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The Journal of Neuroscience, December 15, 2002, 22(24):10856-10863
Elevated Expression of 5-HT1B Receptors in Nucleus
Accumbens Efferents Sensitizes Animals to Cocaine
John F.
Neumaier1,
Evelyn S.
Vincow1,
Andreas
Arvanitogiannis2,
Roy A.
Wise3, and
William A.
Carlezon Jr2
1 Department of Psychiatry and Behavioral Sciences and
Harborview Medical Center, University of Washington, Seattle,
Washington 98195, 2 Department of Psychiatry, Harvard
Medical School and McLean Hospital, Belmont, Massachusetts 02478, and
3 Intramural Research Program, National Institute on Drug
Abuse, Baltimore, Maryland 21224
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ABSTRACT |
Although the effects of psychostimulants on brain dopamine systems
are well recognized, the direct actions of cocaine on serotonin systems
also appear to be important to its addictive properties. For example,
serotonin actions at 5-HT1B receptors in the ventral tegmental area (VTA) modulate cocaine-induced dopamine release in the
nucleus accumbens (NAcc) and alter the rewarding and stimulant properties of cocaine. However, the mechanisms of these effects have
been unclear, because several neuron types in VTA express 5-HT1B receptors. One possibility is that
5-HT1B receptors on the terminals of GABAergic projections
from NAcc to VTA inhibit local GABA release, thereby disinhibiting VTA
neurons. We tested this hypothesis directly by using viral-mediated
gene transfer to overexpress 5-HT1B receptors in NAcc
projections to VTA. A viral vector containing either epitope
hemagglutinin-tagged 5-HT1B and green fluorescent protein
(HA1B-GFP) cassettes or green fluorescent protein cassette
alone (GFP-only) was injected into the NAcc shell, which sends
projections to the VTA. HA1B-GFP injection induced elevated expression
of 5-HT1B receptors in neuronal fibers in VTA and increased
cocaine-induced locomotor hyperactivity without affecting baseline
locomotion. Overexpression of 5-HT1B receptors also shifted
the dose-response curve for cocaine-conditioned place preference to
the left, indicating alterations in the rewarding effects of cocaine.
Thus, increased expression of 5-HT1B receptors in NAcc
efferents, probably in the terminals of medium spiny neurons projecting
to the VTA, may contribute to psychomotor sensitization and offer an
important target for regulating the addictive effects of cocaine.
Key words:
herpes simplex virus; gene transfer; ventral
tegmental area; conditioned place preference; locomotor; hyperactivity
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INTRODUCTION |
Cocaine dependence is an important
clinical and social problem that is often resistant to behavioral
interventions alone (Crits-Christoph et al., 1999 ). It is therefore
important to develop pharmacological strategies to modify the
reinforcing effects of cocaine. These effects are mediated by
natural reward circuitry in the brain, including the dopaminergic
projection from the ventral tegmental area (VTA) to the nucleus
accumbens (NAcc) and the reciprocal GABAergic projection from NAcc to
VTA (Wise, 1996 ). In response to cocaine exposure, VTA and NAcc neurons
undergo a variety of adaptations that may affect the development of
sensitization to the stimulant and rewarding effects of the drug, as
well as tolerance, drug craving, and relapse (Fitzgerald et al., 1996 ;
Churchill et al., 1999 ) (for review, see Nestler, 2001 ). For this
reason, the membrane receptors and signal transduction mechanisms
within the mesolimbic system are potential targets for pharmacological treatment of cocaine dependence.
The NAcc and VTA are both richly innervated by serotonergic fibers
(Lavoie and Parent, 1990 ; Van Bockstaele et al., 1994 ; Phelix and
Broderick, 1995 ), and cocaine increases extracellular concentrations of
serotonin as well as dopamine in these areas (Di Chiara and Imperato,
1988 ; Hernandez and Hoebel, 1988 ; Bradberry and Roth, 1989 ; Klitenick
et al., 1992 ; Parsons et al., 1995 ; Reith et al., 1997 ). The NAcc and
VTA contain several types of serotonin receptors, including the
5-HT1B subtype, which act as inhibitory
heteroreceptors in the axon terminals of GABAergic NAcc neurons that
project to VTA (Johnson et al., 1992 ; Cameron and Williams, 1994 ;
Morikawa et al., 2000 ). Although they are an intriguing target for
investigation, 5-HT1B receptors are particularly difficult to study: they are expressed widely in mammalian brain and
are translocated to axon terminals that may be some distance from the
cell bodies of origin (Boschert et al., 1994 ; Ghavami et al., 1999 ;
Riad et al., 2000 ). The sources of all 5-HT1B
binding sites in VTA have not been delineated, and typical
pharmacological or binding studies are unable to reveal which neuronal
subtypes contain 5-HT1B receptors, even when
binding sites are localized autoradiographically. This inability to
identify or manipulate selectively individual
5-HT1B receptor populations may contribute to
controversy regarding the role of 5-HT1B
receptors in cocaine-related behaviors. Furthermore, the available
5-HT1B ligands are incompletely selective.
In some cases, 5-HT1B agonists given systemically
or intracerebroventricularly sensitize rats to the effects of
psychostimulants (Parsons et al., 1996 , 1998 , 1999 ). The putative
mechanism of enhancement is that stimulation of
5-HT1B receptors on the terminals of GABAergic
neurons in the VTA decreases local GABA release, thereby disinhibiting
VTA dopamine neurons (Parsons et al., 1999 ). Conversely,
5-HT1B agonists have also been found to decrease
the rewarding effects of amphetamine (Fletcher and Korth, 1999a ,b ), and
5-HT1B knock-out mice have shown a confusing
pattern of alterations in cocaine response (Rocha et al., 1997 ; Belzung
et al., 2000 ; Castanon et al., 2000 ; Shippenberg et al., 2000 ).
However, the cellular basis of the
5-HT1B-mediated effects in these studies is not known.
The present studies were designed to clarify the role of VTA
5-HT1B receptors using viral-mediated gene
transfer (VMGT), a method capable of targeting a specific receptor
population. One possibility is that elevated expression of
5-HT1B receptors in NAcc neurons projecting to
VTA increases the stimulant and rewarding actions of cocaine. To test
this hypothesis, we used VMGT to increase expression of
5-HT1B receptors in terminals of NAcc neurons
that project to the VTA, among other places. We then evaluated the ability of several doses of cocaine to stimulate locomotor activity and
establish conditioned place preferences.
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MATERIALS AND METHODS |
Animals. Male Sprague Dawley rats (Charles River
Laboratories, Wilmington, MA) were used. The rats were housed in a
climate-controlled vivarium with a 12 hr light/dark cycle (lights on at
6:00 A.M.). Food and water were available ad libitum,
except during viral-mediated gene transfer and behavioral testing. All
animal procedures were approved by the Institutional Animal Care and
Use Committees at our institutions and were conducted in accordance
with National Institutes of Health guidelines.
Viral vectors. A herpes simplex virus (HSV) vector system
using replication-deficient helper virus for packaging was used in this
study; this system has been used in a number of studies and has been
reviewed previously (Neve, 1999 ; Carlezon et al., 2000 ). Two plasmid
amplicons were packaged into viral vectors as described previously
(Clark et al., 2002 ). Briefly, HA1B-GFP expresses both
hemagglutinin-tagged 5-HT1B receptor and green fluorescent protein from separate transcriptional cassettes, whereas GFP-only contains only the gene for green fluorescent protein. The
GFP-only vector serves as a control for all nonspecific aspects of the
viral gene transfer procedure, and this HSV vector system does not
alter drug reward or behavior compared with sham or vehicle injections
(Carlezon et al., 2000 ). The functional expression of the HA1B-GFP and
GFP-only vectors after injection into the rat dorsal raphe nucleus has
also been described previously (Clark et al., 2002 ).
Experiment 1 design: cocaine-induced hyperactivity. Rats
were handled for 1-2 min once per day on 2 consecutive days (days 3 and 4) before starting the study. On the morning of day 1, each animal was weighed and received an intraperitoneal injection of 0.9% saline solution (1 ml/kg), followed by 1 hr of automated activity
monitoring. The animals then received bilateral microinjections of
either HA1B-GFP (n = 31) or GFP-only
(n = 30) vector into the medial NAcc shell. Anesthesia
was induced and maintained using isoflurane gas delivered by mask.
Briefly, each rat was placed in a stereotaxic instrument, the skull was
exposed, and the bregma was located. Bilateral bore holes were drilled.
Injections were aimed at the NAcc shell [relative to bregma (in mm):
anteroposterior, +1.7; lateral, ±2.3; and dorsoventral, 6.8 below the dura] (Paxinos and Watson, 1986 ). For each injection, a 27 gauge needle was angled 10° from midline and advanced slowly to the
injection coordinates. Viral particles (2.0 µl at
108 infective units per milliliter) were
injected over a period of 10 min; the injections were controlled by a
microprocessor-controlled pump (World Precision Instruments, Sarasota,
FL). The needle was left in place for 5 min after the injection and
withdrawn slowly over a period of 5 min. The skin was closed with
surgical glue (Vetbond; 3M, St. Paul, MN). Rats were observed until
spontaneous movement resumed, at which point animals were returned to
the home cage. In control rats (n = 53) that received
sham surgery, the injection needle was lowered 1.0 mm below the dura,
but no injections were made. On days 2 and 3, the rats were again
weighed, given a saline injection, and placed in the activity monitor
cages. On day 4, the animals were injected with cocaine hydrochloride solution intraperitoneally rather than saline before activity monitoring, at a dose of 5 mg/kg (5 mg/ml; n = 22), 10 mg/kg (10 mg/ml; n = 22), or 20 mg/kg (20 mg/ml;
n = 17). All behavioral assessments were made between
7:00 A.M. and 12:00 P.M. The accuracy of injection coordinates was
confirmed by visualizing the location of GFP expression in tissue
sections (40 µm) by fluorescent microscopy (described in
Immunohistochemistry). Animals with injection sites outside the shell
of the NAcc (6 of 61) were excluded before analysis of behavioral data.
Activity monitoring. Activity was assessed with the Cage
Rack Photobeam Activity System (San Diego Instruments, San Diego, CA).
Immediately after the intraperitoneal injection of cocaine or saline,
each rat was placed into an individual activity monitor and left there
for 1 hr. The monitor consisted of a clean cage set inside a horizontal
metal frame holding seven infrared photobeam motion detectors. Movement
data were recorded using San Diego Instruments software on an
IBM-compatible computer. After the session, the rats were returned to
their home cage. Total activity (total beam breaks) and ambulation (two
sequential beam breaks) were quantified automatically by the software
and were analyzed later using Microsoft (Seattle, WA) Excel and SPSS
(Chicago, IL) programs. Statistical significance was assessed by
averaging each of the six 10 min segments; these collapsed time points
were analyzed using mixed effect repeated-measures ANOVA, using viral
treatment as the between-subjects variable and time as the
within-subjects variable. At doses at which there was an overall main
effect of viral treatment, individual segments were tested for
significance using post hoc Student's t tests.
Experiment 2 design: place conditioning. Place conditioning
occurred in a three-compartment apparatus (Med Associates, St. Albans,
VT), as described previously (Carlezon et al., 1998 ). During screening
(day 0), rats (300-325 gm) were placed in the small (12 × 21 × 21 cm) central compartment of the three-chamber place
conditioning apparatus and were allowed to explore the entire apparatus
for 30 min. Compartments differed in color, floor texture, and
lighting. Data collected during this screening session were considered
to reflect baseline (i.e., before conditioning) preferences for each of
the compartments. Rats that did not show strong a priori
preferences ( 18 min) for a compartment were anesthetized (65 mg/kg,
i.p., sodium pentobarbital) and given atropine (0.25 mg, s.c.) to
minimize bronchial secretions. Each rat received bilateral
microinjections (2.0 µl/side) of HA1B-GFP (n = 34)
or GFP-only viral particles (n = 33) aimed at the NAcc
shell as described for experiment 1. The medial NAcc shell was
targeted specifically because we showed previously that this region is
critical for the rewarding effects of cocaine (Carlezon et al., 1995 )
and other stimulants (Carlezon and Wise, 1996 ) and because it has the
strongest reciprocal connections with VTA (Groenewegen et al.,
1999 ). Control rats (n = 53) received sham
surgery in which the injection needle was lowered 1.0 mm below the
dura, but no injections were made.
After 2 d of recovery, conditioning trials (two per day) were
given on 2 consecutive days (days 3 and 4). On the first conditioning trial of each day, the rats received saline (1 ml/kg, i.p.) and were
confined to one of the large (24 × 18 × 33 cm) side
compartments of the apparatus. Three hours later, they received cocaine
(5, 10, 20, or 40 mg/kg, i.p.; Sigma, St. Louis, MO) and were confined to the other side compartment. On the final day (day 5), they were
again allowed to explore the entire apparatus freely for 30 min. Data
collected during this test session were considered to reflect
conditioning-induced (i.e., after conditioning) preferences for each of
the compartments.
Immediately after the final test sessions, rats were anesthetized with
pentobarbital (130 mg/kg, i.p.) and perfused with 0.9% saline,
followed by 4% paraformaldehyde. The brains were kept overnight in
20% glycerol before slicing (40 µm). Injection placements were
verified by histological analyses (Carlezon et al., 1998 ). Data from
rats with placements outside the NAcc shell (5 of 73) were excluded
from analyses. Conditioning-induced changes in preference for the drug-
or saline-associated compartments were analyzed using a three-way
(vector treatment × cocaine dose × time, before vs after
conditioning) ANOVA with repeated measures, followed by post
hoc comparisons with Fisher's t tests
(two-tailed).
Immunohistochemistry. A number of rats (n = 20) from the locomotor activity studies were selected randomly for
immunohistochemistry studies. These rats were injected with 1000 U of
heparin intraperitoneally, anesthetized deeply with pentobarbital, and
perfused intracardially with Tyrode's solution (in
mM: 126 NaCl, 5 KCl, 2 MgCl2, 1 CaCl2, 0.4 NaH2PO4, 10 glucose, and 10 HEPES), followed by 4% paraformaldehyde. The brains were removed,
postfixed for 2 hr in 4% paraformaldehyde, and stored in PBS at 4°C
1-2 d before being processed further. Free-floating sections (40 µm)
were prepared on a Leica (Nussloch, Germany) VT1000S vibratome and
rinsed in PBS (200 mM), pH 7.4. The sections were
permeabilized in PBS-0.5% Triton X-100 for 30 min and then blocked
with 0.3% gelatin (bovine) in PBS-0.025% Triton X-100 for 1 hr at
room temperature or overnight at 4°C. They were then incubated with
mouse monoclonal anti-hemagglutinin antibody (HA.11; Babco, Richmond,
CA) diluted 1:1000 in 0.3% gelatin in PBS-0.025% Triton X-100 and
incubated overnight at room temperature with gentle agitation. Sections
were then rinsed three times for 10 min each with PBS-0.025%
Triton X-100 and incubated with secondary antibody (goat anti-mouse
Alexa-568 conjugate, 5 µg/ml; Molecular Probes, Eugene, OR) in 0.3%
gelatin PBS-0.025% Triton X-100 for 1 hr at room temperature. The
sections were rinsed three times for 10 min each with PBS-0.025%
Triton X-100. Bisbenzimide at 1:50,000 in PBS was applied for 5 min,
after which the sections were rinsed briefly with PBS and mounted on
glass slides with Vectashield mounting medium (Vector Laboratories,
Burlingame, CA). The sections were analyzed using a Bio-Rad (Hercules,
CA) Radiance 2000 confocal system and associated Nikon (Tokyo, Japan) fluorescence microscope using an argon-krypton laser and red laser diode with appropriate Performance filters (Bio-Rad) for detection of
GFP and Alexa-568 fluorescence.
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RESULTS |
The microinjections of viral vectors were aimed at the NAcc shell
(Fig. 1A). GFP and
immunoreactivity for the hemagglutinin epitope tag were both visible in
animals that had received HA1B-GFP (Fig. 1B),
whereas GFP alone was detected in animals that received GFP-only vector
(Fig. 1C). Many transgene-expressing neurons were detected
at each injection site, and the morphology of infected cells was
consistent with neuron-specific gene transfer, as described previously
with this HSV packaging system (Fig. 1D) (Carlezon et
al., 2000 ). Virtually all of the cell bodies expressing transgene were
located within an area ~800 µm in diameter, although we
occasionally observed cell bodies in regions that project to NAcc,
indicating that a few non-NAcc cells were infected retrogradely
(usually zero to two cells per VTA section). Because NAcc neurons
project to VTA and 5-HT1B receptors are
translocated to axon terminals, we examined this region for evidence of
epitope-tagged 5-HT1B receptor expression. As can
be seen in Figure 1E, many fine neurites demonstrated
both GFP fluorescence and HA1B immunoreactivity, indicating that, as
expected, the transgene receptors are translocated to axon terminals in
VTA, and the NAcc projections still demonstrate normal morphology
despite viral gene transfer. NAcc also projects to ventral pallidum, in
which GFP and HA1B staining fibers were also detected, although these
were more sparse than in VTA. These results indicate that both epitope
tagging and GFP coexpression are highly sensitive methods with which to
evaluate the extent of transgene expression.

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Figure 1.
Viral-mediated gene transfer into NAcc induces
expression and transport of transgenes from NAcc cell bodies to axon
terminals in VTA. A, Anatomic targets for gene transfer
are shown in red shading. Scale bar, 1 mm. GFP
expression allowed rapid confirmation of expression and accuracy of
injection in both experimental and control viral treatment groups.
B, Brain section that received injections of HA1B-GFP
viral vector demonstrates both hemagglutinin-tagged 5-HT1B
immunoreactivity (red) and GFP direct fluorescence
(green); 10× magnification. Scale bar,
100 µm. C, Brain section that received GFP-only
control vector injections. Note that there is no cell labeling with the
HA antibody (red), whereas GFP expression
(green) is intense; 10× magnification. Scale
bar, 100 µm. D, HA-5-HT1B
(red) and GFP (green) are
coexpressed in many cells; yellow indicates colocalized
signal, especially in the cell membrane and proximal fibers; 20×
confocal stack compressed in z-axis. Scale bar, 100 µm. E, Both HA-5-HT1B- and GFP-positive
fibers were detected in the VTA, indicating that transgenes were
translocated to axon projections from cell bodies of NAcc neurons.
Colocalization of both transgenes is apparent in many of the fibers,
whereas GFP alone is detected in GFP-only treated animals; 40×
confocal stack compressed in z-axis. Scale bar, 100 µm. NAc, Nucleus accumbens core; NAs, nucleus
accumbens shell.
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In the first experiment, we tested whether HA1B-GFP altered total
activity and ambulation (a subcomponent of total activity) induced by
cocaine. HA1B-GFP or GFP-only gene transfer into NAcc was performed
after the activity monitoring for the first day. On the fourth test
day, cocaine was injected (5, 10, or 20 mg/kg, i.p.), and total and
ambulatory activities were monitored. Locomotion after saline
injections on day 3 did not differ between GFP-only control animals and
animals overexpressing 5-HT1B receptors (Fig. 2A). The total activity
profile over time after cocaine injection on day 4 is shown in Figure
2B-D. When the full test period was analyzed, a
significant difference was apparent at the 10 mg/kg dose, with
5-HT1B-overexpressing animals showing much
greater total activity (F(1,18) = 5.88; p < 0.05) (Fig. 2C). Ambulatory activity was also greater in HA1B-GFP-treated animals after 10 mg/kg
cocaine (F(1,18) = 7.46;
p < 0.05). There were no overall significant
differences between viral treatment groups at 5 or 20 mg/kg cocaine
over the full hour. Although there appeared to be a slower decay in the
rate of activity late in the period of the HA1B-GFP animals treated
with 5 mg/kg cocaine, this effect was not statistically significant.
Activity after 20 mg/kg (intraperitoneally) cocaine appeared to reflect
a maximal "ceiling" effect, with no additional effect in
5-HT1B overexpressing animals at any point during the test
period. Total beam breaks and ambulation (successive beam breaks in one
direction) were further analyzed in 10 min collapsed segments during
the test period (Fig. 3). After 10 mg/kg (intraperitoneally) cocaine, the HA1B-GFP-treated animals showed significantly greater total activity and ambulation than the
GFP-only-treated animals during most of the test period (Fig.
3C,D).

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Figure 2.
Time course of locomotor activity
after injection with saline or cocaine. Overall activity (total beam
breaks) and ambulation (consecutive beam break events) were quantified
by automatic collection using infrared activity monitoring (see
Materials and Methods). A, Total activity after the day
3 saline injection shows that animals rapidly became inactive and that
5-HT1B overexpression in NAcc projection neurons did not
alter baseline behavior (n = 26, HA1B-GFP;
n = 27, GFP-only-treated animals).
B-D, Total activity after injection of 5 (B), 10 (C), or 20 (D) mg/kg cocaine (intraperitoneally) on day 4. A
dose-dependent effect of cocaine on total locomotion is
apparent, and 5-HT1B overexpression increased
locomotion at the 5 and 10 mg/kg doses cocaine. The differences between
HA1B-GFP- and GFP-only-treated animals were not apparent until at
least 15 min after injection, presumably because of delay in cocaine
availability after injection. Whether there was a late effect of
5-HT1B overexpression (after 60 min) on 20 mg/kg cocaine
was not determined, although there appears to be a ceiling
effect of maximal cocaine-induced hyperactivity for both treatment
groups at the time points measured. Data represent the mean ± SEM
at each time point of 8-11 animals per treatment condition.
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Figure 3.
Elevated expression of mesolimbic
5-HT1B receptors enhances cocaine-induced hyperactivity.
Collapsed averages for 10 min segments (1-6)
were calculated for total activity and ambulation. There was an overall
treatment effect for both total activity and ambulation at 10 mg/kg
cocaine (intraperitoneally) (F(1,18) = 5.88 and 7.46 for total activity and ambulation, respectively;
p < 0.05). Because there was an overall treatment
effect of the HA1B-GFP treatment in the 10 mg/kg cocaine
(intraperitoneally)-treated animals, post hoc
Student's t tests were performed on each time segment
to identify when increased 5-HT1B expression altered
cocaine-induced locomotor activity; *p < 0.05.
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In place conditioning studies, the time that rats spent in
cocaine-associated environments depended on viral vector treatment, the
dose of cocaine, and time (before vs after) (three-way interaction, F(6,102) = 2.55; p < 0.05). Sham-operated rats given 10 or 20 mg/kg (intraperitoneally)
cocaine spent more time (p < 0.01; Fisher's t tests) in cocaine-associated compartments after
conditioning than they did before conditioning (Fig.
4); such data indicate conditioned place
preferences and demonstrate the sensitivity of our procedures to the
rewarding effects of the drug. A lower dose of cocaine (5 mg/kg) failed
to alter significantly the time spent in drug-associated environments
in sham-operated rats. Likewise, 40 mg/kg cocaine failed to
systematically alter the time spent in drug-associated environments in
sham-operated rats, raising the possibility that high doses of cocaine
cause aversive, anxiogenic (Kosten et al., 1994 ), or memory-disrupting
effects. This dose-effect relationship was virtually identical in rats
given GFP-only vector into the NAcc: rats spent more time in
drug-associated environments after 10 mg/kg (p < 0.05) or 20 mg/kg (p < 0.01), whereas 5.0 and 40 mg/kg did not affect place conditioning. In contrast, rats given
microinjections of HA1B-GFP into the NAcc spent more time in
cocaine-associated environments after 5.0 mg/kg
(p < 0.05), indicating increased sensitivity to
the rewarding effects of low doses of the drug. These rats showed
normal increases in time spent in drug-associated environments after 10 mg/kg (p < 0.01). However, cocaine did not
affect place conditioning at 20 or 40 mg/kg in rats given HA1B-GFP
into the NAcc, suggesting increased sensitivity to the aversive,
anxiogenic, or memory-disrupting effects of higher doses of the
drug.

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Figure 4.
Effect of microinjections of viral vectors into
the NAcc on cocaine place conditioning. Rats received bilateral
microinjections of HA1B-GFP or GFP-only viral vector bilaterally into
the NAcc or sham injections. For graphical clarity, place conditioning
data (mean ± SEM; 7-14 rats per group) are expressed as the
change in time spent in cocaine-associated compartments (i.e., time in
seconds after conditioning minus time before conditioning). In rats
given GFP-only vector or sham surgery, cocaine at 10 and 20 mg/kg
established significant place preferences, whereas a higher dose (40 mg/kg) failed to have reliable effects. In contrast, treatment with
HA1B-GFP shifted the cocaine dose-effect function to the left: a
lower dose (5 mg/kg) established place preferences, whereas the effects
of higher doses (20 and 40 mg/kg) were not reliable. Significant
increases in time spent in cocaine-associated compartments are
indicated as follows: *p 0.05 and
**p 0.01 for rats given HA1B-GFP;
p 0.05 and  p 0.01 for rats given GFP-only vector; and ^p 0.01 for control rats; Fisher's t tests.
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DISCUSSION |
Elevated expression of 5-HT1B
heteroreceptors in NAcc neurons that project to VTA causes sensitized
behavioral responses to cocaine. Rats that received NAcc shell
injections of a viral vector encoding 5-HT1B
receptors tagged with GFP overexpressed the receptor in the VTA,
suggesting viral uptake into the medium spiny projection neurons of the
NAcc shell and translocation of overexpressed receptors from the somata
of these neurons to their terminals in the VTA. Rats given this
treatment were more sensitive to the locomotor stimulating effects of
cocaine. Considering that the locomotor stimulating and rewarding
effects of psychomotor stimulants appear to depend on common neural
substrates (Wise and Bozarth, 1987 ), these findings raised the
possibility that elevated expression of 5-HT1B
receptors in the mesolimbic system would also affect the rewarding
effects of cocaine. Indeed, lower doses of cocaine established
conditioned place preferences in rats given this treatment, suggesting
that these rats were more sensitive to the rewarding as well as the
locomotor stimulating effects of the drug. Interestingly, rats treated
with HA1B-GFP also appeared to be more sensitive to the aversive,
anxiogenic (Kosten et al., 1994 ; Carlezon et al., 1998 ; Kelz et al.,
1999 ; Pliakas et al., 2001 ; Andersen et al., 2002 ), or
memory-disrupting effects of high doses of cocaine. Together, these
findings suggest that mesolimbic 5-HT1B receptors play an important role in the regulation of the motivational effects of
cocaine, presumably through their influence on the activity of VTA
dopaminergic neurons.
Smaller amounts of GFP-expressing and HA1B-staining fibers were also
detected in the ventral pallidum. Although the rewarding effects of
cocaine are most often associated with the function of VTA dopamine
cells and their terminal fields within the NAcc (Roberts et al., 1977 ;
Phillips et al., 1983 ; Zito et al., 1985 ; Carlezon et al., 1995 ) and
prefrontal cortex (Goeders and Smith, 1983 ), there is emerging evidence
that the effects of cocaine in or indirectly on regions such as the
ventral pallidum may also contribute to the reward-related effects of
the drug (Gong et al., 1996 ; Johnson and Napier, 1996 ; McBride et al.,
1999 ; Sizemore et al., 2000 ).
We detected high levels of GFP and HA-5-HT1B
expression, and both transgenic proteins were translocated to axon
fibers in VTA and ventral pallidum. Recently, we confirmed that the HA
epitope tagging does not alter the function of the
5-HT1B receptor and that the same transgene
receptor alters stress-induced anxiety-like behavior in the open field
and elevated plus maze models (Clark et al., 2002 ). In that study,
5-HT1B mRNA was increased threefold in the dorsal
raphe nucleus after 5-HT1B overexpression with
the same viral vector as used in this study. The GFP-only vector
controls for the presence of viral particles and the injection
procedure, and, in the place conditioning studies, it produced results
that were nearly identical to those in sham-injected animals.
Therefore, our demonstration that elevated expression of
5-HT1B in the mesolimbic system sensitizes
animals to cocaine is not likely a result of nonspecific factors.
Viral-mediated gene transfer of epitope-tagged
5-HT1B receptor, coexpressed with GFP, is an
effective method for studying the role of 5-HT1B
receptors in selected neuron populations. Because 5-HT1B receptors are expressed by many different
neuron types and are translocated to axon terminals at varying
distances from the cell bodies, manipulation of the mature receptor
protein can be difficult to achieve without simultaneously involving a
heterogeneous mix of 5-HT1B heteroreceptors and
autoreceptors. This problem is illustrated by the discrepancies between
mouse studies of 5-HT1B null mutations and rat
studies involving local infusion of partially selective
5-HT1B drugs. Although pharmacological studies in
rats have suggested that 5-HT1B agonists
sensitize animals to cocaine, mouse "knock-out" experiments have
reached the opposite conclusion in most cases (Belzung et al., 2000 ;
Castanon et al., 2000 ). However, even the rat pharmacological data
present an inconsistent picture. Administration of
5-HT1B agonist sensitized animals to the effects of cocaine in most (Parsons et al., 1998 , 1999 ) but not all
(Przegalinski et al., 2001 ) studies; amphetamine effects were not
enhanced by similar treatments (Fletcher and Korth, 1999a ,b ).
CGS-12066B, a 5-HT1B agonist, did enhance the
reinforcing properties of GBR-12909, a dopamine-selective reuptake
inhibitor (Parsons et al., 1996 ). These data indicate that
5-HT1B agonists may enhance the rewarding properties of several classes of rewarding drugs.
Although these pharmacological studies have implicated specific
circuits that contain 5-HT1B receptors, the
anatomic basis for altered drug sensitivity in
5-HT1B knock-out mice is not known, and some of
these effects have not been replicated across laboratories (Crabbe et
al., 1999 ). The knock-out mice reportedly have significant developmental alterations in the dopaminergic system that may account
for at least some of their altered behavioral phenotype (Castanon et
al., 2000 ; Shippenberg et al., 2000 ). Although previous studies
suggested that the 5-HT1B agonist drugs acted on
5-HT1B receptors on GABA-dynorphin terminals of
NAcc projections to VTA (Parsons et al., 1999 ), this was not
demonstrated. Electrophysiological studies of
5-HT1B effects on cocaine in VTA slices supported
but did not show conclusively this mechanism of action (Johnson et al.,
1992 ; Cameron and Williams, 1994 ; Morikawa et al., 2000 ). Direct
infusion of CP 93129 into NAcc did not enhance amphetamine discrimination (Filip et al., 2001 ), and the predominant
electrophysiological effect of 5-HT1B receptor
activation in NAcc itself was to inhibit glutamate release
presynaptically (Muramatsu et al., 1998 ). Therefore, 5-HT1B activation in NAcc itself is not likely to
explain the results of our experiments. However, by transiently
increasing synthesis of 5-HT1B receptors in NAcc
shell neurons that have efferent projections to VTA, we were able to
reproduce the enhanced effects of cocaine demonstrated in
other studies, strongly suggesting that the sensitization is caused by
activation of 5-HT1B receptors in these specific
neurons. Because >90% of NAcc neurons are GABAergic medium spiny
projection neurons (Gerfen, 1988 ) and because HSV vectors are not
selective for any neuronal subtype (Carlezon et al., 2000 ), it is
likely that the majority of the HA-5-HT1B
transgene receptors were expressed in these neurons. Furthermore,
because we targeted the medial NAcc shell, the subregion that projects predominantly to VTA (Groenewegen et al., 1999 ), we believe that the
effects we observed involve primarily 5-HT1B
receptors in VTA. We interpret our results to suggest that
cocaine-induced increase in extracellular serotonin can activate
5-HT1B receptors in NAcc projection fibers to
VTA, thereby enhancing sensitivity to the stimulant and rewarding
effects of cocaine, although the possibility of relevant actions in
other regions that receive projections from NAcc (e.g., the ventral
pallidum) (Johnson and Napier, 1996 ) cannot be excluded. Indeed, the
recent observation that cocaine has rewarding effects via serotonin
transporters in dopamine transporter knock-out mice indicates that
serotonin participates directly in some of the actions of cocaine
(Rocha et al., 1998 ; Sora et al., 2001 ). Both serotonin and dopamine levels increase significantly in NAcc during cocaine
self-administration (Di Chiara and Imperato, 1988 ; Hernandez and
Hoebel, 1988 ; Parsons et al., 1995 ; Reith et al., 1997 ); presumably
this excess serotonin stimulates serotonin receptors in these brain
regions. It is likely (although not yet demonstrated) that
cocaine-induced serotonin activity participates in adaptive processes,
such as those involved in sensitization, tolerance, withdrawal, and
relapse. The receptor basis for these effects is poorly understood.
However, in situ hybridization histochemistry, the most
reliable method of detecting the expression of these receptors,
suggests that several serotonin receptors may potentially be involved.
These include 5-HT1B (Bruinvels et al., 1994 ),
5-HT2A (Ward and Dorsa, 1996 ; Mijnster et al., 1997 ), 5-HT2C (Ward and Dorsa, 1996 ; Eberle-Wang
et al., 1997 ), 5-HT4 (Vilaro et al., 1996 ),
5-HT6 (Ward and Dorsa, 1996 ), and 5-HT7 (Neumaier et al., 2001 ) receptors. The
5-HT1D receptors are represented (Bruinvels et
al., 1994 ), and 5-HT1A,
5-HT1E, 5-HT1F,
5-HT3, and 5-HT5 receptors
are probably not present in NAcc. In summary, the present report
confirms and extends accumulating evidence that
5-HT1B receptors seem to alter the sensitivity of brain reward circuits to cocaine. The additional use of precise molecular and anatomic strategies will be necessary to elucidate the
complex roles of these serotonin receptors in cocaine addiction.
 |
FOOTNOTES |
Received June 24, 2002; revised Sept. 10, 2002; accepted Oct. 1, 2002.
This work was supported by the National Institute on Drug Abuse
(W.A.C.), a New Investigator Award from the Nancy Lurie Marks Foundation (W.A.C.), a fellowship from the Canadian Institutes of
Health Research (A.A.), and the Alcohol and Drug Abuse Institute of
Washington (Small Grant to J.N.).
Correspondence should be addressed to Dr. John F. Neumaier, Psychiatry,
Box 359911, Harborview Medical Center, 325 Ninth Avenue, Seattle, WA
98104-2499. E-mail: neumaier{at}u.washington.edu.
A. Arvanitogiannis' present address: Center for Studies in Behavioral
Neurobiology, Concordia University, 1455 de Maisonneuve West, Montreal,
Quebec, Canada H3G 1M8.
 |
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