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The Journal of Neuroscience, February 1, 2002, 22(3):1063-1071
Appetitive Instrumental Learning Requires Coincident Activation
of NMDA and Dopamine D1 Receptors within the Medial Prefrontal
Cortex
Anne E.
Baldwin1,
Kenneth
Sadeghian2, and
Ann
E.
Kelley1, 2
1 Neuroscience Training Program and
2 Department of Psychiatry, University of Wisconsin-Madison
Medical School, Madison Wisconsin 53719-1176
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ABSTRACT |
Through its complex role in cognition, memory, and emotion, the
mammalian prefrontal cortex is thought to contribute to the organization of adaptive behavioral actions. In the present studies we
examined the role of dopaminergic D1 and glutamatergic NMDA receptors
within the prefrontal cortex of the rat during the development of
adaptive instrumental learning. Hungry rats with bilateral indwelling
cannulas aimed at the medial prefrontal cortex were trained to
lever-press for food. Infusion of the selective D1 antagonist SCH-23390
(0.15, 0.3, 3.0 nmol) dose-dependently impaired acquisition of this
behavior. Higher doses also impaired expression of this task.
Co-infusion of the lowest dose of SCH 23390 with a low dose of the NMDA
antagonist AP-5 (0.5 nmol), each of which had no effect on learning
when infused alone, potently reduced the ability to acquire the
response. Inhibition of intracellular protein kinase A with the
selective PKA inhibitor Rp-cAMPS also disrupted acquisition, suggesting
that PKA is an intracellular substrate for a D1-NMDA receptor
interaction. In control experiments, drug infusions that impaired
learning did not affect food intake or locomotion, suggesting a
specific effect on learning. We hypothesize that coincident detection
of D1-NMDA receptor activation and its transcriptional consequences,
within multiple sites of a distributed corticostriatal network, may
represent a conserved molecular mechanism for instrumental learning.
Key words:
NMDA; dopamine; D1; operant responding; protein kinase A; reward; reinforcement
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INTRODUCTION |
The medial prefrontal cortex (mPFC)
is implicated in many cognitive functions, including working memory,
temporal organization of behavior, and adaptation of behavioral
strategies (Goldman-Rakic, 1995a ; Rolls, 2000 ). There is evidence that
the mPFC and other regions such as the amygdala and nucleus accumbens
are part of a distributed corticostriatal network mediating certain
aspects of learning and the expression of various motivated behaviors (Gaffan and Murray, 1990 ; McDonald and White, 1993 ; Goldman-Rakic, 1995b ; Houk and Wise, 1995 ; Floresco et al., 1997 ; Kelley, 1999 ). The
components of this network are interconnected via glutamatergic fibers
(Christie et al., 1985 ; Kita and Kitai, 1990 ; Brog et al., 1993 ) and
receive dopaminergic afferents from the ventral tegmental area
(Lindvall et al., 1978 ; Beckstead et al., 1979 ).
Dopamine transmission in the mPFC and nucleus accumbens is likely to be
crucial for acquisition of instrumental behaviors (Sawaguchi and
Goldman-Rakic, 1991 ; Salamone, 1994 ; Beninger and Miller, 1998 ).
Presentation of primary rewards increases dopamine in both these
regions during initial operant learning, although later in learning
conditioned stimuli may evoke similar increases (Richardson and
Gratton, 1996 ; Izaki et al., 1998 ). These results suggest that dopamine
may mediate the formation of an association between relevant stimuli
and reward, whereas after learning, dopaminergic activity is associated
with salient environmental cues rather than primary rewards (Robinson
and Berridge, 1993 ; Schultz et al., 1993 ; Berridge and Robinson, 1998 ;
Horvitz, 2000 ).
Glutamate NMDA receptor activation in the mPFC and nucleus
accumbens has also been implicated in various associative processes (Verma and Moghaddam, 1996 ; Kelley et al., 1997 ). Previous research has
shown that antagonism of NMDA receptors within the mPFC, basolateral amygdala, or nucleus accumbens impairs acquisition, but not expression, of appetitive instrumental learning (Kelley et al., 1997 ; Smith-Roe et
al., 1999 ; Baldwin et al., 2000 ). Additionally, recent work has
demonstrated that co-infusion of low, and individually ineffective, doses of NMDA and dopamine D1 receptor antagonists into the nucleus accumbens also significantly impairs task acquisition, suggesting that
a synergistic interaction between these receptor types may be a neural
substrate of the learning process (Smith-Roe and Kelley, 2000 ). There
is electrophysiological and molecular evidence for NMDA-D1
interactions and resultant convergence of these two systems via the
cAMP-cAMP-dependent protein kinase (PKA) cascade (Cepeda et
al., 1993 ; Konradi et al., 1996 ; Wickens et al., 1996 ; Das et al.,
1997 ; Cepeda and Levine, 1998 ; Kerr and Wickens, 2001 ). Given that the
mPFC, like the nucleus accumbens, receives a convergence of
dopaminergic and glutamatergic inputs, we hypothesized that a similar
interaction in the mPFC may underlie neuronal adaptation during
appetitive instrumental learning.
The present experiments examined the effects of intra-mPFC infusions of
three different doses of the selective D1 receptor antagonist
SCH-23390, a low dose of the competitive NMDA receptor antagonist AP-5,
combined low doses of AP-5 and SCH-23390, and the selective PKA
inhibitor Rp-cAMPS on appetitive instrumental learning. We report here
that, as previously found for the nucleus accumbens, coactivation of D1
and NMDA receptors within the mPFC is necessary for appetitive
instrumental learning and that these effects may involve intracellular
activation of PKA.
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MATERIALS AND METHODS |
Animals and surgery
A total of 85 male Sprague Dawley rats (Harlan, Madison, WI)
were used in these experiments. Rats were housed in groups of two,
maintained on a 12 hr light/dark cycle, and handled daily to minimize
stress. Rats weighed ~300 gm at the beginning of the experiment and
were maintained with food and water ad libitum before
surgery. After several days of recovery from surgery, food was
restricted to bring the rats to ~85% of their free-feeding, presurgical weight. To accomplish this, each rat was given a
premeasured amount (8-14 gm, depending on weight and calculated weight
loss) of regular chow (Rodent Diet [W]8604; Harlan Teklad, Madison, WI) at the same time each day. During training, animals were fed at the
conclusion of each day's test session. Care of the rats was in
accordance with the University of Wisconsin-Madison Institutional Animal Care and Use Committee guidelines.
After anesthesia with ketamine-xylazine (87/13 mg/kg), all rats were
implanted with bilateral chronic indwelling stainless steel cannulas
(23 gauge, 0.64 mm) according to standard flat-skull stereotaxic
procedures. Cannulas were cemented to the skull using dental acrylic
anchored with stainless steel screws. Stainless steel wire stylets
prevented occlusion of the cannulas. For all experiments, cannulas were
aimed at the medial prefrontal cortex using the following coordinates
(in mm from bregma): anteroposterior +2.8, mediolateral ±0.5,
dorsoventral 3.3.
Drugs and microinfusions
R(+)-7-chloro-8-hydroxy-3-methyl-1-phenyl-2,3,4,5-tetrahydro-1H-3-benzazepine
hydrochloride (SCH-23390), (+/ )-2-amino-5-phosphonopen-tanoic acid (AP-5), and Rp-adenosine 3',5'-cyclic monophosphothioate triethlyamine (Rp-cAMPS) were obtained from Research Biochemicals International (Natick, MA). Drugs were dissolved in isotonic sterile saline. For experiments 1-5, intracerebral microinfusions of drug or
vehicle were always bilateral in a volume of 0.5 µl/side. For experiment 6, the volume was 1.0 µl/side. For experiment 1, the doses
of SCH-23390 were 3 nmol (1 µg), 0.3 nmol (0.1 µg), and 0.15 (0.05 µg) nmol per infusion site. For experiment 2, the dose of AP-5 was
0.5 nmol (0.1 µg) per infusion site. The doses of SCH-23390 and AP-5
were chosen on the basis of previous research that found that infusion
of 3 nmol of SCH-23390 into the nucleus accumbens core significantly
impaired both acquisition and expression of appetitive instrumental
learning, whereas infusion of either 0.5 nmol of AP-5 or 0.3 nmol of
SCH-23390 into the same region had no effects (Smith-Roe and Kelley,
2000 ). For experiment 3, a combination infusion of the low doses of
AP-5 (0.5 nmol) and SCH-23390 (0.15 nmol) was administered. For
experiment 4, Rp-cAMPS was administered at a dose of 20 nmol (8.9 µg)
per infusion site. The dose of Rp-cAMPS was chosen based on previous
results showing that infusions of Rp-cAMPS into the nucleus accumbens
significantly impaired appetitive instrumental learning in a
dose-dependent manner (Baldwin et al., 2002 ). Experiments 5 and 6 examined the effects of microinfusion of either the high dose of
SCH-23390 (3 nmol), the combination low doses of AP-5 (0.5 nmol) and
SCH-23390 (0.15 nmol), or Rp-cAMPS (20 nmol) on measures of spontaneous locomotor and feeding behavior. Microinfusions were performed with a
microdrive pump (Harvard Apparatus, South Natick, MA). For all
experiments, after removal of the stylets, drug or vehicle was infused
by lowering 30 gauge (0.3 mm) injector cannulas to the site of infusion
( 4.8 mm from the skull surface). For experiments 1-5, infusion
delivery time was 1 min 33 sec (the microdrive pump was set at 0.32 µl/min) followed by 1 min of diffusion time. Experiment 6, infusion
delivery time was 2 min (the microdrive pump was set at 0.5 µl/min)
followed by 1 min of diffusion time. The injectors were then removed,
and the stylets were replaced. The rats were tested within 5 min of infusion.
Mass spectrometry
To ensure that SCH-23390 and AP-5 were not reacting in solution,
10 or 20 µM samples of SCH-23390, AP-5, and a
SCH-23390-AP-5 mixture were analyzed by electrospray ionization mass
spectrometry (Applied Biosystems/MDS SCIEX API365, Foster City, CA) by
the University of Wisconsin-Madison Biotechnology Center. Drugs were dissolved in distilled water, and samples were run in both positive and
negative ion mode. Expected peaks were found for both the SCH-23390 and
AP-5 solutions. When the SCH-23390-AP-5 mixture was analyzed in
positive ion mode, only a peak for SCH-23390 was evident. Negative ion
mode gave low signals for both SCH-23390 and AP-5 and nothing else
except for known impurities. Thus, no new compound was detected.
Testing apparatus
Operant chambers (Coulbourn Instruments, Allentown, PA) equipped
with two retractable levers, a house light, a red signal light, a food
pellet delivery system, and a food trough with photosensors were used
for experiments 1-4. Stimulus events and data acquisition were
controlled by computer using Graphic State Notation (Coulbourn Instruments, Allentown, PA). For experiments 5 and 6, the testing environment consisted of a clear polycarbonate cage with a wire mesh
floor and top.
Behavioral testing and experimental design
Experiments 1-4. Animals were tested for 11 or
16 d, depending on the experiment, for acquisition of a
lever-press response for food. All animals were habituated to the
operant chambers and infusion procedure once a day for the 3 d
before the beginning of each experiment. During the first 2 d of
habituation, each animal received a mock infusion in which injectors of
the same length as the guide cannulas were lowered and the microdrive
pump was turned on, but no infusion was delivered. Animals were then placed in the operant chambers for 15 min with the house light on,
levers were retracted, and sugar pellets available in the food trough.
On the third (last) habituation day, all animals received a saline
microinfusion (0.5 µl for experiments 1-3 and 1 µl for experiment
4) to the final site of drug delivery and were again placed in the
operant chambers as on the first 2 d of habituation.
On the first and second days of testing, crushed sugar pellets were
placed on the correct (rewarded) lever, which was randomly assigned to
each animal. Responding on the correct lever resulted in the following
sequence of stimuli: house light offset at the same time as a red
signal light onset, followed 1 sec later by delivery of a sugar pellet
(Dustless Precison Pellets, sucrose, 45 mg, Bio-Serv, Frenchtown, NJ)
to the food trough. Throughout testing, the first 20 correct lever
presses in each session were rewarded on a fixed ratio 1 schedule such
that each correct press resulted in delivery of a single pellet.
Correct presses after the first 20 were rewarded on a variable-ratio 2 schedule, such that, on average, an animal was rewarded for every other
lever press. Responding on the incorrect lever had no consequences. Correct and incorrect lever presses as well as nosepokes into the food
trough (photobeam breaks) were recorded.
On days 1-5 of testing, each rat received the appropriate
microinfusion immediately before it was placed in an operant chamber. For experiment 1, rats received either a low (n = 8),
medium (n = 9), or high (n = 9) dose of
SCH-23390 or saline (n = 8). For experiment 2, rats
received either AP-5 (n = 8) or saline
(n = 8). For experiment 3, rats receive either the
combined low doses of SCH-23390 and AP-5 (n = 10) or
saline (n = 7). For experiment 4, rats received
Rp-cAMPS (n = 8). After the infusion days, all rats in
all experiments were tested without infusion for days 6-10. For
experiment 1, animals receiving the low (0.15 nmol) dose of SCH-23390
or vehicle received a final infusion on day 11, whereas the animals
receiving the high (3 nmol) and medium (0.3 nmol) doses of SCH-23390
were tested without infusion until day 16 when they were given a final
drug infusion. On day 11, all animals in experiment 2 also received the
same infusion as on the first days of testing. All animals in
experiment 3 received drug or vehicle infusions on day 11, were
tested for an additional 4 d without infusion, and then
received a final infusion on day 16. Animals in experiment 4 received a drug or vehicle infusion on day 11 and were then tested for
an additional 5 d without infusion. The specific rationale for
these later injections is provided in Results.
It should be noted that the testing apparatus, including the size of
the levers, food pellet delivery system, and computer program, was
updated between previously published work (Kelley et al., 1997 ; Baldwin
et al., 2000 ) and the present studies. This change has resulted in a
somewhat different acquisition curve for control animals. We find that,
with the new system, animals learn at a slightly lower rate than for
our previously published results.
Experiments 5 and 6. To ascertain the ability of the drugs
used to produce nonspecific effects on locomotor or motivated behavior, experiments 5 and 6 examined the effects of drug infusion on several measures of locomotor and feeding behavior. For experiment 5, animals
(n = 10) were habituated to the infusion procedure
and testing environment for 3 d before testing. On these days
each animal received a mock or saline infusion (as described above) and
was then placed in the test chamber for ~1 hr with regular rat chow
scattered on the floor and water available ad libitum. On
the three test days, animals received a microinfusion of either the
high dose of SCH-23390 (3 nmol), the combination low doses of SCH-23390
(0.15 nmol) and AP-5 (0.5 nmol), or vehicle immediately before testing.
Drugs were administered in a counterbalanced design over the three test
days. During testing an observer blind to the treatment condition used
an event recorder connected to a computer to measure duration of
feeding, locomotor activity (frequency of crossing the center of the
cage), rearing activity, and total duration of feeding. Total food
intake in grams was also measured. Testing sessions were 30 min in
length. For experiment 6, animals (n = 8) received an
infusion of Rp-cAMPS (20 nmol) or vehicle in a counterbalanced design
over two days. Testing procedures were otherwise identical to those for
experiment 5.
Histological analysis
At the conclusion of the experiments, all rats were deeply
anesthetized with sodium pentobarbital and perfused transcardially with
isotonic saline followed by 10% formalin. The brains were stored in a
20% sucrose-formalin mixture before sectioning. Sixty-micrometer sections were stained with cresyl violet and examined for location of
infusion sites using light microscopy. A reconstruction of the infusion
sites and representative histological sections are shown in Figure
1.

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Figure 1.
Histological reconstructions of cannula placements
in the various experiments and representative histology.
A, Histological sections were examined under a light
microscope, and the site of infusion was estimated. Each pair of
symbols on a particular section represents one rat. For this
reconstruction, representative infusion sites were plotted for four
rats receiving the high dose (3 nmol) of SCH-23390 in experiment 2 ( ) and four control rats from experiment 3 ( ). Infusion sites for
all animals receiving the combined low doses of AP-5 (0.5 nmol) and
SCH-23390 (0.15 nmol) in experiment 3 ( ) are also plotted. The
shaded regions represent the areas containing all
infusion sites from all experiments. From Paxinos and Watson (1998) .
Adapted with permission. Representative histology from a rat treated
with the high dose of SCH-23390 (B) and the
combined low doses of AP-5 and SCH-23390
(C).
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Statistical analysis
Data were analyzed by multifactorial ANOVA. The lever
press data (total correct and incorrect lever presses) was analyzed with treatment as the between-subjects factor and days and lever (correct or incorrect) as the within-subjects factors. Days and nosepokes into the food trough were the within-subjects factors for the
nosepoke data analysis. Generally, lever-press and nosepoke data were
analyzed in three sets: infusion days, postinfusion days, and a
comparison of the last noninfusion day to the reinfusion (final) day,
to test for effects of the drug treatment once behavior was learned.
Analyses of simple main effects or post hoc analyses were
conducted where appropriate. Note that data for the Rp-cAMPS group in
experiment 4 was compared with that for control animals in experiment
3. Data for experiments 5 and 6 were analyzed by ANOVA with treatment
as the within-subjects factor.
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RESULTS |
Experiment 1: infusion of the D1 antagonist SCH-23390 into mPFC
dose-dependently impairs instrumental learning
Data depicting the effects of medial prefrontal cortex
microinfusions of three different doses of the D1 receptor antagonist SCH-23390 on lever-pressing behavior are presented in Figure
2A. Control animals
developed a preference for the rewarded lever by day 5. In contrast,
SCH-23390 impaired learning. Analysis of the lever-press data for the
infusion days (1-5) revealed a significant effect of treatment
(F(3,38) = 4.027; p = 0.0140), because of a lower level of responding in the group receiving
the high dose of SCH-23390 (Student-Newman-Keuls, p < 0.05). Significant day × treatment
(F(12,152) = 3.074; p = 0.0007) and day × lever × treatment
(F(12,152) = 2.673; p = 0.0028) interactions as well as a trend toward a lever × treatment interaction (F(3,38) = 2.429; p = 0.0803) were also found on days 1-5.
Analysis of partial interactions showed that both the high and medium
dose SCH-23390 groups contributed to the significant interactions
(F values > 4.80; p values < 0.01). The treatment effect persisted through the postinfusion days (6-10; F(3,38) = 3.940; p = 0.0153) with the high dose SCH-23390 group differing from controls
(Student-Newman-Keuls; p < 0.05). A significant lever × treatment interaction was found during the postinfusion days (F(3,38) = 3.707;
p = 0.0196), to which only the high dose SCH-23390
group contributed (F(1,38) = 10.974;
p < 0.01), suggesting that these animals were not
discriminating between the correct and incorrect levers as well as the
other groups.

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Figure 2.
Influence of intra-mPFC infusions of high, medium,
or low doses of the D1 receptor antagonist SCH-23390 on appetitive
instrumental learning. Animals received infusions of SCH-23390 or
saline on the first 5 test days and were tested without infusions on
days 6-10. On day 11, animals receiving the low dose of SCH-23390 or
vehicle were given a final infusion, as on days 1-5. Animals receiving
the high and medium doses of SCH-23390 were tested for an additional
5 d without infusion and then received a final drug infusion on
day 16. A, Lever presses for food.
*p < 0.05 treatment effect;
 p < 0.01 interactions. B,
Nosepokes into food tray during learning. *p < 0.05 treatment effect;  p < 0.01 interactions.
See Results for details of statistical analysis.
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To determine if SCH-23390 had any impact on expression of the learned
task, animals were reinfused with their original treatment once
asymptotic levels were reached. Analysis of the data for days 10-11
for the vehicle and low-dose groups revealed no significant effects for
the low dose of SCH-23390. Reinfusion of the high dose of SCH-23390 had
a clear decremental effect on responding (Fig. 2A).
Analysis of the data for days 15-16 for the high- and medium-dose
SCH-23390 groups revealed a significant treatment effect
(F(1,16) = 8.230; p = 0.0111) and lever × treatment interaction (F(1,16) = 8.211; p = 0.0112).
Data depicting the effects of SCH-23390 on nosepokes, the initially
unconditioned response emitted in the attempt to obtain food, are shown
in Figure 2B. Generally, the pattern of nosepokes was
similar to that for lever pressing. During the infusion days (1-5),
rats receiving the high dose SCH-22390 exhibited markedly low levels of
nosepokes, whereas the other groups generally increased their levels of
nosepoking at a steady rate as learning occurred. This difference was
confirmed by a significant treatment effect for these days
(F(3,38) = 8.830; p = 0.0001), reflecting the difference between the high dose SCH-23390 and
vehicle groups (Student-Newman-Keuls, p < 0.05), A
significant day × treatment interaction
(F(12,38) = 8.830; p = 0.0001) was also found, to which both the high- and medium-dose groups
contributed (F values > 5.60; p values < 0.01). This day × treatment interaction persisted through the
postinfusion days (6-10) (F(12,152) = 3.687; p = 0.0001) with the high and medium dose
SCH-23390 groups contributing to it (F values > 3.40; p values < 0.01). Effects of reinfusion of the
original treatment once responding was asymptotic were similar to
lever-pressing; only the high dose of SCH-23390 significantly reduced
nosepoking (F(1,38) = 16.134;
p < 0.01).
Experiment 2: infusion of a low dose of the NMDA antagonist AP-5
into mPFC does not impair instrumental learning
As is evident in Figure 3, infusion
of a low dose (0.5 nmol) of AP-5 into the mPFC had no effect on
acquisition or expression of appetitive instrumental learning. Data for
lever presses are depicted in Figure 3A. All animals
distinguished between the correct and incorrect levers from the
beginning of the experiment and by day 5, both the AP-5 and control
animals demonstrated a preference for the rewarded lever. Analysis of
the data for the infusion days (1-5) and postinfusion days (6-10)
revealed no significant effects of treatment. Additionally, reinfusion
of AP-5 on day 11 had no impact on expression of the learned task.
Nosepokes were similarly unaffected by infusion of the low dose of
AP-5, as can be seen in Figure 3B. Both groups of animals
increased their levels of nosepoking at a fairly consistent rate over
the first several days, reaching an asymptote on days 7-8. Although the AP-5 animals tended to have slightly lower levels of nospoking overall, statistical analysis of this data revealed no significant effects for the infusion days or postinfusion days. Similarly, there
was no effect of reinfusion of AP-5 on day 11.

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Figure 3.
Influence of intra-mPFC infusions of a low dose of
the NMDA receptor antagonist AP-5 on appetitive instrumental learning.
Animals received infusions of AP-5 or saline on the first 5 test days,
no infusions on days 6-10, and a final infusion of drug or vehicle on
day 11. Intra-mPFC infusions of AP-5 had no impact on either lever
presses (A) or nosepokes
(B).
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Experiment 3: co-infusion of low doses of SCH-23390 and AP-5 into
mPFC impairs instrumental learning
Data depicting the effects of infusion of combined low doses of
SCH-23390 and AP-5 into the medial prefrontal cortex on lever-pressing are presented in Figure
4A. Data analysis
showed no effect of day or treatment for days 1-5. However, control
animals began to show a clear preference for the correct lever on day 5 and thereafter increased their correct lever presses at a steady rate. In contrast, the SCH-23390-AP-5 group never reached control levels of
lever-pressing, even after 16 d of testing. Analysis of
postinfusion days 6-10 revealed a significant treatment effect
(F(1,15) = 6.786; p = 0.0199) and lever × treatment interaction
(F(1,15) = 8.646; p = 0.0101). To examine the effects of the combination dose of SCH-23390
and AP-5 on expression of the learned task, both groups were given
another microinfusion on day 11. Analysis of days 10-11 showed no
effect of treatment. To ensure that the group receiving the combination
dose of SCH-23390 and AP-5 was able to obtain performance levels
similar to controls, both groups of animals were run an additional
5 d (12-16) and were given a final drug or vehicle infusion on
day 16. Although the SCH-23390/AP-5 group continued to press at
somewhat lower levels than controls, the statistical analyses suggest
that this group was able to learn the task as well as control animals
and that reinfusion of the combined low doses of SCH-23390 and AP-5 had
no effect on expression of the learned task (treatment effect for days
12-15, F(1,15) = 3.408, p = 0.0847; day × treatment interaction for days
15-16 not significant).

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Figure 4.
Influence of intra-mPFC co-infusions of low doses
of AP-5 and SCH-23390 on appetitive instrumental learning. See legend
of Figure 2 for general test procedure. Animals received a subsequent
infusion of drug or vehicle on day 11 and again on day 16. A, Lever presses for food. *p < 0.05 treatment effect; p < 0.05 interactions.
B, Nosepokes into food tray during learning.
 p < 0.01 interactions. See Results for details
of statistics.
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The effects of infusion of the combined dose of SCH-23390 and AP-5 on
nosepokes are depicted in Figure 4B. Control animals quickly increased their nosepoking, reaching a constant level by day 4. On days 4-5 the SCH-23390-AP-5 group had markedly lower levels of
nosepoking than controls. Although the treatment effect for days 1-5
was not significant, the analysis did reveal a significant day × treatment interaction (F(4,60) = 5.509; p = 0.0014). After cessation of drug treatment,
the SCH-23390-AP-5 group quickly reached control levels of nosepoking
and, in contrast to the results with lever-pressing, statistical
analyses of days 6-10, 10-11, 12-15, and 15-16 showed no further
significant effects of drug treatment. Thus, although the combined low
doses of SCH-23390 and AP-5 had an initial impact on nosepoking, there
were no long-term effects of drug administration, and reinfusion did
not impair expression of nosepoking behavior.
Experiment 4: inhibition of PKA in mPFC impairs
instrumental learning
Infusion of Rp-cAMPS (20 nmol) into the mPFC significantly
impaired both lever-pressing and nosepoke behavior. Data depicting the
effects on lever presses are shown in Figure
5A. Compared with controls,
animals receiving Rp-cAMPS demonstrated very low levels of lever
pressing and showed no preference for the correct lever until 2 d
after infusions were ceased. Analysis of the data for the infusion days
(1-5) revealed a significant effect of treatment (F(1,13) = 7.198; p = 0.0188) and day × treatment
(F(4,52) = 3.155; p = 0.0214) and day × lever × treatment
(F(4,52) = 2.753; p = 0.0376) interactions. The difference between control and experimental animals persisted on postinfusion days (days 6-10)
(F(1,13) = 5.691; p = 0.0330). A significant lever × treatment interaction (F(1,13) = 5.708; p = 0.0327) was also evident on days 6-10, suggesting that the Rp-cAMPS
group was not able to distinguish between the correct and incorrect
levers as well as the control group. Reinfusion of Rp-cAMPS did not
significantly affect responding.

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Figure 5.
Influence of intra-mPFC co-infusions of PKA
inhibitor Rp-cAMPS on appetitive instrumental learning. See legend of
Figure 2 for general test procedure. A, Lever presses
for food. *p < 0.05 treatment effect;
p < 0.05 interactions. B,
Nosepokes into food tray during learning. *p < 0.05 treatment effect; p < 0.05 interactions.
See Results for details of statistics. Control group is the same as
that presented in Figure 4.
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Rp-cAMPS also inhibited nosepokes, as is depicted in Figure
5B. During the infusion days, nosepoke behavior of the
Rp-cAMPS group lagged significantly behind that of controls, as
confirmed by a significant effect of treatment
(F(1,13) = 4.737; p = 0.0485) and day × treatment interaction
(F(4,52) = 4.415; p = 0.0038). Animals treated with Rp-cAMPS did not begin to express levels of nosepoking that were similar to controls until 2 d after
infusion was ceased. Data analysis revealed no significant effects of
Rp-cAMPS on the postinfusion days (6-10), and reinfusion of Rp-cAMPS
on day 11 also had no impact on nosepokes.
Experiments 5 and 6: intra-mPFC drug infusions that impair
learning do not affect feeding and locomotor behavior
The results of experiments 5 and 6, which examined the effects of
medial prefrontal cortex infusion of the high dose of SCH-23390, combined low doses of SCH-23390 and AP-5, or Rp-cAMPS on several measures of feeding and locomotor behavior, are presented in Table 1. No drug treatment altered measures of
locomotor or feeding behavior, including total food intake and duration
of feeding.
View this table:
[in this window]
[in a new window]
|
Table 1.
Influence of intramedial prefrontal cortex drug infusion on
feeding and locomotor activity in food-deprived rats (30 min test)
|
|
 |
DISCUSSION |
These results show that, in addition to activation of mPFC
dopamine D1 receptors, appetitive instrumental learning also requires coincident activation of D1 and glutamate NMDA receptors. Furthermore, activation of PKA may be one possible intracellular mechanism through
which the mPFC D1-NMDA receptor interaction is manifest. To our
knowledge, the research presented here represents the first direct test
of the effects of mPFC dopamine D1 receptor antagonism and coincident
D1 and NMDA antagonism on acquisition of appetitive instrumental
learning. These results have broad implications for the cellular basis
of neuronal adaptation during motor learning and, in light of results
of previous research on the nucleus accumbens (Smith-Roe and Kelley,
2000 ), provide evidence for parallel cellular mechanisms within
discrete regions of the proposed neural network mediating such
learning. Furthermore, because there is mounting evidence for
dopamine-NMDA interactions in behavioral measures associated with
chronic drug administration (Karler et al., 1994 ; Wolf et al., 1994 ;
Kalivas, 1995 ; Sonsalla, 1995 ; Wolf and Xue, 1998 ; Vanderschuren and
Kalivas, 2000 ), these results may be important for current theories of
drug addiction, a physiological process that may involve the same
neural substrates as appetitive instrumental learning (Robinson and
Berridge, 1993 ; Robinson and Berridge, 2001 ).
The requirement for activation of mPFC dopamine D1 receptors for
appetitive instrumental learning is supported by the current finding
that a high (3 nmol) and medium (0.3 nmol) dose of SCH-23390 significantly impaired both acquisition and expression of lever pressing and also of nosepoking, the initially unconditioned response emitted in the attempt to obtain food. Although previous research has
primarily examined the effects of systemic dopamine manipulations on
performance of learned tasks, there is substantial evidence to suggest
that dopamine is required for incentive learning and perhaps control of
behavior by conditioned stimuli (for review, see Beninger and Miller,
1998 ; Sutton and Beninger, 1999 ). For example, systemic administration
of the dopamine antagonist -flupenthixol attenuates operant
responding for a conditioned reinforcer and the enhancement of this
responding caused by amphetamine administration into the nucleus
accumbens, suggesting that dopamine antagonism impairs learning of
stimulus-reward relationships (Fletcher and Higgins, 1997 ). In
agreement with our recent work showing that intra-accumbens
administration of a high dose of SCH-23390 impairs both acquisition and
performance of appetitive instrumental learning (Smith-Roe and Kelley,
2000 ), systemic SCH-23390 decreases operant responding (Beninger et
al., 1987 ) as does intra-accumbens SCH-22390 administration (Evans and
Cory-Slechta, 2000 ). Research on the amygdala and mPFC suggests that
dopamine may play a similar role in discrete components of a
distributed network mediating motivated behaviors. For example,
intra-amygdala SCH-23390 blocks both acquisition and expression of
fear-potentiated startle (Guarraci et al., 1999 ; Greba and Kokkinidis,
2000 ). In a five-choice serial reaction time task, infusion of
SCH-23390 into the mPFC impairs attentional performance in rats
previously demonstrating high accuracy, whereas a D1 receptor agonist
improved performance in previously low-accuracy rats (Granon et al.,
2000 ). These results in particular suggest that, in addition to a
general involvement of D1 receptors, there is also a critical level of
D1 receptor activation required for optimal performance of the task
(see also Williams and Goldman-Rakic, 1995 ). Thus, there is evidence to
support the idea that activation of dopamine D1 receptors, in several
discrete yet interacting brain regions, is involved in both acquisition
of conditioned associations and may mediate the ability of conditioned
stimuli to control behavior (Sutton and Beninger, 1999 ). One caveat to note in the present findings, however, is that although intra-accumbens infusion of a high dose of SCH-23390 impairs unconditioned locomotor behavior, as measured in control studies (Smith-Roe and Kelley, 2000 ),
we did not find this to be true with SCH-23390 administration into the
mPFC (see Results) (Table 1). This suggests that there are further
dissociable contributions of dopamine D1 receptor activation in this
network and that the consequences of D1 receptor antagonism in the
accumbens may reflect the role of this region in production of motor
behaviors (Kelley, 1999 ). Also of note is the fact that infusion of the
high dose of SCH-23390 had no effect on feeding behavior (Table 1),
suggesting that the motivation to obtain an unconditioned reinforcer is
not affected by mPFC D1 receptor blockade.
Previous results have shown that antagonism of NMDA receptors using a
high dose (5 nmol) of AP-5 within either the nucleus accumbens core,
mPFC, or amygdala completely inhibits acquisition, but not expression,
of appetitive instrumental learning (Kelley et al., 1997 ; Baldwin et
al., 2000 ). The present findings that co-infusion of low, and
individually inactive, doses of AP-5 and SCH-23390 impairs learning,
suggest that appetitive instrumental learning also requires
coactivation of mPFC NMDA and D1 receptors. These results are
strikingly similar to previous findings examining the effects of the
same drug administration into the nucleus accumbens core (Smith-Roe and
Kelley, 2000 ). Because mPFC co-infusion of the low doses of SCH-23390
and AP-5 had no impact on control measures of feeding and locomotor
behavior (Table 1), it is unlikely that nonspecific motivational or
motor effects can account for the learning deficit.
Interactions between D1 and NMDA receptors have been demonstrated in
electrophysiological studies in both the mPFC and striatum, where
dopaminergic terminals synapse in close apposition to glutamatergic afferents (Smith and Bolam, 1990 ; Carr and Sesack, 1996 ). For example,
in both regions D1 activation potentiates NMDA receptor-mediated responses (Cepeda et al., 1993 ; Seamans et al., 2001 ; Wang and O'Donnell, 2001 ), and in both striatum and PFC D1 receptor activation is required for long-term potentiation (Wickens et al., 1996 ; Gurden et
al., 2000 ; Kerr and Wickens, 2001 ). Additionally, molecular studies
also provide evidence for D1-NMDA interactions. D1 receptor induction
of immediate early gene expression requires NMDA receptor activation,
and furthermore, either NMDA antagonism or inhibition of PKA attenuates
dopamine-mediated phosphorylation of the cAMP response element-binding
protein (Konradi et al., 1996 ; Das et al., 1997 ), a
transcription factor thought to be an evolutionarily conserved
modulator of memory processes (Silva et al., 1998 ). The present results
found that inhibition of mPFC PKA with Rp-cAMPS also impaired
acquisition of appetitive instrumental learning, and similar results
have been found for the nucleus accumbens (Baldwin et al., 2002 ). It is
likely that inhibition of PKA prevents long-term changes via inhibition
of transcriptional activation. Additionally, NMDA receptor subunits
present in cortical sites are phosphorylated by PKA (Leonard and Hell,
1997 ), suggesting that inhibition of PKA with Rp-cAMPS may impair
long-term plasticity mediated by NMDA receptors in these regions. In
concordance with the present data, Wang and O'Donnell (2001) found
that prefrontal D1-NMDA synergy in cell excitability was blocked by PKA
inhibitors. It is also of interest to note that optimal levels of PKA
within the prefrontal cortex are required for working memory (Taylor et
al., 1999 ).
Work in the monkey has suggested that prefrontal cortex is involved in
stimulus-reinforcement associative learning (Rolls, 2000 ). This
hypothesis is based on neurophysiological evidence demonstrating that
the orbitofrontal cortex has representations of primary reinforcers,
including information specifically predictive of reward value (Thorpe
et al., 1983 ; Rolls, 1989 ; Critchley and Rolls, 1996 ; Rolls et al.,
1996 , 1999 ). Furthermore, orbitofrontal neurons are sensitive to hunger
state (Critchley and Rolls, 1996 ) and can also detect nonreward (Thorpe
et al., 1983 ), suggesting that this region is equipped to adapt to
changes in both internal motivational states and external contingencies
(Rolls, 2000 ). Recent lesion work involving the rat prelimbic area
indeed suggests that the prefrontal cortex is involved in learning the
relationship between reward outcome and behavior (Balleine and
Dickinson, 1998 ).
As suggested by the research cited above, the contribution of the mPFC
to appetitive instrumental learning likely requires a temporal and
spatial convergence of motivational and sensory information, coded by
glutamate, and signals of primary reinforcement, coded by dopamine.
This hypothesis is supported by findings that coincident dopaminergic
and glutamatergic activity leads to long-term enhancement of synaptic
strength in striatal neurons (Wickens et al., 1996 ). Furthermore,
stimulation of the ventral tegmental area has recently been shown to
maintain mPFC neurons in a depolarized "up" state that may
facilitate NMDA receptor-mediated plasticity (Lewis and O'Donnell,
2000 ). Thus, a D1-NMDA receptor interaction in the mPFC may represent
a coincidence detector that serves as the molecular basis for synaptic
changes involved in associative learning. Classic theories of
stimulus-response (S-R) learning (Thorndike, 1911 ; Hull, 1943 ) as
well as more modern interpretations of instrumental learning (Packard
et al., 1989 ; Dickinson and Balleine, 1994 ) posit that multiple
processes influence adaptive motor learning. These processes include
acquisition of information about causal relations between response and
reward (action-outcome), the current value of the reward (incentive
learning), and reinforcement or strengthening of the S-R bond (habit
learning) (Balleine and Dickinson, 1998 ). In view of the present data
as well as recent work reporting a similar molecular mechanism in the
nucleus accumbens (Smith-Roe and Kelley, 2000 ), we propose that a
D1-NMDA receptor interaction and its transcriptional consequences
within a distributed corticostriatal network may represent a conserved
molecular mechanism underlying instrumental learning. Dynamic activity
and plasticity in this network may underlie the complex processes
necessary for adaptive behavioral actions.
 |
FOOTNOTES |
Received July 3, 2001; revised Nov. 1, 2001; accepted Nov. 8, 2001.
This work was supported by National Institute of Drug Abuse Grant
DA04788 (A.E.K.). We acknowledge the kind assistance of Dr. Amy Harms
of the University of Wisconsin-Madison Biotechnology Center.
Correspondence should be addressed to Ann E. Kelley, Department of
Psychiatry, University of Wisconsin-Madison, 6001 Research Park
Boulevard, Madison, WI 53719-1176. E-mail: aekelley{at}facstaff.wisc.edu.
 |
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