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The Journal of Neuroscience, February 1, 2002, 22(3):901-911
Development of Individual Axon Arbors in a Thalamocortical
Circuit Necessary for Song Learning in Zebra Finches
Soumya
Iyengar and
Sarah W.
Bottjer
Department of Biology, University of Southern California, Los
Angeles, California 90089-2520
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ABSTRACT |
Individual axon arbors within developing neural circuits are
remodeled during restricted sensitive periods, leading to the emergence
of precise patterns of connectivity and specialized adaptive behaviors.
In male zebra finches, the circuit connecting the medial dorsolateral
nucleus of the thalamus (DLM) and its cortical target, the lateral
magnocellular nucleus of the anterior neostriatum (lMAN), is crucial
for the acquisition of a normal vocal pattern during the sensitive
period for song learning. The shell subregion of lMAN as well as the
entire terminal field of DLM axons within lMAN undergo a striking
increase in overall volume during early stages of vocal learning
followed by an equally substantial decrease by adulthood, by which time
birds have acquired stable song patterns. Because the total number of
DLM neurons remains stable throughout this period, the dramatic changes
within the overall DLM lMAN circuit are presumably attributable to
dynamic rearrangements at the level of individual DLM axon arbors over the course of vocal learning. To study such rearrangements directly, we
reconstructed individual DLM axon arbors in three dimensions at
different stages during vocal learning. Unlike axon arbors in other
model systems, in which the number of branches increases during
development, DLM arbors are unusual in that they have the greatest
number of branches at the onset of vocal learning and undergo
large-scale retraction during the sensitive period for song learning.
Decreases in the degree of overlap between DLM arbors apparently
contribute to the increased overall volume of the DLM lMAN circuit
during vocal learning. These developmental changes in DLM axon arbors
occur at the height of the sensitive period for vocal learning, and
hence may represent either a morphological correlate of song learning
or a necessary prerequisite for acquisition of song.
Key words:
axons; songbirds; vocal learning; topographic; remodeling; terminals
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INTRODUCTION |
Highly ordered patterns of
connectivity within different neural circuits and the specialized
behaviors that they subserve emerge during restricted sensitive periods
of development. The initial formation of connections between groups of
presynaptic and postsynaptic neurons is characterized by considerable
specificity; early patterns of axonal connectivity appear to be
genetically predetermined and do not depend on sensory experience
(Catalano et al., 1991 ; Crair et al., 1998 ; Crowley and Katz,
1999 ). Adult patterns of connectivity emerge at the culmination
of sensitive periods during a later activity-dependent phase when
sensory experience is thought to refine these neural circuits at the
level of individual axon arbors and synapses (Goodman and Shatz, 1993 ;
Katz and Shatz, 1996 ; Tessier-Lavigne and Goodman, 1996 ; Weliky and
Katz, 1999 ).
The projection connecting the medial dorsolateral nucleus of the
thalamus (DLM) and its cortical target, the lateral magnocellular nucleus of the anterior neostriatum (lMAN), underlies song learning in
male zebra finches (Bottjer and Arnold, 1997 ; Nordeen and Nordeen, 1997 ; Bottjer, 2001 ). Juvenile birds learn their songs from a tutor
(normally their father) during a specific sensitive period in
development by memorizing their tutor's song (~20-40d) (Immelman, 1969 ; Böhner, 1990 ). During an overlapping phase of
auditory-motor integration (25-90d), these birds perfect their own
vocalizations by matching them to the tutor's song. Lesions of lMAN
disrupt song only during the initial period of song learning (20-55d) and have little or no effect on the stereotyped song patterns of adult
birds (Bottjer et al., 1984 ; Scharff and Nottebohm, 1991 ). Recent
studies have suggested that the DLM lMAN circuit may function during
this period by generating an error signal that is used to compare the
vocal motor output of juvenile birds with a copy of their tutor's song
(Williams and Mehta, 1999 ; Brainard and Doupe, 2000a ,b ; Troyer and
Bottjer, 2001 ).
lMAN consists of a central core of predominantly magnocellular neurons
surrounded by a shell of parvicellular neurons (Johnson and Bottjer,
1992 ) (see Fig. 1). Core and shell subregions of lMAN receive
projections from distinct parts of DLM and project in turn to different
postsynaptic targets: neurons in lMANcore project
to the robust nucleus of the archistriatum (RA), and those in
lMANshell project to the dorsal archistriatum
(Ad), an area of motor cortex adjacent to RA. These pathways form
distinct parallel projections within the song control system and, with
the exception of the lMANcore RA circuit, are
topographically organized throughout development (Johnson et al., 1995 ;
Iyengar et al., 1999 ). The shell subregion of lMAN and the DLM terminal
field within this region show an almost threefold increase in overall
volume between 20 and 35 d at the height of the sensitive period
for vocal learning, followed by an equally dramatic decrease between
35 d and adulthood. However, because the total number of neurons
within DLM remains constant throughout vocal learning, growth and
regression of the overall volume of the DLM terminal field are unlikely
to be attributable to changes in the number of individual axons.
Rather, expansion and retraction of the DLM lMAN projection
presumably involve dynamic rearrangements in the structure of a fixed
population of DLM axons (Johnson and Bottjer, 1992 ).
To study these changes in DLM axon arbors, we made small iontophoretic
injections of the anterograde tracer biocytin into DLM and
reconstructed individual axons in three dimensions. We found
large-scale pruning of the branches of these axons over the course of
vocal learning, unlike axon arbors that have been described in other
developing systems (Crepel et al., 1976 , 1980 ; Lichtman, 1977 ; Smolen
and Raisman, 1979 ; Mariani and Changeux, 1980 , 1981 ; Johnson and
Purves, 1981 ; Sretavan and Shatz, 1984 , 1986 ; Rubin, 1985 ; Young and
Rubel, 1986 ; Callaway and Katz, 1991 ; Agmon et al., 1993 ; Antonini and
Stryker, 1993 ; Catalano et al., 1996 ; Gan and Lichtman, 1998 ).
Additionally, the dramatic changes in overall volume of the DLM
terminal field within lMAN could be explained by changes in spatial
extent and degree of overlap between individual DLM axon arbors. These
striking developmental differences in DLM axon arbors may be a
prerequisite for vocal learning, or conversely may be an
experience-dependent consequence of song acquisition.
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MATERIALS AND METHODS |
All birds used in this study were bred in group aviaries and had
received normal exposure to song up until the time of the experiment.
Surgical procedures were in accordance with National Institutes of
Health guidelines and the Animal Care and Use Committee at the
University of Southern California.
Biocytin injections
Adult (>90 d), 35d (33-37 d), and 20d (18-22 d) male zebra
finches (n = 4 per group) (see Tables 1, 2) were
anesthetized with the barbiturate anesthetic Equithesin (0.04 ml/10 gm)
and placed in a stereotaxic apparatus. Micropipettes (25-30 µm outer diameter) filled with the anterograde tracer biocytin (5% in 0.05 M Tris HCl, pH 8.0) were lowered into DLM.
Iontophoretic injections of biocytin were made into different
subregions of right and left DLM by pulsing positive current through a
silver wire immersed in the biocytin solution (6 sec on/6 sec off, 4-8
µA) for 3-6 min. Twenty-four hours after surgery, birds were deeply
anesthetized and perfused transcardially with 0.7% saline followed by
a solution of 4% paraformaldehyde and 0.4% glutaraldehyde, pH 7.8. Brains were removed, post-fixed in 4% paraformaldehyde for 5-7 d, and then cryoprotected in 25% sucrose overnight. Brains were sectioned coronally at a thickness of 60 µm, and sections were stored in free-floating wells in a solution of 0.02 M PBS
with 0.1% sodium azide at 4°C.
The immunohistochemical reaction used to visualize biocytin has been
published previously (Foster et al., 1997 ; Foster and Bottjer, 1998 ;
Bottjer et al., 2000 ) (cf. Bernard et al., 1993 ). Briefly, sections
were rinsed in 0.02 M PBS and transferred into a 1%
solution of hydrogen peroxide
(H2O2) for 30-40 min to
quench endogenous peroxidase activity. Sections were immersed in normal rabbit serum (5% in 0.3% Triton-X, blocking step) for 1 hr and then
in goat anti-biotin antibody (1:20,000 in 0.3% Triton-X; Vector Labs,
Burlingame, CA) overnight at room temperature. The next day they were
incubated in anti-goat IgG (1:200 in 0.3% Triton-X solution; Vector
Labs) and then transferred into avidin-biotin conjugate (1:100; Vector
Elite Kits); each step lasted 1 hr. After a preincubation step
in chromagen 3, 3'-diaminobenzidine (DAB) (0.05% solution in 0.02 M PBS) for 15 min, sections were transferred into
0.05% DAB-PBS containing 0.003%
H2O2 for 5 min, and then into a 0.015% H2O2/0.05%
DAB solution until reaction product of the desired intensity was
achieved. After further rinses in 0.02 M PBS, sections were
mounted onto gelatin-coated slides, air dried overnight, and cleared in
xylene and coverslipped using Permount.
Arbor reconstructions
A total of 25 DLMDL axons within
lMANcore and 21 DLMVM axons
within lMANshell were selected for
serial reconstruction in three dimensions
on the basis of careful visual inspection (Fig. 1, Tables
1, 2). Major branches as well as fine
terminal arborizations of these axons were completely labeled with
biocytin, with no gaps or fading of the reaction product (Fig. 2). The
cut ends of all axonal branches could also be reliably identified and
matched in serial sections of lMAN. Most
of the axon arbors reconstructed in this
study were located in areas of lMAN with
few other arbors such that they could be visualized and traced easily.
In cases in which the density of anterograde label over lMAN was
relatively high, only those arbors that could be unambiguously
discerned in their entirety were reconstructed to avoid errors in
tracing (average ± SD = 3 ± 2 axon arbors; range,
1-7 arbors for each injection site).

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Figure 1.
Sagittal schematic of the song control system of
male zebra finches demonstrating parallel "core" and "shell"
connections of lMAN. Area X (a nucleus of the avian basal ganglia)
projects to the thalamic nucleus DLM. The dorsolateral
(DL) subregion of DLM projects to a central core of
magnocellular neurons within lMAN (lMANcore),
whereas the ventromedial (VM) subdivision of DLM
projects to a surrounding shell of parvicellular neurons within lMAN
(lMANshell) (Johnson and Bottjer, 1992 ). The core
region of lMAN projects to the motor cortical nucleus RA, whereas
lMANshell projects specifically to Ad, an area adjacent to
RA (Bottjer et al., 1989 ; Johnson et al., 1995 ; Vates and Nottebohm,
1995 ; Iyengar et al., 1999 ). Ad, Dorsal archistriatum;
Am/RAm, nucleus ambiguus/retroambigualis;
DLM, medial portion of the dorsolateral nucleus of the
anterior thalamus; lMAN, lateral magnocellular nucleus
of the anterior neostriatum (c, core; s,
shell); LPO, lobus parolfactorius (medial portion of
avian striatum); RA, robust nucleus of the
archistriatum; X, area X of avian striatum;
nXIIts, tracheosyringeal part of the hypoglossal
nucleus.
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Table 1.
Number of injections used for analysis of individual DLM
axon arbors within core and shell regions of lMAN
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Figure 2.
Photomicrographs demonstrating the presence
of varicosities (examples marked by arrowheads) that may
represent sites of synaptic contact along the length of
biocytin-labeled DLMVM axon arbors within lMAN in
20d, 35d, and Adult birds. There was no
difference in the pattern of varicosities along DLMVM and
DLMDL arbors at any age. Scale bar, 10 µm.
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All DLM axon arbors were reconstructed in three dimensions using an
image analysis system with a depth encoder interfaced with a microscope
at a final magnification of 1000× (Neurotrace, InterAction, Boston,
MA) (cf. Passera et al., 1988 ; Antonini and Stryker, 1993 , 1996 ;
Antonini et al., 1998 ). After traversing area X and the surrounding
basal ganglia, the main axon of each DLM arbor entered the ventral part
of lMAN and divided into branches. To have a consistent starting point
for all reconstructions, each arbor was traced starting at the first
branch point of the axon within lMAN. Although the caudoventral
portions of the main axons were not included in our reconstructions,
they were followed as far back as possible to ensure that individual
axons did not branch as they traversed area X and the surrounding basal
ganglia en route to lMAN. None of the axons that we examined
ever extended side branches before entering lMAN.
The actual thickness of each section was measured using a depth encoder
attached to the fine focus of the microscope and by carefully focusing
at the top and bottom of each section. Although brains had been
sectioned at a thickness of 60 µm, individual sections underwent
significant shrinkage in thickness during subsequent processing. A
scaling factor was calculated to correct for shrinkage in the
z-axis by dividing 60 µm by the actual thickness of that section after processing. The average scaling factor for different sections in which each DLM axon was present was used for the entire arbor to correct for shrinkage in the z-axis (average ± SD = 6.0 ± 0.8 over all arbors). Shrinkage in the
medial-lateral and dorsal-ventral (x-y) axes was
minor and was not corrected (cf. Antonini and Stryker, 1993 ). After all
arbors were traced, individual arbor reconstructions were flattened
along the anterior-posterior axis (that is, the depth of these
reconstructions was collapsed) and viewed as two-dimensional drawings
that were used for obtaining measures of the medial-lateral and
dorsal-ventral extent of each arbor (see below).
Although the outer borders of DLM and lMAN were visible in the
immunostained sections, the distinction between
lMANcore and lMANshell was
not obvious in the absence of Nissl staining. To confirm the location
of injection sites in DLM and the resulting anterograde label as being
within the core or shell of lMAN, the outer borders of DLM and lMAN in
the immunostained sections were traced initially using a camera lucida.
Tracings at the level of lMAN also included landmarks such as outlines
of blood vessels and two major fiber tracts, the hyperstriatal lamina
and dorsomedial lamina, which are located dorsal and ventral to lMAN,
respectively, as reference points. Slides were then immersed in xylene
overnight to remove coverslips, Nissl stained with thionin, and
coverslipped again. The exact location of each DLM arbor within lMAN
core or shell was then confirmed in each section by aligning the
outlines of blood vessels and fiber tracts with the camera lucida
tracings that had been drawn before Nissl staining. In addition, the
biocytin label was still visible in the Nissl-stained sections, thereby allowing direct observation of axon arbors as being within core or
shell. The boundaries of lMAN core and shell were defined on the basis
of the somal size of neurons; that is, lMANcore
contains a high density of magnocellular neurons whereas
lMANshell contains a high density of
parvicellular neurons (Johnson and Bottjer, 1992 ; Johnson et al.,
1995 ).
Analysis
Measures of complexity of arbors. DLM axon arbors
varied in complexity, but all axons divided into a large number of
branches arranged in several orders of branching beyond the first
branch point. The Neurotrace program was used to obtain measurements of
the number of branches, orders of branching, average branch length, and
total length of each arbor, which were used as measures of complexity
to compare across different ages. The number of branches is the sum of
all branches for each axon, whereas order of branching measures how
many tiers of branches each axon has. Average branch length was
obtained directly from the Neurotrace program and is equivalent to the
total length of single axons divided by the number of branches. The
total length of each arbor is the sum of the length of all branches of
each arbor and also provides a measure of the net growth or retraction
of axon arbors during development (cf. Antonini and Stryker, 1993 ,
1996 ).
Measures of spatial extent Of arbors. One measure of spatial
extent was assessed by determining the maximal extent of each arbor
along each axis. The maximum anterior-posterior extent of each
reconstructed DLM arbor was obtained directly from the Neurotrace program and was multiplied by the scaling factor for that arbor to get
the corrected depth. Software from Media Cybernetics (Image Pro Plus)
was used to determine the maximum medial-lateral and dorsal-ventral
extent of each arbor from two-dimensional drawings of these arbors
flattened along their anterior-posterior extent.
As a second measure of spatial extent, we calculated the volume of each
arbor. The two-dimensional area encompassed by each arbor was
determined by tracing around the flattened outlines of the branches of
each DLM axon. Larger gaps between major branches were excluded from
this measure by tracing around these branches, whereas very small gaps
(<300 µm2) between fine branches of
dense terminal arborizations were included in this measure (cf. Cline
and Constantine-Paton, 1990 ; Hata et al., 1999 ). This two-dimensional
area was multiplied by the corrected depth of each DLM arbor to
estimate the volume of lMAN encompassed by that arbor. We also divided
the volume of each DLMDL and
DLMVM arbor for 20d, 35d, and adult birds by the
average volumes of lMANcore and
lMANshell at these ages, respectively (Johnson et al., 1995 , their Fig. 14), to estimate the proportion of lMAN occupied
by single arbors. Assuming that the number of DLM axons does not
change over the course of song learning (because the total number of
DLM neurons does not change over song learning) (Johnson and Bottjer,
1992 ), this measure estimates the degree of overlap between arbors
within subregions of lMAN at different ages.
All quantitative measures were evaluated by parametric analyses of
variance unless the data failed tests for either normality or
homogeneity of variance, in which case a nonparametric ANOVA (Kruskal-Wallis) was used where indicated.
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RESULTS |
Analysis of individual DLM axon arbors within lMAN core
and shell
Labeled DLM axons traveled rostrally in the lateral forebrain
bundle and then continued laterally and rostrally within area X and
surrounding basal ganglia before entering lMAN (cf. Bottjer et al.,
1989 ; Johnson and Bottjer, 1992 ). Most of the axons that arborized in
medial core or shell regions of lMAN traversed the medial part of area
X or lobus parolfactorius, whereas axons that arborized within lateral
lMAN core or shell ascended within the lateral part of area X. However,
some axons ascended within the intermediate part of area X and then
turned medially or laterally before forming a terminal
arborization. In addition, a few axons entered medial lMAN and then
turned laterally to arborize within intermediate or lateral lMAN, and
vice versa. Thus, axons of DLM neurons occasionally traversed different
subregions of area X and lMAN before arborizing within a
topographically appropriate location in lMAN core or shell (cf. Simon
and O'Leary, 1992 ).
Individual DLM axon arbors within both lMANcore
and lMANshell were highly variable in shape at
each age (Figs. 3,
4). Careful observation revealed
that axons that arborized within lMANcore never extended branches into lMANshell at any
age and vice versa. This segregation at the level of single arbors
confirms earlier results indicating that the
DLMDL lMANcore and
DLMVM lMANshell circuits
remain as separate, parallel pathways throughout the course of song
learning (cf. Johnson et al., 1995 ; Iyengar et al., 1999 ). A large
number of varicosities were distributed along branches and at branch
tips of all DLM axons (Fig. 2, arrowheads). These
varicosities may represent boutons en passant and terminal boutons
[i.e., sites of synaptic contact between DLM and lMAN; but see LeVay
and Stryker (1979) , Antonini and Stryker (1993) , Seki and Arai (1999) ,
and Jacoby and Marshak (2000) ].

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Figure 3.
Reconstructions of biocytin-labeled
DLMDL axon arbors within different subregions of
lMANcore in 20d, 35d, and
Adult zebra finches. The relative positions of each
arbor within different subregions of lMANcore (depicted by
oval outlines on the right; medial = left, dorsal = up) are represented by
numbers. The density of branching of DLMDL
arbors is highest at 20 d and lowest in adults, indicating that
these arbors undergo retraction between 20 d and adulthood. Scale
bar, 200 µm.
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Figure 4.
Reconstructions of biocytin-labeled
DLMVM axon arbors within different subregions of
lMANshell in 20d, 35d, and
Adult zebra finches. Schematics on the right
depict the outlines of lMANshell and lMANcore
(medial = left, dorsal = up), and
numbers represent the positions of DLMVM
arbors within lMANshell. DLMVM arbors are
similar to DLMDL arbors in that the density of branching of
DLMVM axon arbors is highest at 20 d and lowest at
adulthood, demonstrating that these arbors undergo substantial
retraction over the course of song learning. The spatial extent of
DLMVM axon arbors also decreases significantly over song
learning. Scale bar, 200 µm.
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Analysis of DLMDL axon arbors
in lMANcore
Changes in complexity of DLMDL axon arbors during
song learning
DLMDL axons elaborated a large number of
branches arranged in several tiers in 20d birds, giving rise to dense
terminal arborizations within different regions of
lMANcore (Fig. 3). Branch number decreased throughout the course of vocal learning
(F(2,22) = 5.09; p = 0.02) (Figure 5, Table
3), such that DLMDL
axons had sparse terminal arborizations with relatively few branches in
adult birds compared with the more complex arbors in juvenile birds.
Planned comparisons revealed that DLMDL axons had
significantly more branches at 20 d compared with 35 d
(p = 0.03). Branch number decreased further between 35 d and adulthood, although this difference was not
significant (p = 0.29).

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Figure 5.
Quantitative analysis demonstrating the decrease
in complexity of DLM axon arbors within lMANcore
(left side of each graph) and lMANshell
(right side of each graph) during vocal learning.
Top left, The number of DLMDL branches in
lMANcore as well as of DLMVM branches in
lMANshell decreased significantly between 20 and 35 d.
Bottom left, DLMVM arbors had substantially
fewer tiers of branches in 35d birds compared with
20d and adult (Adl) birds. The decrease in this
measure in DLMDL arbors over the course of song learning
was not significant. Top right, The total length of
DLMVM arbors decreased significantly over the course of
vocal learning. Changes in total length of DLMDL arbors
were not significant. Bottom right, The average length
of branches of DLMDL and DLMVM arbors increased
between 20 and 35 d and did not change substantially thereafter,
showing that branches remaining after retraction tended to be longer in
both sets of arbors. Average length of branches and total length of DLM
arbors are measured in millimeters, and error bars represent
SEMs.
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Two other measures of complexity of DLMDL arbors,
orders of branching (F(2,22) = 1.33;
p = 0.29), and total length of
DLMDL arbors
(F(2,22) = 1.44; p = 0.26) did not change significantly during song learning (Fig. 5, Table
3). The total length of DLMDL arbors was slightly
greater at 35 d than at 20 d, although individual arbors had
fewer branches at 35 d. This pattern was caused by an increase in
the average length of axonal branches at 35 d compared with
20 d (F(2,22) = 4.14;
p = 0.03), indicating that although a large number of
branches were retracted between 20 and 35 d, those that remained
were longer. Taken together, the overall pattern of results suggests
that DLMDL axon arbors are most complex with elaborate terminal arborizations at the onset of song learning and then
undergo net retraction during the sensitive period for vocal learning.
Changes in spatial extent of DLMDL axon arbors during
song learning
DLMDL arbors were compact at 20 d and
then expanded somewhat by 35 d of age (Fig. 3). In adult birds,
the spatial extent of these arbors was slightly smaller than those at
35 d. DLMDL axons tended to divide into
several tiers of smaller branches immediately after entering
lMANcore in 20d birds, whereas initial branches of DLMDL axons were apt to traverse a larger
spatial extent within lMANcore before forming
dense terminal arbors in 35d and adult birds. When analyzed
quantitatively, there was no significant difference in the tangential
extent of DLMDL arbors along any axis during song
learning (medial-lateral: F(2,22) = 2.38, p = 0.12; dorsal-ventral:
F(2,22) = 2.88, p = 0.08; anterior-posterior: F(2,22) = 2.10, p = 0.15). However, all three measures tended to
increase between 20 and 35 d and then decrease between 35 d and adulthood (Fig. 6, Table 3).

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Figure 6.
Changes in spatial extent along different
axes of DLM axon arbors within lMANcore and
lMANshell over the course of vocal learning measured in
millimeters; error bars represent SEMs. The maximal extent of
medial-lateral, dorsal-ventral, and anterior-posterior
DLMDL axons increased between 20 and 35 d and then
decreased between 35 d and adulthood, although these differences
were not significant. All three measures of spatial extent decreased
over the course of song learning in DLMVM arbors. This
decrease was significant in the medial-lateral extent of
DLMVM arbors between 20 d and adulthood and in the
dorsal-ventral extent of these arbors between 35 d and
adulthood.
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The increase in spatial extent along all axes of
DLMDL arbors between 20 and 35 d contributed
to an increase in the volume encompassed by individual arbors, although
the volume of lMANcore does not change during
this period of song learning (Johnson and Bottjer, 1992 ) (Fig.
7, Table 3). The increase in volume
encompassed by DLMDL arbors and corresponding
lack of change in the size of their postsynaptic target led to an
increase in the proportion of lMANcore occupied
by individual arbors in 35d birds. The volume encompassed by
DLMDL arbors then decreased between 35 d and
adulthood. The volume of lMANcore also decreased
during this interval, although less than that of individual arbors,
thereby producing a modest decrease in the proportion of
lMANcore occupied by DLMDL
arbors (Fig. 7, Table 3). The changes in volume encompassed by
individual arbors during song learning were not significant as judged
by a Kruskal-Wallis ANOVA (H(2) = 3.70; p = 0.16), whereas changes in the proportion of
lMANcore occupied by individual arbors were marginally significant (H(2) = 5.93;
p = 0.05). This latter difference was entirely
attributable to the increase in proportion of
lMANcore occupied by individual arbors between 20 and 35 d (p = 0.04; 35d vs adult:
p = 0.96). These measures of spatial extent suggest a
trend toward increased overlap between DLMDL axon
arbors within lMANcore between 20 and 35 d,
followed by a decrease in overlap between 35 d and adulthood.
These results also suggest that DLMDL axons
contact lMANcore neurons over a greater spatial
extent at 35 d than at 20 d or adulthood.

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Figure 7.
The volume encompassed by single arbors (in
mm3; top panel)
and the proportion of lMAN occupied by DLM arbors (bottom
panel); means ± SEM. The volume encompassed by
DLMDL arbors increased between 20 and 35 d and then
decreased between 35 d and adulthood, although these changes were
not significant. However, the proportion of lMANcore
occupied by individual arbors increased between 20 and 35 d
followed by a slight decrease between 35 d and adulthood. The
volume encompassed by DLMVM arbors decreased significantly
between 20 d and adulthood. The decrease in this measure,
accompanied by the dramatic increase in overall volume of
lMANshell between 20 and 35 d, produced a significant
decrease in the proportion of lMANshell occupied by single
arbors, suggesting that the degree of overlap between DLMVM
arbors decreases substantially during the sensitive period for song
learning. There was no significant change in the proportion of
lMANshell occupied by DLMVM arbors between
35 d and adulthood.
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Analysis of DLMVM axon arbors
within lMANshell
Changes in complexity of DLMVM axon arbors during
song learning
The terminal arborizations of DLMVM axons
within lMANshell were similar to those of
DLMDL axons in lMANcore in
that they had the largest number of branches arranged in several tiers
at 20 d (Fig. 4). Branch number of DLMVM
arbors decreased over the course of song learning
(F(2, 18) = 38.60; p < 0.0001), such that axons of adult birds had relatively sparse
terminal arbors within lMANshell (Fig. 5, Table
4). Planned comparisons showed that
DLMVM arbors had substantially more branches at
20 d than at 35 d (p < 0.0001). Branch number decreased further between 35 d and adulthood,
although this difference was not significant (p = 0.13). Orders of branching of DLMVM arbors also
decreased significantly over the course of song learning
(F(2, 18) = 23.80; p < 0.0001). Branch order decreased between 20 and 35 d
(p < 0.01), but not between 35 d and
adulthood (p = 0.228). The total length of
DLMVM arbors also decreased significantly during
song learning (F(2, 18) = 14.88;
p = 0.0002). Arbors of DLMVM
neurons were longer at 20 d than at 35 d
(p = 0.04) and were also longer in 35d birds
than in adults (p = 0.01). Because the number of
branches decreased sharply between 20 and 35 d, whereas the total
length of arbors showed a more modest decrease, the average branch
length increased during this interval (F(2,
18) = 13.01; p = 0.0003). Overall, these
results reveal that DLMVM arbors undergo
large-scale retraction during vocal learning, particularly between 20 and 35 d, and that regression of DLMVM
arbors is greater than that of DLMDL axons
between 20 and 35 d.
Changes in spatial extent of DLMVM axon arbors during
song learning
Axon arbors of DLMVM neurons decreased in
spatial extent over the course of vocal learning such that they were
more compact in adult birds compared with those in juvenile birds (Fig.
6, Table 4). Unlike initial branches of DLMDL
axons at 35 d and adulthood, which typically extended for some
distance within lMANcore before dividing into
finer terminals, the majority of DLMVM axons tended to branch immediately after entering
lMANshell at all three ages studied (compare
Figs. 3 and 4). Quantitative analysis revealed that the dorsal-ventral
extent of DLMVM arbors decreased significantly during song learning (F(2, 18) = 10.5;
p < 0.001). Although there was no difference in the
dorsal-ventral extent of DLMVM arbors between 20 and 35 d (p > 0.50), this measure
decreased significantly between 35 d and adulthood
(p = 0.002). There was no difference in
anterior-posterior extent of DLMVM arbors across
ages (F < 1), whereas the medial-lateral extent of
these arbors tended to decrease over the course of song learning
(F(2, 18) = 3.08; p > 0.07). Planned comparisons showed that this latter difference was
entirely attributable to the overall decrease seen between 20 d
and adulthood (p = 0.02).
The decrease in spatial extent of DLMVM axon
arbors was reflected in a significant decrease in the volume
encompassed by these arbors over the course of song learning
(Kruskal-Wallis: H(2) = 9.39;
p = 0.01) (Fig. 7, Table 4). Planned comparisons showed that the decrease in volume encompassed by individual arbors was not
significant between 20 and 35 d (p = 0.14)
or between 35 d and adulthood (p = 0.11).
However, the sixfold decrease in volume encompassed by
DLMVM arbors within
lMANshell between 20 d and adulthood was
highly significant (p = 0.002). The proportion
of lMANshell occupied by individual
DLMVM axon arbors also decreased significantly
over the course of song learning (H(2) = 11.00; p = 0.004). The volume of
lMANshell is small at 20 d relative to
35 d (Johnson and Bottjer, 1992 ), whereas the volume encompassed by DLMVM arbors is maximal at 20 d.
Therefore, the proportion of lMANshell occupied
by individual arbors is greatest at 20 d. The large decrease in
the volume encompassed by individual DLMVM arbors, accompanied by the almost threefold increase in the overall volume of lMANshell between 20 and 35 d, led
to a significant decrease in the proportion of
lMANshell occupied by DLMVM
arbors during this period (p = 0.01). The
proportion of lMANshell occupied by
DLMVM axon arbors did not change between 35 d and adulthood (p = 0.57), because the decrease
in volume encompassed by DLMVM arbors is offset
by a comparable decrease in the overall volume of
lMANshell during this period. Our results suggest
that the increase in volume of lMANshell
coincides with the decrease in volume encompassed by
DLMVM axon arbors between 20 and 35 d, such that the degree of overlap between these arbors decreases greatly between 20 and 35 d and does not change appreciably thereafter.
 |
DISCUSSION |
The present results demonstrate that individual thalamocortical
axons in the song-control pathway from DLM to lMAN are highly complex
and have the greatest number of branches at 20 d and then undergo
large-scale pruning during the sensitive period for song learning.
Interestingly, the regression of individual arbors was particularly
pronounced in the shell region of lMAN during early stages of song
learning, when lMANshell is growing dramatically (including a substantial increase in neuron number) (Johnson and Bottjer, 1992 ; S. W. Bottjer, unpublished observations). Thus, smaller arbors with a reduced spatial extent come to encompass a
greatly expanded postsynaptic target space in this pathway during the
sensitive period for vocal learning. This pattern results in a
substantial decrease in the proportion of
lMANshell occupied by single
DLMVM arbors in 35d birds, suggesting a
concomitant decrease in overlap between these arbors and a greater
level of specificity within the topographic organization of this
pathway at the height of the sensitive period for vocal learning.
Thereafter the overall volume of lMANshell
regresses between 35 d and adulthood, by which time vocal learning
is complete. Thalamic arbors within the shell region also continue to
regress, such that the proportion of lMANshell
occupied by single arbors is not substantially different in 35d and
adult birds. Thus, specificity of axonal connections may not change
appreciably after 35 d in this pathway, although active arbor
remodeling must be occurring continuously as the overall size of
lMANshell decreases (presumably because of cell death).
In contrast, although the branch number of thalamic arbors within
lMANcore also decreases during early stages of
vocal learning, overall arbor regression is much less pronounced (the
volume encompassed by individual arbors tends to increase between 20 and 35 d), and the overall volume (and neuron number) of
lMANcore does not change during this period. The
proportion of lMANcore that is occupied by
individual DLMDL arbors actually increases
between 20 and 35 d, suggesting that the specificity of axonal
connectivity might decrease somewhat over this interval. Of course, we
cannot rule out the possibility that the increased proportion of
postsynaptic space occupied by arbors in 35d birds could represent
axonal remodeling that simply contributes to a different or enhanced
unit of functional connectivity within lMANcore.
Interestingly, spine frequencies on dendrites of
lMANcore neurons increase until 35 d, after
which spine density and the radial extent of distal dendrites both
decrease as the overall volume of lMANcore
undergoes a small but significant regression (Johnson et al., 1995 ;
Nixdorf-Bergweiler et al., 1995 ). Thus, the spatial expansion of
presynaptic DLMDL arbors that we observed between
20 and 35 d, followed by regression, correlates well with the
postsynaptic pattern. Overall, these results suggest that the degree of
overlap between DLMDL arbors and hence precision of matching between subgroups of presynaptic and postsynaptic neurons
within DLMDL and lMANcore
may decrease somewhat between 20 and 35 d and then improve between
35 d and adulthood.
Functional implications of changes in DLM axon arbors during the
sensitive period for vocal learning
What do changes within individual DLM axon arbors during the
sensitive period for song learning represent? Lesions of lMAN in
juvenile birds have demonstrated that this nucleus is critical for the
acquisition of a normal song during early stages of vocal learning,
from ~20 to 60 d of age (Bottjer et al., 1984 ; Bottjer and
Arnold, 1986 ; Scharff and Nottebohm, 1991 ). During this time, neurons
within lMAN respond to auditory playback of tutor song as well as to
other zebra finch songs but gradually become selectively tuned to their
own self-produced songs by ~60 d (Solis and Doupe, 1997 , 1999 ) (cf.
Doupe and Solis, 1997 ). Thus, an internal representation of the bird's
song may develop within lMAN as a result of learning and be used to
generate an error signal required to correct vocal output during song
learning (cf. Williams and Mehta, 1999 ; Brainard and Doupe, 2000a ,b ).
Once lMAN neurons become tuned to the bird's own song, the error
signal may decrease to the point at which lMAN is no longer playing an
active role in normal song development. The changes in complexity and
spatial extent of DLM axon arbors described in this study indicate
synaptic remodeling within the DLM lMAN circuit, which may represent
structural correlates of vocal learning. For example, arbor regression
may represent a morphological correlate of the auditory tuning of lMAN
neurons to the bird's own song and the decreased involvement of lMAN
neurons in vocal learning. Future studies will be needed to determine whether remodeling of individual DLM arbors is guided by song-related experience.
It is interesting that changes in individual DLM arbors were
particularly profound in the
DLMVM lMANshell pathway.
Previous work (and this study) has indicated that axonal connections of core and shell pathways are separate and parallel as they traverse the
forebrain. However, it seems likely that there is cross-talk between
these two pathways. Possible sources of integration between core and
shell pathways are in feedback loops and convergent and reciprocal
projections made between core and shell circuits (Johnson et al., 1995 ;
Vates and Nottebohm, 1995 ; Bottjer and Johnson, 1997 ). For example,
lMANshell projects directly onto Ad (an area within motor cortex immediately adjacent to RA), and Ad projects onto a
dorsal thalamic zone, which potentially completes feedback loops to
core and shell regions of lMAN and to medial magnocellular nucleus of
anterior neostriatum (Foster et al., 1997 ; Iyengar et al., 1999 ;
Bottjer et al., 2000 ). Cross-talk between core and shell pathways
provides a potential mechanism whereby the
DLMVM lMANshell Ad
circuit could trigger changes within the
DLMDL lMANcore RA circuit during the sensitive period for vocal learning. For example, perhaps feedback signals (such as auditory feedback and efference copy)
are mapped within topographic connections of the shell pathway and
serve as an instructive signal for the refinement of connectional specificity in the core pathway.
Axon arbor regression: pruning as an atypical feature
of remodeling?
One of the most unusual features of the developmental changes
within individual DLM axon arbors is the net retraction that they
undergo, such that the number of branches decreases substantially during song learning. It had traditionally been thought that the initial specificity of axonal connections in developing systems was
imprecise, at least in part because of exuberant growth of axon arbors,
and that specificity of brain wiring was achieved by pruning of such
neural overgrowth. However, subsequent studies have demonstrated for
the most part that early development of axon arbors involves a
substantial net addition of branches or collaterals, and a resultant
increase in total length, with no net regression (Katz and Shatz,
1996 ). For example, adult patterns of connectivity within developing
sensory systems emerge as a result of extensive elaboration of axonal
branches within restricted regions of postsynaptic targets. This
increase in the number of axonal branches is accompanied by the
elimination of a relatively small number of branches within
"inappropriate" areas (Sretavan and Shatz, 1984 , 1986 ; Young and
Rubel, 1986 ; Callaway and Katz, 1991 ; Agmon et al., 1993 ; Antonini and
Stryker, 1993 ; Catalano et al., 1996 ; Snider et al., 1999 ). Thus,
nascent axon arbors tend to be simple in shape and restricted in
extent, and initial axonal connections can be extremely specific
(Crowley and Katz, 1999 ). As development proceeds, adult
patterns of connectivity emerge as a result of a large increase in
number of branches and total length of arbors. In contrast, the net
decrease in number of branches of DLM axons over the course of
vocal learning may represent the diminishing role of lMAN during this
period, as juvenile birds acquire and consolidate a stereotyped song
pattern (Bottjer et al., 1984 ; Scharff and Nottebohm, 1991 ). To our
knowledge, large-scale retraction of single arbors has not been
reported previously [but see Sur et al. (1984) and Florence and
Casagrande (1990) ]. However, it is possible that net retraction of
arbors might occur at later ages in other systems and thus yield
results comparable to those observed here.
How might this net retraction relate to specificity of brain wiring?
The overall volume of both the DLMVM terminal
field and that of its postsynaptic target,
lMANshell, undergoes an almost threefold increase
between 20 and 35 d that corresponds to the height of the
sensitive period for learning syllables from a tutor (cf. Immelman,
1969 ; Böhner, 1990 ; Zann, 1990 ; Slater et al., 1993 ). The present
study shows that individual DLMVM arbors retract substantially during this period, and it is highly unlikely that the
increase in overall size of the DLMVM terminal
field can be attributed to the addition of new
DLMVM axon arbors within
lMANshell because the total number of DLM neurons
remains constant throughout song learning (Johnson and Bottjer, 1992 ).
Thus smaller arbors are spread across an expanded target space in 35d
birds, thereby contributing to the increase in overall volume of the
DLMVM terminal field and presumably to a
refinement in the grain of the topographic map caused by the consequent
decrease in overlap between single arbors.
This pattern of results is a bit surprising in light of our previous
report that the pattern of retrograde label in
DLMVM after small tracer injections into
lMANshell does not change during vocal
development (Iyengar et al., 1999 ). Considering the extent of changes
within individual arbors, the stability in the pattern of retrograde
label is remarkable. That is, the greater spatial extent of
DLMVM arbors at 20 d seems to predict that
retrogradely labeled somata should be spread over a greater extent of
DLMVM after tracer injections into
lMANshell, although we observed no such tendency.
This apparent discrepancy may be explained by the fact that the size of
retrograde tracer injections in our previous study was much larger than
those used in the present study. Thus, perhaps smaller injections of
retrograde tracers would reflect structural changes within
DLMVM axon arbors during song learning (cf. Agmon
et al., 1995 ). In addition, retrograde tracers may be transported even
by single branches of arbors that extend through the injection site,
even if such processes do not make functional connections or the vast
majority of the arbor is localized elsewhere. Therefore, retrograde
tracers will tend to label a greater number of neurons than those that
specifically project to the injection site (Trachtenberg and Stryker,
2001 ), and this tendency might contribute preferentially to the pattern
seen in older birds. Future studies should examine patterns of
anterograde label in the
DLMVM lMANshell pathway
as a more sensitive assay of overall patterns of axonal connectivity.
Possible mechanisms underlying the formation of specific
connections between DLM axon arbors and lMAN neurons during the
sensitive period for song learning
Structural changes within developing neural circuits produced by
sensory experience during the sensitive period are mediated by
activity-dependent mechanisms. One mechanism that bridges both development and learning is alterations of synaptic strength thought to
depend on detection of coincident patterns of synaptic input by NMDA
receptors (NMDARs) (Cline and Constantine-Paton, 1990 ; Feldman et al.,
1996 , 1998 ; Bear and Rittenhouse, 1999 ). NMDARs decrease in
density within lMAN during song learning, and the duration of
NMDAR-mediated synaptic currents in lMAN neurons becomes significantly
shorter (Aamodt et al., 1995 ; Livingston and Mooney, 1997 ) (cf. Basham
et al., 1996 , 1999 ; Singh et al., 2000 ). In addition, lMAN contains a
population of neurons with "silent" (pure NMDAR) synapses in
juvenile but not adult birds (Grammer and Bottjer, 2001 ). These changes
indicate that NMDARs carry a greater proportion of the synaptic current
in juveniles than adults, and maturation of NMDAR-mediated currents
correlates with functional changes such as the loss in effectiveness of
lMAN lesions and the increase in auditory tuning of lMAN neurons.
Relative to normal age-matched controls, juvenile birds that are raised
in acoustic isolation or deprived of normal auditory input are delayed
in achieving faster NMDAR-mediated currents at DLM lMAN synapses, decreased numbers of dendritic spines on lMANcore
neurons, and normal topographic patterning within the
lMANcore RA circuit (Wallhäusser-Franke et al., 1995 ; Livingston et al., 2000 ; Iyengar and Bottjer, 2002 ). This
pattern suggests that NMDARs may serve as correlation detectors for
convergent patterns of auditory and/or motor feedback that match the
tutor template and lead to corresponding strengthening or weakening of
synapses, thereby leading to refinement of individual DLM axon arbors
within lMAN. In general, specific patterns of synaptic activity may
mediate the refinement of individual DLM axon arbors and their synaptic
connections within lMAN, thereby contributing to the engram for
specific vocal patterns (Bottjer, 2001 ). Boettiger and Doupe (2001)
have recently described forms of activity-dependent potentiation and
depression within lMAN that are unique to juvenile birds and could
contribute to synaptic pruning of this connection.
 |
FOOTNOTES |
Received May 9, 2001; revised Oct. 10, 2001; accepted Oct. 25, 2001.
This research was supported by National Institutes of Health Grant
NS37547. We thank Linh Ho for excellent technical assistance.
Correspondence should be addressed to Sarah W. Bottjer, Department of
Biology, HNB 218, University of Southern California, Los Angeles, CA
90089-2520. E-mail: bottjer{at}usc.edu.
S. Iyengar's present address: Department of Psychology, Vanderbilt
University, Nashville, TN 37203.
 |
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