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The Journal of Neuroscience, March 15, 2002, 22(6):2383-2390
Elevated Fusiform Cell Activity in the Dorsal Cochlear Nucleus of
Chinchillas with Psychophysical Evidence of Tinnitus
T. J.
Brozoski1,
C. A.
Bauer1, and
D. M.
Caspary2
1 Division of Otolaryngology, Head and Neck Surgery and
2 Department of Pharmacology, Southern Illinois University
School of Medicine, Springfield, Illinois 62702
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ABSTRACT |
Chinchillas with psychophysical evidence of chronic tinnitus were
shown to have significantly elevated spontaneous activity and
stimulus-evoked responses in putative fusiform cells of the dorsal
cochlear nuclei (DCN). Chinchillas were psychophysically trained and
tested before and after exposure to a traumatic unilateral 80 dB (sound
pressure level) 4 kHz tone. Before exposure, two groups were
matched in terms of auditory discrimination performance (noise, and 1, 4, 6, and 10 kHz tones). After exposure, a single psychophysical
difference emerged between groups. The exposed group displayed enhanced
discrimination of 1 kHz tones (p = 0.00027). Postexposure discrimination of other stimuli was unaffected. It was
hypothesized that exposed animals experienced a chronic subjective tone
(i.e., tinnitus), resulting from their trauma, and that features of
this subjective tone were similar enough to 1 kHz to affect discrimination of 1 kHz objective signals. After psychophysical testing, single-unit recordings were obtained from each animal's DCN
fusiform cell layer. Putative fusiform cells of exposed animals showed
significantly (p = 0.0136) elevated
spontaneous activity, compared with cells of unexposed animals.
Putative fusiform cells of exposed animals showed a greater
stimulus-evoked response to tones at 1 kHz
(p = 0.0000006) and at
characteristic-frequency (p = 0.0000009).
This increased activity was more pronounced on the exposed side. No
increase in stimulus-evoked responses was observed to other frequencies
or noise. These parallel psychophysical and electrophysiological
results are consistent with the hypothesis that chronic tonal tinnitus
is associated with, and may result from, trauma-induced elevation of
activity of DCN fusiform cells.
Key words:
tinnitus; acoustic trauma; psychophysical animal model; dorsal cochlear nucleus; fusiform cells; neural plasticity
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INTRODUCTION |
Thirty-five percent of the
population of the United States experiences tinnitus, a subjective
"ringing in the ears" (US, 1967); 10% of these consider their
symptoms to be severe and disabling (Cooper, 1994 ). The most common
causes of tinnitus are age-related hearing loss and hearing loss
secondary to noise trauma. Noise-induced hearing loss typically becomes
evident in middle age, and the associated tinnitus is present for a
significant portion of an individual's life. Despite the prevalence
and morbidity of tinnitus, the pathophysiology of the disorder is
poorly understood, and there is no generally accepted cure or
treatment. This lack of understanding stems from the difficulty of
studying a perceptual state with no objective stimulus correlate and
that tinnitus may arise from diverse combinations of peripheral and
central pathologies (Murai et al., 1992 ).
Following the work of Jastreboff et al. (1988) , we developed a
psychophysical animal model of tinnitus to investigate the disorder in
controlled experiments, where the cause is known and the population
sample is homogeneous (Bauer and Brozoski, 2001 ). A
conditioned-suppression method was used to quantify the sensation of
tinnitus in rats (Jastreboff et al., 1988 ). Unilateral acoustic trauma
was used to induce tinnitus, and continuous free-operant lever pressing
for food reinforcement was used to measure chronic tinnitus over weeks
to months. Using this model in rats, tinnitus can be
psychophysically distinguished from simple hearing loss, and the
tinnitus can be partially reversed using a GABA analog (Bauer and
Brozoski, 2001 ). This model can also be used to measure qualitative
aspects of tinnitus.
Recent studies suggest that tinnitus may result from inappropriate
plastic changes in the auditory pathway in response to acoustic trauma
(Potashner et al., 1997 ; Kaltenbach et al., 2000 ; Milbrandt et al.,
2000 ). Consistent with this hypothesis is evidence that aberrant neural
activity in the dorsal cochlear nucleus (DCN) might underlie the
generation of tinnitus. In patients suffering from somatic
craniocervical tinnitus, Levine (1999) hypothesized the likely
involvement of the DCN. Zhang and Kaltenbach (1998) and Kaltenbach and
Afman (2000) have measured elevated multiunit activity in the
DCN of rats and hamsters after acoustic trauma. They observed that the
spontaneous DCN hyperactivity evoked by previous noise exposure was
similar to the response to low-to-moderate-intensity tone stimuli.
Melamed et al. (2000) reported that selective outer hair cell loss
induced by cisplatin resulted in increased spontaneous DCN activity.
The preceding studies established that abnormal DCN activity occurred
in subjects after acoustic trauma but did not establish a connection
between tinnitus and abnormal activity in the DCN. The present
controlled experiments were designed to investigate this association
using chinchillas, a widely studied animal model of human auditory
processing (Clark, 1991 ). Fusiform cells were studied because there is
evidence for plasticity in this cell type after noise exposure and in
aging (Kaltenbach et al., 1998 ; Schatteman et al., 2000 ). Fusiform
cells form the primary output of the DCN projecting via the dorsal
acoustic stria to the contralateral inferior colliculus (Osen, 1972 ;
Romand and Avan, 1997 ; Alibardi, 2000 ).
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MATERIALS AND METHODS |
Subjects. Twelve, young adult male chinchillas
(Moulton Chinchilla Farm, Rochester, MN), were individually housed and
maintained at 25°C with a 12 hr reversed light/dark schedule.
Complete data were obtained from eight animals: two animals died before
completion of the study, and two were eliminated from the study because
of poor behavioral performance in initial training. Subjects were maintained on a restricted diet with body weight at ~80% of free feeding weight. The experimental protocol was approved by the Southern
Illinois University School of Medicine Laboratory Animal Care and Use
Committee, and the experiment was conducted in accordance with the
Policy for Use of Animals in Research established by the Society for Neuroscience.
Psychophysical training and testing. Subjects were trained
and tested using established behavioral techniques described in previous studies (Brozoski et al., 1996 ; Bauer et al., 1998 ; Bauer et
al., 1999 ; Bauer and Brozoski, 2001 ). Before exposure to acoustic trauma, chinchillas were trained to lever press for food in individual commercial operant conditioning chambers (model 80200; Lafayette Instruments, Lafayette, IN) that were located in a double-wall sound-attenuation chamber. There was no visual contact between subjects
once inside the conditioning chambers.
Data collection and behavioral contingencies were independently
controlled for each subject. Stimulus conditions and behavioral contingencies were computer-controlled using custom software. Subjects
were trained and tested in daily 60 min sessions. After subjects met
performance criteria for stable lever pressing, a variable interval
reinforcement schedule was imposed. Reinforcement schedules were
individualized for each subject to maximize performance before acoustic
trauma. Once established, all schedules remained the same throughout
testing. Criteria for stable operant performance are described below.
Acoustic stimuli were digitally synthesized (SRS DS345; Stanford
Research Systems, Sunnyvale, CA) and transduced (Realistic speaker,
model 40-1398; Radio Shack, Fort Worth, TX) using a speaker that was
center-mounted in the lid of each conditioning chamber. Continuous
broad-band noise (BBN) at 60 dB sound pressure level (SPL) was present
in each chamber, except during test stimulus presentations. Test
stimuli were presented to subjects in synchrony.
Auditory test stimuli were presented in pseudorandomly scheduled 60 sec
test periods within each session. Lever-pressing activity in response
to the auditory test stimuli was used to derive auditory discrimination
functions. Test stimuli were chosen to extend over the frequency range
of greatest sensitivity for the chinchilla: 1, 4, 6, and 10 kHz tones.
The frequency of the test stimulus was fixed within a given session,
and randomly varied across sessions. Each test stimulus was presented
at five different intensities within each session. The presentation
order of each stimulus intensity was randomized and repeated once for a
total of 10 (5 × 2) stimulus presentations in a session. The
range of intensity levels varied with the stimulus frequency but always
included 0 dB SPL and extended from near hearing threshold to clearly
above threshold.
In each session a suppression ratio (R), a running
relative performance index, was calculated for successive 1 min
periods: R = B/A + B, where
B is the number of lever presses in the current period, and
A is the number of lever presses in the immediately preceding period. R provided a running index of behavior
that enabled a quantitative comparison of behavior during test stimulus periods to behavior during baseline noise. When the lever-press rate is
constant, R = 0.5. As the lever-press rates drop below baseline, R decreases, and as lever-press rates rise above
baseline, R increases. Before psychophysical functions can
be derived from R, it is necessary to establish a
contingency between operant performance and auditory sensation level.
This was done through suppression training. In suppression training,
and throughout testing, if a subject's R during a 0 dB
presentation was >0.2, they were given a 0.5 mA foot shock, 1 sec in
duration, at the conclusion of the 0 dB period. This contingency
trained subjects to stop lever pressing (R 0) when
no objective sound (0 dB) was present. During test presentations of
stimuli with intensities of >0 dB, subjects were free to lever press
for food without foot shock. Three criteria had to be met for
individual-subject data to be included in further analysis: (1) There
had to be a minimum of 200 lever presses in the session; (2) mean
R for background noise periods (i.e., baseline performance)
had to be >0.4, with (3) a SD of <0.2. These criteria were
empirically chosen to improve measurement reliability: sessions with
200 or more responses had, on average, >3 presses per minute, thereby
permitting suppression to be adequately measured in successive 1 min
periods; a mean R > 0.4 for baseline performance
permitted some minute-to-minute baseline variation but eliminated
sessions with more than a few minutes of nonresponding; finally,
sessions with extremely variable response rates were eliminated by the
SD criterion. Stimulus discrimination functions were derived from
R measured during test stimulus presentations. Data from a
minimum of five criterion-level test sessions, for each stimulus, were
averaged to derive individual and group discrimination functions for
each stimulus: BBN, and 1, 4, 6, 10 kHz tones.
After psychophysical data were collected from each subject, for each of
the auditory test stimuli, subjects were anesthetized, acoustic
brainstem response (ABR) thresholds were determined, and half the
subjects were exposed to unilateral acoustic trauma. One week after
recovery from anesthesia, all subjects resumed psychophysical testing.
Post-trauma psychophysical functions were obtained for the same test
stimuli (BBN, and 1, 4 6, 10 kHz tones) following the protocol
described. It is important to note that training subjects before
acoustic trauma, i.e., as in the present design, produces different
psychophysical consequences than those obtained when training subjects
after acoustic trauma (see Bauer and Brozoski (2001) and Discussion,
"Tinnitus versus hyperacusis").
Acoustic trauma. After initial psychophysical training and
testing, the animals were divided into two matched groups, of four animals each (group 1: control; group 2: acoustic trauma), equated for
psychophysical discrimination performance. Animals were anesthetized with an intramuscular (IM) ketamine HCl-xylazine (34/4 mg/kg) mixture
and placed in a modified stereotaxic head frame. Subjects in group 2 were unilaterally exposed to a 4 kHz 80 dB SPL tone using a 3 mm
cone-shaped speculum mounted to a high-frequency speaker (model
40-1398, Realistic; Radio Shack) inserted into the left external
auditory canal. Exposure durations of 30-60 min were sufficient to
elevate ABR thresholds 20-30 dB (SPL) in the left ear (Fig.
1). Contralateral ABR thresholds were not
elevated because of interaural attenuation and effective containment of the sound field by the insert speculum. Trauma was induced using a
moderate level of sound intensity (80 dB) to limit the extent of
cochlear damage caused by the exposure. Nevertheless, because subjects
in the present study were exposed while anesthetized and would not have
had a functional acoustic reflex, their cochlear damage would be
expected to be greater than that obtained with free field exposure in
unanesthetized subjects. There are no published studies of threshold
shifts in chinchillas or humans using the present method of acoustic
trauma. Salvi et al. (1978) , however, reported 15-20 dB permanent
threshold shifts in chinchillas exposed to octave band noise at 86 dB
SPL in a free field for 5 d.

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Figure 1.
Auditory thresholds before and after trauma.
Thresholds were measured using acoustically evoked brainstem
potentials, recorded immediately after stimulus onset. Shown are the
mean threshold functions (error bars indicate 1 SEM) for trauma-exposed
subjects (n = 4). The normative range was
determined by the average, ± 1 SEM, of four unexposed control animals.
The trauma stimulus is indicated by the arrow.
Immediately after exposure there was a significant ipsilateral
threshold elevation (left panel), compared with
pre-exposure levels, for tones from 4 to 6 kHz
(p = 0.005-0.007) and for clicks
(p = 0.01) in the exposed ear (ipsilateral).
There was no significant threshold elevation for 1 kHz tones
immediately after trauma (p = 0.08), nor
were there significant threshold elevations 5 months after trauma for
any stimulus (p = 0.157-0.719).
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ABR thresholds were determined in each ear before and after acoustic
trauma inside a double-wall sound-attenuation chamber using an
Intelligent Hearing Systems (Miami, FL) high-frequency system.
Subdermal stainless steel recording electrodes were inserted posterior
to each pinna, with a reference electrode located at dorsal cranial
midline and a ground electrode located in a rear leg. ABR thresholds
were obtained for clicks and tone bursts, 5 msec in duration, presented
at a rate of 50/sec. Tone bursts were gated using an exact Blackman
envelope (2.5 msec rise/decay, 0 msec plateau). Evoked potentials were
averaged over 1024 sweeps. Amplifier gain was 200 k and filtered
using a 100-3000 Hz bandpass. Recording epochs comprised the 12 msec
after stimulus onset.
Electrophysiology. At the conclusion of post-trauma
psychophysical testing, subjects in both groups were prepared for
single-unit recordings from DCN neurons. Animals were anesthetized with
a ketamine-xylazine mixture (described above), and rectal temperature was maintained at 37°C by a homeothermic blanket. Areflexia was assessed by absent response to a tail-pinch, and anesthesia was maintained by subsequent intramuscular administration of ketamine (44 mg/kg) alternated with ketamine-xylazine mix (8.5:1) at regular intervals (1-1.5 hr). ABRs were obtained immediately before surgery (Fig. 1, 5 months after exposure). Animals were placed in a stereotaxic instrument, a longitudinal incision was made at the midline behind the
ears, neck muscles were reflected, and part of the occipital bone
superior to the foramen magnum was removed to gain entry to the
posterior fossa (Caspary et al., 1987 ).
Recording procedures were similar to those described by Palombi and
Caspary (1996) . Glass micropipettes filled with 2 M
potassium acetate were beveled to tip resistances of 10-20 M and
advanced using a piezoelectric micropositioner (model 6000 ULN;
Burleigh Instruments, Victor, NY) into first the left or right DCN.
Care was taken to alternate starting recording from the left or right DCN across subjects. Signals were recorded via a silver-chloride silver
wire coupled to the head stage of a preamplifier (model 8100; Dagan
Instruments, Minneapolis, MN). Spikes were discriminated (model 120;
World Precision Instruments, Sarasota, FL) with spike times recorded
using an event timer (ET-1; Tucker-Davis Instruments, Sarasota, FL) set
at 1.0 µsec resolution and saved to computer disk for later analysis.
Acoustic stimuli under software control were presented monaurally via
specially designed chinchilla ear bars to the ear ipsilateral to the
DCN being examined. Ear bars were coupled to a DT48A earphone (Beyerdynamic, Farmingdale, NY), and a flexible probe microphone (Etymotic, Elk Grove Village, IL) tube placed near the tympanum. This
probe was used to monitor the stimulus and generate calibration tables
in decibels of SPL (with respect to 20 µpa) for use by programmable attenuators. Acoustically driven units were located using
5 msec clicks, 60-80 dB (SPL). Post-stimulus time histograms (PSTHs)
for temporal classification were generated from responses to 200 presentations of characteristic frequency (CF) tone bursts, 30 dB above
CF threshold, 50 msec duration, 5 msec rise-fall (cosine) ramp,
presented at a 5/sec rate. Spike times relative to signal onset were
recorded and placed into bins (1500 bins, 0.075 msec bin width, clock
resolution 10 µsec). Spontaneous activity measurements were collected
as 200 samples of 200 msec bins. Units displaying prominent variability
in spontaneous activity had spontaneous rates averaged over widely
dispersed repeated (2-6) measurements. Complete data sets were
obtained from units judged to be fusiform cells based on previously
published criteria (Caspary, 1972 ; Godfrey et al., 1975 ; Rhode et al.,
1983 ; Caspary et al., 1994 ; Backoff et al., 1997 ). These criteria
included the following: (1) records obtained from units between 150 and
350 µm into the DCN, as determined by the signal marker produced by
puncturing the overlying pia mater, and onset of a characteristic
click-evoked slow-wave; (2) units displaying buildup, pauser-buildup,
or broad chopper responses; (3) units with large broad triphasic
spikes. In most cases the electrode track could be followed through the
fusiform cell layer, with termination of the track shortly beyond the
layer boundary. Because of the curved shape of the DCN and the angle of
approach, which was not perpendicular to the DCN dorsal surface, it was possible to enter the fusiform layer and, when the puncture was near
the bend in the DCN, to record from several putative fusiform cells. On
rare occasions electrode tracks exited the fusiform cell layer and
re-entered at the lateral extreme. Successful electrode penetrations in
each animal were marked with horseradish peroxidase (HRP) (4%, type
VI; Sigma, St. Louis, MO) for histological confirmation of recording
sites. At the conclusion of electrophysiological recording, animals
were given an overdose of anesthetic and were perfused
transcardially with 0.9% normal saline followed by 2.5% glutaraldehyde in 0.1 M phosphate buffer. The brain was
removed, placed in increasing concentrations of sucrose, and frozen
sectioned using a sliding microtome. Sections were stained for HRP by
incubation for 5 min at room temperature in 0.06% diaminobenzidine HCl
(Sigma) and mounted on slides for confirmation of recording sites using phase-contrast light microscopy (Palombi and Caspary, 1996 ).
At the conclusion of the experiment, response characteristics of all
units were reviewed, and a final designation of unit type was made
off-line using the published criteria noted above, while blinded with
respect to sound-exposed (ipsilateral, contralateral) versus control
conditions. Representative DCN fusiform-like cell characteristics
appear in Figure 2. Units were divided
into two categories: putative fusiform and nonfusiform of unspecified
subtype. Data were further analyzed within each classification.
Descriptive statistics, graphic depictions, and inferential statistics
were computed using spreadsheets (Excel; Microsoft Corp, Redmond, WA) with statistical enhancements (NAG, Inc., Downers Grove, IL). ASCII
data files, stored during the experiments, were retrieved and directly
imported into Excel spreadsheets. Psychophysical group differences were
analyzed using mixed ANOVAs run on subject-by-subject averages at each
stimulus intensity, thus insuring that each subject contributed equally
to the analysis. Single-unit group differences were analyzed using the
t statistic; unequal variance was assumed, and exact
p values were determined.

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Figure 2.
Representative PSTH and RIFs recorded from
putative fusiform cells in the chinchilla DCN. Stimuli were presented
to the ipsilateral ear. Top panel, RIFs of a unit
recorded from the ipsilateral DCN of a trauma-exposed subject and a
unit recorded from the DCN of an unexposed control subject.
Bottom panel, Poststimulus histogram of a "buildup"
unit from the ipsilateral DCN of a trauma-exposed subject. These
profiles are similar to those reported by others for DCN fusiform units
(Young, 1980 ).
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RESULTS |
Psychophysics
A significant psychophysical difference between control and trauma
subjects occurred only in the post-trauma discrimination of 1 kHz
tones. Pre-trauma and post-trauma discrimination functions are depicted
in Figure 3, and the associated
statistical analysis is summarized in Table
1 (mixed ANOVAs by stimulus type; main effects: treatment groups and stimulus intensity). There were no
post-trauma psychophysical differences between control and trauma
subjects when tested with 4, 6, and 10 kHz tones or BBN. The
post-trauma 1 kHz discrimination function of the exposed group was
shifted up relative to controls (p = 0.00027)
(Table 1). An upward shift in discrimination functions reflects greater
responding to the test stimuli (i.e., less suppression, or greater
R). The upward shift of the 1 kHz function of animals
exposed to unilateral acoustic trauma indicates enhanced
discrimination. This frequency-specific shift in the psychophysical
discrimination function did not correspond to the frequency of maximum
threshold shift measured in the ABR (Fig. 1). The maximum ABR threshold
elevation, i.e., decreased sensitivity, was observed in the exposed ear
at 6 kHz (pre-trauma, 30 ± 1.58 dB vs post-trauma, 62 ± 3.39 dB). ABR thresholds at 1 kHz were in the normal range for both
ipsilateral (pre-trauma, 30 ± 3.16 dB, vs post-trauma 33.8 ± 3.39 dB) and contralateral (pre-trauma, 36 ± 2.45 dB vs
post-trauma, 39 ± 2.92 dB) ears. At 5 months after trauma,
hearing thresholds at all frequencies for both ears were at or near
pre-trauma levels (Fig. 1, 5 months).

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Figure 3.
Pre-trauma versus post-trauma psychophysical
discrimination functions (error bars indicate 1 SEM). Pre-trauma
(left panels) and post-trauma (right
panels) psychophysical discrimination functions for control (no
trauma) and trauma-exposed subjects (n = 4/group)
are shown. Test stimulus values are indicated in each panel.
Suppression ratios reflect the discrimination performance of subjects,
with a value of 0 indicating discrimination of 0 dB, and a value of 0.5 indicating discrimination of sound comparable to that of 60 dB
broadband noise. The only significant difference between control
(dashed lines) and trauma-exposed (solid
lines) groups was for 1 kHz tones after trauma (see Table 1 for
significance levels).
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Electrophysiology
Data from 134 auditory units were obtained from subjects in both
groups at the completion of psychophysical data collection, ~5 months
after the single unilateral exposure to acoustic trauma at 4 kHz. Of
these, 75 U were classified as putative DCN fusiform cells (control
left, n = 14; control right, n = 17;
trauma ipsilateral, n = 27; trauma contralateral,
n = 17), and 59 were classified as nonfusiform cells of
unspecified subtype. Histologically confirmed HRP marks of recording
sites from putative fusiform cells were all within the fusiform cell layer.
The spontaneous activity of putative fusiform cells was significantly
elevated bilaterally in the DCN of chinchillas exposed to acoustic
trauma compared with controls (Fig. 4)
(F = 6.40, df = 1,74, p = 0.0136).
There was no significant difference between ipsilateral and
contralateral cells of the trauma group, nor was there a significant
difference between the left and right cells of the control group.

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Figure 4.
DCN fusiform cell spontaneous activity.
Spontaneous activity of DCN fusiform cells in control and
trauma-exposed chinchillas (n = 4 animals/group).
Spontaneous activity was measured in single units as cumulative spikes
over 40 sec epochs. Spontaneous activity is indicated as mean spikes
per second (error bars indicate 1 SEM). Control data are presented for
cells from the left and right DCN. Trauma data are presented for cells
from the ipsilateral (left/exposed ear) and contralateral
(right/unexposed ear) DCN. The number of units in each classification
is shown below the x-axis. There was a significant
difference in spontaneous activity between trauma fusiform cells
(Trauma-Ipsi and Trauma-Contra) and
control fusiform cells (Control L and Control
R), with no significant hemilateral differences.
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The dynamic range and slope of the rate-intensity functions (RIFs) of
putative fusiform cells in trauma animals was significantly elevated at
1 kHz compared with that of controls (Fig.
5). The effect was bilateral, but much
more pronounced for ipsilateral cells (all intensities, re
controls, t = 5.074; df = 342; p = 0.0000006), than contralateral cells (all intensities, re controls, t = 2.60; df = 198; p = 0.010). A
similar significant RIF elevation was obtained at the CF of the neurons
(ipsilateral all intensities re controls, t = 4.998, df = 395, p = 0.00000087; contralateral re
controls, t = 1.616, df = 230, p = 0.107). At other frequencies tested, there were no significant RIF
differences between trauma (ipsilateral or contralateral) and control
putative fusiform cells (Fig. 6). The
absolute threshold of the cells was unaffected by trauma (measured at
CF, trauma ipsilateral vs control; p = 0.995). However,
trauma significantly increased the mid-range (10-40 dB, re threshold)
slope of the 1 kHz RIF (trauma ipsilateral slope = 1.69 vs control
slope = 0.81; t = 2.491; df = 43;
p = 0.017) as well as the maximum spike rate at 1 kHz
(trauma ipsilateral max. = 105.7 vs control max = 73.6;
t = 2.318; df = 49; p = 0.025). The effect of acoustic trauma on putative fusiform cell intensity encoding was, therefore, to increase the dynamic range of the response
of the cell to particular stimuli.

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Figure 5.
RIFs for 1 kHz (left panel)
and CF (right panel) tones. RIFs are shown for
putative fusiform cells from the ipsilateral (Ipsi) and
contralateral (Contra) DCN of trauma-exposed animals, as
well as controls (left and right
combined; error bars indicate 1 SEM). The 1 kHz RIF of ipsilateral
cells and contra cells was significantly elevated above that of
controls, with the ipsilateral effect much more pronounced than the
contralateral effect. The CF RIF of ipsilateral cells was significantly
elevated above that of control cells as well as that of contralateral
cells. The CF RIF of contra cells were not significantly different than
that of controls. The number of cells contributing to each function is
shown in the key. These electrophysiological results parallel the
psychophysical results depicted in Figure 3.
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Figure 6.
RIFs for stimuli other than 1 kHz tones. RIFs are
shown for putative fusiform cells from the ipsilateral
(Ipsi) and contralateral (Contra) DCN of
trauma-exposed animals, as well as controls (left and
right combined; error bars indicate 1 SEM). There were
no significant differences between the ipsilateral, contralateral, and
control functions. The number of cells contributing to each function is
shown in the key.
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It should be noted that the RIF results parallel the psychophysical
results: a significant difference between the trauma and non-trauma
discrimination functions was obtained only at 1 kHz; similarly, a
significant difference between trauma and non-trauma RIFs was obtained
at 1 kHz. RIF and discrimination functions for other stimuli were not
significantly different between the groups, with the exception of CF
RIFs, which have no psychophysical equivalent. Furthermore, there was a
positive rank-order correlation between the psychophysical evidence of
tinnitus (R) in the trauma animals, and the maximum
spike rate to 1 kHz of putative fusiform cells recorded from those
animals ( = +0.60).
Electrophysiological evidence supporting a tinnitus hypothesis was
confined to the putative DCN fusiform cells. There were no significant
electrophysiological differences between control and trauma cells
classified as nonfusiform.
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DISCUSSION |
The physiological basis of tinnitus is unknown. Most current
theories of tinnitus (Tonndorf, 1987 ; Jastreboff, 1990 ; Penner and
Bilger, 1995 ; Romand and Avan, 1997 ; Levine, 1999 ; Kaltenbach and
Afman, 2000 ) invoke basic mechanisms of cochlear and auditory brainstem
neurophysiology and do not require the presence of "higher order"
cognition. On this basis there is no a priori reason animals cannot experience tinnitus. Nonverbal subjects should be quite capable
of perceiving what is likely to be a primitive sensation.
Central factors in tinnitus
Despite the likely importance of peripheral factors, central
processes must also significantly contribute to the sensation of
tinnitus (Burns, 1984 ; Meikle, 1995 ). For example, human imaging studies have indicated widespread central activation during tinnitus episodes (Lockwood et al., 1998 ). It is not uncommon for humans to
experience profound tinnitus after cochlear deafferentation either from
ablation of the end organ or after bilateral eighth nerve transection
(Anari et al., 1999 ). Although more than one brain area may contribute
to the generation of tinnitus, a variety of circumstantial evidence
points to the DCN as an area of considerable relevance. Tinnitus in
humans often results from acoustic trauma (Loeb and Smith, 1967 ). In
animals, acoustic trauma has been associated with a variety of
pathological changes in the DCN (Caspary et al., 2001 ). Zhang and
Kaltenbach (1998) and Kaltenbach and Afman (2000) reported increased
DCN multiunit activity in rats and hamsters after acoustic trauma.
Conditions other than trauma that commonly produce tinnitus in humans,
such as salicylate ototoxicity, have been shown to affect GABA activity
in the inferior colliculus of rats (Bauer et al., 2000 ); the inferior
colliculus being a primary target of DCN fusiform cells (Beyerl,
1978 ).
DCN activity and tinnitus
Using an animal model, the present study suggests a direct
connection between chronic tinnitus, as indicated by psychophysical measurement, and significantly elevated output of the DCN, as indicated
by increased spontaneous activity and increased, frequency-specific, responses of cells displaying fusiform-like properties. Chronic tinnitus was induced by unilateral acoustic trauma, i.e., a single exposure to a 4 kHz tone at 80 dB (SPL), which produced a moderate temporary ipsilateral threshold elevation. Acoustic trauma in humans is
commonly associated with tonal tinnitus (Loeb and Smith, 1967 ; Atherley
et al., 1968 ). In the present study, chinchillas exposed to acoustic
trauma showed a significant bilateral elevation of putative DCN
fusiform cell spontaneous activity. Because the axons of DCN fusiform
cells provide the major ascending output of the DCN (Osen, 1972 ; Young,
1980 ; Romand and Avan, 1997 ), increased spontaneous activity would be
expected to affect higher auditory centers and could serve as the basis
of the subjective sound sensation perceived as tinnitus. These findings
support and extend the results of Kaltenbach et al. (1998) ,
which described increased multiunit activity in the DCN after acoustic
trauma (Kaltenbach et al., 1998 ; Zhang and Kaltenbach, 1998 ; Kaltenbach
and Afman, 2000 ). In the present study, not only were the putative DCN
fusiform cells shown to have significantly increased spontaneous
activity after trauma, but also enhanced evoked responses to stimuli at the frequency for which there was psychophysical evidence of tinnitus.
Bilateral DCN effects after unilateral noise exposure
In the present study there were bilateral changes in the response
properties of putative fusiform DCN neurons. Neurochemical and
immunocytochemical data indicate the likelihood of crossed inhibitory
connections between the cochlear nuclei, which appear to be glycinergic
(Cant and Gaston, 1982 ; Wenthold, 1987 ; Schofield and Cant, 1996 ;
Alibardi, 2000 ). Cant and Gaston (1982) reported connections between
the dorsal and ventral cochlear nuclei projecting to the contralateral,
anteroventral, and posteroventral cochlear nucleus, as well as to the
DCN fusiform layer. Schofield and Cant (1996) described labeled boutons
that made contacts in the contralateral fusiform cell and deep layers
of the DCN. Potashner et al. (2000) found that unilateral manipulation
of peripheral input altered glycine uptake, release, and strychnine
binding in both the contralateral and ipsilateral DCN. Plastic changes
in one cochlear nucleus are therefore likely to effect either direct or
indirect changes in the contralateral cochlear nucleus. Furthermore, it
is common for humans with unilateral hearing loss to experience
tinnitus as a balanced bilateral sensation, i.e., a "center of the
head" phenomenon.
Tinnitus versus hearing loss
It is important to note that the frequency-specific psychophysical
and electrophysiological consequences of unilateral trauma at 4 kHz did
not parallel the transient ABR threshold shifts caused by the trauma.
In the present study, both psychophysical and single-unit electrophysiological data indicate a maximum effect of acoustic trauma
at 1 kHz, considerably lower than the frequency of the trauma stimulus.
When acute tinnitus is experimentally induced in human subjects using
acoustic trauma, the resulting tinnitus is typically tonal, although
its pitch has been reported to be quite variable. When the trauma
stimulus was a pure tone, tinnitus frequency tended to be higher than
the trauma frequency (Loeb and Smith, 1967 ), whereas 1/3-octave band
noise produced tinnitus that was of lower frequency than the trauma
stimulus (Atherley et al., 1968 ). In the present study, the maximum
temporary unilateral threshold elevation, caused by ipsilateral trauma
at 4 kHz, appeared between 6 and 8 kHz (Fig. 1). A similar pattern of
hearing loss after acoustic trauma has been reported in chinchillas
(Salvi et al., 1982 ) and in humans (Ward, 1973 ). The psychophysical and electrophysiological results of the present study therefore correspond to results reported by other laboratories. The present results can be
parsimoniously explained by the presence of tinnitus: the auditory
discrimination of subjects in the trauma group was affected by a
trauma-induced chronic tinnitus with characteristics similar to that of
a 1 kHz tone. Because subjects were trained to discriminate between the
presence of an auditory signal and absence of a signal (0 dB SPL), when
a signal was detected, subjects responded and did not suppress. More
discriminable signals elevate responding toward the baseline
R value of 0.5. It seems reasonable to assume that subjects
with an internal signal (tinnitus) matching an external signal respond
to the combined signals. The consequence would be an upward shift of
the discrimination function for the objective signal matching the
tinnitus. In the present study, that shift was at 1 kHz (Fig. 3).
Putative DCN fusiform cells reflected this as well with an increase in
the dynamic range of their intensity response to 1 kHz stimuli (Fig.
5).
Tinnitus versus hyperacusis
Does the upward shift of the 1 kHz discrimination functions in the
trauma-exposed chinchillas reflect tinnitus or hyperacusis without
tinnitus? Tinnitus in humans is often accompanied by hyperacusis (US,
1967). However, hyperacusis in humans is typically not restricted to a
single frequency, and the hyperacusis of tinnitus patients is not
restricted to the frequency match of their tinnitus (Anari et al.,
1999 ). In the present experiment, the psychophysical consequence of
trauma appeared at a single frequency, unlike typical hyperacusis. Furthermore, it has been shown that changing the design of the animal
experiments, inducing tinnitus before initial training (Jastreboff et
al., 1988 ; Bauer and Brozoski, 2001 ), downshifts the discrimination
functions. In this alternative paradigm, tinnitus serves as a signal
for suppression rather than responding (whereas in the present design
silence served as the signal for suppression). Therefore, hyperacusis
alone does not provide a satisfactory explanation of the present results.
DCN mechanisms and tinnitus
Chronic tinnitus may result from loss of glycinergic inhibition
within the DCN stemming from a trauma-induced loss of DCN afferent
input (Caspary et al., 2001 ). Results in the present study are
consistent with a loss of glycinergic inhibition onto fusiform cells in
the DCN. The observed shift in the RIF is similar to observations of
iontophoretic blockade of glycine receptors onto fusiform cells (Davis
and Young, 2000 ). Potashner et al. (2000) reported "a long-lasting
decline in the electrically evoked release of
[14C]Gly" bilaterally in the DCN of
guinea pigs after unilateral cochlear ablation. This loss of inhibitory
function in the DCN may increase DCN output above pretrauma levels. The
increase in afferent auditory activity could result in the sensation of tinnitus.
Many experiments have shown that cochlear trauma results in decreased
activity of primary afferents to the cochlear nuclei (Salvi et al.,
1982 ; Dancer et al., 1992 ). Paradoxically and consistent with the
present hypothesis, Boettcher and Salvi (1993) reported increased
ventral cochlear neural responses in PST histograms after a 3-5 min
pure tone exposure in chinchilla neurons displaying inhibition. Recent
studies report age-related shifts in RIFs, similar to changes found in
the present study, recorded from rat fusiform cells (Schatteman et al.,
2000 ). A variety of experiments have shown that cochlear trauma results
in increased neural activity at various loci along the central auditory
pathway (Willott and Lu, 1981 ; Salvi et al., 1990 ; Szczepaniak and
Moller, 1996 ; Wang et al., 1996 ; Syka and Rybalko, 2000 ). The present
experiment extends those findings by establishing a connection between
moderate acoustic trauma, increased putative fusiform cell activity in the DCN, and chronic tinnitus. Future experiments will have to demonstrate that augmented DCN fusiform cell activity is necessary for
the expression of tinnitus.
 |
FOOTNOTES |
Received Dec. 28, 2001; revised Dec. 28, 2001; accepted Jan. 2, 2002.
This work was supported by National Institutes of Health Grants
DC96-003 and DC00-151. We thank Andrew Feltovich for assistance in data analysis.
Correspondence should be addressed to T. J. Brozoski, Department
of Surgery, Division of Otolaryngology, Head and Neck Surgery, 801 North Rutledge, Southern Illinois University School of Medicine, Springfield, IL 62702. E-mail: tbrozoski{at}siumed.edu.
 |
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