The Journal of Neuroscience, July 23, 2003, 23(16):6510-6519
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Mechanical Characteristics of Rat Vibrissae: Resonant Frequencies and Damping in Isolated Whiskers and in the Awake Behaving Animal
Mitra J. Hartmann,
Nicholas J. Johnson,
R. Blythe Towal, and
Christopher Assad
Jet Propulsion Laboratory, California Institute of Technology, Pasadena,
California 91109
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Abstract
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We investigated the natural resonance properties and damping
characteristics of rat macrovibrissae (whiskers). Isolated whiskers rigidly
fixed at the base showed first-mode resonance peaks between 27 and 260 Hz,
principally depending on whisker length. These experimentally measured
resonant frequencies were matched using a theoretical model of the whisker as
a conical cantilever beam, with Young's modulus as the only free parameter.
The best estimate for Young's modulus was
3-4 GPa. Results of both
vibration and impulse experiments showed that the whiskers are strongly
damped, with damping ratios between 0.11 and 0.17. In the behaving animal,
whiskers that deflected past an object were observed to resonate but were
damped significantly more than isolated whiskers. The time course of damping
varied depending on the individual whisker and the phase of the whisking
cycle, which suggests that the rat may modulate biomechanical parameters that
affect damping. No resonances were observed for whiskers that did not contact
the object or during free whisking in air. Finally, whiskers on the same side
of the face were sometimes observed to move in opposite directions over the
full duration of a whisk. We discuss the potential roles of resonance during
natural exploratory behavior and specifically suggest that resonant
oscillations may be important in the rat's tactile detection of object
boundaries.
Key words: vibrissae; whiskers; rat; tactile; tactual; resonance; vibration; exploratory behavior; exploration; whisking; edge detection
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Introduction
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Rats use active movements of their vibrissae (whisking) to extract
information about the spatial properties of objects, including size, shape,
and texture (Vincent, 1913
;
Welker, 1964
; Carvell and
Simons, 1990
,
1995
). Because whisking
typically occurs at frequencies between 5 and 15 Hz
(Welker, 1964
;
Berg and Kleinfeld, 2003
), many
studies have characterized neuronal responses to whisker stimulation or active
movement in this frequency range (Zucker
and Welker, 1969
; Shipley,
1974
; Simons,
1985
; Hartings and Simons,
1998
; Hartmann and Bower,
1998
; Ahissar et al.,
2000
; Sosnik et al.,
2001
; Castro-Alamancos,
2002
; Kleinfeld et al.,
2002
; O'Connor et al.,
2002
).
Several studies have additionally suggested that neurons in the trigeminal
pathway may respond to whisker deflections at frequencies much higher than 15
Hz. Specifically, mechanoreceptors in the sinus hair follicle respond at
frequencies up to 1500 Hz (Gottschaldt and
Vahle-Hinz, 1981
), and cells in the trigeminal ganglion respond to
high frequency vibration up to 1000 Hz (Gibson and Welker,
1983a
,b
).
More central levels of the trigeminal system show robust responses at least to
40 Hz (trigeminal nuclei) (Shipley,
1974
) (thalamus)
(Castro-Alamancos, 2002
)
(somatosensory cortex) (Simons,
1978
; Kleinfeld et al.,
2002
), but generally have not been tested at higher frequencies.
Thus, there are hints that cells at many levels of the trigeminal system may
be responsive to frequencies far above typical whisking ranges.
One problem in identifying the frequency ranges of relevance to the
vibrissal system is that the mechanics of whisker transduction have not yet
been characterized; we do not have a quantitative description of how
mechanical stimuli are generated during natural whisking behaviors,
transmitted to sensory cells in the whisker follicle, and coupled to the rat's
nervous system. Recently, Neimark proposed that high-frequency whisker
resonances may aid in texture discrimination
(Neimark, 2001
;
Neimark et al., 2003
). In the
current study, we performed vibration and impulse experiments on isolated
whiskers and compared the results with whisker oscillations observed during
exploratory behaviors in the awake animal. The whiskers exhibited natural
resonance frequencies and damping that were well matched using a model of the
whisker as a conical cantilever beam. Our results suggest that natural
resonance properties of the whiskers contribute to vibrational stimuli during
the initial transient responses that occur immediately after a whisker
deflects past an object, which may be particularly important for the detection
of object boundaries. Increases in damping seen under particular behavioral
conditions also suggest that the rat may be able to actively modulate the
resonant frequencies. This work represents our first step toward modeling
whisker movements and predicting the pattern of peripheral input generated
during the rat's active sensing behaviors.
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Materials and Methods
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Whisker measurements. Whiskers were obtained from an adult, female
Sprague Dawley rat that had been killed in an unrelated experiment. We
examined a total of 24 whiskers:
,
,
, and
, and
the first four whiskers of each of rows A through E. Each whisker was grasped
firmly at its base with fine forceps and plucked out of its follicle.
The mass of each whisker was measured on a Cahn-35 microbalance (Orion
Research, Beverly, MA). The length of each whisker was measured with a ruler
under a standard fluorescent magnifying lamp. The base and tip radii of each
whisker were measured under a Leitz (Wetzlar, Germany) microscope. These
measurements allowed us to calculate the whisker volume, assuming a truncated
cone, and the density for each whisker was then determined by dividing its
mass by its volume. This method of calculating whisker density is very
sensitive to small errors in measurement of the radius of the base. We
therefore used the average density over all of the whiskers (1.14
mg/mm3) to predict the theoretical resonance frequencies (see
Results). All of the procedures were approved in advance by the Animal Care
and Use Committee of the California Institute of Technology.
Resonance measurements. A small drop of superglue was used to fix
each whisker, in turn, to a computer-controlled vibration table in the
standards laboratory at the Jet Propulsion Laboratory. Because the whiskers
had an inherent curvature, each whisker was always mounted concave up
(Fig. 1). Whiskers were
illuminated with ambient light, and a linear laser beam was oriented along the
direction of whisker motion at its tip. We videotaped the movement of each
whisker on the vibration table using two high-speed digital video cameras
(Photron Fastcams; Photron, San Diego, CA). One camera was mounted directly
above the whisker (obtaining a bird's-eye view), while the second camera was
mounted to view the vertical motion of the length of the whisker (longitudinal
view). The vibration table moved only along the vertical axis, and, therefore,
the longitudinal camera captured the whisker motion in the vertical plane.

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Figure 1. Measurement of tip displacement in a vibrating whisker. The displacement of
the tip is indicated by the black arrow, and the displacement of the base by
the white arrow. The picture is black-and-white reversed. The tip is
illuminated by a laser line, and the amplitude of tip motion is measured
between the two dark extrema.
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Because we first wanted to evaluate the motion blur of the whisker
(indicating the fullest extent of whisker displacement), the cameras were not
used in high-speed mode in initial experiments but rather were set to take
data at 30 frames/sec. During initial data analysis, we found that the motion
of the whisker in the overhead camera view was negligible in comparison with
its motion in the longitudinal camera view, and we therefore considered only
the motion in the vertical plane.
A resonance curve for each whisker was obtained by driving the whisker at a
wide range of different frequencies (f) using constant acceleration.
Constant acceleration is standard engineering practice and means that the
amplitude of vibration at the base is inversely proportional to
(2
f)2. In practice, constant acceleration
(±0.5%) proved feasible down to 25 Hz.
All of the whiskers studied had first-mode resonant frequencies of
27
Hz. For particularly long whiskers, we constructed resonance curves that
included frequencies as low as 10 Hz (see
Fig. 4). At frequencies of
<25 Hz, we measured the acceleration of the table, and then scaled the data
appropriately (using Eq. 1) to match the constant acceleration obtainable at
frequencies of
25 Hz.

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Figure 4. Resonance curve for whisker C1. The top graph shows the absolute
displacement of the tip (solid line) and the absolute displacement of the base
(dashed line). The vertical scale on the left applies to the tip, whereas the
vertical scale on the right applies to the base. The bottom plot shows the
magnification ratio curve for the whisker, calculated by dividing the
displacement of the tip by the displacement of the base. Resonance peaks are
seen near 40, 94, and 188 Hz. All of the peaks are broad because of
damping.
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The peak acceleration of the table (
) was measured in units of
g, the acceleration of gravity (9.8 m/sec2). At each
frequency (f), the amplitude of the base displacement was thus
calculated as follows:
 | (1) |
By using a wide range of frequencies, we were prepared to observe multiple
resonance modes of the whisker. We generally began by increasing frequency of
the vibration table in 10-20 Hz intervals and then narrowed in to 2 Hz
intervals once the approximate resonances had been found. Between 100 and 500
frames of video data were recorded at each frequency, and each frame was saved
as a TIFF file (640 x 480 pixels). At a frame rate of 30 frames/sec
(shutter open), the whisker appears as a blur, and the image indicates the
full range of motion. Extreme positions of whisker motion appear darker,
because the whisker spends a longer time in these positions (the whisker
velocity is zero). At the end of each run (covering the full frequency range),
we calibrated the image by taking videos while a ruler was held parallel to
and then perpendicular to the whisker. The whisker was then removed from the
vibration table, and 500 frames of video data were taken of the
background.
The frames of video data taken at each frequency were next imported into
Matlab (The MathWorks, Nattick, MA) and averaged. The frames of the background
image were also imported into Matlab and averaged. We then subtracted the
average background image from the average image of the (blurred) whisker
motion at each frequency. For each frequency, we then directly measured the
tip displacement, as shown in Figure
1.
Dividing the tip displacement by the base displacement at each measured
frequency yields a magnification ratio curve, which is useful in
characterizing resonances. In principle, the base displacement could have been
directly measured from an image such as
Figure 1. However, it is
difficult to obtain an accurate measure of base amplitude by this technique at
higher frequencies (see Fig. 3,
middle row). Therefore, base peak-to-peak displacement
(2*Abase) was directly calculated from Equation
1.

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Figure 3. First, second, and third resonant modes for whisker C1. The top row shows
the first mode near 40 Hz and vibration at surrounding frequencies of 25 and
50 Hz. Note that, although the tip displacement does not appear much larger in
the 40 Hz image than in the 25 Hz image, the base amplitude is much smaller in
the 40 Hz image. The middle row shows the second mode at 94 Hz and the
vibration at nearby frequencies of 65 and 125 Hz. Note the narrow neck (arrow)
at resonance indicating the node of the second mode. The bottom row shows the
third mode at 188 Hz and the vibration at the surrounding values of 160 and
216 Hz.
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Damping measurements. To confirm our values for the first-mode
resonance frequencies and also to investigate the damping characteristics of
the whiskers, we performed impulse experiments on the four whiskers of row D.
For these experiments, the whisker remained superglued to the vibration table,
but the acceleration was turned off. The vibration table was isolated from the
external vibrations in the environment.
We used a pair of fine forceps held by hand to deflect the whisker near its
base. The forceps were initially placed above the whisker and then rapidly
moved in a straight downward direction past the whisker to achieve an initial
displacement with minimum initial velocity (plucking). Care was taken to
deflect the whisker in only one direction and to ensure that the forceps were
not in contact with the whisker after the initial displacement.
We again used the Photron Fastcams to monitor the displacement of the
whisker in two dimensions. This time, however, video was taken at 1000
frames/sec with a shutter speed of 200 µsec. Again, motion of the whisker
in the overhead camera view was found to be negligible. The video images were
imported into Matlab, and the position of the whisker was manually tracked.
For each frame, we determined the angle that the whisker tip made with respect
to the horizontal axis as the whisker oscillated (in its first-mode resonance)
back to its static position. These angle measurements were low-pass filtered
at more than two times the fundamental resonance frequency for smoothness, and
the peaks and troughs of the oscillations were then located.
To find the damping ratio, we plotted the log of the amplitudes of the
peaks and troughs of the oscillation versus the number of oscillation cycles.
The slope of this line is the logarithmic decrement
. The logarithmic
decrement is then related to the damping ratio
as follows
(Tongue, 2002
):
 | (2) |
so that in the underdamped case,
 | (3) |
A second value for
was calculated by dividing the bandwidth of the
resonance curve at the half-power (-3 dB) point by twice the resonance
frequency (Tongue, 2002
).
These resonance curves were those obtained in the previous experiment and
provide an independent measurement of
. Finally, the quality factor
(Q) is defined as 1/2
(Tongue, 2002
).
Theoretical prediction of natural frequencies. Neimark first
proposed using a cylindrical cantilever beam to model the vibrations of the
whiskers (Neimark, 2001
).
Here, we extend the model to a truncated conical cantilever beam. According to
theory (Conway et al., 1964
),
a tapered conical beam fixed at one end and free to vibrate at the other end
will have resonant frequencies fn equal to
 | (4) |
where
n are tabulated constants determined by
boundary conditions, L is the length of the cone, E is
Young's modulus, Ab is the cross-sectional area
at the base of the cone, I is the cross-section moment of inertia at
the base of the cone (Ab2/4
), and
is the density of the material. The constants
n are determined by fixed-free boundary conditions
and by the amount of tapering from base to tip. The numerical model of Conway
et al. (1964
) was verified
experimentally by Georgian
(1965
), who tabulates
n in terms of
(At/Ab)1/2,
where At is the area at the tip of the cone. We
used these values for
n in our model to account
for tip diameter, as shown in Table
1. As described above, we used an average value of
calculated over all of the whiskers in our theoretical prediction of resonant
frequencies. We did not measure Young's modulus of the whiskers. Instead,
E was left as a free parameter, and its value was estimated on the
basis of the best fit between measured and predicted values (see Results).
Video quantification of natural exploratory behaviors. An adult
(
6 months) female Sprague Dawley rat was placed in an 11 x 11 inch
square cage with a sliding door that could be manually opened and closed. At
the onset of each trial (indicated by door opening), the rat poked its head
and upper body out of the cage and searched for a liquid reward in a pipette.
The trial was terminated after the rat located and consumed the reward, and
retracted its head back into the cage. All of the procedures were approved in
advance by the Animal Care and Use Committee of the California Institute of
Technology.
A flat fluorescent light source was positioned under the door, and the
Photron Fastcams were used to monitor the head and whisker movements of the
rat at either 250 or 1000 frames/sec. One camera was placed directly above the
door, obtaining a bird's-eye view, silhouetted image of the rat's head and
whiskers (Fig. 2). The second
camera was positioned to the side of the animal to monitor head tilt. For the
results presented in this paper, we analyzed only those trials in which head
tilt was determined to be negligible.

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Figure 2. Method for tracking the angular position of whiskers during deflection past
an object and during free whisking in air. Whisker angles are measured
relative to head angle, with 180° representing rostral and 0° caudal.
A, A single frame from a video of the rat driving its macrovibrissae
past a metallic "C." The vertical portion of the "C"
(labeled "V") is 12 inches in height and appears
foreshortened in the image. The horizontal bar labeled "upper" is
well above the rat's head. The horizontal bar labeled "lower" is
well below the rat's head. The more caudal whiskers are clearly stuck behind
the vertical bar, while the more rostral whiskers are free to move in front of
the bar. Whisker angles were defined as the angle formed by the base of the
whisker (white circles) and a point some length out along the whisker (black
circles), relative to the angle of the head. B, The full shape of
each whisker was tracked during free whisking behavior. Whisker angles were
determined from the angle between the base point and the last point out along
the whisker, relative to the head angle. Triangles, filled and open circles,
and squares exemplify the tracking of four separate whiskers.
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On some trials, a metal "C" was placed in the rat's search
space. The "C" consisted of a vertical bar
12 inches tall and
two horizontal bars positioned well above and below the search space of the
rat (Fig. 2 A). The
"C" thus effectively appeared as a vertical post to the rat.
Consistent with exploration strategies described previously
(Brecht et al., 1997
;
Hartmann, 2001
), the rat
detected the vertical post with its macrovibrissae and then explored it more
closely with its snout and microvibrissae. During the initial detection phase,
we were able to examine the macrovibrissal deflections that occurred as the
rat brushed its whiskers past the post.
Figure 2 shows
representative video frames illustrating our tracking methods for determining
angular whisker position during natural exploratory behaviors. For each video
segment, we first determined which whiskers could be accurately tracked
throughout the entire behavioral sequence. In each video frame, we then
tracked the base of these whiskers and also a point further out along the
whisker. For videos taken of free whisking behavior, we additionally traced
out the entire whisker shape, as shown in
Figure 2 B.
Head and whisker positions were tracked semiautomatically using
image-processing scripts written in Matlab. Whisker angles were measured
relative to the rat's head angle, with 180° representing rostral and
0° representing caudal. When fully protracted, whiskers could attain
angles close to 180° (e.g., see the most rostral whiskers of
Fig. 2 B). When fully
retracted, the minimum angle a whisker could attain was the angle it formed
when lying flat back against the head, or
30°.
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Results
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Resonance modes
We first measured the resonance modes of isolated whiskers by applying a
sinusoidal displacement at the whisker base over a range of frequencies (see
Materials and Methods). The base of the whisker was superglued to the
vibration table, so it was displaced directly with the table. The tip of the
whisker was then free to move based on whisker dynamics. At some vibration
frequencies, the displacement of the whisker tip was disproportionately large
relative to the displacement of the whisker base, indicating that the whisker
had entered a resonance mode. Figure
3 shows first-, second-, and third-mode vibrations for the C1
whisker, at frequencies of 40, 94, and 188 Hz, respectively. The C1 whisker
was
53 mm long and had a base radius of 105 µm and a tip radius of 5.5
µm. Note that the spatial position of the node of the second mode is not at
the midpoint of the whisker, as would be expected for a cylindrical beam.
Instead, the node is much further out along the length of the whisker,
consistent with the expected effect of the whisker taper.
Figure 4 illustrates the
resonance curve for whisker C1. The top graph shows the displacement of the
tip (solid line) and the base (dashed line) as a function of frequency. The
magnification ratio was calculated by dividing the tip displacement by the
base displacement and is shown in the bottom graph of
Figure 4. Two features of the
ratio curve are particularly noteworthy. First, all of the modes are strongly
damped, as shown by the fact that the peaks are very broad. In fact, the first
mode is so highly damped that it appears only as a cusp on the resonance ratio
curve.
Second, the amplitude of the resonance peaks increases with mode. This is a
surprising result, because the amplitude of the resonance peaks in typical
engineering applications decreases with mode number
(Gorman, 1975
). We suggest
that this result is due at least in part to nonlinear effects of viscous
and/or hysteretic damping. Viscous damping, arising from the motion of a body
through a fluid, varies with velocity; hysteretic damping, resulting from the
stresses placed on an imperfectly elastic material, varies with displacement
(Tongue, 2002
). Standard
engineering analyses of beam vibrations, in which the amplitude of the
resonance peaks typically decreases with mode number, usually assume
small-amplitude deflections and linear viscous damping. These conditions were
unlikely to hold during our experiments. If damping was nonlinear, in either
velocity or displacement, then the lower modes would be more strongly damped,
because these quantities are greater at lower frequencies for constant
acceleration input.
In the behaving animal, the magnification ratio, as shown in
Figure 4, is unlikely to be the
most relevant parameter for sensory perception. More useful measures may be
the ratio of whisker displacement to the force exerted by interactions with
external objects, or the fraction of force transmitted to the base from a
particular whisker displacement. However, these two measures require
determining the forces exerted on a distributed mass, which is difficult even
in the isolated whisker preparation and requires a more elaborate experimental
apparatus.
Resonance frequencies: experiment versus theory
Using Equation 4 (Conway et al.,
1964
; Georgian,
1965
), we were able to calculate natural resonances on the basis
of measured values of length, density, moment of inertia, and known values of
1. The average whisker density over all 24 whiskers was
found to be 1.14 ± 0.27 mg/mm3, and this was therefore the
value used to predict the resonant values for the whiskers. Young's modulus
was taken to be a free parameter for all 24 whiskers. A comparison between
theoretical calculations and measured first resonance frequency is shown in
Figure 5.
Figure 5A illustrates
that, over all of the whiskers, the best match between predicted and measured
values was found for a value of E = 3.02 GPa.

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Figure 5. Experimental versus theoretical values for first-mode resonant frequencies.
A, The best fit between predicted and measured values for the
first-mode resonant frequency for all of the whiskers was found for a value of
Young's modulus equal to 3.02 GPa. The line y = x is shown
in gray for comparison with the curve fit. An outlier at high frequency is
indicated (+). B, Omitting the highest frequency from the plot in
A yields an even better fit between predicted and measured values. In
this case, the best fit was found for a value of E = 3.68 GPa. The
line y = x is again shown in gray for comparison with the
curve fit.
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Careful inspection of Figure
5A, however, suggests that a lone outlier at high
frequency (+) may have unduly influenced the curve fit between measured and
predicted values. This whisker was the E4 whisker, the shortest one in our
analysis. We therefore reanalyzed our data after removing the single
highest-frequency value (Fig.
5B). The remaining 23 whiskers gave a much better fit
between measured and predicted values, with E = 3.68 GPa. This range
of values for E (
3-4 GPa) is close to E for keratin
material (2.5 GPa) (Bonser and Purslow,
1995
) (1.33-1.84 GPa) (Bonser,
2000
). In biological materials, Young's modulus is likely to be
anisotropic (Bonser, 2000
), and
thus, the value is at best an approximation. For comparison, E for
rubber is 0.0028 GPa, E for nylon is between 2 and 3 GPa, and
E for stainless steel is between 190 and 200 GPa.
Having determined a range of values for E, we can now compare the
measured values of the resonant frequencies for whisker C1 above with
predicted values. As shown in Figure
4, the measured values for the three first resonant frequencies
for the C1 whisker were 40, 94, and 188 Hz. Assuming E = 3.68 GPa,
our model of the whisker as a conical beam predicts that the first three
resonant modes would occur at 47, 115, and 213 Hz. The measured values for the
first three resonant modes of this whisker are thus lower, but within 20%, of
the predicted values.
The measured natural frequencies of the whiskers varied inversely with
whisker length (Fig.
6A). We next compared these experimental data with the
theoretical model relating frequency to length (L). Equation 4
predicts explicitly that the resonant frequencies should decrease inversely as
L-2. However, a log-log plot of the measured data as a
function of length has a slope of -1.5
(Fig. 6B), indicating
that the measured frequencies decrease as L-1.5, instead
of L-2. This is because Equation 4 also has an implicit
linear dependence on the base radius (Rb) of the
whisker. Substituting for I and Ab,
Equation 4 can be restated as:
 | (5) |
A log-log plot of measured base radii versus whisker length
(Fig. 6C) showed that
the radius increases approximately as the square root of the length (the slope
of the plot is 0.49). Inserting this relationship into Equation 5 yields a
frequency dependence of L0.5/L2, which
corresponds to the L-1.5 observed in
Figure 6B.

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Figure 6. Resonant-frequency dependence on whisker length and base diameter.
A, As predicted by Equation 4, the resonance frequencies are well
fitted by a function that decreases inversely with the whisker length
(L). B, A log-log plot of frequency versus length reveals a
relationship of L-1.5. C, The radius of the
whisker base scales as the square root of whisker length, adding an extra 0.5
to the expected exponent of L-2 in Equation 4.
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Damping measurements
We next investigated the damping characteristics of the whiskers by
performing impulse experiments on the four whiskers of the D row (see
Materials and Methods). This serves as an independent check for the first-mode
resonant frequencies and also permits a more detailed analysis of damping
coefficients.
In our initial analysis of the impulse experiments, we observed that each
whisker oscillated around a position different from its initial static
position. In many cases, the whisker did not even return to its original
static position after the oscillations ended. We therefore calculated the zero
line for the oscillation based on the physical constraint that the amplitude
of the oscillation must decrease with each half-cycle (i.e., energy must never
be added into the oscillation). In practice, there was only one such line for
each impulse trial (to within 0.2°), and its value corresponded directly
to the midpoint of the last observable cycle in the oscillation.
We analyzed three impulse trials for each of the four whiskers in the D
row. For each whisker, the impulse trials gave first-mode resonance values
that agreed to within 5 Hz of each other, and also within 5 Hz of the
first-mode resonance value as measured in the vibration table experiment.
Figure 7 shows the damping
results for the full D row of whiskers.

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Figure 7. Damping characteristics for the D row of whiskers. Each column represents
results for a different whisker (D1, D2, D3, and D4). The top row presents the
resonance curve for each whisker. Damping characteristics were calculated from
the width of the resonance peaks, as indicated by the gray lines. The middle
row presents the results of one impulse trial for each whisker. Note that all
of the whiskers are strongly damped, undergoing at most five full cycles of
oscillation. The bottom row presents three log decrement curves (obtained from
three impulse trials) for each whisker. Each of the three trials is indicated
by a different symbol (triangles, circles, asterisks). In each graph, the
y-axis is the log of the amplitude of the peaks and troughs of the
oscillation (shown in the second row), and the x-axis is cycle
number. The slope of the lines on these graphs is the log decrement
.
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Table 2 shows the natural
resonances and the damping ratios for the D row of whiskers as calculated from
the vibration experiment and the impulse experiment. Resonant frequencies
agreed within 2%, and damping ratios agreed within 30%. Note that these are
relatively large values for
, meaning that the whiskers are very damped
compared with many familiar resonant objects; typical values of
for
musical instruments are on the order of 2-5 x 10-5. This
strong damping has significant implications for resonant oscillations during
natural behavior. Most significantly, it suggests that whiskers are unlikely
to bounce off of an object after contact (see case 3 below).
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Table 2. Measured first-mode resonant frequencies (f1),
damping ratios (z), and quality factors (Q) for the whiskers
of the D row
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In all of our experiments, both on isolated whiskers and in the awake
animal, the frequencies obtained are actually damped natural frequency. The
damped natural frequency is related to the undamped natural frequency by the
equation:
 | (6) |
where
is the damping ratio. Our whiskers typically had values of
between 0.11 and 0.17 (Table
2), so this will nominally lower the actual undamped natural
frequencies (<2%).
Resonances during active behavior
In the impulse experiments described previously, the base of the whisker
was held rigidly fixed, and a pair of fine forceps was used to deflect the
whisker. In the awake animal, however, the whiskers are actively moved back
and forth near the base, and deflections occur when the whiskers make contact
with objects in the environment. We wanted to determine whether resonances
could be produced by interactions with objects during natural whisking
behavior, and if so, how the resonant characteristics compared with those
observed in the isolated whiskers. We considered five cases in which
resonances might play a role in the interaction of the whiskers with the
environment.
Case 1: the whisker bumps into an object and drives past it
We looked for resonant oscillations as the whiskers were actively deflected
past a vertical bar, as described in Materials and Methods. A total of 19
trials were analyzed. Figure 8
shows four examples of typical whisker movement patterns that occurred as the
rat drove its whiskers past the bar. In these behavioral sequences, some
whiskers (those that had already passed the bar) moved freely in air, whereas
other whiskers directly contacted and then deflected past the bar. This
allowed us to directly compare whisker movements with and without object
contact. In 10 of 19 trials, the deflected whisker exhibited one-half to one
cycle of resonance before resuming the normal whisking pattern. In four cases,
no clear resonance distinct from the normal whisking pattern was observable,
despite clear deflection past the bar. In three trials, the whisker underwent
more than two cycles of oscillation before the resonance damped out. Two
trials gave ambiguous results and were not analyzed further.

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Figure 8. Resonant oscillations of the whiskers in response to deflection past a
vertical bar. A, B, Examples of two whiskers of different lengths (29
mm in A; 37 mm in B) deflecting past the bar. The top and
bottom traces in both figures show the angular position of two whiskers that
did not make contact with the bar. The middle trace in each figure shows the
angular position of a whisker that was stuck behind the bar and then deflected
past it. Deflection times are indicated by vertical arrows. The horizontal
arrows indicate the approximate half-cycle of the resonance. In A,
the lowest trace has been offset by -5°, and in B, the top and
bottom traces have been offset by +10° and -10°, respectively, for
visual clarity. C, Whisker deflection did not always result in clear
resonances. Traces 1 and 2 show the angular position of two whiskers that
deflected past the bar at 14 and 16 msec (vertical arrows). In trace 2, any
potential resonance exhibited immediately after deflection (top horizontal
arrow) is synchronized with the fundamental whisking periodicity (compare with
traces 3 and 4). In trace 1, the whisker undergoes up to three complete
resonant oscillations (bottom three horizontal arrows) before damping out.
Traces 3 and 4 show the angular position of two whiskers that did not make
contact with the bar. Traces 3 and 1 have been offset by +5° and -5°,
respectively, for visual clarity. D, In this example, one of the most
caudal whiskers deflects past the bar, and one-half to one cycle of resonance
is shown. Two half-cycles of resonance are indicated by the horizontal arrows,
but it is difficult to determine whether the second half-cycle constitutes
resonance, active protraction, or a combination of both. Note that the caudal
and rostral whiskers move in opposite directions over the duration of the
whisk.
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Figure 8, A and
B, shows two examples of the most commonly observed
whisker movement pattern after deflection, in which the whisker exhibited
one-half to one cycle of oscillation before resuming the normal whisking
motion. The top and bottom traces of Figure
8A show the angular position of two whiskers that did not
make contact with the bar at any point in time during the behavioral sequence.
These two whiskers show a fundamental whisking frequency of
9 Hz. The
middle trace of Figure
8A shows the angular position of a third whisker (
29
mm long) that did make contact with the vertical bar. The whisker remained
stuck behind the bar from 0 to 17 msec, at which time it suddenly deflected
past the bar (vertical arrow). It reached peak protraction at
25 msec,
rebounded backwards until 32 msec, and appears to be reincorporated into the
normal whisking pattern near 40 msec. The half-cycle of oscillation between 25
and 32 msec (duration, 7 ± 1 msec; horizontal arrow) was easy to
identify as a first-mode resonance in the video, and represents a resonant
frequency for this whisker between 62 and 83 Hz. To compare this
experimentally measured value with theory, we used a base radius (averaged
over 10 whiskers of similar length) of 0.072 ± 0.019 mm, a tip radius
of 0.0029 ± 0.001 mm, an average density of 1.14 mg/mm3, and
the value for Young's modulus obtained from
Figure 5B (3.68 GPa).
Inserting these values into Equation 4 predicts a resonant-frequency value for
this whisker between 68 and 131 Hz, centered at 107 Hz. Some of the
discrepancy between predicted and measured values is almost certainly
attributable to differences in boundary conditions at the base of the whisker
(see Discussion).
Figure 8B, middle
trace, shows a second example of a whisker deflecting past the bar. In this
case, the whisker was
37 mm long and passed by the bar after 21 msec
(vertical arrow). This whisker showed one-half cycle of oscillation between 34
and 43 msec (duration, 9 ± 1 msec; horizontal arrow), representing a
resonant frequency between 50 and 62 Hz. Again using the average values for
base and tip radius calculated over 10 whiskers of comparable length, theory
predicts a resonant frequency for this whisker between 51 and 89 Hz, centered
at 62 Hz. The top and bottom traces in this figure show the smooth whisking
trajectory achieved by whiskers that did not hit the bar.
Figure 8C
illustrates the variability present in the resonant responses during natural
behavior. In this example, two whiskers deflected past by the bar in quick
succession (14 and 16 msec, vertical arrows). Trace 1 shows the angular
position of a whisker (28 mm long) that underwent up to three cycles of
oscillation before the resonant response damped out (lowest three horizontal
arrows). Importantly, the cycles appeared to have different periods, with
frequencies ranging between 41 and 55 Hz. This suggests that the rat may be
changing boundary conditions at the base of the whisker during whisker
resonance. Note also that these measured values are much lower than the
predicted resonant frequency, between 73 and 140 Hz, for a whisker of this
length. This large discrepancy is likely attributable to underestimation of
the whisker length from foreshortening in the image, because this particular
whisker appeared to be oriented at some angle extending below the image plane.
In contrast to trace 1, trace 2 shows the angular position of a whisker (40 mm
long) that did not resonate in a manner distinct from smooth whisker
retraction. The resonant oscillation, if it occurs, appears to be dominated by
the retraction phase of the normal whisking cycle (top-most horizontal arrow).
The top two traces (traces 3 and 4) of
Figure 8C again
illustrate the smooth whisking trajectory achieved by whiskers that did not
hit the bar.
Finally, Figure 8D
shows an example of one of the most caudal whiskers (identifiable as belonging
to the Greek row) deflecting past the bar near 10 msec (vertical arrow). This
whisker was over 40 mm in length, and shows between one-half and one full
cycle of resonance, at frequencies between 25 and 33 Hz (horizontal arrows).
Again, the two half-cycles appear to have different periods. The top two
traces show the movements of more rostral whiskers freely moving in air. Note
that the caudal and rostral whiskers are moving in opposite directions over
the entire duration of the whisk (100 msec).
Case 2: free whisking in air
Figure 8 shows examples of
the movements of whiskers that both did and did not hit the vertical bar. As
an additional control, we also tracked whisker movements during free whisking
in air with no objects present, over
0.5 sec. By tracking over a longer
time period, we hoped to examine the relative variation between whisks,
compared with the single whisk cycles and associated resonances shown in
Figure 8. This controlled for
the possibility of seeing high-frequency resonances at sharp stops at the
extremes of each whisking cycle. Each of the four traces in
Figure 9 shows the angular
position of one of the whiskers in Figure
2B over time. The smooth cycles achieved by all four
whiskers over the entire duration of whisking look very similar to those shown
in Figure 8 and exhibit no
discernable resonant oscillations.

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Figure 9. Whisker motion during free whisking. No resonant oscillations were observed
during free whisking in air. Each trace shows the angular position of a single
whisker over time. The top and bottom trace have been offset by +10° and
-10°, respectively, for visual clarity.
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Thus, as expected, when the whiskers are being driven in a (relatively)
steady state, at a frequency well below resonance, no resonant oscillations
are present. It has also been shown that the whisking cycle has a significant
dorsoventral component, so that the whisking movement actually forms a loop
(Bermejo et al., 2002
). It is
possible that this loop helps the rat avoid the resonances that would
otherwise be associated with a hard (high acceleration) stop at the end points
of the whisking cycle.
Case 3: the whisker bumps into an object, and the whisker either
bounces off or remains in contact with the object
In none of the 19 trials did we observe the whisker to vibrate or bounce
upon its initial contact with the metal bar. Instead, after its initial
contact with the bar, each whisker appeared to remain in constant direct
contact with the bar as the rat drove its whiskers even further forward. As
the rat protracted its whiskers more, whiskers that were stuck behind the bar
deformed more and slid along the bar, until they finally deflected past the
bar at their tip (Fig. 2A).
Although we think it unlikely, it is conceivable that, under some behavioral
conditions (e.g., very high whisking velocity), the whiskers could bounce off
of an object. In this case, different modes will be excited, depending on
where along its length the whisker strikes the object. Specifically, striking
at different places along its length will preferentially excite modes that
have amplitude maxima at the striking points.
We suggest that the high damping of the whiskers, combined with any
tendency by the rat to continue to protract its whiskers after initial object
contact, will in general ensure that the whiskers will stick to, instead of
bounce off of, objects under exploration. Assuming that this condition
approximates a fixed-fixed or fixed-pinned boundary condition (see
Discussion), the whisker may still resonate, but its effective length will be
changed, thus altering the resonant frequency. The rat could potentially use
these resonances to help determine how far away an object is. Although we
never observed any resonances upon initial contact with the bar, the
experiments presented here were not designed to look closely for this
possibility.
Case 4: texture discrimination
The current study confirms that resonances exist in the awake, behaving
animal and may enable the rat to perform fine texture discriminations as
hypothesized by Neimark (2001
)
(for additional discussion, see Neimark et
al., 2003
).
Case 5: whiskers held erect during head movements
During several behaviors, including drinking and object exploration, the
whiskers are often held stationary and erect while the head moves. In our
behavioral videos, the tips of the whiskers were often observed to oscillate
under these conditions, but these frequencies were not quantified. It is thus
possible that sharp head movements may superimpose a resonance on top of the
smooth whisking cycle.
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Discussion
|
|---|
Resonances and trigeminal processing
The main finding of this paper is that whiskers exhibit natural resonances
and strong damping, both in vibration tests on isolated whiskers and in the
awake, behaving animal. In the awake animal, the whiskers clearly resonate
after being driven past an object (Fig.
8). We suggest below that this may be particularly important for
the detection of object boundaries: high-frequency vibrational information
will arise from whiskers that have deflected past an edge. The observed
resonant frequencies, ranging between 27 and 260 Hz depending on whisker
length, were well above normal whisking frequencies. These resonant properties
should facilitate the transduction of high-frequency mechanical stimuli to the
sensors in the whisker follicles during natural exploratory behaviors.
Peripheral neurons (e.g., those in the trigeminal ganglion) might follow this
high-frequency information in a one-to-one manner up to frequencies as high as
1 kHz. More central neurons are unlikely to follow one-to-one up to such high
frequencies, because they will be limited by longer refractory periods.
However, at higher frequencies, central neurons may track the changes in
amplitude of the resonances; in other words, they may follow the envelope of
the resonant signal. These two mechanisms may drive the types of
high-frequency responses found in previous electrophysiological experiments
(Shipley, 1974
;
Simons, 1978
;
Castro-Alamancos, 2002
;
Kleinfeld et al., 2002
).
Boundary conditions for isolated whiskers and for the behaving
animal
In the experiments on isolated whiskers, each whisker was held fixed at the
base and otherwise allowed to vibrate freely, replicating the type of seismic
excitation that would occur during natural whisker movement. This represents a
fixed-free boundary condition and compares reasonably well with the conditions
that occur as the rat moves its whiskers freely in air and makes initial
contact with an object.
That the isolated whiskers were held rigidly at the base has two
implications for our results. First, it means that measured values for
resonant frequencies presented in this paper represent upper bounds on these
frequencies, for fixed-free boundary conditions. Second, the rigid base means
that damping effects were minimized, and our values of
thus represent
lower bounds. Any decrease in how rigidly the whiskers are held at the base
will decrease the natural frequencies and is likely to increase damping.
The whiskers are almost certainly held much less stiffly in the behaving
animal because of compliance in the facial tissue and musculature at the
whisker base. This difference in boundary conditions is likely to account for
the differences observed between the isolated-whisker and awake-animal
experiments: lower resonant frequencies and higher damping were observed in
the awake animal than in the isolated whiskers (Figs.
7 and
8). In addition, the rat may
control the compliance at the base of the whisker to actively modulate
boundary conditions, thus changing both damping and resonant frequencies (see
below).
Modeling the whisker base with a torsional-spring boundary condition,
instead of a fixed boundary condition, might be an even better approximation
to boundary whisking in air and initial object contact because of the
compliance of the follicle and associated musculature. In the torsional-spring
case, the boundary conditions are a mix between fixed-free and pinned-free,
and to find the natural resonances, we can, to first order, interpolate
between those two conditions (Gorman,
1975
). In the interpolated model, the predicted fundamental
frequencies would decrease by
30%
(Gorman, 1975
) to match our
data. It may be possible to infer properties of the follicle base by using an
equivalent torsional-spring constant.
Under some behavioral conditions involving object contact, such as the
whisker bumping into an object and sticking against it (case 3b), the boundary
conditions might be better modeled with a fixed-pinned or fixed-fixed beam.
Under fixed-pinned or fixed-fixed conditions, the resonant frequencies will be
higher than in the fixed-free condition, by factors of 4.39 and 6.36,
respectively. The point of contact also shortens the effective length of the
whisker, further increasing the resonant frequencies. In contrast, under
fixed-free boundary conditions (cases 1, 2, 3a, and 5 in Results), the point
at which the whisker contacts an object has no effect on the resonant
frequencies (Morse, 1936
),
only on the relative amplitudes of the different spatial modes. Point of
contact is also likely to be important during texture exploration (case 4)
(Neimark et al., 2003
).
Implications for natural exploratory behavior
Experimental limitations and general observations
In this study, we were concerned only with tracking the angular position of
the whisker and examining the smoothness of the resulting trajectory for
resonant frequencies. We were not concerned with tracking a particular point
on the whisker, and we did not examine the dorsal-ventral component of whisker
movement or resonance (Bermejo et al.,
2002
). Ideally, whisker movements would have been monitored in
three dimensions, but we were concerned that placing any markers on the
vibrissae would disrupt the natural frequencies. Instead, we were careful to
examine resonances under natural conditions, with all of the whiskers intact
and unaltered in any way.
In our initial analysis of the behavioral video data we observed a feature
of whisking behavior that is yet undescribed in the freely behaving animal:
whiskers on the same side of the face can move in opposite directions over the
duration of an entire whisk. As shown in
Figure 9D, the caudal
whiskers can protract while the more rostral whiskers are retracting, over a
time course of 100 msec. We also observed that, in general, whisking tended to
be more synchronous (i.e., whiskers on the same side of the face tended to
move in unison) when no obstacle was present (data not shown).
These results are consistent with, but differ slightly from, those found
for rats performing a texture discrimination task
(Carvell and Simons, 1990
), and
for rats in a head-fixed conditioned-whisking preparation
(Sachdev et al., 2002
). In the
texture discrimination study, whiskers on the same side of the face were
observed to move in opposite directions only 3% of the time, over a total of
60 whisks (Carvell and Simons,
1990
). The conditioned-whisking study reported that whiskers could
move in opposite directions for durations ranging from 12 to 24 msec, most
often when whiskers changed direction rapidly
(Sachdev et al., 2002
). Both
studies reported that some whiskers could remain stationary, in continuous
contact with an object, while other whiskers moved freely for several cycles
(Carvell and Simons, 1990
;
Sachdev et al., 2002
). In the
present study, we found that the rostral and caudal whiskers could move in
opposite directions for an entire whisk cycle (100 msec), even when only
transient contact with an object occurred. The degree of independence of
individual whisker movements in the freely behaving animal clearly warrants
additional study.
Active modulation of whisker resonances
One of the most intriguing suggestions of our data is the possibility that
the rat can actively modulate the resonant frequencies and damping. If the rat
is able to actively change the boundary conditions at the base of the whisker,
then the resonant frequencies and damping will change dramatically. In the
awake animal, we observed shifts in the natural resonances over one or more
cycles and also large variability in the time course of damping, dependent on
the individual whisker and the phase of the whisking cycle. Both of these
observations suggest that the rat may be actively changing biomechanical
parameters that alter the resonances of whiskers. For example, the rat may be
able to alter the resonances and time course of damping by changing muscle
tension or blood flow to the follicle (Scott,
1955a
,b
).
Modulations of resonance are illustrated in trace 1 of
Figure 8C and the
lowest trace of D, which show that the frequencies can vary over the
course of one or more cycles of resonance. In addition, the time course of
damping appeared to depend not only on the individual whisker but also on the
phase of the whisking cycle. For example,
Figure 8, A, B, and
D, shows that, if deflection past the bar occurs
relatively early in the protraction cycle, at least one-half cycle of
resonance will be present. In contrast, traces 1 and 2 of
Figure 8C illustrate
that, if the deflection occurs later in the protraction cycle, the rat
canbut does not alwaysincorporate the resonance into the normal
retraction phase of the whisking cycle. These results suggest that the rat may
at times be able to actively suppress or enhance resonant frequencies by
changing the time of retraction onset.
 |
Footnotes
|
|---|
Received Mar. 4, 2003;
revised May. 29, 2003;
accepted May. 30, 2003.
Thiswork was supported by NASA's Information Technology Strategic Research
Program. We are grateful to Terry Scharton, whose expertise on mechanical
vibrations helped guide this work. We also thank Steve Lewis in the Jet
Propulsion Laboratory standards laboratory for training and assistance on the
use of the vibration table and Maria Neimark for useful discussions.
Correspondence should be addressed to Dr. Mitra J. Hartmann, Jet Propulsion
Laboratory, MailS top 303-300, California Institute of Technology, 4800 Oak
Grove Drive, Pasadena, CA 91109. E-mail:
mitra.hartmann{at}jpl.nasa.gov.
Copyright © 2003 Society for Neuroscience
0270-6474/03/236510-10$15.00/0
 |
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