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The Journal of Neuroscience, March 15, 2002, 22(6):2115-2124
Estrogen Protects against Global Ischemia-Induced Neuronal Death
and Prevents Activation of Apoptotic Signaling Cascades in the
Hippocampal CA1
Teresa
Jover,
Hidenobu
Tanaka,
Agata
Calderone,
Keiji
Oguro,
Michael V. L.
Bennett,
Anne M.
Etgen, and
R. Suzanne
Zukin
Department of Neuroscience, Albert Einstein College of Medicine,
Bronx, New York 10461
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ABSTRACT |
The importance of postmenopausal estrogen replacement therapy in
affording protection against the selective and delayed neuronal death
associated with cardiac arrest or cardiac surgery in women remains
controversial. Here we report that exogenous estrogen at levels that
are physiological for hormone replacement in postmenopausal women
affords protection against global ischemia-induced neuronal death and
prevents activation of apoptotic signaling cascades in the hippocampal
CA1 of male gerbils. Global ischemia induced a marked increase in
activated caspase-3 in CA1, evident at 6 hr after ischemia. Global
ischemia induced a marked upregulation of the proapoptotic neurotrophin
receptor p75NTR in CA1, evident at 48 hr.
p75NTR expression was induced primarily in terminal
deoxynucleotidyl transferase-mediated UTP nick-end
labeling-positive cells, indicating expression in neurons
undergoing apoptosis. Global ischemia also induced a marked
downregulation of mRNA encoding the AMPA receptor GluR2 subunit
in CA1. Caspase-3, p75NTR, and GluR2 were not
significantly changed in CA3 and dentate gyrus, indicating that the
ischemia-induced changes in gene expression were cell specific.
Exogenous estrogen attenuated the ischemia-induced increases in
activated caspase-3 and blocked the increase in
p75NTR in post-ischemic CA1 neurons but did not
prevent ischemia-induced downregulation of GluR2. These findings
demonstrate that long-term estrogen at physiological levels ameliorates
ischemia-induced hippocampal injury and indicate that estrogen
intervenes at the level of apoptotic signaling cascades to prevent
onset of death in neurons otherwise "destined to die."
Key words:
estrogen; hormone replacement therapy; global ischemia; neuronal death; neurotrophin receptors; apoptosis
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INTRODUCTION |
Transient, severe global ischemia
arising in humans as a consequence of cardiac arrest or cardiac surgery
or induced experimentally in animals leads to selective and delayed
neuronal death, particularly of pyramidal neurons in the hippocampal
CA1 (for review, see Tanaka et al., 2000 ). Global ischemia-induced
neuronal death is not detected until 2-4 d after induction of global
ischemia in rats and gerbils. The relative contributions of apoptotic
and necrotic death to ischemia-induced neuronal loss remain
controversial (for review, see MacManus and Buchan, 2000 ; Yamashima,
2000 ; Graham and Chen, 2001 ). Neurotrophins and their receptors play a
critical role in receptor-activated apoptotic signaling cascades and in
the onset and progression of apoptotic cell death (for review, see Kaplan and Miller, 2000 ). Global ischemia induces expression of p75NTR, a proapoptotic ligand-activated
neurotrophin receptor and member of the tumor necrosis factor receptor
superfamily, in CA1 neurons (Bagum et al., 2001 ). Ligand activation of
p75NTR under conditions of low trkA
expression is thought to trigger apoptosis (Kaplan and Miller, 2000 ;
Yano and Chao, 2000 ). Global ischemia also induces expression of
activated caspase-3 (Chen et al., 1998b ; Namura et al., 1998 ), a
cysteine protease and "terminator" protein implicated in the
execution step of apoptosis, in CA1 (Cohen, 1997 ; Nicholson and
Thornberry, 1997 ).
Estradiol and related ovarian steroids modify the structure and
function of hippocampal neurons. Estradiol increases spine density
(Woolley and McEwen, 1994 ; Murphy and Segal, 1996 ; Pozzo-Miller et al.,
1999 ), synapse number (Woolley and McEwen, 1994 ), and NMDA receptor NR1
subunit expression (Gazzaley et al., 1996 ) and potentiates
kainate-elicited currents in CA1 pyramidal neurons (Moss and Gu, 1999 ).
The mechanisms underlying these actions are unclear, because
intracellular estrogen receptors are not highly expressed in
hippocampal pyramidal neurons (Shughrue et al., 1997 ; Weiland et al.,
1997 ; Shughrue and Merchenthaler, 2000 ). Estrogen receptors are
coexpressed with neurotrophins and neurotrophin receptors in neurons
(Miranda et al., 1993 ; Toran-Allerand et al., 1999 ), and estrogen
regulates their expression. Estrogen reduces
p75NTR expression in rat forebrain (Gibbs
and Pfaff, 1992 ; Gibbs, 1997 ), rat sensory neurons (Sohrabji et al.,
1994b ), and PC12 cells (Sohrabji et al., 1994a ) and increases trkA mRNA
expression in dorsal root ganglia (Sohrabji et al., 1994b ), basal
forebrain cholinergic neurons (McMillan et al., 1996 ), and PC12 cells
(Sohrabji et al., 1994a ).
Considerable evidence suggests that estrogen affords neuroprotection
against brain injury and neurodegenerative diseases (for review, see
Wise et al., 2001 ). Estrogen therapy in postmenopausal women reduces
the incidence of stroke and the extent of ischemic neurodegeneration
(Schmidt et al., 1996 ) and the onset and severity of Alzheimer's
disease (Henderson et al., 1996 ; Tang et al., 1996 ; Kawas et al.,
1997 ). The estrogen receptor antagonist tamoxifen is thought to
increase incidence of stroke in premenopausal women (Gail et al.,
1999 ). Estrogen administration to ovariectomized female (Dubal et al.,
1998 ; Rusa et al., 1999 ; Dubal and Wise, 2001 ) and male (Toung et al.,
1998 ) rats reduces brain injury after focal ischemia. Moreover, females
with circulating estrogen are more resistant to focal ischemia than
male counterparts (Hall et al., 1991 ; Alkayed et al., 1998 ; Zhang et
al., 1998 ). The ability of estrogen to protect against global
ischemia-induced neuronal death is, however, as yet unclear.
The present study was undertaken to examine the hypothesis that
estrogen acts at the level of apoptotic signaling cascades to prevent
onset of global ischemia-induced apoptotic death. Here we show that
estrogen levels that are physiological for hormone replacement in
postmenopausal women protects against delayed, ischemia-induced
neuronal death in male gerbils. Ischemia increases caspase-3 expression
and activation and increases p75NTR in CA1
neurons preceding neuronal death. Estrogen markedly attenuates the
ischemia-induced activation of caspase-3 and increase in
p75NTR expression. These findings suggest
that neuroprotection by estrogen against ischemia-induced damage may
occur via inhibition of apoptotic signaling cascades.
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MATERIALS AND METHODS |
Global ischemia. Animals were treated in accordance
with the principles and procedures of the National Institutes of Health Guidelines for the Care and Use of Laboratory Animals; all protocols were approved by the Institutional Animal Care and Use Committee of the
Albert Einstein College of Medicine. Animals were maintained in a
temperature- and light-controlled environment with a 14/10 hr
light/dark cycle. Age-matched, adult male Mongolian gerbils (Tumblebrook Farms, Wilmington, MA) weighing 60-80 gm were
administered placebo or 17 -estradiol (0.36 mg/pellet; 60 d,
controlled time release; Innovative Research of America Inc., Sarasota,
FL) by implantation in the subcutaneous tissue of the dorsal neck.
These pellets use a biodegradable matrix for timed-release of hormones and have been tested extensively by both the vendor and a large number
of research laboratories. They provide reliable, consistent plasma
hormone levels for 60 d, and their use avoids the fluctuations in
hormone levels produced by injections and reduces stress on the
animals. Fourteen days after pellet implantation, animals were
subjected to surgery (after fasting overnight). In brief, animals were
anesthetized with halothane (4-1%) delivered by mask in a mixture of
N2/O2 (70:30) by means of a
Vapomatic anesthetic vaporizer (CWE Inc., Ardmore, PA). Animals were
subjected to global ischemia by temporary bilateral occlusion of the
carotid arteries (BCCO) (5 min) or to sham surgery, followed by
reperfusion as described previously (Oguro et al., 1999 ; Opitz et al.,
2000 ). Rectal temperature was maintained at 37°C by a heating lamp
during the entire period of anesthesia.
Histological analysis. Neuronal damage was assessed by
histological examination of brain sections at the level of dorsal
hippocampus from animals killed at 7 d after global
ischemia or sham operation. Animals were deeply anesthetized with
pentobarbital (50 mg/kg, i.p.), and blood was collected by cardiac
puncture for assay of plasma estradiol levels (see below). Animals were
then fixed by transcardiac perfusion with 0.9% saline containing
heparin (10 U/ml), followed by ice-cold 4% paraformaldehyde in
PBS (0.1 M), pH 7.4. Brains were removed
and immersed in fixative (4°C for 2 hr), transferred to PBS
containing 30% sucrose (4°C for 48 hr), and then frozen. Coronal
sections (15 µm) were cut with a cryotome and stained with toluidine
blue. Hippocampal injury was assessed quantitatively by the grading
scale of Pulsinelli and Brierley: 0, no neurons damaged; 1, a few
(<30%) neurons damaged; 2, many (30-70%) neurons damaged; and 3, the majority of (>70%) neurons damaged (Pulsinelli et al., 1982 ).
Neuronal damage scores from a minimum of four microscopic sections per
animal were analyzed; comparisons among group means were made using an
ANOVA, followed by Newman-Keuls test to determine significance and
plotted as scatter graphs.
Serum estradiol assay. Tubes containing whole blood were
placed on ice (20 min) and centrifuged (2000× rpm for 5 min). Serum was collected and stored at 20°C. Serum levels of estradiol were assessed by fluoro-immunoassay using the DELFIA estradiol assay (PerkinElmer Life Sciences, Wallac Oy, Turku, Finland). All samples were assayed in duplicate. The lower limit of detection was ~13 pg/ml
estradiol. Although this assay method is less sensitive than
traditional radioimmunoassays, all serum samples fell within the range
of the standard curve.
Immunocytochemistry. Protein expression was assessed by
immunolabeling as described previously (Kokaia et al., 1998 ; Roux et
al., 1999 ). Animals were deeply anesthetized with pentobarbital (50 mg/kg, i.p.) and perfused transcardially with 4% paraformaldehyde in
phosphate buffer (0.1 M), pH 7.4, at 6 hr, 12 hr,
24 hr, 48 hr, 72 hr, and 7 d after ischemia or sham operation
(n = 3 for each time point and treatment group). Brains
were removed, post-fixed (2 hr at 4°C), frozen, and cut into sections
(40 µm) in the coronal plane of the dorsal hippocampus (3.3-4.0 mm
posterior from bregma) by cryotome. For single immunolabeling
experiments, free-floating sections were blocked in 10% normal serum,
5% bovine serum albumin, and 0.01% saponin in PBS (2 hr at room
temperature) and processed for immunolabeling with either of the
following: (1) anti-caspase-3 p20, an antibody that recognizes
activated caspase-3, the large fragment that results from cleavage of
procaspase (rabbit polyclonal antibody, directed against the C terminus
of human caspase-3 p20; 1:100; Cell SignalingTechnology Inc., Beverly,
MA); or (2) anti-p75NTR (rabbit polyclonal
antibody directed to the cytoplasmic domain of human p75; 1:4000; gift
of Dr. Moses V. Chao, New York University School of Medicine, New York,
NY) overnight at 4°C, followed by biotinylated goat anti-rabbit IgG
(1:200; Vector Laboratories, Burlingame, CA). Sections were then
incubated with avidin-peroxidase complex (ABC kit; 1 hr at room
temperature; Vector Laboratories), followed by 3-3'-diaminobenzidine
(Vector Laboratories).
For double-immunolabeling studies, sections were blocked for 2 hr and
incubated (overnight at 4°C) with
anti-p75NTR (1:2000) and one of the
following: (1) anti- -tubulin (mouse monoclonal antibody; 1:1000;
Sigma, St. Louis, MO), a neuronal marker; (2) anti-glutamic acid
decarboxylase (GAD) (mouse monoclonal antibody; 1:200; Chemicon,
Temecula, CA), a marker for inhibitory interneurons; or (3) anti-glial
fibrillary protein (GFAP) (mouse monoclonal antibody; 1:4000; Sigma), a
marker for astrocytes. Sections were then incubated (1 hr at room
temperature) with biotinylated goat anti-rabbit IgG (1:200) and Texas
Red-conjugated horse anti-mouse IgG (1:200; Vector Laboratories),
followed by fluorescein-avidin (1:200), dry-mounted, and coverslipped
with ProLong (Molecular Probes, Eugene, OR) to reduce fluorescence
quenching. For p75NTR and terminal
deoxynucleotidyl transferase-mediated biotinylated UTP nick end
labeling (TUNEL) colabeling, sections were directly blocked for 2 hr
after the TUNEL reaction, followed by an overnight incubation with
p75NTR antibody and processed as above
(avidin-conjugated Texas Red, 1:200). In some experiments, nuclei were
stained during the washes using Hoechst 33342 according to the protocol
of the manufacturer (Molecular Probes). Images were collected with a
Bio-Rad (Richmond, CA) MRC 600 krypton-argon laser scanning confocal
microscope. Settings were held constant for imaging of sections from
control and experimental animals. To assess specificity of
immunofluorescent probes, separate control sections were processed with
non-immune rabbit, mouse, or goat IgG in place of primary antibody.
These control sections showed no labeling.
Detection of DNA cleavage. TUNEL was performed using an
in situ cell death detection kit as per the instructions of
the manufacturer (Roche Molecular Biochemicals, Mannheim, Germany). The
kit contains terminal deoxynucleotidyl transferase, which catalyzes
polymerization of fluorescein dUTP to free 3'-OH DNA ends in a
template-independent manner. TUNEL-positive cells are identified
directly by fluorescence of incorporated dUTP. Positive cells in 16 fields sampled from the hippocampal CA1 subfields from two different
gerbils (eight fields each) at 72 hr after global ischemia were scored
for p75NTR immunoreactivity, TUNEL
reactivity, and their colocalization.
Western blot analysis. For quantitation of protein abundance
in the hippocampal CA1, animals were deeply anesthetized and killed by
decapitation at 24, 48, and 72 hr after ischemia or sham operation.
Hippocampi were quickly dissected out, and thick (1 mm) transverse
slices were cut on a McIllwain tissue chopper starting at the dorsal
end of the hippocampus. For biochemical analysis, the CA1 subfield was
rapidly separated from the CA3-dentate gyrus by microdissection, placed
in ice-cold PBS supplemented with the protease inhibitor
phenylmethylsulfonyl fluoride (PMSF) (1 mM;
Sigma), and stored at 70°C until use. Tissue samples were homogenized by sonication in 200 µl of 1 mM
NaHNO3 buffer, pH 6.8, containing PMSF and lysed
(overnight at 4°C) in Laemmli's sample buffer (0.025 M Tris-HCI, 5% glycerol, 1% SDS, 0.5% PBS, 0.1 M dithiothreitol, 2.5 mM
-mercaptoethanol, 1 mM PMSF, and 0.5 mM NaHNO3 buffer, pH 6.8).
Protein concentration of samples was measured using the BCA protein
assay kit (Pierce, Rockford, IL). Samples were diluted in Laemmli's
sample buffer to achieve the same final protein concentration, after
which 20 µg samples were loaded onto 10% polyacrylamide mini-gels
(Bio-Rad) and subjected to gel electrophoresis.
Protein bands were transferred to nitrocellulose membranes (Bio-Rad) in
blotting buffer containing 0.192 M glycine and 20% methanol. After blocking for 30 min with 25 mM Tris-HCl
buffer, pH 8.0, 125 mM NaCl, 0.1% Tween 20, and 4% skim
milk, membranes were incubated (1 hr at room temperature) with
anti-p75NTR (1:1000), followed by
incubation (1 hr at room temperature) with horseradish
peroxidase-conjugated anti-rabbit IgG (1:3000; Amersham Biosciences,
Arlington Heights, IL). After reaction, membranes were treated with
enhanced chemiluminescence reagents (ECL; Amersham Biosciences) and
apposed to XAR-5 x-ray film (Eastman Kodak, Rochester, NY).
To quantitate protein abundance, bands on Western blots were analyzed
with a Scan Jet 4-C computing densitometer using NIH Image 1.61 software. Optical densities (ODs) were normalized to OD values for the
corresponding brain region of control gerbils on the same membranes to
enable comparisons of band densities of immunoblots apposed to
different films. Data were expressed as grand means ± SEMs of
individual means from a minimum of three animals. Statistical
significance was assessed by means of the Student's unpaired
t test.
Glutamate receptor 2 in situ hybridization.
[35S]UTP-labeled RNA probe directed
against the AMPA receptor subunit glutamate receptor 2 (GluR2) cDNA was
transcribed by incubation of the corresponding cDNA (1 hr at 37°C)
with T7 polymerase in the presence of labeled and unlabeled nucleotides
using a transcription kit (Stratagene, La Jolla, CA). Radiolabeled
probe was purified by phenol-chloroform extraction. To examine the
effect of estrogen on ischemia-induced downregulation of GluR2 mRNA in
CA1, estrogen-treated and control gerbils were subjected to ischemia or
sham operation, anesthetized with pentobarbital, and decapitated at 72 hr after ischemia or sham operation. mRNA expression was assessed by
in situ hybridization on coronal sections of gerbil brain at
the level of hippocampus as described previously (Pellegrini-Giampietro
et al., 1992 ; Gorter et al., 1997 ). In brief, brains were rapidly
removed, frozen by immersion in 2-methylbutane at 4°C, and stored
at 70°C until sectioning. Coronal sections (18 µm) were cut on a
cryotome and thaw mounted onto slides. After fixation with 4%
paraformaldehyde in 10 mM PBS containing 5 mM MgC12 (15 min at 4°C),
sections were rinsed in PBS, dehydrated in graded ethanols, and stored
in 95% ethanol (4°C) until use. For in situ
hybridization, sections were acetylated, incubated with
prehybridization solution (2 hr at 50°C), and hybridized by
incubation with [35S]-labeled RNA probe
(106 cpm/section, 1 ng/ml; overnight at
50°C). Sections were washed, treated with RNase A (20 µg/ml, 30 min
at room temperature), and dehydrated in graded ethanols. Slides were
apposed to Kodak XAR-5 film for 5 d.
For quantitation of mRNA expression, autoradiograms were analyzed with
a Scan Jet 4-C computing densitometer using NIH Image 1.61 image
analysis software. Films were scanned at 2000 dpi resolution, and
images (~1 × 106 pixels) were
created for each section. Mean OD values in regions of maximal labeling
in hippocampal subfields were averaged for two sections per animal, and
film background was subtracted to give the mean OD value for an animal.
OD values were expressed as grand means ± SDs of individual means
from a minimum of three animals per time point. OD values for subfields
of experimental animals were normalized to OD values for the
corresponding subfield of control animals on the same film to enable
comparisons of sections apposed to different films. Statistical
significance was assessed by the Student's unpaired t test.
 |
RESULTS |
Estradiol affords neuroprotection against global ischemia-induced
neuronal death in males
Gerbils are ideal experimental animals for studies of global
ischemia in that they lack the posterior communicating arteries; thus,
the relatively simple two-vessel occlusion model can be used to induce
forebrain ischemia. Because delayed, selective ischemia-induced death
of CA1 neurons has been characterized extensively in male gerbils, we
chose to first examine the neuroprotective actions of estrogen
in male gerbils. Transient, severe forebrain or global ischemia (5 min)
in adult, male gerbils induced selective death of hippocampal CA1
pyramidal neurons (Fig. 1). Examination of toluidine blue-stained brain sections at the level of the
hippocampus revealed no detectable cell death at 24, 48, or 72 hr after
ischemia (data not shown). At 1 week after ischemia, there was
virtually complete loss of neurons in the CA1 pyramidal cell layer
(Fig. 1C,D). Of the few surviving neurons, some
exhibited pyknotic nuclei, indicative of early neurodegeneration. The
CA3 and dentate gyrus exhibited no detectable neuronal death as late as
7 d (Fig. 1C). These data are in confirmation of others
(Kirino, 1982 ; Gorter et al., 1997 ).

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Figure 1.
Estrogen pretreatment affords neuroprotection
against global ischemia-induced neuronal death in male gerbils.
Toluidine blue staining of coronal brain sections at the level of the
dorsal hippocampus at 7 d after reperfusion from control
(n = 8; A, B) and
experimental male gerbils subjected to global ischemia (BCCO, 5 min;
n = 9; C, D) or to
estradiol (0.36 mg pellet, s.c.; 60 d controlled time release),
followed by global ischemia (BCCO, 5 min; n = 12;
E, F). Global ischemia induced
significant cell loss in the CA1 pyramidal cell layer; little or no
cell loss was apparent in CA3 or dentate gyrus (C,
D). Estradiol treatment for 14 d afforded nearly
complete neuroprotection against ischemia-induced damage
(E, F). Hippocampal injury was
assessed quantitatively by the grading scale of Pulsinelli and
Brierley: 0, no neurons damaged; 1, a few (<30%) neurons damaged; 2, many (30-70%) neurons damaged; and 3, the majority (>70%) of
neurons damaged (Pulsinelli et al., 1982 ). Neuronal damage scores from
a minimum of four microscopic sections per animal were analyzed;
comparisons among group means were made using an ANOVA, followed by
Newman-Keuls test and plotted as scatter graphs
(G). Neuronal damage scores from two
estrogen-treated gerbils with low plasma estradiol levels, indicating
likely loss of the implanted pellet, are shown as
diamonds. Global ischemia was induced in adult male
gerbils by BCCO as described in Materials and Methods. Scale bar: lower
magnification, 400 µm; higher magnification, 40 µm.
DG, Dentate gyrus; so,stratum oriens;
sp,stratum pyramidale; sr, stratum
radiatum.
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To examine neuroprotective actions of estrogen, adult male gerbils were
pretreated for 14 d by implantation of pellets containing placebo
or 17 -estradiol and then subjected to global ischemia or sham
operation. Plasma estradiol levels at the time of death were 16.9 ± 1.6 and 74.7 ± 6.1 pg/ml in the placebo and estradiol implant
groups, respectively. Although we do not know how these serum estradiol
levels compare with those in gonadally intact female gerbils, they are
within the physiological range for hormone replacement in
postmenopausal women. Pretreatment with estradiol did not detectably
alter morphology or number of neurons in brains of control
(sham-operated) animals (data not shown) but afforded significant
neuroprotection against ischemia-induced neuronal death (Fig.
1E-G). Altogether, three estrogen-treated males
failed to show significant neuroprotection; of these, two had estradiol levels comparable with placebo-treated animals (13.9 and 19.1 pg/ml,
respectively), presumably attributable to loss of pellets or
failure of implanted pellets to release estradiol. These animals were
eliminated from the calculation of the mean neuronal damage score.
Estradiol levels of the third male were not assayed. We have now
replicated these experiments in ovariectomized female gerbils receiving
placebo or estradiol implants, and we find that estradiol pretreatment
also affords robust neuroprotection in females (data not shown).
Pretreatment with placebo did not detectably alter neuronal survival or
morphology (data not shown). These findings suggest that estrogen
pretreatment may alter expression or functional activity of one or more
signaling proteins in the molecular cascade between insult and neuronal death.
Global ischemia increases activated caspase-3 in CA1 neurons
To examine molecular mechanisms underlying global ischemia-induced
neuronal death, we focused on two proteins implicated in apoptotic
death. First, we examined global ischemia-induced activation of
caspase-3 in the hippocampus of male gerbils. Activated caspase-3 is
generated by cleavage of a larger proenzyme caspase-3 p32, which is
related to the interleukin-1 -converting enzyme. Global ischemia
induced a marked increase in expression of activated caspase-3 in CA1
pyramidal neurons, evident at 6 hr (Fig.
2B), 12 hr (Fig.
2C), and 24 hr (Fig. 2D) after ischemia,
as assessed by immunolabeling (n = 3 for each time
point and treatment group). Global ischemia induced a marked increase
in expression of both procaspase and activated caspase-3 p20 at 3, 6, 12, and 24 hr after global ischemia, as assessed by Western blot
analysis probed with a caspase-3 antibody that recognizes the
procaspase and its cleavage products (p < 0.01;
n = 4 for each time point and treatment group; data not
shown). These data are in corroboration of others (Chen et al., 1998b ;
Namura et al., 1998 ). The effect of ischemia on caspase-3 activation
was specific to CA1 in that activated caspase-3 was not detected in the
resistant CA3 or dentate gyrus at any times examined. Estrogen
treatment markedly attenuated the ischemia-induced increase of
activated caspase-3 in CA1 at 24 hr (Fig. 2E).

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Figure 2.
Estrogen attenuates ischemia-induced increase of
activated caspase-3. Activated caspase-3 immunolabeling in the CA1
pyramidal cell layer in sections of brain from control (sham-operated)
(A) and experimental animals subjected to global
ischemia (B-E); male, adult Mongolian gerbils were
implanted with pellets containing placebo (B,
D) or 17 -estradiol (E) 14 d before induction of global ischemia by BCCO (5 min). Data are typical
of three animals per treatment group. Global ischemia induced a marked
increase in activated caspase-3 (assessed by immunolabeling with an
antibody to activated caspase-3 p20), evident at 6, 12, and 24 hr
primarily in the hippocampal CA1 pyramidal cell layer
(B). Estradiol pretreatment markedly reduced the
ischemia-induced increase in activated caspase-3 in the CA1 pyramidal
layer at 24 hr (E). so, Stratum
oriens; sp, stratum pyramidale; sr,
stratum radiatum. Scale bar, 40 µm.
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p75NTR protein expression increases in CA1
neurons after global ischemia
Second, we examined global ischemia-induced changes in expression
of the neurotrophin receptor p75NTR in
hippocampus. Recent evidence implicates
p75NTR as a ligand-regulated proapoptotic
receptor and suggests that elevated expression of neurotrophin
receptors after ischemia could potentially promote cell death via
p75NTR-dependent apoptotic mechanisms (for
review, see Kaplan and Miller, 2000 ). In control brain,
p75NTR content was very low throughout the
pyramidal and granule cell layers of the hippocampus (Fig.
3). Global ischemia induced a detectable
increase in p75NTR abundance in CA1 at 48 hr (Fig. 3C,D), a greater increase at 72 hr (Fig.
3E,F), and a pronounced
increase at 7 d (Fig. 3G,H) after
ischemia, as indicated by immunolabeling of brain sections at the level
of the hippocampus (n = 3 per time point and treatment group). There was no change in p75NTR at
24 hr (data not shown). p75NTR
immunolabeling was unchanged in CA3 and dentate gyrus at all times
examined.

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Figure 3.
Estrogen attenuates ischemia-induced upregulation
of p75NTR protein expression in CA1.
p75NTR immunolabeling in the CA1 pyramidal cell
layer in brain sections from control (A,
B) and experimental animals at 48 hr (E,
F), 72 hr (G,
H), and 7 d (I,
J) after global ischemia (BCCO, 5 min). Male,
adult gerbils were implanted with pellets containing placebo
(A, B, E-J) or
17 -estradiol 14 d before sham operation (C,
D) or global ischemia (K-P). Data
are typical of a minimum of three animals per time point and treatment
group. Estradiol attenuated the ischemia-induced upregulation of
p75NTR in the CA1 pyramidal layer.
p75NTR immunolabeling was not altered in the CA3
pyramidal or dentate gyrus granule cell layer. so,
Stratum oriens; sp, stratum pyramidale;
sr, stratum radiatum. Scale bars: lower magnification,
400 µm; higher magnification, 40 µm.
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To determine whether p75NTR immunolabeling
is neuron specific, we examined the coincidence of
p75NTR with -tubulin (marker for
neurons), GAD (marker for GABAergic interneurons), and GFAP (marker for
astrocytes). p75NTR immunolabeling was
essentially undetectable in control neurons (Fig.
4B). At 72 hr after
ischemia, p75NTR immunofluorescence was
markedly increased in the hippocampal CA1 and distributed as small
puncta around the cell somata and dendrites of some interneurons and a
large number of pyramidal neurons (Fig. 4G). Double-label
immunofluorescence showed that, at 72 hr, a moderate number (~40%)
of p75NTR-positive cells were GAD positive
(Fig. 4H) and -tubulin positive (Fig.
4J). In contrast, essentially no
p75NTR-positive cells were positive for
GFAP (data not shown). These findings indicate that
p75NTR is induced in neurons that die and
also in GABAergic inhibitory interneurons of the CA1, which are known
to survive the ischemic insult. At 7 d,
p75NTR immunofluorescence was intense but
finely granular (Fig. 4L) and did not entirely
colocalize with the small number of surviving interneurons or pyramidal
neurons (Fig. 4M,O) or with
astrocytes labeled with GFAP (data not shown). Possible explanations
are that the p75NTR immunofluorescence was
in fine neuronal processes, phagocytosed by microglia or
extracellular.

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Figure 4.
p75NTR colocalizes with GAD and
-tubulin in post-ischemic brain. Immunolabeling and merged images of
p75NTR and GAD (C, H,
M) or -tubulin (E,
J, O) in the CA1 pyramidal cell layer in
brain sections from control (A-E) and
experimental animals at 72 hr (F-J) and 7 d
(K-O) after global ischemia. Data are typical of
three control and three ischemic animals at each time point. At 72 hr,
p75NTR immunolabeling was punctate over cell bodies
within the pyramidal cell layer, suggestive of synaptic sites
(G), and colocalized with GAD-positive
(H) and a subpopulation of
-tubulin-positive (J) neurons. At 7 d,
punctate p75NTR immunolabeling was reduced in
GAD-positive (M) and -tubulin-positive
(O) cells; increased diffuse labeling was
observed over the pyramidal cell layer, which was primarily
devoid of neurons (L). p75NTR
immunolabeling was visualized in green and GAD or
-tubulin in red. so, Stratum oriens;
sp, stratum pyramidale; sr, stratum
radiatum. Scale bar, 40 µm.
|
|
To examine alterations in nuclear morphology and induction of
p75NTR in neurons undergoing apoptosis, we
performed triple labeling of p75NTR,
TUNEL, and Hoechst 33342 (a nuclear stain) on sections of hippocampus from experimental and control animals 72 hr after global ischemia (Fig.
5). In sections from control animals,
p75NTR and TUNEL were undetectable in
neurons in CA1 (Fig. 5B,C) or other
subfields (data not shown). Global ischemia induced a marked increase
in the incidence of TUNEL-positive and
p75NTR-positive neurons in CA1, evident at
72 hr after ischemia (Fig. 5E,F). There was a marked
overlap between p75NTR immunoreactivity
and TUNEL in CA1 neurons; 70.2% of
p75NTR-positive CA1 neurons were TUNEL
positive, and 68.5% of TUNEL-positive neurons were
p75NTR positive (Fig.
5E,F,H; Table
1).

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Figure 5.
Estrogen attenuates ischemia-induced increase in
p75NTR expression in CA1 neurons undergoing
apoptosis. Triple-labeling of p75NTR
(B, E, H,
K), TUNEL (C, F,
I, L), and Hoechst 33342 (A, D, G,
J) in the CA1 pyramidal cell layer in sections of
control (A-C) and experimental male gerbils
pretreated with estradiol (J-L) or placebo
(D-I), followed by global ischemia.
G is the merge of an inset of
D and E at high magnification,
H is the merge of an inset of
E and F at high magnification, and
I is the merge of an inset of
D and F at high magnification.
p75NTR immunolabeling was visualized in
red (Texas Red), TUNEL reaction in green
(fluorescein), and Hoechst-stained nuclei in blue. A
high coincidence of p75NTR immunolabeling and TUNEL
was observed. so, Stratum oriens; sp,
stratum pyramidale; sr, stratum radiatum. Scale bars:
first, second, and fourth
rows, 40 µm; third row, 10 µm.
|
|
Estradiol attenuates ischemia-induced upregulation of
p75NTR in CA1
We next examined the effects of estrogen administration on
ischemia-induced expression of p75NTR in
the hippocampal CA1. Estrogen did not detectably alter
p75NTR expression in hippocampal subfields
of sham-operated males, as assessed by immunolabeling (Figs.
3C,D, 5B), but markedly attenuated the
ischemia-induced increase in p75NTR in
CA1, evident at 48 hr, 72 hr, and 7 d after ischemia (Figs. 3K-P, 5K).
Global ischemia increases p75NTR protein
abundance in CA1
To quantitate ischemia-induced alterations in
p75NTR protein abundance, we performed
Western blot analysis. p75NTR expression
was low but detectable in protein samples isolated from the CA1 of
control (placebo-treated, sham-operated) male gerbils (Fig.
6). Global ischemia markedly increased
p75NTR abundance in CA1. At 48 hr after
ischemia, p75NTR abundance in CA1 was
increased to 140 ± 18% of the control value (p < 0.05 for ischemic vs control;
n = 4); at 72 hr after ischemia, p75NTR abundance in CA1 was increased to
170 ± 15% of the control value (p < 0.01 for ischemic vs control; n = 4). Estrogen alone did not
detectably alter p75NTR abundance in CA1
of control (sham-operated) animals but prevented the ischemia-induced
elevation in p75NTR observed in samples of
post-ischemic CA1 at 72 hr (p < 0.01; n = 4) (Fig. 6).

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Figure 6.
Estrogen attenuates ischemia-induced increase in
p75NTR abundance in the hippocampal CA1. Film
autoradiograms of representative Western blots probed with an antibody
to p75NTR (top) and mean band
densities (bottom) for protein samples extracted from
the microdissected hippocampal CA1 of placebo- and estradiol-pretreated
male gerbils subjected to sham operation
(control) or at 24, 48, and 72 hr after global
ischemia. Band densities are normalized to that of control gerbils.
Data are means of four control and four experimental animals at each
time point. Global ischemia induced an upregulation in
p75NTR protein abundance at 48 hr
(p < 0.05) and 72 hr
(p < 0.01) relative to control. Estrogen
pretreatment attenuated ischemia-induced upregulation of
p75NTR protein levels in the CA1 pyramidal
layer.
|
|
Estradiol does not alter ischemia-induced downregulation of GluR2
mRNA in CA1
A mechanism implicated in global ischemia-induced neuronal death
is suppression of the AMPA receptor GluR2 subunit, leading to
expression of Ca2+-permeable AMPA
receptors, Ca2+ influx, and excitotoxicity
at CA1 synapses (for review, see Tanaka et al., 2000 ). To examine the
effect of estradiol on global ischemia-induced downregulation of GluR2,
we performed in situ hybridization with an RNA probe
directed to GluR2 mRNA. In sections of control (placebo-treated, sham-operated) brain, GluR2 mRNA expression was intense in the pyramidal cell layers of CA1 and CA3 and in the granule cell layer of
the dentate gyrus (Fig. 7). In animals
subjected to global ischemia, GluR2 mRNA expression was dramatically
reduced to 49.4 ± 12.1% of control in the CA1 pyramidal cell
layer at 72 hr, a time before onset of neuronal death
(n = 5; p < 0.01) (Fig. 7). GluR2 mRNA
expression was not significantly altered by ischemia in CA3 and dentate
gyrus (Fig. 7). These data are in confirmation of Pellegrini-Giampietro
et al. (1992) and Gorter et al. (1997) .

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Figure 7.
Estradiol does not attenuate ischemia-induced
decrease in GluR2 mRNA expression. Representative in
situ hybridization for GluR2 mRNA expression
(top) and mean optical density values
(bottom) for the CA1 pyramidal cell layer of control
(placebo-treated, sham-operated) animals (far
left) and experimental animals subjected to global ischemia
(middle left), estradiol treatment, followed by global
ischemia (middle right), or to estradiol treatment,
followed by sham operation (far right) at 72 hr
after reperfusion. Mean optical density values for experimental animals
were normalized to the mean value for control gerbils. The relative
abundance of GluR2 mRNA did not differ significantly in placebo-treated
(decline to 49.46 ± 12.17% of control) versus estradiol-treated
(decline to 35.93 ± 8.43% of control) ischemic animals at 72 hr.
Estradiol did not detectably alter GluR2 mRNA expression in CA1
pyramidal neurons of control animals. n.s., Not
significant.
|
|
We next examined the effect of estradiol pretreatment on
ischemia-induced downregulation of GluR2 mRNA expression in the
hippocampal CA1. Estradiol pretreatment did not significantly alter
GluR2 mRNA expression in the CA1 of sham-operated animals
(Fig. 7, fourth autoradiogram, fourth
bar) or the ischemia-induced downregulation of GluR2 mRNA at 72 hr
(reduction to 35.9 ± 8.4% of control in estrogen-treated animals
subjected to global ischemia (n = 6; p < 0.01) (Fig. 7, third autoradiogram,
third bar). This finding indicates that the actions of
estrogen did not interfere with post-ischemic changes in glutamate
receptor expression.
 |
DISCUSSION |
The present study demonstrates for the first time that long-term
estrogen at levels considered physiological for hormone replacement in
postmenopausal women affords robust neuroprotection against global
ischemia-induced neuronal damage in the hippocampal CA1 of male
gerbils. Findings from the study also provide new insight into possible
molecular mechanisms underlying estrogen-induced neuroprotection.
Global ischemia induced a marked increase in expression of activated
caspase-3 (the mammalian homolog of Caenorhabditis elegans
ced-3), terminator protein implicated in the execution step
of apoptosis (Cohen, 1997 ; Nicholson and Thornberry, 1997 ); enhanced
caspase-3 activation was evident by 6 hr in CA1 pyramidal neurons, as
assessed by immunolabeling. Ischemia also induced a marked increase in
the proapoptotic neurotrophin receptor
p75NTR; this change was significant at 48 hr in CA1 pyramidal neurons, as assessed by immunolabeling and Western
blot analysis. The high incidence of
p75NTR expression in TUNEL-positive cells
in CA1 indicates that p75NTR expression
occurs in post-ischemic neurons undergoing apoptosis. Global ischemia
also induced a marked downregulation of mRNA encoding the AMPA receptor
GluR2 subunit in CA1, suggesting that necrotic, as well as apoptotic,
mechanisms are activated after ischemia. Activated caspase-3 and
p75NTR protein expression, as well as
GluR2 mRNA expression, were not significantly changed in CA3 and
dentate gyrus at all times examined, indicating that ischemia-induced
changes in proapoptotic proteins and GluR2 mRNA are cell specific.
Exogenous estrogen attenuated the ischemia-induced increases in
activated caspase-3 and p75NTR in
post-ischemic CA1 pyramidal neurons. These findings suggest that
estrogen affords neuroprotection against global ischemia-induced death
at least in part by intervening at the level of apoptotic signaling
cascades in neurons otherwise "destined to die." Studies involving
focal ischemia in rats indicate that estrogen promotes survival of
cortical neurons by upregulation of Bcl-2, a survival factor that can
block both necrotic and apoptotic cell death (Dubal et al., 1999 ).
Bcl-2 acts upstream to prevent the activation of caspases, inhibit free
radical formation, promote calcium sequestration, and block the
proapoptotic actions of other members of the Bcl-2 family, including
Bax and Bad (Bredesen, 1995 ; Merry and Korsmeyer, 1997 ). In contrast,
estrogen did not block ischemia-induced downregulation of GluR2 mRNA
expression in CA1. The finding in the present study that estrogen at
physiological concentrations affords robust neuroprotection, but does
not prevent GluR2 downregulation, together with our finding that
N-naphthyl-acetyl-spermine, a selective blocker of
Ca2+-permeable AMPA receptors affords
robust protection in the same model (M. Noh, H. Yokota, M. V. L. Bennett, and R. S. Zukin, personal communication), implicates
involvement of multiple signaling cascades in global ischemia-induced
neuronal death.
Caspase-3 activation precedes induction of
p75NTR
Our finding that caspase-3 induction and activation occurs 2-3 d
before the onset of histologically detectable neuronal death is in
confirmation of findings of others (Chen et al., 1998b ; Namura et al.,
1998 ) and suggests that neurons become "committed" to die
early in the post-ischemic period. The importance of early caspase-3 activation in the delayed neurodegeneration after global ischemia is underscored by the finding that z-DEVD-FMK, a
selective caspase-3 inhibitor, is neuroprotective if administered
at the time of ischemia but not at 24, 48, or 66 hr after ischemia
(Chen et al., 1998b ) (our unpublished observations). Thus, early
caspase activation is essential to neuronal death. Why then the long
delay before histologically detectable cell death? During activation, caspase-3 promotes neuronal death by cleaving nuclear and cytosolic proteins, most notably poly (ADP-ribose) polymerase (an enzyme involved
in DNA repair, genome surveillance, and integrity, predominantly in
response to environmental stress), laminin cleaving enzyme Mch2 ,
DNA-dependent protein kinase, and DNA fragmentation factor (Nicholson
and Thornberry, 1997 ). The precise timing of these events remains to be established.
Our finding that caspase-3 activation precedes
p75NTR induction by 1-2 d indicates that
ligand-bound p75NTR does not play a causal
role in caspase activation. Rather, our observation is consistent with
findings that the caspase-3 cascade can be initiated by a death
receptor-independent pathway. Recent studies indicate that the
terminator caspase apoptotic signaling cascade can be initiated either
by ligand-bound death receptors that recruit caspase proenzymes via
adaptor proteins or more directly by a protein signaling complex or
apoptosome, which forms during release of cytochrome c into
the cytoplasm (for review, see Cryns and Yuan, 1998 ). The apoptosome is
comprised of cytochrome c, (d)ATP, the mammalian CED-4
homolog Apaf-1, and caspase-9 (Liu et al., 1996 ; Li et al., 1997 ; Zou
et al., 1997 ) and enables cytochrome c to "jump-start"
the self-amplifying caspase cascade. Although ligand-activated
p75NTR does activate the caspase cascade
in post-ischemic neurons, it may contribute to apoptotic death via
other downstream signaling cascades.
p75NTR acts via its cytoplasmic
juxtamembrane region (Coulson et al., 2000a ) to promote apoptotic death
cascades, including generation of ceramide, activation and
translocation of NF- B from the cytoplasm to the nucleus, and
enhancement of Jun kinase activity (Cryns and Yuan, 1998 ; Coulson et
al. 2000b ). The finding that caspase-3 activation precedes
p75NTR induction is novel and, we believe,
important to our understanding of molecular mechanisms that underlie
global ischemia-induced cell death.
Apoptosis versus necrosis in global ischemia-induced
cell death
The relative contributions of apoptotic and necrotic mechanisms to
global ischemia-induced cell death remain controversial (Choi, 1996 ;
MacManus and Buchan, 2000 ; Yamashima, 2000 ; Graham and Chen, 2001 ).
Ultrastructural studies indicate that ischemia induces many of the
hallmarks of necrotic cell death in CA1 neurons, including early
proliferation of endoplasmic reticulum (Kirino, 1982 ; Kirino and Sano,
1984 ; Deshpande et al., 1992 ), disaggregation of polyribosomes (Kirino
and Sano, 1984 ; Deshpande et al., 1992 ), selective swelling of
dendrites (Johansen et al., 1984 ), and dilation of organelles and
intranuclear vacuoles (Colbourne et al., 1999 ), but fail to detect
apoptotic bodies containing chromatin, a critical hallmark of apoptosis
(Colbourne et al., 1999 ). Strong evidence in support for apoptosis,
defined as activation of specific intracellular signaling cascades that
result in cellular suicide (for review, see Banasiak et al., 2000 ),
comes from molecular studies that indicate activation of death
receptors and terminator proteins such as caspase-3 (Chen et al.,
1998b ; Namura et al., 1998 ; present study) and
p75NTR (Lee et al., 1995 ; Bagum et al.,
2001 ; present study) and of TUNEL, a marker for apoptotic cell death
(Bagum et al., 2001 ; present study).
Neuroprotection by estrogen in experimental models of stroke
The importance of postmenopausal estrogen replacement therapy for
protection against the neuronal death induced by global ischemia
associated with cardiac arrest or by stroke remains controversial. A
critical issue is whether long-term estrogen exposure and/or previous
availability alters the severity and/or duration of ischemic insults. A
number of studies report that estrogen affords neuroprotection in
experimental models of stroke, although the effectiveness of long-term
estrogen replacement at levels used in estrogen replacement therapy in
humans is less clear (for review, see Green and Simpkins, 2000 ; Hurn
and Macrae, 2000 ; Roof and Hall, 2000 ; Wise et al., 2001 ). Acute
exogenous estrogen at physiologic levels protects against focal
ischemia-induced cortical and striatal injury in estrogen-deprived
female (Alkayed et al., 1998 ; Dubal et al., 1998 ; Rusa et al., 1999 ;
Hurn and Macrae, 2000 ; Dubal and Wise, 2001 ) and male (Toung et al.,
1998 ; Culmsee et al., 1999 ; Dubal et al., 2001 ) rats and female mice
subjected to cerebral artery occlusion but was ineffective against
hippocampal injury (Dubal et al., 2001 ). Acute exogenous estrogen at
levels outside the physiological range has been reported to protect
against global ischemia-induced hippocampal injury (Sudo et al., 1997 ;
Chen et al., 1998a ) and to improve behavioral outcome after ischemia
(Kondo et al., 1997 ) in male gerbils. Our findings extend those of
previous studies in that we show for the first time that long-term
estrogen administration at levels commonly used for hormone replacement in postmenopausal women affords robust protection against
ischemia-induced hippocampal injury and that neuroprotection by
estrogen is associated with block of caspase-3 activation and
p75NTR upregulation.
Is neuroprotection by estrogen mediated by estrogen receptors?
The cellular targets that mediate actions of estrogen on
hippocampal neurons under physiological and pathological conditions are
as yet unclear. Estrogens regulate the expression of a number of target
genes by binding the estrogen receptors ER- and - , which function
as ligand-activated transcription factors. Estrogen receptors are
expressed in the hippocampus, in which they are thought to subserve a
number of functions, including regulation of spine density (Murphy and
Segal, 1996 ; Pozzo-Miller et al., 1999 ), synapse number (Woolley and
McEwen, 1994 ), and NMDA receptor NR1 subunit expression (Gazzaley et
al., 1996 ). Studies involving mice with targeted deletions in the
ER- or ER- gene indicate that ER- is critical for estrogen
protection against neuronal injury in a focal ischemia model (Dubal et
al., 2001 ). In addition to direct actions on hippocampal neurons, it
has been suggested that estrogen can affect hippocampal neurons
indirectly via estrogen receptors on basal forebrain cholinergic
neurons, which innervate the hippocampal CA1 (Toran-Allerand et al.,
1992 ) or via a receptor-independent anti-oxidative mechanism to inhibit
oxygen radical-induced lipid peroxidation (Culmsee et al., 1999 ).
Conclusions
In conclusion, the present study shows that estradiol treatment
within the physiological range for hormone replacement in postmenopausal women affords robust neuroprotection against global ischemia-induced CA1 injury in male gerbils. The molecular mechanisms underlying estrogen action involve intervention at the level of apoptotic signaling cascades, including caspase-3 activation and induction of p75NTR. Our findings provide
strong evidence that estrogen replacement therapy may be clinically
useful for ameliorating neuronal death arising after cardiac arrest or
cardiac surgery.
 |
FOOTNOTES |
Received Oct. 3, 2001; revised Nov. 26, 2001; accepted Dec. 10, 2001.
This work was supported by National Institutes of Health Grants NS
20752, NS 31282 (to R.S.Z.), and MH 41414 (to A.M.E.), a grant from the
F. M. Kirby Foundation, and a grant from Wyeth-Ayerst. M.V.L.B. is the
Sylvia and Robert S. Olnick Professor of Neuroscience. We thank
Roodland Regis, Judy Wong, and Tovaghgol Adel for technical support and
acknowledge Drs. Sonja Y. Grooms and Nanette Santoro and the Analytical
Imaging Facility of the Albert Einstein College of Medicine (Michael
Cammer, Director).
Correspondence should be addressed to Dr. R. Suzanne Zukin, Department
of Neuroscience, Albert Einstein College of Medicine, 1300 Morris Park
Avenue, Bronx, NY 10461. E-mail: zukin{at}aecom.yu.edu.
 |
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