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The Journal of Neuroscience, April 1, 2002, 22(7):2894-2903
Conservation of Spatial Memory Function in the Pallial Forebrain
of Reptiles and Ray-Finned Fishes
Fernando
Rodríguez,
J. Carlos
López,
J.
Pedro
Vargas,
Yolanda
Gómez,
Cristina
Broglio, and
Cosme
Salas
Laboratorio de Psicobiología, Universidad de Sevilla, 41005 Seville, Spain
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ABSTRACT |
The hippocampus of mammals and birds is critical for spatial
memory. Neuroanatomical evidence indicates that the medial cortex (MC)
of reptiles and the lateral pallium (LP) of ray-finned fishes could be
homologous to the hippocampus of mammals and birds. In this work, we
studied the effects of lesions to the MC of turtles and to the LP of
goldfish in spatial memory. Lesioned animals were trained in place, and
cue maze tasks and crucial probe and transfer tests were performed. In
experiment 1, MC-lesioned turtles in the place task failed to
locate the goal during trials in which new start positions were used,
whereas sham animals navigated directly to the goal independently of
start location. In contrast, no deficit was observed in cue learning.
In experiment 2, LP lesion produced a dramatic impairment in goldfish
trained in the place task, whereas medial and dorsal pallium lesions
did not decrease accuracy. In addition, none of these pallial lesions
produced deficits in cue learning. These results indicate that lesions to the MC of turtles and to the LP of goldfish, like hippocampal lesions in mammals and birds, selectively impair map-like memory representations of the environmental space. Thus, the forebrain structures of reptiles and teleost fish neuroanatomically equivalent to
the mammalian and avian hippocampus also share a central role in
spatial cognition. Present results suggest that the presence of a
hippocampus-dependent spatial memory system is a primitive feature of
the vertebrate forebrain that has been conserved through evolution.
Key words:
spatial memory; place learning; pallial forebrain; hippocampus; medial cortex; hippocampal pallium; brain evolution; reptiles; turtles; teleost fish; goldfish; amniotes; ray- finned
fishes
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INTRODUCTION |
The vertebrate forebrain shows an
impressive range of adaptation and morphological variation among
species (Northcutt, 1995 ; Butler and Hodos, 1996 ; Nieuwenhuys et al.,
1998 ). One major variation is found in the telencephalon of the
actinopterygian fish (for instance, teleost fish), which undergoes a
process of eversion during embryonic development, relative to the
telencephalon of other vertebrates (for instance, amniotes), which
develops by a process of evagination (Nieuwenhuys, 1963 ; Northcutt and
Braford, 1980 ) (see Fig. 1). These different developmental processes
produce notable morphological divergence, mainly, paired telencephalic hemispheres with internal ventricles in non-actinopterygians, which
contrast with the massive telencephalic hemispheres flanking a single
ventricular cavity in the actinopterygian radiation. Nonetheless,
neuroanatomical findings reveal that the telencephalon of the
actinopterygian and the non-actinopterygian vertebrates shows a
comparable basic pattern of organization. As in amniotes, the
telencephalon of ray-finned fishes consists of a dorsally located
pallial mantle and subpallial regions (Northcutt, 1981 ). In addition,
increasing neuroanatomical evidence indicates that the main
subdivisions of the pallium in the actinopterygian telencephalon may be
homologous to various pallial areas in amniotes, including a region
possibly homologous to the hippocampal pallium (Northcutt and
Braford, 1980 ; Nieuwenhuys and Meek, 1990 ; Braford, 1995 ; Northcutt,
1995 ; Butler, 2000 ; Vargas et al., 2000 ).
In mammals and birds, the hippocampus is critical for map-like or
relational memory representations of allocentric space (O'Keefe and
Nadel, 1978 ; Sherry and Duff, 1996 ; Bingman et al., 1998 ; Burgess et
al., 1999 ; Eichenbaum et al., 1999 ). In these vertebrate groups,
lesions to the hippocampal formation produce selective impairments in
spatial tasks that require the encoding of relationships among multiple
environmental features (place learning) but not in tasks that require
approaching a single cue or simple nonspatial discriminations (Morris
et al., 1982 ; Gaffan and Harrison, 1989 ; Sherry and Vaccarino, 1989 ;
Fremouw et al., 1997 ). Although spatial capabilities similar to those
described in mammals and birds have been described recently also in
reptiles (López et al., 2000c , 2001 ) and teleost fish
(Rodríguez et al., 1994 ; López et al., 1999 , 2000a ), data
regarding the neural mechanisms underlying spatial cognition in
vertebrates other than mammals and birds are still primarily
lacking. For the present work, we selected a species representative of
the amniote (evaginated) forebrain pattern, the painted turtle, and
another representative species possessing the actinopterygian (everted)
forebrain pattern, the goldfish, to investigate whether the reptilian
medial cortex (MC) and the teleost lateral telencephalic
pallium, both proposed as homologs to the hippocampus on the basis of
neuroanatomical evidence, are selectively involved in spatial memory.
With this aim, in a first experiment, we evaluated the effects of
lesions to the medial cortex of turtles in place and cue maze
procedures. In a second experiment, we analyzed the effects of lesions
to the lateral (LP), dorsal (DP), or medial (MP) pallium of goldfish in
similar place and cue tasks.
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MATERIALS AND METHODS |
Experiment 1: spatial memory deficits after medial cortex lesion
in turtles
The reptilian medial cortex is considered homologous to the
hippocampal formation of mammals and birds on the basis of anatomical and physiological evidence (Northcutt, 1981 ; Schwerdtfeger and Smeets,
1988 ; Ulinski, 1990 ; Muñoz et al., 1998 ; Nieuwenhuys et al.,
1998 ). In addition, turtles, like mammals and birds, have place-memory
capabilities, based on map-like or relational memory representations of
the allocentric space. For example, turtles trained in standard place
tasks were able to navigate with accuracy to the goal from unfamiliar
start points, adopting spontaneously novel routes to the goal, and
their performance was also resistant to a partial loss of relevant
environmental information (López et al., 2000c , 2001 ). In mammals
and birds, these spatial cognition capabilities are based on the
hippocampal function (O'Keefe and Nadel, 1978 ; Sherry and Duff, 1996 ;
Bingman et al., 1998 ; Burgess et al., 1999 ). Thus, if the cognitive
mapping capabilities herein described in turtles are homologous to
those described in mammals and birds, they should be based on the
medial cortex function. To test this possibility, medial
cortex-lesioned and sham-operated (Sh) turtles were trained in place,
cue, or control maze procedures. Also, probe and transfer tests were
performed to analyze the spatial strategies used by each group to solve
their respective tasks.
Subjects
The subjects were 48 painted turtles (Pseudemys
scripta), 10-12 cm in shell length. For 2 months before the
experiments, turtles were housed in small groups in 200 l glass
aquaria containing a 20 × 20 cm dry platform, with aerated
filtered water (24 ± 1°C). Animals were kept on a 14/10 hr
light/dark cycle and were fed twice per day. Two days before the
experiment, the animals were deprived of any food. Throughout the
experiment, the animals consumed only the food sticks they obtained in
the daily session. Each stick consisted of ~20 mg of dry food
(TetraPond; Ulrich Baemsch GmbH, Melle, Germany). Use and handling of
the animals were under the guidelines established by Directive
86/609/CEE of the European Community Council and the Spanish Real
Decreto 223/1988.
Apparatus
The apparatus, experimental room, and general procedures were
similar to those used in previous studies (Rodríguez et al., 1994 ; Salas et al., 1996b ; López et al., 2000a ,c ). Briefly, the apparatus was an elevated four-arm maze (each arm was 75-cm-long) made
out of Perspex, with transparent walls and a white opaque floor. Only
three of the arms were used for the training and probe trials, whereas
the four arms of the maze were used during the transfer trials (TTs).
For each trial, the start position was blocked off by a 20-cm-high
opaque Perspex guillotine door placed 16 cm from an arm end and
controlled at a distance by a hand-operated device. The access to the
arm not used in each training trial was blocked by means of a
15-cm-high removable barrier. Before every session, the maze was filled
with aerated and filtered water at 24 ± 1°C to a depth of 3 cm
to facilitate the displacements of the animal. The maze was placed, at
a height of 50 cm, in the center of a room measuring 4.8 × 5 × 3.1 m that presented abundant distal visual cues distributed all
around. To exclude the possible use of uncontrolled intramaze cues, the
maze was randomly rotated between the experimental sessions. When
necessary, the maze could be surrounded by a gray curtain that hung
from ceiling to floor, thus excluding the use of the extramaze visual cues.
For each training trial, removable feeders were fixed to the floor of
the maze at a distance of 5 cm from the end of each of the two
accessible arms. The goal arm was the one containing the baited feeder.
These feeders consisted of 4-cm-high dark food cups presenting a
1.5-cm-deep cavity at the top, in which a food stick could be hidden.
The food was not visible, but the turtle removed it by lifting the head
over the feeder.
During the trials, the observer remained in an adjacent enclosure, from
which he controlled the guillotine doors of the maze and observed the
behavior of the turtles through a small opening.
Behavioral procedure
Pretraining. Before the experiment, turtles were
pretrained during 2 consecutive days to obtain food from the feeder.
With this aim, the turtles were individually placed in a small aquarium (40 × 30 × 30 cm) provided with a food cup, identical to
those to be used during training trials, that was successively baited with a food pellet until the subject consumed three pellets. This aquarium was placed in a room adjoining the experimental room. These
sessions were followed by 2 hr preexposure sessions, in which each
subject was individually placed in the experimental room and allowed to
freely explore the maze. The food holders and the barriers were removed
from the maze during these sessions. After the pretraining period, the
animals were deprived of any food for 2 d before the experiment proper.
Training. Turtles were randomly assigned to one of the
following experimental training procedures: place task, cue task, and control task. One-half of the place and cue animals had MC
lesion and the other one-half were Sh, whereas the control group
animals were all unoperated. The final distribution of the turtles in the different groups was as follows: in the place task, MC,
n = 9 and Sh, n = 10; in the cue task,
MC, n = 9 and Sh, n = 10; and in the
control task, n = 10.
Place task. In this task, two opposite start positions were
used in a pseudorandom order (southwest arm, 50%; northeast arm, 50%), but the goal arm remained always in the same place in the room
throughout the experiment. No fixed-turn strategy was adequate to solve
this task, given that the animals were required to make a left or right
turn, depending on the start position. The location of the goal was
counterbalanced within the turtles trained in this procedure, so that
one-half of the animals were trained to obtain the reward in the
northwest arm and the remaining animals obtained the reward on the
southeast arm.
Cue task. In this task, the turtles always obtained the
reward in the arm presenting a conspicuous intramaze visual cue
consisting of a red removable panel (14 × 22 cm), fixed at the
end of the goal arm. For each training trial, goal location was
assigned in a pseudorandom order between the two possible positions
(50% each), so extramaze cues were irrelevant to task solution. Thus, in this procedure, the goal could be found by reference to an intramaze
beacon but not to more distant landmarks. In addition, two opposite
start arms were used pseudorandomly (50% each).
Control task. In this task, the animals were trained to find
reward in two possible unsignaled goal locations that varied in a
pseudorandom order across trials (50% each). Also, the animals in this
group were released pseudorandomly from either of two opposite start
arms (50% each) for each trial. This procedure was designed to control
the possibility that the animals could find the reward by attending to
odor traces or other uncontrolled variables.
The turtles were individually trained in daily three-trial sessions. To
begin each trial, the animal was carefully placed in the start box of
the maze and confined there for 15 sec. Then, the guillotine door was
raised and lowered after the animal left the start box, allowing the
animal to perform free displacements in the accessible arms. A choice
was recorded when the animal traveled 15 cm into the selected maze arm.
A trial was considered correct only when the first choice was correct.
The subject remained in the maze until the reward had been consumed
(correction procedure) or until 15 min had elapsed. At the end of each
trial, the animal was gently removed from the maze and returned to the
home aquarium for a 30 min intertrial interval. Error choices and time
used to obtain the reward were also recorded. A learning criterion of
13 correct trials of 15 (86% correct over five consecutive sessions)
was established.
Transfer and probe tests. When the animals reached the
criterion, additional postcriterion sessions were conducted, during which the non-reinforced probe and transfer trials were interspersed in
a pseudorandom order between training trials. During transfer and probe
trials, the feeders were removed from the maze; thus, reinforcement was
not available. On any given session, only one transfer or probe trial
was performed, and at least three training trials were conducted
between either two probe or transfer trials.
Transfer trials. Different TTs in which the animals started
from novel start positions were conducted. These trials were designed to study whether the turtles trained in the place procedure solved the
task on the basis of place strategies, i.e., to study whether the
animals show the capability to reach the goal regardless of start
position, and whether they are able to adopt novel routes to the goal.
In these transfer trials, the maze was displaced within the room in
such a way that novel start locations, never used during training, were
used. In each TT, the end of one of the arms occupied the same place in
the room in which the animals obtained the reward during training
trials. For the turtles in the cue procedure, the TTs were similar to
those used in the place procedure, except that the intramaze cue
signaling the baited arm during training trials was maintained. In the
cue procedure, TTs were conducted to test whether the turtles solved
the task by means of a guidance strategy, approaching the intramaze cue directly associated to the goal. During TTs, all of the maze arms remained opened, enabling the animals to choose freely among all of
them (so, in these trials, chance level was 33.3%). For each animal,
18 TTs were conducted.
Probe trials. Three types of probe trials, consisting of the
complete or partial exclusion of the visual cues, were conducted. These
tests were aimed to determine the relevance of the experimental visual
cues for the MC and Sh turtles trained in the place and the cue tasks.
Probe trials type 1 (PT1) consisted of eliminating every extramaze cue
by surrounding the entire maze with a gray curtain. In probe trials
type 2 (PT2) and type 3 (PT3), the curtains concealed only one-half of
the extramaze distal cues, whereas the other one-half of the
experimental room remained uncovered. In PT2, only those extramaze cues
placed in the proximity of the goal were occluded, and, in PT3, the
most distant extramaze visual cues relative to goal location were
excluded. For the turtles trained in the cue task, the intramaze visual
cue that signaled directly the baited feeder during training trials was
maintained. An additional probe test (PT4) consisting of the removal of
the single intramaze visual cue associated to the goal was conducted for the turtles trained in the cue task. Similar to training trials, two start positions (50% each one) were used randomly during probe trials. Four probe trials of each type were conducted for each animal.
Surgery. Turtles were anesthetized with tricaine
methanesulfonate (MS222) (0.6 mg/kg body weight; Sigma, St. Louis, MO)
and placed in a stereotaxic apparatus. The scalp was surgically
cleaned, incised, and retracted, and 10 small burr holes (0.5 mm in
diameter) were drilled in the skull for bilateral penetrations of
electrodes. Xilocaine anesthetic was administered along the incision
borders. Electrolytic lesions were produced delivering 0.5 mA for 30 sec, by monopolar electrodes stereotaxically placed at the following coordinates in each hemisphere (anterior, ventral, and lateral, respectively): 0.4, 2, and 1.4; 1.4, 2, and 1.4; 2.4, 2, and 0.7; 3.4, 1.5, and 0.6; and 4.4, 1.5, and 0.5 (corrected coordinates from the
turtle brain atlas of Powers and Reiner, 1980 ). After surgery, the
scalp was sutured. Sham operations were performed exactly in the same
way except that no current was passed through the electrode. Subjects
were allowed to recover for 1 week before training.
Histology. On completion of behavioral testing, turtles were
perfused transcardially with a fixative solution (10% formalin in 0.1 M PBS). The brains were removed from the skull,
inspected for an initial evaluation of damage, sectioned at 40 µm in
the coronal plane, and Nissl stained for detailed histological
analysis. The extent of damage was determined for each animal by
reconstructing the location and extent of the lesion on the plates of
the turtle brain atlas (Powers and Reiner, 1980 ).
Experiment 2: spatial memory deficits after lateral pallium lesion
in goldfish
Like amniotes, teleost fish are able to use place strategies to
navigate to a goal by means of encoding its spatial relationships with
a number of landmarks in a map-like, allocentric representation that
provides a stable frame of reference (Rodríguez et al., 1994 ;
López et al., 1999 , 2000a ). Thus, goldfish trained in
place-learning tasks are able to reach the goal even when novel start
positions are used, and they have to adopt shortcuts and novel routes
in absence of local cues. Moreover, goldfish can use a number of widely
distributed visual cues to solve spatial tasks by encoding the whole
spatial arrangement, such that none of those cues is essential by
itself to locate the goal. In addition, the complete telencephalon
ablation in goldfish, like hippocampal lesions in mammals and birds,
produces a severe deficit in a variety of spatial tasks that require
the use of mapping strategies but not in tasks requiring cue guidance
(Salas et al., 1996a ,b ; López et al., 2000a ,b ). These data are
particularly interesting, because they open the possibility to identify
the particular pallial areas underlying spatial cognition in teleost
fish. Because of the eversion process that takes place during
development in teleosts (i.e., the pallial or dorsal portion of the
embryonic prosencephalic wall curves laterally) (Fig.
1), the telencephalic area that occupies a topological position compatible with the amniote medial pallium or
hippocampus is the lateral pallium (Northcutt and Braford, 1980 ;
Nieuwenhuys and Meek, 1990 ; Nieuwenhuys et al., 1998 ; Butler, 2000 ). In
the present experiment, we studied the effects of selective pallial
lesions on goldfish spatial memory by means of a place-learning procedure similar to that described for experiment 1.

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Figure 1.
Schematic representation of the process of
evagination and inversion that occurs in the telencephalon of
non-actinopterygian vertebrates during embryonic development compared
with the process of eversion or bending outward that occurs in
actinopterygians. In tetrapods and many fishes, the evagination of the
dorsolateral prosencephalic wall produces paired telencephalic
hemispheres with internal ventricles. In actinopterygian fish, in
contrast, the pallial or dorsal portion of the embryonic prosencephalic
wall curves laterally, producing two massive hemispheres flanking a
single ventricular cavity. P1, P2, and
P3 correspond to the three main subdivisions of the
pallium.
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Subjects
The subjects were 55 goldfish (Carassius auratus)
12-14 cm in length. For 2 months before the experiments, goldfish were
housed in small groups in 200 l glass aquaria with aerated
filtered water (20 ± 1°C). Animals were kept on a 14/10 hr
light/dark cycle and were fed twice per day. Two days before the
experiment, the goldfish were deprived of any food. Throughout the
experiment, the animals consumed only the food sticks they obtained
during the training session. Each stick consisted of ~20 mg of dry
food (TetraPond; Ulrich Baemsch GmbH).
Apparatus
The apparatus and experimental room were the same used in
experiment 1, but the maze was filled with aerated and filtered water
at 20 ± 1°C to a depth of 15 cm. In this experiment, the feeders consisted of removable curved glass bars (5-cm-high) with a
dark latex tube inserted at the end, which could hold one stick of
food. This food was not visible, and the fish took it out by suction.
The feeders were fixed to the floor of the maze at a distance of 5 cm
from the end of each of the two accessible arms. The goal arm was the
one containing the baited feeder.
Behavioral procedure
Pretraining. Before the experiment, goldfish were
pretrained during 2 consecutive days to obtain food from an
experimental feeder that was rebaited until the fish consumed five
pellets. The feeder was placed in an aquarium (40 × 30 × 30 cm) located in a room adjoining the experimental room. After this, the
fish were placed in the experimental room for free maze exploration during 2 hr. After this pretraining period, the goldfish were deprived
of any food for 2 d before the experiment proper.
Place and control tasks. The general training procedure was
the same described for experiment 1. Goldfish were randomly assigned to
one of the following procedures: place task (n = 47) or
control task (n = 8). These tasks were the same as for
experiment 1. Animals trained in the place procedure were randomly
assigned to one of the following surgical groups: lateral (LP;
n = 11), dorsal (DP; n = 9), or medial
(MP; n = 9) pallial lesions, complete ablation of both
telencephalic hemispheres (Tel; n = 10), or sham
operated (Sh; n = 8). The animals in the control group
were unoperated.
The animals were individually trained in daily five-trial sessions
according to the procedure described for experiment 1. To begin a
trial, the fish was gently placed in the start box by a small net and
confined there for 15 sec. Then, the guillotine door was raised (and
lowered after the fish left the start box). A choice was recorded when
the tail of the fish crossed the entrance of an arm. A trial was
considered correct only when the first choice was correct. As for
experiment 1, a correction procedure was used. Once the trial was
finished, the animal was removed from the maze and placed into the home
aquaria for a 30 min intertrial interval. A learning criterion of 21 correct trials of 25 (84% correct over five consecutive sessions) was
established. When the animals reached the learning criterion, 12 additional postcriterion sessions were conducted, during which the
transfer trials were interspersed. Then, surgery was performed, and,
after a recovery period of 5 d, 12 additional postsurgery
retraining sessions were conducted during which transfer trials were
also interspersed.
Transfer tests. TTs in which the animals started from novel
start positions were interspersed in a pseudorandom order, between presurgery postcriterion trials and postsurgery retraining trials. These trials were conducted in the same way as described for experiment 1. For each animal, 24 TTs were conducted, 12 before surgery and 12 after surgery. On any given session, only one TT was performed, and at
least four training trials were conducted between either two transfer trials.
Cue task. After postsurgery retraining in the place task,
goldfish were trained in a cue-learning task in a different maze and
room. The apparatus and procedure used in this task were similar to
those used in previous studies (Salas et al., 1996a ; López et
al., 1999 , 2000b ). Briefly, goldfish were trained in daily 25-trial
sessions to exit from a box maze (40 × 40 × 25 cm) made out
of dark gray polyvinyl chloride with two start boxes and two exit doors, placed in an aquarium (1 × 1 m) filled with
water to a depth of 20 cm. On each trial, one of the doors was blocked by a transparent glass barrier, leaving the other as the only exit
(goal). The location of the exit varied pseudorandomly (50% each)
across trials, but it was always signaled by two stripped panels of
20 × 25 cm (cue) that surrounded the goal, so correct choices
involved an alternation of turns. To begin each trial, the goldfish was
carefully placed in one of the start compartments with free access to
the maze and left there until it passed through the goal (correction
procedure). An error was scored when the fish bumped against the glass
barrier, and a correct choice was scored when its head passed through
the exit. A trial was considered correct only when the first choice was
correct. An acquisition criterion of 20 correct trials of 25 (80%) was
established. When the animals reached the criterion, a cue removal test
was conducted. This test consisted of 10 additional trials in which the
cue was removed, but all other procedural details remained unchanged. This procedure tested the reliance of the fish on the stripped panels
for performance and for the possibility that the fish could detect
directly the glass barrier.
Surgery. The telencephalic pallium lesions were produced by
aspiration according to the methods described previously (Salas et al.,
1996a ,b ; López et al., 2000a ,b ). Goldfish were anesthetized by
immersion in a solution 1:20,000 of MS222 (Sigma) and then were
immobilized in a surgical chamber with constant flow of aerated water
through the gills. The concentration of anesthetic in the water was
kept at 1:20,000 during surgery. The dorsal skin and skull were removed
carefully under visual control by means of a binocular microscope, and
the fatty tissue inside was aspirated to expose the brain. The sulcus
lateralis, sulcus limitans telencephali, sulcus ypsiliformis, and the
anterior commissure were used as anatomical references to determine the
location and extension of the to-be aspirated nervous tissue. The
lesions were performed by means of a glass micropipette connected to a
manual vacuum system. After ablation, the piece of skull was returned
to its original position, fixed with cyanocrilate glue, and covered
with dental cement. Sham operations were performed exactly in the same way except that the nervous tissue was not injured. Animals were returned to their home tank after surgery and allowed a recovery period
of 5 d before being food deprived and returned to behavioral testing.
Histology. On completion of behavioral testing, goldfish
were deeply anesthetized with a solution 1:5000 of MS222 and perfused transcardially with a fixative solution (10% formalin in 0.1 M PBS). The brains were removed from the skull,
inspected for an initial evaluation of damage, sectioned at 40 µm in
the coronal plane, and Nissl stained for histological analysis. The
damage was determined for each animal by reconstructing the location and extent of the lesion on the plates of a goldfish brain atlas (Peter
and Gill, 1975 ).
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RESULTS |
Experiment 1
Place learning and MC lesion
Figure 2A shows
the learning curve of the turtles trained in the place procedure during
training sessions. No significant differences in any behavioral measure
were observed between the counterbalanced conditions during training
(Sh, F(1,8) = 0.20, p = 0.66; MC, F(1,7) = 0.47, p = 0.83); therefore, these data were collapsed to
calculate group percentages. The percentage of correct trials was near
chance level during the initial sessions of the experiment. With
training, both MC and Sh turtles progressively improved their accuracy
until they reached the criterion. ANOVA showed that MC and Sh
turtles in the place task did not differ in learning rate along
training (F(1,17) = 0.148, p = 0.7) (Fig. 2A). However, a
significant effect of the lesion appeared during TTs, in which new
start positions were used, and during probe tests (PT1, PT2, and PT3),
in which extramaze cues were occluded (see below).

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Figure 2.
Spatial memory deficits after medial cortex lesion
in turtles. A, Mean ± SEM percentage of correct
choices across training and during TTs and PTs for the turtles in the
place procedure. Note that, during TTs, all of the maze arms
were opened so that chance level was 33.3%. B,
Mean ± SEM percentage of correct choices across training and
during TTs and PTs in the cue procedure. For a description of the TTs
and PTs, see Materials and Methods. The maze diagrams show the training
procedure for the place and the cue tasks. White bars,
Sh; black bars, MC. *p < 0.05.
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The additional group of unoperated turtles (data not shown in Fig. 2),
which were trained in a control procedure to find reward in one of two
possible unsignaled goal locations that varied in a pseudorandom order
across trials, performed close to chance during the training sessions
(mean percentage correct, 44.72 ± 1.32%;
F(9,81) = 0.3282, p = 0.94). Thus, the possibility that turtles trained in the place and the
cue procedures might find the reward by direct vision, odor cues, or
other uncontrolled variables can be disregarded.
Transfer and probe tests
During TTs, in which new start positions were used, a significant
effect of the lesion appeared (t(17) = 4.28, p = 0.001) (Fig. 2A). Figure
3 shows the trajectories chosen by Sh and
MC turtles in the place procedure during the TTs, in which the maze was
displaced such that novel start locations, never used during training,
were used. Note that, in these TTs, the Sh turtles accurately navigated
toward the place in the room where the reward was located during
training trials, regardless of start position and trajectory to the
goal (F(2,18) values > 11.47, p values < 0.001). In the Sh group, no statistically
significant differences were found in the number of place choices to
the trained goal between the different transfer trials. Thus, these
animals showed a preference for the goal place, regardless of the start
position (F(2,18) values > 11.5, p values < 0.001) (Fig. 3A). In contrast,
the MC turtles trained in the same procedure were unable to do so. The TT results showed that the MC turtles trained in the place task navigated at an aimless-like manner every time a new start position was
used, given that the pattern of choices did not differ from a random
distribution (F(2,16) values < 1.54, p values > 0.25) (Figs. 2A,
3B).

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Figure 3.
Trajectories chosen by sham-
(A) and medial cortex lesioned-
(B) turtles in the place procedure during the
transfer trials, in which the maze was displaced within the room in
such a way that novel start locations, never used during training, were
used. The numbers and the relative
thickness of the arrows denote the
percentage of times that a particular choice was made. The position of
the maze during training trials is shown by dotted
lines. The dotted circles show the goal location
during training. The diagonal arrow and N at the
top right indicate north.
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Probe trials were conducted to analyze the relevance of the extramaze
visual cues for the solution of the place task. In PT1, in which every
extramaze visual cue was eliminated by surrounding the entire maze with
a gray curtain, the accuracy decreased to chance level (Sh,
t(9) = 0.31, p = 0.75;
MC, t(8) = 1.41, p = 0.195) (Fig. 2A), and the performance of both groups
did not differ (t(17) = 1.08, p = 0.29). In PT3, when the visual cues opposite to
goal location were excluded, the MC and Sh turtles showed a significant
preference for the trajectory to the place at which reward was
available during training trials (Sh,
t(9) = 4.99, p = 0.001; MC, t(8) = 4.43, p = 0.002) (Fig. 2A), and no
differences were found between both groups
(t(17) = 1.23, p = 0.23). However, a significant effect of the lesion was observed in PT2,
in which only those extramaze cues placed in the proximity to the goal were occluded (t(17) = 2.41, p = 0.027). Thus, whereas the Sh turtles successfully
located the goal despite the elimination of any subset of the extramaze
cues (t(9) = 4.74, p = 0.001), the MC turtles failed when the extramaze visual cues placed in the proximity of the goal were concealed
(t(8) = 0.35, p = 0.72) (Fig. 2A).
Cue learning and MC lesion
Figure 2B shows the learning curve of the
turtles trained in the cue procedure in which the goal location, which
varied across trials, was always signaled by a conspicuous intramaze
visual cue. No deficits were observed in the performance of the MC
turtles relative to the Sh animals in the cue task. Indeed, the MC
animals reached criterion faster than Sh animals
(F(1,17) = 10.8, p = 0.004), although no differences were observed in the accuracy level
during postcriterion trials (t(17) = 1.55, p = 0.26) (Fig. 2B).
Probe and transfer tests
The results of probe and transfer trials showed that the turtles
trained in the cue procedure consistently selected the trajectory leading to the maze arm containing the intramaze visual cue that signaled the goal during training trials, regardless of the place at
which the goal was located and whether or not the distal visual cues
were available. Thus, the complete occlusion of the extramaze visual
cues (PT1) did not impair the performance of any group (Sh,
t(9) = 0.56, p = 0.58;
MC, t(8) = 1.9, p = 0.93). In fact, no differences were observed between MC and Sh turtles
in any of the three types of distal visual cues occlusion tests: PT1, PT2, and PT3 (F(2,34) = 0.31, p = 0.73) (Fig. 2B). In contrast, the
removal of the single intramaze visual cue associated to the goal (PT4)
was sufficient to disrupt the performance of both groups (Sh,
t(9) = 2.67, p = 0.26;
MC, t(8) = 3.32, p = 0.01), and the choices did not differ from chance in these probe tests
(Sh, t(9) = 0.55, p = 0.59; MC, t(8) = 0.28, p = 0.78) (Fig. 2B). Also, during the
transfer trials in which novel start positions were used, the
animals consistently chose the arm signaled by the intramaze cue,
regardless of both start position and trajectory to the goal (Sh,
t(9) = 5.46, p < 0.001; MC, t(8) = 6.42, p < 0.001) (Fig. 2B).
Histology
Maximal and minimal extents of medial cortex lesions are
represented diagramatically in Figure 4.
Lesioned turtles had between 55 and 85% medial cortex removal.
Performance of the lesioned turtles did not vary with the extent of
medial cortex damage. Slight damage to the dorsal cortex and the dorsal
ventricular ridge was observed in two animals and was not related to
performance. In addition, the histological analysis did not reveal any
cerebral damage in the Sh animals.

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Figure 4.
The largest (gray shading)
and smallest (black shading) medial cortex lesions in
turtles reconstructed in coronal sections according to the atlas of
Powers and Reiner (1980) . ca, Central nucleus of the
amygdala; cn, core nucleus of dvr; d,
area d; dc, dorsal cortex; dvr, dorsal
ventricular ridge; gp, globus pallidus;
lnot, lateral nucleus of the olfactory tract;
ma, medial nucleus of the amygdala; mc,
medial cortex; ot, optic tract; pa,
paleostriatum augmentatum; pc, pyriform cortex;
ph, primordium hippocampi; pv,
periventricular nucleus of the hypothalamus; pt, pallial
thickening; r, nucleus rotundus; v,
ventricle.
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Experiment 2
Place learning and LP lesion
Goldfish trained in the place task learned to navigate accurately
to the goal. The performance of each lesion group during presurgery and
postsurgery training is shown in Figure
5A. No significant differences
in any behavioral measure were observed between the counterbalanced
conditions within each group during presurgery and postsurgery training
(F values < 4.2, p values > 0.08);
therefore, these data were collapsed to calculate group percentages.
The percentage of correct trials remained near chance levels for the
first sessions of the experiment (all
2(1) < 3.24, p values > 0.072). On subsequent sessions, every group
progressively improved their accuracy until they reached the learning
criterion. No differences in the learning rate of the different
groups were observed during presurgery training (F(4,42) = 1.63, p = 0.184) (Fig. 5A). As in experiment 1, the control group of
unoperated goldfish (data not shown in Fig. 5) trained in a random
procedure failed to find the reward and performed close to chance
across the training sessions (mean percentage correct, 50.12 ± 2.08%; F(6,42) = 0.47, p = 0.82). Thus, the possibility that goldfish in the
place task might find the reward by direct vision, odor cues, or other
uncontrolled variables can be disregarded.

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Figure 5.
Spatial memory deficits after lateral pallium
lesion in goldfish. A, Mean ± SEM percentage of
correct choices during presurgery and postsurgery training and transfer
trials for each group, in the place task. At the right
is shown the percentage of place responses during transfer trials in
which the maze was displaced within the room, in such a way that start
locations, never used during training, were used. B,
Mean ± SEM percentages of correct responses during training in
the cue procedure. At the right is shown the percentage
of correct responses in the cue removal test (probe test).
*p < 0.05.
|
|
After surgery, training was resumed for 12 retraining sessions. During
these sessions, ANOVA revealed a significant effect of the group factor
(F(3,126) = 3.35, p < 0.021). Post hoc Tukey's test revealed a significantly poor
performance for the goldfish with LP and Tel lesions (LP vs DP, MP, and
Sh, p values < 0.001; Tel vs DP, MP, and Sh,
p values < 0.001). The lesion to the lateral pallium
produced an impairment as severe as the complete ablation of the
telencephalon (F(1,19) = 1.05, p = 0.31) (Fig. 5A). Indeed, during
postsurgery training, the performance of the LP and Tel groups did not
differ from the performance of the animals trained in the control
procedure (F(6,78) = 0.66, p = 0.67). In contrast, no effect of the lesion was
observed in the MP, DP, and Sh groups (F(2,23) = 0.63, p = 0.55) (Fig. 5A).
Transfer tests
Transfer tests conducted during postcriterion presurgery training
showed that the goldfish were able to spontaneously choose the
appropriate trajectory toward the goal when new start positions were
used (Fig. 5A, white bars). In fact, animals in
all of the groups showed a preference for the goal place, regardless of
the start position (F values > 4.81, p
values < 0.026). No statistically significant differences were
found between the different groups in the number of place responses
during the presurgery transfer trials
(F(4,42) = 0.076, p = 0.98).
In contrast, remarkable differences were observed in the performance of
the different groups during postsurgery transfer trials. A significant
effect of the lesion was found in LP and Tel animals. The postsurgery
percentage of choice of the arm leading to the goal place decreased
significantly in LP and Tel groups relative to presurgery performance
(LP, t(10) = 4.18, p < 0.002; Tel, t(9) = 4.83, p < 0.001) and relative to the Sh, MP, and DP groups
(all p values < 0.009). No statistically significant
differences were observed between the LP and Tel groups
(t(19) = 0.36, p = 0.72). In fact, both groups showed a severe impairment in their ability to locate the goal from new start places (Figs. 5A,
black bars, 6). Interestingly,
goldfish in the MP, DP, and Sh groups accurately navigated toward the
goal place from each new start location after surgery and did not
present statistically significant differences relative to presurgery
performance (t values > 0.13, p values > 0.38). Similarly, no significant between-group differences were observed between MP, DP, and Sh animals in the TTs
(F(2,23) = 96.89, p = 0.75) (Fig. 5A).

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Figure 6.
Trajectories chosen by sham-
(A) and lateral pallium lesioned-
(B) goldfish during the transfer trials conducted
after surgery. The numbers and the relative
thickness of the arrows denote the
percentage of times that a particular choice was made. The position of
the maze during training trials is shown by dotted
lines. The dotted circles show the goal location
during training. The diagonal arrow and N at the
top right indicate north.
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Cue learning and LP lesion
After training in the place task, goldfish were trained in a
cue-learning task in a different maze and room. Animals in all of the
lesion groups accurately learned the cue task, and no between-group differences were observed (F(12,126) = 1.54, p = 0.11) (Fig. 5B). At the onset of
training, during the initial 10 trials of session 1, the choices of the
animals from all of the groups were distributed at random between the
goal door signaled by the intramaze visual cue and the incorrect door
(all 2(1) < 0.78, p values > 0.07). With training, goldfish in all of
the lesion groups improved their accuracy until they reached the
learning criterion. No differences in the learning rate of the
different groups were observed through the training sessions
(F(12,126) = 1.54, p = 0.117) (Fig. 5B). At the end of the experiment, every group
failed to find the goal in a cue removal test (t values > 2.54, p values < 0.038) (Fig. 5B). The
results of this test indicate that the fish did not perceive the glass barrier that blocked the incorrect door and that the sole relevant information to solve the task was that provided by the cue signaling directly the goal.
Histology
Histological analysis of the goldfish brain showed that the
lesions were homogeneous in size and location (Fig.
7). LP goldfish had between 64 and 89%
lateral pallium removal, DP animals had between 56 and 85% dorsal
pallium removal, and finally the MP goldfish had between 71 and 93%
medial pallium removal. According to the nomenclature of Nieuwenhuys
(1963) , the LP lesions damaged the ventral part of the lateral zone of
the area dorsalis (Dlv). The posterior zone of the area dorsalis (Dp)
and the most ventral part of the lateral division of the area dorsalis
(Dld) appeared damaged in some animals. Dorsal zone of the area
dorsalis (Dd) lesions included most of the dorsal division of the area
dorsalis pars medialis (Dmd) and Dd areas, as well as the most dorsal
part of Dld. The MP lesions damaged, nearly completely, the ventral region of area dorsalis pars medialis (Dmv), affecting in some cases
the most medial portion of the Dmd area. The area dorsalis pars
centralis (Dc) and the subpallial area ventralis pars dorsalis (Vd)
appeared intact or minimally damaged. Telencephalon-ablated brains
exhibited complete telencephalic tissue removal in all of the animals,
whereas preoptic and hypothalamic areas and optic tracts were entirely
spared.

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Figure 7.
The largest (gray shading)
and smallest (black shading) extent of the LP, DP, and
MP lesions in goldfish reconstructed in coronal sections according to
the atlas of Peter and Gill (1975) . ac, Anterior
commissure; Nt, nucleus taeniae; oc, optic
chiasm; V, area ventralis; Vl, area
ventralis pars lateralis; Vs, area ventralis pars
supracommissuralis; Vv, area ventralis pars
ventralis.
|
|
 |
DISCUSSION |
The most noteworthy result of the experiments reported here is
that, similar to the mammalian and avian hippocampus, the reptilian medial cortex and the lateral telencephalic pallium of the teleost fish
are both selectively involved in spatial memory. As discussed below,
these results have considerable comparative value and provide interesting insights about the evolution of the vertebrate forebrain. In addition, present functional data could contribute significantly to
clarify the identity of the pallial zones in ray-finned fishes, long
obscured during the past century.
Medial cortex and place learning in turtles
In the first experiment, turtles with lesions to the MC or
sham-operated animals were trained in a place procedure. Although all
of the turtles learned to reach the goal during training trials, the
probe and transfer tests revealed that the MC lesion produced a clearly
defined place-learning deficit. The MC turtles were unable to navigate
using the distributed array of extramaze visual cues. Whereas the Sh
turtles successfully located the goal despite the elimination of any
subset of the extramaze cues, the MC turtles failed when the extramaze
visual cues placed in the proximity of the goal were concealed (Fig.
2A). In addition, these animals failed to reach the
goal location from novel start positions, when navigation to the goal
involved the use of completely new path trajectories, as Sh turtles
accurately did (Fig. 3). The ability of the Sh turtles to spontaneously
use new routes or shortcuts without previous reinforcing experience and
to navigate directly to the goal regardless of partial losses of
relevant environmental information indicate that these animals have
encoded the spatial relationships among the various extramaze cues and
the goal in a map-like allocentric representation (López et al.,
2000c , 2001 ). In contrast, the MC turtles trained in the same procedure
solved the task by means of approaching a single distal visual cue or retinal snapshot that they associated with the goal (López et al., 2000c ). These data provide strong evidence regarding a cognitive mapping function of the medial cortex in turtles.
In addition, the data of the MC and Sh turtles in the cue procedure, in
which the goal location varied across trials but was always directly
signaled by a conspicuous visual cue, indicate that the impairment
shown by the MC turtles in the place task was not a general learning
impairment but was specifically related to allocentric spatial memory.
That is, like hippocampus-lesioned mammals and birds, the MC turtles
showed no deficit relative to the Sh animals in the cue task (Fig.
2B); indeed, the MC turtles learned this task faster.
The probe and transfer tests revealed that the turtles solved this task
on the basis of a guidance strategy, and the MC lesions did not impair
this kind of representation (for other tasks not impaired by MC lesions
in reptiles, see Powers, 1990 ). Thus, the effects of MC lesion in
turtles reported here are closely similar to those after hippocampal
damage in mammals and birds trained in comparable procedures, not only
in terms of the tasks that are impaired but also in those that are not impaired (Morris et al., 1982 ; Jarrard, 1983 ; McDonald and White, 1993 ;
Good and Macphail, 1994 ; Hampton and Shettleworth, 1996 ; Fremouw et
al., 1997 ) or even facilitated (Eichenbaum et al., 1988 ; M'Harzi and
Jarrard, 1992 ; White and McDonald, 1993 ; Strasser and Bingman,
1997 ).
The present results indicate that the reptilian medial cortex,
considered homologous to the hippocampal formation of mammals and birds
on basis of anatomical and physiological evidence (Northcutt, 1981 ;
Ulinski, 1990 ; Nieuwenhuys et al., 1998 ), also share a central role in
spatial cognition. The medial cortex-dependent allocentric spatial
learning and memory capabilities in reptiles closely parallel the
hippocampal spatial memory system described in mammals and birds,
suggesting that such a medial pallium-dependent memory system could be
a primitive feature in amniotes, that is, could have been present
already in the common reptilian ancestor of modern reptiles, mammals,
and birds that inhabited the earth in the Mesozoic era.
Lateral pallium and place learning in goldfish
In the second experiment, we analyzed the involvement of
particular subdivisions of the telencephalic pallium of the goldfish in
spatial memory. The fish learned the place task with accuracy, and the
results of the transfer tests showed that these animals are able to
spontaneously choose the appropriate trajectory toward the goal from
novel start places, indicating mapping abilities (Fig. 5A)
(Rodríguez et al., 1994 ; Salas et al., 1996b ; López et
al., 2000a ). Interestingly, goldfish with LP lesions showed a dramatic
and selective place-memory impairment. Thus, after surgery, the
performance of the LP animals decreased nearly to chance (Fig.
5A). In addition, during postsurgery transfer tests, LP
goldfish showed a severe impairment in their ability to locate the goal
from new start places (Figs. 5A, 6), revealing a profound spatial cognition deficit. Indeed, the deficit shown by LP goldfish during postsurgery training and transfer trials was as severe as that
of the Tel animals. In contrast, MP and DP lesions, like Sh operations,
produced no observable deficit in the ability of goldfish to navigate
to goal location. Furthermore, LP- and Tel-lesioned goldfish accurately
mastered the cue-learning task (Fig. 5B). These results
indicate that, like the hippocampal pallium of reptiles, birds, and
mammals, the lateral pallium of teleost fish is selectively involved in
learning and use of map-like or relational spatial representations for
allocentric navigation but is not critical for simple
stimulus-response associations or cue learning. Therefore, these
results demonstrate a striking functional similarity between the
lateral telencephalic pallium of teleost fish and the hippocampal pallium of amniotes, providing compelling evidence for an eversion process in the formation of the teleost telencephalon with considerable preservation of the original topology. The hypothesis of eversion concerning the embrionary development of the telencephalon in ray-finned fishes implies the reversal of the medial-to-lateral topography observed in the evaginated telencephalon (Nieuwenhuys, 1963 ;
Northcutt and Braford, 1980 ). Thus, the developmentally medial
(hippocampal) pallium is predicted to lie laterally in everted
telencephalons. That is, the Dlv is considered homologous to the medial
pallium of land vertebrates, although more disagreement still exists
about the homology of the Dp (Northcutt and Braford, 1980 ; Northcutt,
1995 ; Butler, 2000 ). In addition, on the base of topological,
embryological, neurochemical, and connectivity evidence, the Dmd
is considered homologous to the pallial amygdala, whereas the Dd and
the Dld correspond to the dorsal pallium of amniotes (Northcutt and
Braford, 1980 ; Nieuwenhuys and Meek, 1990 ; Braford, 1995 ; Butler,
2000 ). Also in agreement with the present results, neither the pallial
amygdala nor the dorsal pallium or isocortex have an essential role in
spatial learning and memory (Leonard and McNaughton, 1990 ;
Peinado-Manzano, 1990 ; Gaffan and Gaffan, 1991 ; Zola-Morgan et al.,
1994 ). Thus, the present functional data converge with developmental
and neuroanatomical evidence, significantly contributing to clarify the
identity of the pallial zones in ray-finned fishes.
Implications for the evolution of the vertebrate
pallial forebrain
The present results suggest that the forebrain of vertebrates,
whether everted or evaginated, contains a form of map-like or
relational spatial memory system characterized by representational flexibility (O'Keefe and Nadel, 1978 ; Cohen and Eichenbaum, 1994 ) that
is critically dependent on the pallial areas homologous to the
mammalian hippocampus. Modern mammals, birds, reptiles, and ray-finned
fishes share a common evolutionary ancestor that lived some 400 million
of years ago (Carroll, 1988 ). For characters such as brain and
behavior, for which there is little evidence in the fossil record, any
hypothesis of homology must be inferred from the distribution of
characters observed in extant species on the principle of parsimony
(Wiley, 1981 ; Northcutt, 1995 ). In this regard, the close functional
similarity among the hippocampus of mammals and birds, the medial
cortex of reptiles, and the lateral telencephalic pallium of teleost
fish suggests that, early in vertebrate evolution, the medial pallium
in an ancestral fish group, from which these extant vertebrate groups
evolved, became specialized as a navigational device for processing
spatial information that could be encoded as a map-like or relational
memory representation of the environmental space. This primitive
feature seems to have been conserved through the evolution of these
vertebrate lineages, although the structure itself appears to have
undergone major morphological changes.
 |
FOOTNOTES |
Received Nov. 15, 2001; revised Jan. 7, 2002; accepted Jan. 9, 2002.
This research was supported by grants from the Spanish Direccion
General de Enseñanza Superior and Junta de
Andalucía. We thank V. P. Bingman, A. Butler, H. Eichenbaum, L. Nadel, R. Nieuwenhuys, R. G. Northcutt, J. B. Overmier, A. Reiner, and C. Thinus-Blanc for advice and critical
reading of an earlier version of this manuscript. We thank G. Labrador
for technical assistance.
Correspondence should be addressed to Cosme Salas, Laboratorio de
Psicobiología, Universidad de Sevilla, Campus Santiago Ramón y Cajal, Avenida San Francisco Javier, 41005 Seville, Spain. E-mail: cosme{at}us.es.
 |
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