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The Journal of Neuroscience, April 15, 2002, 22(8):3262-3268
cAMP Response Element-Binding Protein Is Essential
for the Upregulation of Brain-Derived Neurotrophic Factor
Transcription, But Not the Behavioral or Endocrine Responses to
Antidepressant Drugs
Alana C.
Conti1,
John
F.
Cryan2,
Ashutosh
Dalvi2,
Irwin
Lucki1, 2, 3, and
Julie A.
Blendy1, 3
Departments of 1 Pharmacology and
2 Psychiatry, and 3 Center for Neurobiology and
Behavior, University of Pennsylvania, Philadelphia, Pennsylvania
19104-6084
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ABSTRACT |
Antidepressant drugs activate the cAMP signal transduction pathway
through a variety of monoamine neurotransmitter receptors. Recently,
molecular studies have identified a role for cAMP response element-binding protein (CREB) in the mechanism of action of
chronically administered antidepressant drugs. However, the function of
CREB in the behavioral and endocrine responses to these drugs has not been thoroughly investigated. We have used CREB-deficient mice to study
the effects of two antidepressants, desipramine (DMI) and fluoxetine
(FLX), in behavioral, endocrine, and molecular analyses. Behaviorally,
CREB-deficient mice and wild-type mice respond similarly to DMI and FLX
administration in the forced swim test and tail suspension test.
Furthermore, the ability of DMI to suppress an acute corticosterone
response after swim stress is maintained in CREB-deficient mice.
However, upregulation of a molecular target of CREB, BDNF, is abolished
in the CREB-deficient mice after chronic administration of DMI. These
data are the first to demonstrate that CREB activation is upstream of
BDNF mechanistically in response to antidepressant drug treatment.
Therefore, although behavioral and endocrine responses to
antidepressants may occur by CREB-independent mechanisms, CREB is
critical to target gene regulation after chronic drug administration,
which may contribute to long-term adaptations of the system to
antidepressant drug treatment.
Key words:
CREB; BDNF; antidepressant; gene expression; forced
swimming test; tail suspension test; desipramine; fluoxetine
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INTRODUCTION |
The therapeutic efficacy of
antidepressant drugs has been realized for years, however, current
knowledge regarding their mechanisms of action remains incomplete. In
clinically depressed patients, behavioral symptoms of depression are
alleviated after a few weeks of antidepressant administration, whereas
chronic, long-term use of these drugs over months, is required to
prevent recurrent depressive episodes (Goodwin and Jamison, 1990 ).
Hence, short-term neuroadaptations caused by antidepressants may
eliminate clinical features of depression, whereas long-term cellular
alterations may be critical to maintain efficacy observed with
continued antidepressant use. Experimental models that evaluate various
components of antidepressant action such as the behavioral,
biochemical, and molecular effects, have facilitated our understanding
of the complexities associated with clinical depression and its treatments.
Animal models that assess antidepressant efficacy as a reduction in
behavioral immobility, such as the forced swimming test (FST) and the
tail suspension test (TST), are sensitive to alterations in
neurotransmitter concentration caused by single or subchronic administration of the major classes of antidepressants (Page et al.,
1999 ; Lucki et al., 2001 ). Similarly, acute antidepressant treatment
attenuates swim stress-induced corticosterone release (Baez and
Volosin, 1994 ; Connor et al., 1997 ). In contrast, alterations in gene
transcription are primarily associated with chronic administration of
antidepressant drugs.
Recently, the cAMP signaling pathway has been implicated in
antidepressant action after chronic treatment. Increases in cAMP, via
receptor adenylate cyclase activity, increase phosphorylation of the
cAMP response element-binding protein (CREB). By binding to cAMP
response element (CRE) sites, CREB mediates transcriptional responses
to elevated levels of cAMP. CRE-mediated gene transcription is
upregulated after chronic antidepressant treatment in the rat cortex
and hippocampus (Thome et al., 2000 ). CREB expression and function are
upregulated by chronic antidepressant treatment in both rodents and
humans (Nibuya et al., 1996 ; Dowlatshahi et al., 1998 ). CREB
upregulation may activate downstream targets such as brain-derived
growth factor (BDNF) after antidepressant treatment by binding to CRE
elements located in the promoter region of the BDNF gene (Nibuya et
al., 1995 ; Shieh et al., 1998 ; Tao et al., 1998 ). Temporal and regional
upregulation of BDNF mRNA and its receptor, trkB, parallels CREB mRNA
activation after chronic antidepressant administration (Nibuya et al.,
1995 , 1996 ).
By using a CREB-deficient mouse model
(CREB mutant mice) (Hummler et al.,
1994 ; Blendy et al., 1996 ), we are able to examine the direct role of
CREB in a variety of antidepressant drug effects, such as behavioral
and endocrine responses, that are manifested after acute, subchronic,
or chronic drug administration, and molecular responses, that occur
only after chronic treatment. We have evaluated behavioral responses to
acute and chronic antidepressant treatment in the FST and the TST. In
addition, we have examined FST-induced hypothalamic-pituitary-adrenal
(HPA) axis activation and the ability of desipramine to blunt
corticosterone release. Finally, we quantified BDNF mRNA transcription
in the frontal cortex and hippocampus after subchronic and chronic
antidepressant administration. These brain regions were chosen because
evidence suggests they are key neuroanatomical substrates for
antidepressant action (Heninger and Charney, 1987 ; Jacobson and
Sapolsky, 1991 ; Duman et al., 1997 ). Our results demonstrate that
antidepressant-induced behaviors are still present in
CREB mutant mice, despite a dramatic
reduction in CREB activity. Furthermore, swim stress-induced elevation
in corticosterone is maintained in CREB-deficient mice, as is the
effectiveness of desipramine to block this response. However, increases
in BDNF are abolished in CREB mutant
mice after chronic treatment, identifying CREB as an upstream activator
of BDNF. These data clearly establish that CREB is essential for
developed long-term transcriptional changes associated with chronic
antidepressant treatment and suggest that the behavioral and endocrine
effects of antidepressants can occur in the face of dramatic reductions
in CREB activity.
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MATERIALS AND METHODS |
Animals. The CREB
mutation has been backcrossed multiple times to the inbred mouse
strains 129SvEv and C57Bl/6 (N9 and N11, respectively). For all
experiments described here, CREB
mutants and wild-type controls are F1 hybrids obtained from crossing mice heterozygous for the CREB mutation from each strain. Thus in the
F1 generation, each individual mouse is heterozygous for all loci that
differ between the parental strains and are genetically identical with
the exception of the CREB locus. This breeding scheme allows us to
rigorously control for genetic background of experimental animals over
time and is in agreement with the recommendations of the Branbury
Conference on Genetic Background in Mice (Silva et al., 1997 ). All mice
(3-5 months old, 23-40 gm) were group-housed and maintained on a 12 hr light/dark cycle with food and water available ad libitum
in accordance with the University of Pennsylvania Animal Care and Use
Committee. All experimental testing sessions were conducted between
12:00 and 6:00 P.M., with animals randomly assigned to treatment
conditions and tested in counterbalanced order.
Drugs. Desipramine (DMI) (Sigma, St. Louis, MO) and
fluoxetine (FLX) (Lilly Pharmaceuticals, Indianapolis, IN) were freshly prepared before use and injected intraperitoneally or subcutaneously using a volume of 10 ml/kg. All drug doses were calculated as milligrams per kilogram base weight and were dissolved in 0.9% saline.
Forced swimming test. To facilitate adaptation to novel
surroundings, mice were transported to the testing room at least 1 hr
before testing. All experimental testing sessions were conducted between 12:00 and 6:00 P.M., with animals randomly assigned to treatment conditions and tested in counterbalanced order. Briefly, swim
sessions were conducted by placing mice in individual glass cylinders
(46-cm-tall × 20.5-cm-diameter) containing 23-25°C water, 10-cm-deep. Although the procedure was essentially similar to that
described by Porsolt et al. (1977) for rats, a cylinder of larger
diameter was used because a larger tank diameter increases predictive
validity in the mouse FST (Sunal et al., 1994 ). Subjects were given a
15 min preswim, occurring 23.5 hr before the first test swim. On test
days a 6 min test duration was used, and the water was changed between
subjects. All test sessions were recorded by a video camera positioned
directly above the cylinders. Videotapes were scored blind by a trained
observer. The behavioral measure scored was the duration of
"immobility," defined as the time when mice were judged to be
making escape-motivated movements necessary to keep their head above water.
Saline or DMI was administered subchronically by giving three
injections over a 24 hr period (n = 8 per group). Doses
were spaced 23.5, 5.0, and 1.0 hr (10 mg/kg, i.p.; 10 mg/kg, i.p.; and
20 mg/kg, s.c.; respectively) before the first test swim. Data obtained
from pilot experiments showed robust behavioral changes after this
dosing strategy. For chronic experiments animals were injected twice
daily with saline or DMI (10 mg/kg, i.p.; n = 9 per
group). On test days, morning injections were administered 5 hr before
FST, and afternoon injections (saline or 20 mg/kg DMI, s.c.) were
administered 1 hr before FST. This dosing regime was used to allow for
comparison between the acute FST studies and the repeated FST during
the chronic study.
Tail suspension test. Mice were tested in a modified version
of the tail suspension test (Steru et al., 1985 ). Animals were adapted to novel surroundings and tested as described for the FST.
Subjects were each given saline, DMI, or FLX (20 mg/kg, i.p.; n = 8-10 per group). Thirty minutes after injection
mice were individually suspended by the tail to a horizontal ring-stand bar (distance from floor, 35 cm) using Fisher Scientific (Pittsburgh, PA) adhesive tape affixed 2 cm from the tip of the tail. Dosing paradigm was selected from previous studies showing robust behavioral changes under these conditions (Lucki et al., 2001 ; Mayorga and Lucki,
2001 ). Mice demonstrated several escape-oriented behaviors interspersed
with bouts of immobility as the session progressed. A 6 min test
session was used that was recorded by a video camera positioned in
front of the TST apparatus. Videotapes were scored by a trained
observer who was blind to the experimental conditions. The behavioral
measure scored was the duration of "immobility," defined as the
time when mice were judged to cease escape-motivated behaviors.
RNA isolation and RNase protection assays. Animals were
killed at 24 hr after testing for chronic (21 d) or 20 min after
testing for subchronic (24 hr) antidepressant or saline treatment.
After cervical dislocation, brains were dissected for RNA analysis
(n = 8-10 per group). Frontal cortex and hippocampal
RNA was isolated using guanidine isothiocyanate (Chomczynski and
Sacchi, 1987 ). The quality of the RNA samples was determined by
ethidium bromide staining of 18S and 28S ribosomal RNAs after
fractionation on denaturing agarose gels.
Ribonuclease protection analysis was performed as described previously
(Kaestner et al., 1989 ). The BDNF probe used for RNase protection was
cloned by reverse transcriptase-PCR using mouse brain cDNA with
primers from positions 430 to 739 of the mouse BDNF cDNA. The PCR
product was subcloned into pBluescript KS to yield plasmid
pmBDNF/EcoRV. Briefly, -32P
UTP-labeled antisense probe for BDNF (320 bp) was hybridized overnight
at 56° against 20 µg frontal cortex or hippocampal RNA in 80%
formamide. A 150 bp subclone of the mouse TATA binding protein (TBP)
gene (Tamura et al., 1991 ) was used as an internal control, because the
mRNA of this gene is expressed in most tissues in approximately equal
amounts. After hybridization, excess probes were digested with RNases A
and T1. Protected probe-mRNA hybrids were analyzed on denaturing 6%
polyacrylamide gels. Signals were quantified using a PhosphorImager
(Molecular Dynamics, Sunnyvale, CA) and normalized over those of TBP.
Plasma corticosterone assays. Trunk blood was collected from
each animal at the time of killing (20 min after acute FST test session; n = 8 per group), separated into plasma by
centrifugation, and stored at 20°C until assayed. Plasma
corticosterone was measured by radioimmunoassay using a commercially
available kit (ICN Biomedicals Inc., Cleveland, OH). Intra-assay
coefficient of variation was <20% (average coefficient of variation
of 6.22%).
Statistical analysis. All data were analyzed by a two-factor
ANOVA, with Fisher's or Newman-Keuls tests used for post
hoc comparisons of individual means. Repeated FST data were
analyzed with a repeated measures ANOVA, with Newman-Keuls test used
for post hoc comparisons of individual means. Comparisons
were considered statistically significant when p values
were < 0.05.
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RESULTS |
Subchronic desipramine administration reduces immobility in
the FST
To test the role of CREB in DMI-mediated behavioral alterations in
the FST we administered saline and DMI (three doses over 24 hr, 10 mg/kg, i.p.; 10 mg/kg, i.p.; and 20 mg/kg, s.c.) to wild-type and
CREB mutant mice and measured
immobility. Saline-treated CREB mice
exhibited significantly reduced baseline immobility in the FST compared
with wild-type saline controls (Fig. 1).
Immobility times of saline-treated CREB mutant mice were similar to
those of wild-type mice receiving DMI. This reduction in immobility is
not a result of a general alteration in locomotor activation in these
mutant mice. There is no quantifiable difference in basal locomotion
when tested in home cage activity monitors (Walters and Blendy, 2001 )
or in swim speed or distance traveled in the Morris water maze (Graves
et al., 2001 ). Despite the reduced baseline immobility, subchronic
administration of DMI further reduced immobility times of
CREB mutant mice and wild-type mice
compared with corresponding saline control groups (Fig. 1). Desipramine
dose dependently decreased immobility scores in both wild-type and
CREB mutant mice in the FST (2.5 mg/kg, 5 mg/kg, and 20 mg/kg; data not shown).

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Figure 1.
Behavioral response of wild-type and
CREB mice in the FST to subchronic
antidepressant treatment. After a 15 min preswim on day 1, animals were
administered saline or DMI (10.0 mg/kg, i.p.). On day 2 animals were
administered saline or DMI (10.0 mg/kg, i.p.) 5 and 1 hr (20.0 mg/kg,
s.c.) before a 6 min test swim. Saline-treated
CREB mutant mice demonstrated significantly
lower immobility times than saline-treated wild-type mice. Subchronic
DMI treatment significantly reduced immobility times in wild-type and
CREB mutant mice compared with respective
saline controls. Results are presented as mean immobility ± SEM
(in seconds). ANOVA and post hoc Fisher's pairwise
comparisons revealed the following differences: *p < 0.05 versus wild-type saline; #p < 0.05 versus
mutant saline (F(1,27) = 54.6);
**p < 0.05 versus wild-type saline
(F(1,27) = 24.2).
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Chronic administration of the antidepressant desipramine reduces
immobility in the repeated FST
To examine the effects of chronic DMI treatment on FST immobility,
animals were administered DMI daily for 14 d and repeatedly evaluated in the FST on days 1 and 14 (Fig.
2).
CREB mice receiving saline exhibited
reduced immobility compared with saline-treated wild-type controls
throughout the chronic treatment paradigm. With chronic DMI
administration, both wild-type and CREB mutant mice maintained
significantly reduced immobility times over the course of the study
compared with respective saline controls. These data demonstrate that
behavioral effects in the FST do not habituate throughout the course of
a chronic drug treatment and that CREB deficiency does not alter
behavioral responses to chronic DMI administration.

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Figure 2.
Behavioral response of wild-type and
CREB mice to chronic antidepressant treatment.
Animals were administered DMI (10.0 mg/kg, i.p.) twice daily with 20.0 mg/kg, subcutaneously administered on testing days and measured for
immobility in the forced swimming test. CREB
mutant mice administered saline had significantly lower immobility
times than saline-treated wild type mice. DMI administration
significantly reduced immobility times in both wild-type and CREB
mutant mice on days 1 and 14 of the chronic treatment paradigm. Results
are presented as mean immobility ± SEM (in seconds). ANOVA and
post hoc Newman-Keuls pairwise comparisons revealed the
following differences: +p < 0.05 versus saline,
corresponding gene and day; *p < 0.05 versus
different gene, same treatment and day.
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The antidepressants desipramine and fluoxetine reduce immobility in
the TST
A second behavioral screen for antidepressant efficacy, the TST,
allows for evaluation of serotonin reuptake inhibitor efficacy, which
is not reliable using the FST in mice with this genetic background
(Lucki et al., 2001 ). Similar to the results seen in the FST,
saline-treated CREB mutant mice
exhibited significantly reduced immobility compared with wild-type
saline controls in the TST. Immobility times of CREB mutant mice were similar to
those of wild-type mice receiving antidepressants (Fig.
3). Both DMI and FLX significantly
reduced immobility times in wild-type mice compared with wild-type
saline controls and in the CREB
mutant mice compared with mutant saline controls. Together these data
demonstrate that both FLX and DMI exert characteristic behavioral effects in mice despite a deficiency in CREB protein.

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Figure 3.
Behavioral response of wild-type and
CREB mice in the TST to subchronic
antidepressant treatment. Animals were administered saline, DMI, or FLX
(20 mg/kg, i.p.) 30 min before a 6 min test session. Saline-treated
CREB mutant mice demonstrated significantly
lower immobility times than saline-treated wild-type mice. Subchronic
FLX and DMI significantly reduced immobility times in both wild-type
and CREB mutant mice compared with respective
saline controls. Results are presented as mean immobility ± SEM
(in seconds). ANOVA and post hoc Fisher's pairwise
comparisons revealed the following differences: **p < 0.05 versus wild-type saline; ***p < 0.05 versus wild-type saline; +p < 0.05 versus
wild-type fluoxetine; #p < 0.05 versus mutant
saline (F(2,48) = 16.3);
*p < 0.05 versus wild-type saline
(F(1,48) = 3.8).
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Subchronic desipramine treatment suppresses corticosterone response
to acute swim stress exposure
The FST is a potent activator of the HPA axis, therefore, to
examine the stress-induced endocrine response in CREB-deficient animals, mice were killed 20 min after FST exposure, and blood samples
were taken for corticosterone analysis. Wild-type and mutant mice
exhibited similar significant elevations in corticosterone after forced
swim stress compared with respective non-swim stress controls (Fig.
4). DMI administered in three doses (10 mg/kg, i.p.; 10 mg/kg, i.p.; and 20 mg/kg, s.c.) over 24 hr
significantly attenuated swim stress-induced elevations in plasma
corticosterone in wild-type and CREB
mutant mice compared with saline-treated stress controls. These data
demonstrate that swim stress-induced HPA activation is not impaired in
CREB-deficient mice and that the ability of DMI to exert effects on the
acute endocrine response to swim stress is maintained in the absence of
intact CREB function.

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Figure 4.
Regulation of corticosterone after exposure to the
forced swimming test. Animals were examined for changes in the stress
hormone corticosterone with and without acute exposure to the FST. In
wild-type and CREB mutant mice, swim stress
induced a significant elevation in corticosterone compared with
non-swim stressed control mice. Subchronic administration of DMI
significantly blunted the elevation in corticosterone in both wild-type
and mutant mice compared with respective saline controls. Values are
plotted as mean corticosterone ± SEM (in micrograms per
decaliter). ANOVA and post hoc Student-Newman-Keuls
pairwise comparisons revealed the following differences:
*p = 0.05 versus corresponding non-swim stressed
saline group (F(1,50) = 31) and
**p < 0.05 versus corresponding swim-stressed
saline group (F(1,50) = 2).
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CREB deficiency prevents BDNF mRNA upregulation after chronic
desipramine treatment
The ability of chronic and subchronic administration of DMI and
FLX to alter BDNF transcription was examined in CREB mutant mice.
Subchronic administration of DMI or FLX had no effect on transcriptional regulation of BDNF mRNA in wild-type or
CREB mutant mice (data not shown).
These data demonstrate that BDNF mRNA upregulation is not required for
behavioral antidepressant efficacy (Fig. 1).
After chronic DMI administration, wild-type mice exhibited
significantly elevated BDNF mRNA levels in the frontal cortex (Fig. 5A). In contrast, no
significant increase was seen in
CREB mutant mice. Similarly, in the
hippocampus of wild-type mice DMI significantly elevated BDNF mRNA
levels compared with saline-treated controls (Fig. 5B),
which is in agreement with previous studies (Nibuya et al., 1995 ).
However, again in CREB mutant mice
BDNF mRNA levels were unchanged compared with saline controls.
Conversely, chronic FLX did not alter BDNF mRNA expression in either
region of wild-type or CREB mutant
mice, suggesting that BDNF is not a final common target of
antidepressant action in this model. These data clearly demonstrate that CREB is an upstream activator of BDNF and is critical for DMI-induced elevations of BDNF mRNA after chronic antidepressant administration.

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Figure 5.
RNase protection analysis of BDNF gene expression
after chronic antidepressant treatment. The steady-state levels of BDNF
and TBP (as internal standard) mRNAs were determined by RNase
protection assay after chronic (21 d) drug administration in the
frontal cortex and hippocampus of wild-type and
CREB mutant mice. Twenty micrograms of total
RNAs were cohybridized with both riboprobes and analyzed as described
in Materials and Methods. Three representative lanes are shown for
saline and DMI treatment groups from wild-type and
CREB mutant mice (A, B, top).
Radioactive bands for BDNF were quantified using a phosphorimager, and
signals were normalized to those of TBP and plotted (A, B,
bottom). DMI administration increased BDNF mRNA in the frontal
cortex (A) and hippocampus
(B) of wild-type mice compared with saline
controls. P, Free probes; t, tRNA as
control. ANOVA and post hoc Fisher's pairwise
comparisons revealed the following differences: *p < 0.05 versus wild-type saline
(F(2,43) = 3.1);
**p < 0.05 versus wild-type saline
(F(2,54) = 3.6). In
CREB mutant mice, however, DMI administration
did not alter BDNF mRNA in the frontal cortex or hippocampus (A,
B, respectively). No increases in BDNF mRNA were observed in
either the frontal cortex or hippocampal regions after chronic FLX in
wild-type or CREB mutant mice
(A, B, respectively).
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DISCUSSION |
Recent studies have suggested a role for CREB in mediating
the actions of antidepressant drugs. In the current studies, the CREB mutant mouse model is a useful
tool for examining the relationship between CREB activation and
adaptational responses to antidepressant drugs. This mouse model has
previously been described as a partial loss of function mutation in
which the and isoforms of CREB are absent, whereas a minor
splice variant of CREB, CREB , is upregulated (Blendy et al., 1996 ).
Despite this, functional CRE-binding activity is reduced by ~90% in
the brains of these mice (Walters and Blendy, 2001 ). Although CREB
is not efficient in forming DNA binding complexes in the brains of
CREB mutant mice (Pandey et al.,
2000 ), this isoform must have some function in vivo, most
likely in peripheral tissues, because mice lacking all three CREB
isoforms ( , , and ) are not viable (Rudolph et al., 1998 ).
Thus, the CREB mutant mice represent
a useful animal model for studying the role of CREB in
vivo.
Our results using this model are the first to demonstrate clearly that
CREB acts upstream of BDNF and therefore, is essential for
transcriptional alterations in BDNF mRNA after chronic antidepressant treatment. These data are consistent with recent findings that chronic
exposure to antidepressants produce long-term adaptations in cellular
signaling mechanisms in rats (Nibuya et al., 1995 , 1996 ; Thome et al.,
2000 ). Finally, the present data also demonstrate that both the
behavioral and endocrine effects of antidepressant drugs tested may
occur via alternate mechanisms that are not CREB-dependent.
The behavioral efficacy of antidepressant drugs is widely assessed
using two common models of stress-induced behavioral depression, the
FST and the TST. In both paradigms the animal is subjected to an
inescapable stress and typically responds with alternating bouts of
escape-oriented behavior and immobility. All major classes of
antidepressants effectively reduce immobility in both tests, confirming
their validity as drug-screening paradigms (Borsini and Meli, 1988 ;
Porsolt, 2000 ; Lucki, 2001 ). Of interest,
CREB mutant mice show significantly
less immobility in their baseline response in both the FST and the TST.
This is not caused by general alterations in activity because these
mice do not demonstrate changes in home cage motor activity or swimming
behavior (Graves et al., 2001 ; Walters and Blendy, 2001 ). Similar
results have been reported in the rat in which reductions in CREB
function are achieved by intracranial injection of a transdominant
negative form of CREB into the nucleus accumbens. These transgenic
animals demonstrate an increase in latency to immobility in the FST, a behavior associated with antidepressant drug action (Pliakas et al.,
2001 ). Together, these data suggest that CREB reduction results in
similar behavioral responses as those associated with antidepressant drug effects. In contrast, studies in the rat have shown that overexpression of CREB via herpes simplex virus-mediated gene transfer in the dentate gyrus produces antidepressant-like behaviors in
the FST and learned helplessness paradigms (Chen et al., 2001 ). It
should be noted, however, that in these experiments, overexpression of
CREB in the CA1 or CA3 regions of the hippocampus or the frontal cortex
did not produce antidepressant behaviors. The apparent discrepancy in
results suggest that modulation of behavioral antidepressant effects by
CREB must depend on relative levels of the protein as well as its
discrete localization in brain regions.
Despite the altered baseline mobility score, the tricyclic
antidepressant desipramine reduced immobility in the FST in both CREB mutant and wild-type mice. This
further supports the notion that baseline immobility scores in these
tests can be dissociated from the behavioral effects of
antidepressants. Lesion and genetic studies have been used to block the
norepinephrine and serotonin reuptake inhibitors without affecting
baseline immobility scores, demonstrating that the underlying
neurochemical substrates for immobility behavior are different from
those sensitive to the effects of antidepressants (Page et al., 1999 ;
Cryan et al., 2001a ,b ). The ability of desipramine to exert effects on
behavioral immobility in the FST was observed not only after subchronic
administration, but also repeatedly, over the course of chronic
desipramine treatment for 14 d. These findings demonstrate that
neurochemical mechanisms that mediate behavioral effects of DMI in the
FST remain functional despite CREB reduction. Furthermore, these data
are the first to report that immobility scores remain consistent over
repeated trials in the FST. Although these mice have been shown to have deficits in certain types of learning and memory tasks (Bourtchuladze et al., 1994 ), there does not appear to be a strong learning effect associated with the FST beyond the initial test session.
The selective serotonin reuptake inhibitor fluoxetine also reduces
immobility in the mouse FST, but its effectiveness in our paradigm is
compromised by the genetic background that harbors the CREB mutation
(129SvEv:C57Bl/6) (Lucki et al., 2001 ). Therefore, a second paradigm,
the TST, was used to measure behavioral effects of antidepressant
treatment because it is sensitive to DMI and FLX in the background
strain of the CREB mutant mice.
Similar to the FST, baseline immobility is reduced in the TST in the
CREB mutant mice compared with
wild-type mice. The ability of both DMI and FLX to further reduce
immobility in CREB-deficient mice compared with saline controls is
maintained. It is of interest that DMI appeared significantly more
effective than FLX in the TST in wild-type mice, whereas these drugs
appeared to be equally effective in the CREB mutant mice. The lack of
differential response in the CREB
mutant mice may be attributable to the reduced baseline immobility in
these mice, resulting in a "floor effect" after drug administration.
Although the mechanisms underlying antidepressant behaviors in the FST
and TST are still unclear, recent data has suggested that behavioral
effects may be mediated strongly by genetic factors (Vaugeois et al.,
1996 ; Lopez-Rubalcava and Lucki, 2000 ; Lucki et al., 2001 ). One
interpretation of the behavioral immobility observed in the FST and TST
is that immobility behavior allows for adaptive retraction from the
inescapable stress of forced swimming or tail suspension, which is
interrupted with bouts of escape-motivated activity. Together these
alternating behavioral responses comprise a coping strategy (Thierry et
al., 1984 ) in which immobility behaviors represent the psychological
concept of "entrapment" described in clinical depression (Dixon,
1998 ; Gilbert and Allan, 1998 ; Lucki et al., 2001 ). Therefore, a
genetic basis for behavioral immobility in the FST and TST may involve alterations in the development of stress-induced behavioral depression. It is therefore important to consider the effects of stress on HPA axis activation.
Stress resulting from FST exposure activates the HPA axis, causing
significant elevations of corticosterone in wild-type and CREB mutant mice. The elevations are
attenuated by subchronic administration of DMI in both groups. These
data are in agreement with previous rat studies that document the
attenuation of stress-associated elevations in serum corticosterone by
DMI but not by other antidepressant agents (Connor et al., 1997 ). DMI
treatment is suggested to reduce serum corticosterone concentrations by
a variety of mechanisms, including suppression of corticotropin
releasing factor (CRF) expression (Brady et al., 1991 ; Centeno and
Volosin, 1997 ). There is increasing evidence that CREB may activate CRF
transcription (Spengler et al., 1992 ; Guardiola-Diaz et al., 1994 ),
therefore, dramatically reduced corticosterone response may have been
expected in CREB-deficient mice. In contrast, the present data do not
show any alterations in either basal or stress induced corticosterone release in the CREB mutant mice
compared with wild-type controls. Furthermore, DMI-induced suppression
of serum corticosterone is the same in wild-type and CREB mutant mice. Therefore, while
DMI may dampen HPA activation by reducing CRF release, this effect is
occurring in the absence of intact CREB function.
Although CREB does not appear to be mediating the behavioral or acute
endocrine effects of antidepressant agents, recent evidence supports
the idea that CREB is part of a molecular pathway activated after
chronic antidepressant treatment. Increases in total CREB mRNA are
observed in the hippocampus and dentate gyrus after chronic antidepressant treatment in rats (Nibuya et al., 1996 ). In addition, human postmortem studies reveal increased levels of total CREB immunoreactivity in antidepressant-treated major depressive disorder (MDD) patients compared with control patients and reduced CREB immunoreactivity in untreated MDD patients (Dowlatshahi et al., 1998 ).
Because CREB is a potent transcriptional activator, alterations in CREB
levels and/or activity can influence target gene regulation, which in
turn can contribute to the overall efficacy of antidepressants. One
such gene target is BDNF, which can be activated by CREB via CRE
elements located in its promoter region (Shieh et al., 1998 ; Tao et
al., 1998 ). Changes in BDNF mRNA expression have been correlated with
antidepressant treatment. Acute and chronic electroconvulsive seizure
treatment increased BDNF and its receptor, trkB mRNA in the rat frontal
cortex and hippocampus (Nibuya et al., 1995 ). Similarly, chronic
antidepressant treatment increased BDNF and trkB mRNA in the
hippocampus (Nibuya et al., 1995 ). BDNF infusion into raphe nuclei or
midbrain regions produced antidepressant-like behaviors in two rodent
models of depression (Siuciak et al., 1997 ). In addition, BDNF may
exert antidepressant actions by promoting neurogenesis and neuronal
survival (Ghosh et al., 1994 ; Lindvall et al., 1994 ; Malberg et al.,
2000 ). In the present study, chronic, but not subchronic DMI treatment
upregulated BDNF mRNA in the frontal cortex and hippocampus of
wild-type mice. This effect was blocked in
CREB mutant mice in both regions.
These findings clearly establish that CREB acts upstream of BDNF in the
molecular pathway that is activated after chronic antidepressant
administration. Fluoxetine was unable to induce BDNF mRNA upregulation
in wild-type or mutant mice in this model. Although previous studies
have demonstrated increased BDNF mRNA in the hippocampus, but not the
frontal cortex after FLX treatment, these discrepancies may be
attributable to the method and/or sensitivity of mRNA analyses used
(in situ hybridization vs RNase protection assay) as well as
species differences (rat vs mouse).
Treatment for depression involves relief of behavioral signs and
symptoms of the disease, as well as a maintained therapeutic efficacy,
which appears to be necessary for prevention of recurrent episodes
(Goodwin and Jamison, 1990 ). The present findings demonstrate that CREB
may be one critical mediator of the transcriptional effects of
antidepressants, however, the mechanisms that underlie the behavioral
and endocrine effects of subchronic antidepressant administration
appear to be less dependent on CREB activation. Further studies will be
required to correlate the various endpoints of antidepressant action
described here, with the short-term behavioral and long-term
maintenance phases of clinical efficacy. Complex neuropsychiatric
diseases, such as depression, can arise from multiple genetic factors.
Thus, it is likely that the treatment of such a disease would need to
impact on several molecular pathways. One possibility raised by these
results is that activation of CREB may not be necessary for effects
that mediate symptom reduction. In contrast, CREB activation, along
with target gene expression and alterations of neuronal pathways may
underlie the ability of chronic antidepressant treatment to prevent
recurrent depressive episodes.
 |
FOOTNOTES |
Received Oct. 24, 2001; revised Jan. 24, 2002; accepted Feb. 1, 2002.
This work was supported by a National Alliance for Research on
Schizophrenia and Depression Young Investigator grant and National Institute on Drug Abuse Grant DA-1169-01A2 (J.A.B.) and National Institutes of Health Grant MH 48125 (I.L.). We thank Sheila
Upton and Misty Godfrey for their technical expertise.
Correspondence should be addressed to Julie A. Blendy, Department of
Pharmacology, 125 John Morgan, 3620 Hamilton Walk, Philadelphia, PA
19104-6084. E-mail: blendy{at}pharm.med.upenn.edu.
J. F. Cryan's present address: Nervous Systems Research, Novartis
Pharma AG, Basel, CH-4002 Switzerland.
A. Dalvi's present address: Department of Psychopharmacology, H. Lundbek, Ottilavej 9, DK-2500, Valby, Denmark.
 |
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