and Wassef, 1994 ). The other two, however, are expressed in
developing ventral midbrain, in which they form clear arcuate
periodicities (Fig. 4B,C).
WNT5A is expressed in a strikingly regular pattern of three
uniformly spaced stripes bilateral to the ventral midline (Fig.
4B). The distribution of WNT7A message is
more complex but is also arranged into arcuate periodicities (Fig.
4C).
We tested in two-color, whole-mount in situ hybridization
experiments how the periodicities in progenitor layer signaling molecules relate to the pattern of arcs and interarcs in midbrain mantle layer. These correlative experiments established a strict three-dimensional registration between gene expression patterns in the
two embryonic layers (Figs. 3E,F,
4D-F). The precision of this registration is
best illustrated by the interdigitation of the ventricular layer
WNT5A bands with the mantle layer homeobox genes
PHOX2A, PAX6, and EVX1, when viewed in
whole-mount midbrain preparations. The medial gap in WNT5A
expression overlies the PHOX2A-positive first arc (Fig.
4D), the lateral WNT5A stripes straddle
the PAX6-rich interarc (Fig. 4E), and the
lateral edge of WNT5A expression is hugged by the
EVX1 band (Fig. 4F). The schematic diagram
of Figure 5 summarizes this spatial
architecture for the ventral midbrain, describing the relationship of
the ACHE-rich arcs and the homeobox gene territories of the
mantle layer to the WNT5A and DELTA1
periodicities of the ventricular layer.

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Figure 5.
Schematic summary of the three-dimensional
spatial registrations in ventral midbrain among the developmental
signaling molecules (WNT5A, DELTA1) of
the ventricular layer (top tier) and the arcs
(ACHE) and the homeobox genes (HX)
of the mantle layer (bottom tier). Arcs are numbered
1-5 on both sides of the ventral midline.
HX genes, Compendium of expression
patterns for homeobox genes PHOX2A, PAX6,
EVX1, and PAX3, ordered sequentially from
the midline as in Figure 2E and distinguished by
hue. Expression throughout the midbrain tectum of DELTA1
and the HX gene PAX3 is indicated by
arrows, the base of which identifies the lateral edge of
the tegmentum. This summary is based on pairwise comparisons of gene
expression in two-color in situ hybridization
whole-mount preparations.
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Morphological demonstration of the midbrain arcs
We found that histochemistry is not required to demonstrate the
arcuate patterning of the ventral midbrain. Arcuate periodicities are
visible in freshly dissected, unstained midbrain whole mounts (Fig.
6A). At least part of
these refractive variations may be caused by a series of
delicate ridges that furrow the ventricular surface of the ventral
midbrain (illustrated in the scanning electron photomicrograph of Fig.
6B). These ridges, which are visible beginning at
approximately stage 22 and persist through stage 30, overlie the
AChE-rich arcs of the mantle layer (correlation not illustrated).

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Figure 6.
Arcs of the embryonic midbrain tegmentum have
gross morphological correlates. A, Dissected, fixed but
unstained whole mount of E5 ventral midbrain shows arcuate
periodicities under transmitted light illumination. B,
Scanning electron micrograph of a stage 26/27 chick midbrain
demonstrates a series of arcuate ridges, one of which is marked by an
arrow, along the ventricular surface of the ventral
midbrain. The dorsal half of the isthmus (is) is intact,
but the view is otherwise as in Figure 1. fb, Forebrain.
Scale bar, 250 µm.
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The relationship of the arcs to domains of gap gene expression
By AChE staining, the midbrain arcs extend in reduced numbers into
the rostrally adjoining subthalamic region of the forebrain (Fig.
7A). There, at the level of
the intrathalamic zona limitans (zli), the medial subthalamic arc
abruptly terminates, and the lateral arcs appear to be deflected
dorsally along the posterior border of the zli. A similar trajectory is
observed in the patterns of ventricular layer developmental control
genes (Fig. 7, B, CASH1, C,
OTX2). These observations suggest a division of rostral
brain into a posteroventral domain containing arcs aligned with the ventral midline (embryonic midbrain and subthalamic tegmentum) and an
anterodorsal domain comprising midbrain tectum and nonsubthalamic forebrain. This division of rostral brain falls orthogonal to the
transverse boundary between midbrain and forebrain, which is taken to
be primary in current models of forebrain development (Shimamura et
al., 1995 ). If the arc-based division of rostral brain is also
fundamental, then it may be reflected in the expression patterns of
developmental control genes involved in brain regionalization.

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Figure 7.
The embryonic chick brain rostral to the isthmus
comprises two domains: one of the arcs aligned with the ventral midline
(A-C) and the other enriched in the gap
gene homolog TAILLESS (D).
Illustrated are left half brains of stage 26 embryos, processed for
whole-mount in situ hybridization and mounted for a
sagittal view from the ventricular surface. The cephalic flexure places
the hindbrain in the bottom left quadrant of each
panel, the ventral midbrain near the
center, and the forebrain to the right.
A, ACHE-rich arcs of the midbrain
tegmentum extend into the subthalamic region of forebrain. The
midbrain-forebrain junction that the arcs traverse is marked by a
dotted line. The position of the rostral limit of the
arcs in subthalamus is noted by a filled arrowhead
(A-D), and the filled
arrowhead is pointed toward the zli, which is indicated by an
open arrowhead in A and B.
B, Arcuate stripes in midbrain ventricular layer, here
demonstrated by expression of the proneural gene CASH1,
also continue into the embryonic subthalamus. In rostral subthalamus,
the lateral CASH1 bands appear not to stop but to
deflect from their arcuate course to align with the zli. This
trajectory may reflect that of Sonic Hedgehog, which in rostral
subthalamus withdraws from the ventral midline and tracks the zli
dorsally (Ericson et al., 1995 ; Marti et al., 1995 ). C,
D, Gap gene homologs OTX2 and
TAILLESS identify overlapping expression domains in the
ventricular layer of rostral embryonic brain. The arc domain of
midbrain and subthalamic tegmentum (A) is
enriched in OTX2 expression (C)
but is almost free of TAILLESS expression
(D). The OTX2 hybridization also
demonstrates arcuate heterogeneities in ventral midbrain ventricular
layer and an isolated clump of OTX2-positive cells at
the caudal end of rhombomere 1 in hindbrain. 1-4, Arcs
1-4; hb, hindbrain; is, isthmus;
tc, midbrain tectum; tg, tegmentum. Scale
bar: A-C, 500 µm; D, 440 µm.
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Molecular genetic studies of Drosophila development have
identified a small set of terminal and head gap genes that control the
development of broad overlapping domains of the fly brain (Cohen and
Jurgens, 1990 ; Finkelstein and Perrimon, 1991 ; Hirth et al., 1995 ;
Schmidt-Ott et al., 1995 ). Among these genes, tailless (tll) is required for the development of the
protocerebrum, the most anterodorsal brain region, whereas
orthodenticle regulates an overlapping domain that includes
part of the protocerebrum and extends into the adjoining brain region,
the deuterocerebrum (Younossi-Hartenstein et al., 1997 ). We reexamined
the expression patterns of TAILLESS/NR2E1, the
only reported vertebrate homolog of tll (Yu et al., 1994 ;
Monaghan et al., 1995 ), and the orthodenticle homolog
OTX2 (Simeone et al., 1992 ), in light of our finding of arcs
in embryonic midbrain and forebrain. As is true of their homologs in
flies, TAILLESS is expressed throughout the most
anterodorsal part of embryonic brain, and the OTX2
expression domain overlaps that of TAILLESS (Fig.
7C,D). The posterior border of OTX2
expression coincides with the midbrain-hindbrain junction (Fig.
5C) (Millet et al., 1996 ). The TAILLESS domain
does not, however, correspond to any classic division of brain, such as
forebrain. Instead, TAILLESS gene expression identifies a
specific domain in the midbrain and forebrain: the dorsal midbrain and
forebrain dorsal and anterior to the subthalamic region. Thus, arcs and
TAILLESS gene expression together divide midbrain and
forebrain into two nonoverlapping domains: the
TAILLESS-negative arcs of midbrain and subthalamic tegmentum
and a TAILLESS-positive cap comprising midbrain tectum and
nonsubthalamic forebrain.
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DISCUSSION |
Three lines of evidence establish that the fundamental embryonic
plan of the ventral midbrain is a series of arcuate territories arrayed
bilateral to the ventral midline. First, this organization is
macroscopically visible in dissected brain as refractive differences in
whole-mount histology and as longitudinal ridges along the ventricular
surface. Second, the neurons in the ventral midbrain, as demonstrated
by histochemistry for the neuronal markers AChE and class III
-tubulin, are not homogeneously distributed across the mantle layer
but are arrayed into arcs. Third, in the midbrain ventricular layer,
arcuate periodicities in midbrain progenitor cells are detected by gene
expression for developmental regulatory molecules, including ligands
for NOTCH and WNT signaling pathways and the proneural gene
CASH1. The finding of spatial registration among the arcuate
patterns we observed shows that a common arcuate plan underlies the
cellular and molecular organization of the embryonic midbrain
tegmentum. More particularly, the three-dimensional registration of the
ventricular layer periodicities and the mantle layer arcs strongly
suggests a developmental plan in which the arcuate periodicities of the
midbrain tegmentum are initiated among the progenitor cells of the
ventricular layer, and the initial migration of postmitotic neurons
from the ventricular layer into the mantle layer is radial. Radial
migration away from the ventricular layer has been described in many
regions of the brain, including the dorsal midbrain (Rakic, 1971 , 1988 ;
Gray and Sanes, 1991 ). In ventral midbrain, strict radial migration
would account for the registration we found and provides for a
straightforward mechanism preserving an arcuate distribution of cells
as they travel from the ventricular layer into the mantle layer.
Midbrain nucleogenesis
For hindbrain and spinal cord development, it is accepted that
particular neuronal cell types, such as motor neurons, are specified
initially in longitudinal columns and subsequently migrate to take up
their correct position in mature CNS (Harkmark, 1954 ; Tan and Le
Douarin, 1991 ; Hemond and Glover, 1993 ; Clarke et al., 1998 ). For motor
neurons and secondary sensory neurons in hindbrain, these migratory
cell populations, as they form distinct nuclei, retain their
organization into longitudinal cell columns. In contrast, the nuclei of
the mature midbrain are not described as longitudinal columns, the
exception being the oculomotor complex, which we found to arise in the
first arc. Our data, however, show that the midbrain arcs differ in
their molecular identities, suggesting the general hypothesis that the
arcs and interarcs act as staging territories for assigning neurons to
nuclear fates. What then becomes of this arcuate plan in mature
midbrain? One possibility is that the arcuate territories migrate, as
do columns in hindbrain, but lose their longitudinal organization and
acquire different shapes. A second possibility is that there is a
covert organization of at least parts of midbrain tegmentum into
longitudinal zones. Recent work on the midbrain periaqueductal gray,
which appears fairly homogeneous in Nissl-stained material, suggests
that this structure may in fact be functionally organized into
longitudinal columns (Bandler and Shipley, 1994 ). Fate-mapping studies
of the arcs, combined with a reexamination of adult midbrain systems neuroanatomy, will be needed to address the specific relationships between arcs and their descendents.
Arcs extend into the subthalamus
On the basis of fiber-connection data and histology,
neuroanatomists since Forel (1877) have viewed the subthalamus of the adult vertebrate forebrain as a rostral extension of midbrain tegmentum
(Kuhlenbeck, 1939 ; Herrick, 1948 ; Nauta and Haymaker, 1969 ). Our
finding that midbrain arcs continue rostrally into the subthalamic
region indicates that there may be an embryological basis for this
similarity. Indeed, one view might be that the subthalamic tegmentum is
simply displaced midbrain tegmentum. Both classical and recent models
of vertebrate brain embryology, however, place the territory of the
subthalamic arcs within diencephalon (Herrick, 1948 ; Figdor and Stern,
1993 ; Rubenstein et al., 1994 ). Moreover, midbrain and diencephalic arc
patterns are clearly distinct. At the transition from midbrain to
forebrain, the number of arcs is abruptly reduced, and of the midbrain
homeobox genes PHOX2A, PAX6, and EVX1,
only PAX6 is expressed in the subthalamus (data not
illustrated). These observations indicate that the midbrain and
subthalamic arcs share the property of being columns of neurons aligned
with the ventral midline but differ in their cell-type composition.
Arcs and the epichordal nervous system
The arcuate plan of the midbrain and subthalamic tegmentum shares
many features with the longitudinal organization of the embryonic
hindbrain and spinal cord. Most prominently, both tissues contain
within their mantle layers columns of neurons aligned with the ventral
midline (this study; Kallen, 1962 ; Chitnis et al., 1995 ) and within
their ventricular layers interdigitating stripes of gene expression for
the NOTCH ligands DELTA and SERRATE (this study;
Lindsell et al., 1996 ; Myat et al., 1996 ; Matise and Joyner, 1997 ).
Moreover, just as ventricular ridges identify the arcs of the midbrain,
so too do ventricular ridges reflect the presence of longitudinal cell
columns in the vertebrate hindbrain, being evident in the embryos of
many species and particularly prominent in adult fish (Herrick, 1915 ).
At the molecular level, there are many details of gene expression that
differ between the midbrain arcs and the columns of caudal CNS. For
example, PAX6 gene expression in ventral midbrain identifies
a restricted territory in the mantle layer clearly lateral to the motor
neurons of arc 1, but in hindbrain and spinal cord, PAX6 is
expressed in a broad domain of the ventricular layer, including the
progenitor territory for some motor neurons (Jessell, 2000 ).
Nonetheless, at a synoptic level, our finding of an arcuate plan to
midbrain and subthalamus suggests a fundamental division of embryonic
CNS into the following: (1) a neuraxis from spinal cord to subthalamus containing frank cell columns, including arcs, aligned with the ventral
midline and (2) an anterodorsal cap distinguished by gene expression
for TAILLESS (Fig. 8).

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|
Figure 8.
Diagram of a chick embryo illustrating the
proposed division of vertebrate embryonic CNS into the following: (1) a
neuraxial region containing multiple neuronal columns, including arcs,
aligned with the ventral midline and (2) an anterodorsal cap
distinguished by its expression of the gap gene homolog
TAILLESS. The columns illustrated
identify midbrain and subthalamic arcs (red), secondary
sensory neurons (light blue), and motor neurons
(dark blue). The TAILLESS cap (beige)
consists of dorsal midbrain and nonsubthalamic forebrain. Chick embryo
sketch adapted from Lumsden (1990) . b1-b4,
Branchial arches 1-4; d, diencephalon;
m, midbrain; r1-r8, rhombomeres 1-8;
sc, spinal cord; t, telencephalon.
|
|
It seems very likely that such an anterior-posterior division in CNS
reflects anterior-posterior differences in the signaling properties of
the ventral midline and underlying axial mesoderm. The classical floor
plate of Kingsbury (1922) is restricted to spinal cord and hindbrain,
but more recent authors identify a rostral floor plate in ventral
midbrain and caudal diencephalon on histological and gene expression
grounds (Kuhlenbeck, 1973 ; Dale et al., 1997 ; Pera and Kessel, 1997 ).
The relationship of the rostral floor plate to underlying axial
mesoderm is not clear because of the tremendous tissue movements that
take place in early embryogenesis (Vaage, 1969 ; Dale et al., 1999 ).
However, detailed molecular embryological studies, including work in
explant culture, indicate that the critical interactions that produce midbrain floor plate involve the underlying notochord, whereas the
prechordal mesendoderm mediates the induction of the rostral diencephalic ventral midline, which is molecularly distinct from floor
plate (Dale et al., 1997 , 1999 ; Foley et al., 1997 ; Pera and Kessel,
1997 ). Together, these observations suggest that one embryological
basis for the difference between the neuraxis of columns and arcs and
the TAILLESS-rich anterodorsal cap is that the neuraxis is
epichordal and has a floor plate, whereas the ventral midline of the
cap overlies prechordal mesendoderm (Puelles et al., 1987 ; Shimamura et
al., 1995 ; Foley et al., 1997 ; Dale et al., 1999 ).
One conspicuous feature of the floor plate in spinal cord and hindbrain
and its rostral extension into midbrain and subthalamus is that it
expresses the signaling molecule Sonic Hedgehog (SHH). Does ventral
midline SHH, known to regulate cell-type specification in ventral
spinal cord (Jessell, 2000 ), also control ventral midbrain patterning?
We found recently that ectopic SHH in midbrain can regulate the
expression pattern of three homeobox genes, PHOX2A, PAX6, and EVX1 (Agarwala et al., 2001 ), which
serve to mark the midbrain arcs (this study). Whether SHH can function
more globally to elicit the complete program of ventral midbrain
development, including the generation of ventricular layer
periodicities and the formation of mature midbrain nuclei, remains to
be established.
TAILLESS gene expression in rostral brain
Immense molecular insight into hindbrain embryology has issued
from the modern rediscovery of rhombomeres, the cellular evidence that
rhombomeres form neurectoderm segments, and the genetic evidence that
specific Drosophila HOM-C homologs control features of
rhombomere identity (Lumsden and Krumlauf, 1996 ). In contrast,
relatively few similarities in detailed structure have been identified
between the anterior ends of the brains of insects and vertebrates. The (supraesophageal) insect brain comprises the protocerebrum, the deuterocerebrum, and the tritocerebrum. There is broad acceptance in
the literature that the deuterocerebrum and tritocerebrum, both of
which express HOM-C genes (Hirth et al., 1998 ), are modified segments. The segmental status of the most anterodorsal region, the
protocerebrum, remains, however, as controversial in the insect literature as do claims in the vertebrate literature for a segmental organization to the forebrain (Finkelstein and Perrimon, 1991 ; Rubenstein et al., 1994 ; Schmidt-Ott et al., 1995 ; Younossi-Hartenstein et al., 1996 ; Larsen et al., 2001 ).
Our findings suggest a different purchase on the problem of how rostral
brain organization relates to that of more caudal CNS.
Younossi-Hartenstein et al. (1997) have described in detail the pattern
of gap gene expression in the neuroblasts that give rise to the fly
larval brain. The protocerebrum is specifically identified by gene
expression for the terminal gap gene tll, whereas the head
gap gene orthodenticle is expressed in an overlapping domain
of posterior protocerebrum and the anterior half of the deuterocerebrum. Gene isolation and characterization studies in chick
and mouse embryos showed that the vertebrate tll homolog is
expressed in anterior CNS (Yu et al., 1994 ; Monaghan et al., 1995 ), but
its expression domain, forebrain and dorsal midbrain, did not appear to
correspond to any known structural division within vertebrate brain. We
have now identified a morphological correlate for the
TAILLESS expression domain in chick brain. The arc-containing ventral midbrain and subthalamus are TAILLESS
negative; the rest of the midbrain and forebrain is enriched in
TAILLESS gene expression. This finding, that the homolog of
a Drosophila protocerebrum marker identifies a novel
division of chick brain, suggests that fly protocerebrum and
vertebrate rostral brain will show additional similarities of
morphology and gene regulation (Chang et al., 2001 ; Reichert and
Simeone, 2001 ; Page, 2002 ). Moreover, our finding that the midbrain and
subthalamic tegmentum share with more caudal CNS a common embryological
plan of cell columns aligned with the ventral midline predicts that the
tll-positive protocerebrum will differ from ventral nerve
cord and caudal fly brain in features of its longitudinal organization
(Arendt and Nubler-Jung, 1999 ).
 |
FOOTNOTES |
Received May 8, 2002; revised Sept. 18, 2002; accepted Sept. 18, 2002.
This work was supported by a March of Dimes Basil O'Connor award
(C.W.R.), a Medical Research Council Programme grant (A.L.), and grants
from the National Institute of Neurological Disorders and
Stroke/National Institutes of Health (C.W.R.) and the Wellcome Trust
(A.L., C.W.R.). We thank A. Brown, J.-F. Brunet, D. Cleveland, C. Goridis, M. Goulding, A. Graham, H. Hayashi, D. Henrique, D. Ish-Horowicz, T. Jessell, J. Lewis, G. Martin, A. Myat, T. Reh, C. Tabin, M. Wassef, D. Wu, and R. Yu for cDNAs and Seema Agarwala, Ken
Brady, and Sue Lundy for their help.
Correspondence should be addressed to Clifton W. Ragsdale, Department
Neurobiology, Pharmacology, and Physiology, The University of Chicago,
947 East 58th Street, Chicago, IL 60637. E-mail:
cliff{at}drugs.bsd.uchicago.edu.
 |
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