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The Journal of Neuroscience, February 1, 2003, 23(3):1049
Seasonal Plasticity of Peripheral Auditory Frequency
Sensitivity
Joseph A.
Sisneros and
Andrew H.
Bass
Department of Neurobiology and Behavior, Cornell University,
Ithaca, New York 14853
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ABSTRACT |
Female midshipman fish (Porichthys notatus) use the
auditory sense to detect and locate vocalizing males during the
breeding season. Detection of conspecific vocal signals is essential to their reproductive success and can evoke strong phonotactic responses in gravid females but not in spent females that have released all of
their eggs. Here, we test the hypothesis that seasonal variation in
reproductive state affects the neurophysiological response properties
of the peripheral auditory system in female midshipman fish.
Iso-intensity responses of eighth nerve afferents from the sacculus,
the main auditory end organ of the inner ear, to individual tones were
measured for spike rate and vector strength (VS) of synchronization.
Most auditory saccular units in reproductive, summer females showed
robust temporal encoding up to 340 Hz, whereas nonreproductive winter
females showed comparable encoding only up to 100 Hz. The dramatic
upward shift in temporal encoding among summer fish was paralleled by
increases in best frequency (BF), maximum evoked spike rate at BF, VS
values at BF, and the percentage of units that showed significant VS to
iso-intensity tones >140 Hz. Reproductive summer females were best
suited to encode the higher harmonic components of male advertisement
calls. This first demonstration of a natural cyclicity in
peripheral auditory frequency sensitivity among vertebrates may
represent, in this case, an adaptive plasticity of the female
midshipman's auditory system to enhance the acquisition of auditory
information needed for mate identification and localization during the
breeding season.
Key words:
auditory plasticity; hearing; sacculus; reproduction; hair cell; vocalization
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Introduction |
Although a number of studies have
focused on morphological correlates of seasonal or reproductive
state-dependent changes in the adult vertebrate nervous system, fewer
have considered its possible concurrent neurophysiological plasticity.
Where available, physiological studies have focused mainly on the
neuroendocrine axis, for example changes in the electrical excitability
of gonadotropin-releasing hormone-containing neurons (for review, see
Kelly and Wagner, 1999 ). Although psychoacoustic studies of humans
suggest that reproductive state affects female auditory sensitivity and
sound localization (for review, see McFadden, 1998 ) (also see Haggard and Gaston, 1978 ; Swanson and Dengerink, 1988 ; Altermus et al., 1989 ),
supporting neurophysiological evidence is lacking. Seasonal plasticity
in vocal-acoustic behavior is well known among nonmammalian vertebrates, although studies of the neuronal correlates of
reproductive periodicity have focused mainly on the anatomical traits
of vocal motor systems (for review, see Tramontin and Brenowitz, 2000 ; Ball et al., 2002 ). By necessity, reproductive periodicity in the
operation of any species' vocal behavior may be accompanied by changes
in the ability of the auditory system to detect and process changing
vocal parameters. Here, we consider seasonal neurophysiological
plasticity in the frequency sensitivity of the peripheral auditory
system of a seasonally breeding vertebrate for which vocal
communication is essential to its reproductive success.
The auditory system of the plainfin midshipman fish, Porichthys
notatus, provides an excellent model for investigating seasonal changes in the reception, processing, and production of vocal signals
(for review, see Bass, 1996 ; Bass et al., 1999 ). Vocal signals are
essential to the successful reproduction of this nocturnally active
species, which migrates during the late spring and summer from deep
offshore sites into the intertidal zone to spawn in nests positioned
under rocky shelters. Nesting males produce long duration (>1 min)
multiharmonic advertisement calls, or "hums," to attract females to
their nests (Bass et al., 1999 ). The fundamental frequency (90-100 Hz)
of the hum is highly stable, with several prominent harmonics ranging
up to 400 Hz that typically contain as much or more spectral energy as
the fundamental. Reproductively active females use the auditory sense
to detect and locate humming conspecific males. After depositing their
eggs in a humming male's nest, females leave the breeding grounds and
return to deep waters (Brantley and Bass, 1994 ). Underwater acoustic
playbacks of natural and synthetic hums evoke strong phonotactic
responses in gravid females but not in spent females that have
released most of their eggs (McKibben and Bass, 1998 , 2001a ),
suggesting that reproductive state may influence the response
properties of the auditory system.
Here, we test the hypothesis that seasonal variation in reproductive
state can modulate the neurophysiological response properties of the
peripheral auditory system in female midshipman fish. We show that in a
wild population of midshipman fish the discharge properties and
frequency response dynamics of auditory saccular afferent neurons
change with female reproductive state. We propose that this plasticity
is an adaptive response by the female's auditory sense to enhance mate
detection and localization during the breeding season.
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Materials and Methods |
Experimental animals. Midshipman fish (P. notatus) have three known adult reproductive morphs that include
females and two male morphs: types I and II (Bass, 1996 ). Type I males
acoustically court females and provide parental care for fertilized
eggs, whereas an alternative type II male morph shows neither of these
behaviors and instead sneak or satellite spawns to steal fertilizations from the type I males. Adult female midshipman (10.0-18.4 cm standard length) were collected during the years 1999-2002 both in the nonreproductive "winter" season (late September to early April) and
in the reproductive summer season (June to August). In the winter,
nonreproductive females with regressed ovaries that contained only
small (<1 mm diameter) unyolked eggs were collected by trawl at a
depth of 70-120 m in Monterey Bay near Moss Landing, CA. Animals
rapidly adjusted to the sudden change in water depth and showed no
visible signs of stress in captivity. In the summer, gravid,
reproductively active females with ovaries that contained relatively
large (5 mm diameter) yolked eggs (Brantley and Bass, 1994 ) were
collected by hand from the nests of parental (type I) males at low tide
from a natural breeding population near the northern end of Tomales
Bay, CA, in the same geographical location used in many previous
studies of this species (Bass, 1996 ; Bass et al., 1999 ). Female
midshipman were maintained in saltwater aquaria at 12-15°C and fed a
diet of brine shrimp or goldfish, or both, every 3-4 d.
Neurophysiology experiments were performed on female fish within
15 d after collection from trawls or nests. Additional experiments
were also performed on females maintained in captivity after collection
from nests for 26-32 d during the summer and 2-6 months during the
winter. The former group had ovaries that contained both reduced yolked
eggs (<5 mm diameter) and small unyolked eggs (<1 mm diameter),
whereas the latter group showed regressed ovaries that contained only
small unyolked eggs like those observed in females collected during the
winter. All experimental procedures followed National Institutes of
Health guidelines for the care and use of animals and were approved by the Cornell University Institutional Animal Care and Use Committee.
Neurophysiology experiments. Recording methods followed
those used previously to characterize eighth nerve afferents in
midshipman fish (McKibben and Bass, 1999 , 2001b ). Midshipman were
anesthetized in a solution of 0.2% benzocaine and then given an
intramuscular injection of pancuronium bromide (~0.5 mg/kg) and
fentanyl (~1 mg/kg) for immobilization and analgesia, respectively.
Primary afferents of the saccule, which is the main auditory end organ in this species (Cohen and Winn, 1967 ; McKibben and Bass, 1999 , 2001b ),
were then exposed by a dorsal craniotomy. The cranial cavity was filled
with Fluroinert (3M, Rochester, MN) to enhance clarity and prevent drying. A dam of denture adhesive cream ~2 cm
high was built up around the cranial cavity, which allowed the animal
to be lowered below the water surface. Animals were positioned ~10 cm
above an underwater loudspeaker embedded in sand on the bottom of a 30 cm diameter, 24 cm high Nalgene experimental tank [design
as in Fay (1990) ]. The tank rested on a pneumatic vibration isolation
table inside an acoustic isolation chamber (Industrial
Acoustics, New York, NY), and all recording and stimulus generation equipment were located outside the chamber. Animals were
perfused continuously with fresh seawater at 14-15°C through the
mouth and over the gills during all neurophysiology experiments. Extracellular single unit discharges were recorded from saccular afferent neurons with glass microelectrodes filled with 4 M NaCl (~20-40 M ). Auditory neurons were
randomly sampled from eighth nerve afferents that innervated the
saccular otolith and amplified using standard electrophysiology
techniques. Single units were identified with a search stimulus (a
single tone from 70 to 100 Hz) as the microelectrode was advanced
through the nerve. Analog unit discharges were amplified (Getting 5 A),
filtered at 150-5000 Hz (Stanford Research Systems SR650), and then
recorded on a Macintosh Centris computer running under a custom
synthesis and data acquisition software control program (CASSIE,
developed by J. Vrieslander, Cornell University). A pattern-matching
algorithm in CASSIE was used to extract visually identified single
units during the extracellular recordings. On isolation of single
units, the iso-intensity responses were measured for both
synchronization and spike rate (see data analysis). The best frequency
(BF) of a unit was determined as the frequency that evoked the maximum
spike rate above the resting discharge rate or the highest vector
strength of synchronization (VS) to the individual tones, or
both. Auditory threshold was determined at BF and was designated
as the lowest stimulus intensity that evoked a significant VS value and
produced an increase in spike rate.
Stimulus generation. Acoustic stimuli were synthesized with
the CASSIE software running on a Macintosh Centris with a 12-bit DA
board (MacAdios). Stimuli were attenuated (Tucker Davis
programmable attenuator), amplified (NAD stereo amplifier 3020 A), and
played through an underwater loudspeaker (UW-30 University Sound). The frequency response of the underwater speaker was measured with a
mini-hydrophone (Bruel and Kjaer 4130) in the position
normally occupied by the fish's head. Relative sound pressure
measurements were then made with a spectrum analyzer (Stanford Research
Systems SR780), calibrated by peak-to-peak voltage measurements on an oscilloscope, and then adjusted with CASSIE software so that the sound
pressure at all used frequencies (60-800 Hz) was of equal amplitude
within ±1 dB. Measurements of pressure differences between various
points in our experimental tank were made in previous studies to
confirm that the primary axis of particle motion was in the vertical
plane orthogonal to the surface of the underwater speaker (McKibben and
Bass, 1999 ) and that reflections from the tank walls and water surface
did not alter the sound pressure waveform of the acoustic signals
(Bodnar and Bass, 1997 , 1999 ). Recent evidence indicates that many
primary afferents that innervate the midshipman saccular otolith
respond to dorsoventral acceleration and that the iso-intensity curves
based on pressure are similar in shape to iso-intensity curves based on
particle motion or displacement (Weeg et al., 2002 ).
Basic auditory stimuli consisted of eight repetitions of single tones
500 msec in duration with fall and rise times of 50 msec. Each
repetition was presented at a rate of one every 1.5 sec. To measure the
iso-intensity responses, pure tones were presented at 10 or 20 Hz
increments between 60 and 400 Hz at a sound pressure of 130 dB
re 1 µPa. This sound level is consistent with known levels for
midshipman sounds recorded near the nest (Bass and Clark, 2003 ).
Data analysis. Resting discharge rates were measured for
eight repetitions of the stimulus interval with no stimulus present and
then used to generate interspike interval (ISI) histograms with 1 msec
bins. Units with resting discharge activity were classified as either
regular or irregular units on the basis of their ISI histograms such
that units with ISIs that were normally distributed ( 2 test for goodness of fit;
p > 0.05) were classified as regular units and those
that were not normally distributed were classified as irregular units.
Resting discharge variability was expressed as the coefficient of
variation (CV), the ratio of SD to mean ISI duration. Spike train
responses to individual tones were quantified for both maximum evoked
average spike rate and VS, which is a description of the
temporal pattern of firing (i.e., phase locking). Spike rates were
averaged across the repetitions over the entire stimulus duration. VS,
calculated from the spike train data acquired over the entire stimulus
duration, measures the degree of phase locking to a periodic signal and
varies from zero for a uniform or random distribution to 1 if all
spikes fall in the same bin. VS is equivalent to the mean vector length
for the circular distribution of spikes over the period of the stimulus
and was calculated according to Goldberg and Brown (1969) using 2 msec
bins. A Rayleigh Z test was used to test whether
synchronization to pure tones was significantly different from random
(p < 0.05) (Batschelet 1981 ). Only significant VS values were used to generate iso-intensity curves. Although iso-intensity responses for both average evoked spike rate and VS of
synchronization were collected for auditory saccular afferents, measurements of VS were less variable than evoked spike rate in this
and previous studies (McKibben and Bass, 1999 , 2001b ), and thus VS was
a more consistent measure for frequency encoding in midshipman fish. In
general, phase-locking accuracy (i.e., VS of synchronization) rather
than spike rate responsiveness is a better predictor of frequency
encoding among teleost fishes (Fay 1978a , 1982 , 1994 ) and among
vertebrates in general for frequencies of 1 kHz (Javel and Mott,
1988 ).
Statistical analysis. Seasonal differences (nonreproductive
winter vs reproductive summer) in resting discharge rate, BF, and
threshold at BF were determined by a Student's t test. In cases in which data sets failed tests of normal distribution or equal
variance and a t test could not be used, data were analyzed using the nonparametric Mann-Whitney U test. For all tests,
was set at 0.05. An analysis of the slopes for the relationship of
VS at BF and resting discharge rate between winter and summer females
was determined by an analysis of covariance (ANCOVA). Associations
between CV and ISI and VS at BF and resting discharge rate were
determined using Pearson's correlation and linear regression. A
2 analysis of a 2 × 3 contingency
table was used to determine differences in the relative numbers of
resting discharge types (silent, regular, and irregular units) between
winter and summer seasons. The effects of season (nonreproductive
winter vs reproductive summer) and resting discharge type (silent,
regular, and irregular units) on VS at BF and resting discharge rate
were determined by a two-way ANOVA followed by the Tukey test for
planned pairwise multiple comparisons.
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Results |
Resting discharge activity
Of the 172 primary auditory neurons isolated in this study,
resting discharge activity was recorded without any auditory
stimulation from 113 units in 36 adult female fish (19 in winter and 17 in summer). Because there was no difference in the resting discharge rates between captive winter females ( = 20.6 ± 18.6 SD
spikes/sec; n = 7 animals, 25 units) and wild-caught
winter females ( = 22.1 ± 20.8 SD spikes/sec;
n = 12; 28 units) (t test, t = 0.26; df = 51; p = 0.80), data were pooled and
then compared with summer females recorded within 15 d after
collection from nests. Resting discharge rates ranged from 0 to 70.8 spikes/sec for winter females and 0 to 87.4 spikes/sec for summer
females (Fig. 1). Three general resting
discharge patterns were observed in both winter and summer females:
silent, regular, and irregular. This resting discharge classification
scheme is similar to that used by McKibben and Bass (1999) , with the
exception that the irregular class in this study includes units that
were classified previously as variable, bursting, and irregular units
in McKibben and Bass (1999) . The classification scheme used in this
study more closely follows that used in previous studies of both fish
and tetrapods (Fay, 1978b ; Köppl and Manley, 1990 ; Manley et al.,
1991 ), thereby facilitating comparisons.

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Figure 1.
Resting discharge rate histograms of auditory
saccular afferent neurons recorded from adult female midshipman fish
(P. notatus) during the winter and summer. The
numbers of animals and auditory saccular afferent
neurons tested are indicated in parentheses.
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Silent units, by definition, did not display any resting discharge
activity, whereas units that displayed regular and irregular discharge
patterns were best observed when plotted as ISI histograms (Fig.
2). Regular units had ISIs that were
normally distributed, relatively constant, and had ISI histograms with
a single pronounced peak (Fig. 2A). Regular units had
CVs that ranged in the winter from 0.163 to 0.477 ( = 0.343 ± 0.100 SD; n = 8 animals; 9 units) and in the summer
from 0.249 to 0.419 ( = 0.307 ± 0.079 SD; n = 3; 3 units). In contrast, irregular units had ISIs
that were not distributed normally but were highly variable and
scattered without any obvious periodicity (Fig. 2B).
Irregular units had CVs that ranged in winter from 0.416 to 1.385 ( = 0.741 ± 0.235 SD; n = 19; 39 units)
and in summer from 0.304 to 1.228 ( = 0.732 ± 0.219 SD;
n = 14; 44 units). Mean CV for regular and irregular units did not differ between winter and summer (two-way ANOVA; effect
of season; F = 0.08; df = 1, 91; p = 0.77), but the mean CV of irregular units was approximately twice
that of the regular units (two-way ANOVA; effect of resting discharge
type; F = 28.62; df = 1, 91; p < 0.001). There was no relationship between CV and mean ISI for regular
and irregular units [r = 0.04; null hypothesis (Ho): = 0; t = 0.44;
p = 0.66].

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Figure 2.
Resting discharge patterns of auditory saccular
afferent neurons recorded from female midshipman. Representative ISI
distributions are shown for both regular and irregular resting
discharge patterns. Discharge variability is expressed as the
coefficient of variation (CV), a dimensionless
ratio of SD to mean ISI duration. SR, Spike rate. Bin
width = 1 msec.
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Of the three general types of resting discharge patterns, irregular
discharge activity was the most common discharge pattern observed in
both winter (74%) and summer (73%) females followed by silent
(winter = 9%, summer = 22%) and regular (winter = 17%, summer = 5%). The relative numbers of resting discharge
types differed between winter and summer seasons (contingency table; 2 = 7.74; df = 2;
p < 0.05) such that summer females had more silent units (13% increase) and fewer regular units (12% decrease) than winter females.
Mean resting discharge rate did not differ between females in the
winter ( = 21.4 ± 19.8 SD spikes/sec; n = 19; 53 units) and in the summer ( = 17.8 ± 22.7 SD
spikes/sec; n = 17; 60 units) (two-way ANOVA; effect of
season; F = 0.53; df = 1, 107; p = 0.47). Resting discharge rates also did not differ between regular and
irregular units, both of which were naturally higher than the rates of
silent units (Table 1) (two-way ANOVA and
Tukey test; effect of resting discharge type; F = 8.83;
df = 2, 107; p < 0.005).
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Table 1.
Discharge characteristics of auditory saccular afferent
neurons from winter and summer female midshipman, P. notatus
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Plasticity of frequency response and sensitivity to
auditory stimuli
Responses to single tone stimuli at 130 dB re 1 µPa were
recorded for 172 auditory saccular primary afferent neurons in 42 adult
female midshipman (24 winter and 18 summer fish). Iso-intensity responses measured for both spike synchronization and spike rate revealed differences in the shape of the iso-intensity curves and
BF of auditory saccular afferents between summer and winter fish. Figure 3 shows representative
responses to iso-intensity tones of 130 dB (re 1 µPa) for individual
auditory saccular afferents based on both vector strength of
synchronization (filled circles) and maximum evoked
spike rate (open squares). The frequency that evoked the
highest VS and highest spike rate above resting discharge rate was
defined as the BF. The iso-intensity curves of winter females generally
consisted of profiles with BFs from 60 to 200 Hz; VS and spike rate
values declined rapidly above BF to their lowest values at 380-400 Hz
(Fig. 3A-C). In contrast, the iso-intensity curves of summer females generally consisted of profiles with a broader
range of BFs extending up to 280 Hz; VS values declined gradually above
BF, whereas spike rate declined rapidly above BF (Fig.
3D-F).

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Figure 3.
Representative examples of iso-intensity curves of
individual auditory saccular afferents of female midshipman in response
to single tones at 130 dB (re 1 µPa) during the winter
(top row) and summer (bottom row).
Iso-intensity responses are plotted for vector strength of
synchronization (VS, ) and maximum evoked spike rate
(SR, ) at each frequency tested for each saccular
afferent. All SR data are plotted as mean ± 1 SD. Note that most
of the SD bars are obscured by symbols. These iso-intensity curves have
BFs that span the range of BFs for winter and summer fish. Resting
discharge rate corresponding to each unit is as follows:
A, 21.0 spikes/sec; B, 70.4 spikes/sec;
C, 59.0 spikes/sec; D, 15.4 spikes/sec;
E, 2.8 spikes/sec; F, 64.8 spikes/sec.
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Because the mean BF did not differ between wild-caught winter females
(sampled 15 d after trawl collection) and those held in winter
captivity 2-6 months after collection from nests (t test;
t = 0.67; df = 86; p = 0.50), data
were pooled and then used for comparison with data from summer females
(sampled 15 d after collection from nests). On the basis of vector
strength of synchronization, most of the BFs (83%) for winter females
were 60-100 Hz, whereas for summer females only 48% of the units had BFs in this range, with the majority (52%) shifted upward from 120 to
280 Hz (Fig.
4A,B).
Median BF was higher in the summer (140 Hz) than winter (70 Hz)
(Mann-Whitney U test; Z = 3.90; df = 170; p < 0.001). In addition, VS at BF was also higher
in the summer ( = 0.87 ± 0.11 SD; n = 18 animals; 84 units) than during the winter ( = 0.81 ± 0.14 SD; n = 24; 88 units) (t test; t = 2.87; df = 170; p < 0.005).
Likewise, maximum evoked spike rate (peak minus resting
discharge) at BF was higher in the summer ( = 37.9 ± 37.2 SD spikes/sec; n = 18; 84 units) than in the winter
( = 25.7 + 25.3 SD spikes/sec; n = 24; 86 units)
(Mann-Whitney U test; Z = 2.12; df = 168; p < 0.05), and median BF based on maximum evoked
spike rate was also higher in summer (95 Hz) than winter (80 Hz)
(Mann-Whitney U test; Z = 2.35; df = 168; p < 0.05). Most of the BFs (78%) based on spike
rate for winter females were from 60 to 100 Hz, whereas for summer
females only 51% of the units had BFs in this range, with 49% shifted
upward from 120 to 260 Hz (Fig. 4C,D). In sum,
these results show that BFs and the measures for temporal encoding (VS
and maximum evoked spike rate at BF) are higher in the reproductive
summer than in the nonreproductive winter.

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Figure 4.
Best frequency histograms of auditory saccular
afferent neurons recorded from a wild population of female midshipman.
Adult females were collected during the nonreproductive winter
(left column) and reproductive summer (right
column) seasons. A, B,
Distribution of best frequencies (BF) for
auditory saccular afferents of winter (A) and
summer (B) females based on the vector strength
(VS) of synchronization to iso-intensity tones of 130 dB
(re 1 µPa). Note that median BF is twofold greater for summer females
than winter females. C, D, BF histograms
for winter (C) and summer
(D) females based on maximum evoked spike rate
(SR) to iso-intensity tones of 130 dB (re 1 µPa). Note
that median BF is also higher for summer females than winter females.
The numbers of animals and auditory saccular afferent
neurons tested are indicated in parentheses.
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Differences in the iso-intensity response profiles between winter and
summer females were best observed when the median and quartile VS
values were plotted for the entire population of auditory primary
afferents (Fig. 5). As noted earlier
(Materials and Methods), VS rather than spike rate responsiveness is a
more accurate measure of frequency encoding among teleost fishes,
including midshipman. Thus, only the iso-intensity curves based on VS
of synchronization were used to compare differences in the response
profiles for the entire population of auditory saccular afferents of
summer and winter fish. During the winter, median VS declined gradually from 0.77 to 0.40 between 60 and 360 Hz (Fig. 5A). In sharp
contrast, median VS remained relatively high ( 0.70) between 60 and
340 Hz and then gradually declined to 0.46 at 400 Hz during the summer (Fig. 5B). Among winter females, there was a precipitous
drop in the number of units showing significant VS values (Rayleigh Z test; p > 0.05) above 140 Hz. The
percentage of units with significant VS declined from 91% at 140 Hz to
44% at 340 Hz in winter females (Fig. 5C), whereas the
percentage of units with significant VS declined only from 96 to 75%
over the same range of frequencies in summer females (Fig.
5D). Thus, the upward shift in robust temporal encoding
among summer females was paralleled by an upward shift in the
percentage of units that showed significant VS values above 140 Hz.

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Figure 5.
Iso-intensity curves for the entire population of
female midshipman auditory saccular afferent neurons to 130 dB (re 1 µPa) iso-intensity tones during the winter (left
column) and summer (right column). The
numbers of animals and auditory saccular afferent
neurons tested are indicated in parentheses.
A, B, Iso-intensity curves based on
vector strength (VS) of synchronization show VS values
for each frequency tested in terms of the median (black filled
circles), 25th percentile (bottom bar), and 75th
percentile (top bar). C,
D, Distribution of the percentage of saccular afferent
neurons (gray filled circles) that displayed
significant VS values for each frequency tested. For example, during
the summer (D), 75% of the saccular afferents
displayed significant VS values for stimuli at 300 Hz versus 46% of
the afferents that displayed significant VS values for the same
frequency during the winter (C).
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Auditory threshold at BF was determined for 22 saccular primary
afferents from 15 adult female midshipman (7 winter, 8 summer fish).
There was no difference in the threshold at BF (Fig.
6) between females in the winter ( = 104 ± 6 SD dB re 1 µPa; n = 7 animals; 11 units) and summer ( = 103 ± 6 SD dB re 1 µPa; n = 8; 11 units) (t test; t = 0.20; df = 20; p = 0.84). However, the median BF
at the determined threshold for this subsample of 22 auditory afferents
was 2.25-fold greater for summer females (160 Hz) than winter females
(70 Hz) (Mann-Whitney U test; Z = 3.77;
df = 1, 22; p < 0.001). Thus, auditory threshold
did not change between reproductive seasons, but the BF at auditory
threshold for saccular primary afferents was greater during the
breeding summer than the nonbreeding winter months.

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Figure 6.
Relationship between auditory threshold (decibels,
re 1 µPa) and best frequency (BF) of female
midshipman auditory saccular afferents recorded during the winter ( )
and summer ( ). Note that the brackets ([ ])
indicate the overlap of two data points.
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Saccular afferents from summer females began to show a decrease in the
encoding of frequencies >300 Hz and BF when sampled >25 d after their
collection from a nest. Iso-intensity responses of saccular afferents
were measured for spike synchronization and evoked spike rate from a
limited sample of four adult summer females recorded 26-32 d after
collection from their nests. On the basis of VS, 100% of the BFs for
summer females sampled >25 d after nest collection were 60-100 Hz
compared with only 48% of the BFs for summer females sampled <15 d
after nest collection (Fig.
7A). Median BF was lower in
summer females sampled >25 d after nest collection (median = 70 Hz; n = 4 animals; 10 units) than in summer females
sampled at <15 d (median = 140 Hz; n = 18; 84 units) (Mann-Whitney U test; Z = 2.09; df = 92; p < 0.05). However, there was no
difference in median BF on the basis of maximum evoked spike rate
between summer females sampled at >25 d (median = 65 Hz;
n = 4; 10 units) and <15 d (median = 95 Hz; n = 18; 84 units) (Mann-Whitney U test;
Z = 1.85; df = 92; p = 0.06).
Median VS values remained relatively high (>0.70) between 60 and 300 Hz for summer females sampled at both >25 and 15 d after nest
collection, but declined much more rapidly between 300 and 400 Hz for
the >25 d group than the 15 d group (Fig. 7B). Thus, the
BF and more generally the encoding of auditory frequencies >300 Hz
begins to decrease after 25 d from the collection of the nest.

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Figure 7.
Frequency sensitivity of female midshipman
auditory saccular afferents recorded 15 and >25 d after collection
from nest during the reproductive summer season. A,
Distribution of best frequencies (BF) of saccular
afferents based on the vector strength (VS) of
synchronization to iso-intensity tones of 130 dB (re 1 µPa).
B, Iso-intensity curves based on vector strength
(VS) of synchronization to iso-intensity tones of 130 dB
(re 1 µPa) that show median VS values for females recorded during the
winter (gray filled circles; from Fig.
5A) and summer that were sampled 15 d (black
filled circles; from Fig. 5B) and >25 d
(white filled circles) after collection from
nests.
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Relationship between VS at BF and resting discharge rate
A weak but significant linear relationship was identified between
phase-locking accuracy at BF and resting discharge rate for a subsample
of auditory units that were analyzed for both resting discharge rate
and VS at BF. VS of synchronization at BF was negatively correlated
with resting discharge rate for females in both the winter
(r = 0.48; Ho: = 0; t = 3.95; p < 0.001) and the summer (r = 0.47; Ho: = 0; t = 4.08;
p < 0.001). Because the slopes of these regression
lines did not differ between winter and summer females (ANCOVA;
F = 0.835; df = 1, 109; p = 0.36), the data were pooled, and a linear relationship between VS at BF and
resting discharge rate was plotted (Fig.
8) (r = 0.48; Ho:
= 0; t = 5.72; p < 0.001).
In addition, an analysis of phase-locking accuracy at BF on the basis
of resting discharge type (silent, regular, and irregular units)
revealed that mean VS at BF for each resting discharge type did not
differ between winter and summer (two-way ANOVA; effect of season;
F = 0.04; df = 1, 107; p = 0.84).
However, there was a significant difference in mean VS at BF among the
resting discharge types such that mean VS at BF was highest for silent
units, intermediate for irregular units, and lowest for regular units
in both winter and summer females (Table 1) (two-way ANOVA and Tukey
test; effect of resting discharge type; F = 16.26;
df = 2, 107; p < 0.001). In addition, BF did not
differ among the three resting discharge types (two-way ANOVA; effect
of resting discharge type; F = 0.40; df = 2, 107; p = 0.67). Thus, these results show that VS at BF
decreases with increasing resting discharge rate and that silent units
have the highest VS at BF.

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Figure 8.
Relationship between vector strength
(VS) of synchronization at best frequency
(BF) and resting discharge rate for auditory
saccular afferent neurons recorded from female midshipman. VS at BF was
plotted for saccular afferents on the basis of resting discharge type
(i.e., silent, regular, and irregular units).
|
|
 |
Discussion |
To our knowledge, this study is the first to demonstrate seasonal
plasticity of peripheral auditory frequency sensitivity in a natural
population of vertebrates. Our aim was to determine whether the
neurophysiological response properties of the peripheral auditory
system are dependent on reproductive state and whether the female
midshipman auditory sense is seasonally adapted to encode conspecific
vocalizations essential to successful reproduction. Our results
demonstrate that most auditory units in reproductive, summer females
show robust temporal encoding (as measured by spike synchronization
values, VS, 0.70) up to 340 Hz, whereas nonreproductive winter
females show comparable coding only up to 100 Hz. This dramatic
broadening in the encoding of behaviorally relevant frequencies among
summer fish is paralleled by increases in BF, VS at BF, evoked spike
rate at BF, and the percentage of units that show significant VS
values. In addition, changes in the resting discharge properties of
auditory saccular afferents in reproductive summer females are also
consistent with changes in auditory frequency sensitivity for robust
encoding of frequencies >100 Hz.
Plasticity of auditory response properties
We show that there is a dramatic increase in BF (Fig. 4) and in
the phase-locking accuracy of auditory saccular afferents to a broad
range of frequencies >100 Hz (Fig. 5) among female midshipman during
the reproductive summer season. Fay and Ream (1986) reported in their
study of goldfish that a high occurrence of silent saccular afferents
was associated with relatively high BF (>330 Hz). Consistent with this
relationship, we found an increased percentage of silent units and
enhanced sensitivity at higher frequencies among summer afferents.
Furthermore, the large increase in the percentage of units that showed
significant VS to iso-intensity tones above 140 Hz during the summer
indicates that reproductive females have a higher probability of
encoding frequencies >140 Hz than nonreproductive winter females.
We also show that VS at BF is negatively correlated with resting
discharge rate and that silent units have the highest degree of phase
locking at BF. A similar relationship of decreasing phase-locking accuracy with increasing spike rate has been identified in the response
of mammalian auditory afferents to single tones (Johnson, 1980 ; Palmer
and Russell, 1986 ). The increase in the number of silent units, which
have the highest degree of phase locking at BF, is consistent with a
general increase in the robustness of temporal encoding by the
population of saccular primary afferents in summer females.
Functional significance of peripheral auditory plasticity
The frequency sensitivity of the saccular afferents for summer
females closely parallels, in particular, the fundamental frequency and
the major upper harmonics of the male advertisement call (Fig. 9). We propose that this plasticity may
function to increase the probability of conspecific mate detection and
localization, especially in shallow water and sometimes noisy
environments such as those where midshipman court and nest. Gravid
females use the auditory sense to detect and locate male conspecifics
that generate multiharmonic hums (Fig.
9A,B) from their nests (Ibara et
al., 1983 ; Brantley and Bass, 1994 ; McKibben and Bass, 1998 , 2001a ).
The fundamental frequency of the hum is highly stable and ranges from
90 to 100 Hz, but most of the spectral energy of the hum is contained
in upper harmonics that range up to 400 Hz, with the second and third harmonics typically containing as much or more spectral energy as the
fundamental (Fig. 9B) (Brantley and Bass, 1994 ; Bass et al.,
1999 ; M. Marchaterre and A. Bass, unpublished observations). The
harmonics of the hum likely increase signal (hum) detection in shallow
water environments where higher harmonic frequency components are
transmitted over a greater distance than the fundamental frequency
because of the inverse relationship between water depth and the cutoff
frequency of sound transmission (for review, see Bass and Clark, 2003 )
[but see Fine and Lenhardt (1983) for study in closely related sonic
toadfish]. Although our results and those of McKibben and Bass (1999)
show that the peripheral auditory system of midshipman is adapted to
encode the fundamental frequency of the hum, the encoding of hum-like
tones by saccular afferents is enhanced when harmonics are added to
tonal stimuli (McKibben and Bass, 2001b ). Thus, the increased
sensitivity of females to the upper harmonics during the summer may
both increase the detection of vocalizations at greater distances from
the nest as well as enhance the detection and encoding of the
fundamental at close range.

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Figure 9.
A, Representative example of a hum
recorded at 16°C from a nesting type I male midshipman,
P. notatus. Calibration: 50 msec.
B, Match between the power spectrum of the
representative hum (A) and the frequency
sensitivity of female auditory saccular afferent neurons recorded
during the winter and summer. Iso-intensity curves are based on vector
strength (VS) of synchronization to iso-intensity tones
of 130 dB (re 1 µPa) and show median VS values for females recorded
during the winter ( ; from Fig. 5A) and summer ( ;
from Fig. 5B).
|
|
Male midshipman also respond to playbacks of hums, although not nearly
as robustly as females (McKibben and Bass, 1998 ). Peripheral auditory
plasticity may also extend to males, thereby enhancing their detection
and localization of conspecific males during, for example, the
establishment of nest sites (Brantley and Bass, 1994 ). The frequency
response properties of the peripheral auditory system in males have
been characterized only for individuals held in captivity through the
nonreproductive winter months, and their iso-intensity response
profiles resemble those of the winter females studied here (McKibben
and Bass, 1999 ). Thus, future studies need to determine whether
seasonal plasticity of peripheral auditory frequency sensitivity also
occurs in males.
Similarly, many female anurans use male advertisement calls to
recognize and locate conspecifics during the breeding season (Capranica
et al., 1973 ; Ryan, 1985 ; Gerhardt, 1988 ). In many species, there is a
close match between peripheral auditory sensitivity (BF) and the
spectral peak in the male's advertisement call (Wilczynski et al.,
1992 , 1993 ). Furthermore, the match between call spectrum and
peripheral frequency sensitivity extends to variance between populations and the sexes within a single species (Narins and Capranica, 1976 ; Keddy-Hector et al., 1992 ; Wilczynski et al., 1992 ,
1993 ). Divergence between populations and the sexes may yet have a
seasonal component much like the one we have demonstrated in midshipman fish.
Mechanisms for peripheral auditory plasticity
The mechanism(s) responsible for the seasonal plasticity of
peripheral auditory frequency sensitivity in the midshipman is unknown.
One hypothesis is that midshipman auditory receptors are susceptible to
entrainment by extrinsic acoustic stimuli, which in this case would
include the prominent upper harmonics of male advertisement calls
produced during the summer (Fig. 9B). Although a comparable
hypothesis was proposed for the frequency sensitivity of tuberous
electroreceptors of weakly electric fishes (Bass and Hopkins, 1984 ;
Meyer et al., 1984 ), auditory entrainment in female midshipman by male
hums seems less plausible. Females may spend little time in the
vicinity of humming males because they move into nests on a single
night, spawn within a 24 hr period, and then leave to return to
offshore sites (Hubbs, 1920 ; Arora, 1948 ; Brantley and Bass, 1994 ; A. Bass, personal observation).
An alternative, but not mutually exclusive, mechanism for the
plasticity of frequency sensitivity in midshipman is one that is
dependent on seasonal changes in circulating levels of gonadal steroids, as proposed for changes in auditory sensitivity among female
humans during the menstrual cycle (for review, see McFadden, 1998 ). For
example, Haggard and Gaston (1978) found that the accuracy of judging
the octave frequency for a 203 Hz tone (octave matching; a frequency
discrimination task) was lowest during the midluteal phase of the
menstrual cycle and highest during ovulation, which is when estradiol
and testosterone levels peak. Among teleost fish in general, gonadal
steroid levels rise in females during ovarian recrudescence and then
peak before spawning (Pankhurst and Carragher, 1991 ); this same pattern
also occurs among female midshipman and is followed by a precipitous
drop in gonadal steroid levels after spawning [J. Sisneros, P. Forlano, R. Knapp, and A. Bass, unpublished observations; also see
Brantley et al. (1993) and Knapp et al. (1999) for plasma steroid
levels during breeding season]. Low gonadal steroid levels after
spawning may explain, in part, why reproductive state-enhanced
sensitivity decreases in summer females when sampled >25 d after
collection from nests (Fig. 7). The time course of these events is
consistent with a possible genomic effect on auditory receptors
elicited via a reduction in natural circulating gonadal steroid levels.
Similarly, naturally elevated levels of gonadal steroids before
spawning may have a direct effect on the frequency sensitivity of
auditory hair cells as proposed for the steroid-related changes in the
frequency sensitivity characteristics of electroreceptors (Keller et
al., 1986 ; Sisneros and Tricas, 2000 ). Among vertebrates in general,
including the closely related toadfish (same Family and Order as
midshipman), electrical resonance arising from the ion channel current
kinetics of the basolateral membrane of the auditory hair cell is
considered the major contributing factor for frequency sensitivity in
the low-frequency range of interest here (Steinacker and Romero, 1991 , 1992 ; Fettiplace and Fuchs, 1999 ). The electrical resonance is caused
by the interaction between inward calcium and outward calcium-dependent potassium currents that produce an electrical oscillation of the receptor potential along the receptor epithelium (Lewis and Hudspeth, 1983 ; Roberts et al., 1988 ). Thus, as proposed for electroreceptors (Zakon, 1987 ; Zakon et al., 1991 ), gonadal steroids may exert their
effects on the frequency sensitivity of saccular hair cells by
genomically regulating the differential transcription of ion channels
that are responsible for changing the ion conductances of the receptor
or, alternatively, by regulating enzymes such as protein kinases that
can modulate the kinetics of existing ion channels.
Last, seasonal plasticity of peripheral auditory frequency sensitivity
may also depend on changes in central input from the hindbrain efferent
nucleus that directly innervates the teleostean inner ear, including
that of midshipman (Bass et al., 1994 ). Saccular efferents provide
inhibitory inputs to hair cells that can modulate their auditory
sensitivity (gain) (Furukawa and Matsura, 1978 ; Lin and Faber, 1988 ).
We found no difference in auditory thresholds among females in
different seasonal reproductive states (Fig. 6), suggesting that
peripheral auditory sensitivity is not influenced by central inputs.
However, Xiao and Suga (2002) showed recently that neurons in the
mammalian auditory cortex modulate the frequency sensitivity of
cochlear hair cells. Thus, future studies should examine the possible
seasonal effects of efferent modulation on frequency sensitivity in the
midshipman peripheral auditory system.
In summary, we have shown that peripheral auditory frequency
sensitivity changes with seasonal variation in the female reproductive state. We suggest that seasonal plasticity in female auditory frequency
sensitivity represents an adaptation to enhance the detection of the
multiharmonic advertisement calls of males that, in turn, facilitates
the acquisition of auditory information needed for conspecific
detection and localization. Thus, the importance of the auditory sense
during breeding and associated seasonal changes in peripheral frequency
sensitivity offer the midshipman auditory system as an excellent model
for identifying the reproductive-related neural mechanisms responsible
for auditory plasticity that may be common to all vertebrates,
including humans.
 |
FOOTNOTES |
Received Aug. 5, 2002; revised Nov. 6, 2002; accepted Nov. 12, 2002.
This research was supported by a National Institutes of Health
(NIH)/National Institute of Deafness and Other Communication Disorders
(NIDCD) postdoctoral fellowship (1F32DC00445) to J.A.S. and an
NIH/NIDCD grant (DC00092) to A.H.B. We thank P. Forlano, M. Marchaterre, J. McKibben, J. Lee, Captain Lee Bradford, and the crew of
RV John Martin for field assistance, G. Cailliet, H. Lohr, M. Kaanapu,
and the Moss Landing Marine Laboratory for logistical support, B. Land,
P. Wrege, K. Reeve, M. Marchaterre, D. Bodnar, M. Weeg, J. McKibben, J. O'Sullivan, and M. Ezcurra for technical advice and assistance, and M. Weeg, B. Land, and two anonymous reviewers for helpful comments on this manuscript.
Correspondence should be addressed to Dr. Joseph A. Sisneros,
Department of Neurobiology and Behavior, Cornell University, Seeley G. Mudd Hall, Ithaca, NY 14853. E-mail:
jas226{at}cornell.edu.
 |
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J. A. Sisneros, P. M. Forlano, D. L. Deitcher, and A. H. Bass
Steroid-Dependent Auditory Plasticity Leads to Adaptive Coupling of Sender and Receiver
Science,
July 16, 2004;
305(5682):
404 - 407.
[Abstract]
[Full Text]
[PDF]
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