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The Journal of Neuroscience, December 15, 2002, 22(24):11026-11034
The Contribution of the Amygdala to Conditioned Thalamic
Arousal
Mary Eileen
Cain,
Bruce S.
Kapp, and
Corey B.
Puryear
Department of Psychology, University of Vermont, Burlington,
Vermont 05405
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ABSTRACT |
Previous research has demonstrated that thalamocortical neurons
within the dorsal lateral geniculate nucleus (dLGN) are affected by an
acoustic, fear-arousing, conditioned stimulus (Cain et al., 2000 ). This
effect is reflected in an increase in activity and a tonic firing
pattern, a pattern that assures the most accurate relay of information
from the retina to the visual neocortex. Such an effect is considered
to be indicative of a heightened state of arousal. The present research
was designed to determine the extent to which the central nucleus of
the amygdala (ACe) contributes to this effect. To this end, in
experiment 1 extracellular recordings were made from single dLGN
neurons in the awake rabbit during electrical stimulation of the ACe.
Increased neuronal activity was observed in response to stimulation in
the majority of neurons. Neurons that were in a burst firing pattern
immediately before stimulation assumed a tonic firing pattern in
response to stimulation. Experiment 2 was designed to determine whether
inactivation of the ACe with muscimol would attenuate the response of
dLGN neurons in the awake rabbit to the presentation of acoustic,
fear-arousing, conditioned stimuli. Compared with vehicle injections,
infusions of muscimol attenuated both the spontaneous activity and the
response of dLGN neurons to the presentations of these stimuli. The
results provide support for the hypothesis that the amygdala, and in
particular the ACe, contributes to a heightened state of arousal during
conditioned fear.
Key words:
amygdaloid central nucleus; dorsal lateral geniculate
nucleus; electrical stimulation; extracellular single unit recording; Pavlovian conditioning; muscimol
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INTRODUCTION |
It has been proposed that fear
elicits an enhanced state of arousal that influences the efficacy by
which an organism detects and processes environmental stimuli (Kapp et
al., 1992 ; Davis and Whalen, 2001 ). In support of this proposal are
recent observations demonstrating that acoustic, fear-arousing,
conditioned stimuli (CSs) affect thalamocortical neurons in the
dorsal lateral geniculate nucleus (dLGN). These stimuli elicit
increased firing in these neurons primarily because of a shift
from a burst to a tonic firing mode (Cain et al., 2000 ). Tonic firing
renders these neurons more sensitive to retinal input and is the most
efficient mode for the transfer of information from the retina to the
neocortex (Sherman, 1996 ; Sherman and Guillery, 2001 ). Tonic firing is
predominant during neocortical arousal, as reflected in
electroencephalographic (EEG) low-voltage fast activity (LVFA)
(Sherman, 1996 ), whereas burst firing is predominant during periods of
drowsiness and slow wave sleep, as reflected in high-amplitude slow
(i.e., delta) wave activity (Hirsch et al., 1983 ; McCormick,
1992 ; Sherman, 1996 ; Sherman and Guillery, 2001 ). Major contributors to
the shift from burst to tonic firing include acetylcholine (ACh) from
the peribrachial Ch-5 neuronal group (Sillito and Kemp, 1983 ; Eysel et
al., 1986 ; Hu et al., 1989 ), norepinephrine from the locus ceruleus
(DeLima and Singer, 1987 ), and histamine from the hypothalamic tuberomammillary nucleus (McCormick and Williamson, 1991 ).
Given that acoustic fear-arousing stimuli can affect the efficacy of
stimulus processing in the dLGN, the question arises concerning the
forebrain structures that contribute to this effect. The central
nucleus of the amygdala (ACe) is a prime candidate based on a variety
of observations. The ACe sends extensive projections to the brainstem,
particularly to the region of cholinergic Ch-5 neurons (Hopkins and
Holstege, 1978 ; Price and Amaral, 1981 ), the locus ceruleus (Price and
Amaral, 1981 ; Van Bockstaele et al., 1998 ), and the tuberomammillary
nucleus (Price and Amaral, 1981 ; Erickson et al., 1991 ). Neurons of the
ACe are responsive to acoustic, fear-arousing, conditioned stimuli
(Pascoe and Kapp, 1985 ; McEchron et al., 1995 ). The ACe has been shown
to modulate the activity of brainstem cholinergic systems (Deboer et
al., 1999 ), to contribute to the expression of a variety of responses during Pavlovian fear conditioning (Kapp et al., 1990 ; Davis, 1992 ;
LeDoux, 1996 ), and to elicit arousal-related responses with stimulation
(Ursin and Kaada, 1960 ; Applegate et al., 1983 ).
Based on these observations, it is hypothesized that the ACe
contributes to conditioned thalamic arousal. Two experiments were
performed to address this hypothesis. In experiment 1, recordings from
single dLGN neurons were taken during electrical stimulation of the
ACe. It was predicted that stimulation would produce a shift from the
burst firing mode to the tonic firing mode and an increase in the
firing rate of dLGN neurons. In experiment 2, the region of the ACe was
inactivated with muscimol, a GABAA agonist. It
was predicted that inactivation would abolish the conditioned response
characteristics of dLGN neurons to acoustic, fear-arousing, conditioned stimuli.
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MATERIALS AND METHODS |
Animals. Experimentally naive female New Zealand
rabbits (Oryctolagus cuniculus) weighing 2.2-2.5 kg at the
start of the experiment were used. They were maintained on a 12 hr
light/dark cycle and given food and water ad libitum.
Principles for the care and use of laboratory animals in research were
strictly followed, as outlined by the National Institutes of Health
(1985). All procedures were approved by the University of
Vermont Animal Care and Use Committee.
Surgery. After the application of a topical lidocaine
solution (4%) to the marginal ear vein, each rabbit was sedated with PromAce (acepromazine maleate, 4 mg/kg, i.v.; Ayerst Laboratories, Rouses Point, NY) and anesthetized with sodium pentobarbital (30-60 mg/kg, i.v.). Each rabbit was placed in a Kopf stereotaxic instrument (David Kopf Instruments, Tujunga, CA) fitted with a rabbit headholder (model 1240; David Kopf Instruments). Using aseptic surgical
procedures, three stainless steel jeweler's screws (Small Parts,
Miami, FL) soldered to Amphenol male connectors (Wire Pro part
220-P02-100; Allied Electronics, Fort Worth, TX) for the attachment of
wire leads were implanted to rest on dura and served as EEG electrodes. Two were placed bilaterally over the frontal cortex (6.0 mm anterior and 3.0 mm lateral to bregma; bregma adjusted 1.5 mm above lambda), while a third was placed over the left parietal cortex (13.0 mm posterior and 3.0 mm lateral to bregma). A fourth, similarly
constructed electrode was implanted into the skull over the cerebellum
to serve as a ground. A stainless steel well, designed to accommodate eccentric starr guides, and a miniature slave cylinder (Trent Wells,
Coulterville, CA) was positioned over a 3.0-mm-diameter hole in the
skull (6.5 mm posterior and 6.0 mm lateral to bregma) (Urban and
Richard, 1792 ) to provide access to the dLGN region for neuronal
recording. The well was secured in place with cyanoacrylate cement,
swabbed with antibiotic (bacitracin), and sealed with a nylon plug. An
indifferent electrode consisting of a 0.01-cm-diameter stainless steel
wire was insulated with Formvar, except at the cross-sectional tip, and
soldered to an Amphenol male connector. It was placed into the
neocortex at a depth of 1.0 mm. Rabbits were surgically prepared for
either electrical stimulation of the ACe (experiment 1) or inactivation
of the ACe with muscimol (experiment 2). To stimulate the ACe, an array
of three stimulating electrodes, which permitted monopolar or bipolar
stimulation, was positioned in the ACe (0.5 mm anterior and 5.4 mm
lateral to bregma; 11.9-12.0 ventral to dura) (Urban and Richard,
1792 ) ipsilateral to the dLGN recording site and secured in place with cyanoacrylate cement. The array allowed for multiple stimulation sites
within the region of the ACe to correct for stereotaxic implantation
error. The stimulating electrodes were constructed from stainless steel
wire insulated with Formvar except for ~250-500 µm at the tip.
Each was soldered to an Amphenol male connector and placed in a 19 gauge guide tube such that the bared tip of each of the three wires
extended ~4 mm beyond the end of the tube. The bared tips were
separated by ~0.5-0.75 mm. To inactivate the ACe, a guide cannula,
constructed from 22 gauge stainless steel hypodermic tubing and fitted
with a 24 gauge stylet, was aimed 0.5 mm dorsal to the ACe (0.5 mm
anterior and 5.4 mm lateral to bregma; 11.4-11.5 mm ventral to
dura) (Urban and Richard, 1792 ). It was located ipsilateral to the dLGN
recording site and secured in place with cyanoacrylate cement to permit
infusion of muscimol or PBS. Nylon bolts for head immobilization
were attached to the skull with cyanoacrylate cement. The exposed skull
was covered, and the wound was sealed with dental cement. Buprinex
(buprenophine) was administered (0.005 mg/kg, s.c.), and each rabbit
was returned to its home cage. Additional doses of Buprinex (0.01 mg/kg, s.c.) were administered postsurgically at 12 hr intervals for 36 hr. A 7 d postoperative period ensued before the experiments began.
Apparatus. During the experiment, rabbits were placed in a
Plexiglas rabbit restrainer with an adjustable headstock and backplate. The restrainer was placed within a shielded, ventilated,
sound-attenuating chamber (Industrial Acoustics, Lodi, NJ), the inside
of which was devoid of any internal or external illumination. This
chamber was equipped with a 10.5 × 19 cm speaker situated 24 cm
in front of the rabbit's head and contained a modified stereotaxic
frame that was used to immobilize the rabbit's head via attachment to the nylon head-immobilization bolts. Responses of single neurons were
amplified with a high-impedance, differential preamplifier (06de3
DAM-6A; World Precision Instruments, Sarasota, FL), coupled with a main
amplifier (06de3 75P11; Grass Instruments, Quincy, MA), for a total
system gain of ~25 k and a bandwidth of 0.1-10 kHz. Responses
from single neurons were fed into an audio monitor, a window
discriminator (Frederick Haer & Co., Bowdoinham, ME), and a computer
(ABLE 40; New England Digital, Middletown, MA) for on-line data
analysis. The computer also programmed the delivery of ACe stimulation
trials and conditioning trials. Neuronal responses were displayed on a
storage oscilloscope (model 5103N; Tektonix, Wilsonville, OR) and
polygraph (model 78; Grass Instruments) and recorded on frequency
modulation tape (model 4201, AR Vetter, Rebersberg, PA) along
with verbal commentary, event markers, EEG, and heart rate. Acoustic
CSs were generated with two separate voltage-controlled generators
(Wavetek model 111). Subsequent off-line analyses were performed using
Biopac Student Lab Pro software (version 3.6; Biopac Systems, Santa
Barbara, CA), Biopac Acqknowledge software (version 3.5.3; Biopac
Systems), and Data Acquisition and fast Fourier Analysis software
programs (Med Associates, St. Albans, VT). Two independent output
channels of a Grass S88 stimulator were used to administer the
stimulation pulse trains (500 msec, 100 Hz, 0.5 msec pulse duration),
to administer the unconditioned stimulus (US) to the pinna
during behavioral conditioning, and to produce direct current
(DC) marker lesions at stimulation and recording sites.
Habituation to restraint. After surgical recovery, each
rabbit in both experiments was habituated to the Plexiglas rabbit restrainer for 30 min a day for 6 d. The modified stereotaxic frame was attached to the nylon head-immobilization bolts on each rabbit's head during the fifth and sixth days for the purpose of
habituating each rabbit to head immobilization.
Experiment 1: stimulation electrode screening procedure. On
the day after the last habituation session, each rabbit assigned to
experiment 1 was administered an electrode screening procedure during
which the stimulation electrodes were screened to determine whether
they were placed accurately within the ACe. Different electrodes were
tested each day, using either monopolar or bipolar stimulation (100 Hz,
0.5 msec pulse duration, 500 msec train duration) in 25 µA increments
up to 250 µA, and the rabbit was monitored for EEG and heart rate
responses typically elicited by ACe stimulation in the rabbit
(Applegate et al., 1983 ; Kapp et al., 1994 ). The presence of
stimulation-induced EEG LVFA and a peak bradycardic response of 10%
compared with the prestimulus period was assumed to indicate
correct stimulation electrode placement within the ACe. The
electrode configuration that elicited the most prominent responses with
the least amount of applied current was selected for use in attempting
to excite dLGN neurons. Rabbits that did not demonstrate the
characteristic LVFA and bradycardic responses to stimulation during the
electrode screening procedure were dropped from the experiment.
Experiment 2: behavioral training. On the day after the last
habituation session as described above, a Pavlovian differential fear
conditioning procedure was administered to each rabbit assigned to
experiment 2. Changes in heart rate and EEG were measured to assess
differential conditioning to two acoustic CSs. The orienting phase of
the Pavlovian conditioning procedure consisted of 18 pseudorandom
presentations each of two tones of differing frequency (500 and 1300 Hz, 80 dB, and 5.0 sec). They were administered so that no more than
two consecutive presentations of either tone were administered. These
trials were necessary to habituate the cardiovascular and EEG orienting
responses in the rabbit, which are characterized by bradycardia and a
decrease in delta wave (1-4 Hz) activity with a simultaneous increase
in LVFA in response to the presentation of novel stimuli. The
conditioning phase began immediately after the orienting trials.
Twenty-four pseudorandom presentations of each tone were administered,
with the offset of one tone (CS+) being coincident with the onset of
the US (500 msec, 1.0 mA, 60 Hz stimulus train applied to the pinna).
The US never followed the second tone (CS ). The US was administered via two stainless steel wire loops that pierced the pinna and were
spaced ~2.0 cm apart. They were inserted under local lidocaine anesthetic 24 hr before behavioral conditioning. The designated tone
frequencies for the CS+ and CS were counterbalanced among rabbits. To
optimize conditioned discrimination between the CS+ and the CS , a
second differential conditioning session, again consisting of 24 presentations of each CS, was administered 24 hr later.
EEG recording. Wire leads for EEG recording were attached to
the male Amphenol connectors soldered to the stainless steel screws
implanted to rest on dura. The EEG was filtered (filters set at 1-100
Hz), amplified with a Grass model 7P511 amplifier, and displayed
on-line using the Grass model 78 polygraph. The EEG was analyzed
off-line by replaying the taped EEG into an analog-to-digital converter
(Med Associates). It was then digitized using a sampling frequency of
128 Hz and subjected to Fourier analysis using the Data Acquisition and
fast Fourier Analysis software package (Med Associates).
Heart rate recording. Electrodes for heart rate recording
were placed by threading a stainless steel wire subcutaneously using a
sterile, 21 gauge hypodermic needle. The electrodes were immediately removed after the experimental session. Heart rate was recorded using
the Grass model 78 polygraph equipped with a cardiotachometer and was
analyzed off-line using the Biopac Student Lab Pro software.
Electrophysiological recording. Electrophysiological
recording sessions commenced in the sound-attenuating chamber 1 d
after the completion of either the stimulation electrode screening
procedure (experiment 1) or Pavlovian conditioning (experiment 2).
Extracellular recordings from single neurons were made via
platinized, tungsten microelectrodes (10 M tip impedance;
Frederick Haer). The microelectrode was advanced to the dLGN through a
22 gauge guide tube by the use of a hydraulic microdrive (Trent Wells)
attached to the miniature slave cylinder. Successive electrode
penetrations occurred on subsequent days and were spaced from 0.2 to
2.0 mm apart by adjusting the position of the starr guide or by using
starr guides of different eccentricity. Occasional, novel, acoustic
stimuli were presented during neuronal recordings to aid in identifying
dLGN neurons, because their activity is altered by novel acoustic
stimuli (Cain et al., 1997 ). These acoustic stimuli consisted of white
noise bursts and sounds produced from striking the external wall of the
sound-attenuating chamber. The criteria for successful identification of a thalamocortical dLGN neuron was as follows: (1) a tonic firing mode characterized by a steady stream of action potentials, (2) a burst
firing mode characterized by clusters of 2-10 action potentials with
an interspike interval (ISI) of 4 msec and with silent periods of 50-100 msec between bursts (Sherman, 1996 ), and (3) a switch from
burst to tonic firing in response to novel acoustic stimuli (Cain et
al., 2000 ). These criteria were used to distinguish thalamocortical neurons from interneurons. The latter rarely display tonic firing (Zhu
et al., 1999 ). In addition, ACh inhibits dLGN interneurons (McCormick
and Pape, 1988 ), and putative cholinergic neurons are activated by
novel acoustic stimuli (Whalen et al., 1994 ; Silvestri and Kapp, 1998 ).
Neurons that were inhibited in response to acoustic stimuli or that did
not show a clear shift from the burst to tonic firing mode in response
to these stimuli were not examined in this study. Although the
inclusion of recordings from interneurons cannot be entirely ruled out
in the present study, the above observations and the fact that the
majority of the neurons in the dLGN are thalamocortical neurons ensures
that the majority, if not all, of the recordings were from
thalamocortical neurons. Figure 1 depicts
the burst and tonic firing modes in a representative neuron. The
criteria for successful isolation of a thalamocortical dLGN neuron were
as follows: (1) waveform consistency during the isolation period, (2) a
sufficient waveform amplitude to enable reliable and unambiguous
discrimination, and (3) a 3:1 signal-to-noise ratio. Visual
observations of the relationship between neuronal firing frequency and
pattern and the state of the EEG were made on-line by inspection of the
polygraph record.

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Figure 1.
Oscilloscope traces depicting the burst firing
(A) and tonic firing (B)
modes of a representative thalamocortical dLGN neuron. Burst activity
is typically observed during delta wave activity and tonic firing
during LVFA. Calibration, 10 msec.
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Experiment 1: ACe stimulation. After isolation of a dLGN
neuron, the ACe was stimulated using the stimulation electrodes that elicited the most characteristic responses during the electrode screening procedure (500 msec, 100 Hz, 0.5 msec pulse duration at the
intensity determined during the electrode screening procedure). Four to
six stimulation trials were presented, with a variable 3-4 min
intertrial interval. Marker lesions (100 µA anodal DC for 5.0 sec)
were made at designated recording sites at the end of selected, daily
recording sessions. Marker lesions (200 µA anodal DC for 5.0 sec) to
determine the location of the stimulation electrode tips were made at
least 24 hr before the animals were killed.
Experiment 2: ACe inactivation. At least 24 hr after the
completion of training, the stylet was removed from the cannula, an
injection stylet connected by polyethylene tubing to a 2.0 µl
Hamilton syringe was inserted partially into the cannula, and electrophysiological recording commenced in the sound-attenuating chamber. After isolation of a dLGN neuron, the injection stylet was
lowered to a position 0.5 mm ventral to the cannula tip. The rabbit
received either a 1.0 µl unilateral injection of muscimol (0.5 µg
in sterile 0.9% PBS, pH 7.4) or vehicle (sterile PBS). Injections were
made over a 2 min period using a Sage infusion pump. Previous research
has demonstrated that an intracranial infusion of muscimol can affect
behavior within 5 min (Manning, 1998 ; Spanis et al., 1999 ) and lasts
~6 hr (Li et al., 1999 ). Therefore, a minimum of four presentations
each of the CS+ and CS were administered in a pseudorandom sequence 5 min after the injection using a variable, 120 sec intertrial interval.
Each trial consisted of a 5 sec pre-CS baseline period followed by a 5 sec CS period. Marker lesions (100 µA anodal DC for 5.0 sec) were
made at designated recording sites at the end of selected, daily
recording sessions. Twenty-four hours after the recording of an
individual neuron, additional blocks of conditioning trials (six CS+
and six CS ) with the US were administered as needed to maintain the
conditioned discrimination across recording sessions. The following
day, the same recording procedure was followed, and muscimol or PBS was
infused based on random selection. Recording and additional
conditioning trials continued for several sessions in this manner.
Histology. Rabbits were administered an overdose of sodium
pentobarbital (Somelthal; 150 mg/kg, i.v.) and perfused with saline followed by a 10% formol-saline solution. The brain was removed, and
60 µm frozen serial sections were taken and stained with thionin. The
locations of recording sites were determined microscopically by
comparing microdrive coordinates with the relative electrode track
positions and marker lesions.
Statistics. ANOVAs, t tests for related measures,
and standard scores (Z scores) were the primary statistical
measures. The criterion for significance for all comparisons was
p < 0.05.
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RESULTS |
Experiment 1: ACe stimulation
Histology
Ten rabbits yielded a bradycardic response of >10% during the
electrode screening procedure used to determine accurate electrode placement within the ACe. Of these 10 rabbits, four demonstrated characteristic dLGN neurons during subsequent recording sessions and
sufficient numbers of stimulation trials per recorded neuron for
meaningful data analyses. Histological analyses revealed that these
four rabbits exhibited stimulation sites
within the ACe (Figs. 2, 3), and that all
recorded neurons were located within the dLGN. The data from these four
rabbits were used in the following analyses.

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Figure 2.
Photomicrograph of the stimulation electrode tip
placements of a three-electrode stimulation array within the ACe of a
representative rabbit. All electrode tips were located within the ACe.
La, Lateral nucleus of the amygdala; Me,
medial nucleus of the amygdala; ot, optic tract.
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Figure 3.
A-D, Line drawings of coronal
sections depicting the distribution of placements of stimulation
electrode arrays (open circles) and cannula tip
placements (closed circles) within the amygdaloid
central nucleus. Each open circle represents the
approximate location of the tip of the stimulation electrode array for
each rabbit included in this study. Each closed circle
represents the location of the cannula tip for each rabbit included in
this study. A is most anterior; D is most
posterior. ac, Anterior commissure;
Bl, basolateral nucleus of the amygdala;
Bm, basomedial nucleus of the amygdala;
Com, cortical nucleus of the amygdala;
GP, globus pallidus; ic, internal
capsule; La, lateral nucleus of the amygdala;
Me, medial nucleus of the amygdala; ot,
optic tract; P, putamen; SI,
sublenticular substantia innominata.
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Firing rate analysis
Extracellular recordings were made from 23 neurons that (1) met
the electrophysiological criteria for thalamocortical dLGN relay
neurons (Sherman, 1996 ), (2) were located within the dLGN based on
histological verification, (3) were tested for responsiveness to at
least four ACe stimulation trials, and (4) met the electrophysiological criteria for single neuronal recordings as described previously (Pascoe
and Kapp, 1985 ; Whalen et al., 1994 ). The predominant effect of
stimulation of the ACe was an increase in firing rate. The mean firing
rates during a 5 sec prestimulus period (mean, 40.59; SE, 3.97)
and during a 5 sec stimulus period (mean, 77.82; SE, 4.83) commencing
with stimulation onset were calculated across stimulation trials for
each neuron. These mean firing rates were pooled across neurons, and a
t test for related measures revealed a significant increase
in firing during the stimulus period
(t(22) = 10.01; p < 0.0001). Z scores calculated from the spike counts during
the 5 sec prestimulus and 5 sec stimulus periods of each stimulation
trial revealed that 18 of these 23 neurons demonstrated statistically
significant increases in activity after stimulation of the ACe
(Z = 3.25-38.48; p < 0.01). The
remaining five neurons demonstrated a slight to moderate increase in
firing rate, but the increase was not significant. An examination of
the characteristics of these neurons did not distinguish them from
those that demonstrated significant increases in firing rate.
An additional eight dLGN neurons were recorded during the presentation
of three or fewer ACe stimulation trials. For each neuron, the mean
firing rate across stimulation trials was calculated. These mean firing
rates were pooled, and a t test for related measures
revealed a significant increase in firing in response to ACe
stimulation (t(7) = 3.78;
p = 0.007). The effect of ACe stimulation on the
activity of a representative dLGN neuron is shown in Figure
4. Note in Figure 4A
that before stimulation, periods of delta wave activity predominated in
the EEG, frequent neuronal bursts (represented by elongated tick marks)
were apparent, and stimulation resulted in a shift to the tonic firing
pattern (represented by short tick marks of higher frequency) that
outlasted the duration of the stimulation, a commonly observed
characteristic. However, as shown in Figure 4B, when
LVFA prevailed immediately before stimulation, the neuron was in a
tonic firing pattern and remained in that pattern during stimulation,
which was commonly observed when stimulation was administered during
LVFA and tonic firing.

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Figure 4.
A, B, EEG, neuronal spikes of
representative dLGN neurons, and cardiotachograph records recorded
during representative ACe stimulation trials. Tick marks
represent neuronal spikes. Elongated tick marks
represent neuronal bursts. The arrowhead depicts
the onset of the 500 msec stimulation period. Bipolar stimulation
current intensity was 250 µA. Calibration, 1.0 sec.
A, Polygraph trace during an ACe stimulation trial when
EEG delta wave activity prevailed before stimulation. Note that the
neuron is bursting during periods of EEG delta wave activity.
Stimulation of the ACe produced LVFA, a shift from the burst to the
tonic firing mode, and bradycardia. B, Polygraph trace
during an ACe stimulation trial when EEG LVFA prevailed before
stimulation. During stimulation of the ACe, the EEG remained in LVFA,
the neuron remained in tonic firing mode, and bradycardia was
produced.
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Onset latency analysis
For each of the 31 neurons described above, Z scores
were calculated for each of the 10 consecutive 100 msec bins during the first second of the stimulus periods by using the mean and SD of the
last second of the prestimulus periods. The bin that contained the
first significant Z score was considered to represent the latency of the response of that neuron to stimulation. These
analyses revealed that the median onset latency was 20-300 msec.
Interspike interval analysis
Interspike interval data were available for 25 of the 31 neurons
described above. For these 25 neurons, a t test for related measures revealed a significantly greater percentage of ISIs
(t(24) = 2.24; p = 0.03) that were <4 msec in duration during the 5 sec prestimulus
period (mean, 37.85; SE, 6.13) than during the 5 sec stimulus period
(mean, 22.35; SE, 4.78). As described in the EEG analysis section
below, ACe stimulation significantly reduced the power of delta wave
activity. These combined results demonstrate that greater delta wave
activity and neuronal burst activity occurred during the prestimulus
period than during the stimulus period, suggesting that stimulation of
the ACe resulted in a decrease in the power of delta and an increase in
tonic firing in dLGN neurons.
Heart rate analysis
Heart rate data were available during recordings from 14 of the 23 neurons for which recordings were taken during four or more stimulation
trials. Heart rate data during recordings from the remaining nine
neurons were not available because of equipment malfunctions. The
duration of each R-R wave interval for the five intervals that
immediately preceded stimulation onset and for each interval for the
five intervals that commenced after stimulation onset were determined
and used to calculate heart rate during the prestimulus and stimulus
periods. A t test for related measures comparing the mean
heart rate during the prestimulus periods (mean, 201.26; SE, 2.72) with
the stimulus periods (mean, 180.93; SE, 3.38) pooled across stimulation
trials for all neurons revealed a significant reduction in heart rate
after stimulation (t(13) = 5.09;
p < 0.0001). t tests for related measures
were performed on the data from each of the 14 neurons to determine
whether the beats per minute during the stimulus period were
significantly less than the beats per minute during the prestimulus
period. The results demonstrated that significantly fewer beats per
minute occurred during the stimulus period than during the prestimulus period during the recording of 11 of these 14 neurons
(p < 0.05).
EEG analysis
EEG data during stimulation trials were available for 19 of the 23 neurons from which recordings were made during at least four
stimulation trials. The data from the remaining four neurons were not
available for analysis because of equipment malfunction. Fast Fourier
analyses of EEGs yielded a numerical value representing the absolute
power of delta (1-4 Hz) wave activity during each second of the 5 sec
prestimulus and stimulus periods commencing with stimulation onset. A
t test for related measures comparing the power of delta
wave activity during the first 4 sec of the prestimulus period (mean,
16.79; SE, 0.61) and the last 4 sec of the stimulus period (mean, 6.85;
SE, 0.45) pooled across stimulation trials for all neurons showed a
significant reduction in delta wave activity in response to stimulation
(t(18) = 6.12; p < 0.0001). (The EEG data for the 1 sec periods immediately before and
after stimulation onset were not used in the analysis to mitigate the possibility of any contamination of the EEG by stimulation artifact.) t tests for related measures were performed on the data from
each of these 19 neurons to determine whether the power of delta during the stimulus period was significantly less than it was during the
prestimulus period. The results demonstrated that the power of delta
during the stimulus period was significantly less than during the
prestimulus period for 15 of these 19 neurons (p < 0.05).
Experiment 2: ACe inactivation
Histology
Only data from those rabbits that (1) had histologically verified
recording electrode placements in the dLGN, (2) had a histologically verified cannula placement within 0.5 mm of the ACe (Fig. 3), (3)
acquired differential Pavlovian heart rate conditioning, and (4)
yielded characteristic dLGN neurons during recording sessions were
analyzed. Six rabbits met the above criteria, and their data were used
in the following analyses. As depicted in Figure 3, cannula placements
were located in the more anterior region of the Ace, where it extends
into the sublenticular substantia innominata (SSI).
Heart rate and EEG conditioned responding
Percentage changes in heart rate during each trial during the
orienting and conditioning phases were calculated by subtracting the
number of beats during the 5 sec CS period from the number of beats
during the 5 sec pre-CS baseline period and dividing that value by the
number of beats during the pre-CS period. A two-factor (CS × trials) within-subjects ANOVA revealed no significant effects of CS,
trials, or a CS × trials interaction for heart rate percentage
changes during the orienting phase (F < 1). However, during the conditioning phase, these six rabbits demonstrated differential heart rate responses to the CS+ and CS , with greater bradycardia elicited during the CS+. A two-factor (CS type × day) within-subjects ANOVA performed on heart rate data of the conditioning phase revealed a significant effect of CS type
(F(1,116) = 72.87; p < 0.0001), a significant effect of day
(F(1,116) = 49.00; p < 0.0001), and a significant interaction between CS type and day (F(1,116) = 21.33; p < 0.0001). These results demonstrate the acquisition of discriminative
heart rate responding during the conditioning phase, with significantly
greater bradycardia in response to the CS+.
Fast Fourier analysis of EEGs yielded a numerical value representing
the absolute power of delta wave activity (1-4 Hz) during each second
of the 5 sec pre-CS and 5 sec CS periods. The first 4 sec of the pre-CS
baseline and the last 4 sec of the CS presentation were averaged for
each pre-CS baseline and CS presentation. The percentage change in
delta to each CS was determined by subtracting the power of delta
during the last 4 sec of the CS period from the first 4 sec of the
pre-CS period and dividing this value by the power of delta during the
pre-CS period. A two-factor (CS × trials) within-subjects ANOVA
revealed no significant effect of CS, trials, or a CS × trials
interaction for delta wave percentage changes during the orienting
phase. However, during the conditioning phase these six rabbits
demonstrated differential EEG delta wave activity in response to the
CS+ and CS , with a greater decrease in delta wave activity during the
CS+. A two-factor (CS type × day) within-subjects ANOVA performed
on delta wave data of the conditioning phase revealed a significant
effect of CS type (F(1,116) = 7.26;
p = 0.008) and day
(F(1,116) = 8.34; p = 0.005) but no significant interaction between CS type and day
(F(1,116) = 1.34; p > 0.05). These results demonstrate discriminative EEG responding during
the conditioning phase, with significantly greater decreases in delta
in response to the CS+.
Neuronal analysis
Recordings were made from 33 neurons, each of which was recorded
during at least four CS+ and four CS presentations. Nineteen neurons
were recorded during PBS administration, and 14 neurons were recorded
during muscimol administration. As is apparent from Figure
5, the pooled data from these 33 neurons
across all CS trials and drug conditions of the recording sessions
demonstrated that muscimol administration markedly attenuated the
response of dLGN neurons to CS presentations compared with PBS
administration. This effect was confirmed using a 2 × 2 × 2 (drug × time × CS type) mixed factorial ANOVA with drug
(muscimol vs PBS) as a between-subjects factor and time (baseline vs
tone) and CS type (CS+ vs CS ) as within-subjects factors. The
analysis revealed a main effect of drug
(F(1,31) = 18.592; p < 0.001) and time (F(1,31) = 33.706; p < 0.001) but not CS type
(F(1,31) = 1.674; p = 0.205). These main effects demonstrated the attenuating effect of
muscimol on CS neuronal responses (drug effect), the responsiveness of
dLGN neurons to the CSs (time effect), and the lack of discriminative neuronal responses to the two CSs (no CS type effect).

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Figure 5.
A, B, Mean ± SEM activity of
33 neurons recorded from the dLGN during either muscimol
(A) or PBS (B) infusion
into the region of the ACe. The mean numbers of spikes during the 5 sec
pre-CS baseline period, the 5 sec CS period, and the difference scores
are shown for both CS+ and CS presentations.
|
|
The interactions between time × drug (F(1,
31) = 12.286; p < 0.001) and time × CS type were significant (F(1,31) = 6.186; p = 0.018), demonstrating a differential effect
of drug administration on CS responsiveness (time × drug) and a
differential neuronal response to CS+ versus CS presentations
(time × CS type). There were no significant interactions between
CS type and drug (F < 1) and time, CS type, and drug
(F < 1). To better understand the interactions, simple
effects analyses incorporating a Bonferroni correction
(p = 0.01) were performed. The results revealed
several statistically significant findings. First, there was a
significant increase in firing rate during CS+ presentations compared
with the pre-CS+ baseline firing rate during both muscimol
(F(1,31) = 11.35; p < 0.01) and PBS (F(1,31) = 200.65;
p < 0.01) administration. According to estimates by
Cohen (1988) , examination of the effect size (d)
suggested that there was a moderate increase in firing to CS+
presentations during muscimol administration (d = 0.57), whereas there was a large increase in firing during PBS
administration (d = 1.98). This result indicates that
muscimol attenuated increases in firing during CS+ presentations.
Second, there was a significant increase in firing rate during CS
presentations compared with the pre-CS baseline firing rate during
PBS administration (F(1,31) = 110.55;
p < 0.01) but not during muscimol administration
(F(1,31) = 3.48; p > 0.01). This result demonstrated that muscimol decreased CS
responsiveness. Third, there was a significant increase in firing rate
during CS+ presentations compared with that of CS presentations
during PBS administration (F(1,31) = 12.14; p < 0.01) but not during muscimol
administration (F <1), demonstrating that muscimol
attenuated the differential increase in firing during CS presentations.
Finally, planned comparisons revealed that the pre-CS baseline firing
rate, regardless of trial type, was significantly attenuated during
muscimol administration compared with PBS administration (t(64) = 3.08; p < 0.01). This result, together with the effects of muscimol on neuronal
responses to CS presentations described above, demonstrated that
muscimol exerted a general attenuation of the activity of dLGN neurons.
Heart rate
The percentage changes in heart rate to both CS+ presentations and
CS presentations were calculated during the recording of the 33 neurons described above. As is apparent from Figure 6A, the pooled
percentage changes in heart rate suggest that muscimol administration
did not attenuate the bradycardia response to CS+ presentations. This
lack of an effect was confirmed using a two-factor (CS type × drug) mixed factorial ANOVA with CS type as the within-subjects factor
and drug as a between-subjects factor. The analysis revealed a
significant effect of CS type
(F(1,213) = 130.50; p < 0.0001) but no significant effect of drug (F <1) and
no significant interaction between CS type and drug
(F(1,213) = 1.27; p = 0.26). These results demonstrate the presence of differential
bradycardic responses to the CSs, and that muscimol did not disrupt
this differential response.

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Figure 6.
A, Mean ± SEM percentage
change in heart rate during CS presentations during the recording of
the 33 neurons described above. B, Mean ± SEM
percentage change in the absolute power of delta (1-4 Hz) wave
activity in the EEG during CS presentations during the recording of the
33 neurons described above.
|
|
EEG
The percentage changes in EEG delta wave activity to both CS+ and
CS presentations were calculated during the recording of the 33 neurons described above. As is apparent from Figure
6B, the pooled percentage changes in delta wave
activity suggest that significantly greater percentage changes occurred
in delta wave activity during CS+ presentations than during CS
presentations, and that muscimol administration attenuated the
responses to the CSs. This was confirmed with a two-factor (CS
type × drug) mixed factorial ANOVA, with CS type as the
within-subjects factor and drug as a between-subjects factor. The
analysis revealed a significant effect of CS type
(F(1,218) = 38.06; p < 0.0001) and drug (F(1,218) = 9.93;
p = 0.002) but no significant interaction between CS
type and drug (F(1,218) = 2.64;
p = 0.11). These results demonstrate the presence of
differential EEG responding, and that muscimol attenuated CS responding.
CS onset latency analysis
The median onset latency for the 33 neurons described above to CS+
presentations during PBS administration was from 201 to 300 msec,
whereas that during muscimol administration was from 301 to 400 msec. A
Mann-Whitney U test revealed that the onset latencies for
CS+ trials during PBS administration did not differ from those during
muscimol administration (Z = 0.79; p = 0.43). The median onset latency to CS presentations during both PBS and muscimol administration was from 201 to 300 msec. A
Mann-Whitney U test revealed that the onset
latencies for CS trials during PBS administration did not differ from
those during muscimol administration (Z = 0.52;
p = 0.61). These combined results demonstrate that muscimol did not affect the onset latencies of dLGN neurons during both
CS+ and CS trials.
 |
DISCUSSION |
Experiment 1 demonstrated that stimulation of the ACe increased
the firing rate and decreased the percentage of interspike intervals
that are indicative of burst activity in the majority of dLGN neurons,
thereby inducing a tonic firing mode in these neurons. Experiment 2 demonstrated that muscimol infused into the anterior region of the
amygdala, where the ACe and its extension into the SSI are
located (i.e., the central extended amygdala), markedly attenuated the
response of dLGN neurons to CS presentations. These combined results
provide support for the hypothesis that the ACe contributes to an
enhanced state of arousal during learned fear (Kapp and Cain,
2001 ).
ACe stimulation
The tonic firing mode induced in dLGN neurons by ACe stimulation
is the most efficient mode for relaying visual information from the
retina to the visual cortex (Sherman and Guillery, 2001 ). Tonic firing
promotes linear transformation between the visual stimulus and the
response (Sherman and Guillery, 2001 ) as opposed to the burst firing
mode that imparts a nonlinear distortion in the relay of signals from
the retina to the cortex (Sherman, 1996 ; Sherman and Guillery, 2001 ;
Swadlow and Gusev, 2001 ).
In addition to affecting the firing rate and mode of dLGN neurons,
stimulation of the ACe produced decreases in the power of delta wave
activity in the EEG and short-latency bradycardic responses, which are
characteristic of ACe electrical stimulation in the rabbit (Kapp et
al., 1982 , 1994 ; Cox et al., 1987 ). It has been demonstrated that those
ACe sites that elicit bradycardia in the rabbit during electrical
stimulation also elicit a number of other responses that are indicative
of an enhanced state of arousal (Applegate et al., 1983 ). This
constellation of elicited responses has led to the hypothesis that the
ACe contributes to a heightened state of arousal in response to
emotionally laden stimuli, that many of these responses enhance sensory
information processing, and that the forebrain and brainstem
projections of the ACe provide the substrate for their expression (Kapp
et al., 1990 , 1992 ; Kapp and Cain, 2001 ). The current finding that
electrical stimulation of the ACe elicits a firing mode in dLGN neurons
that renders them more sensitive to retinal input is consistent with this hypothesis.
Muscimol inactivation of the ACe
The results of experiment 2 demonstrated that muscimol attenuated
(1) increases in the firing of dLGN neurons to both CS types, (2)
differential responses of these neurons to the two CSs, and (3) pre-CS
baseline firing. Muscimol was chosen to inactivate the ACe because of
the intense GABAergic innervation of the brainstem projections
originating from the ACe (Nose et al., 1991 ; Smith and Pare, 1994 ;
Cassell et al., 1999 ). Therefore, it is reasonable to assume that
muscimol inhibited activity in brainstem projection neurons. Whereas
injections ipsilateral to the dLGN recording site markedly attenuated
the response of dLGN neurons to CS presentations, they did not affect
the bradycardic response to CS presentations, most likely because of
the use of unilateral injections.
With respect to the area within the amygdala affected by muscimol, a
1.0 µl infusion volume was chosen to increase the probability that a
substantial amount of tissue within the ACe would be affected. This
volume most probably affected tissue in addition to the ACe. Therefore,
it cannot be concluded with certainty that the observed effects on dLGN
neuronal activity were attributable solely to inactivation of the ACe
to the exclusion of inactivation of other amygdaloid or basal forebrain
tissue. In this regard, two points are worth emphasizing. First, in the
rabbit, the largest areal extent of the ACe (2.3 mm medial to
lateral, 2.0 mm rostral to caudal, 2.4 mm dorsal to ventral) is located
anteriorly (Urban and Richard, 1792 ), and the cannula placements were
located in this region, as is apparent from Figure 3. As is also
apparent from Figure 3, this location is considerably anterior and
dorsomedial to the largest areal extent of the basolateral and lateral
amygdaloid nuclei, which could be considered as likely candidates for
mediating the muscimol effect because of their contribution to fear
conditioning (Muller et al., 1997 ; Wilensky et al., 1999 ). Although
assigning the observed effects of muscimol to an effect on these nuclei cannot be ruled out, their location is somewhat distant from the anterior ACe injection sites, thereby minimizing its spread from the
injection site into these nuclei. Second, with respect to the
extra-amygdaloid tissue that may contribute to the observed effects of
muscimol, the cannula placements in the present research were located
in the anterior region of the ACe, as described above. A potential
extra-amygdaloid site of muscimol action in this region is the SSI.
This area contains substantial numbers of neurons of the ACe, known as
the central extended amygdala, as they course in a rostral-medial
direction through the basal forebrain (De Olmos and Heimer, 1999 ).
Although the possibility exists that muscimol exerted its effect on
neurons other than those of the ACe in this region, it is also quite
likely that ACe neurons in this region were affected by muscimol. In
summary, it would appear that the most parsimonious explanation for the
observed effects of muscimol is that it exerted its affects on dLGN
neuronal activity by inhibiting the activity of ACe brainstem
projection neurons.
Muscimol inactivation of the amygdala, and in particular the
basolateral amygdaloid complex (BLA), blocks the development of
neuronal plasticity in the thalamic medial geniculate nucleus (MGN)
during instrumental avoidance (Poremba and Gabriel, 2001 ) and
Pavlovian fear conditioning (Maren et al., 2001 ). These results and the present results illustrate the pervasive influence of the
amygdala on thalamic activity during aversive conditioning. Although
the precise pathways by which the BLA affects the MGN are unknown, the
possibility exists that the projections from the BLA to the ACe
comprise one important component. Additional research will be required
to assess the extent to which the ACe also affects the development of
MGN neuronal plasticity during aversive conditioning.
Neural systems mediating conditioned thalamic arousal
The effects of ACe stimulation and inactivation on dLGN neuronal
firing are consistent with previous anatomical and electrophysiological findings. The ACe projects to the region of the cholinergic Ch-5 neuronal group (Hopkins and Holstege, 1978 ; Price and Amaral, 1981 ),
the noradrenergic locus ceruleus (Van Bockstaele et al., 1998 ), and the
histaminergic tuberomammillary nucleus (Price and Amaral, 1981 ;
Erickson et al., 1991 ), all of which project to the dLGN (DeLima and
Singer, 1987 ; Steriade and Llinas, 1988 ; McCormick and Williamson,
1991 ). Electrical stimulation of all of these areas, or application of
their neurotransmitters onto dLGN neurons, shifts the firing pattern of
dLGN neurons from burst to tonic (Kayama, 1985 ; Uhlrich et al., 1990 ,
2002 ). Additional research will be required to determine which if any
of these systems mediate the influence of the ACe on dLGN neurons.
The projections from the ACe to the above regions suggest that
activation of the ACe would affect the dLGN neurons with rather short
onset latencies. For example, stimulation of the Ch-5 region in the cat
excites dLGN neurons with latencies of <100 msec (Hu et al., 1989 ),
and stimulation of the tuberomammillary nucleus in the cat produces an
immediate increase in the spontaneous activity of dLGN neurons (Uhlrich
et al., 2002 ). Stimulation of the ACe in rabbits excites neurons within
the Ch-5 cell region in <10 msec (Silvestri and Kapp, 1998 ). Hence,
shorter onset latencies in response to ACe stimulation or to CS
presentations than those observed (201-300 msec) were predicted, if
indeed such stimulation were mediated via the Ch-5 cell group or the
tuberomammillary nucleus. Several possible mechanisms may account for
the long onset latencies observed. First, activation of the ACe in the awake rabbit through some undetermined mechanism may have recruited inhibition at an unknown junction in the circuit, thereby
counterbalancing any immediate onset excitatory effects. Second, the
possibility exists that glutamate-containing corticogeniculate axons,
which originate in the visual cortex and terminate in the dLGN, may have mediated the effect of ACe stimulation on dLGN neurons. Although the ACe does not project directly to the visual cortex, it may influence the visual cortex by an undetermined circuitous route that
may account for the long activation latencies.
Overall, the results of these experiments are consistent with the
hypothesis that at least one function of the ACe is to increase arousal, which is manifested in a variety of responses that function to
enhance sensory processing (Kapp et al., 1990 , 1992 ; Kapp and Cain,
2001 ). These responses are mediated by the various projections of the
ACe and represent a coordinated pattern of responses that can best be
interpreted within an arousal framework. Given the role of the ACe in
arousal and the expression of a variety of responses in the presence of
fear-arousing stimuli (Davis, 1992 ; Kapp et al., 1992 , LeDoux, 1996 ),
the results of this research are consistent with the notion that the
ACe contributes to the most accurate perception of sensory stimuli to
enable an organism to respond appropriately when confronted with a
fearful situation.
 |
FOOTNOTES |
Received June 11, 2002; revised Oct. 3, 2002; accepted Oct. 4, 2002.
This work was supported by National Science Foundation Grant IBN
9319699. We thank Daniel Ruttiman and Sanjeev Yadav for their technical assistance.
Correspondence should be addressed to Dr. Mary Eileen Cain, University
of Kentucky, Department of Psychology, 109A Kastle Hall, Lexington, KY
40506-0044. E-mail: mecain2{at}uky.edu.
 |
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