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The Journal of Neuroscience, March 15, 2002, 22(6):2237-2245
cAMP/Ca2+ Response Element-Binding Protein Function
Is Essential for Ocular Dominance Plasticity
Amanda F.
Mower1, 2,
David S.
Liao1,
Eric J.
Nestler3,
Rachael L.
Neve4, and
Ary S.
Ramoa1
1 Department of Anatomy and 2 the
Neuroscience Program, Virginia Commonwealth University School of
Medicine, Richmond, Virginia 23298-0709, 3 Department of
Psychiatry, University of Texas Southwestern Medical Center,
Dallas, Texas 75390-9070, and 4 Department of
Psychiatry, Harvard Medical School, McLean Hospital, Belmont,
Massachusetts 02478
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ABSTRACT |
The monocular deprivation model of amblyopia is characterized by a
reduction in cortical responses to stimulation of the deprived eye.
Although the effects of monocular deprivation on the primary visual
cortex have been well characterized physiologically and anatomically,
the molecular mechanisms underlying ocular dominance plasticity remain
unknown. Previous studies have indicated that the transcription factor
adenosine cAMP/Ca2+ response element-binding protein
(CREB) is activated during monocular deprivation. However, it remains
unknown whether CREB function is required for the loss of cortical
responses to the deprived eye. To address this issue, we used the
herpes simplex virus (HSV) to express a dominant negative form of CREB
(HSV-mCREB) containing a single point mutation that prevents its
activation. Quantitative single-unit electrophysiology showed that
cortical expression of this mutated form of CREB during monocular
deprivation prevented the loss of responses to the deprived eye. This
effect was specific and not related to viral toxicity, because
overexpression of functional CREB or expression of -galactosidase
using HSV injections did not prevent the ocular dominance shift during
monocular deprivation. Additional evidence for specificity was provided
by the finding that blockade of ocular dominance plasticity was
reversible; animals treated with HSV-mCREB recovered ocular dominance
plasticity when mCREB expression declined. Moreover, this effect did
not result from a suppression of sensory responses caused by the viral
infection because neurons in infected cortex responded normally to
visual stimulation. These findings demonstrate that CREB function is essential for ocular dominance plasticity.
Key words:
CREB; ocular dominance plasticity; primary visual cortex; ferret; herpes simplex virus; viral-mediated gene transfer; monocular
deprivation
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INTRODUCTION |
Degradation of the visual input to
one eye during development leads to amblyopia, which is characterized
by a decrease in visual acuity that cannot be improved with corrective
lenses and constitutes the major cause of visual disability in children
(National Eye Institute, 1984 ; Rutstein and Daum, 1998 ). The monocular
deprivation model of amblyopia shows a reduction in cortical
responsiveness to stimulation of the deprived eye and subsequent loss
of connections relaying information from this eye to the primary visual
cortex (Wiesel and Hubel, 1965 ; Hubel et al., 1977 ). Previous studies have indicated that the NMDA type of glutamate receptor plays a
major role in ocular dominance plasticity during monocular deprivation (Bear et al., 1990 ; Rauschecker et al., 1990 ; Roberts et al., 1998 ).
However, the specific contribution of the NMDA receptor to ocular
dominance plasticity has not been characterized. One approach to
defining this role is to examine what mechanisms are activated
downstream from the NMDA receptor. Increased calcium influx through the
NMDA receptor-associated channel and other membrane calcium channels
probably contributes to long-term synaptic changes after monocular
deprivation by activating protein kinases (Malinow et al., 1988 ;
Malenka et al., 1989 ) that could, in turn, activate nuclear
transcription factors. One of the best candidate targets of these
events is the cAMP/Ca2+ response
element-binding protein (CREB) (Deisseroth et al., 1996 ; Silva et al.,
1998 ), which binds to a consensus sequence known as CRE (cAMP response
element) (Montminy et al., 1990 ).
Gene activation by CREB has been shown to be important for several
experimental models of learning and long-term memory (Silva et al.,
1998 ). Consistent with a role for CREB in ocular dominance plasticity,
monocular deprivation has been shown to induce CREB activation in mouse
visual cortex (Pham et al., 1999 ). However, CREB activation does not
necessarily imply a role in sensory plasticity. One example of this is
seen in the mouse somatosensory cortex, in which CREB is also activated
during whisker deprivation (Barth et al., 2000 ), yet mutations
targeting the creb gene did not block barrel cortex
plasticity of juvenile animals (Glazewski et al., 1999 ). Therefore, it
remains unknown whether CREB function is required for the loss of
cortical responses to the deprived eye during monocular deprivation.
Alternative possibilities are that local protein synthesis at the
synapse is sufficient for loss or strengthening of synapses (Stewart et
al., 1996 ; Huber et al., 2000 ) or that other transcription factors are involved.
To elucidate the participation of CREB in ocular dominance plasticity,
we used a herpes simplex virus (HSV) vector (Lim et al., 1996 ) to
express a dominant negative mutant form of CREB (mCREB) in the primary
visual cortex of ferrets during monocular deprivation. The dominant
negative mutant contains a single point mutation (Ala for Ser at
residue 133) that prevents phosphorylation and activation of CREB
(Gonzalez and Montminy, 1989 ; Carlezon et al., 1998 ). Quantitative
in vivo electrophysiology was used to measure alterations in
the ocular dominance shift during monocular deprivation after
injections of HSV containing cDNAs for mCREB and, as controls, CREB or
-galactosidase.
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MATERIALS AND METHODS |
Ferrets at postnatal day 50, the peak of ocular dominance
plasticity (Issa et al., 1999 ), received two intracortical injections (left hemisphere) of HSV containing cDNA for mCREB, CREB, or the lacZ reporter gene (HSV-lacZ). In some
injections, HSV vectors expressing mCREB or CREB tagged with green
fluorescent protein (HSV-mCREB-GFP or HSV-CREB-GFP) were used (Olson et
al., 1999 ). The HSV was used to express these transgenes because it is
capable of carrying large transgenes and preferentially infects
postmitotic cells, especially neurons (Neve and Lim, 1999 ). One or
7 d after injection (see below), the lid of the contralateral eye
(right eye) was sutured closed to prevent patterned visual stimulation. After 3 d of monocular deprivation, the animals were anesthetized, and quantitative single-unit in vivo electrophysiology was
performed to assess changes in cortical ocular dominance. Ferrets were
used for this study because they have a highly developed visual cortex characterized by ocular dominance columns, orientation columns, and
orientation-selective neurons (Chapman and Stryker, 1993 ; Weliky et
al., 1996 ; Ruthazer et al., 1999 ; White et al., 1999 ). The ferret model
is also advantageous over rodent models because the frontally placed
eyes of the ferret allows for a large binocular representation in the
primary visual cortex (Law et al., 1988 ). The Institutional Animal Care
and Use committee at Virginia Commonwealth University approved all
procedures described in this paper.
HSV-1 application. Animals were anesthetized using
intraperitoneal injection of sodium pentobarbital (35 mg/kg) and
acepromazine maleate (1.1 mg/kg) and fixed in a stereotaxic frame.
Using a Dremel drill, a small craniotomy was performed to expose a
small area of the primary visual cortex. Next, the tip of a 31 gauge Hamilton (Reno, NV) syringe containing the HSV (average titer of the
purified virus stocks, 4.0 × 107
infectious units/ml) was stereotaxically positioned at an angle of
15° from the midline and lowered ~1 mm into the binocular region of
the primary visual cortex. A volume of ~2 µl was injected over 10 min. This volume was selected because it infects a restricted area of
cortex (see Fig. 1), leaving a large uninfected region available for
control recordings in the same hemisphere. Animals in the mCREB-,
CREB-, and HSV-lacZ-treated groups were monocularly deprived
~24 hr after injection for a period of 3 d. To examine reversibility of effects, one subgroup of HSV-mCREB-treated animals was
monocularly deprived for 3 d starting 7 d after injection. This allows for dissipation of mCREB expression (Carlezon et al., 1998 ).
In vivo electrophysiology. Ferrets were anesthetized as
above, and levels of anesthesia were ascertained by loss of withdrawal and corneal-blink reflexes. Eyelid sutures were then removed, a
tracheotomy was performed, and the animal was placed in a stereotaxic frame. Expired CO2 was maintained at 4.0% and
temperature at 38°C with a homeostatic blanket. The animal was then
paralyzed using pancuronium bromide (1.5 mg/kg), and supplemental doses
of sodium pentobarbital (10-30 mg/kg, i.p.) and acepromazine (0.05 mg/kg, s.c.) were given every hour to maintain levels of anesthesia or whenever heart rate or expired CO2 increased. The
nictitating membranes were retracted using 2.5% phenylephrine
hydrochloride, the pupils were dilated using 2% atropine sulfate, and
contact lenses of appropriate refractive power were placed in the eyes to protect the cornea. After exposing the primary visual cortex, a
tungsten in glass microelectrode was used to make single-unit recordings from both the treated and untreated portions of the hemisphere contralateral to the deprived eye. Recordings of treated cells were made in electrode penetrations near (up to 400 µm away) the injection site, whereas control recordings were made ~2 mm away.
Histological examination confirmed that the recordings of treated cells
were made within the area of infection, whereas control recordings were
outside of this region. Once a single unit was isolated, its receptive
field was mapped, and the preferred orientation, direction, and
velocity of the light bar stimulus was determined. A
computer-controlled light bar stimulus was then presented to each eye
10 times, and the evoked responses were recorded using Spike2 software
(Cambridge Electronics Design, Cambridge, UK). Spontaneous activity was
recorded for 2 sec in the absence of stimulation and averaged over the
course of 10 runs. At the end of each penetration, electrolytic lesions
were made by passing 4 µA intensity current for 5 sec.
Quantification of ocular dominance. Using peristimulus
histograms generated for each cell in Spike2, the number of spikes evoked for each eye was determined by measuring the total neuronal response during stimulus presentation. The spontaneous activity was
then subtracted out of the total number of spikes. Ocular dominance was
then quantified for each cell by calculating a binocularity index
(BI = EE/(EE + DE), where EE stands for responses to the experienced eye, and DE stands for responses to the deprived eye. A
binocularity index of 1.0 indicates that a cell is responsive only to
the experienced eye (left eye), and a binocularity index of 0.0 indicates that a cell is responsive only to the deprived eye (right
eye). A binocularity index of 0.5 indicates that a cell is equally
responsive to stimulation of both eyes.
To analyze the results statistically, we obtained for each animal the
median of the binocularity indices for recordings performed in treated
cortex and the median of the binocularity indices for recordings
performed in untreated control cortex in the same hemisphere. In this
analysis, we only used data from animals that had at least one
penetration in each control and treated region of the same hemisphere.
A Wilcoxon Mann-Whitney rank sum test was then used to determine for
each experimental group whether the medians of the binocularity indices
obtained in the treated and untreated regions were significantly
different from each other.
Immunohistochemistry. At the conclusion of the
electrophysiology experiment, ferrets were killed with euthanol
(125 mg/kg) and perfused transcardially with cold 0.9% saline, pH 7.2, followed by cold 4% paraformaldehyde in 0.4 M
PBS, pH 7.2. The brains were then removed from the skull and post-fixed
overnight at 4°C in the 4% paraformaldehyde solution. Serial
vibratome sections of the caudal portion of the brain containing the
primary visual cortex were collected at 50 µm intervals. Alternating
sections were then used for cresyl violet staining and
immunohistochemistry. The cresyl violet staining was used to
reconstruct electrode recording tracts, and immunohistochemistry was
used to confirm expression of transgenes in the primary visual cortex.
For immunohistochemistry, free-floating tissue sections were placed in
24-well cell culture plates (Corning, Corning, NY), and the tissue was
washed (three times for 10 min each) in a stock solution of 0.3%
Triton X-100 (Sigma, St. Louis, MO) in 0.1 M PBS to
permeabilize the tissue. Next, endogenous peroxidases were quenched by
incubating the sections in 1%
H202 in stock solution for
20 min and then rinsed in the stock solution (three times for 10 min
each). Sections were then incubated for 30 min in a 2% blocking
solution of bovine serum albumin (Sigma) in stock solution
and incubated overnight at 4°C in anti-CREB rabbit polyclonal IgG
(1:1000 in blocking solution) (Upstate Biotechnology, Lake Placid, NY).
On the following day, sections were once again rinsed in stock solution
(three times for 10 min each), followed by incubation in biotinylated
anti-rabbit IgG (1:200 in blocking solution) (Vector Laboratories,
Burlingame CA). Next, sections were rinsed and incubated in ABC
solution for 1 hr (Vectastain Elite ABC kit; Vector Laboratories), followed by DAB peroxidase substrate (Sigma Fast 3,3'-diaminobenzidine tetrahydrochloride with metal enhancer tablet set; Sigma) for visualization. lacZ staining was done using a
-galactosidase staining kit (Roche Diagnostics, Indianapolis,
IN). All incubations were performed on a shaker table at the lowest
speed setting. After immunohistochemistry, sections were mounted on
chrom-alum-subbed slides and dehydrated with graded alcohol solutions
(70, 95, and 100% ethanol) and citrus-based clearing solvent (Stephens
Scientific, Riverdale, NJ). Slides were then coverslipped using
Permount (Fisher Scientific, Fair Lawn, NJ). Sections from each animal
were always processed and analyzed together.
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RESULTS |
Intracortical injections of HSV result in successful expression of
the transgenes
To examine whether CREB function is required in ocular dominance
plasticity, ferrets received an injection of HSV containing cDNA for
CREB, mCREB, or -galactosidase. Figure
1 shows that intracortical injections of
HSV resulted in the successful expression of the transgenes. To
visualize the distribution of infected cells in the brain, some animals
were injected with HSV vectors expressing mCREB tagged with green
fluorescent protein (HSV-mCREB-GFP). Figure 1A shows
the distribution of label resulting from two separate injections (2 µl for medial injection and 5 µl for lateral injection) of
HSV-mCREB-GFP. In both cases, the label spread from the injection site
to include a portion of the primary visual cortex, which is located at
the caudal pole of the hemisphere in ferrets. An injection size of ~2
µl was considered ideal for our studies because the infected cells
were distributed over a relatively small area of cortex, ensuring that
sufficient uninfected cortex was available for control recordings in
the same hemisphere of each animal. Figure 1B shows
that a very large number of striate cortical cells expressed the
fluorescent label, indicating feasibility of using viral-mediated gene
transfer in studies of ocular dominance plasticity. Similar results
were observed with -galactosidase staining in the case of animals
injected with HSV containing the corresponding cDNA (Fig.
1C). Moreover, these cells were confirmed to be neurons by
the characteristic dendritic morphology seen at the edge of the region
of infection in which fewer neurons were infected (Fig. 1D). Closer to the injection, a very large number of
cells were infected; however, the resulting staining was so dense that
it precluded the visualization of the dendritic morphology (Fig. 1C). Antibody staining with a CREB-specific antibody (Fig.
1E,F) in animals injected
with HSV-CREB showed a large number of darkly labeled infected cells
surrounding an electrolytic lesion made at the end of a recording
penetration ~400 µm from the point of injection. The number of
infected cells is likely to be underrepresented by the use of
CREB-specific antibodies, because the immunohistochemical procedures
used were designed to minimize detection of endogenous CREB. The
position of the electrolytic lesion demonstrates that extracellular
recordings were made within the area of infection. Similar electrolytic
lesions made at the end of penetrations ~2 mm from the point of
injection were outside of the region of viral infection (data not
shown) and therefore rendered control penetrations. In the following
studies, we only used animals that had one or more penetrations in each
of the control and treated regions of the same hemisphere.

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Figure 1.
Histological examination shows successful
expression of transgenes in the primary visual cortex.
A, Epifluorescence shows the distribution of mCREB
tagged with GFP resulting from 2 and 5 µl injections made 3 d
earlier. B, The photomicrograph shows a large number of
cells expressing mCREB-GFP near the site of injection.
C, Staining for -galactosidase conducted 3 d
after injection of HSV-lacZ revealed many infected cells
near the site of injection. D, The photomicrograph taken
at high power shows the dendritic trees of labeled neurons.
E, F, A large number of darkly labeled
cells stained with CREB-specific antibodies surround an electrolytic
lesion made during an electrode penetration near the injection site.
The immunohistochemical procedures used for the CREB-specific
antibodies were designed to minimize detection of endogenous CREB. For
this reason, the number of immunopositive neurons overexpressing CREB
is probably underrepresented. Scale bar (in A):
A, 4 mm; B, D,
E, 200 µm; C, 500 µm;
F, 100 µm.
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Having established that successful expression of transgenes occurs
after intracortical injection of HSV, we examined the effects of
expression of different transgenes on ocular dominance plasticity. Animals were monocularly deprived 1 d after injection of HSV
containing the cDNA for CREB, mCREB, or -galactosidase. An
additional group of animals injected with HSV-mCREB was monocularly
deprived 7 d after injection, when mCREB expression had declined.
In every case, monocular deprivation lasted for 3 d, and
electrophysiological recordings were conducted at the end of this
period to measure alterations in the ocular dominance shift.
Extracellular recordings were made from 673 cells with receptive fields
located in the binocular region of the visual field representation in
striate cortex.
Intracortical HSV-mCREB injection blocks ocular
dominance plasticity
The histograms showing the distribution of neurons into five
binocularity ranges are shown in Figure 2
for animals that received an intracortical injection of HSV-mCREB and
were monocularly deprived. Results show that the ocular dominance
distribution is markedly shifted toward the nondeprived eye in control
neurons (Fig. 2B). The results observed in control
penetrations located medially and laterally from the injection site
were similar and have been pooled together. In contrast, the expected
ocular dominance shift was reduced markedly in cells recorded within
the area of infection; the ocular dominance distribution of cells near
the injection site has a flat profile (Fig. 2A). The
results for each individual neuron are shown in Figure 2C,
which plots the cumulative percentage of neurons as a function of the
binocularity index. The distribution of indices for neurons recorded
near the injection site is compared with the distribution for control
neurons recorded away from the injection site. As expected, the
majority (84%) of control cells had a binocularity index >0.5,
indicating that they responded preferentially to the nondeprived eye.
In contrast, the distribution of binocularity indices for neurons
located near the injection site shows a similar number of cells
dominated by the experienced and deprived eye. The binocularity indices
in the group of neurons near the injection site differed significantly
from those observed in the group of untreated neurons
(p < 0.01; Wilcoxon Mann-Whitney test). These
findings indicate that the loss of responses to the deprived eye was
prevented by expression of mCREB.

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Figure 2.
Intracortical injection of HSV-mCREB blocked the
loss of neuronal response to the deprived eye during monocular
deprivation. A and B (with error bars)
show that neurons located in treated cortex near the injection site
(A) had a nonshifted distribution of ocular
dominance groups after 3 d monocular deprivation, whereas
untreated cells (B) away from the injection site
had a markedly shifted distribution of ocular dominance in the
direction of the nondeprived eye. C, The cumulative
plots show that most (84% of 112) untreated neurons had a binocularity
index >0.5 after 3 d of monocular deprivation, indicating that
they responded preferentially to the nondeprived eye. In contrast,
recordings from 205 neurons located in treated cortex indicated that an
equal number of cells responded preferentially to stimulation of the
deprived (n = 103) and experienced
(n = 102) eyes after 3 d of monocular
deprivation. For each animal, treated and untreated neurons were
located in the same hemisphere, contralateral to the deprived eye. The
results obtained from animals injected with HSV-mCREB
(n = 5 animals) and HSV-mCREB-GFP
(n = 2 animals) were indistinguishable and were
pooled together.
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HSV-mCREB infection preserves visual responses
Finding that mCREB expression blocks ocular dominance plasticity
raises the question of whether the effects result from a disruption of
visual responses. Qualitative assessment revealed that most neurons
studied near the injection site responded strongly to visual
stimulation and were selective to stimulus orientation and direction of
movement. Quantitative analysis also revealed that mCREB injection did
not affect visual responsiveness of the neurons that were examined in
the above studies. Figure 3A
shows that the maximum response (in spikes per second) to stimulation at the optimal orientation was not significantly different for the
control and treated neurons (p > 0.05). An
increased spontaneous activity could conceivably also disrupt
activity-dependent mechanisms of ocular dominance plasticity by
decreasing the signal-to-noise ratio. However, expression of mCREB was
found not to increase spontaneous activity, as shown in Figure
3C. These findings indicate that the effects of HSV-mCREB
treatment on ocular dominance plasticity did not result from disruption
of sensory responses or spontaneous activity.

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Figure 3.
HSV infection did not suppress visual cortical
responses. A shows that injection of HSV-mCREB did not
affect the visual responsiveness of neurons examined in these studies.
The maximum response (in spikes per run) to stimulation at the optimal
orientation was not significantly different for the control
(n = 112 cells) and treated (n = 205) neurons (p > 0.05). Expression of
mCREB also did not increase spontaneous activity, as shown in
C. Similar results were seen in neurons near the
injection of HSV-CREB (n = 102 cells) and control
(n = 105) neurons away from the injection
(B, D). The box plots show the median,
10th, 25th, 75th, and 90th percentiles as vertical boxes
with error bars. The fifth and 95th percentiles are shown as
dots.
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Effects of HSV-mCREB on ocular dominance plasticity
are reversible
In view of the profound effect of HSV-mCREB treatment on ocular
dominance plasticity, we asked whether the effect was correlated with
the expression of mCREB. HSV-mediated expression of mCREB has been
reported to be restricted to 1 week after injection (Carlezon et al.,
1998 ). Similarly, we found that mCREB expression dissipates in primary
visual cortex after the first week after injection, as illustrated in
Figure 4. For this reason, some animals
were monocularly deprived starting 1 week after injection of HSV-mCREB. Quantitative in vivo electrophysiology at the end of 3 d of monocular deprivation revealed a clear ocular dominance shift in
these animals; Figure 5 shows that the
nondeprived eye dominated most cells in the treated and untreated
cortex. In conclusion, animals treated with HSV-mCREB recovered ocular
dominance plasticity when mCREB expression had declined. These findings
support our conclusion that the effects obtained with the HSV
injections were specific and related to the expression of mCREB.

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Figure 4.
Expression of cortical mCREB decreased markedly
after the first week after injection. The photomicrograph in
A shows a large number of cells labeled with
fluorescence in the primary visual cortex 3 d after injection of
HSV-mCREB-GFP. In contrast, B shows relatively few cells
labeled with mCREB tagged with GFP 10 d after injection. Both
photomicrographs were obtained from cells located near the injection
site (i.e., within 400 µm distance). Scale bar, 300 µm.
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Figure 5.
The effects of mCREB on ocular dominance
plasticity were reversible. Animals in this study were subjected to
3 d of monocular deprivation of the contralateral eye starting
7 d after injection of HSV-mCREB in the left hemisphere. The
cumulative plots for neurons studied in treated and untreated cortex
were remarkably similar. Approximately 90% of 31 untreated neurons
away from the injection site and 91% of 47 neurons
(n = 2 animals) near the injection site were driven
preferentially by the nondeprived eye (i.e., had a binocularity index
>0.5).
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Injections of HSV-CREB and HSV-lacZ do not block
ocular dominance plasticity
To examine further the specificity of the effects reported here,
we studied cortical binocularity in animals treated with intracortical
injection of HSV containing the cDNA for CREB or the lacZ
reporter gene. Figure 6 compares the
cumulative plots observed for the HSV-CREB-treated and untreated
cortex. Microelectrode recordings in the regions of treated and
untreated primary visual cortex revealed that cortical neurons had a
marked preference to stimulation of the experienced eye; the
nondeprived eye dominated the majority (~75%) of cells in
HSV-CREB-treated and control recording sites. The binocularity indices
observed in the two groups of neurons were not different
(p > 0.05). Similar results were observed in
animals treated with HSV-lacZ. As shown in Figure
7, similar binocularity indices were
observed for neurons in the treated and control recording sites. These
results indicate the following: (1) viral infection by HSV alone does
not cause loss of ocular dominance plasticity; (2) overexpression of
the endogenous protein CREB does not lead to loss of ocular dominance
plasticity; and (3) expression of the foreign protein -galactosidase
does not cause loss of ocular dominance plasticity.

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Figure 6.
Intracortical injection of HSV-CREB did not block
ocular dominance plasticity. Neurons recorded near
(A) and away (B) from the
injection site showed a markedly shifted distribution of ocular
dominance in the direction of the nondeprived, ipsilateral eye. The
cumulative plots (C) show that cells in both
groups responded preferentially to the nondeprived eye after 3 d
of monocular deprivation. Approximately 72% of 105 neurons in
untreated cortex and 75% of 102 neurons in treated cortex had a
binocularity index >0.5. The results obtained using HSV-CREB
(n = 4 animals) and HSV-CREB-GFP
(n = 1 animal) were indistinguishable and were
pooled together. For each animal, the two groups of neurons were
located in the same hemisphere (left hemisphere).
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Figure 7.
Expression of -galactosidase did not block
ocular dominance plasticity. The cumulative plots are similar for
neurons recorded near and away from the injection site; ~85% of 27 untreated neurons and 98% of 42 neurons near the injection of
HSV-lacZ (n = 2 animals) had a
binocularity index >0.5, indicating that both groups of cells
responded preferentially to the deprived, contralateral eye.
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To summarize the findings of this study, the median binocularity
indices were computed for the penetrations located in the treated and
untreated region for each animal. Then a ratio of the binocularity
indices (untreated/treated) was calculated for every animal, and the
results are shown in Figure 8. As
expected, all control animals had a ratio of approximately one,
indicating that the median binocularity indices in the treated and
untreated areas were similar. In contrast, all animals treated with
HSV-mCREB had a ratio above one, indicating that the median
binocularity index in the untreated region was greater than the median
binocularity index in the treated region in every case. These
findings show that all animals treated with HSV-mCREB had reduced
ocular dominance plasticity, whereas control treatments did not reduce
ocular dominance plasticity.

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Figure 8.
The ratios of median binocularity indices
(untreated/treated) are shown for each animal. Every animal treated
with HSV-mCREB had reduced ocular dominance plasticity, as revealed by
ratios above one. In contrast, every control animal had a ratio of
approximately one, indicating that the control treatments did not
disrupt ocular dominance plasticity.
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DISCUSSION |
Requirement for CREB in ocular dominance plasticity
The present report shows that viral-mediated expression of a
dominant negative form of CREB in the primary visual cortex prevents the loss of responses to the deprived eye during monocular deprivation. This effect was specific and did not result from viral toxicity, because HSV-CREB and HSV-lacZ injections failed to block
ocular dominance plasticity. Moreover, the blockade of ocular dominance plasticity was temporally correlated with the expression of mCREB in
cortical neurons, allowing the effects of mCREB infection to be
reversed when expression had declined. This reversibility further supports the specificity of effects. Finally, the effects did not
result from a suppression of sensory responses, because most neurons
studied in infected cortex responded strongly to visual stimulation and
had stimulus specificities (i.e., orientation and direction
selectivity) characteristic of the primary visual cortex in ferrets
(Chapman and Stryker, 1993 ). In conclusion, the present findings
demonstrate that CREB-mediated transcription is required for ocular
dominance plasticity during monocular deprivation.
The proposal that CREB may be involved in neural plasticity is not new.
Gene activation by CREB has been shown to be important for several
experimental models of learning and long-term memory (Silva et al.,
1998 ), as well as for long-term synaptic plasticity in the hippocampus
(Deisseroth et al., 1996 ). However, the role of CREB in visual cortical
plasticity during development has remained unclear. CRE-mediated
transcription in the visual cortex is increased during monocular
deprivation, as revealed using transgenic mice carrying a
CRE-lacZ reporter (Pham et al., 1999 ). However, this study
did not test whether CREB function is required for the changes in
binocularity that occur during monocular deprivation. CREB function
could be involved with cellular regulatory mechanisms not directly
related to the loss of response to the deprived eye. Alternative
possibilities are that local protein synthesis at the synapse is
sufficient for loss of synapses (Stewart et al., 1996 ; Huber et al.,
2000 ) or that other transcription factors are involved. Moreover, an
unexpected finding was the presence of lacZ immunoreactivity
in the monocular zone of the visual cortex (Pham et al., 1999 ), in
which binocular competition does not occur. This problem may, however,
be related to the fact that mice have reduced binocular vision and are
not the best model available to study ocular dominance plasticity.
We have taken a more direct approach to studying the role of CREB
function in loss of binocularity during monocular deprivation. Use of
viral-mediated gene transfer has allowed us to directly suppress CREB
function in an animal model with visual cortical properties closely
related to those found in higher mammals. The animal model that we
chose, the ferret, is advantageous over rodent models because their
frontally placed eyes allow for a large binocular representation in the
primary visual cortex (Law et al., 1988 ). In addition, their visual
cortex is characterized by the presence of ocular dominance columns and
orientation columns (Weliky et al., 1996 ; Ruthazer et al., 1999 ; White
et al., 1999 ) that are not present in mice. For all of the above
reasons, our study provides unambiguous evidence for an essential role
of CREB in ocular dominance plasticity.
Activation of CREB
Finding that CREB has a critical function in ocular dominance
plasticity raises the question of how it may be regulated during monocular deprivation. CREB has been shown to be a target of a diverse
number of signaling pathways whose kinases activate CREB by
phosphorylation of Ser-133 (Gonzalez and Montminy, 1989 ). Some of these
kinases include Ca2+/calmodulin-dependent
kinases (CaMKs) (Sheng et al., 1991 ; Enslen et al., 1994 ; Matthews et
al., 1994 ), cAMP-dependent protein kinase A (Montminy et al., 1990 ;
Dash et al., 1991 ), and Ras/mitogen-activated protein kinase (MAPK)
(Xing et al., 1996 ). CREB can also be activated indirectly through
neurotrophin-mediated mechanisms (Ginty et al., 1994 ; Finkbeiner et
al., 1997 ; Riccio et al., 1997 ; Xing et al., 1998 ; Pizzorusso et al.,
2000 ).
In the visual system, studies involving transgenic mice lacking an
isoform of protein kinase A show a robust ocular dominance shift after
monocular deprivation (Hensch et al., 1998 ), suggesting a noncrucial
role for this activation system in visual plasticity (but see Beaver et
al., 2001 ). The role of CaMKs and MAPK-dependent activation of CREB in
the visual cortex is still unknown. However, strong evidence for a role
of NMDA receptors (Bear et al., 1990 ; Roberts et al., 1998 ; Ramoa et
al., 2001 ) in visual cortical development and plasticity implicates
Ca2+-dependent second-messenger systems.
Activation of the NMDA receptor may lead to activation of CREB, via
phosphorylation by CaMKs, when intracellular calcium exceeds a
threshold level (Bito et al., 1996 ; Deisseroth et al., 1996 ).
Additional studies are required to elucidate what pathways lead to
activation of CREB after degradation of visual input through one eye.
Regulation of the ocular dominance shift by CREB
The strong evidence for a role of neurotrophic factors in ocular
dominance plasticity in the developing cortex (Riddle et al., 1995 ;
Gillespie et al., 2000 ; Lodovichi et al., 2000 ) and in activation of
CREB (see above) raises the possibility that neurotrophic factors
released by the postsynaptic cells contribute to the regulation of CREB
activity during monocular deprivation. During monocular deprivation,
activity-dependent competition for scarce neurotrophic factors such as
BDNF released by the target neuron could participate in
strengthening-weakening of synapses through mechanisms that require
transcription of other genes by CREB. Therefore, blocking CREB function
using HSV-mCREB may indirectly block synaptic changes mediated by
neurotrophic factors.
What genes activated by CREB may have a role in ocular dominance
plasticity? CREB has been shown to be a mediator of neuronal neurotrophin responses (Finkbeiner et al., 1997 ) and may also enhance
the transcription of other genes, such as nitric oxide synthase (Sasaki
et al., 2000 ), somatostatin (Gonzalez and Montminy, 1989 ), and
immediate early genes (Sgambato et al., 1998 ) that could be involved in
regulating ocular dominance plasticity. Additional information about
the pool of genes regulated by CREB in visual cortex will be required
before we can fully understand how CREB contributes to the ocular
dominance shift during monocular deprivation.
Use of viral-mediated gene transfer in studies of visual
cortical plasticity
This is the first time that viral-mediated gene transfer has been
used to study mechanisms of visual cortical plasticity. HSV-1 was used
in these studies because it is currently one of the best vectors
available for genetic interventions in the CNS. HSV is capable
of carrying large transgenes and infecting nondividing cells,
especially neurons, with high efficiency (Neve and Lim, 1999 ).
Moreover, it is episomal and thereby does not cause integration effects, and HSV-1 particles can be concentrated to relatively high
titers. The high infectivity rate obtained in this study allowed us to
observe an almost complete blockade of the ocular dominance shift. An
alternative approach would be to use transgenic mice null of the
creb gene altogether, but these mice have been found to die
perinatally (Rudolph et al., 1998 ). Another alternative would be to use
homozygous mutant mice whose mutations target the creb gene
(Hummler et al., 1994 ). However, homozygous mutant mice still retain
active isoforms of CREB, which have been found to be strikingly
upregulated in these animals (Blendy et al., 1996 ). Moreover, the
animals typically exhibited increased levels of CREM, a transcriptional
repressor that is another transcription factor belonging to the same
family as CREB (Hummler et al., 1994 ). Together, these findings
indicate that diverse feedback mechanisms compensate for the long-term
absence of CREB in transgenic mice, and these compensatory mechanisms
may lead to a lack of effects on developmental cortical plasticity
despite targeted mutation of the creb gene (Glazewski et
al., 1999 ).
Conclusions
Because viral-mediated gene transfer allows temporally and
spatially restricted expression of selected genes, it currently provides the best method for investigating the role of different proteins in cortical ocular dominance plasticity of higher mammals. In
the present study, the endogenous CREB could not induce an ocular
dominance shift because of competition with the dominant negative
mutant for the CRE binding site. More specifically, this manipulation
provides a mechanism by which the activity of the three main CREB
isoforms can be suppressed. Importantly, whereas other cortical
manipulations used in the study of visual plasticity may result in
disruption of sensory responses (Bear et al., 1990 ; Rauschecker et al.,
1990 ), the use of HSV did not. These findings are of particular
importance, because depression of sensory responses and disruption of
functional properties may block ocular dominance plasticity in a
nonspecific manner (for discussion, see Roberts et al., 1998 ). Our
finding that CREB function is required for ocular dominance plasticity,
together with the advantages of viral-mediated gene transfer, provides
the foundation needed to elucidate the molecular mechanisms leading to
amblyopia in higher mammals.
 |
FOOTNOTES |
Received Aug. 8, 2001; revised Nov. 21, 2001; accepted Dec. 3, 2001.
This work was supported by National Institutes of Health Grants
EY-11508 and AA-13023 to A.S.R.
Correspondence should be addressed to Dr. Ary S. Ramoa,
Department of Anatomy, Virginia Commonwealth University School of Medicine, 1101 E. Marshall Street, Sanger Hall, Room 12-042, Richmond, VA 23298-0709. E-mail: aramoa{at}hsc.vcu.edu.
 |
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